Ontario Securities Commission
Please note
The default status of a reporting issuer shown on the list is as of the date of the last update indicated. More current
information may be obtained by calling the Contact Centre at 416-593-8314 or 1-877-785-1555 (Toll Free).
Last Updated on 2014/11/07
Legend
1a.
Failure to file annual financial statements.
1b.
Failure to file interim financial statements.
1c.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim
management report of fund performance (MRFP).
1d.
Failure to file an Annual Information Form (AIF).
1e.
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109
Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
1f.
Failure to file required proxy materials or a required information circular.
1g.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
1h.
Failure to file a material change report.
1i.
Failure to provide a written update after filing a confidential report of a material change.
1j.
Failure to file a business acquisition report.
1k.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of
Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under
NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
1l.
Failure to file a mandatory news release.
1m.
Failure to file corporate governance disclosure as required by National Instrument 58-101 Disclosure of
Corporate Governance Practices.
1n.
Failure to file audit committee disclosure as required by Multilateral Instrument
52-110 Audit Committees or BC Instrument 52-509 Audit Committees.
1o.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their
effectiveness that is referred to in a certificate filed under MI 52-109.
2a.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial
statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National
Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency.
2b.
The reporting issuer has acknowledged that its financial statements, or the auditors’ report
accompanying the financial statements, may no longer be relied upon.
2c.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not
contain information for each of the content items required by NI 51-102 or NI 81-106.
2d.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure
requirements of NI 43-101 or NI 51-101.
3.
Failure to pay a fee required by the Act or the regulations.
4.
Failure to comply with any other requirement related to continuous disclosure.
Commission des valeurs mobilières de l’Ontario
Veuillez noter
La qualitГ© d'un Г©metteur assujetti en dГ©faut figurant sur la liste s'applique Г la date de la derniГЁre mise Г jour
indiquГ©e. Vous pouvez obtenir de plus amples renseignements en communiquant avec l'InfoCentre au 416-593-8314
ou au 1 877 785-1555 (sans frais).
DerniГЁre mise Г jour 2014/11/07
LГ©gende
1a.
1b.
1c.
1d.
1e.
1f.
1g.
1h.
1i.
1j.
1k.
1l.
1m.
Omission de dГ©poser les Г©tats financiers annuels.
Omission de dГ©poser les Г©tats financiers pГ©riodiques.
Omission de dГ©poser un rapport de gestion annuel ou pГ©riodique ou un rapport annuel ou pГ©riodique de
la direction sur le rendement du fonds.
Omission de dГ©poser les notices annuelles.
Omission de dГ©poser une attestation relative aux documents annuels ou pГ©riodiques exigГ©e en vertu du
RГЁglement 52-109 sur l'attestation de l'information prГ©sentГ©e dans les documents annuels et
intermГ©diaires des Г©metteurs.
Omission de dГ©poser les documents de procuration ou la circulaire d'information exigГ©s.
Omission de dГ©poser un supplГ©ment de profil d'Г©metteur sur le SystГЁme Г©lectronique de dГ©claration des
initiГ©s (SEDI).
Omission de dГ©poser un rapport de modification importante.
Omission de fournir une mise Г jour Г©crite aprГЁs le dГ©pГґt d'un rapport confidentiel de modification
importante.
Omission de dГ©poser une dГ©claration d'acquisition d'entreprise.
Omission de dГ©poser les documents d'information annuels sur le pГ©trole et le gaz exigГ©s en vertu du
RГЁglement 51-101 sur l'information concernant les activitГ©s pГ©troliГЁres et gaziГЁres ou les rapports
techniques relatifs à un projet minier exigés en vertu du Règlement 43-101 – Information concernant les
projets miniers.
Omission de dГ©poser un communiquГ© obligatoire.
Omission de dГ©poser le document d'information sur la gouvernance d'entreprise exigГ© en vertu du
RГЁglement 58-101 sur l'information concernant les pratiques en matiГЁre de gouvernance d'entreprise.
1n.
Omission de dГ©poser le document d'information relatif au comitГ© de vГ©rification exigГ© en vertu du
RГЁglement 52-110 ou du RГЁglement de la Colombie-Britannique 52-509 sur les comitГ©s de vГ©rification.
1o.
Omission de prГ©senter dans le rapport de gestion d'un Г©metteur l'information relative aux contrГґles et
aux mГ©canismes d'information et Г l'efficacitГ© de ces derniers dont il est fait mention dans une attestation
dГ©posГ©e en vertu du RГЁglement 52-109.
Les Г©tats financiers de l'Г©metteur assujetti ou le rapport du vГ©rificateur joint aux Г©tats financiers ne sont
pas conformes aux exigences du RГЁglement 51-102 sur les obligations d'information continue, du
RГЁglement 81-106 sur l'information continue des fonds d'investissement ou du RГЁglement 52-107 sur les
principes comptables, les normes de vГ©rification et les monnaies de prГ©sentation acceptables.
2a.
2b.
2c.
2d.
3.
4.
L'Г©metteur assujetti a reconnu que ses Г©tats financiers ou le rapport du vГ©rificateur qui y est joint ne sont
peut-ГЄtre plus fiables.
La notice annuelle, le rapport de gestion, le rapport de la direction sur le rendement du fonds, la
circulaire d'information ou les dГ©clarations d'acquisition d'entreprise dГ©posГ©s par l'Г©metteur assujetti ne
renferment pas de renseignements pour chacun des points exigГ©s en vertu des RГЁglements 51-102 ou
81-106.
Le document d'information technique ou d'autres rapports de l'Г©metteur assujetti ne sont pas conformes
aux exigences d'information des RГЁglements 43-101 ou 51-101.
Omission de verser les droits exigГ©s par la Loi ou les rГЁglements d'application.
Omission de se conformer Г toute autre exigence en matiГЁre d'information continue.
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Order Date
(YYYY/MM/DD)
Date de
l'ordonnance
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
----Yes/Oui
Yes/Oui
Yes/Oui
------Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Date de
l'ordonnance
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---
-----1995/01/12
1988/05/18
1990/09/27
1993/07/23
---
(YYYY/MM/DD)
#
A
01 Communique Laboratory Inc.
0944460 B.C. Ltd.
0960926 B.C. LTD.
0990756 B.C. LTD.
1080854 Ontario Limited
1608557 Ontario Inc.
161671 Canada Inc.
1807564 Alberta Ltd.
1832 AM Canadian Preferred Share LP
1832 AM Global Completion LP
1832 AM North American Preferred Share LP
2100 Bloor Street West Limited Partnership
360 Capital Financial Services Group Inc.
360networks Inc.
37 Capital Inc.
389575 Alberta Ltd.
389585 Alberta Ltd.
389590 Alberta Ltd.
389593 Alberta Ltd.
3MV Energy Corp.
407 International Inc.
4504020 Canada Inc.
49 North Resources Inc.
5Banc Split Inc.
5N Plus Inc.
700459 Ontario Limited
71 Capital Corp.
800 Kennedy Road Limited
855 Burrard Capital Limited Partnership No. 2
866299 Ontario Inc.
A Man Called Intrepid
AAN Ventures Inc.
AB Svensk Exportkredit (Swedish Export Credit
Corporation)
Abacan Resource Corporation
Abacus Canadian Equity Fund
Abacus Mining & Exploration Corp.
Abacus Software Group Inc.
Abattis Bioceuticals Corp.
Abbey Exploration Inc.
Abcourt Mines Inc.
ABE Resources Inc.
Aberdeen Asia-Pacific Income Investment
Company Limited
Aberdeen International Inc.
Abitibi Royalties Inc.
Aboriginal Global Investment Fund
Absolute Software Corporation
----Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
-------Yes/Oui
------------
----1a, 1b, 1d
1a, 1b, 1c, 1e, 3
-1a, 1c, 1e, 3
-----1a, 1b, 1d
-------1a, 1b, 1c, 1d, 1e,
3
------------
----2002/01/03
2008/12/10
1991/10/28
------2002/07/19
-1989/09/19
1989/09/20
1989/09/20
1989/09/20
--2010/07/21
-Yes/Oui
--------
-1a, 1b, 1d, 3
--------
Yes/Oui
--Yes/Oui
-Yes/Oui
----
2000/06/30
--1998/08/04
-1991/04/26
----
--Yes/Oui
--
--1a, 3
--
-----
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
--Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
---Yes/Oui
Yes/Oui
----Yes/Oui
--Yes/Oui
-----Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
--
--2013/05/06
------2003/02/26
2007/01/31
--2001/07/26
--2012/10/04
---1996/06/18
2009/08/26
----2002/06/04
--2002/02/22
-----1996/09/18
---2001/02/16
-2001/11/23
1999/03/08
1989/07/13
--
Yes/Oui
--
1982/06/29
--
(YYYY/MM/DD)
AC Energy Inc.
Yes/Oui
Academy Explorations Limited
Acadian Core International Equity Fund
Acadian Energy Inc.
Acadian Timber Corp.
Acana Capital Corp.
Acasti Pharma Inc.
Accend Capital Corporation
Accord Financial Corp.
ACE Aviation Holdings Inc.
ACEnetx Inc.
ACE/Security Laminates Corporation
Ackroo Inc.
ACL International Ltd.
ACME Metals Incorporated
ACME Resources Corp.
Acorn Energy, Inc.
Action Energy Inc.
Active Growth Capital Inc.
ACTIVEnergy Income Fund
AcuityAds Holdings Inc.
Acuma International Inc.
Adaltis Inc.
Adanac Molybdenum Corporation
Added Capital Inc.
Adex Mining Inc.
ADF Group Inc.
ADI Technologies Inc.
Adira Energy Ltd.
Admax American Performance Fund
Admiral Inc.
Adriana Resources Inc.
Advanced Explorations Inc.
Advanced Folio Fund
Advanced Micro Devices, Inc.
Advanced New Frontier Oil & Gas Recovery Inc.
Advanced Pultrusion Technologies Inc.
Advantage Oil & Gas Ltd.
Advantaged Canadian High Yield Bond Fund
Advantaged Preferred Share Trust
AdvantEdge International Inc.
Advantex Marketing International Inc.
AdvanteXCEL.com Communications Corp.
Adventure Electronics Inc.
Advest Capital Inc.
Advocat Inc.
Yes/Oui
-Yes/Oui
------Yes/Oui
Yes/Oui
-----Yes/Oui
----Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
-----------Yes/Oui
--Yes/Oui
Advocate Mines Limited
Aecon Group Inc.
---
1a, 1b, 1c, 1d, 1e,
3
4
-1a, 1c, 1e, 3
------1a, 1b
1a, 1b, 1c, 1e, 3
-----1a, 1b, 1c, 1e, 3
----1b, 1c, 1e
----1a, 1b
-1a, 1d
1d
-----------1a, 1d
--1a, 1b, 1c, 1d, 1e,
3
---
2003/12/30
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
-----Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
-------------------------------
-----2002/05/24
--1991/07/11
1990/07/20
-1986/07/04
-------------------------------
(YYYY/MM/DD)
Aegean Metals Group Inc.
Aerocast Inc.
AEterna Zentaris Inc.
Affinor Growers Inc.
AFG Flameguard Ltd.
Afitex Financial Services Inc.
AFM Hospitality Corporation
Africa Hydrocarbons Inc.
Africa Oil Corp.
African Copper PLC
African Gold Group, Inc.
African Queen Mines Ltd.
African Selection Mining Corporation
Africo Resources Ltd.
Ag Growth International Inc.
Agassiz Resources Ltd.
Agate Venture (Northern and Eastern) Inc.
Agellan Commercial Real Estate Investment Trust
Agency
AGF American Growth Class
AGF Asian Growth Class
AGF Asian Growth Fund
AGF Canada Class
AGF Canadian Asset Allocation Fund
AGF Canadian Bond Fund
AGF Canadian Growth Equity Class
AGF Canadian Large Cap Dividend Class
AGF Canadian Large Cap Dividend Fund
AGF Canadian Money Market Fund
AGF Canadian Resources Class
AGF Canadian Small Cap Discovery Fund
AGF Canadian Small Cap Fund
AGF Canadian Stock Fund
AGF China Focus Class
AGF Clean Environment Equity Fund
AGF Diversified Income Class
AGF Diversified Income Fund
AGF Dividend Income Fund
AGF EAFE Equity Fund
AGF Elements Balanced Portfolio
AGF Elements Balanced Portfolio Class
AGF Elements Conservative Portfolio
AGF Elements Conservative Portfolio Class
AGF Elements Global Portfolio
AGF Elements Global Portfolio Class
AGF Elements Growth Portfolio
AGF Elements Growth Portfolio Class
AGF Elements Yield Portfolio
AGF Emerging Markets Balanced Fund
-Yes/Oui
--Yes/Oui
-Yes/Oui
-------------------------------------------
-1a, 1b, 1c, 1e, 3
--1a, 1c, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
-------------------------------------------
-2012/08/17
--2014/05/13
1999/09/08
2005/04/08
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------Yes/Oui
Yes/Oui
Yes/Oui
-------Yes/Oui
Order Date
(YYYY/MM/DD)
AGF Emerging Markets Bond Fund
AGF Emerging Markets Class
AGF Emerging Markets Fund
AGF Equity Income Focus Fund
AGF European Equity Class
AGF Fixed Income Plus Fund
AGF Floating Rate Income Fund
AGF Global Aggregate Bond Fund
AGF Global Concentrated Fund
AGF Global Dividend Fund
AGF Global Equity Class
AGF Global Equity Fund
AGF Global Resources Class
AGF Global Resources Fund
AGF Global Select Fund
AGF Global Value Class
AGF Global Value Fund
AGF High Yield Bond Fund
AGF Income Focus Fund
AGF Inflation Focus Fund
AGF Inflation Plus Bond Fund
AGF International Stock Class
AGF Management Limited
AGF Monthly High Income Fund
AGF Precious Metals Fund
AGF Short-Term Income Class
AGF Tactical Fund
AGF Tactical Income Fund
AGF Total Return Bond Fund
AGF Traditional Balanced Fund
AGF Traditional Income Fund
AGF U.S. AlphaSector Class
AGF U.S. Risk Managed Fund
AGF U.S. Small-Mid Cap Fund
AGF World Balanced Fund
Aggressive Folio Fund
Agility Health, Inc.
AgJunction Inc.
Agnico Eagle Mines Limited
Agora Government Securities Fund
Agora U.S. Growth Stock Fund
Agora U.S. Increasing Dividend Fund
AgriMarine Holdings Inc.
AgriMinco Corp.
Agrium Inc.
AGT Food and Indredients Inc.
AH Capital Corp.
Aileron Ventures Limited
Aim Explorations Ltd.
AimGlobal Technologies Company Inc.
-------------------------------------------------Yes/Oui
-------------------------------------------------1b
Date de
l'ordonnance
---------------------------------------1989/10/31
1989/10/31
1989/10/31
-------2002/12/20
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
--------Yes/Oui
-Yes/Oui
-Yes/Oui
--------Yes/Oui
-----------Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
Yes/Oui
-------
--------1a, 3
-1b, 1c, 1e
-1a, 3
--------3
-----------1a, 1c, 1e, 3
1a, 1c, 1e, 3
------1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
------------Yes/Oui
----Yes/Oui
Yes/Oui
----------------
Order Date
(YYYY/MM/DD)
Aimia Inc.
Ainsworth Lumber Co. Ltd.
Air Canada
Air Niagara Express Inc.
AirBoss of America Corp.
AireSurf Networks Holdings Inc.
Airgen Corporation
AirIQ Inc.
Airline Training International Ltd.
AJ Perron Gold Corp.
Akela Pharma Inc.
Akita Drilling Ltd.
Akrokeri-Ashanti Gold Mines Inc.
Alabama Graphite Corp.
Alacer Gold Corp.
Aladin International Inc.
Alamos Gold Inc.
Alaris Royalty Corp.
AlarmForce Industries Inc.
Alaska Hydro Corporation
Alba Minerals Ltd.
Albany Court Apartments Inc.
Alberta Oilsands Inc.
Albion Petroleum Ltd.
Alchemist Mining Inc.
Alder Resources Ltd.
Alderon Iron Ore Corp.
Aldrin Resource Corp.
Alert Care 87-1 Limited Partnership
Alexander Nubia International Inc.
Alexandra Capital Corp.
Alexandria Minerals Corporation
Alexco Resource Corp.
Algae Biosciences Corporation
Algo Group Inc.
Algold Resources Ltd.
Algoma Central Corporation
Algoma Finance Corp.
Algonquin Power & Utilities Corp.
Alimentation Couche-Tard Inc.
Alix Resources Corp.
All-Canadian Compound Fund
All-Canadian ConsumerFund
All-Canadian Resources Corporation
All in West! Capital Corporation
Allana Potash Corp.
Allbanc Split Corp.
Allbanc Split Corp. II
Allegiance Equity Corporation
Allegro Aggressive Canada Focus Portfolio
Date de
l'ordonnance
---1999/12/10
--1998/09/15
-2003/11/20
1996/12/20
2012/11/26
-2004/05/27
--1990/05/31
------------1993/06/06
----2014/02/07
2008/04/03
----------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
---
---
Ordonnance
d'interdiction
d'opГ©rations
---
-------
-------
-------
-------
-----Yes/Oui
Yes/Oui
-------Yes/Oui
--------Yes/Oui
-----1a, 1b, 3
1a, 3
-------1a, 1b, 1c, 1e, 3
--------1a, 1b, 1c, 1d, 1e,
3
----1a
1b, 1c, 1e
----------
------Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
---------
------2004/06/01
1997/10/02
--2003/02/19
1983/05/31
--2009/05/06
1999/06/25
---------
-Yes/Oui
--Yes/Oui
Yes/Oui
----------
-2001/02/06
--1999/10/01
2014/03/13
----------
Allegro Aggressive Portfolio
Allegro Balanced Growth Canada Focus Portfolio
Class
Allegro Balanced Growth Portfolio Class
Allegro Balanced Portfolio Class
Allegro Conservative Portfolio
Allegro Growth Canada Focus Portfolio Class
Allegro Growth Portfolio Class
Allegro Moderate Aggressive Canada Focus
Portfolio
Allegro Moderate Aggressive Portfolio
Allegro Moderate Conservative Portfolio
Allegro Moderate Portfolio
Alliance Mining Corp.
Alliance Pipeline Limited Partnership
Alliance Resources plc
Allican Resources Inc.
Allied Canadian Limited Partnership (91-1)
Allied Nevada Gold Corp.
Allied Properties Real Estate Investment Trust
Allnet Secom Inc.
Allont Limited
Almaden Minerals Ltd.
Almonty Industries Inc.
Alpha Group Industries Inc.
AlphaNet Telecom Inc.
AlphaNorth Growth Fund
AlphaNorth Resource Fund
ALSTOM
Alta Vista Ventures Ltd.
AltaGas Ltd.
Altai Resources Inc.
Altair Gold Inc.
Altair Nanotechnologies Inc.
Altalink, L.P.
Altaur Gold Explorations Inc.
Alter NRG Corp.
Alterra Power Corp.
Alterra Resources Inc.
Alterrus Systems Inc.
Altiplano Minerals Ltd.
Altitude Resources Inc.
Altius Minerals Corporation
Alto Aggressive Canada Focus Portfolio
Alto Aggressive Portfolio
Alto Conservative Portfolio
Alto Moderate Aggressive Canada Focus Portfolio
Alto Moderate Aggressive Portfolio
Alto Moderate Conservative Portfolio
----Yes/Oui
Yes/Oui
----------
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---
Date de
l'ordonnance
------Yes/Oui
---Yes/Oui
------2003/03/03
---2011/07/06
Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
-----
1982/04/22
1988/06/22
----2004/02/12
1997/10/09
--1997/10/09
--2014/05/22
1997/10/02
-1985/09/06
1998/01/15
1994/01/24
------1990/01/12
1989/09/08
--1986/09/11
2002/05/24
-----
(YYYY/MM/DD)
Alto Moderate Portfolio
Alto Monthly Income and Enhanced Growth
Portfolio
Alto Monthly Income and Global Growth Portfolio
Alto Monthly Income and Growth Portfolio
Alto Monthly Income Portfolio
Altruista Fund Inc.
Alturas Minerals Corp.
Altus Group Limited
Aludra Inc.
Alvopetro Energy Ltd.
Amana Copper Ltd.
Amaya Gaming Group Inc.
Ambrilia Biopharma Inc.
---
---
---Yes/Oui
--Yes/Oui
---Yes/Oui
Amcan Industries Corporation
Amercoeur Energy (Canada) Limited
American Bonanza Gold Corp.
American Consolidated Minerals Corp.
American Core Sectors Dividend Fund
American Creek Resources Ltd.
American Eco Corporation
American Ethanol (International) Corporation
American Express Canada Credit Corporation
American Express Company
American Health Services Corp.
American Hotel Income Properties REIT LP
American Manganese Inc.
American Natural Energy Corporation
American Pacific Minerals Ltd.
American Potash Corp.
American Quasar Petroleum Co.
American Sensors Inc.
American Transportation Television Network, Inc.
American Vanadium Corp.
Americas Petrogas Inc.
Amerigo Resources Ltd.
Amerix Precious Metals Corporation
AMG Bioenergy Resources Holdings Ltd.
Amica Mature Lifestyles Inc.
AML International Limited
Amnicon Corporation
Amorfix Life Sciences Ltd.
Ampal-American Israel Corporation
Amstock Fund
AMT International Mining Corporation
Anaconda Mining Inc.
Anchor Capital Corporation
Anchor Managed Defensive Income Fund
Anchor Managed Dividend Growth Fund
------Yes/Oui
------Yes/Oui
--------------Yes/Oui
-Yes/Oui
-----
---1a, 1b, 1c, 1d, 3
--1a, 1d, 3
---1a, 1b, 1c, 1d, 1e,
3
------1a, 1b, 1d
------3
--------------1a, 1c, 1d, 1e, 3
-1a, 1b, 1c, 1e, 3
-----
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------------------------Yes/Oui
-Yes/Oui
---------Yes/Oui
--Yes/Oui
--Yes/Oui
---Yes/Oui
---
-------------------------1a, 1b, 1c, 1e, 3
-1b
---------1a, 1b, 1c, 1e, 3
--1a, 3
--1a, 1b, 1c, 1e, 3
---1a, 1b, 1c, 1e
---
Ordonnance
d'interdiction
d'opГ©rations
------Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
------Yes/Oui
---
Order Date
(YYYY/MM/DD)
Anchor Managed High Income Fund
Anconia Resources Corp.
AndeanGold Ltd.
Anderson Energy Ltd.
Andrew Peller Limited
Angel Bioventures Inc.
Anglo Canadian Mining Corporation
Anglo Pacific Group plc
Angus Mining Inc.
ANI Pharmaceuticals, Inc.
Anjamin Mines Limited
Annidis Corporation
Ansar Financial and Development Corporation
Antares Small Business Development Limited
Antelope Resources Inc.
Anterra Energy Inc.
Anthem United Inc.
Antibe Therapeutics Inc.
Antioquia Gold Inc.
Antrim Energy Inc.
Anvil Range Mining Corporation
Anyox Metals Limited
Aon plc
API Nanotronics Sub, Inc.
API Technologies Corp.
Apiva Ventures Limited
Appia Energy Corp.
Applause Corporation
Applied Inventions Management Corp.
Aptose Biosciences Inc.
AQM Copper Inc.
Aqua-Pure Ventures Inc.
Aquarius Coatings Inc.
Aquila Resources Inc.
Aquitaine Shores Apartment Project - Phase I
Aquitane Shores Apartment Project - Phase II
Arborscience Inc.
Arbour Energy Inc.
ARC International Corporation
ARC Resources Ltd.
Arcamatrix Corporation
Arcan Resources Ltd.
Arch Biopartners Inc.
Arctic Glacier Income Fund
Arctic Hunter Energy Inc.
Arctic Star Exploration Corp.
Arcus Development Group Inc.
Arehada Mining Limited
Argent Energy Trust
Argentex Mining Corporation
Date de
l'ordonnance
------1992/01/16
---1975/01/27
--1981/05/06
1991/01/31
-----1998/05/25
1992/06/17
---2004/06/23
-2002/03/08
------1993/10/13
1994/03/02
2001/07/30
2006/05/10
2000/12/12
-2004/05/28
------2011/04/06
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
----Yes/Oui
---Yes/Oui
--Yes/Oui
-2003/04/14
1997/05/29
2003/10/15
2011/11/23
2012/08/09
2003/11/20
2002/02/21
-1999/06/30
-2013/11/07
2003/06/02
----2001/03/22
---2008/06/20
--2010/08/30
---Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---
---1998/06/23
-2002/11/25
---2010/05/10
1991/06/11
1994/03/02
2002/09/18
---
(YYYY/MM/DD)
Argentium Resources Inc.
Argentum Silver Corp.
Argex Titanium Inc.
Argonaut Exploration Inc.
Argonaut Gold Inc.
Argosy Energy Inc.
Argosy Minerals Limited
Argus Corporation Limited
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Arht Media Inc.
Ariel Resources Ltd.
Arimetco International Inc.
Aris Canada Ltd.
ARISE Technologies Corporation
Arius3D Corp.
Arlington Resources Inc.
Armac Capital Corp.
Armada Data Corporation
Armada Gold Corporation
Armada Mercantile Ltd.
Armadillo Resources Ltd.
Armstrong Corporation
Armtec Infrastructure Inc.
ARQ GRAPHITE INC.
Arrowhead Gold Corp.
Arsenal Energy Inc.
Art Vault International Limited, The
Artek Exploration Ltd.
Artemis U.S. Capital Appreciation Fund
Artis Real Estate Investment Trust
Arura Pharma Inc.
Asanko Gold Inc.
Asbestos Corporation Limited
Ascalade Communications Inc.
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
--------Yes/Oui
--Yes/Oui
Asean Energy Corp.
Ashburton Ventures Inc.
Asher Resources Corporation
Ashurst Technology Ltd.
Asia Bio-Chem Group Corp.
Asia Media Group Corporation
Asia Now Resources Corp.
Asian Mineral Resources Limited
Asian Television Network International Limited
Aspen Group Resources Corporation
Aspen Manufacturing Industries Inc.
Assaly Capital Corporation
Asset Management Software Systems Corp.
Assiniboia Farmland Limited Partnership
Astar Minerals Ltd.
-----Yes/Oui
---Yes/Oui
Yes/Oui
-Yes/Oui
---
---1a, 1c, 1e, 3
-1a, 1c, 1d, 1e, 3
1a, 3
1a, 1b, 1c, 1d, 1e,
3
-1a, 1b
-1a, 1d
1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
1a, 3
1b
---1a, 1b, 1c, 1e, 3
1a, 1b
--------1a, 1b, 1c, 1e, 3
--1a, 1b, 1c, 1d, 1e,
3
-----1a
---1a, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
-1a, 1b, 3
---
---2014/11/05
-2013/04/10
2012/05/04
2008/07/23
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
--------------------------Yes/Oui
----Yes/Oui
-Yes/Oui
------Yes/Oui
--------
--------------------------2001/11/30
----2001/05/09
-2014/08/25
------2002/10/28
--------
(YYYY/MM/DD)
Astaware Technologies Inc.
Yes/Oui
Aston Bay Holdings Ltd.
Aston Hill Advantage Bond Fund
Aston Hill Advantage Oil & Gas Income Fund
Aston Hill Advantage VIP Income Fund
Aston Hill Capital Growth Class
Aston Hill Capital Growth Fund
Aston Hill Energy Growth Class
Aston Hill Financial Inc.
Aston Hill Global Growth & Income Class
Aston Hill Global Growth & Income Fund
Aston Hill Global Resource & Infrastructure Class
Aston Hill Global Resource & Infrastructure Fund
Aston Hill Growth & Income Class
Aston Hill Growth & Income Fund
Aston Hill MBB Trust
Aston Hill Oil & Gas Income Fund
Aston Hill Short-Term Income Fund
Aston Hill Strategic Yield Class
Aston Hill Strategic Yield Fund
Aston Hill Strategic Yield II Class
Aston Hill Strategic Yield II Fund
Aston Hill Strategic Yield Trust
Aston Hill VIP Income Fund
Astorius Resources Ltd.
Astrix Networks Inc.
Atacama Pacific Gold Corporation
ATC Technologies Corporation
ATCO Ltd.
Ateba Resources Inc.
Athabasca Minerals Inc.
Athabasca Oil Corporation
Athabaska Gold Resources Ltd.
Atico Mining Corporation
Atikwa Resources Inc.
Atlanta Gold Inc.
Atlantic Gold Corporation
Atlantic Industrial Minerals Incorporated
Atlantic Power Corporation
Atlantic Power Limited Partnership
Atlantic Power Preferred Equity Ltd.
Atlantic Systems Group Inc.
Atlantis Submarines (International Holdings), Inc.
Atlas Cloud Enterprises Inc.
Atlas Financial Holdings, Inc.
Atlatsa Resources Corporation
Atna Resources Ltd.
Atrium Mortgage Investment Corporation
ATS Automation Tooling Systems Inc.
--------------------------Yes/Oui
------Yes/Oui
------Yes/Oui
--------
1a, 1b, 1c, 1d, 1e,
3
--------------------------1a, 1b
------1a, 1b, 1c, 1e, 3
------1b
--------
2004/06/25
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
---------Yes/Oui
---Yes/Oui
--------------------Yes/Oui
---------Yes/Oui
------
---------1a, 1c, 1e, 3
---1a, 1b, 1c, 1e, 3
--------------------1a, 1b, 1c, 1e, 3
---------1a
------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
-----Yes/Oui
--Yes/Oui
---Yes/Oui
-----Yes/Oui
-------Yes/Oui
------Yes/Oui
-----Yes/Oui
---Yes/Oui
-Yes/Oui
----
Order Date
(YYYY/MM/DD)
Augdome Corporation Limited
Augusta Industries Inc.
Augusta Resource Corporation
Augustine Ventures Inc.
Aumento Capital IV Corporation
Aumento Capital V Corporation
Aupan Red Lake Resources Ltd.
Aura Minerals Inc.
Aura Silver Resources Inc.
Aurado Energy Inc.
Aurania Resources Ltd.
Aurcana Corporation
AurCrest Gold Inc.
Aurelian Developers Ltd.
Aureus Mining Inc.
AuRico Gold Inc.
Aurinia Pharmaceuticals Inc.
Aurion Resources Ltd.
Aurora Cannabis
Aurora Corporation
Aurora Spine Corporation
Aurquest Resources Inc.
Aurvista Gold Corporation
Austin Resources Ltd.
Australian Banc Capital Securities Trust
Australian Banc Income Fund
Australian REIT Income Fund
Auto Group International Ltd.
AutoCanada Inc.
Automodular Corporation
Auxellence Health Corporation
Avagenesis Corp.
Avala Resources Ltd.
Avalon Rare Metals Inc.
Avalon Works Corp.
Avante Logixx Inc.
Avanti Energy Inc.
Avanti Mining Inc.
Avcorp Industries Inc.
Aveda Transportation and Energy Services
Avenza Global Technologies Corp.
Avigilon Corporation
Avion Gold Corporation
Avivagen Inc.
AVL Ventures Inc.
Avnel Gold Mining Limited
Avoca Mines Canada Ltd.
Axia NetMedia Corporation
Axiom All Equity Portfolio
Axiom Balanced Growth Portfolio
Date de
l'ordonnance
1992/05/21
-----1995/06/27
--2007/05/03
---2002/11/25
-----1989/07/13
-------1989/02/01
------2010/08/06
-----2001/07/30
---2004/05/25
-1977/10/21
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-------Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
Yes/Oui
-------------Yes/Oui
---------Yes/Oui
---Yes/Oui
---
2011/05/06
2005/11/03
2012/04/13
-------------1993/06/15
---------1975/01/27
---2000/06/01
---
(YYYY/MM/DD)
B
Axiom Balanced Income Portfolio
Axiom Canadian Growth Portfolio
Axiom Diversified Monthly Income Portfolio
Axiom Foreign Growth Portfolio
Axiom Global Growth Portfolio
Axiom Long-Term Growth Portfolio
Axios Mobile Assets Corp.
Axiotron Corp.
AXMIN Inc.
Axxent Inc.
Aylen Capital Inc.
Azabache Energy Inc.
AZCAR Technologies Incorporated
AZL Resources, Inc.
Azoico Ltd
-------Yes/Oui
-Yes/Oui
--Yes/Oui
-Yes/Oui
Aztech Innovations Inc.
Aztek Resource Development Inc.
Azure Dynamics Corporation
A&W Revenue Royalties Income Fund
B2Gold Corp.
Ba Ba Capital Inc.
BAA PLC
BAC Canada Finance Company
BacTech Environmental Corporation
Badger Daylighting Ltd.
Baja Mining Corp.
Balanced 60/40 Fund
Balanced Folio Fund
Balanced Fund
Balanced Monthly Income Fund
Ballard Power Systems Inc.
Balmoral Club Limited Partnership, The
Balmoral Resources Ltd.
Bank of America Corporation
Bank of Montreal
Bank of Nova Scotia, The
Bankers Petroleum Ltd.
Bannerman Resources Limited
Banro Corporation
Banyan Gold Corp.
Barclays Bank Plc
Bargnesi Mines Limited
Barisan Gold Corporation
Barker Minerals Ltd.
Barkerville Gold Mines Ltd.
Barney's Food Enterprises Inc.
Barometer Disciplined Leadership Equity Fund
Barometer Disciplined Leadership High Income
Fund
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
----------------------Yes/Oui
----
-------1a, 1b, 1c, 1e, 3
-1b
--1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
1a, 1c, 1d, 1e, 3
---1a, 1b, 3
----------------------3
----
-------2010/06/11
-2001/11/16
--2011/05/11
1983/06/28
2005/02/02
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
------Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
-Yes/Oui
-Yes/Oui
-Yes/Oui
-----
-1991/07/16
-1997/12/01
-1991/06/11
-----
-Yes/Oui
-Yes/Oui
--
-1998/06/22
-1992/04/07
--
(YYYY/MM/DD)
Barometer Global Tactical Yield and Equity Fund
Barrick Gold Corporation
Barrick Gold Finance Company
Barrick Gold Finance Inc.
Barrick Gold Financeco LLC
Barrick North America Finance LLC
Barron Hunter Hargrave Strategic Resources Inc.
Barton Bay Resources Inc.
Barymin Explorations Limited
Basic U.S. Reit, Inc.
Basin Jib Mines Ltd.
Bassett Media Group Corp.
Bateman Bay Mining Company Inc.
Batero Gold Corp.
Battery Technologies Inc.
Battle Mountain Gold Inc.
Bayard Resources Limited
Bayfield Ventures Corp.
Bayhorse Silver Inc.
Baylin Technologies Inc.
Baymount Incorporated
Baytex Energy Corp.
BCE Inc.
BCE Place Finance Corporation
BCGold Corp.
BCU Industries Inc.
BE Resources Inc.
Beacon Acquisition Partners Inc.
Beamscope Canada Inc.
Bear Creek Mining Corporation
Bear Creek Resources Limited
Bear Lake Gold Ltd.
Bearcat Explorations Ltd.
Beaufield Resources Inc.
Beaver Resources Inc.
Becker Milk Company Limited (The)
Beckett Technologies Corp.
Bedrocan Cannabis Corp.
Bekeen Computer Corp
Bell Aliant Inc.
Bell Aliant Preferred Equity Inc.
Bell Aliant Regional Communications Inc.
Bell Aliant Regional Communications, Limited
Partnership
Bell Canada
Bell Earth Sciences Inc.
Bellatrix Exploration Ltd.
Bells and Utilities
BELLUS Health Inc.
-----------Yes/Oui
--Yes/Oui
-----Yes/Oui
------Yes/Oui
Yes/Oui
---Yes/Oui
-----------
-----------1a, 1c, 1e, 3
--1a, 1b, 3
-----3
------1b, 1c, 1e, 3
1a, 1b
---1a, 1b, 1c, 1d, 1e,
3
-----------
------
------
------1990/07/31
2002/08/26
1985/10/10
1997/09/30
1974/12/23
2010/06/15
1991/10/29
-2003/05/30
-1978/07/26
------1994/06/15
-1991/06/14
-2013/09/11
2001/11/15
-1986/09/26
-2010/04/06
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
---Yes/Oui
---Yes/Oui
Date de
l'ordonnance
Yes/Oui
--------
1994/08/22
--------
(YYYY/MM/DD)
Belo Sun Mining Corp.
Belteco Holdings Inc.
Belvedere Heights Apartments Limited Partnership
Bengal Energy Ltd.
Benton Capital Corp.
Benton Resources Inc.
Benz Energy Inc.
Berkley Renewables Inc.
Besra Gold Inc.
Bestar Inc.
Betacom Corporation Inc.
--------Yes/Oui
-Yes/Oui
Betts Cove Minerals Limited
Beutel Goodman American Equity Fund
Beutel Goodman Balanced Fund
Beutel Goodman Canadian Dividend Fund
Beutel Goodman Canadian Equity Fund
Beutel Goodman Canadian Equity Plus Fund
Beutel Goodman Canadian Intrinsic Fund
Beutel Goodman Corporate/Provincial Active Bond
Fund
Beutel Goodman Fundamental Canadian Equity
Fund
Beutel Goodman Global Dividend Fund
Beutel Goodman Global Equity Fund
Beutel Goodman Income Fund
Beutel Goodman International Equity Fund
Beutel Goodman Long Term Bond Fund
Beutel Goodman Money Market Fund
Beutel Goodman Short Term Bond Fund
Beutel Goodman Small Cap Fund
Beutel Goodman World Focus Equity Fund
Beverly Development Inc.
BF Realty Holdings Limited
BFK Capital Corp
BFS Entertainment & Multimedia Limited
BHK Resources Inc.
Bicentic Sires Limited Partnership
Big 8 Split Inc.
Big Bank Big Oil Split Corp.
Big Bay Point Resorts Inc.
Big Hammer Group Inc.
Big Rock Brewery Inc.
Big Rock Labs Inc.
Bigknowledge Enterprises Inc.
BioAB Strategies Ltd.
BioDE Ventures Ltd.
BioEnvelop Technologies Corporation
BioExx Specialty Proteins Ltd.
Biogenetic Technologies Inc.
---------
--------1a, 1c, 1d, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
---------
-1993/06/21
1995/06/02
---2001/08/03
---2005/08/08
--
--
--
--
------------------Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
--
------------------1b
--1b, 1c, 1e
--1b, 1c, 1e
1a, 1c, 1e, 3
--
---------Yes/Oui
Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
---------1989/08/30
1994/05/30
---1995/09/19
--1990/12/10
2001/12/07
--2006/03/17
--2006/10/06
2014/05/08
1999/06/30
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
-------Yes/Oui
Yes/Oui
--Yes/Oui
--
Date de
l'ordonnance
---------------Yes/Oui
----------------Yes/Oui
---------------1992/02/14
----------------2006/08/01
(YYYY/MM/DD)
BioHEP Technologies Ltd.
Biomark Diagnostics Inc.
Biomax Technologies Inc.
bioMmune Technologies Inc.
BioNeutra Global Corporation
Bioniche Life Sciences Inc.
Biorem Inc.
Biosenta Inc.
Biosign Technologies Inc.
BioSyent Inc.
Biosyntech, Inc.
Biotanika Health Group Inc.
Bioteq Environmental Technologies Inc.
BIOX Corporation
Bioxel Pharma Inc.
Birch Mountain Resources Ltd.
--Yes/Oui
-------Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Birchcliff Energy Ltd.
Bird Construction Inc.
Bird River Resources Inc.
Bison Gold Resources Inc.
Bitumen Capital Inc.
Black Birch Capital Acquisition III Corp.
Black Bull Resources Inc.
Black Creek Global Balanced Corporate Class
Black Creek Global Balanced Fund
Black Creek Global Leaders Corporate Class
Black Creek Global Leaders Fund
Black Creek International Equity Corporate Class
Black Creek International Equity Fund
Black Diamond Group Limited
Black Iron Inc.
Black River Resources Inc.
Black Sparrow Capital Corp.
Black Widow Resources Inc.
BlackBerry Limited
BlackBridge Resource Capital Class Fund
Blackheath Resources Inc.
BlackIce Enterprise Risk Management Inc.
Blackline GPS Corp.
BlackPearl Resources Inc.
BlackRock All Bond Portfolio
BlackRock Balanced Portfolio
BlackRock Conservative Portfolio
BlackRock Defensive Portfolio
BlackRock Diversified Monthly Income Portfolio
BlackRock Growth Portfolio
BlackRock MaxGrowth Portfolio
Blacksteel Energy Inc.
Blake River Explorations Ltd.
------Yes/Oui
-------------------------Yes/Oui
--1a, 1b
-------1a, 1c, 1d, 1e, 3
1b, 1c, 1e
--1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1d, 1e,
3
------3
-------------------------1a, 1b, 1c, 1e, 3
--2002/06/04
-------2010/07/07
2009/09/14
--2009/09/03
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----------Yes/Oui
--Yes/Oui
--Yes/Oui
--------------------------
Order Date
(YYYY/MM/DD)
Blind Creek Resources Ltd.
Bloom Income & Growth Canadian Fund
Bloom Select Income Fund
Bloom U.S. Income & Growth Fund
Blue Gold International Inc.
Blue Horizon Industries Inc.
Blue Mountain Beverages Inc.
Blue Note Mining Inc.
Blue Ribbon Income Fund
Blue River Resources Ltd.
Blue Vista Technologies Inc.
Blue Zen Memorial Parks Inc.
BlueBay Emerging Markets Corporate Bond Fund
BlueBay Global Convertible Bond Class (Canada)
BlueBay Global Convertible Bond Fund (Canada)
BlueBay Global Monthly Income Bond Fund
Bluefire Mining Corp.
Blueocean Nutrasciences Inc.
BluePoint Data, Inc.
Bluerock Ventures Corp.
BlueRush Media Group Corp.
BlueScout Technologies Ltd.
Bluewater Park Apartment Project
BluMetric Environmental Inc.
Blutip Power Technologies Ltd.
BMG BullionFund
BMG Gold BullionFund
BMO 2015 Corporate Bond Target Maturity ETF
BMO 2020 Corporate Bond Target Maturity ETF
BMO 2025 Corporate Bond Target Maturity ETF
BMO Aggregate Bond Index ETF
BMO Asian Growth and Income Class
BMO Asian Growth and Income Fund
BMO Asset Allocation Fund
BMO Balanced ETF Portfolio
BMO Balanced ETF Portfolio Class
BMO Bond Fund
BMO Canadian Diversified Monthly Income Fund
BMO Canadian Dividend ETF
BMO Canadian Equity Class
BMO Canadian Equity ETF Fund
BMO Canadian Equity Fund
BMO Canadian Large Cap Equity Fund
BMO Canadian Small Cap Equity Fund
BMO Canadian Stock Selection Fund
BMO Canadian Tactical ETF Class
BMO Capital Trust
BMO Capital Trust II
BMO China Equity Index ETF
BMO Conservative ETF Portfolio
-----Yes/Oui
-Yes/Oui
----------Yes/Oui
--Yes/Oui
--Yes/Oui
--------------------------
-----1a, 1c, 1e, 3
-1a, 1c, 1e, 3
----------1a, 1c, 1e, 3
--1a, 1c, 1e, 3
--1a, 1c, 1e, 3
--------------------------
Date de
l'ordonnance
----2001/05/25
2013/12/09
1996/06/13
2013/05/13
----------2012/05/04
--2013/05/13
--2012/05/03
--------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
BMO Covered Call Canadian Banks ETF
BMO Covered Call Dow Jones Industrial Average
Hedged to CAD ETF
BMO Covered Call Utilities ETF
BMO Discount Bond Index ETF
BMO Diversified Income Portfolio
BMO Dividend Class
BMO Dividend Fund
BMO Dow Jones Industrial Average Hedged to
CAD Index ETF
BMO Emerging Markets Bond Fund
BMO Emerging Markets Bond Hedged to CAD
Index ETF
BMO Emerging Markets Fund
BMO Enhanced Equity Income Fund
BMO Enterprise Fund
BMO Equal Weight REITs Index ETF
BMO Equal Weight US Banks Hedged to CAD
Index ETF
BMO Equal Weight US Banks Index ETF
BMO Equal Weight US Health Care Hedged to
CAD Index ETF
BMO Equal Weight Utilities Index ETF
BMO Equity Growth ETF Portfolio
BMO Equity Growth ETF Portfolio Class
BMO Equity Linked Corporate Bond ETF
BMO European Fund
BMO Fixed Income ETF Portfolio
BMO Floating Rate High Yield ETF
BMO Floating Rate Income Fund
BMO FundSelect Balanced Portfolio
BMO FundSelect Growth Portfolio
BMO FundSelect Income Portfolio
BMO FundSelectВ® Equity Growth Portfolio
BMO Global Diversified Fund
BMO Global Dividend Class
BMO Global Dividend Fund
BMO Global Energy Class
BMO Global Equity Class
BMO Global Growth & Income Fund
BMO Global Infrastructure Fund
BMO Global Infrastructure Index ETF
BMO Global Monthly Income Fund
BMO Global Small Cap Fund
BMO Global Strategic Bond ETF
BMO Global Strategic Bond Fund
BMO Global Tactical ETF Class
BMO Greater China Class
BMO Growth ETF Portfolio
BMO Growth ETF Portfolio Class
---
---
Ordonnance
d'interdiction
d'opГ©rations
---
-------
-------
-------
-------
---
---
---
---
------
------
------
------
---
---
---
---
-----------------------------
-----------------------------
-----------------------------
-----------------------------
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
BMO Growth & Income Fund
BMO Harris Canadian Conservative Equity
Portfolio
BMO Harris Canadian Corporate Bond Portfolio
BMO Harris Canadian Growth Equity Portfolio
BMO Harris Canadian Income Equity Portfolio
BMO Harris Canadian Mid-Term Bond Portfolio
BMO Harris Canadian Money Market Portfolio
BMO Harris Canadian Short-Term Bond Portfolio
BMO Harris Canadian Special Growth Portfolio
BMO Harris Diversified Yield Portfolio
BMO Harris Emerging Markets Equity Portfolio
BMO Harris International Equity Portfolio
BMO Harris U.S. Equity Portfolio
BMO Harris U.S. Growth Portfolio
BMO Harris U.S. Special Equity Portfolio
BMO High Yield Bond Fund
BMO High Yield US Corporate Bond Hedged to
CAD Index ETF
BMO Income ETF Portfolio
BMO Income ETF Portfolio Class
BMO India Equity Index ETF
BMO International Dividend ETF
BMO International Equity ETF Fund
BMO International Value Class
BMO International Value Fund
BMO Junior Gas Index ETF
BMO Junior Gold Index ETF
BMO Junior Oil Index ETF
BMO Laddered Corporate Bond Fund
BMO LifeStage 2017 Class
BMO LifeStage 2020 Class
BMO LifeStage 2025 Class
BMO LifeStage 2030 Class
BMO LifeStage 2035 Class
BMO LifeStage 2040 Class
BMO LifeStage Plus 2015 Fund
BMO LifeStage Plus 2017 Fund
BMO LifeStage Plus 2020 Fund
BMO LifeStage Plus 2022 Fund
BMO LifeStage Plus 2025 Fund
BMO LifeStage Plus 2026 Fund
BMO LifeStage Plus 2030 Fund
BMO Long Corporate Bond Index ETF
BMO Long Federal Bond Index ETF
BMO Long Provincial Bond Index ETF
BMO Low Volatility Canadian Equity ETF
BMO Low Volatility US Equity ETF
BMO Mid-Term US IG Corporate Bond Hedged to
CAD Index ETF
---
---
Ordonnance
d'interdiction
d'opГ©rations
---
----------------
----------------
----------------
----------------
-------------------------------
-------------------------------
-------------------------------
-------------------------------
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
BMO Mid-Term US IG Corporate Bond Index ETF
BMO Mid Corporate Bond Index ETF
BMO Mid Federal Bond Index ETF
BMO Mid Provincial Bond Index ETF
BMO Money Market Fund
BMO Monthly Dividend Fund Ltd.
BMO Monthly High Income Fund II
BMO Monthly Income ETF
BMO Monthly Income Fund
BMO Mortgage and Short-Term Income Fund
BMO MSCI All Country World High Quality Index
ETF
BMO MSCI EAFE Hedged to CAD Index ETF
BMO MSCI EAFE Index ETF
BMO MSCI Emerging Markets Index ETF
BMO MSCI Europe High Quality Hedged to CAD
Index ETF
BMO MSCI USA High Quality Index ETF
BMO Nasdaq 100 Equity Hedged to CAD Index
ETF
BMO North American Dividend Fund
BMO Precious Metals Fund
BMO Preferred Share Fund
BMO Real Return Bond Index ETF
BMO Resource Fund
BMO SelectClass Balanced Portfolio
BMO SelectClass Growth Portfolio
BMO SelectClass Income Portfolio
BMO SelectClassВ® Equity Growth Portfolio
BMO SelectTrust Balanced Portfolio
BMO SelectTrust Conservative Portfolio
BMO SelectTrust Equity Growth Portfolio
BMO SelectTrust Fixed Income Portfolio
BMO SelectTrust Growth Portfolio
BMO SelectTrust Income Portfolio (formerly BMO
SelectTrust Security Portfolio)
BMO Short-Term Income Class
BMO Short-Term US IG Corporate Bond Hedged
to CAD Index ETF
BMO Short Corporate Bond Index ETF
BMO Short Federal Bond Index ETF
BMO Short Provincial Bond Index ETF
BMO Subordinated Notes Trust
BMO S&P 500 Hedged to CAD Index ETF
BMO S&P 500 Index ETF
BMO S&P/TSX Capped Composite Index ETF
BMO S&P/TSX Equal Weight Banks Index ETF
BMO S&P/TSX Equal Weight Global Base Metals
Hedged to CAD Index ETF
------------
------------
Ordonnance
d'interdiction
d'opГ©rations
------------
-----
-----
-----
-----
---
---
---
---
----------------
----------------
----------------
----------------
---
---
---
---
----------
----------
----------
----------
------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
BMO S&P/TSX Equal Weight Global Gold Index
ETF
BMO S&P/TSX Equal Weight Industrials Index ETF
BMO S&P/TSX Equal Weight Oil & Gas Index ETF
BMO S&P/TSX Laddered Preferred Share Index
ETF
BMO Tactical Dividend ETF Fund
BMO Target Enhanced Yield ETF Portfolio
BMO Target Yield ETF Portfolio
BMO Ultra Short-Term Bond ETF
BMO US Dividend ETF
BMO US Dividend Hedged to CAD ETF
BMO US High Dividend Covered Call ETF
BMO U.S. Dollar Balanced Fund
BMO U.S. Dollar Dividend Fund
BMO U.S. Dollar Equity Index Fund
BMO U.S. Dollar Money Market Fund
BMO U.S. Dollar Monthly Income Fund
BMO U.S. Equity Class
BMO U.S. Equity ETF Fund
BMO U.S. Equity Fund
BMO U.S. High Yield Bond Fund
BMO World Bond Fund
BMR Gold Corp.
BMTC Group Inc.
BNK Petroleum Inc.
BNP Paribas Global Equity Exposure Fund
BNP Resources Inc.
BNS Split Corp. II
Boardwalk Real Estate Investment Trust
Bold Ventures Inc.
Boliden AB (publ)
Bombardier Inc.
Bonanza Blue Corp.
Bonanza Metals Inc.
Bonaventure Estates I Limited Partnership
Bonaventure Technologies Inc.
BonaVista Canadian Equity Value Fund
Bonavista Energy Corporation
BonaVista Global Balanced Fund
Bonterra Energy Corp.
Boomerang Oil, Inc.
Boost Capital Corp.
Boralex Inc.
Border Petroleum Limited
Borealis Exploration Limited
Borealis Infrastructure Trust
Boston Pizza Royalties Income Fund
Boulevard Industrial Real Estate Investment Trust
Boxxer Gold Corp.
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
----
----
----
----
---------------------Yes/Oui
-----------------------
---------------------1a, 1c, 1e, 3
-----------------------
-----------------Yes/Oui
---Yes/Oui
------Yes/Oui
Yes/Oui
Yes/Oui
--------Yes/Oui
-----
-----------------1999/06/30
---2014/05/09
------1991/07/08
1999/10/19
1984/01/20
--------2001/09/13
-----
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
----------------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
2002/06/04
1995/04/07
----------------1998/06/05
1999/10/18
2002/05/24
1989/07/14
1991/06/21
-2014/05/09
1997/05/22
2010/11/05
1990/09/14
2000/07/17
-1999/06/25
---2000/06/02
1992/02/19
2004/02/12
--2009/05/08
1994/06/03
(YYYY/MM/DD)
Boyd Group Income Fund
Boyuan Construction Group, Inc.
Bracknell Corporation
Brades Resource Corp.
Bradley Gardens Associates
Bradmer Pharmaceuticals Inc.
Brainhunter Inc.
--Yes/Oui
---Yes/Oui
Brainium Technologies Inc.
Bramalea Inc.
Brampton Brick Limited
Branco Resources Ltd.
Brand Leaders Income Fund
Brand Leaders Plus Income Fund
Brandes Canadian Equity Fund
Brandes Canadian Money Market Fund
Brandes Corporate Focus Bond Fund
Brandes Emerging Markets Equity Fund
Brandes Global Balanced Fund
Brandes Global Equity Fund
Brandes Global Opportunities Fund
Brandes Global Small Cap Equity Fund
Brandes International Equity Fund
Brandes Sionna Diversified Income Fund
Brandes U.S. Equity Fund
Brandes U.S. Small Cap Equity Fund
Brandevor Enterprises Ltd.
Brandon Energy Ltd.
Brandselite International Corporation
Brandy Brook Mines Limited
Bras-American Corporation
Bravura Ventures Corp.
Brazilian Resources, Inc.
Bre-X Minerals Ltd.
Breaking Point Developments Inc.
Brewbac Resources Inc.
Brex Exploration Inc.
Bri-Chem Corp.
Briana Bio-Tech Inc.
Brick Brewing Co. Limited
Brickburn Income Growth Class
Brickburn Small Cap Class
Bridge-It Corporation
Bridge Integrated Technologies Inc.
BridgePoint International Inc.
Brigadier Gold Limited
Brigata Diversified Portfolio
Brighter Minds Media Inc.
Brighton Gardens of Boyton Beach Limited
Partnership
Yes/Oui
-----------------------Yes/Oui
-----------Yes/Oui
--Yes/Oui
--
--1a, 1d
---1a, 1b, 1c, 1d, 1e,
3
1a, 1d
-----------------------1a, 1c, 1e, 3
-----------1a, 1b
--1a, 1b, 1c, 1e, 3
--
--2002/03/22
-1991/07/16
-2010/03/16
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---------------------1990/07/20
-----1991/05/23
-2013/04/12
(YYYY/MM/DD)
BrightPath Early Learning Inc.
Brisa International S.A.
Brisio Innovations Inc.
British Columbia Ferry Services Inc.
British Telecommunications PLC
Brixton Metals Corporation
BRO-X Minerals Ltd.
Broadband Learning Corporation
Bromley.Marr ECOS Inc.
Brompton 2013 Flow-Through Limited Partnership
Brompton 2014 Flow-Through Limited Partnership
Brompton Corp.
Brompton Dividend & Income Class
Brompton Lifeco Split Corp.
Brompton Resource Class
Brompton Split Banc Corp.
Brookfield Asset Management Inc.
Brookfield Canada Office Properties
Brookfield Global Infrastructure Securities Income
Fund
Brookfield High Yield Strategic Income Fund
Brookfield Infrastructure Finance Limited
Brookfield Infrastructure Finance LLC
Brookfield Infrastructure Finance Pty Ltd
Brookfield Infrastructure Finance ULC
Brookfield Infrastructure Partners L.P.
Brookfield Infrastructure Preferred Equity Inc.
Brookfield Investments Corporation
Brookfield New Horizons Income Fund
Brookfield Office Properties Inc.
Brookfield Property Partners L.P.
Brookfield Property Split Corp.
Brookfield Real Estate Services Inc.
Brookfield Renewable Energy Partners L.P.
Brookfield Renewable Energy Partners ULC
Brookfield Renewable Power Preferred Equity Inc.
Brookfield Residential Properties Inc.
Brookfield Select Opportunities Income Fund
Brookfield Soundvest Equity Fund
Brookfield Soundvest Split Trust
Brookwater Ventures Inc.
Browning Communications Inc.
Brownstone Energy Inc.
BRP Inc.
Brunswick Resources Inc.
BSM Technologies Inc.
BTB Real Estate Investment Trust
BTF Environmental Industries Inc.
Buccaneer Gold Corp.
Bucking Horse Energy Inc.
------Yes/Oui
Yes/Oui
------------
------1a, 1b, 3
1b, 1c, 1e
------------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
-----------
-----------------------------Yes/Oui
-----------------------------1a, 1c, 1d, 1e, 3
---------------------Yes/Oui
-----Yes/Oui
-Yes/Oui
-1986/09/04
----2002/11/05
2009/09/04
1999/12/10
-----------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
---Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
-------Yes/Oui
-----Yes/Oui
--Yes/Oui
Yes/Oui
2009/05/07
-1999/03/08
1976/09/08
--2003/05/23
-2013/05/13
-------1999/09/09
-----2008/02/11
--2003/06/12
2002/01/02
(YYYY/MM/DD)
C
Buffalo Coal Corp.
Buffalo Gold Ltd.
Buhler Industries Inc.
Build America Investment Grade Bond Fund
Builders Capital Mortgage Corp.
Bulora Corporation Limited
Burcon NutraScience Corporation
Burlington Packaging Limited
Burnstone Ventures Inc.
Business Cycle Growth Fund
Business Cycle Income Fund
Butler Mountain Minerals Corp.
BW Park Place Limited Partnership
By Design
B&A Fertilizers Limited
B. Y. G. Natural Resources Inc.
B.D.M. Fund Limited
B.E.S.T. Total Return Fund Inc.
C-Com Satellite Systems Inc.
C International Income Fund
CA-Network Inc.
Cabletel Communications Corp.
-Yes/Oui
-----------------Yes/Oui
-Yes/Oui
Cabot Creek Mineral Corporation
Cache Exploration Inc.
Cachet Communications Inc.
Cadieux Mines Limited
Cadillac Ventures Inc.
CAE Inc.
Cairngorm Mines Limited
Caisse centrale Desjardins
Caldera Resources Inc.
Caldwell Balanced Fund
Caldwell High Income Equity Fund
Caldwell Income Fund
Caldwell Partners International Inc. (The)
Caledonia Mining Corporation
Calfrac Well Services Ltd.
Calian Technologies Ltd.
Calibre Energy Inc.
California Gold Mining Inc.
Callidus Capital Corporation
Calloway Real Estate Investment Trust
Calmena Energy Services Inc.
Calpine Corporation
CalStar Oil & Gas Ltd.
Calvalley Petroleum Inc.
Calyx Bio-Ventures Inc.
Camberly Energy Ltd.
Cambium Limited Partnership No. TWO
Yes/Oui
-----Yes/Oui
-Yes/Oui
-------------Yes/Oui
---Yes/Oui
-1a, 1c, 1e, 3
-----------------1b, 1c, 1e
-1a, 1b, 1c, 1d, 1e,
3
1a, 1c, 1e, 3
-----1b
-1a, 1c, 1e, 3
-------------1a, 1c, 1e, 3
---1a, 1b, 1d
-2009/05/13
---1977/11/18
-1980/08/01
---1988/10/05
-1983/06/13
-1999/09/08
1974/02/14
--2013/03/06
2003/07/09
2004/08/18
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Cambridge American Equity Corporate Class
Cambridge American Equity Fund
Cambridge Canadian Asset Allocation Corporate
Class
Cambridge Canadian Dividend Fund
Cambridge Canadian Equity Corporate Class
Cambridge Canadian Growth Companies Fund
Cambridge Global Dividend Corporate Class
Cambridge Global Dividend Fund
Cambridge Global Equity Corporate Class
Cambridge Growth Companies Corporate Class
Cambridge High Income Fund
Cambridge Income Corporate Class
Cambridge Income Fund
Cambridge Income Trust
Cambridge Pure Canadian Equity Fund
Cambridge Square North
Cambridge Square South
Cambridge U.S. Dividend Fund
Cambridge Venture Ltd.
Cameco Corporation
Campar Capital Corporation
Campbell Resources Inc.
Can-60 Income Corp.
Can-Financials Income Corp.
Can-Med Technology Inc.
Can-Tropic Explorations Limited
Canaccord Genuity Group Inc.
Canacol Energy Ltd.
Canada 3000 Inc.
Canada Carbon Inc.
Canada Coal Inc.
Canada Costa Rica Mines Limited
Canada Energy Partners Inc.
Canada Lease Financing Ltd.
Canada Life Assurance Company, The
Canada Life Capital Trust
Canada Life Financial Corporation
Canada Renewable Bioenergy Corp.
Canadian-Addicks Mining Corporation
Canadian 50 Advantaged Preferred Share Fund
Canadian Advantaged Convertibles Fund
Canadian Agra Foods Inc.
Canadian Airlines Corporation
Canadian Apartment Properties Real Estate
Investment Trust
Canadian Arrow Mines Limited
Canadian Aviation Express Airlines Inc.
Canadian Banc Capital Securities Trust
Canadian Banc Corp.
----
----
Ordonnance
d'interdiction
d'opГ©rations
----
------------------Yes/Oui
------Yes/Oui
--------Yes/Oui
-------
------------------1a, 1b, 1c, 1e
------1b
--------1a, 1c, 1e, 3
-------
------------Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--
------------1986/09/15
1986/09/15
-1986/07/12
--2010/02/23
--1995/10/30
1979/05/04
--2002/04/02
--1982/02/12
-1989/08/30
---2014/08/11
1973/10/09
--1999/09/08
2001/07/10
--
-----
-----
-Yes/Oui
---
-1990/07/20
---
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-----------Yes/Oui
-----------1a, 1b, 1c, 1d, 3
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
--Yes/Oui
----Yes/Oui
----
------
------
----Yes/Oui
----1993/07/23
-----------------------Yes/Oui
-------
-----------------------1a, 1b, 1c, 1e, 3
-------
--------------Yes/Oui
--------Yes/Oui
----Yes/Oui
--
--------------1981/06/24
--------2006/08/10
----1990/07/10
--
(YYYY/MM/DD)
Canadian Blood Bank Corporation
Canadian Bond Fund (Portico)
Canadian Capital Auto Receivables Asset Trust II
Canadian Commercial Bank
Canadian Convertible Debenture Fund
Canadian Convertibles Fund
Canadian Convertibles Plus Fund
Canadian Credit Card Trust
Canadian Data Limited Partnership
Canadian Data Preserve Inc.
Canadian Diversified Equity Fund (London Capital)
Canadian Diversified Resource Investment Listed
Liquidity Fund
Canadian Dividend Class (London Capital)
Canadian Dividend Fund (London Capital)
Canadian Dollar Cash Management Fund
Canadian Energy Services & Technology Corp.
Canadian Entertainment Investors No.2 and
Company Limited Partnership
Canadian Equity Alpha Corporate Class
Canadian Equity Class
Canadian Equity Fund
Canadian Equity Growth Corporate Class
Canadian Equity Growth Pool
Canadian Equity Small Cap Corporate Class
Canadian Equity Small Cap Pool
Canadian Equity Value Corporate Class
Canadian Equity Value Pool
Canadian Fixed Income Corporate Class
Canadian Fixed Income Fund
Canadian Fixed Income Pool
Canadian Focused Balanced Fund
Canadian Focused Growth Fund
Canadian Food Products Limited
Canadian General Investments, Limited
Canadian Growth Fund (GWLIM)
Canadian High Income Equity Fund
Canadian High Yield Focus Fund
Canadian Imperial Bank of Commerce
Canadian Imperial Venture Corp
Canadian International Minerals Inc.
Canadian Life Companies Split Corp.
Canadian Manoir Industries Limited
Canadian Metals Inc.
Canadian Mini-Warehouse Operations Ltd.
Canadian National Railway Company
Canadian Natural Resources Limited
Canadian Neworth Resources Limited
Canadian Oil Debco Inc.
1998/11/12
--1985/09/04
----1983/07/04
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Canadian Oil Recovery & Remediation Enterprises
Ltd.
Canadian Oil Sands Limited
Canadian Orebodies Inc.
Canadian Overseas Petroleum Limited
Canadian Pacific Air Lines, Limited
Canadian Pacific Railway Company
Canadian Pacific Railway Limited
Canadian Quantum Energy Corporation
Canadian Real Estate Investment Trust
Canadian Resources Income Trust
Canadian Scholarship Trust Family Savings Plan
Canadian Scholarship Trust Founders' Plan
Canadian Scholarship Trust Group Savings Plan
Canadian Scholarship Trust Group Savings Plan
2001
Canadian Scholarship Trust Group Savings Plan
(Group Savings Plan 2001)
Canadian Scholarship Trust Individual Savings
Plan
Canadian Scholarship Trust Plan II
Canadian Silver Hunter Inc.
Canadian Small Company Equity Fund
Canadian Spirit Resources Inc.
Canadian Spooner Industries Corporation
Canadian Spooner Resources Inc.
Canadian Tire Corporation, Limited
Canadian Utilities Limited
Canadian Utilities & Telecom Income Fund
Canadian Value Class (Sionna)
Canadian Western Bank
Canadian World Fund Limited
Canadian Zinc Corporation
Canalands Resources Corporation
CanAlaska Uranium Ltd.
Canam Group Inc.
Canarc Resource Corp.
CanAsia Financial Inc.
Canaveral Number One Limited Partnership
CanBanc 8 Income Corp.
CanBanc Income Corp.
Candax Energy Inc.
Candente Copper Corp.
Candente Gold Corp.
CanElson Drilling Inc.
Canexus Corporation
Canfibre Group Ltd., The
Canfor Corporation
Canfor Pulp Products Inc.
Cangold Limited
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--------------
--------------
--------------
--------------
--
--
--
--
--
--
--
--
----Yes/Oui
---------------------Yes/Oui
----
----1b
---------------------1b
----
----Yes/Oui
Yes/Oui
-------Yes/Oui
----Yes/Oui
-------Yes/Oui
----
----2003/05/26
2003/11/20
-------1993/01/27
----1993/08/18
-------2003/06/04
----
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
------------------------Yes/Oui
----------------Yes/Oui
--Yes/Oui
---
------------------------1a, 1b, 1c, 1e, 3
----------------1a, 1b, 1d
--1a, 1c, 1e, 3
---
Ordonnance
d'interdiction
d'opГ©rations
------------------------Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
----Yes/Oui
Yes/Oui
-------Yes/Oui
Yes/Oui
--
--
--
--
--
(YYYY/MM/DD)
CaNickel Mining Limited
Canlan Ice Sports Corp.
Cannabix Technologies Inc
Canoe 'GO CANADA!' Energy Income Class
Canoe 2014 Flow-Through LP - CDE Units
Canoe 2014 Flow-Through LP - CEE Units
Canoe Bond Advantage Class
Canoe Bond Advantage Fund
Canoe Canadian Asset Allocation Class
Canoe Canadian Monthly Income Class
Canoe EIT Income Fund
Canoe Energy Class
Canoe Enhanced Income Class
Canoe Enhanced Income Fund
Canoe Equity Class
Canoe Equity Income Class
Canoe Global Equity Income Class
Canoe Global Income Fund
Canoe Global Value Class
Canoe Mining Ventures Corp.
Canoe North American Monthly Income Class
Canoe Strategic High Yield Class
Canoe Strategic High Yield Fund
Canoe U.S. Equity Income Class
Canoro Resources Ltd.
CanPac Investments Corp.
Canpen Inc.
Canper Resources Inc.
Canquest Resource Corporation
Canron Inc.
Canshore Exploration Limited
Canso Credit Income Fund
Canso Credit Trust
Canso Select Opportunities Fund
Canstar Resources Inc.
Canstock Fund
Cantech Resources Limited
Canuc Resources Corporation
CanWel Building Materials Group Ltd.
Canyon Creek Food Company Ltd.
Canyon Services Group Inc.
Cape Tel Limited
Capital Desjardins Inc.
Capital DGMC Inc.
Capital Diagnostic Corporation
Capital Dynamics Limited
Capital Group Canadian Core Plus Fixed Income
Fund (Canada)
Capital Group Canadian Focused Equity Fund
(Canada)
------------------------2011/08/11
-1988/08/12
1989/05/29
2000/11/03
-1998/06/08
----1986/09/11
1975/07/22
-------2005/12/06
1985/03/27
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Capital Group Emerging Markets Total
Opportunities Fund (Canada)
Capital Group Global Equity Fund (Canada)
Capital Group International Equity Fund (Canada)
Capital Group U.S. Equity Fund (Canada)
Capital Income Fund
Capital Power Corporation
Capital Power L.P.
Capital Preservation Fund
Capricorn Business Acquisitions Inc.
Capstone Infrastructure Corporation
Capstone Mining Corp.
Capstone Power Corp.
Captain International Industries Ltd.
Caratax Diamond Exploration Limited Partnership 1993
Carbite Golf Inc.
Carbiz Inc.
Cardero Resource Corp.
Cardiff Energy Corp.
Cardinal Capital Partners Inc.
Cardinal Energy Ltd.
Cardinal Factor Corporation
CardioComm Solutions, Inc.
Cardiome Pharma Corp.
CARDS II Trust
Care Veterinary Pharmaceuticals Ltd.
CARFINCO FINANCIAL GROUP INC.
Cargojet Inc.
Caribbean Diversified Investments, Inc.
Caribbean Utilities Company, Ltd.
Caribou King Resources Ltd.
Caring Products International Inc.
Carlisle Goldfields Limited
Carlson Mines Ltd.
Carlton Place Hotel Limited Partnership
Carmanah Resources Ltd.
Carmanah Technologies Corporation
Carpathian Gold Inc.
Carpincho Capital Corp.
Carriage Lane Estates
Carriage Small Business Ventures Incorporated
Carrie Arran Resources Inc.
Carrington Acquisition Corp.
Carrus Capital Corporation
CARS and PARS Programme
Cartaway Resources Corporation
Cartier Iron Corporation
Carvern International Industries Ltd.
Cascade Pacific Resources Ltd.
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--------------
--------------
---Yes/Oui
-------Yes/Oui
Yes/Oui
---1979/10/05
-------1974/09/04
1994/06/03
Yes/Oui
Yes/Oui
----Yes/Oui
----------------------------
1d
1a, 1c, 1e, 3
----1a, 1b, 4
----------------------------
Yes/Oui
Yes/Oui
----Yes/Oui
---Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
2003/06/12
2010/06/11
----2003/06/27
---1991/01/24
--2014/01/13
--2000/07/26
-1988/06/01
1997/10/29
2001/01/24
---1992/06/18
1986/06/23
----1999/04/06
-1986/10/28
1984/06/22
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
------Yes/Oui
---------Yes/Oui
-----Yes/Oui
----Yes/Oui
-------Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-----Yes/Oui
----
------1b, 1c, 1e
---------1a, 1c, 1e, 3
-----1a, 1b, 1c, 1e, 3
----1a, 1b, 1c, 1e, 3
-------1a, 1b
1b, 1c, 1e
1a, 1d, 3
--1a, 1b, 1c, 1e, 3
-----1a, 1c, 1e, 3
----
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
------Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
-------Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
--Yes/Oui
Order Date
(YYYY/MM/DD)
Cascadero Copper Corporation
Cascades Inc.
Cascadia Consumer Electronics Corp.
Cash Management Class
Cash Management Pool
Cash Store Australia Holdings Inc., The
Cash Store Financial Services Inc., The
Caspian Energy Inc.
Caspian Oil Tools Limited
Cassidy's Ltd.
Castle Mountain Mining Company Limited
Castle Resources Inc.
Catalyst Paper Corporation
Catamaran Corporation
CatchMark Timber Trust, Inc.
Caterpillar Financial Services Limited
Cathay Forest Products Corp.
Cathedral Energy Services Ltd.
Cava Resources Inc.
Cavalier Energy Limited
Caviar Resources Limited
Cayden Resources Inc.
Cayenne Gold Mines Ltd.
Caza Gold Corp.
Caza Oil & Gas, Inc.
CB Gold Inc.
CBL Acquisition Corporation
CBM Asia Development Corp.
CCL Industries Inc.
CC&L Balanced Growth Portfolio
CC&L Core Income and Growth Fund
CC&L Diversified Income Portfolio
CC&L Equity Income and Growth Fund
CC&L Global Alpha Fund
CC&L High Yield Bond Fund
CD Plus.com Ltd.
CD Rom Network Corp.
CDA International Inc.
CDN MSolar Corp.
CDNET Canada Inc.
Ced-Or Corporation
Cedar Ridge Apartment Project
Ceiba Energy Services Inc.
Celestica Inc.
Cellstop Systems Inc.
Celtic Minerals Ltd.
Celtic Tiger Minerals Exploration Inc.
Cen-ta Real Estate Ltd.
Cencotech Inc.
Cenex Limited
Date de
l'ordonnance
-----2012/12/12
2014/06/06
-2001/03/14
2000/07/17
------2011/05/06
--1992/07/10
1989/08/02
-2013/11/07
---1991/07/16
2014/07/09
-------2001/11/16
2003/09/22
2004/11/23
-2001/05/25
2006/09/15
1989/07/27
----2013/09/16
--1980/06/27
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
--------Yes/Oui
---------------------Yes/Oui
-----------------Yes/Oui
--
--------1b, 1c, 1e
---------------------1a, 1b, 1c, 1e, 3
-----------------1a, 1c, 1d, 1e, 3
--
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
--Yes/Oui
Yes/Oui
-------Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
--
Order Date
(YYYY/MM/DD)
Cenovus Energy Inc.
Centamin plc
Centennial Place Apartment Project
Centerra Gold Inc.
Central 1 Credit Union
Central Asia Goldfields Corporation
Central Fund of Canada Limited
Central GoldTrust
Central Industries Corporation Inc.
Centre Street Limited Partnership
Centreview Properties Ltd.
Centric Health Corporation
Century DJ Fund
Century Financial Capital Group Inc.
Century Iron Mines Corporation
Century Technologies Inc.
Cequence Energy Ltd.
Cercal Minerals Corporation
Ceres Global Ag Corp.
CERF Incorporated
Cerro Grande Mining Corporation
Certive Solutions Inc.
Cervus Equipment Corporation
Cessland Corporation Limited
Cevax Corporation
CGF Fund 4000
CGF Venture Fund
CGI Group Inc.
CGI Mutualization Corporation
CGX Energy Inc.
Chai Cha Na Mining Inc.
Chalice Gold Mines Limited
Chambers Foods Limited
Champion Bear Resources Ltd.
Champion Iron Limited
Changeling, The
Changfeng Energy Inc.
Chaparral Gold Corp.
Charity Genetic Advancement Limited Partnership
Charlotte Resources Ltd.
Charter Industries Ltd.
Chartwell Mews
Chartwell Retirement Residences
Chase Resource Corporation
Chateau Janeville Apartment Project
Chatham House Apartments Limited Partnership
Chauvco Resources International Ltd.
CHC Realty Capital Corp.
Chemokine Therapeutics Corp.
Chemtrade Logistics Income Fund
Date de
l'ordonnance
-----1999/06/25
--2009/07/07
1995/06/02
-------1995/05/31
-----1992/09/09
1991/03/07
1989/12/01
1989/12/01
-1993/07/15
-2010/10/04
-1976/08/12
--1986/09/19
--1992/06/18
-1994/06/03
1986/09/15
-2001/08/31
-1986/09/15
1999/06/30
-2009/04/13
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Cherokee Resources Limited
Chesswood Group Limited
Chester Minerals Limited
Chetwynd Resources Inc.
Cheyenne Energy Inc.
Chieftain Metals Corp.
Children's Educational Foundation of Canada, The
China Diamond Corp.
China Education Resources Inc.
China Gold International Resources Corp. Ltd.
China Goldcorp Ltd.
China Minerals Mining Corporation
China Wind Power International Corp.
Chinapintza Mining Corp.
Chinook Energy Inc.
Chinook Tyee Industry Limited
CHIP Mortgage Trust
ChitrChatr Communications Inc.
Chivor Emerald Corporation Ltd.
CHLORMET TECNHOLOGIES INC.
Choice Gold Corp.
Choice Properties Real Estate Investment Trust
Chopp Computer Corporation
Chorus Aviation Inc.
Chorus II Balanced Growth Portfolio
Chorus II Balanced Income Portfolio
Chorus II Corporate Class Balanced Growth
Portfolio
Chorus II Corporate Class Balanced Income
Portfolio
Chorus II Corporate Class Growth Portfolio
Chorus II Corporate Class High Growth Portfolio
Chorus II Corporate Class Maximum Growth
Portfolio
Chorus II Corporate Class Secure Market Portfolio
Chorus II Growth Portfolio
Chorus II High Growth Portfolio
Chorus II Maximum Growth Portfolio
Chorus II Secure Market Portfolio
Chou Asia Fund
Chou Associates Fund
Chou Bond Fund
Chou Europe Fund
Chou RRSP Fund
ChroMedX Corp.
Chrysalis Capital IX Corporation
Chukuni Resources Inc.
Churchill 10 Debenture Corp.
Churchill 10 Real Estate Limited Partnership
Churchill 11 Debenture Corp.
----Yes/Oui
--Yes/Oui
----Yes/Oui
---------------
----1a, 1c, 1e, 3
--1b, 1c, 1e
----1a, 1c, 1e, 3
---------------
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
----Yes/Oui
-----Yes/Oui
---Yes/Oui
-----
--
--
--
--
----
----
----
----
-----------------
-----------------
------------Yes/Oui
----
------------1987/05/28
----
--1989/06/15
1994/03/02
2008/05/21
--2006/12/11
----2012/10/03
-----2000/06/15
---1987/10/09
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----------------
(YYYY/MM/DD)
Churchill 11 Real Estate Limited Partnership
Churchill III Debenture Corp.
Churchill III Real Estate Limited Partnership
Churchill IV Debenture Corp.
Churchill IV Real Estate Limited Partnership
Churchill V Debenture Corp.
Churchill V Real Estate Limited Partnership
CHY Fund
CHYF Trust
CI Alpine Growth Equity Fund
CI American Managers Corporate Class
CI American Small Companies Corporate Class
CI American Small Companies Fund
CI American Value Corporate Class
CI American Value Fund
CI Can-AM Small Cap Corporate Class
CI Canadian Dividend Fund
CI Canadian Investment Corporate Class
CI Canadian Investment Fund
CI Canadian Small/Mid Cap Fund
CI Financial Corp.
CI G5|20 2038 Q3 Fund
CI G5|20 2038 Q4 Fund
CI G5|20 2039 Q1 Fund
CI G5|20 2039 Q2 Fund
CI G5|20 2039 Q3 Fund
CI G5|20 2039 Q4 Fund
CI G5|20i 2034 Q2 Fund
CI G5|20i 2034 Q3 Fund
CI G5|20i 2034 Q4 Fund
CI Global Corporate Class
CI Global Fund
CI Global Health Sciences Corporate Class
CI Global High Dividend Advantage Corporate
Class
CI Global High Dividend Advantage Fund
CI Global Managers Corporate Class
CI Global Small Companies Corporate Class
CI Global Small Companies Fund
CI Global Value Corporate Class
CI Global Value Fund
CI Income Fund
CI International Value Corporate Class
CI International Value Fund
CI Investments Inc.
CI Money Market Fund
CI Pacific Corporate Class
CI Pacific Fund
CI Short-Term Advantage Corporate Class
CI Short-Term Advantage Trust
-----------------------------------
-----------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-----------------------------------
----------------
----------------
----------------
-----------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
CI Short-Term Corporate Class
CI Short-Term US$ Corporate Class
CI US Money Market Fund
CI U.S. Equity Plus Fund
CIBC Asia Pacific Fund
CIBC Asia Pacific Index Fund
CIBC Balanced Fund
CIBC Balanced Index Fund
CIBC Canadian Bond Fund
CIBC Canadian Bond Index Fund
CIBC Canadian Equity Fund
CIBC Canadian Equity Value Fund
CIBC Canadian Index Fund
CIBC Canadian Real Estate Fund
CIBC Canadian Resources Fund
CIBC Canadian Short-Term Bond Index Fund
CIBC Canadian Small-Cap Fund
CIBC Canadian T-Bill Fund
CIBC Capital Trust
CIBC Disciplined International Equity Fund
CIBC Disciplined U.S. Equity Fund
CIBC Dividend Growth Fund
CIBC Dividend Income Fund
CIBC Emerging Markets Fund
CIBC Emerging Markets Index Fund
CIBC Energy Fund
CIBC European Equity Fund
CIBC European Index Fund
CIBC Financial Companies Fund
CIBC Global Bond Fund
CIBC Global Bond Index Fund
CIBC Global Equity Fund
CIBC Global Monthly Income Fund
CIBC Global Technology Fund
CIBC International Index Fund
CIBC International Small Companies Fund
CIBC Latin American Fund
CIBC Managed Aggressive Growth Portfolio
CIBC Managed Balanced Growth Portfolio
CIBC Managed Balanced Portfolio
CIBC Managed Growth Portfolio
CIBC Managed Income Plus Portfolio
CIBC Managed Income Portfolio
CIBC Managed Monthly Income Balanced Portfolio
CIBC Money Market Fund
CIBC Monthly Income Fund
CIBC Nasdaq Index Fund
CIBC Precious Metals Fund
CIBC Short-Term Income Fund
CIBC U.S. Broad Market Index Fund
---------------------------------------------------
---------------------------------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-------Yes/Oui
Date de
l'ordonnance
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---------Yes/Oui
--
--2007/12/04
1984/12/14
1990/10/29
1990/10/29
-1984/01/04
2013/03/06
-2003/07/18
--1982/09/10
1985/08/28
1995/10/03
1995/10/03
---2008/03/13
2014/05/09
---1989/08/15
1994/06/01
1990/06/19
1989/01/04
2001/03/09
---------1999/06/25
--
(YYYY/MM/DD)
CIBC U.S. Dollar Managed Balanced Portfolio
CIBC U.S. Dollar Managed Growth Portfolio
CIBC U.S. Dollar Managed Income Portfolio
CIBC U.S. Dollar Money Market Fund
CIBC U.S. Index Fund
CIBC U.S. Small Companies Fund
CIBT Education Group Inc.
CIC Capital Ltd. (formerly CIC Mining Resources
Ltd.)
CIC Mining Corporation
Cielo Waste Solutions Corp.
Cimatec Environmental Engineering Inc.
Cincinnati Energy Corp.
Cinemars Entertainment Investments Ltd.
Cinemars II Film and Company Limited Partnership
Cineplex Inc.
Cinequity Corporation
Cinram International Limited Partnership
CINS Holding Corp.
Cintech Solutions, Inc.
Cipher Pharmaceuticals Inc.
Circa Enterprises Inc.
Circle of Two
Circus Tivoli
CIS Commax Hedge Fund
CIS Global Telcommunications Fund
Citadel Income Fund
Citigroup Finance Canada Inc.
Citigroup Inc.
Citrine Holdings Limited
CJL Capital Inc.
Claim Post Resources Inc.
Clairvest Group Inc.
ClareGold Trust
Claremont Industries Inc.
Clarendon Apartments (1963) Limited
Clarepine Industries Inc.
Clareview Gardens Apartment Project
Clarion Resources Ltd.
Clarke Inc.
Class A-1 Income
Class B-1 Canadian Equity
Class C-1 U.S. Equity
Class D-1 International Equity
Class E-1 Emerging Markets Equity
Class F-1 Alternative Strategies
Classic Education Savings Plan
Claude Resources Inc.
Claudio's Restaurant Group Inc.
Claymore Alternative Energy/Eco ETF
-------Yes/Oui
--Yes/Oui
-----Yes/Oui
-----------Yes/Oui
Yes/Oui
---------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
-------1a, 1b, 1c, 1d, 1e,
3
--1b, 1c, 1e, 2a, 2c
-----1c, 1e
-----------1a, 1c, 1e, 3
1a, 1c, 1e, 3
---------1a, 1c, 1d, 3
1a, 1c, 1d, 3
1a, 1c, 1d, 3
1a, 1c, 1d, 3
1a, 1c, 1d, 3
1a, 1c, 1d, 3
---1a, 1b, 1c, 1d, 3
-------2011/06/13
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Yes/Oui
--Yes/Oui
------Yes/Oui
-----Yes/Oui
-------Yes/Oui
--------Yes/Oui
-----Yes/Oui
Yes/Oui
----Yes/Oui
-----
1a, 1b, 1c, 1d, 3
--1c, 1e
------1a, 1b, 1c, 1e, 3
-----1a, 1b, 3
-------1c, 1e
--------1a
-----1a
1a, 1b, 1c, 1e, 3
----1a, 1c, 1e
-----
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
Yes/Oui
-----Yes/Oui
-----Yes/Oui
-Yes/Oui
-----------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
-----
Order Date
(YYYY/MM/DD)
Claymore Canadian Balanced CorePortfolio ETF
Clean Harbors, Inc.
Clean Seed Capital Group Ltd.
Cleanfield Alternative Energy Inc.
CleanSoils Limited
Cleantech Capital Inc.
Clear Mountain Resources Corp.
Clearford Water Systems Inc.
Clearpoint Global Dividend Fund
Clearwater Seafoods Incorporated
Clearwater Technologies, Inc.
Cleghorn Minerals Ltd.
Cliffmont Resources Ltd.
Cliffside Capital Ltd.
Cline Mining Corporation
Clipper Apartment Project
CLN Ventures Inc.
Cluny Capital Corp.
CME Capital Inc.
CMP 2013 Resource Limited Partnership
CMP 2014 Resource Limited Partnership
CMX Gold & Silver Corp.
CNH Capital Canada Receivables Trust
CNH Capital Canada Wholesale Trust
CNOOC Limited
CNRP Mining Inc.
Co-operators General Insurance Company
CO2 Solutions Inc.
Coalspur Mines Limited
Coastal Gold Corp
Coastal Plain Resources Ltd.
Cobalt Provincial Mining Company Limited
Cobatec Inc.
Cobrun Mining Corporation
Cockfield Brown Inc.
CODRINGTON RESOURCE CORPORATION
Coeur Mining, Inc.
Cogeco Cable Inc.
Cogeco Inc
Cogent Capital Corp.
Cogient Corp.
Cogitore Resources Inc.
Colabor Group Inc.
Colba.Net Telecom Inc.
Colborne Centre I Limited Partnership
Cold Creek Capital Inc.
Colibri Resource Corporation
Colombian Mines Corporation
Colonial Coal International Corp.
Colorado Resources Ltd.
Date de
l'ordonnance
---2013/05/03
1998/06/16
-----2003/08/27
-----2003/08/27
-1995/08/20
-----------2001/07/10
1988/06/15
1999/06/25
2002/03/25
1983/06/28
----2002/09/24
2006/08/10
---1989/10/02
2009/05/11
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
------Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
--------Yes/Oui
--Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
-Yes/Oui
--Yes/Oui
-Yes/Oui
---
1991/12/19
-2009/04/06
--1994/09/08
-2010/10/04
---
(YYYY/MM/DD)
Colossus Minerals Inc.
Colours International Inc.
Colt Resources Inc.
Columbus Copper Corporation
Columbus Exploration Corporation
Columbus Gold Corporation
Column Canada Issuer Corporation
COM DEV International Ltd.
Comet Explorations Inc.
Cominar Real Estate Investment Trust
Commercial Consolidators Corp.
Commercial Oil and Gas Ltd.
Communicorp Corporation
Compass Balanced Growth Portfolio
Compass Balanced Portfolio
Compass Conservative Balanced Portfolio
Compass Conservative Portfolio
Compass Growth Portfolio
Compass Income Fund
Compass Maximum Growth Portfolio
Compel Capital Inc.
Compressario Corporation
Computer Modelling Group Ltd.
Comstock Metals Ltd.
Comterm Inc.
Concert Industries Ltd.
Yes/Oui
---------Yes/Oui
-Yes/Oui
--------Yes/Oui
---Yes/Oui
Concord Capital Corp.
Concordia Healthcare Corp.
Condor Gold Corp.
Condor Petroleum Inc.
Condor Resources Inc.
Confederation Life Insurance Company
Conifex Timber Inc.
ConjuChem Biotechnologies Inc.
Connacher Oil and Gas Limited
Connor, Clark & Lunn 2008 Flow-Through Limited
Partnership
Connor, Clark & Lunn 2009 Flow-Through Limited
Partnership
Connor, Clark & Lunn 2010 Flow-Through Limited
Partnership
Conpak Seafoods Inc.
Conquest Resources Limited
Conservative Folio Fund
Conservative Fund
Conservative Monthly Income Fund
Consolidated Canorama Explorations Ltd.
Consolidated Care Point Medical Centres Ltd.
Consolidated Firstfund Capital Corp.
--Yes/Oui
----Yes/Oui
-Yes/Oui
1a, 1c, 1d, 1e, 3
---------1a, 1b, 1d
-1b, 3
--------1b
---1a, 1b, 1c, 1d, 1e,
3
--1a, 1c, 1e, 3
----1b, 1c, 1e
-1a, 1b, 1c, 3
2014/04/29
1988/07/20
------1991/01/24
-2003/08/01
1990/07/10
2003/12/05
--------2003/05/22
--1991/01/16
2005/08/16
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1b, 1c, 1d, 3
--
--
------Yes/Oui
--
------1a, 1b, 1d, 3
--
Yes/Oui
----Yes/Oui
Yes/Oui
--
1998/02/24
----1975/04/11
2004/10/18
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
-----Yes/Oui
-------Yes/Oui
Yes/Oui
------------Yes/Oui
Yes/Oui
---------
-----2010/04/23
-------1975/04/23
1999/07/08
------------2001/08/03
1994/06/01
---------
(YYYY/MM/DD)
Consolidated HCI Holdings Corporation
Consolidated Imperial Resources Inc.
Consolidated Louanna Gold Mines Limited
Consolidated NRD Resources Ltd.
Consolidated Oil & Gas, Inc.
Consolidated Tanager Limited
Constantine Metal Resources Ltd.
Constellation Copper Corporation
Constellation Software Inc.
Continental Coach Ltd.
Continental Gold Limited
Continental Home Healthcare Ltd.
-------Yes/Oui
---Yes/Oui
Continental Precious Minerals Inc.
Contrans Group Inc.
Convertible Debenture Trust
Convertible Debentures Income Fund
Convertibles Portfolio Fund
Copper Mesa Mining Corporation
Copper Mountain Mining Corporation
Copper One Inc.
Copper Reef Mining Corporation
Copperbank Resources Corp.
Coral Gold Resources Ltd.
Corazon Gold Corp.
Corby Spirit and Wine Limited
Cordell Gold Mines Limited
Cordex Petroleums Inc.
Core Canadian Dividend Trust
Cornerstone Metals Inc.
Coro Mining Corp.
Corona Gold Corporation
Coronado Resources Ltd.
Corporate Bond Fund (Portico)
Corporate Catalyst Acquisition Inc.
Corridor Resources Inc.
Corsa Coal Corp.
Cortex Business Solutions Inc.
Corus Entertainment Inc.
Corvus Gold Inc.
Cosgrove-Moore Bindery Services Limited
Costigan Gold Corporation
Cott Corporation
Cougar Minerals Corp.
Counsel All Equity Portfolio
Counsel All Equity Portfolio Class
Counsel Balanced Portfolio
Counsel Balanced Portfolio Class
Counsel Canadian Dividend
Counsel Canadian Dividend Class
-----Yes/Oui
--------------------------------
-------1b, 1c, 1e
---1a, 1b, 1c, 1d, 1e,
3
-----1a, 1c, 1d, 1e, 3
--------------------------------
-1992/11/25
1991/10/22
1998/06/08
1989/04/27
--2009/01/06
-1989/11/30
-2006/05/12
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
--------------------------------------------Yes/Oui
------
--------------------------------------------1a, 1b, 1c, 1e, 3
------
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------Yes/Oui
----Yes/Oui
-Yes/Oui
----
Order Date
(YYYY/MM/DD)
Counsel Canadian Growth
Counsel Canadian Growth Class
Counsel Canadian Value
Counsel Canadian Value Class
Counsel Conservative Portfolio
Counsel Conservative Portfolio Class
Counsel Corporation
Counsel Fixed Income
Counsel Global Dividend
Counsel Global Fixed Income Fund
Counsel Global Real Estate
Counsel Global Small Cap
Counsel Global Small Cap Class
Counsel Global Trend Strategy
Counsel Growth Portfolio
Counsel Growth Portfolio Class
Counsel High Yield Fixed Income
Counsel Income Managed Portfolio
Counsel International Growth
Counsel International Growth Class
Counsel International Value
Counsel International Value Class
Counsel Managed High Yield Portfolio
Counsel Managed Portfolio
Counsel Managed Yield Portfolio
Counsel Money Market
Counsel Regular Pay Portfolio
Counsel Short Term Bond
Counsel Short Term Fixed Income Class
Counsel U.S. Growth Class
Counsel U.S. Value
Counsel U.S. Value Class
Counsel U.S.Growth
Counsel World Managed Portfolio
CounterPath Corporation
Coupon Corporation Ltd.
Covalon Technologies Ltd.
Coventry Resources Inc.
Covington Fund II Inc.
Covington International Limited
Covington Venture Fund Inc.
Coxe Commodity Strategy Fund
Coxe Global Agribusiness Income Fund
CP HOLDRS
CPI Plastics Group Limited
Craig Wireless Systems Ltd.
Craigmont Mines Limited
Crailar Technologies Inc.
CRC Royalty Corporation
Credit Suisse AG
Date de
l'ordonnance
---------------------------------------1994/01/18
----2010/08/25
-1985/07/22
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
------------------Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
---Yes/Oui
--------Yes/Oui
--Yes/Oui
-----------
------------------1a, 1b
1a, 1b, 1c, 1e, 3
1c, 1e, 3
--1a, 1b
---1a, 1c, 1e, 3
--------1a, 1b, 1c, 1e, 3
--1a, 1b, 1c, 1e, 3
-----------
Ordonnance
d'interdiction
d'opГ©rations
-----------Yes/Oui
---Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
Order Date
(YYYY/MM/DD)
Crescent Point Energy Corp.
Crest Petroleum Corp.
Crestwell Resources Inc.
Crew Energy Inc.
CRH Medical Corporation
Critical Outcome Technologies Inc.
CriticalControl Solutions Corp.
Crius Energy Trust
Crocodile Gold Corp.
Crombie Real Estate Investment Trust
Cross Winds Apartments Project, The
Crossover
Crosswinds Holdings Inc.
Crown Mining Corp.
Crown Point Energy Inc.
Crown Trust Company
Crownbridge Industries Inc.
CRS Electronics Inc.
CRS Preferred NT Ltd.
Crystal Graphite Corporation
Crystallex International Corporation
CT Developers Ltd.
CT Real Estate Investment Trust
CTM Cafes Inc.
CU Inc.
Cub Energy Inc.
Cubacan Exploration Inc.
Cuervo Resources Inc.
Cumulus Ventures Ltd.
Curis Resources Ltd.
Curragh Inc.
Currency Exchange International, Corp.
Currie Rose Resources Inc.
Curtains
Custom Cryogenic Grinding Corporation
Cuvier Mines Inc.
CVF Technologies Corporation
CWC Energy Services Corp.
CWN Mining Acquisition Corporation
CY Oriental Holdings Ltd.
Cybersurf Corp.
Cycomm International Inc.
CYGAM Energy Inc.
Cymat Technologies Ltd.
Cymbria Corporation
Cynapsus Therapeutics Inc.
Cypress Development Corp.
Cytrigen International Inc.
C.B.R. Holdings Inc.
C.F.P.C. (1990) Limited Partnership
Date de
l'ordonnance
-----------1984/12/05
---1983/06/17
1992/02/06
--2006/09/15
2012/04/13
--2002/01/18
--2003/06/12
2014/08/06
2001/09/20
-1993/12/22
---1998/06/08
1989/06/30
2009/12/08
--2008/07/08
2009/01/05
1999/09/08
-----1990/02/10
1986/05/30
1990/07/20
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
---Yes/Oui
-Yes/Oui
Date de
l'ordonnance
-Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
-------Yes/Oui
----Yes/Oui
Yes/Oui
--Yes/Oui
-2003/08/28
2010/04/30
---1997/07/30
1992/03/20
1993/08/10
-------1983/10/17
----1998/05/25
2006/09/18
--2009/04/27
-Yes/Oui
Yes/Oui
--Yes/Oui
-1986/06/23
2001/02/06
--2007/12/18
(YYYY/MM/DD)
D
D-Box Technologies Inc.
Dakota Mining Corporation
Daleco Resources Corporation
Dallas Enviro-Health Systems Ltd.
Dalradian Resources Inc.
Damara Gold Corp.
Damon Capital Corp.
Danbel Ventures Inc.
Danco Industries Ltd.
Danier Leather Inc.
Darnley Bay Resources Limited
Data Group Ltd.
Datalex Corp.
DataWind Inc.
Datec Group Ltd.
--Yes/Oui
-----------Yes/Oui
Datum Ventures Inc.
David S. Reid Limited
Davie Yards Inc.
Davis-Rea Balanced Fund
Davis-Rea Equity Fund
Davis-Rea Fixed Income Fund
Davis Distributing Limited
Dayton Porcupine Gold Mines Ltd.
Daytona Shores Limited Partnership
DDJ High Yield Fund
DealNet Capital Corp.
Dean Witter Canada Education Savings Plan, The
Dean Witter Cornerstone Fund II
Dean Witter Cornerstone Fund III
Dean Witter Cornerstone Fund IV
Deans Knight Income Corporation
Death Bite
Debut Diamonds Inc.
DecisionPoint Systems, Inc.
Decisive Dividend Corporation
Deer Horn Capital Inc.
Deer Ridge Village Limited Partnership
Deer Valley Shopping Centre Limited Partnership
DeeThree Exploration Ltd.
Dejour Energy Inc.
Delano Technology Corporation
-Yes/Oui
Yes/Oui
---------Yes/Oui
Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
Delavaco Residential Properties Corp.
Delhi Pacific Resources Ltd.
Delicious Alternative Desserts Ltd.
Delphi Energy Corp.
Delrand Resources Limited
Delta Systems, Inc.
-----Yes/Oui
--1a, 1d
-----------1a, 1b, 1c, 1d, 1e,
3
-1a, 3
1a, 1c, 1d, 1e, 3
---------1a, 3
1a, 3
1a, 3
------1a, 1b, 1d
1c, 1e
--1a, 1b, 1c, 1e, 1g,
3
-----1a, 1b, 1c, 1e, 3
-1998/05/25
1999/04/20
1989/09/06
----1992/10/07
---2000/10/04
-2006/06/06
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
(YYYY/MM/DD)
Delta TM Montreal Hotel and Company, Limited
Partnership
Delta Uranium Inc.
Deltona Industries Inc.
Denbury Resources Inc.
Dengas Explorations & Holdings Limited
Denison Mines Corp.
Denninghouse Inc.
Deploy Technologies Inc.
DEQ Systems Corp.
Derlak Enterprises Inc.
Descartes Systems Group Inc., The
Desert Eagle Resources Ltd.
Desjardins American Equity Growth Corporate
Class
Desjardins American Equity Growth Fund
Desjardins American Equity Value Fund
Desjardins Canadian Bond Fund
Desjardins Canadian Equity Growth Corporate
Class
Desjardins Canadian Equity Growth Fund
Desjardins Canadian Equity Income Corporate
Class
Desjardins Canadian Equity Income Fund
Desjardins Canadian Equity Value Corporate Class
Desjardins Canadian Equity Value Fund
Desjardins Canadian Small Cap Equity Fund
Desjardins Capital Yield Bond Fund
Desjardins Completion Investments Fund
Desjardins Dividend Growth Corporate Class
Desjardins Dividend Growth Fund
Desjardins Dividend Income Fund
Desjardins Emerging Markets Bond Fund
Desjardins Emerging Markets Fund
Desjardins Emerging Markets Opportunities
Corporate Class
Desjardins Emerging Markets Opportunities Fund
Desjardins Enhanced Bond Fund
Desjardins Environment Fund
Desjardins Floating Rate Income Fund
Desjardins Global All Cap Equity Fund
Desjardins Global Corporate Bond Fund
Desjardins Global Dividend Fund
Desjardins Global Infrastructure Fund
Desjardins Global Real Estate Fund
Desjardins Global Small Cap Equity Corporate
Class
Desjardins Global Small Cap Equity Fund
Desjardins Global Tactical Bond Fund
--
--
1994/05/31
Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
2013/11/07
1995/10/05
-1984/05/22
-2007/08/07
Yes/Oui
-Yes/Oui
-Yes/Oui
--
1b, 1c, 1e, 3
----1a, 1b, 1c, 1d, 1e,
3
3
-1a, 1b
-1a, 1c, 1e, 3
--
--Yes/Oui
-Yes/Oui
--
--2003/05/23
-2013/11/07
--
-----
-----
-----
-----
---
---
---
---
-------------
-------------
-------------
-------------
-----------
-----------
-----------
-----------
---
---
---
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
--------2009/05/14
1986/09/04
2005/05/04
-----------------2012/10/09
2008/11/04
-----1986/09/16
2012/05/07
1992/06/12
-2003/01/09
2003/05/08
2003/06/04
2009/03/02
2006/06/08
2003/06/04
2006/06/06
2006/06/02
(YYYY/MM/DD)
Desjardins Money Market Fund
Desjardins Overseas Equity Growth Corporate
Class
Desjardins Overseas Equity Growth Fund
Desjardins Overseas Equity Value Fund
Desjardins Quebec Balanced Fund
Desjardins Short-Term Income Fund
Desjardins Tactical Balanced Fund
Detour Gold Corporation
Deutsche Bank Aktiengesellschaft
Deveron Resources Ltd.
Devine Entertainment Corporation
Devon Resources Limited
Dexx Corporation
DFA Canadian Core Equity Fund
DFA Canadian Vector Equity Fund
DFA Five-Year Global Fixed Income Fund
DFA Global 40EQ-60FI Portfolio
DFA Global 50EQ-50FI Portfolio
DFA Global 60EQ-40FI Portfolio
DFA Global 70EQ-30FI Portfolio
DFA Global 80EQ-20FI Portfolio
DFA Global Equity Fund
DFA Global Investment Grade Fixed Income Fund
DFA Global Real Estate Securities Fund
DFA International Core Equity Fund
DFA International Vector Equity Fund
DFA U.S. Core Equity Fund
DFA U.S. Vector Equity
DH Corporation
DHX Media Ltd.
Diadem Resources Ltd.
Diagem Inc.
Diagnocure Inc.
Diagnos Inc.
DiaMedica Inc.
Diamond Estates Wines & Spirits Inc.
Diamond Fields International Ltd.
Diamond Ridge
Dianor Resources Inc.
Diepdaume Mines Limited
Difference Capital Financial Inc.
Digital Duplication Inc.
Dimensional Media Inc.
Dinnerex Limited Partnership IX
Dinnerex Limited Partnership VIII
Dinnerex Limited Partnership X
Dinnerex Limited Partnership XI
Dinnerex National III Limited Partnership
Dinnerex National IV Limited Partnership
---
---
Ordonnance
d'interdiction
d'opГ©rations
---
--------Yes/Oui
-Yes/Oui
-----------------Yes/Oui
Yes/Oui
------Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--------1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
-----------------1a, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
------1a, 1c, 1e, 3
--1a
1a, 1b, 1d, 1f, 3, 4
1b
1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
1a, 1b, 1d, 3
1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
--------Yes/Oui
Yes/Oui
Yes/Oui
-----------------Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-Yes/Oui
--------Yes/Oui
------Yes/Oui
--------------------Yes/Oui
---Yes/Oui
--------
-1b
--------1a, 1c, 1e, 3
------1a, 1b, 1c, 1e, 3
--------------------1a, 1b
---1c, 1e
--------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
-------Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
-------Yes/Oui
-Yes/Oui
---------Yes/Oui
---Yes/Oui
-Yes/Oui
------
Order Date
(YYYY/MM/DD)
Dino International Inc.
Dion Entertainment Corp.
DIR Industrial Properties Inc.
DirectCash Payments Inc.
DIRTT Environmental Solutions Ltd.
Discovery 2012 Flow-Through Limited Partnership
Discovery 2013 Flow-Through Limited Partnership
Discovery 2014 Flow-Through Limited Partnership
Discovery Air Inc.
Discovery Quay-Building I Limited Partnership
Disenco Energy PLC
Distinction Balanced Class
Distinction Bold Class
Distinction Conservative Class
Distinction Growth Class
Distinction Monthly Income Class
Distinction Prudent Class
Divcom Lighting Inc.
Diversafile International Inc.
Diversified Convertibles Fund
Diversified Royalty Corp.
Divestco Inc.
Dividend 15 Split Corp.
Dividend 15 Split Corp. II
Dividend Growth Split Corp.
Dividend Select 15 Corp.
Divot Golf Corporation
Dixie Energy Trust
Dixie Road Partnership
Dizun International Enterprises Inc.
DMD Digital Health Connections Group Inc.
DMP Canadian Dividend Class
DMP Canadian Value Class
DMP Global Value Class
DMP Power Canadian Growth Class
DMP Power Global Growth Class
DMP Resource Class
DMP Value Balanced Class
DMR Resources Ltd.
DNI Metals Inc.
Dollarama Inc.
Dolly Varden Silver Corporation
Doman Industries Limited
Dome Petroleum Limited
Dominion Bioresources Inc.
Dominion Citrus Income Fund
Dominion Citrus Limited
Dominion Diamond Corporation
Dominion Energy Inc.
Dominion Equity Resource Growth Class
Date de
l'ordonnance
1993/12/23
2003/06/05
-------1986/09/16
2010/05/20
------2009/04/08
1998/08/06
-------1999/06/28
-1994/05/25
---------2002/02/25
---2004/12/10
-1988/07/20
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
Yes/Oui
------Yes/Oui
---------Yes/Oui
-------------Yes/Oui
1b
------1a, 1b, 1c, 1e, 3
---------1a, 1b, 3
-------------1a, 1b, 1c, 1e, 3
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
-----------Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-----Yes/Oui
----------------
----------------
Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
------
1985/01/11
1985/03/07
-1990/12/19
-----1988/06/16
------
--
--
--
--
(YYYY/MM/DD)
Dominion International Investments Inc.
Domtar Corporation
Domtar (Canada) Paper Inc.
Donnycreek Energy Inc.
Dorel Industries Inc.
Double Negative
DoubleLine Income Solutions Trust
DoveCorp Enterprises Inc.
Dovetec Corporation
DraftTeam Fantasy Sports Inc.
DragonWave Inc.
Dream Global Real Estate Investment Trust
Dream Hard Asset Alternatives Trust
Dream Industrial LP
Dream Industrial Real Estate Investment Trust
Dream Office Real Estate Investment Trust
DREAM Unlimited Corp.
Dresdner RCM Investment Funds Inc.
Dreyfus Fund Incorporated, The
DualEx Energy International Inc.
Dubenski Gold Mines Limited
Dubuisson Explorations Limited
Dufault Contact Mines Limited
Duluth Metals Limited
Dunav Resources Ltd.
Duncan Gold Resources Inc.
Duncan Park Holdings Corporation
Dundee Corporation
Dundee Energy Limited
Dundee Precious Metals Inc.
Dundee Sustainable Technologies Inc.
Dunes Exploration Ltd. (prev. Dynamic Resources
Corp.)
Dunhill Estates
Duometal (1984) Inc.
Duran Ventures Inc.
Duration Mines Ltd.
DuSolo Fertilizers Inc.
DV Resources Ltd.
DXStorm.com Inc.
dynaCERT Inc.
Dynacor Gold Mines Inc.
Dynamar Energy Limited
Dynamic Active Core Bond Private Pool
Dynamic Active Credit Strategies Private Pool
Dynamic Advantage Bond Class
Dynamic Advantage Bond Fund
Dynamic Alternative Investments Private Pool
Class
Dynamic Alternative Yield Class
2001/07/23
----1992/09/30
-2008/01/09
1994/11/24
-----------1992/04/02
1983/09/23
1978/09/15
--1992/06/12
-----2010/05/14
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
Dynamic Alternative Yield Fund
Dynamic American Value Class
Dynamic American Value Fund
Dynamic Asset Allocation Private Pool
Dynamic Aurion Canadian Equity Class
Dynamic Aurion Tactical Balanced Class
Dynamic Aurion Total Return Bond Class
Dynamic Aurion Total Return Bond Fund
Dynamic Blue Chip Balanced Fund
Dynamic Blue Chip Equity Fund
Dynamic Blue Chip U.S. Balanced Class
Dynamic Canadian Bond Fund
Dynamic Canadian Dividend Fund
Dynamic Canadian Equity Private Pool Class
Dynamic Canadian Value Class
Dynamic Corporate Bond Strategies Class
Dynamic Corporate Bond Strategies Fund
Dynamic Credit Spectrum Fund
Dynamic Diversified Real Asset Fund
Dynamic Dividend Advantage Class
Dynamic Dividend Advantage Fund
Dynamic Dividend Fund
Dynamic Dividend Income Class
Dynamic Dividend Income Fund
Dynamic Dollar-Cost Averaging Fund
Dynamic EAFE Value Class
Dynamic Emerging Markets Class
Dynamic Emerging Markets Fund
Dynamic Energy Income Fund
Dynamic Equity Income Fund
Dynamic European Value Fund
Dynamic Far East Value Fund
Dynamic Financial Services Fund
Dynamic Focus+ Resource Fund
Dynamic Global Asset Allocation Class
Dynamic Global Asset Allocation Fund
Dynamic Global Balanced Fund
Dynamic Global Discovery Class
Dynamic Global Discovery Fund
Dynamic Global Dividend Class
Dynamic Global Dividend Fund
Dynamic Global Equity Fund
Dynamic Global Equity Private Pool Class
Dynamic Global Infrastructure Fund
Dynamic Global Real Estate Fund
Dynamic Global Value Class
Dynamic Global Value Fund
Dynamic Global Yield Private Pool
Dynamic Global Yield Private Pool Class
Dynamic High Yield Bond Fund
---------------------------------------------------
---------------------------------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
Dynamic Income Growth Opportunities Class
Dynamic Investment Grade Floating Rate Fund
Dynamic Money Market Class
Dynamic Money Market Fund
Dynamic Power American Currency Neutral Fund
Dynamic Power American Growth Class
Dynamic Power American Growth Fund
Dynamic Power Balanced Class
Dynamic Power Balanced Fund
Dynamic Power Canadian Growth Class
Dynamic Power Canadian Growth Fund
Dynamic Power Global Balanced Class
Dynamic Power Global Growth Class
Dynamic Power Global Growth Fund
Dynamic Power Global Navigator Class
Dynamic Power Managed Growth Class
Dynamic Power Small Cap Fund
Dynamic Precious Metals Fund
Dynamic Preferred Yield Class
Dynamic Premium Yield Fund
Dynamic Protected Dividend Growth Fund
Dynamic Protected International Value Fund
Dynamic Real Return Bond Fund
Dynamic Russian Resource Fund
Dynamic Short Term Bond Fund
Dynamic Small Business Fund
Dynamic Strategic Bond Fund
Dynamic Strategic Energy Class
Dynamic Strategic Gold Class
Dynamic Strategic Growth Portfolio
Dynamic Strategic Income Portfolio
Dynamic Strategic Resource Class
Dynamic Strategic Yield Class
Dynamic Strategic Yield Fund
Dynamic U.S. Dividend Advantage Fund
Dynamic U.S. Equity Private Pool Class
Dynamic U.S. Sector Focus Class
Dynamic U.S. Value Balanced Fund
Dynamic Value Balanced Class
Dynamic Value Balanced Fund
Dynamic Value Fund of Canada
Dynamic Venture Opportunities Fund Ltd.
DynamicEdge 2020 Class Portfolio
DynamicEdge 2020 Portfolio
DynamicEdge 2025 Class Portfolio
DynamicEdge 2025 Portfolio
DynamicEdge 2030 Class Portfolio
DynamicEdge 2030 Portfolio
DynamicEdge Balanced Class Portfolio
DynamicEdge Balanced Growth Class Portfolio
-----------------------Yes/Oui
---------------------------
-----------------------1a, 3
---------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----------Yes/Oui
---Yes/Oui
Yes/Oui
----------------Yes/Oui
Yes/Oui
---
----------1a, 1d
---1a, 1b, 1d, 3
1a
----------------1a, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
---
Ordonnance
d'interdiction
d'opГ©rations
--------Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
----Yes/Oui
----Yes/Oui
Yes/Oui
---
-----Yes/Oui
--Yes/Oui
Yes/Oui
----
-----1a, 1c, 1e, 3
--1a, 1c, 1e, 3
1a, 1d
----
-Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
----
-2001/05/25
---2013/05/13
--2013/02/22
2002/05/28
----
(YYYY/MM/DD)
E
DynamicEdge Balanced Growth Portfolio
DynamicEdge Balanced Portfolio
DynamicEdge Conservative Class Portfolio
DynamicEdge Defensive Portfolio
DynamicEdge Equity Class Portfolio
DynamicEdge Equity Portfolio
DynamicEdge Growth Class Portfolio
DynamicEdge Growth Portfolio
Dynasty Components Inc.
Dynasty Metals & Mining Inc.
Dynasty TMT Corporation
Dynex Petroleum Ltd.
Dynex Power Inc.
E-L Financial Corporation Limited
E-Manufacturing Networks Inc.
E Ventures Inc.
EAFE Equity Fund
Eagle Credit Card Trust
Eagle Energy Trust
Eagleford Energy Inc.
Eaglet Mines Limited
Earth Alive Clean Technologies Inc.
East Coast Energy Limited
East Coast Investment Grade Income Fund
Eastern Platinum Limited
Eastmain Resources Inc.
EastSiberian Plc
Eastview Mines Limited
EastWest Gold Corporation
Eastwood Bio-Medical Canada Inc.
Easyhome Ltd.
Easymed Technologies Inc.
Echelon Capital Corporation
Echo Energy Canada Inc.
ECIGIF Trust
Eclipse Residential Mortgage Investment
Corporation
Eco Oro Minerals Corp.
Eco Technologies International Inc.
Eco (Atlantic) Oil & Gas Ltd.
Economic Investment Trust Limited
Ecopetrol S.A.
Ecosse Energy Corp.
EcoSynthetix Inc.
Ecuador Gold & Copper Corp.
EDCI Holdings, Inc.
Eden Roc Mineral Corp.
Edgefront Real Estate Investment Trust
EdgePoint Canadian Growth & Income Portfolio
EdgePoint Canadian Portfolio
--------2002/10/28
-1998/06/11
1993/12/17
--2003/05/28
2003/05/23
----1990/10/31
-1985/06/14
----1975/04/09
----2013/05/13
2010/07/02
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-------------------Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
----Yes/Oui
-----Yes/Oui
Yes/Oui
------
Order Date
(YYYY/MM/DD)
EdgePoint Global Growth & Income Portfolio
EdgePoint Global Portfolio
Educators Balanced Fund
Educators Bond Fund
Educators Dividend Fund
Educators Growth Fund
Educators Money Market Fund
Educators Monthly Income Fund
Educators Mortgage & Income Fund
Educators North American Diversified Fund
Eesti Kodu Inc.
EFT Canada Inc.
eFunds Bloomberg U.S. Internet Index Fund
EGI Financial Holdings Inc.
Eguana Technologies Inc.
El Condor Minerals Inc.
ELA Trust
Elcora Resources Corp.
Eldorado Gold Corporation
Electric-Spin Ltd.
Electro-Knit Fabrics (Canada) Ltd.
Electrovaya Inc.
Element 79 Capital Inc.
Element Financial Corporation
EleTel Inc.
Elevation Capital Corp.
Eleven Evergreen Limited Partnership
ElevenFund
Elgin Mining Inc.
Elite Technical Inc.
Elora Gold Mines Limited
Eloro Resources Ltd.
EmberClear Corp.
EMC Metals Corp.
EMED Mining Public Limited
Emera Incorporated
Emerald Bay Energy Inc.
Emerald Place I
Emerge Resources Corp.
Emerging Markets Equity Corporate Class
Emerging Markets Equity Fund
Emerging Markets Equity Pool
Emerita Gold Corp.
Emfax International Ltd.
Empire Alliance Properties Inc.
Empire Company Limited
Empire Industries Ltd.
Empire Life Canadian Equity Mutual Fund
Empire Life Dividend Growth Mutual Fund
Empire Life Emblem Aggressive Growth Portfolio
----------Yes/Oui
-Yes/Oui
------Yes/Oui
----Yes/Oui
----Yes/Oui
--Yes/Oui
-----------Yes/Oui
------
----------1a, 1c, 1e, 3
-1b, 3
------1a, 1c, 1e, 3
----1a
----1b, 1c, 1e
--1a, 1c, 1e, 3
-----------1a, 1b, 1d
------
Date de
l'ordonnance
-------------------2010/02/08
1982/05/10
---2003/06/19
-2010/11/11
--2006/01/05
1980/07/22
-2014/11/05
----1986/09/16
-----1980/11/30
2002/03/11
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
--------Yes/Oui
--Yes/Oui
-----------------Yes/Oui
--------Yes/Oui
------------
--------1a, 1c, 1e, 3
--1a
-----------------1a, 1c, 1d, 1e
--------1a, 1b, 1c, 1e, 3
------------
Ordonnance
d'interdiction
d'opГ©rations
--------Yes/Oui
--Yes/Oui
-----------------Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
-Yes/Oui
----------
Order Date
(YYYY/MM/DD)
Empire Life Emblem Balanced Portfolio
Empire Life Emblem Conservative Portfolio
Empire Life Emblem Diversified Income Portfolio
Empire Life Emblem Growth Portfolio
Empire Life Emblem Moderate Growth Portfolio
Empire Life Money Market Mutual Fund
Empire Life Monthly Income Mutual Fund
Empire Life Small Cap Equity Mutual Fund
Empirical Inc.
Empower Technologies Corporation
Enablence Technologies Inc.
eNblast productions inc.
Enbridge Gas Distribution Inc.
Enbridge Income Fund
Enbridge Income Fund Holdings Inc.
Enbridge Inc.
Enbridge Pipelines Inc.
Encana Corporation
EnCana Holdings Finance Corp.
Encanto Potash Corp.
enCore Energy Corp.
Endeavour Mining Corporation
Endeavour Silver Corp.
Endo International plc
Endurance Gold Corporation
EnerCare Inc.
EnerCare Solutions Inc.
Enerdynamic Hybrid Technologies Corp.
Enerflex Ltd.
Energem Resources Inc.
Energex Minerals Ltd.
Energizer Resources Inc.
Energy Conversion Technologies Inc.
Energy Fuels Inc.
Energy Income Fund
ENERGY INDEXPLUS Dividend Fund
Energy Leaders Income Fund
Energy Leaders Plus Income Fund
EnerNorth Industries Inc.
Enerplus Corporation
Enertec Corporation
Enertopia Corp.
EnerVest Natural Resource Fund Ltd.
EnerVest Resource Fund 1996
Enfield Exploration Corp.
Engagement Labs Inc.
Enghouse Systems Limited
Enhanced Income Corporate Class
Enhanced Income Pool
Enhanced Oil Resources Inc.
Date de
l'ordonnance
--------2009/05/07
--2003/05/23
-----------------2009/04/15
1998/02/10
-2009/11/05
-----2010/03/16
-1986/06/12
----------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-Yes/Oui
----------------Yes/Oui
--Yes/Oui
Yes/Oui
---------------Yes/Oui
-------
-1a, 1c, 1e, 3
----------------1a, 1c, 1e
--1b
1a
---------------1a, 1b, 1c, 1e, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-----Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
---------------Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
-----
-----
-----
-----
(YYYY/MM/DD)
Enpar Technologies Inc.
EnQuest Energy Services Corp.
EnQuest PLC
Enseco Energy Services Corp.
Ensign Energy Services Inc.
Enssolutions Group Inc.
Enterprise Group, Inc.
Enterra Communications Inc.
Entourage Metals Ltd.
ENTREC Corporation
Entree Gold Inc.
Enviro Waste Corporation
Enviro Waste Limited Partnership
Environmental Reclamation Inc.
Environmental Risk Holdings Inc.
Environmental Waste International Inc.
Enviropro International Inc.
EnWave Corporation
eOptimize Advanced Systems Inc.
ePals Corporation
EPCOR Utilities Inc.
ePhone Telecom, Inc.
Epic Energy Inc.
Epic Fusion Corp.
EPM Mining Ventures Inc.
Epoch European Equity Fund
Epoch Global Equity Class
Epoch Global Equity Fund
Epoch Global Shareholder Yield Fund
Epoch International Equity Fund
Epoch U.S. Large-Cap Value Class
Epoch U.S. Large-Cap Value Fund
Epoch U.S. Shareholder Yield Fund
Epsilon Energy Ltd.
EQ Inc
Equal Energy Ltd.
eQube Gaming Limited
Equitable Group Inc.
Equitech Corporation
Equitorial Exploration Corp.
Equity Capital Investments Ltd.
Equity Financial Holdings Inc.
Erdene Resource Development Corporation
Erg Resources Inc.
Erra Resources 1990 Exploration and
Development LImited Partnership
Eskay Mining Corp.
Espial Group Inc.
Esrey Energy Ltd.
Essential Energy Services Ltd.
-2010/05/13
-----2001/01/22
---1987/04/30
1987/06/12
2000/12/20
1993/07/02
-1995/06/06
-2005/09/08
--2003/12/19
2003/07/25
---------------2008/12/16
-1990/10/01
--1990/12/03
1991/02/21
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------Yes/Oui
---------Yes/Oui
Yes/Oui
--Yes/Oui
-------Yes/Oui
-------------------Yes/Oui
-------1a, 1b, 1c, 1e, 3
---------1a, 1c, 1e, 3
1a, 1c, 1e
--1a, 1c, 1e
-------1a, 1b
-------------------1b, 1c, 1e
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
-Yes/Oui
--Yes/Oui
---------Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
----Yes/Oui
-------------------Yes/Oui
Order Date
(YYYY/MM/DD)
Essex Angel Capital Inc.
Essex Oil Ltd.
Esto Mutual Fund Limited
Estrella International Energy Services Ltd.
Etac Sales Ltd.
Ethos Gold Corp.
Etrion Corporation
Euro-Net Investments Ltd.
Euro Banc Capital Securities Trust
EURO Ressources S.A.
Eurogas International Inc.
Europe Blue-Chip Dividend & Growth Fund
European Ferro Metals Ltd.
European Metals Corp.
European Strategic Balanced Fund
European Uranium Resources Ltd.
Eurotin Inc.
Even Technologies Inc.
Everbright Capital Corporation
Everfront Ventures Corp.
Evergreen International Corp.
Everock Inc.
Everton Resources Inc.
Evertz Technologies Limited
Evolved Digital Systems Inc.
Evolving Gold Corp.
Evrim Resources Corp.
Exall Energy Corporation
Excalibur Resources Ltd.
Excam Developments Inc.
Excel Blue Chip Balanced Fund
Excel Blue Chip Equity Fund
Excel BRIC Fund
Excel Capital Income Fund
Excel China Fund
Excel Chindia Fund
Excel Emerging Europe Fund
Excel Emerging Markets Fund
Excel High Income Fund
Excel India Fund
Excel Latin America Bond Fund II
Excel Latin America Fund
Excel Latin American Bond Fund
Excel Money Market Fund
Excellon Resources Inc.
Excelsior Mining Corp.
Exchange Income Corporation
Exclamation Investments Corporation
Exco Technologies Limited
ExelTech Aerospace Inc.
Date de
l'ordonnance
--1978/11/20
-1994/05/26
--2003/05/27
---------2009/05/14
2009/08/24
-1988/06/02
2007/05/04
--2008/04/08
----2002/09/25
-------------------2010/03/10
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
------------Yes/Oui
Yes/Oui
--------Yes/Oui
------------Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----------
------------1b, 1c, 1e
1b
--------1a, 1c, 1e, 3
------------1a, 1d
1a, 1c, 1e
-1a, 1b, 1c, 1e, 3
1a, 1f
1a, 1b
----------
Ordonnance
d'interdiction
d'opГ©rations
------------Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
---Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
------
Order Date
(YYYY/MM/DD)
F
Exemplar Canadian Focus Portfolio
Exemplar Diversified Portfolio
Exemplar Investment Grade Fund
Exemplar Leaders Fund
Exemplar Performance Fund
Exemplar Real Assets Fund
Exemplar Tactical Corporate Bond Fund
Exemplar Yield Fund
Exeter Resource Corporation
EXFO Inc.
EXO U Inc.
Explor Resources Inc.
Exploration Aurtois Inc.
Explorers Alliance Corporation
Exploro Minerals Corporation Ltd.
Extendicare Inc.
Extenway Solutions Inc.
Eyelogic Systems Inc.
Fabien Explorations Inc.
Faircourt Gold Income Corp.
Faircourt Split Trust
Fairfax Financial Holdings Limited
FairWest Energy Corporation
Falcon Gold Corp.
Falcon Group Ltd.
Falcon Oil & Gas Ltd.
Falcon Well Services Ltd.
Falconridge Estates Limited Partnership
Faleck & Margolies Ltd.
FAM Real Estate Investment Trust
Family Films Limited Partnership
Family Group Education Savings Plan
FAMILY MEMORIALS INC.
Family Single Student Education Savings Plan
Fancamp Exploration Ltd.
Fantom Technologies Inc.
Far City Mining Limited
Far Resources Ltd.
Fareport Capital Inc.
Farini Companies Inc., The
FaxMate.Com Inc.
Federal Group Inc., The
Feld Temagami Mines Limited
Fennec Pharmaceuticals Inc.
Ferau Resources Inc.
FÉRIQUE AMERICAN Fund
FÉRIQUE ASIAN Fund
FÉRIQUE BALANCED Fund
FÉRIQUE BOND Fund
FÉRIQUE DIVIDEND FUND
Date de
l'ordonnance
------------2014/05/07
2002/01/30
1999/03/18
---1984/06/29
---2013/05/13
-1994/09/01
-1999/06/11
1998/06/03
1989/06/01
-1989/09/06
----2004/07/20
2014/02/06
-2008/07/23
2002/05/24
2002/03/11
1992/06/23
1975/02/04
-1999/09/08
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
FÉRIQUE EQUITY Fund
FÉRIQUE EUROPEAN Fund
FÉRIQUE MODERATE BALANCED FUND
FÉRIQUE SHORT-TERM INCOME Fund
FÉRIQUE WORLD Fund
Feronia Inc.
Ferrum Americas Mining Inc.
Fidelity American Disciplined Equity Class
Fidelity American Disciplined Equity Currency
Neutral Class
Fidelity American Disciplined Equity Currency
Neutral Fund
Fidelity American Disciplined Equity Fund
Fidelity American Equity Class
Fidelity American Equity Currency Neutral Class
Fidelity American Equity Fund
Fidelity American High Yield Capital Yield Fund
Fidelity American High Yield Currency Neutral
Fund
Fidelity American High Yield Fund
Fidelity American Opportunities Class
Fidelity American Opportunities Fund
Fidelity AsiaStar Class
Fidelity AsiaStar Fund
Fidelity Asset Allocation Currency Neutral Private
Pool
Fidelity Asset Allocation Private Pool
Fidelity Balanced Class Portfolio
Fidelity Balanced Currency Neutral Private Pool
Fidelity Balanced Income Currency Neutral Private
Pool
Fidelity Balanced Income Private Pool
Fidelity Balanced Portfolio
Fidelity Balanced Private Pool
Fidelity Canadian Asset Allocation Class
Fidelity Canadian Asset Allocation Fund
Fidelity Canadian Balanced Class
Fidelity Canadian Balanced Fund
Fidelity Canadian Bond Capital Yield Fund
Fidelity Canadian Bond Fund
Fidelity Canadian Disciplined Equity Class
Fidelity Canadian Disciplined Equity Fund
Fidelity Canadian Equity Investment Trust
Fidelity Canadian Equity Private Pool
Fidelity Canadian Focused Equity Investment Trust
Fidelity Canadian Growth Company Class
Fidelity Canadian Growth Company Fund
Fidelity Canadian Large Cap Class
Fidelity Canadian Large Cap Fund
Fidelity Canadian Money Market Fund
----------
----------
Ordonnance
d'interdiction
d'opГ©rations
----------
--
--
--
--
-------
-------
-------
-------
-------
-------
-------
-------
-----
-----
-----
-----
--------------------
--------------------
--------------------
--------------------
----------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Fidelity Canadian Opportunities Class
Fidelity Canadian Opportunities Fund
Fidelity Canadian Short Term Bond Fund
Fidelity Canadian Short Term Income Class
Fidelity China Class
Fidelity China Fund
Fidelity ClearPath 2005 Portfolio
Fidelity ClearPath 2010 Portfolio
Fidelity ClearPath 2015 Portfolio
Fidelity ClearPath 2020 Portfolio
Fidelity ClearPath 2025 Portfolio
Fidelity ClearPath 2030 Portfolio
Fidelity ClearPath 2035 Portfolio
Fidelity ClearPath 2040 Portfolio
Fidelity ClearPath 2045 Portfolio
Fidelity ClearPath Income Portfolio
Fidelity ClearPathВ® 2050 Portfolio
Fidelity ClearPathВ® 2055 Portfolio
Fidelity Concentrated Canadian Equity Investment
Trust
Fidelity Concentrated Canadian Equity Private Pool
Fidelity Concentrated Value Investment Trust
Fidelity Concentrated Value Private Pool
Fidelity Convertible Securities Investment Trust
Fidelity Corporate Bond Capital Yield Class
Fidelity Corporate Bond Fund
Fidelity Dividend Class
Fidelity Dividend Fund
Fidelity Dividend Plus Class
Fidelity Dividend Plus Fund
Fidelity Emerging Markets Class
Fidelity Emerging Markets Debt Investment Trust
Fidelity Emerging Markets Equity Investment Trust
Fidelity Emerging Markets Fund
Fidelity Europe Class
Fidelity Europe Fund
Fidelity Event Driven Opportunities Class
Fidelity Event Driven Opportunities Fund
Fidelity Far East Class
Fidelity Far East Fund
Fidelity Floating Rate High Income Currency
Neutral Fund
Fidelity Floating Rate High Income Fund
Fidelity Floating Rate High Income Investment
Trust
Fidelity Global Asset Allocation Fund
Fidelity Global Balanced Class Portfolio
Fidelity Global Balanced Portfolio
Fidelity Global Bond Currency Neutral Fund
Fidelity Global Bond Fund
--------------------
--------------------
Ordonnance
d'interdiction
d'opГ©rations
--------------------
----------------------
----------------------
----------------------
----------------------
---
---
---
---
------
------
------
------
--------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Fidelity Global Class
Fidelity Global Concentrated Equity Class
Fidelity Global Concentrated Equity Fund
Fidelity Global Consumer Industries Class
Fidelity Global Consumer Industries Fund
Fidelity Global Disciplined Equity Class
Fidelity Global Disciplined Equity Currency Neutral
Class
Fidelity Global Disciplined Equity Currency Neutral
Fund
Fidelity Global Disciplined Equity Fund
Fidelity Global Dividend Class
Fidelity Global Dividend Fund
Fidelity Global Dividend Investment Trust
Fidelity Global Equity Currency Neutral Private
Pool
Fidelity Global Equity Investment Trust
Fidelity Global Equity Private Pool
Fidelity Global Financial Services Class
Fidelity Global Financial Services Fund
Fidelity Global Fund
Fidelity Global Growth Class Portfolio
Fidelity Global Growth Portfolio
Fidelity Global Health Care Class
Fidelity Global Health Care Fund
Fidelity Global High Yield Investment Trust
Fidelity Global Income Class Portfolio
Fidelity Global Income Portfolio
Fidelity Global Large Cap Class
Fidelity Global Large Cap Currency Neutral Class
Fidelity Global Large Cap Fund
Fidelity Global Monthly Income Fund
Fidelity Global Natural Resources Class
Fidelity Global Natural Resources Fund
Fidelity Global Real Estate Class
Fidelity Global Real Estate Fund
Fidelity Global Small Cap Class
Fidelity Global Small Cap Fund
Fidelity Global Technology Class
Fidelity Global Technology Fund
Fidelity Global Telecommunications Class
Fidelity Global Telecommunications Fund
Fidelity Greater Canada Class
Fidelity Greater Canada Fund
Fidelity Growth Class Portfolio
Fidelity Growth Portfolio
Fidelity High Income Commercial Real Estate
Investment Trust
Fidelity Income Allocation Fund
Fidelity Income Class Portfolio
--------
--------
Ordonnance
d'interdiction
d'opГ©rations
--------
--
--
--
--
------
------
------
------
--------------------------------
--------------------------------
--------------------------------
--------------------------------
---
---
---
---
--------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Fidelity Income Portfolio
Fidelity Income Replacement 2017 Portfolio
Fidelity Income Replacement 2019 Portfolio
Fidelity Income Replacement 2021 Portfolio
Fidelity Income Replacement 2023 Portfolio
Fidelity Income Replacement 2025 Portfolio
Fidelity Income Replacement 2027 Portfolio
Fidelity Income Replacement 2029 Portfolio
Fidelity Income Replacement 2031 Portfolio
Fidelity Income Replacement 2033 Portfolio
Fidelity Income Replacement 2035 Portfolio
Fidelity Income Replacement 2037 Portfolio
Fidelity International Disciplined Equity Class
Fidelity International Disciplined Equity Currency
Neutral Class
Fidelity International Disciplined Equity Currency
Neutral Fund
Fidelity International Disciplined Equity Fund
Fidelity International Equity Currency Neutral
Private Pool
Fidelity International Equity Investment Trust
Fidelity International Equity Private Pool
Fidelity International Growth Class
Fidelity International Growth Fund
Fidelity International Growth Investment Trust
Fidelity International Value Fund
Fidelity Japan Class
Fidelity Japan Fund
Fidelity Latin America Fund
Fidelity Monthly Income Class
Fidelity Monthly Income Fund
Fidelity NorthStar Class
Fidelity NorthStar Currency Neutral Class
Fidelity NorthStar Fund
Fidelity NorthStarВ® Balanced Currency Neutral
Fund
Fidelity NorthStarВ® Balanced Fund
Fidelity Premium Fixed Income Capital Yield
Private Pool
Fidelity Premium Fixed Income Private Pool
Fidelity Premium Money Market Private Pool
Fidelity Premium Tactical Fixed Income Capital
Yield Private Pool
Fidelity Small Cap America Class
Fidelity Small Cap America Currency Neutral Class
Fidelity Small Cap America Fund
Fidelity Special Situations Class
Fidelity Special Situations Fund
Fidelity Tactical Fixed Income Capital Yield Fund
Fidelity Tactical Fixed Income Fund
---------------
---------------
Ordonnance
d'interdiction
d'opГ©rations
---------------
--
--
--
--
---
---
---
---
----------------
----------------
----------------
----------------
---
---
---
---
----
----
----
----
--------
--------
--------
--------
---------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Fidelity Tactical High Income Currency Neutral
Fund
Fidelity Tactical High Income Fund
Fidelity Tactical Strategies Fund
Fidelity Trend Fund
Fidelity True North Class
Fidelity True North Fund
Fidelity U.S. All Cap Class
Fidelity U.S. All Cap Currency Neutral Class
Fidelity U.S. All Cap Fund
Fidelity U.S. Dividend Currency Neutral Fund
Fidelity U.S. Dividend Fund
Fidelity U.S. Dividend Investment Trust
Fidelity U.S. Dividend Private Pool
Fidelity U.S. Dividend Registered Fund
Fidelity U.S. Equity Currency Neutral Private Pool
Fidelity U.S. Equity Investment Trust
Fidelity U.S. Equity Private Pool
Fidelity U.S. Focused Stock Class
Fidelity U.S. Focused Stock Currency Neutral
Class
Fidelity U.S. Focused Stock Fund
Fidelity U.S. Growth and Income Private Pool
Fidelity U.S. Money Market Fund
Fidelity U.S. Monthly Income Capital Yield Fund
Fidelity U.S. Monthly Income Currency Neutral
Fund
Fidelity U.S. Monthly Income Fund
Fidelity U.S. Multi-Cap Investment Trust
Fidelity U.S. Small/Mid Cap Equity Investment
Trust
Fiera Capital Balanced Fund
Fiera Capital Bond Fund
Fiera Capital Canadian Equity Fund
Fiera Capital Core Canadian Equity Fund
Fiera Capital Corporation
Fiera Capital Defensive Global Equity Fund
Fiera Capital Defensive U.S. Equity Fund
Fiera Capital Equity Growth Fund
Fiera Capital Global Equity Fund
Fiera Capital High Income Fund
Fiera Capital Money Market Fund
Fiera Capital U.S. Equity Fund
Fiera Quantum Income Opportunities Fund
Fiera Tactical Bond Fund
Fiera Tactical Bond Yield Fund
Final Assignment
Financial 15 Split Corp.
Financial 15 Split Corp. II
Finish Line Racing Stables Limited Partnership
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--Yes/Oui
----------------
--1a, 1b, 3
----------------
-------------------
-------------------
------
------
------
------
----
----
----
----
--------------------
--------------------
---------------Yes/Oui
--Yes/Oui
---------------1982/09/10
--1994/06/22
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Finishing Touch
Finline Technologies Ltd.
Finning International Inc.
Finore Mining Inc.
Firan Technology Group Corporation
Fire River Gold Corp.
Fireswirl Technologies Inc.
Firm Capital Mortgage Investment Corporation
Firm Capital Property Trust
First Asset 1-5 Year Laddered Government Strip
Bond Index ETF
First Asset Active Canadian Dividend ETF
First Asset Active Canadian REIT ETF
First Asset All Canada Bond Barbell Index ETF
First Asset Can-60 Covered Call ETF
First Asset Can-Energy Covered Call ETF
First Asset Can-Financials Covered Call ETF
First Asset Can-Materials Covered Call ETF
First Asset Canadian Convertible Bond ETF
First Asset Canadian Convertible Bond Fund
First Asset Canadian Dividend Opportunity Fund
First Asset Canadian Dividend Opportunity Fund II
First Asset Canadian Energy Convertible
Debenture Fund
First Asset Canadian REIT Income Fund
First Asset CanBanc Split Corp.
First Asset Corporate Bond Barbell Index ETF
First Asset DCD Portfolio Fund
First Asset Diversified Convertible Debenture Fund
First Asset Energy & Resource Fund
First Asset Global Dividend Fund
First Asset Government Bond Barbell Index ETF
First Asset Hamilton Capital European Bank ETF
First Asset Hamilton Capital European Bank Fund
First Asset Morningstar Canada Dividend Target
30 Index ETF
First Asset Morningstar Canada Momentum Index
ETF
First Asset Morningstar Canada Value Index ETF
First Asset Morningstar Emerging Markets Bond
Fund
First Asset Morningstar Emerging Markets
Composite Bond Index ETF
First Asset Morningstar Emerging Markets
Momentum Index ETF
First Asset Morningstar Emerging Markets Value
Index ETF
First Asset Morningstar International Momentum
Index ETF
-Yes/Oui
---------
-1a, 1d
---------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
---Yes/Oui
-----
-------------
-------------
-------------
-------------
------------
------------
------------
------------
--
--
--
--
---
---
---
---
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
1986/07/04
2003/07/24
---2014/03/12
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
First Asset Morningstar International Value Index
ETF
First Asset Morningstar National Bank QuГ©bec
Index ETF
First Asset Morningstar US Dividend Target 50
Index ETF
First Asset Morningstar US Momentum Index ETF
First Asset Morningstar US Value Index ETF
First Asset Morningstar U.S. Consumer Defensive
Index Fund
First Asset MSCI Canada Low Risk Weighted ETF
First Asset MSCI Europe Low Risk Weighted ETF
First Asset MSCI USA Low Risk Weighted ETF
First Asset MSCI World Low Risk Weighted ETF
First Asset Pipes & Power Income Fund
First Asset Provincial Bond Index ETF
First Asset REIT Income Fund
First Asset Resource Fund Inc.
First Asset Tech Giants Covered Call ETF
First Asset Utility Plus Fund
First Asset U.S. & Canada Lifeco Income ETF
First Asset Yield Opportunity Trust
First Canadian Land Investors (Brampton) Inc.
First Capital Realty Inc.
First Choice Products Inc.
First Eastern Equities Inc.
First Global Data Limited
First Interactive Inc.
First Leaside Properties Fund
First Majestic Silver Corp.
First Metals Inc.
First Mexican Gold Corp.
First National Financial Corporation
First National Mortgage Investment Fund
First Nickel Inc.
First Point Minerals Corp.
First Quantum Minerals Ltd.
First Sahara Energy Inc.
First Strike Diamonds Inc.
First Trust Advantaged Short Duration High Yield
Bond Fund
First Trust AlphaDEX Canadian Dividend Plus ETF
First Trust AlphaDEX Emerging Market Dividend
ETF (CAD-Hedged)
First Trust AlphaDEX European Dividend Index
ETF (CAD-Hedged)
First Trust AlphaDEX Global Energy Income Plus
ETF (CAD-Hedged)
First Trust AlphaDEX U.S. Dividend Plus ETF
(CAD-Hedged)
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--
--
--
--
--
--
--
--
----
----
----
----
--------------Yes/Oui
---Yes/Oui
-Yes/Oui
-------Yes/Oui
--
--------------1a, 1c, 1e
---1a, 1c, 1e, 3
-1a, 1c, 1e, 3
-------1a, 3
--
------------Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
-------Yes/Oui
--
------------1993/01/26
-2013/02/11
1991/11/14
-2000/10/24
2012/05/07
-2011/05/09
-------2003/09/25
--
---
---
---
---
--
--
--
--
--
--
--
--
--
--
--
--
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
First Trust AlphaDEX U.S. Consumer
Discretionary Sector Index ETF
First Trust AlphaDEX U.S. Consumer Staples
Sector Index ETF
First Trust AlphaDEX U.S. Energy Sector Index
ETF
First Trust AlphaDEX U.S. Financial Sector Index
ETF
First Trust AlphaDEX U.S. Health Care Sector
Index ETF
First Trust AlphaDEX U.S. Industrials Sector
Index ETF
First Trust AlphaDEX U.S. Materials Sector Index
ETF
First Trust AlphaDEX U.S. Technology Sector
Index ETF
First Trust AlphaDEX U.S. Utilities Sector Index
ETF
First Trust Canadian Capital Strength Portfolio
First Trust Global DividendSeeker Fund
First Trust Global Risk Managed Income Index
ETF
First Trust Senior Loan ETF (CAD-Hedged)
First Trust Short Duration High Yield Bond ETF
First United Capital Inc.
First Western Minerals Inc.
Firstgold Corp.
Firstlane Inc.
FirstService Corporation
FirstSmart Sensor Corp.
Fission Uranium Corp.
Five Nines Ventures Ltd.
Fixed Income Class
Fixed Income Fund (Portico)
FL Master Sherman, Ltd.
Flaherty & Crumrine Investment Grade Fixed
Income Fund
Flemdon Ltd.
Fletcher Nickel Inc.
Flex First Plan
Floating Rate Income Fund
Floorco Ltd.
FMF Capital Group Ltd.
FMI Holdings Ltd.
FN Mortgage Investment Trust
FNR Energy II Limited Partnership
FNR Energy III Limited Partnership
FNR Energy Limited Partnership
Focus Graphite Inc.
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
----
----
----
----
----Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
--
----1a, 1c, 1e, 3
1a
-1a, 1b, 1c, 1e, 3
-1a, 1c, 1e, 3
--1a, 1c, 1e, 3
--
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
--
--1986/02/12
1992/07/24
2010/06/11
2003/01/21
-2005/01/20
-2014/11/10
--2012/05/07
--
----Yes/Oui
Yes/Oui
Yes/Oui
----1a, 1d
1b, 1c, 1e
1a, 1b, 1c, 1d, 1e,
3
------
Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
1975/04/09
---1996/06/17
2008/01/23
2011/10/19
------
------
------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---
(YYYY/MM/DD)
Focused Canadian Equity Class (CGOV)
Focused Capital Corp.
Focused Capital II Corp.
Folkstone Capital Corp.
Fonds Matiq40
Foot Locker, Inc.
Foraco International SA
Foran Mining Corporation
Forbes Energy Services Ltd.
Ford Auto Securitization Trust
Ford Credit Canada Limited
Ford Floorplan Auto Securitization Trust
Ford Motor Company
Forefront Consolidated Explorations Ltd.
Foremost Income Fund
Forest Gate Energy Inc.
Forest Hill Capital Corporation
Formation Metals Inc.
Forsys Metals Corp.
Fort St. James Nickel Corp.
Fortaleza Energy Inc.
Forterra Environmental Corp.
Fortify Resources Inc.
Fortis Inc.
FortisAlberta Inc.
FortisBC Energy Inc.
FortisBC Inc.
Fortress Paper Ltd.
Fortuna Silver Mines Inc.
Fortune Bay Corp.
Fortune Minerals Limited
Fossil Oil & Gas Limited
Foundation Equity Portfolio
Foundation Tactical Balanced Portfolio
Foundation Tactical Conservative Portfolio
Foundation Tactical Growth Portfolio
Foundation Yield Portfolio
Founder Resources Inc.
Foxgrove Exploration Ltd.
FP Newspapers Inc.
Fracmaster Ltd.
Franchise Bancorp Inc.
Franchise Services of North America Inc.
FranchiseMaster Technologies Inc.
Franco-Nevada Corporation
Franco-Nevada GLW Holdings Corp.
Franklin Bissett All Canadian Focus Corporate
Class
Franklin Bissett All Canadian Focus Fund
Franklin Bissett Bond Corporate Class
----Yes/Oui
----------------Yes/Oui
---------------Yes/Oui
-----Yes/Oui
----
----1a, 1b, 1c, 3
----------------1a, 1c, 1e, 3
---------------1a, 1b, 1d, 1g
-----1a
----
Ordonnance
d'interdiction
d'opГ©rations
-------------Yes/Oui
-Yes/Oui
Yes/Oui
----Yes/Oui
---------------Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
----
---
---
---
-------------1981/01/13
-2012/05/07
1999/04/15
----2013/05/16
---------------1995/11/03
1992/06/23
-1999/05/28
-2014/04/08
2002/04/08
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Franklin Bissett Bond Fund
Franklin Bissett Bond Yield Class
Franklin Bissett Canadian All Cap Balanced
Corporate Class
Franklin Bissett Canadian All Cap Balanced Fund
Franklin Bissett Canadian Balanced Corporate
Class
Franklin Bissett Canadian Balanced Fund
Franklin Bissett Canadian Dividend Corporate
Class
Franklin Bissett Canadian Dividend Fund
Franklin Bissett Canadian Equity Corporate Class
Franklin Bissett Canadian Equity Fund
Franklin Bissett Canadian High Dividend Corporate
Class
Franklin Bissett Canadian High Dividend Fund
Franklin Bissett Canadian Short Term Bond Fund
Franklin Bissett Canadian Short Term Bond Yield
Class
Franklin Bissett Corporate Bond Fund
Franklin Bissett Corporate Bond Yield Class
Franklin Bissett Dividend Income Corporate Class
Franklin Bissett Dividend Income Fund
Franklin Bissett Energy Corporate Class
Franklin Bissett Microcap Fund
Franklin Bissett Money Market Corporate Class
Franklin Bissett Money Market Fund
Franklin Bissett Money Market Yield Class
Franklin Bissett Small Cap Corporate Class
Franklin Bissett Small Cap Fund
Franklin Bissett Strategic Income Corporate Class
Franklin Bissett Strategic Income Fund
Franklin Bissett Treasury Bill Fund
Franklin Bissett U.S. Focus Corporate Class
Franklin Bissett U.S. Focus Fund
Franklin Flex Cap Growth Corporate Class
Franklin Flex Cap Growth Fund
Franklin Global Small-Mid Cap Fund
Franklin High Income Fund
Franklin Income Corporate Class
Franklin Income Fund
Franklin Income Hedged Corporate Class
Franklin Mutual Global Discovery Corporate Class
Franklin Mutual Global Discovery Fund
Franklin Mutual U.S. Shares Corporate Class
Franklin Mutual U.S. Shares Fund
Franklin Quotential Balanced Growth Corporate
Class Portfolio
Franklin Quotential Balanced Growth Portfolio
----
----
Ordonnance
d'interdiction
d'opГ©rations
----
---
---
---
---
---
---
---
---
-----
-----
-----
-----
----
----
----
----
-----------------------------
-----------------------------
-----------------------------
-----------------------------
--
--
--
--
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Franklin Quotential Balanced Income Corporate
Class Portfolio
Franklin Quotential Balanced Income Portfolio
Franklin Quotential Diversified Equity Portfolio
Franklin Quotential Diversified Income Corporate
Class Portfolio
Franklin Quotential Diversified Income Portfolio
Franklin Quotential Growth Corporate Class
Portfolio
Franklin Quotential Growth Portfolio
Franklin Strategic Income Fund
Franklin Templeton Canadian Core Equity Fund
Franklin Templeton Canadian Large Cap Fund
Franklin U.S. Core Equity Fund
Franklin U.S. Rising Dividends Corporate Class
Franklin U.S. Rising Dividends Fund
Franklin U.S. Rising Dividends Hedged Corporate
Class
Franklin World Growth Corporate Class
Franklin World Growth Fund
Fraser Papers Inc.
Freegold Ventures Limited
Freehold Royalties Ltd.
Friday Capital Inc.
Friedberg Asset Allocation Fund
Friedberg Asset Allocation Fund Limited
Partnership
Friedberg Global-Macro Hedge Fund
Friedberg Global-Macro Hedge Fund Limited
Partnership
Fronsac Real Estate Investment Trust
Front Street DCA Special Opportunities Class
Front Street Diversified Income Class
Front Street Energy Growth Fund Inc.
Front Street Flow-Through 2013-I Limited
Partnership - FSFT 2013-I National Class
Front Street Flow-Through 2013-I Limited
Partnership - FSFT 2013-I QuГ©bec Class
Front Street Flow-Through 2013-II Limited
Partnership
Front Street Flow-Through 2014-I Limited
Partnership - FSFT 2014-I National CDE Class
Front Street Flow-Through 2014-I Limited
Partnership - FSFT 2014-I National CEE Class
Front Street Flow-Through 2014-I Limited
Partnership - FSFT 2014-I QuГ©bec CEE Class
Front Street Flow-Through 2014-II Limited
Partnership
Front Street Global Balanced Income Class
Front Street Global Opportunities Class
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
----
----
----
----
---
---
---
---
---------
---------
---------
---------
--Yes/Oui
------
--1b, 1c, 1e
------
--Yes/Oui
------
--2011/03/10
------
---
---
---
---
------
------
------
------
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
---
---
---
---
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-----------------------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
------------Yes/Oui
Yes/Oui
---
-----------------------1a, 1c, 1e, 3
1a, 1d
1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
--1b, 1c, 1e
1a, 1d, 3
--1a, 1c, 1e, 3
------------1a, 1c, 1e, 3
1b, 1c, 1e, 3
---
Ordonnance
d'interdiction
d'opГ©rations
-----------------------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-----Yes/Oui
---
Order Date
(YYYY/MM/DD)
G
Front Street Growth and Income Class
Front Street Growth Class
Front Street Growth Fund
Front Street MLP and Infrastructure Income Class
Front Street Money Market Class
Front Street Resource Growth and Income Class
Front Street Special Opportunities Class
Front Street Tactical Bond Class
Front Street Tactical Equity Class
Front Street U.S. Equity Class
Front Street U.S. MLP Income Fund Ltd.
Frontenac Mortgage Investment Corporation
Frontier Rare Earths Limited
Frontiers Canadian Equity Pool
Frontiers Canadian Fixed Income Pool
Frontiers Canadian Short Term Income Pool
Frontiers Emerging Markets Equity Pool
Frontiers Equity Income Pool
Frontiers Global Bond Pool
Frontiers International Equity Pool
Frontiers U.S. Equity Currency Neutral Pool
Frontiers U.S. Equity Pool
Frontline Gold Corporation
Frontline Technologies Inc.
FT Capital Ltd.
Fuel Cell Technologies Ltd.
Fulcrum Resources Inc.
Full Metal Minerals Ltd.
Fundamental Applications Corp.
Funtime Hospitality Corp.
Future Beach Corporation
Futureline Communications Co. Ltd.
Futures Index Fund
FW Omnimedia Corp.
Gabriel Resources Ltd.
Galane Gold Ltd.
Galantas Gold Corporation
GalaVu Entertainment Inc.
GalaxiWorld.com Limited
Galaxy Lithium One Inc.
Galaxy Minerals, Inc.
Galaxy Online Inc.
Galaxy Resources Limited
Galena International Resources Ltd.
Galileo Growth and Income Fund
Galileo High Income Plus Fund
Galileo Webtrack Systems Corp.
Gallery Resources Limited
Galway Gold Inc.
Galway Metals Inc.
Date de
l'ordonnance
-----------------------2013/05/13
2003/07/30
2007/05/03
2009/03/10
--2006/03/03
2004/02/26
2001/05/25
-2005/05/09
---2000/03/03
1999/11/08
-1984/07/10
2002/05/22
-----2006/11/02
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
----Yes/Oui
----Yes/Oui
------------Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
--------Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
---
----3
----1a, 1c, 1e, 3
------------1a, 1b, 1c, 1e, 3
1a, 1c, 1e, 3
-1b, 1c, 1e
---1b
-1a, 1d
--------1a, 1b, 1c, 1e, 3
--1a, 1b, 1c, 1e, 3
--1a, 1c, 1e, 3
1a, 1b, 1d, 3
---
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
-----------Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
--Yes/Oui
Yes/Oui
---
Order Date
(YYYY/MM/DD)
Gambit Consolidated Explorations Ltd.
Gambol Group Incorporated
Gamehost Inc.
Gandalf Technologies Inc.
GAR Limited
Garda World Security Corporation
GASFRAC Energy Services Inc.
Gaslite Petroleum Ltd.
Gastar Exploration Inc.
Gastem Inc.
Gas, the Fright, Comics
Gatekeeper Systems Inc.
Gaz MГ©tro inc.
Gazit-Globe Ltd.
Gazit Canada Financial Inc.
GB Minerals Ltd.
GBC Canadian Bond Fund, The
GBC Canadian Growth Fund, The
GBC Growth and Income Fund, The
GBC International Growth Fund, The
GBC Money Market Fund, The
GBC North American Growth Fund Inc., The
GBO Inc.
GBS Gold International Inc.
GC-Global Capital Corp.
GDI Global Data Inc.
GDL Evergreen Inc.
GE Capital Canada Funding Company
Gear Energy Ltd.
gearunlimited.com Inc.
Gemoscan Canada, Inc.
Gemstone X.Change Corp., The
Gendis Inc.
GeneNews Limited
Gener8 Media Corp.
General Allied Oil & Gas Co.
General Gas and Oil Company Limited
General Leaseholds Limited
General Moly, Inc.
General Motors Company
Genesis Hydrogen Systems Inc.
Genesis Land Development Corp.
Genesis Trust II
Genesis Worldwide Inc.
Genius Properties Ltd.
Genivar Inc.
Genoil Inc.
Genoray Advanced Technologies Ltd.
Gensource Potash Corporation
Genterra Capital Inc.
Date de
l'ordonnance
1981/01/13
1999/06/11
-1997/09/24
---1985/05/14
-2014/05/07
1984/06/25
-----------2011/11/03
2009/05/15
-2005/06/14
2001/05/25
--2001/12/14
-2002/06/21
---1986/06/02
1982/09/23
1996/10/15
-----2013/05/15
--2014/05/09
2004/03/23
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---Yes/Oui
-------Yes/Oui
------Yes/Oui
--------Yes/Oui
---Yes/Oui
-------
---1a, 1c, 1d, 1e, 3
-------1a, 1c, 1e, 3
------1a, 1c, 1e, 3
--------1a, 1b, 1c, 1e, 3
---1a, 1c, 1d, 1e, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--------Yes/Oui
-Yes/Oui
-Yes/Oui
-------
Yes/Oui
Yes/Oui
----
1a, 1b, 1c, 1e, 3
1a, 1b, 1d
----
Yes/Oui
-----
2011/04/12
-----
------
------
------
------
(YYYY/MM/DD)
Gentor Resources Inc.
Genworth MI Canada Inc.
Geodrill Limited
GeoGlobal Resources Inc.
Geographics, Inc.
Geologix Explorations Inc.
Geomega Resources Inc.
GeoNovus Minerals Corp.
GeoPetro Resources Company
George Weston Limited
Georgian Bancorp Inc.
GeoVenCap Inc.
Geovic Mining Corp.
Geraldton Longlac Gold Inc.
Gerido Lake Mines Limited
German House Toronto Inc.
Getty Copper Inc.
Ghana Gold Mines Limited
Gibraltar Springs Capital Corporation
Gibson Energy Inc.
Gildan Activewear Inc.
Ginguro Exploration Inc.
GINSMS Inc.
Gitennes Exploration Inc.
Giyani Gold Corp.
Glacier Credit Card Trust
Glacier Media Inc.
Gladstone Pacific Nickel Ltd.
Glenbriar Technologies Inc.
Glenbrook Plaza Limited Partnership
Glencore Canada Corporation
Glendale International Corp.
Glentel Inc.
GLG EM Income Fund
GLG Emerging Markets Income Portfolio II Ltd.
GLG Emerging Markets Income Portfolio Ltd.
GLG Life Tech Corporation
Global Advantaged Telecom & Utilities Income
Fund
Global Biotech Corp.
Global Biotech Inc.
Global Champions Split Corp.
Global Diversified Investment Grade Income Trust
Global Diversified Investment Grade Income Trust
II
Global Dividend Class (Setanta)
Global Dividend Fund
Global Dividend Growers Income Fund
Global Educational Trust Plan
Global Equity Class (Setanta)
---2013/04/23
1998/09/10
-----2000/12/06
2013/05/13
-1999/09/08
1975/02/13
1986/06/24
-2000/11/23
2006/04/12
--------2013/06/14
-1988/07/18
-2010/03/12
-------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
------------Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---
Order Date
(YYYY/MM/DD)
Global Fixed Income Corporate Class
Global Fixed Income Pool
Global Growth 100 Fund
Global Healthcare Dividend Fund
Global Hemp Group
Global Iman Fund
Global Infrastructure Dividend Fund
Global Key Investment Limited
Global Managed Volatility Fund
Global Real Estate Fund (London Capital)
Global SeaFarms Corporation
GlobalMin Ventures Inc.
GlobeTel Communications Limited
Globevest Capital Secured Put Writing Fund
Globex Mining Enterprises Inc.
Gluskin Sheff + Associates Inc.
GLV Inc.
GMP Capital Inc.
Go Capital I, Inc.
Go Vacations 1985 Limited Partnership
Go Vacations 1986-A Limited Partnership
Go Vacations 1986 Limited Partnership
Go Vacations 1987-A Limited Partnership
Go Vacations 1987-B Limited Partnership
Go Vacations 1987 Limited Partnership
Go Vacations 1988-B Limited Partnership
Go Vacations 1988-C Limited Partnership
Go Vacations 1988 - A Limited Partnership
Go Vacations 1989-A Limited Partnership
Go Vacations 1989-B Limited Partnership
Go Vacations 1990-A Limited Partnership
Go Vacations Inc.
God's Lake Resources Inc.
Gogama Resources Inc.
GoGold Resources Inc.
Gold Canyon Resources Inc.
Gold Mountain Mining Corporation
Gold Participation and Income Fund
Gold Reserve Inc.
Gold Ridge Mines Inc.
Gold Royalties Corporation
Gold Standard Ventures Corp.
Gold World Resources Inc.
Goldbar Resources Inc.
Goldcorp Inc.
Goldeidt Explorations Inc.
Golden Arm Mines Limited
Golden Briar Mines Limited
Golden Bridge Development Corporation
Golden Credit Card Trust
------------Yes/Oui
-----------------------------Yes/Oui
Yes/Oui
---Yes/Oui
---
------------1a
-----------------------------1a, 1c, 1e, 3
1a, 1c, 1e, 3
---1a, 1c, 1e, 3
---
Date de
l'ordonnance
------------2003/07/31
-----2014/05/07
1995/05/31
1995/05/31
1993/07/13
1995/01/27
1995/05/31
1995/04/28
1995/05/31
1995/05/09
1995/05/09
1995/05/09
1995/05/31
1995/05/31
1995/03/29
-1989/11/30
-----1981/07/08
--2013/05/15
2013/02/07
-1984/12/06
1978/07/13
2006/05/10
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
------Yes/Oui
---------Yes/Oui
--------Yes/Oui
----Yes/Oui
-----Yes/Oui
-------Yes/Oui
------
------1a, 1c, 1e, 3
---------1a, 1c, 1e, 3
--------1a, 1b, 1c, 1e, 3
----1a, 1c, 1d, 1e, 3
-----1b
-------1a, 1b, 1c, 1e, 3
------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
Order Date
(YYYY/MM/DD)
Golden Crescent Corporation
Golden Dawn Minerals Inc.
Golden Harp Resources Inc.
Golden Hope Mines Limited
Golden Maritime Resources Ltd.
Golden Minerals Company
Golden Moor Inc.
Golden Myra Resources Inc.
Golden Phoenix Minerals, Inc.
Golden Pond Resources Ltd.
Golden Queen Mining Co. Ltd.
Golden Range Resources Inc.
Golden Reign Resources Ltd.
Golden Saturn Oil & Gas Limited
Golden Share Mining Corporation
Golden Star Resources Ltd.
Golden Sunset Trail Inc.
Golden Terrace Resources Corporation
Golden Trend Petroleum Ltd.
Golden Valley Mines Ltd.
Goldeneye Resources Corp.
Goldeye Explorations Limited
Goldgroup Mining Inc.
Goldlinx International Inc.
Goldman Sachs U.S. Income Builder Trust
Goldnev Resources Inc.
Goldplex Development Corporation
GoldQuest Mining Corp.
Goldrea Resources Corp.
Goldspike Exploration Inc.
Goldstake Explorations Inc.
Goldtrack Resources Inc.
GoldTrain Resources Inc.
Goodfellow Inc.
Goodman Gold Trust
GOODWOOD CAPITAL FUND
Goran Capital Inc.
Gordex Minerals Limited
Gourmet Ocean Products Inc.
Governor Gold Mines Limited
Goviex Uranium Inc.
Gowest Gold Ltd.
GPM Metals Inc.
Grafton Group Limited
Gram Minerals Corp.
Gran Colombia Gold Corp.
Gran Tierra Energy Inc.
Gran Tierra Exchangeco Inc.
Grand Okanagan Resort II Limited Partnership
Grand Okanagan Resort Limited Partnership
Date de
l'ordonnance
2001/06/04
---2000/07/26
-2014/01/10
1990/09/27
2013/12/18
1992/03/13
-1990/03/09
-1980/08/12
--2010/05/07
1991/07/08
2000/06/30
----1999/01/29
-2012/08/10
1996/11/05
---2010/04/08
1990/09/27
----2003/09/16
1989/07/28
-1975/04/09
---1992/07/13
2001/11/26
---1998/06/03
1998/06/03
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Grand Peak Capital Corp.
Grande West Transportation Group Inc.
Grandfield Pacific Inc.
Grandview-on-the-Lake Equity Corporation
Grandview Gold Inc.
Granite Destinations Corporation (Northern and
Eastern)
Granite Heritage Corporation (Northern and
Eastern)
Granite Real Estate Investment Trust
Granite REIT Holdings Limited Partnership
Granite REIT Inc.
Granite Tourism Corporation
Graniz Mondal Inc.
Grasset Lake Mines Limited
Gravis Energy Corp.
Gravitas Financial Inc.
Gray Industries Inc.
Gray Wolf Capital Corporation
Great-West Lifeco Finance (Delaware) LP
Great-West Lifeco Finance (Delaware) LP II
Great-West Lifeco Inc.
Great Basin Gold Ltd.
Great Bear Resources Ltd.
Great Canadian Gaming Corporation
Great Canadian Soup Company Limited
Partnership, The
Great Lakes Graphite Inc.
Great Lakes Nickel Limited
Great Legends Mining Inc.
Great Northern Gas Company
Great Panther Silver Limited
Great Prairie Energy Services Inc.
Great Western Minerals Group Ltd.
Greater Toronto Airports Authority
Grecian Specialty Foods Inc.
Green Arrow Resources Inc.
Green Environmental Technologies Inc.
Green Standard Vanadium Resources Corp.
Green Swan Capital Corp.
Greenbank Capital Inc.
Greencastle Resources Ltd.
Greenfields Petroleum Corporation
Greengreen Capital Corp.
Greenland Resources Inc.
Greenlight Communications Inc.
Greenock Resources Inc.
Greenshield Explorations Limited
GreenStar Agricultural Corporation
-------
-------
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
-Yes/Oui
--
--
Yes/Oui
1992/04/15
---------Yes/Oui
---Yes/Oui
----
---------1a, 1b, 1c, 1e, 3
---1a, 1b, 1c, 1e, 3
----
---Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
---Yes/Oui
--Yes/Oui
---1992/04/15
-1985/06/26
--1972/04/28
2008/01/31
---2013/09/03
--1988/09/13
----------Yes/Oui
Yes/Oui
----Yes/Oui
----Yes/Oui
----------1a, 1b, 1c, 1e, 3, 4
3
----1a, 1b, 1c, 1e, 3
----1a, 1b, 1c, 1e, 3
--Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
-----Yes/Oui
-Yes/Oui
--Yes/Oui
--2000/06/01
1993/07/13
----1997/10/23
-2005/11/08
-----2011/01/10
-1999/11/30
--2014/06/03
---1985/09/18
-1992/08/28
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
----------Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-------------------Yes/Oui
---
2010/05/10
1985/10/07
---1982/09/10
-2002/05/22
----------2013/07/23
-2001/08/14
2002/11/29
--2002/05/23
-------------------2014/08/11
---
(YYYY/MM/DD)
Greenstone Resources Ltd.
Yes/Oui
Greentree Gas & Oil Ltd.
Greenwich Resources plc
Grenadier Resource Corp.
Grenville Gold Corp.
Grenville Strategic Royalty Corp.
Grey Fox, The
Greystone Canadian Bond Fund
Greyvest Capital Inc.
Greywacke Exploration Ltd.
Gro-Net Financial Tax & Pension Planners Ltd.
Groundstar Resources Limited
Groupe Bikini Village Inc.
Growth 100 Fund
Growth 70/30 Fund
Growth 80/20 Fund
Growth & Income Class (GWLIM)
GrowthWorks Canadian Fund Ltd.
GrowthWorks Commercialization Fund Ltd.
Gryphon Gold Corporation
GSI Group Inc.
GST Telecommunications Inc.
GT Group Telecom Inc.
GTA Resources and Mining Inc.
GTU Portfolio Trust
Guard Inc.
Guardian Balanced Fund
Guardian Balanced Income Fund
Guardian Canadian Bond Fund
Guardian Canadian Equity Fund
Guardian Canadian Growth Equity Fund
Guardian Canadian Short-Term Investment Fund
Guardian Canadian Small/Mid Cap Equity Fund
Guardian Capital Group Limited
Guardian Equity Income Fund
Guardian Exploration Inc.
Guardian Global Dividend Growth Fund
Guardian Global Equity Fund
Guardian Growth & Income Fund
Guardian High Yield Bond Fund
Guardian International Equity Fund
Guardian Private Wealth Bond Fund
Guardian Private Wealth Equity Fund
Guardian Short Duration Bond Fund
Guardian U.S. Equity Fund
Guerrero Exploration Inc.
Guerrero Ventures Inc.
GuestLogix Inc.
Yes/Oui
---------------Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
----------------------Yes/Oui
---
1a, 1b, 1c, 1d, 1e,
3
1a, 1c, 1e, 3
---------------1b, 1c, 1d, 3
-1a, 1c, 1d, 1e, 3
3
-1b
----------------------1a, 1c, 1e, 3
---
2000/06/02
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
-------Yes/Oui
--Yes/Oui
-----Yes/Oui
-----------Yes/Oui
-Yes/Oui
Yes/Oui
-----------------
-------2010/02/19
--1996/05/17
-----2014/02/19
-----------1998/05/22
-1999/09/08
2004/06/16
-----------------
(YYYY/MM/DD)
H
Gulf International Minerals Ltd.
Yes/Oui
Gulf & Pacific Equities Corp.
Gulfstream Acquisition 1 Corp.
Gungnir Resources
Guyana Goldfields Inc.
GVIC Communications Corp.
GWR Global Water Resources Corp.
Hadley Mining Inc.
Haemacure Corporation
Halliburton Company
Halogen Software Inc.
Halozone Technologies Inc.
Haltain Developments Corp.
Hamilton Park Plaza Limited Partnership
Hamilton Thorne Ltd.
Hammond Manufacturing Company Limited
Hammond Power Solutions Inc.
Hanfeng Evergreen Inc.
Hanwei Energy Services Corp.
HAP Nexus Hedge Fund Replication Trust
Happy Creek Minerals Ltd.
Harbor Pines Development Corporation
Harbour Corporate Class
Harbour Fund
Harbour Global Equity Corporate Class
Harbour Global Growth & Income Corporate Class
Harbour Growth & Income Corporate Class
Harbour Growth & Income Fund
Harbour Voyageur Corporate Class
Harbourfront Hotel Limited Partnership
Hard Creek Nickel Corporation
Hardrock Extension Inc.
Hardwood Properties Ltd.
Hardwoods Distribution Inc.
Harmony Asset Limited
Harmony Balanced Growth Portfolio
Harmony Balanced Growth Portfolio Class
Harmony Balanced Portfolio
Harmony Canadian Equity Pool
Harmony Canadian Fixed Income Pool
Harmony Conservative Portfolio
Harmony Diversified Income Pool
Harmony Global Fixed Income Pool
Harmony Growth Plus Portfolio
Harmony Growth Plus Portfolio Class
Harmony Growth Portfolio
Harmony Growth Portfolio Class
Harmony Maximum Growth Portfolio
Harmony Maximum Growth Portfolio Class
-------Yes/Oui
--------Yes/Oui
--------------Yes/Oui
-----------------
1a, 1b, 1c, 1d, 1e,
3
-------1a, 1c, 1d, 1e, 3
--------1b, 1c, 1e
--------------1a, 1b, 1c, 1e, 3
-----------------
2006/04/18
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
Yes/Oui
--Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--
Date de
l'ordonnance
Yes/Oui
2011/09/02
Yes/Oui
2004/10/18
----Yes/Oui
Yes/Oui
----2007/09/12
2009/11/05
Yes/Oui
--------Yes/Oui
--Yes/Oui
-Yes/Oui
2008/01/22
--------1994/06/24
--1983/11/03
-1988/10/04
(YYYY/MM/DD)
Harmony Money Market Pool
Harmony Non-traditional Pool
Harmony Overseas Equity Pool
Harmony U.S. Equity Pool
Harmony Yield Portfolio
Harry Tracy - Desperado
Hart Stores Inc.
Hartco Inc.
Harte Gold Corp.
Hartland Pipeline Services Ltd.
Harvest Banks & Buildings Income Fund
Harvest Canadian Income & Growth Fund
Harvest Operations Corp.
Hawk Exploration Ltd.
Hayes Resources Inc.
HBanc Capital Securities Trust
Head On Investors
Headway Property Investment 77-I
Headway Property Investment 77-II
Headway Property Investment 78-II
Headway Property Investment 78-III
Health & Environment Inc.
HealthLease Properties Real Estate Investment
Trust
Healthscreen Solutions Incorporated
------------------------
------------------------
Yes/Oui
Healthtrac, Inc.
Yes/Oui
Heartware International Inc.
Heatherdale Resources Ltd.
Heating Oil Partners Income Fund
Hecla Mining Company
Hedman Resources Limited
Hegco Canada Inc.
--Yes/Oui
-Yes/Oui
Yes/Oui
Helical Corporation Inc., The
Helius Medical Technologies, Inc.
Helix BioPharma Corp.
Hemisphere Energy Corporation
Herbal Clone Bank Canada Inc.
Heritage Global Inc.
Heritage Plans
Heron Resources Limited
Heroux-Devtek Inc.
Hershey Oil Corporation
Hess Corporation
Hi Ho Silver Resources Inc.
High-Country Engineering Ltd.
High Arctic Energy Services Inc.
High Country, The
Yes/Oui
------Yes/Oui
--------
1a, 1b, 1c, 1e, 2b,
3
1a, 1b, 1c, 1d, 1e,
3
--1a, 1b, 1c, 1e, 3
-1b, 1c, 1e
1a, 1b, 1c, 1d, 1e,
3
1a, 1b, 1c, 1e, 3
------4
--------
-----1986/09/22
2012/08/10
--2000/06/30
----1990/06/08
-1982/09/10
1998/05/22
1989/01/04
1998/05/22
1997/11/07
1989/06/09
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---------Yes/Oui
-Yes/Oui
-Yes/Oui
---Yes/Oui
------Yes/Oui
Yes/Oui
----------------
---------1a, 1b, 1c, 1e, 3
-1a, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
---1a, 1c, 1d, 1e
------1a
1a, 1b, 1c, 1e, 3
----------------
Ordonnance
d'interdiction
d'opГ©rations
------Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--------------
------
------
------
------
--
--
--
--
(YYYY/MM/DD)
High Liner Foods Incorporated
High North Resources Ltd.
High Rock Canadian High Yield Bond Fund
High Yield Strategic Trust
High Yield & Mortgage Plus Trust
Highmark Marketing Inc.
Highspire Capital Inc.
Highvista Gold Inc.
Hillcrest Resources Ltd.
Hip Interactive Corp.
HLD Land Development Limited Partnership
HLT Energies inc.
HMH China Investments Limited
HMZ Metals Inc.
HNZ Group Inc.
Ho Won Ginseng 1993 Limited Partnership
Hog Wild Dirty Tricks Scanners
Hollinger Inc.
Hollis Receivables Term Trust II
Holloway Lodging Corporation
Home Capital Group Inc.
Home Products Inc.
Homeland Energy Group Ltd.
Homeland Uranium Inc.
HomeProject.com Inc.
Homeserve Technologies Inc.
Horizon Holsteins Limited Partnership
Horizon Holsteins Limited Partnership II
Horizon North Logistics Inc.
Horizons Active Cdn Bond ETF
Horizons Active Cdn Dividend ETF
Horizons Active Corporate Bond ETF
Horizons Active Diversified Income ETF
Horizons Active Emerging Markets Dividend ETF
Horizons Active Floating Rate Bond ETF
Horizons Active Floating Rate Preferred Share ETF
Horizons Active Floating Rate Senior Loan ETF
Horizons Active Global Dividend ETF
Horizons Active High Yield Bond ETF
Horizons Active Preferred Share ETF
Horizons Active S&P/TSX 60 Index Covered Call
ETF
Horizons Active US Floating Rate Bond (USD) ETF
Horizons Active Yield Matched Duration ETF
Horizons Auspice Broad Commodity Index ETF
Horizons Auspice Managed Futures Index ETF
Horizons BetaPro COMEXВ® Gold Bullion Bear
Plus ETF
Horizons BetaPro COMEXВ® Gold Bullion Bull Plus
ETF
------1998/03/23
--2009/01/20
-2009/02/09
-2009/05/01
-1997/06/26
1984/06/27
2008/07/23
---1997/11/06
--2003/01/23
2011/12/16
1997/06/18
1997/06/18
--------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Horizons BetaPro COMEXВ® Silver Bear Plus ETF
Horizons BetaPro COMEXВ® Silver Bull Plus ETF
Horizons BetaPro MSCI Japan Bear Plus ETF
Horizons BetaPro MSCI Japan Bull Plus ETF
Horizons BetaPro MSCIВ® Emerging Markets Bear
Plus ETF
Horizons BetaPro MSCIВ® Emerging Markets Bull
Plus ETF
Horizons BetaPro NASDAQ-100В® Bear Plus ETF
Horizons BetaPro NASDAQ-100В® Bull Plus ETF
Horizons BetaPro NYMEXВ® Crude Oil Bear Plus
ETF
Horizons BetaPro NYMEXВ® Crude Oil Bull Plus
ETF
Horizons BetaPro NYMEXВ® Natural Gas Bear Plus
ETF
Horizons BetaPro NYMEXВ® Natural Gas Bull Plus
ETF
Horizons BetaPro S&P 500 VIX Short-Term
Futures Bull Plus ETF
Horizons BetaPro S&P 500 VIX Short-Term
Futures ETF
Horizons BetaPro S&P 500 VIX Short-Term
Futures Inverse ETF
Horizons BetaPro S&P 500В® Bear Plus ETF
Horizons BetaPro S&P 500В® Bull Plus ETF
Horizons BetaPro S&P 500В® Inverse ETF
Horizons BetaPro S&P/TSX 60 Inverse ETF
Horizons BetaPro S&P/TSX 60В® Bear Plus ETF
Horizons BetaPro S&P/TSX 60В® Bull Plus ETF
Horizons BetaPro S&P/TSX Capped Energy Bear
Plus ETF
Horizons BetaPro S&P/TSX Capped Energy Bull
Plus ETF
Horizons BetaPro S&P/TSX Capped Financials
Bear Plus ETF
Horizons BetaPro S&P/TSX Capped Financials
Bull Plus ETF
Horizons BetaPro S&P/TSX Global Base Metals
Bear Plus ETF
Horizons BetaPro S&P/TSX Global Base Metals
Bull Plus ETF
Horizons BetaPro S&P/TSX Global Gold Bear Plus
ETF
Horizons BetaPro S&P/TSX Global Gold Bull Plus
ETF
Horizons BetaPro US 30-year Bond Bear Plus ETF
Horizons Canadian Black Swan ETF
Horizons Canadian Midstream Oil & Gas Index
ETF
------
------
Ordonnance
d'interdiction
d'opГ©rations
------
--
--
--
--
----
----
----
----
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--------
--------
--------
--------
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
----
----
----
----
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-----------------1993/07/22
2012/07/09
-1991/11/08
2005/07/14
2002/05/23
1989/01/04
2001/01/15
-----------------
(YYYY/MM/DD)
Horizons Cdn Select Universe Bond ETF
Horizons COMEXВ® Gold ETF
Horizons COMEXВ® Silver ETF
Horizons Enhanced Income Energy ETF
Horizons Enhanced Income Equity ETF
Horizons Enhanced Income Financials ETF
Horizons Enhanced Income Gold Producers ETF
Horizons Enhanced Income International Equity
ETF
Horizons Enhanced Income US Equity (USD) ETF
Horizons Gold Yield ETF
Horizons Morningstar Hedge Fund Index ETF
Horizons Natural Gas Yield ETF
Horizons Seasonal Rotation ETF
Horizons S&P 500В® Index ETF
Horizons S&P/TSX 60 Equal Weight Index ETF
Horizons S&P/TSX 60 Index ETF
Horizons S&P/TSX Capped Energy Index ETF
Horizons S&P/TSX Capped Financials Index ETF
Horizons US Black Swan ETF
Horizons US Dollar Currency ETF
Horizons Winter-Term NYMEXВ® Crude Oil ETF
Horizons Winter-Term NYMEXВ® Natural Gas ETF
Horizonte Minerals PLC
Horn Petroleum Corporation
Hornby Bay Mineral Exploration Ltd.
Hot Touch
Hotline to HR Inc.
Houston Lake Mining Inc.
Hoverspace International Corp.
How To Web TV Inc.
HPB Investments Inc.
HPIL Resources Ltd.
HR Cafe, Ltd.
HRT Participações em Petróleo S.A.
HSBC AsiaPacific Fund
HSBC Bank Canada
HSBC BRIC Equity Fund
HSBC Canada Asset Trust
HSBC Canadian Balanced Fund
HSBC Canadian Bond Fund
HSBC Canadian Bond Pooled Fund
HSBC Canadian Dividend Pooled Fund
HSBC Canadian Equity Pooled Fund
HSBC Canadian Money Market Fund
HSBC Canadian Money Market Pooled Fund
HSBC Canadian Small Cap Equity Pooled Fund
HSBC Chinese Equity Fund
HSBC Dividend Income Fund
HSBC Emerging Markets Debt Fund
---------
---------
Ordonnance
d'interdiction
d'opГ©rations
---------
------------------Yes/Oui
--Yes/Oui
Yes/Oui
-------------------
------------------1a, 1c, 1e, 3
--1a, 1b, 1c, 1e, 3
1a, 1d
-------------------
-----------------Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-----------------
---------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
HSBC Emerging Markets Debt Pooled Fund
HSBC Emerging Markets Fund
HSBC Emerging Markets Pooled Fund
HSBC Equity Fund
HSBC European Fund
HSBC Global Equity Fund
HSBC Global Inflation Linked Bond Pooled Fund
HSBC Global Real Estate Equity Fund
HSBC Indian Equity Fund
HSBC International Equity Pooled Fund
HSBC Monthly Income Fund
HSBC Mortgage Fund
HSBC Mortgage Pooled Fund
HSBC MultiAlpha Canadian Equity Pooled Fund
HSBC MultiAlpha International Equity Pooled Fund
HSBC MultiAlpha U.S. Equity Pooled Fund
HSBC MultiAlpha U.S. Small/Mid Cap Equity
Pooled Fund
HSBC Small Cap Growth Fund
HSBC U.S. Dollar Money Market Fund
HSBC U.S. Dollar Monthly Income Fund
HSBC U.S. Equity Fund
HSBC U.S. Equity Pooled Fund
HSBC U.S. High Yield Bond Pooled Fund
HSBC World Selection Diversified Aggressive
Growth Fund
HSBC World Selection Diversified Balanced Fund
HSBC World Selection Diversified Conservative
Fund
HSBC World Selection Diversified Growth Fund
HSBC World Selection Diversified Moderate
Conservative Fund
HTN Inc.
Hucamp Mines Limited
Hudbay Minerals Inc.
Hudson's Bay Company
Hudson Bay Diecasting Limited
Hudson Bay Mountain Silver Mines Limited
Hudson Resources Inc.
Hudson River Minerals Ltd.
Huldra Silver Inc.
Humberside Apartments South
Humboldt Capital Corporation
HuMedaTech International Inc.
Humongus
Hunt Club West Limited Partnership
Hunt Mining Corp.
Hunters Point Limited Partnership, The
Huntingdon Capital Corp.
Huntington Exploration Inc.
------------------
------------------
Ordonnance
d'interdiction
d'opГ©rations
------------------
--------
--------
--------
--------
---
---
---
---
---
---
---
---
-------------------
-------------------
-Yes/Oui
--Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
---
-2002/05/22
--1996/01/22
1975/04/09
---1987/09/15
-2001/05/25
1986/09/22
1998/01/13
-1996/10/17
---
------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
2006/05/05
-1985/06/06
1999/06/24
-2010/05/14
--2004/05/26
--1992/12/16
-------------------------------------
(YYYY/MM/DD)
I
Huntington Golf and Country Club Limited
Partnership
Huntington Rhodes Inc.
Husky Energy Inc.
Huston Red Lake Resources Limited
Hyberlab Teknologies Corp.
Hybrid PayTech World Inc.
HydraLogic Systems Inc.
Hydro One Inc.
Hydrogenics Corporation
Hydromet Environmental Recovery Ltd.
Hyduke Energy Services Inc.
Hyperion Exploration Corp.
Hystar Aerospace Corporation
H&R Finance Trust
H&R Real Estate Investment Trust
IA Clarington Bond Fund
IA Clarington Canadian Balanced Class
IA Clarington Canadian Balanced Fund
IA Clarington Canadian Conservative Equity Class
IA Clarington Canadian Conservative Equity Fund
IA Clarington Canadian Dividend Fund
IA Clarington Canadian Growth Class
IA Clarington Canadian Leaders Class
IA Clarington Canadian Mid Cap Dividend Fund
IA Clarington Canadian Small Cap Class
IA Clarington Canadian Small Cap Fund
IA Clarington Core Plus Bond Fund
IA Clarington Dividend Growth Class
IA Clarington Floating Rate Income Fund
IA Clarington Focused Balanced Class
IA Clarington Focused Balanced Fund
IA Clarington Focused Canadian Equity Class
IA Clarington Focused U.S. Equity Fund
IA Clarington Global Equity Fund
IA Clarington Global Growth & Income Fund
IA Clarington Global Opportunities Class
IA Clarington Global Opportunities Fund
IA Clarington Global Tactical Income Class
IA Clarington Global Tactical Income Fund
IA Clarington Global Value Fund
IA Clarington Inhance Balanced SRI Portfolio
IA Clarington Inhance Canadian Equity SRI Class
IA Clarington Inhance Conservative SRI Portfolio
IA Clarington Inhance Global Equity SRI Class
IA Clarington Inhance Growth SRI Portfolio
IA Clarington Inhance Monthly Income SRI Fund
IA Clarington Money Market Fund
IA Clarington Monthly Income Balanced Fund
IA Clarington Real Return Bond Fund
--
--
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
-------Yes/Oui
----------------------------------------
1a, 1c, 1e, 3
-------1a, 1b, 1c, 1e, 3
----------------------------------------
Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
--Yes/Oui
-------------------------------------
1994/06/21
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
IA Clarington Sarbit Activist Opportunities Class
IA Clarington Sarbit U.S. Equity Class (Unhedged)
IA Clarington Sarbit U.S. Equity Fund
IA Clarington Short-Term Bond Fund
IA Clarington Short-Term Income Class
IA Clarington Strategic Corporate Bond Class
IA Clarington Strategic Corporate Bond Fund
IA Clarington Strategic Equity Income Fund
IA Clarington Strategic Income Class
IA Clarington Strategic Income Fund
IA Clarington Strategic U.S. Growth & Income
Fund
IA Clarington Tactical Bond Class
IA Clarington Tactical Bond Fund
IA Clarington Tactical Income Class
IA Clarington Tactical Income Fund
IA Clarington Target Click 2015 Fund
IA Clarington Target Click 2020 Fund
IA Clarington Target Click 2025 Fund
IA Clarington Target Click 2030 Fund
IA Clarington U.S. Dividend Growth Fund
Ialta Industries Ltd.
IAMGold Corporation
Iatra Life Sciences Corporation
IBC Advanced Alloys Corp.
IBEX Technologies Inc.
IBI Corporation
IBI Group Inc.
IC Potash Corp.
ICE Drilling Enterprises Inc.
Icefloe Technologies Inc.
iCo Therapeutics Inc.
ICON Exploration Inc.
ICON Laser Eye Centers, Inc.
ICTV Brands Inc.
ID Watchdog, Inc.
IDM Mining Ltd.
IDS Intelligent Detection Systems Inc.
If You Could See What I Hear (The Tom Sullivan
Story)
IG AGF Canadian Balanced Fund
IG AGF Canadian Diversified Growth Class
IG AGF Canadian Diversified Growth Fund
IG AGF Canadian Growth Class
IG AGF Canadian Growth Fund
IG AGF Global Equity Fund
IG AGF International Equity Class
IG AGF U.S. Growth Class
IG AGF U.S. Growth Fund
IG Beutel Goodman Canadian Balanced Fund
------------
------------
Ordonnance
d'interdiction
d'opГ©rations
------------
---------Yes/Oui
-Yes/Oui
--Yes/Oui
---Yes/Oui
---------
---------1a, 1b, 1c, 1e, 3
-1a, 1c, 1e
--1a, 1c, 1e, 3
---1a, 1c, 1e, 3
---------
---------Yes/Oui
-Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
---Yes/Oui
Yes/Oui
---------2007/01/11
-2008/03/04
--2012/05/22
--1999/04/15
2008/05/05
--2001/05/28
---2001/05/30
1984/10/11
-----------
-----------
-----------
-----------
------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
IG Beutel Goodman Canadian Equity Class
IG Beutel Goodman Canadian Equity Fund
IG Beutel Goodman Canadian Small Cap Fund
IG Bissett Canadian Equity Class
IG Bissett Canadian Equity Fund
IG FI Canadian Allocation Fund
IG FI Canadian Equity Class
IG FI Canadian Equity Fund
IG FI U.S. Large Cap Equity Class
IG FI U.S. Large Cap Equity Fund
IG Mackenzie Cundill Global Value Class
IG Mackenzie Cundill Global Value Fund
IG Mackenzie Floating Rate Income Fund
IG Mackenzie Global Precious Metals Class
IG Mackenzie Income Fund
IG Mackenzie Ivy European Class
IG Mackenzie Ivy European Fund
IG Mackenzie Ivy Foreign Equity Class
IG Mackenzie Maxxum Canadian Equity Growth
Class
IG Mackenzie Maxxum Canadian Equity Growth
Fund
IG Mackenzie Maxxum Dividend Growth Fund
IG Mackenzie Sentinel Strategic Income Fund
IG Mackenzie Universal Emerging Markets Class
IG Putnam Emerging Markets Income Fund,
IG Putnam Low Volatility U.S. Equity Class
IG Putnam Low Volatility U.S. Equity Fund
IG Putnam U.S. Growth Class
IG Putnam U.S. Growth Fund
IG Putnam U.S. High Yield Income Portfolio
IG Templeton International Equity Class
IG Templeton International Equity Fund
IGM Financial Inc.
Ikkuma Resources Corp.
iLOOKABOUT Corp.
iLoveTV Entertainment Inc.
Image Data International Corporation
Image Sculpting International Inc.
Imaging Dynamics Company Ltd.
iMarketing Solutions Group Inc.
ImaSight Corp.
Imax Corporation
imaxx Canadian Bond Fund
imaxx Canadian Dividend Fund
imaxx Canadian Equity Growth Fund
imaxx Canadian Fixed Pay Fund
imaxx Global Equity Growth Fund
imaxx Money Market Fund
IMC Integrated Marketing Communications Inc.
--------------------
--------------------
Ordonnance
d'interdiction
d'opГ©rations
--------------------
--
--
--
--
--------------Yes/Oui
---Yes/Oui
Yes/Oui
---------
--------------1a, 1b, 1c, 1e, 3
---1a, 1c, 1e, 3
1a, 1c, 1e, 3
---------
--------------Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-------Yes/Oui
--------------2004/10/04
1995/07/18
2002/05/22
-2013/05/13
2009/05/11
-------1989/12/14
--------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-Yes/Oui
--Yes/Oui
Yes/Oui
-----------------------------------------
-1a, 1b
--1a, 1c, 1e
1a, 1b, 1c, 1e, 3
-----------------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
--Yes/Oui
Yes/Oui
--------------Yes/Oui
Yes/Oui
---------------Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
--
Yes/Oui
---
1a, 1c, 1e, 3
---
Yes/Oui
---
2014/05/14
---
(YYYY/MM/DD)
Immunall Science Inc.
Immune Network Ltd.
Immunotec Inc.
ImmunoVaccine Inc.
Impatica Inc.
Impax Energy Services Income Trust
Imperial Canadian Bond Pool
Imperial Canadian Diversified Income Pool
Imperial Canadian Dividend Income Pool
Imperial Canadian Equity Pool
Imperial Emerging Economies Pool
Imperial Equity High Income Pool
Imperial Global Equity Income Pool
Imperial International Bond Pool
Imperial International Equity Pool
Imperial Metals Corporation
Imperial Money Market Pool
Imperial Oil Limited
Imperial Overseas Equity Pool
Imperial Short-Term Bond Pool
Imperial Square Edmonton III
Imperial Square, Westchase, Limited
Imperial U.S. Equity Pool
Imperus Technologies Corp.
Impression Plan
IMRIS Inc.
Imvescor Restaurant Group Inc.
IMX Resources Limited
In-Touch Survey Systems Ltd.
Inca One Resources Corp.
Income 100 Fund
Income 20/80 Fund
Income 30/70 Fund
Income 40/60 Fund
Income Financial Trust
Income Plus Fund (London Capital)
Income Strategies Trust
Income Trustco Corporation
Incubus
Independence Petroleums Inc.
Indexplus Income Fund
Indigo Books & Music Inc.
Indigo Exploration Inc.
Indigo International & Associates
Indocan Resources, Inc.
Industrial Alliance Insurance and Financial
Services Inc.
Industrialex Manufacturing Corp.
Inexco Mining Corp.
Infinity 1997 Limited Partnership
-2003/06/06
--2008/09/10
2010/06/29
--------------1987/04/02
1986/09/22
---------------1995/06/06
1982/09/10
1991/07/31
---1981/05/15
1998/06/05
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
-Yes/Oui
-------Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
-------Yes/Oui
----------Yes/Oui
Date de
l'ordonnance
Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--
2003/05/21
--1975/08/21
1992/01/28
-2012/05/08
2010/06/11
1988/11/24
-2000/07/26
1996/10/17
--
(YYYY/MM/DD)
Infocorp Computer Solutions Ltd.
Information Services Corporation
Infowave Software, Inc.
Infrastructure Materials Corp.
ING Diversified Floating Rate Senior Loan Fund
ING Floating Rate Senior Loan Fund
ING High Income Floating Rate Fund
ING Large Company Value Fund
InMed Pharmaceuticals Inc.
Innergex Renewable Energy Inc.
Innogis Technology Inc.
Innovacap Capital Corporation
Innovadent Technologies Ltd.
Innovative Composites International Inc.
Innovative Properties Inc.
Innovative Wireline Solutions Inc.
Innovente Inc.
InnVest Real Estate Investment Trust
Inovalis Real Estate Investment Trust
Inovent Capital Inc.
Inovio Pharmaceuticals, Inc.
Input Capital Corp.
INSCAPE Corporation
Inspiration Mining Corporation
Insulblock Systems Inc.
Intact Financial Corporation
Integra Balanced Fund
Integra Bond Fund
Integra Canadian Value Growth Fund
Integra Equity Fund
Integra International Equity Fund
Integra Newton Global Equity Fund
Integra U.S. Value Growth Fund
Integrated Asset Management Corp.
IntelGenx Technologies Corp.
Intellectual Capital Group Ltd.
Yes/Oui
-Yes/Oui
----Yes/Oui
---Yes/Oui
---Yes/Oui
Yes/Oui
------------------Yes/Oui
Intelligent Web Technologies Inc.
IntelliPharmaCeutics International Inc.
Inter-Rock Minerals Inc.
Inter-Tech Resources Ltd.
Inter Cable Communications Inc.
Inter Pipeline Ltd.
Interactive Capital Partners Corporation
INTERCABLE ICH INC.
Intercept America, Corp.
Interfor Corporation
Interhop Network Services Inc.
Interlock Consolidated Enterprises Inc.
Intermap Technologies Corporation
Yes/Oui
-----Yes/Oui
Yes/Oui
------
1a, 1b, 1c, 1e, 3
-1b, 1c, 1e
----1a, 1b, 1c, 3
---1a, 1d
---1a, 1b, 1c, 1e, 3
1a, 1c, 1e, 3
------------------1a, 1b, 1c, 1d, 1e,
3
1a
-----1a, 1c, 1e, 3
1b, 1c, 1e
------
2004/05/28
-2007/11/28
-------1996/12/18
1998/03/02
1999/04/15
--2011/12/07
2014/09/08
-------1989/06/21
----------2013/05/06
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Intermune Life Sciences Inc.
International Accord Inc.
International Baslen Enterprises Limited
International Business Machines Corp.
International Datacasting Corporation
International Equity Alpha Corporate Class
International Equity Class (Putnam)
International Equity Growth Corporate Class
International Equity Growth Pool
International Equity Value Corporate Class
International Equity Value Currency Hedged
Corporate Class
International Equity Value Pool
International Geographics Ltd.
International Growth Fund
International Hospitality Inc.
International Isotopes Inc.
International Larder Minerals Inc.
International Movie Group Inc.
International Northair Mines Ltd.
International Norvalie Mines Limited
International Precious Metals Corporation
International Road Dynamics Inc.
International Tower Hill Mines Ltd.
International Utility Structures Inc.
International Veronex Resources Ltd.
International Wallcoverings Ltd.
Internet Shopping Catalog Inc.
InterOil Corporation
Interprovincial Venture Capital Corporation
Interpublic Group of Companies, Inc., The
Interquest Incorporated
InterRent Real Estate Investment Trust
Intertain Group Limited, The
Intertainment Media Inc.
Intertape Polymer Group Inc.
Intrepid Mines Limited
Intrex, The International Real Estate Exchange
Corporation
Intrinsyc Technologies Corporation
INV Metals Inc.
Inventronics Limited
Invesco Allocation Fund
Invesco Canada Money Market Fund
Invesco Canadian Balanced Fund
Invesco Canadian Equity Growth Class
Invesco Canadian Premier Growth Class
Invesco Canadian Premier Growth Fund
Invesco Core Canadian Balanced Class
Invesco Emerging Markets Debt Fund
------------
------------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
Yes/Oui
---------
------------Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
-------
------------1a, 1b, 1c, 1e, 3
--1a
-1a
-1a, 1b, 1c, 1e
-------
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
-----Yes/Oui
-1994/06/24
1989/11/30
2000/06/12
-1999/06/24
1995/12/06
-1977/12/07
1998/09/09
--2005/04/13
1995/07/26
1999/10/05
2002/08/26
-2002/01/24
-2007/07/04
-----1990/02/12
------------
------------
------------
------------
1997/06/18
1997/01/22
1991/07/31
---------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
--------------------------------
(YYYY/MM/DD)
Invesco European Growth Class
Invesco Global Growth Class
Invesco Global Real Estate Fund
Invesco Indo-Pacific Fund
Invesco Intactive 2023 Portfolio
Invesco Intactive 2028 Portfolio
Invesco Intactive 2033 Portfolio
Invesco Intactive 2038 Portfolio
Invesco Intactive Balanced Growth Portfolio
Invesco Intactive Balanced Growth Portfolio Class
Invesco Intactive Balanced Income Portfolio
Invesco Intactive Balanced Income Portfolio Class
Invesco Intactive Diversified Income Portfolio Class
Invesco Intactive Growth Portfolio
Invesco Intactive Growth Portfolio Class
Invesco Intactive Maximum Growth Portfolio
Invesco Intactive Maximum Growth Portfolio Class
Invesco Intactive Strategic Capital Yield Portfolio
Class
Invesco Intactive Strategic Yield Portfolio
Invesco International Growth Class
Invesco International Growth Fund
Invesco Pure Canadian Equity Class
Invesco Pure Canadian Equity Fund
Invesco Select Canadian Equity Class
Invesco Select Canadian Equity Fund
Invesco Short-Term Income Class
Invesco Trimark Dialogue Income Portfolio
Investors Canadian Balanced Fund
Investors Canadian Bond Fund
Investors Canadian Corporate Bond Fund
Investors Canadian Equity Class
Investors Canadian Equity Fund
Investors Canadian Equity Income Fund
Investors Canadian Growth Class
Investors Canadian Growth Fund
Investors Canadian High Yield Income Fund
Investors Canadian Large Cap Value Class
Investors Canadian Large Cap Value Fund
Investors Canadian Money Market Fund
Investors Canadian Natural Resource Fund
Investors Canadian Small Cap Class
Investors Canadian Small Cap Fund
Investors Canadian Small Cap Growth Class
Investors Canadian Small Cap Growth Fund
Investors Capital Yield Class
Investors Core Canadian Equity Class
Investors Core Canadian Equity Fund
Investors Core U.S. Equity Class
Investors Core U.S. Equity Fund
-------------------
-------------------
Ordonnance
d'interdiction
d'opГ©rations
-------------------
--------------------------------
--------------------------------
--------------------------------
-------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
Investors Cornerstone I Portfolio
Investors Cornerstone II Portfolio
Investors Cornerstone III Portfolio
Investors Dividend Class
Investors Dividend Fund
Investors European Equity Class
Investors European Equity Fund
Investors European Mid-Cap Equity Class
Investors European Mid-Cap Equity Fund
Investors Fixed Income Flex Portfolio
Investors Global Bond Fund
Investors Global Class
Investors Global Consumer Companies Class
Investors Global Dividend Fund
Investors Global Financial Services Class
Investors Global Financial Services Fund
Investors Global Fixed Income Flex Portfolio
Investors Global Fund
Investors Global Health Care Class
Investors Global Infrastructure Class
Investors Global Natural Resources Class
Investors Global Real Estate Fund
Investors Global Science & Technology Class
Investors Global Science & Technology Fund
Investors Greater China Class
Investors Greater China Fund
Investors Growth Plus Portfolio
Investors Growth Portfolio
Investors Income Plus Portfolio
Investors International Equity Class
Investors International Equity Fund
Investors International Small Cap Class
Investors Managed Yield Class
Investors Mortgage and Short Term Income Fund
Investors Mutual of Canada
Investors North American Equity Class
Investors North American Equity Fund
Investors Pacific International Class
Investors Pacific International Fund
Investors Pan Asian Growth Class
Investors Pan Asian Growth Fund
Investors Premium Money Market Fund
Investors Quebec Enterprise Class
Investors Quebec Enterprise Fund
Investors Real Property Fund
Investors Retirement Growth Portfolio
Investors Retirement Plus Portfolio
Investors Short Term Capital Yield Class
Investors Summa SRI Class
Investors Summa SRI Fund
---------------------------------------------------
---------------------------------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-------Yes/Oui
-------------Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
--
-------1b, 1c, 1e
-------------1a, 1c, 1e
---1a, 1b, 1c, 1e, 3
1b, 1c, 1e
1c, 1e
--
Ordonnance
d'interdiction
d'opГ©rations
-------Yes/Oui
-------------Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--
--
--
--
--
--
--
--
--
--
--
--
--
---
---
---
---
--
--
--
--
--
--
--
--
-----
-----
-----
-----
---
---
---
---
(YYYY/MM/DD)
Investors U.S. Dividend Growth Fund
Investors U.S. Large Cap Value Class
Investors U.S. Large Cap Value Fund
Investors U.S. Money Market Fund
Investors U.S. Opportunities Class
Investors U.S. Opportunities Fund
Investors U.S. Small Cap Class
Inviro Medical Inc.
Iona Energy Inc.
IOU Financial Inc.
Iplayco Corporation Ltd.
iProfile Canadian Equity Class
iProfile Canadian Equity Pool
iProfile Emerging Markets Class
iProfile Emerging Markets Pool
iProfile Fixed Income Pool
iProfile International Equity Class
iProfile International Equity Pool
iProfile Money Market Pool
iProfile U.S. Equity Class
iProfile U.S. Equity Pool
IRI Separation Technologies Inc.
Iron Bay Trust, The
Iron Creek Capital Corp.
Irvco Resources Ltd.
iSCOPE Inc.
ISE Limited
ISEE3D Inc.
iShares 1-10 Year Laddered Corporate Bond Index
Fund
iShares 1-10 Year Laddered Government Bond
Index Fund
iShares 1-5 Year Laddered Corporate Bond Index
Fund
iShares 1-5 Year Laddered Government Bond
Index Fund
iShares Advantaged Convertible Bond Index Fund
iShares Advantaged Short Duration High Income
ETF
iShares Advantaged U.S. High Yield Bond Index
ETF (CAD-Hedged)
iShares Alternatives Completion Portfolio Builder
Fund
iShares Balanced Growth CorePortfolioTM Fund
iShares Balanced Income CorePortfolioTM Fund
iShares BRIC Index Fund
iShares Broad Commodity Index ETF (CADHedged)
iShares Broad Emerging Markets Fund
iShares Canadian Corporate Bond Index ETF
-------2010/12/09
-------------2009/06/12
1992/02/05
-1992/03/03
2008/08/05
2010/08/25
2012/12/13
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
iShares Canadian Financial Monthly Income ETF
iShares Canadian Fundamental Index Fund
iShares Canadian Government Bond Index ETF
iShares Canadian Growth Index ETF
iShares Canadian HYBrid Corporate Bond Index
ETF
iShares Canadian Real Return Bond Index ETF
iShares Canadian Select Dividend Index ETF
iShares Canadian Short Term Bond Index ETF
iShares Canadian Universe Bond Index ETF
iShares Canadian Value Index ETF
iShares China All-Cap Index Fund
iShares China Index ETF
iShares Conservative Core Portfolio Builder Fund
iShares Core Canadian Long Term Bond Index
ETF
iShares Core Canadian Short Term Corporate +
Maple Bond Index ETF
iShares Core High Quality Canadian Bond Index
ETF
iShares Core MSCI EAFE IMI Index ETF
iShares Core MSCI Emerging Markets IMI Index
ETF
iShares Core MSCI Emerging Markets IMI Index
ETF
iShares Core Short Term High Quality Canadian
Bond Index ETF
iShares Core S&P 500 Index ETF
iShares Core S&P 500 Index ETF (CAD-Hedged)
iShares Core S&P/TSX Capped Composite Index
ETF
iShares Core S&P/TSX Composite High Dividend
Index ETF
iShares Diversified Monthly Income ETF
iShares Equal Weight Banc & Lifeco ETF
iShares Floating Rate Index ETF
iShares Global Agriculture Index Fund
iShares Global Completion Portfolio Builder Fund
iShares Global Infrastructure Index Fund
iShares Global Monthly Advantaged Dividend
Index Fund
iShares Global Real Estate Index Fund
iShares Gold Bullion ETF
iShares Gold Trust
iShares Growth Core Portfolio Builder Fund
iShares India Index ETF
iShares International Fundamental Index Fund
iShares Jantzi Social Index ETF
iShares Japan Fundamental Index Fund (CADHedged)
------
------
Ordonnance
d'interdiction
d'opГ©rations
------
----------
----------
----------
----------
--
--
--
--
--
--
--
--
---
---
---
---
--
--
--
--
--
--
--
--
----
----
----
----
--
--
--
--
--------
--------
--------
--------
---------
---------
---------
---------
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
iShares J.P. Morgan USD Emerging Markets Bond
Index ETF (CAD-Hedged)
iShares MSCI All Country World Minimum Volatility
Index ETF
iShares MSCI Brazil Index ETF
iShares MSCI Canada Minimum Volatility Index
ETF
iShares MSCI EAFE Minimum Volatility Index ETF
iShares MSCI EAFEВ® Index ETF (CAD-Hedged)
iShares MSCI Emerging markets Minimum
Volatility Index ETF
iShares MSCI Europe IMI Index ETF
iShares MSCI Europe IMI Index ETF (CADHedged)
iShares MSCI USA Minimum Volatility Index ETF
iShares MSCI World Index ETF
iShares NASDAQ 100 Index ETF (CAD-Hedged)
iShares Oil Sands Index Fund
iShares Premium Money Market ETF
iShares Silver Bullion ETF
iShares S&P Global Consumer Discretionary Index
ETF (CAD-Hedged)
iShares S&P Global Healthcare Index ETF (CADHedged)
iShares S&P Global Industrials Index ETF (CADHedged)
iShares S&P Global Water Index Fund
iShares S&P Latin America 40 Index ETF
iShares S&P US Dividend Growers Index Fund
(CAD-Hedged)
iShares S&P/TSX 60 Index ETF
iShares S&P/TSX Canadian Dividend Aristocrats
Index Fund
iShares S&P/TSX Canadian Preferred Share Index
Fund
iShares S&P/TSX Capped Consumer Staples
Index ETF
iShares S&P/TSX Capped Energy Index ETF
iShares S&P/TSX Capped Financials Index ETF
iShares S&P/TSX Capped Information Technology
Index ETF
iShares S&P/TSX Capped Materials Index ETF
iShares S&P/TSX Capped REIT Index ETF
iShares S&P/TSX Capped Utilities Index ETF
iShares S&P/TSX Completion Index ETF
iShares S&P/TSX Global Base Metals Index ETF
iShares S&P/TSX Global Gold Index ETF
iShares S&P/TSX Global Mining Index Fund
iShares S&P/TSX North American Preferred Stock
Index ETF (CAD-Hedged)
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--
--
--
--
---
---
---
---
----
----
----
----
---
---
---
---
--------
--------
--------
--------
--
--
--
--
--
--
--
--
----
----
----
----
---
---
---
---
--
--
--
--
--
--
--
--
----
----
----
----
---------
---------
---------
---------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
J
-----
-----
Ordonnance
d'interdiction
d'opГ©rations
-----
--
--
--
--
--
--
--
--
---Yes/Oui
--Yes/Oui
-Yes/Oui
---1b
--1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
--------1g
--------1a, 1b
1b
----1b, 1c, 1e
-----1a, 1b, 1c, 1e, 3
--
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---2001/11/15
-2001/09/18
2013/05/13
1990/07/06
2012/10/03
----Yes/Oui
-----Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
------Yes/Oui
--
----1978/07/28
-----1983/06/09
1990/06/21
---1993/07/15
1999/08/17
2003/01/31
2002/02/20
---1988/06/28
------2014/03/12
--
iShares S&P/TSX SmallCap Index ETF
iShares S&P/TSX Venture Index ETF
iShares US Fundamental Index Fund
iShares U.S. High Dividend Equity Index ETF
(CAD-Hedged)
iShares U.S. High Yield Bond Index ETF (CADHedged)
iShares U.S. IG Corporate Bond Index Fund (CADHedged)
iShares U.S. Small Cap Index ETF (CAD-Hedged)
iSign Media Solutions Inc.
ISL Loan Trust II
Itemus Inc.
Ithaca Energy Inc.
ITI Education Corporation
ITOK Capital Corp.
IU International Corporation
Ivaco Inc.
Ivanhoe Energy Inc.
Ivanhoe Mines Ltd.
Ivernia Inc.
IVRnet Inc.
I.O.S. Ltd.
Jadela Oil Corp.
Jagercor Energy Corp.
Jaguar Financial Corporation
Jaguar Mining Inc.
James Bay Resources Limited
Jamestown Resources Inc.
Jamie Frontier Resources Inc.
Jarislowsky Fraser Select Balanced Fund
Jarislowsky Fraser Select Canadian Equity Fund
Jarislowsky Fraser Select Income Fund
Jarvis Mutual Partnership
Java Gold Corporation
Java Joe's International Corporation
Jawz Inc.
Jayden Resources Inc.
Jean Coutu Group (PJC) Inc., The
Jemtec Inc.
Jen-Tek Enterprises & Explorations Inc.
Jenex Corporation, The
Jericho Oil Corporation
Jet Metal Corp.
Jetcom Inc.
Jewett-Cameron Trading Company Ltd.
JFT Strategies Fund
Jiminex Inc.
JINHUA CAPITAL CORPORATION
--------Yes/Oui
--------Yes/Oui
Yes/Oui
----Yes/Oui
-----Yes/Oui
--
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-------Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
-------------Yes/Oui
-Yes/Oui
-----Yes/Oui
Yes/Oui
---
1998/09/17
-------------2008/05/16
-2009/04/02
-----1981/04/23
1993/11/19
---
Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
2001/01/18
---1991/07/03
-1988/06/03
1999/09/09
1984/12/06
-1982/01/26
(YYYY/MM/DD)
K
JM Capital II Corp.
Joffre Resources Ltd.
John Deere Canada Funding Inc.
John Deere Financial Inc.
Johnson Matthey Public Limited Company
Johnson & Johnson
Jonpol Rare Earths Inc.
Josephine Mining Corp.
Jourdan Resources Inc.
Journey's End Bathurst Limited Partnership
Journey's End Sainte Foy and Company, Limited
Partnership
Journey's End St. John's Hotel Limited Partnership
Journey Energy Inc.
Jov Canadian Equity Class
Jov Hahn Conservative ETF Portfolio
Jov Hahn Growth ETF Portfolio
Jov Hahn Income & Growth ETF Portfolio
Jov Leon Frazer Bond Fund
Jov Leon Frazer Dividend Fund
Jov Leon Frazer Enhanced Opportunities Fund Inc.
Jov Leon Frazer Preferred Equity Fund
Jov Prosperity Canadian Equity Fund
Jov Prosperity Canadian Fixed Income Fund
Jov Prosperity International Equity Fund
Jov Prosperity U.S. Equity Fund
JPY Holdings Ltd.
Jubilee Gold Exploration Ltd.
Jumbo Petroleum Corporation
Junex Inc.
Juniper Equity Growth Fund
Juniper Income Fund
Jura Energy Corporation
Just Energy Group Inc.
J.D. Carrier Shoe Co. Limited
J.D.S. Investments Limited
K-Bro Linen Inc.
K-Tel International, Inc.
Kafus Industries Ltd.
Kaizen Capital Corp.
Kalimantan Gold Corporation Limited
Kallisto Energy Corp.
Kam Creed Mines Ltd.
Kaneh Bosm BioTechnology Inc.
Kaolin of Canada Inc.
KAP Resources Ltd.
Kappa Investments Limited
Kariana Resources Inc.
Karlsons Blueburner Systems Ltd.
------------
------------
--------------Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
-----Yes/Oui
--------------1a, 1c, 1e, 3
-1a, 1c, 1e, 3
-1a, 1b, 1c, 3
1a, 1b, 1c, 3
-----1a, 1b, 1c, 1d, 1e,
3
------------
------------
-1984/03/16
-------1996/06/11
1998/09/17
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
Yes/Oui
----Yes/Oui
---Yes/Oui
--Yes/Oui
------Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
----------Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
--
Order Date
(YYYY/MM/DD)
Karmin Exploration Inc.
Karnalyte Resources Inc.
Katanga Mining Limited
Kazakstan Goldfields Corporation
KCP Resources Inc.
KEEK INC.
Keg Royalties Income Fund, The
Kelso Technologies Inc.
Kelt Exploration Ltd.
Kenartha Oil and Gas Company Limited
Kenieba Goldfields Ltd.
Kenna Resources Corp.
Kennady Diamonds Inc.
Kenora Prospectors & Miners, Limited
Kerr Mines Inc.
Kettle River Resources Ltd.
Key Lake Explorations Limited
Keyera Corp.
Khalkos Exploration Inc.
Khan Resources Inc.
Khot Infrastructure Holdings, Ltd.
Kilkenny Capital Corporation
Killam Properties Inc.
Killarney Oil & Gas Development Company Limited
Killbear Acquisition Corp.
Kilo Goldmines Ltd.
Kimpex International Inc.
Kinaxis Inc.
Kinburn Technology Corporation
Kincora Copper Limited
Kingsbridge Apartments Limited
Kingscross Communities Incorporated
Kingsway Arms Retirement Residences Inc.
Kingsway Financial Services Inc.
Kingsway Linked Return of Capital Trust
Kinross Gold Corporation
Kirkcaldy Capital Corp.
Kirkland Lake Gold Inc.
Kirkland Precious Metals Corp.
Kiska Metals Corporation
Kitrinor Metals Inc.
Klondex Mines Ltd.
Klondike Fever
Knick Exploration Inc.
Knight Therapeutics Inc.
Knighthawk Inc.
Knightscove Media Corp.
Knowledge House Inc.
Knowledgemax, Inc.
Knowlton Capital Inc.
---------Yes/Oui
---Yes/Oui
--------------------------------Yes/Oui
Yes/Oui
Yes/Oui
--
---------1a
---1a, 1b, 1c, 1e
--------------------------------1a, 1c, 1e, 3
1a, 1b, 1d
1b, 1d
--
Date de
l'ordonnance
---1999/10/06
1991/07/31
----2010/08/26
---1996/06/10
--1989/06/07
------1971/08/17
--1999/05/07
-1991/02/19
-1994/06/06
2001/05/25
----------1982/09/10
---2012/05/30
2002/07/23
2003/04/15
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
----Yes/Oui
-Yes/Oui
----Yes/Oui
Yes/Oui
2002/12/04
-2000/06/02
-2002/04/12
2005/01/13
-1984/07/26
1992/10/19
--1990/07/06
1992/03/06
2011/04/08
---1997/10/30
-2001/06/25
--2006/07/17
-1980/06/11
-2012/05/07
----2010/10/05
-1989/06/28
----1984/08/21
2005/05/31
--Yes/Oui
--
--1999/01/07
--
(YYYY/MM/DD)
L
Kobex Minerals Inc.
KOLOMBO TECHNOLOGIES LTD.
KOMBAT COPPER INC
Komunik Corporation
-Yes/Oui
-Yes/Oui
Konexus Technologies Limited
KP Tissue Inc.
KPI International Inc.
Kramer Capital Corp.
Krystal Bond Inc.
KT Capital Corp.
KWG Resources Inc.
K.T. Resources (1981) Limited
La Fosse Platinum Group Inc.
La Imperial Resources Inc.
La Quinta Resources Corporation
La Societe en Commandite Aiguebelle 1982
La Tour 1990 II Limited Partnership
LAB Research Inc.
Labrador Iron Mines Holdings Limited
Labrador Iron Ore Royalty Corporation
Lachlan Star Limited
Lafayette Paper Mills Limited
Lago Dourado Minerals Ltd.
Laguna Gold Company
Lake Louise Limited Partnership
Lake Shore Gold Corp.
Lakefield Marketing Corporation
Lakeview Hotel Investment Corp.
Lakex Mines Ltd.
LamГЄlГ©e Iron Ore Ltd.
Landmark Global Financial Corporation
Landry Canadian Dividend Plus Fund
Landry Canadian Equity Fund
Landry Global Equity Fund
Landry U.S. Equity Fund
Lands End Resources Ltd.
Lanesborough Real Estate Investment Trust
Lanpar Technologies Inc.
Lara Exploration Ltd.
Laramide Resources Ltd.
Largo Resources Ltd.
Lassonde Industries Inc.
Last Chase, The
Launch Resources Inc.
Yes/Oui
---Yes/Oui
Yes/Oui
-------Yes/Oui
--------Yes/Oui
--------Yes/Oui
-------Yes/Oui
Laurentian Bank of Canada
Laurion Mineral Exploration Inc.
LAVA Systems Inc.
Lawrence Enterprise Fund Inc.
-----
-1a, 1c, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
1b
---1a, 1b
1a, 1b, 1c, 1e, 3
-------1a, 1c, 1d, 1e, 3
--------1b, 1c, 1e
--------1a, 1c, 1e, 3
-------1a, 1b, 1c, 1d, 1e,
3
-----
-2008/09/08
-2009/11/27
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----Yes/Oui
Yes/Oui
----Yes/Oui
-----------------------------
----1b
1a, 1b, 1c, 1e, 3
----1b
-----------------------------
Ordonnance
d'interdiction
d'opГ©rations
----Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
----------Yes/Oui
Yes/Oui
---------
----Yes/Oui
Yes/Oui
-----
----1a, 1b, 1c, 1e, 3
1a, 1c, 1e, 3
-----
----Yes/Oui
Yes/Oui
--Yes/Oui
--
----2009/10/07
2011/02/11
--1994/06/01
--
(YYYY/MM/DD)
Lawrence Park Strategic Income Fund
Lazard Emerging Markets Multi Asset Fund
Lazard Global Balanced Income Fund
Lazard Global Equity Income Fund
LBL Skysystems Corporation
LCTI Low Carbon Technologies International Inc.
LDIC North American Energy Infrastructure Fund
Le Chateau Inc.
Le Print Express International Inc.
Leader Energy Services Ltd.
Leader Industries Inc
Leadley, Gunning & Culp International Corp.
Learnco International Inc.
LEF McLean Brothers International Inc.
Legacy Oil + Gas Inc.
Legend Gold Corp.
Legumex Walker Inc.
Lehndorff Canadian Properties
Lehndorff Properties (Canada) III
Leisureworld Senior Care Corporation
Leith Wheeler Balanced Fund
Leith Wheeler Canadian Dividend Fund
Leith Wheeler Canadian Equity Fund
Leith Wheeler Corporate Fixed Income Fund
Leith Wheeler Fixed Income Fund
Leith Wheeler Income Advantage Fund
Leith Wheeler International Equity Plus Fund
Leith Wheeler Money Market Fund
Leith Wheeler U.S. Equity Fund
Lencourt Limited
Lenox Polymers Limited
Leo Acquisitions Corp.
Leo Resources Inc.
Leon's Furniture Limited
LeoNovus Inc.
Less Mess Storage Inc.
LEUCADIA FINANCE PARTNERS INC.
Leucrotta Exploration Inc.
Levesque Beaubien Geoffrion Inc. - Education
Savings Plan
Levesque, Beaubien and Company Inc.
Levon Resources Ltd.
Lexam VG Gold Inc.
Lexaria Corp.
Lexicon Building Systems Ltd.
LGC Skyrota Wind Energy Corp.
LGX Oil + Gas Inc.
Liberty Silver Corp.
Lidco Industries Inc.
Life & Banc Split Corp.
----2002/12/05
2013/01/15
--2000/07/26
-2002/04/22
1995/12/21
2004/06/03
2001/06/28
---1998/06/10
1993/07/15
----------1995/12/21
2000/02/08
---------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---1986/09/19
-2001/07/23
---2008/06/24
---2001/02/06
--1995/06/20
-2002/08/30
--1988/01/07
---------1981/05/06
1992/12/16
------1984/06/20
-----2005/07/22
(YYYY/MM/DD)
Lightstream Resources Ltd.
Limerick Mines Limited
Limited Duration Investment Grade Preferred
Securities Fund
Linamar Corporation
Lincluden Balanced Fund
Lincluden Short Term Investment Fund
Lincoln's Hill 31 Limited Partnership
Lingo Media Corporation
Link Mineral Ventures Ltd
Lions Bay Capital Inc.
Lions Gate Entertainment Corp.
Lions Gate Metals Inc.
Lions Petroleum Inc.
Liquid Nutrition Group Inc.
Liquor Stores N.A. Ltd.
Lithium Americas Corp.
Livent Inc.
LiveReel Media Corporation
Loblaw Companies Limited
Locke Rich Minerals Ltd.
Lodge at Kananaskis Limited Partnership, The
Loewen Group Inc., The
Logan International Inc.
Logistec Corporation
Loh's Sinfully Good Ice Cream & Cookies Inc.
Lojack Corporation
Loma Vista Capital Inc.
Lomiko Metals Inc.
Loncor Resources Inc.
LoneStar West Inc.
Long Duration Bond Fund
Long Duration Credit Bond Fund
Long Harbour Exploration Corp.
Long Run Exploration Ltd.
Lonmed Holdings Limited
Lonsdale Apartment Project
Lonsdale Tactical Balanced Portfolio, The
Lonsdale Tactical Growth Portfolio, The
Lonsdale Tactical Yield Portfolio, The
Loon Energy Corporation
Lorne Park Capital Partners Inc.
Lornex Capital Inc.
Love
Low Volatility Canadian Equities Income Fund
Low Volatility U.S. Equity Income Fund
Loyalist Group Limited
LPBP Inc.
Lucara Diamond Corp.
Lucid Entertainment Inc.
-Yes/Oui
--
-1b, 1c, 1e, 3
--
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
--
---------Yes/Oui
--------Yes/Oui
-------------Yes/Oui
------------Yes/Oui
---------1b, 1c, 1e
--------1a, 1b, 1d
-------------1d
------------1a, 1b, 1c, 1e, 3
---Yes/Oui
-Yes/Oui
---Yes/Oui
---Yes/Oui
--Yes/Oui
-Yes/Oui
--Yes/Oui
---------Yes/Oui
Yes/Oui
------Yes/Oui
-----Yes/Oui
-2005/03/04
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-------------Yes/Oui
--Yes/Oui
--------Yes/Oui
--Yes/Oui
------------------
-------------1a, 1b, 1c, 1e, 3
--1a, 1f
--------1a, 1c, 1d, 1e, 3
--1a
------------------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
------Yes/Oui
--Yes/Oui
-Yes/Oui
----------------
----
----
----
----
(YYYY/MM/DD)
M
Luckman Interactive, Inc.
Lucky Star, The
lululemon athletica inc.
Lumenpulse Inc.
Luminart Inc.
Luminex Corporation
Lumsden Building Corporation Inc.
Luna Gold Corp.
Lundin Mining Corporation
Lundin Petroleum AB
Lupaka Gold Corp.
Luxmar Resources Inc.
Luxor Exploration Inc.
Lydia Diamond Exploration of Canada Ltd.
Lydian International Limited
Lynden Energy Corp.
Lyndex Explorations Limited
Lynx Golf, Inc.
Lyon Lake Mines Ltd.
Lysander Balanced Fund
Lysander Bond Fund
Lysander Corporate Value Bond Fund
Lysander Equity Fund
Lysander Short Term and Floating Rate Fund
M Split Corp.
M8 Entertainment Inc.
Macarthur Minerals Limited
MacDonald Mines Exploration Ltd.
Macdonald Oil Exploration Ltd.
Macdonald, Dettwiler and Associates Ltd.
Macfie Resources Inc.
Mackenzie Absolute Return Asia Fund
Mackenzie All Cap Dividend Class
Mackenzie Canadian All Cap Balanced Class
Mackenzie Canadian All Cap Balanced Fund
Mackenzie Canadian All Cap Dividend Class
Mackenzie Canadian All Cap Value Class
Mackenzie Canadian All Cap Value Fund
Mackenzie Canadian Bond Fund
Mackenzie Canadian Concentrated Equity Fund
Mackenzie Canadian Growth Balanced Fund
Mackenzie Canadian Growth Fund
Mackenzie Canadian Large Cap Balanced Fund
Mackenzie Canadian Large Cap Dividend Class
Mackenzie Canadian Large Cap Dividend Fund
Mackenzie Canadian Large Cap Dividend &
Growth Fund
Mackenzie Canadian Large Cap Growth Fund
Mackenzie Canadian Money Market Fund
Mackenzie Canadian Resource Fund
1997/09/03
1993/01/29
--1997/08/27
-1980/07/22
----1990/03/09
1991/07/02
2004/05/25
--2003/02/20
1999/02/17
2001/05/31
------2007/04/12
--2002/01/24
-1986/06/26
----------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----------
(YYYY/MM/DD)
Mackenzie Canadian Short Term Income Fund
Mackenzie Canadian Short Term Yield Class
Mackenzie Canadian Small Cap Value Class
Mackenzie Canadian Small Cap Value Fund
Mackenzie Corporate Bond Fund
Mackenzie Cundill Canadian Balanced Fund
Mackenzie Cundill Canadian Security Class
Mackenzie Cundill Canadian Security Fund
Mackenzie Cundill Emerging Markets Class
Mackenzie Cundill Recovery Class
Mackenzie Cundill Recovery Fund
Mackenzie Cundill US Class
Mackenzie Cundill Value Class
Mackenzie Cundill Value Fund
Mackenzie Diversified Equity Fund
Mackenzie Emerging Markets Class
Mackenzie Floating Rate Income Fund
Mackenzie Global Asset Strategy Fund
Mackenzie Global Bond Fund
Mackenzie Global Concentrated Equity Class
Mackenzie Global Concentrated Equity Fund
Mackenzie Global Diversified Balanced Fund
Mackenzie Global Diversified Equity Class
Mackenzie Global Dividend Fund
Mackenzie Global Growth Class
Mackenzie Global Small Cap Growth Class
Mackenzie Global Small Cap Growth Fund
Mackenzie Global Strategic Income Fund
Mackenzie Global Tactical Bond Fund
Mackenzie Gold Bullion Class
Mackenzie Growth Fund
Mackenzie Income Fund
Mackenzie International Growth Class
Mackenzie International Growth Fund
Mackenzie Investment Grade Floating Rate Fund
Mackenzie Ivy Canadian Balanced Fund
Mackenzie Ivy Canadian Fund
Mackenzie Ivy European Class
Mackenzie Ivy Foreign Equity Class
Mackenzie Ivy Foreign Equity Currency Neutral
Class
Mackenzie Ivy Foreign Equity Fund
Mackenzie Ivy Global Balanced Fund
MacKenzie Master Limited Partnership
Mackenzie North American Corporate Bond Class
Mackenzie North American Corporate Bond Fund
Mackenzie Precious Metals Class
Mackenzie Real Return Bond Fund
Mackenzie Saxon High Income Fund
Mackenzie Strategic Bond Fund
-----------------------------------------
-----------------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-----------------------------------------
----------
----------
----------
-----------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Mackenzie Strategic Income Class
Mackenzie Strategic Income Fund
Mackenzie Universal Canadian Resource Class
Mackenzie Universal World Resource Class
Mackenzie US Dividend Fund
Mackenzie US Dividend Registered Fund
Mackenzie US Growth Class
Mackenzie US Large Cap Class
Mackenzie US Large Cap Growth Fund
Mackenzie US Low Volatility Fund
Mackenzie US Mid Cap Growth Class
Mackenzie US Mid Cap Growth Currency Neutral
Class
Maclos Capital Inc.
MacMillan Minerals Inc.
Macquarie Emerging Markets Infrastructure
Income Fund
Macquarie Global Infrastructure Income Fund
Macro Enterprises Inc.
Macusani Yellowcake Inc.
Mad Catz Interactive, Inc.
Madalena Energy Inc.
Madison Pacific Properties Inc.
Maestro Capital Corporation
Mag Copper Limited
MAG Silver Corp.
Magellan Aerospace Corporation
Magellan Minerals Ltd.
Magellan Real Estate Investment Fund Limited
Partnership
Magic Show, The
MagIndustries Corp.
Magister Mining Corporation Limited
Magna International Inc.
Magnum Energy Inc.
Magnum Goldcorp Inc.
Magnum Hunter Resources Corporation
Magor Corporation
Magra Computer Technologies Corp.
Mahdia Gold Corp.
Mainstream Minerals Corporation
Mainstreet Equity Corp.
Majescor Resources Inc.
Major Drilling Group International Inc.
Malaga Inc.
Malbex Resources Inc.
Malette Industries Inc.
Man AHL DP Limited
Man Canada AHL Alpha Fund
Man GLG Emerging Markets Income Fund
-------------
-------------
Ordonnance
d'interdiction
d'opГ©rations
-------------
----
----
----
----
-----------Yes/Oui
-----------1b, 1c, 1e, 3
-----------Yes/Oui
-----------2002/06/18
----------Yes/Oui
---Yes/Oui
-Yes/Oui
----
----------3
---1b, 1c, 1e
-1a, 1c, 1e, 3
----
Yes/Oui
-Yes/Oui
-----Yes/Oui
-----Yes/Oui
-Yes/Oui
----
1983/10/17
-1974/03/15
-----2002/02/21
-----2013/08/29
-2007/02/05
----
-------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
---------------------------------------------
1982/07/14
1999/01/29
---------------------------------------------
(YYYY/MM/DD)
Manac Inc.
Mandalay Resources Corporation
Mandarin Golf and Country Club Inc., The
Mandarin Mines Limited
Manfrey Capital Corporation
Mangazeya Mining Ltd.
Manitex Capital Inc.
Manitoba Hydro-Electric Board
Manitoba Telecom Services Inc.
Manitok Energy Inc.
Manitou Gold Inc.
Manson Creek Resources Ltd.
Manufacturers Life Insurance Company, The
Manulife Asia Equity Class
Manulife Asia Total Return Bond Fund
Manulife Balanced Equity Private Pool
Manulife Balanced Income Private Pool
Manulife Balanced Income Private Trust
Manulife Balanced Private Pool
Manulife Bond Fund
Manulife Canadian Balanced Fund
Manulife Canadian Balanced Private Pool
Manulife Canadian Bond Fund
Manulife Canadian Bond Plus Fund
Manulife Canadian Conservative Balanced Fund
Manulife Canadian Equity Balanced Class
Manulife Canadian Equity Index Fund
Manulife Canadian Equity Private Pool
Manulife Canadian Fixed Income Private Pool
Manulife Canadian Fixed Income Private Trust
Manulife Canadian Focused Class
Manulife Canadian Focused Fund
Manulife Canadian Growth Stock Fund
Manulife Canadian Investment Class
Manulife Canadian Investment Fund
Manulife Canadian Opportunities Balanced Class
Manulife Canadian Opportunities Balanced Fund
Manulife Canadian Opportunities Class
Manulife Canadian Opportunities Fund
Manulife Canadian Stock Class
Manulife Canadian Stock Fund
Manulife Canadian Universe Bond Fund
Manulife China Class
Manulife Corporate Bond Class
Manulife Corporate Bond Fund
Manulife Corporate Fixed Income Private Pool
Manulife Corporate Fixed Income Private Trust
Manulife Diversified Income Portfolio
Manulife Diversified Investment Fund
--Yes/Oui
-----------------------------------------------
--1a, 1b, 1c, 1d, 1e,
3
-----------------------------------------------
--2003/05/23
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
Manulife Diversified Strategies Fund
Manulife Dividend Income Class
Manulife Dividend Income Fund
Manulife Dividend Income Private Pool
Manulife Dollar-Cost Averaging Fund
Manulife Emerging Markets Debt Fund
Manulife Emerging Markets Equity Fund
Manulife Finance (Delaware), L.P.
Manulife Financial Capital Trust II
Manulife Financial Corporation
Manulife Floating Rate Income Class
Manulife Floating Rate Income Fund
Manulife Floating Rate Senior Loan Fund
Manulife Global All Cap Focused Fund
Manulife Global Balanced Fund
Manulife Global Balanced Private Trust
Manulife Global Equity Class
Manulife Global Equity Private Pool
Manulife Global Fixed Income Private Pool
Manulife Global Fixed Income Private Trust
Manulife Global Focused Balanced Fund
Manulife Global Focused Class
Manulife Global Focused Fund
Manulife Global Infrastructure Class
Manulife Global Infrastructure Fund
Manulife Global Managed Volatility Portfolio
Manulife Global Natural Resources Fund
Manulife Global Real Estate Class
Manulife Global Real Estate Fund
Manulife Global Small Cap Balanced Fund
Manulife Global Small Cap Fund
Manulife Global Tactical Credit Fund
Manulife Growth Opportunities Class
Manulife Growth Opportunities Fund
Manulife High Yield Bond Fund
Manulife International Equity Index Fund
Manulife International Focused Fund
Manulife International Value Equity Fund
Manulife Investment Savings Fund
Manulife Leaders Balanced Growth Portfolio
Manulife Leaders Balanced Income Portfolio
Manulife Leaders Opportunities Portfolio
Manulife Leveraged Company Class
Manulife Money Fund
Manulife Money Market Private Trust
Manulife Monthly High Income Class
Manulife Monthly High Income Fund
Manulife Preferred Income Class
Manulife Short Term Bond Fund
Manulife Short Term Yield Class
---------------------------------------------------
---------------------------------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Manulife Simplicity Balanced Portfolio
Manulife Simplicity Conservative Portfolio
Manulife Simplicity Global Balanced Portfolio
Manulife Simplicity Growth Portfolio
Manulife Simplicity Moderate Portfolio
Manulife Small Cap Value Fund
Manulife Strategic Balanced Yield Class
Manulife Strategic Balanced Yield Fund
Manulife Strategic Income Class
Manulife Strategic Income Fund
Manulife Structured Bond Class
Manulife Tax-Managed Growth Fund
Manulife U.S. All Cap Equity Class
Manulife U.S. All Cap Equity Fund
Manulife U.S. Balanced Private Trust
Manulife U.S. Diversified Growth Fund
Manulife U.S. Dividend Class
Manulife U.S. Dividend Registered Fund
Manulife U.S. Dollar Floating Rate Income Fund
Manulife U.S. Dollar Strategic Balanced Yield Fund
Manulife U.S. Dollar U.S. All Cap Equity Fund
Manulife U.S. Equity Fund
Manulife U.S. Equity Index Fund
Manulife U.S. Equity Private Pool
Manulife U.S. Fixed Income Private Trust
Manulife U.S. Large Cap Equity Class
Manulife U.S. Large Cap Equity Fund
Manulife U.S. Monthly High Income Fund
Manulife U.S. Opportunities Class
Manulife U.S. Opportunities Fund
Manulife U.S. Regional Bank Trust
Manulife U.S. Tactical Credit Fund
Manulife Value Balanced Class
Manulife Value Balanced Fund
Manulife Value Fund
Manulife World Investment Class
Manulife World Investment Fund
Manulife Yield Opportunities Class
Manulife Yield Opportunities Fund
Maple Leaf 2011 Energy Income Limited
Partnership
Maple Leaf 2012-II Energy Income Limited
Partnership
Maple Leaf 2012 Energy Income Limited
Partnership
Maple Leaf 2013 Oil & Gas Income Limited
Partnership
Maple Leaf Foods Inc.
Maple Leaf Income Class
Maple Leaf Resource Class
-----------------------------------------
-----------------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-----------------------------------------
--
--
--
--
--
--
--
--
--
--
--
--
----
----
----
----
-----------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Maple Leaf Resource Corp.
Maple Leaf Short Duration 2014 Flow-Through
Limited Partnership - National Class
Maple Leaf Short Duration 2014 Flow-Through
Limited Partnership - Quebec Class
Maple Power Capital Corporation
Maplewood International Real Estate Investment
Trust
Maracambeau Mines Ltd.
Marathon Gold Corporation
Marathon Oil Corporation
Marauder Resources East Coast Inc.
Marchwell Ventures Ltd.
Marengo Mining Limited
Margaux Resources Ltd.
Marifil Mines Limited
Marine Mining Corp.
Maritime Equity Fund
Marlin Gold Mining Ltd.
Marquee Energy Ltd.
Marquest American Dividend Growth
Marquest American Dividend Growth Fund
(Corporate Class)
Marquest Canadian Balanced Fund (Corporate
Class)
Marquest Canadian Bond Fund
Marquest Canadian Equity Income Fund
Marquest Canadian Resource Fund
Marquest Canadian Resource Fund (Corporate
Class)
Marquest Covered Call Canadian Banks Plus Fund
Marquest Covered Call Canadian Banks Plus Fund
(Corporate Class)
Marquest Dow Jones Canada High Dividend 50
Fund (Corporate Class)
Marquest Global Balanced Fund
Marquest Money Market Fund
Marquest Monthly Pay Fund
Marquest Monthly Pay Fund (Corporate Class)
Marquest Mutual Funds Inc. - Canadian Flex
Series Fund
Marquest Mutual Funds Inc. - Energy Series Fund
Marquest Mutual Funds Inc. - Explorer Series Fund
Marquest Mutual Funds Inc. - Flex Dividend and
Income Growth Series Fund
Marquest Mutual Funds Inc. - Resource Flex
Series Fund
Marquest Short Term Income Fund (Corporate
Class)
Marquest Small Companies Fund
---
---
Ordonnance
d'interdiction
d'opГ©rations
---
--
--
--
--
---
---
---
---
--------Yes/Oui
Yes/Oui
-----
--------1a, 1b, 1c, 1e, 3
1a, 1b, 3
-----
Yes/Oui
-------Yes/Oui
------
1977/09/02
-------2004/05/26
------
--
--
--
--
-----
-----
-----
-----
---
---
---
---
--
--
--
--
------
------
------
------
----
----
----
----
--
--
--
--
--
--
--
--
--
--
--
--
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-----------------------2001/05/25
-1990/10/30
2004/09/16
----1995/05/31
1989/10/06
-1989/06/16
-------1992/08/05
2002/05/22
-----
(YYYY/MM/DD)
Marquest S&P/TSX Canadian Dividend Aristocrats
Fund (Corporate Class)
Marquis Balanced Class Portfolio
Marquis Balanced Growth Class Portfolio
Marquis Balanced Growth Portfolio
Marquis Balanced Income Portfolio
Marquis Balanced Portfolio
Marquis Equity Portfolio
Marquis Growth Portfolio
Marquis Institutional Balanced Growth Portfolio
Marquis Institutional Balanced Portfolio
Marquis Institutional Bond Portfolio
Marquis Institutional Canadian Equity Portfolio
Marquis Institutional Equity Portfolio
Marquis Institutional Global Equity Portfolio
Marquis Institutional Growth Portfolio
Marret High Yield Bond Fund
Marret High Yield Strategies Fund
Marret IGB Trust
Marret Investment Grade Bond Fund
Marret MSIF Trust
Marret Multi-Strategy Income Fund
Marret Resource Corp.
Marret Short Duration High Yield Fund
Marret Strategic Yield Fund
Marshall Minerals Corp.
Mart Resources, Inc.
Martello Court Limited Partnership
Martin Health Group Inc.
Martina Minerals Corp.
Martinrea International Inc.
Marzen Holdings Company Limited
Mason Graphite Inc.
Masonic Temple Corporation, Limited
Massive Resources Limited
Master Credit Card Trust II
Master Resources & Developments Limited
Matachewan Consolidated Mines, Limited
Matamec Explorations Inc.
Match Capital Resources Corporation
Matco Balanced Fund
Matco Canadian Equity Income Fund
Matco Energy Equity Fund
Matco Small Cap Fund
Mate Yellowknife Gold Mines Limited
Materials Protection Technologies Inc.
Matica Enterprises Inc.
Matrix 2013 Short Duration National Class
Matrix 2013 Short Duration QuГ©bec Class
Matrix Asset Management Inc.
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--------------------------Yes/Oui
------------------Yes/Oui
Yes/Oui
--
--------------------------1a, 1b, 3
------------------1a, 1c, 3
1a, 1c, 3
--
-----------------------Yes/Oui
-Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
-------Yes/Oui
Yes/Oui
-----
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-----------------Yes/Oui
---------------------------------
-----------------1a, 1b, 1c, 1e, 3
---------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
---------------Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
----------Yes/Oui
Yes/Oui
--------------
Order Date
(YYYY/MM/DD)
MATRRIX Energy Technologies Inc.
Matt and Jenny
Mattel, Inc.
Maudore Minerals Ltd.
Mawer Balanced Fund
Mawer Canadian Bond Fund
Mawer Canadian Equity Fund
Mawer Canadian Money Market Fund
Mawer Global Balanced Fund
Mawer Global Equity Fund
Mawer Global Small Cap Fund
Mawer International Equity Fund
Mawer New Canada Fund
Mawer Tax Effective Balanced Fund
Mawer U.S. Equity Fund
Mawson Resources Limited
Mawson West Limited
Maxim Atlantic Corporation
Maxim Power Corp.
Maxtech Ventures Inc.
Maxwell Communication Corporation plc
Maxwell Communications Finance Canada Limited
Maya Gold & Silver Inc.
Mayday Mines Limited
Mayfair Resources & Developments Limited
Mazarin Inc.
Mazorro Resources inc.
MBAC Fertilizer Corp.
MBN Corporation
MCAN Mortgage Corporation
McChip Resources Inc.
McColl-Frontenac Inc.
McCoy Global Inc.
McEwen Mining - Minera Andes Acquisition Corp.
McEwen Mining Inc.
McFinley Red Lake Mines Ltd.
McIntyre Mines Limited
McLaren Resources Inc.
MCP Exchangeco Inc.
MCW Energy Group Limited
MD American Growth Fund
MD American Value Fund
MD Balanced Fund
MD Bond Fund
MD Dividend Growth Fund
MD Dividend Income Fund
MD Equity Fund
MD Growth Investments Limited
MD International Growth Fund
MD International Value Fund
Date de
l'ordonnance
-1984/10/12
---------------2004/05/26
--1992/02/17
1992/03/06
-1979/10/05
1982/01/28
----------1993/07/15
1990/06/27
--------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-----------------------------Yes/Oui
--Yes/Oui
-Yes/Oui
--Yes/Oui
-----Yes/Oui
-------
-----------------------------1b, 1c, 1e
--1a, 1b, 1c, 1e, 3
-1a, 3
--1c, 1e
-----1a, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
------------------------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
-------
Order Date
(YYYY/MM/DD)
MD Money Fund
MD Precision Balanced Growth Portfolio
MD Precision Balanced Income Portfolio
MD Precision Conservative Portfolio
MD Precision Maximum Growth Portfolio
MD Precision Moderate Balanced Portfolio
MD Precision Moderate Growth Portfolio
MD Select Fund
MD Short-Term Bond Fund
MD Strategic Opportunities Fund
MD Strategic Yield Fund
MDC Partners Inc.
MDN Inc.
MDPIM Canadian Bond Pool
MDPIM Canadian Equity Pool
MDPIM Canadian Long Term Bond Pool
MDPIM Dividend Pool
MDPIM Emerging Markets Equity Pool
MDPIM International Equity Pool
MDPIM Strategic Opportunities Pool
MDPIM Strategic Yield Pool
MDPIM US Equity Pool
ME Resource Corp.
Meadow Bay Gold Corporation
Meadowbrook Apartment Project
Meadowvale Court
Meadowvale Gardens Apartment Project - Phase II
Med-Chem Health Care Limited
Med BioGene Inc.
MedcomSoft Inc.
Mediagrif Interactive Technologies Inc.
Medical Facilities Corporation
Medical Intelligence Technologies Inc.
Medical Pathways International Inc.
Medical Services International Inc.
Medicure Inc.
Medifocus Inc.
Medipattern Corporation, The
Mediterranean Resources Ltd.
Medius Communications Inc.
Medlon Small Business Development Limited
Medmira Inc.
Medokrisp Food Systems Limited
Medusa Mining Limited
Medwell Capital Corp.
Medworxx Solutions Inc.
MedX Health Corp.
MEG Energy Corp.
Mega Precious Metals Inc.
Mega Uranium Ltd.
Date de
l'ordonnance
------------------------1995/06/08
1993/07/23
1996/06/03
1998/12/01
-2009/03/02
--2009/06/12
2001/05/25
2003/11/25
--2013/06/26
-1999/12/15
1981/05/06
-1984/09/26
2013/01/28
-------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
------------Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
-----------------------
2000/06/30
-----------------------
(YYYY/MM/DD)
Megacard Technologies Inc.
Megalode Corporation
Megawheels Technologies Inc.
Melanesian Minerals Corporation
Melanie
Melcor Developments Ltd.
Melcor Real Estate Investment Trust
Melior Resources Inc.
Melodia Aggressive Growth Portfolio
Melodia Balanced Growth Portfolio
Melodia Conservative Income Portfolio
Melodia Diversified Growth Portfolio
Melodia Diversified Income Portfolio
Melodia Maximum Growth Portfolio
Melodia Moderate Growth Portfolio
Melodia Moderate Income Portfolio
Melodia Very Conservative Income Portfolio
Mentor Networks Inc.
Mercantile Guardian Group Ltd.
Mercantile International Petroleum Inc.
Mercator Minerals Ltd.
Mercator Transport Group Corporation
Mercer International Inc.
Merch Performance Inc.
Merchant Capital Group Incorporated
Meridian Resources Inc.
--Yes/Oui
Yes/Oui
---------------Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Merit Energy Ltd.
Meritage American Equity Portfolio
Meritage Balanced Income Portfolio
Meritage Balanced Portfolio
Meritage Canadian Equity Class Portfolio
Meritage Canadian Equity Portfolio
Meritage Conservative Income Portfolio
Meritage Conservative Portfolio
Meritage Diversified Fixed Income Portfolio
Meritage Equity Class Portfolio
Meritage Equity Income Portfolio
Meritage Equity Portfolio
Meritage Global Equity Class Portfolio
Meritage Global Equity Portfolio
Meritage Global Income and Growth Portfolio
Meritage Growth Class Portfolio
Meritage Growth Income Portfolio
Meritage Growth Portfolio
Meritage International Equity Portfolio
Meritage Moderate Income Portfolio
Meritage Moderate Portfolio
Meritas Balanced Portfolio
Meritas Canadian Bond Fund
------------------------
--1a, 1c, 1e, 3
1b, 1c, 1e
---------------1b, 1c, 1e
-1a, 1c, 1e, 3
-1b
1a, 1b
1a, 1b, 1c, 1d, 1e,
3
------------------------
1983/11/17
1994/10/24
2007/01/09
2002/05/27
1986/09/22
------------1998/09/15
1975/04/09
2004/06/02
-2014/09/10
-2003/10/15
2002/07/23
2001/05/01
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
----------Yes/Oui
----------Yes/Oui
---Yes/Oui
---Yes/Oui
---Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
--------
Order Date
(YYYY/MM/DD)
Meritas Growth Portfolio
Meritas Growth & Income Portfolio
Meritas Income Portfolio
Meritas Income & Growth Portfolio
Meritas International Equity Fund
Meritas Jantzi Social Index Fund
Meritas Maximum Growth Portfolio
Meritas Monthly Dividend and Income Fund
Meritas Strategic Income Fund
Meritas U.S. Equity Fund
Meritus Minerals Ltd.
Merrill Lynch Financial Assets Inc.
Merrill Lynch Healthcare Fund, Inc.
Merus Labs International Inc.
MetalCorp Limited
Metallis Resources Inc.
Metallum Resources Inc.
Metalore Resources Limited
Metals Creek Resources Corp.
Metals Plus Income Corp.
Metanor Resources Inc.
Meteor Creek Resources Inc.
Methanex Corporation
Metro inc.
Metro Vancouver Properties Corp.
Metron Capital Corp.
Metropolitan Energy Corp.
Mettrum Health Corp.
Mexigold Corp.
Mexivada Mining Corp.
Mezzotin Minerals Inc.
MGM Energy Corp.
MGX Minerals Inc.
mHealth Capital Corp.
Microbe Corporation
Microbix Biosystems Inc.
MicroCoal Technologies Inc.
Microcomp 83 R & D Program Limited Partnership
Micromem Technologies Inc.
MicroPlanet Technology Corp.
Midas Capital Corporation
Midas Gold Corp.
Middle Age Crazy
Middlefield Can-Global REIT Income Fund
Middlefield Canadian Dividend Growth Class
Middlefield Global Agriculture Class
Middlefield Global Dividend Growers Class
Middlefield Global Infrastructure Fund
Middlefield Groppe Tactical Energy Class
Middlefield High Yield Class
----------Yes/Oui
-Yes/Oui
--------Yes/Oui
---Yes/Oui
-------Yes/Oui
-----------------
----------1a, 1c, 1e, 3
-1a, 1b, 3
--------1a
---1a, 1c, 1e, 3
-------1a, 1c, 1e, 3
-----------------
Date de
l'ordonnance
----------2013/08/15
----------2003/05/23
---2013/10/18
---2012/11/21
---2013/05/13
1990/10/09
--1987/09/08
--1999/09/24
-1986/09/22
--------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
------------
------------
Ordonnance
d'interdiction
d'opГ©rations
------------
--
--
Yes/Oui
1980/04/18
--Yes/Oui
--1a, 1b, 1c, 1d, 1e,
3
-1a
----------1a, 1c, 1d, 1e, 3
4
------1b
--------1a, 1b, 1d
---
Yes/Oui
---
1980/05/05
---
-Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
---Yes/Oui
-------Yes/Oui
---Yes/Oui
----Yes/Oui
-Yes/Oui
-2001/05/25
1990/07/19
---2000/07/07
-2009/03/11
---2007/04/19
-------2002/02/04
---1991/04/23
----2002/09/23
-1994/06/06
Middlefield Income Plus Class
Middlefield Real Estate Class
Middlefield Resource Class
Middlefield Short-Term Income Class
Middlefield US Dividend Growth Class
Midland Exploration Inc.
Midlands Minerals Corporation
Midpoint Holdings Ltd.
Midway Gold Corp.
Migao Corporation
Milestone Apartments Real Estate Investment
Trust
Milger Investment & Development Corporation
Limited
Mill Creek Explorations Limited
Mill Run Golf Club
Millenium Biologix Corporation
MillenMin Ventures Inc.
Millennium Equities Ltd.
Millers Cove Resources Inc.
Millrock Resources Inc.
Millstream Mines Ltd.
Milner Consolidated Silver Mines Ltd.
Miltec Technology Inc.
Minaurum Gold Inc.
Minco Base Metals Corporation
Minco Gold Corporation
Minco Silver Corporation
Mincom Capital Inc.
Mindready Solutions Inc.
Minemakers Limited
Minera Alamos Inc.
Minera IRL Limited
Mineral Mountain Resources Ltd.
Mines Management, Inc.
Minfocus Exploration Corp.
Minnova Corp.
Minpro International Ltd.
Minsud Resources Corp.
Mint Corporation, The
MINT Income Fund
Mintron Enterprises Ltd.
Miocene Metals Limited
Mira IV Acquisition Corp.
Mira Resources Corp.
Mirabela Nickel Limited
Miracle Entertainment, Inc.
Mirati Therapeutics, Inc.
Mirror Oilfield Construction Corporation
-Yes/Oui
----------Yes/Oui
Yes/Oui
------Yes/Oui
--------Yes/Oui
---
------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
--------Yes/Oui
---------Yes/Oui
Yes/Oui
-Yes/Oui
--------Yes/Oui
---
--------1a, 1b
---------1a, 1c, 1e
1b
-1a
--------1a, 1c, 1d, 1e, 3
---
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
------Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
-Yes/Oui
------Yes/Oui
-Yes/Oui
-Yes/Oui
---Yes/Oui
---1a, 1b, 1d
---Yes/Oui
---1998/05/22
Yes/Oui
1a, 1b, 1d
Yes/Oui
1998/05/22
Yes/Oui
Yes/Oui
--------
1a, 1b, 1d
1a, 1b, 1d
--------
Yes/Oui
Yes/Oui
--------
1998/05/22
1998/05/22
--------
(YYYY/MM/DD)
Misdeal
Mispec Resources Inc.
Mistango River Resources Inc.
Mitec Technologies Inc.
Mitel Networks Corporation
MLF Trust
MNP Petroleum Corporation
MOAG Copper Gold Resources Inc.
Mobile Knowledge Inc.
Moderate Folio Fund
Modern Ova Trends Limited
Moducan Building Systems Ltd.
Molco Industries Limited
Molson Coors Brewing Company
Molson Coors Canada Inc.
Molson Coors Capital Finance ULC
Moly Mines Limited
Molycorp, Inc.
Molystar Resources Inc.
Monarch Resources Limited
Monarques Resources Inc.
Mondev Senior Living Inc.
Moneda LatAm Corporate Bond Fund
Moneda LatAm Fixed Income Fund
Moneda LatAm Growth Fund
Moneta Porcupine Mines Inc.
Money Market Fund
Money Market Fund
Moneysworth & Best Shoe Care Inc.
Mongolia Growth Group Ltd.
MonoGen, Inc.
Monster Mining Corp.
Mont Blanc Apartments (Issuer) Limited
Partnership
Montan Capital Corp.
Montana Exploration Corp.
Montana Gold Mining Company Inc.
Montebello Egyptian Bloodstock Investments D
Inc.
Montebello Egyptian Bloodstock Investments IV
Inc.
Montebello Equine Investments II Inc.
Montebello Equine Investments VII Inc.
Montero Mining and Exploration Ltd.
Monthly Income Fund (London Capital)
Monument Mining Limited
Mood Media Corporation
Mooncor Oil & Gas Corp.
Morgan Resources Corp.
Morguard Corporation
1982/09/10
1999/11/09
------2003/07/03
-1980/06/03
1991/07/16
1986/06/02
-----2009/05/13
2002/01/08
-2002/08/28
------2000/07/21
-2009/04/09
-1999/10/06
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--
Date de
l'ordonnance
(YYYY/MM/DD)
Morguard North American Residential Real Estate
Investment Trust
Morguard Real Estate Investment Trust
Morien Resources Corp.
Morneau Shepell Inc.
Morro Bay Resources Ltd.
Mosaic Capital Corporation
Mosport Film Productions (1978)
Mosport Park Entertainment Corporation, The
Mother Lode
Motion Works Group Limited
Mount Real Corporation
N
--
--
---------Yes/Oui
---------1a, 1b, 1c, 1d, 1e,
3
--
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--
-----1982/07/14
1997/04/14
1982/10/06
1999/11/09
--
--
--
----1a, 1b, 1c, 1e, 3
--1a, 1c, 1e, 3
----1b
-----1a, 1b, 1c, 1e, 3
------1b
1a, 1b, 1c, 1d, 1e,
3
-1a, 1b, 1d
------
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
-1992/02/05
1995/06/08
1995/06/08
2014/09/11
--2010/05/07
--1992/12/04
-2001/12/07
---1980/10/03
1987/02/09
2014/08/05
------2002/08/27
2009/01/27
-Yes/Oui
--Yes/Oui
---
-2003/06/27
--1998/06/01
---
Mountain Inn at Ribbon Creek Limited Partnership,
The
Mountain Province Diamonds Inc.
Mountain View Ventures Inc.
Mountainside Carriage Lane II Limited Partnership
Mountainside Carriage Lane Limited Partnership
MountainStar Gold Inc.
Movarie Capital Ltd.
MPH Ventures Corp.
MPL Communications Inc.
MRF 2013 Resource Limited Partnership
MRF 2014 Resource Limited Partnership
MRP Waste Management Corp.
MTC Growth Fund-1 Inc.
MTW Solutions Online Inc.
MTY Food Group Inc.
Mukuba Resources Limited
Mullen Group Ltd.
Multi-Minerals Limited
Multi Choice Communications Inc.
Multimedia Nova Corporation
Mundoro Capital Inc.
Murchison Minerals Ltd.
Murgor Resources Inc.
Muskrat Minerals Incorporated
Mustang Minerals Corp.
My Marijuana Canada Inc.
M.L. Cass Petroleum Corporation
NAME Inc.
-----Yes/Oui
--Yes/Oui
----Yes/Oui
-----Yes/Oui
------Yes/Oui
Yes/Oui
Namibia Rare Earths Inc.
Namibian Minerals Corporation
NanoStruck Technologies Inc.
Nanotech Security Corp.
Napa/Carneros Winegrowers Limited Partnership
NAPEC Inc.
Nass Valley Gateway Ltd.
-Yes/Oui
------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Natcore Technology Inc.
National Bank AltaFund Investment Corp.
National Bank Asia Pacific Fund
National Bank Asset Allocation Fund
National Bank Balanced Diversified Fund
National Bank Bond Fund
National Bank Canadian All Cap Equity Fund
National Bank Canadian Equity Fund
National Bank Canadian Equity Growth Fund
National Bank Canadian Index Fund
National Bank Consensus American Equity Fund
National Bank Consensus International Equity
Fund
National Bank Conservative Diversified Fund
National Bank Corporate Bond Fund
National Bank Corporate Cash Management Fund
National Bank Dividend Fund
National Bank Dividend Fund Inc.
National Bank Energy Fund
National Bank European Equity Fund
National Bank Floating Rate Income Fund
National Bank Global Bond Fund
National Bank Global Diversified Equity Fund
National Bank Global Equity Fund
National Bank Global Small Cap Fund
National Bank Global Tactical Bond Fund
National Bank Growth Diversified Fund
National Bank Health Sciences Fund
National Bank High Dividend Fund
National Bank High Yield Bond Fund
National Bank Income Fund
National Bank International Currency Neutral Index
Fund
National Bank International Index Fund
National Bank Japanese Opportunity Fund
National Bank Long Term Bond Fund
National Bank Moderate Diversified Fund
National Bank Money Market Fund
National Bank Monthly Balanced Income Fund
National Bank Monthly Conservative Income Fund
National Bank Monthly Equity Income Fund
National Bank Monthly Growth Income Fund
National Bank Monthly Moderate Income Fund
National Bank Monthly Secure Income Fund
National Bank Mortgage Fund
National Bank of Canada
National Bank Precious Metals Fund
National Bank Preferred Equity Fund
National Bank Preferred Equity Income Fund
National Bank Quebec Growth Fund
-------------
-------------
Ordonnance
d'interdiction
d'opГ©rations
-------------
--------------------
--------------------
--------------------
--------------------
------------------
------------------
------------------
------------------
-------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
---------------------Yes/Oui
----
---------------------1a, 1b, 1c, 1e, 3
----
Ordonnance
d'interdiction
d'opГ©rations
------------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
----
--
--
--
--
-Yes/Oui
---------------------
-1a, 1c, 1e, 3
---------------------
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
------------------
-2009/04/02
1991/06/03
2002/05/22
1998/11/24
------------------
(YYYY/MM/DD)
National Bank Resource Fund
National Bank Science and Technology Fund
National Bank Secure Diversified Fund
National Bank Short Term Canadian Income Fund
National Bank Short Term Yield Class
National Bank Small Capitalization Fund
National Bank Treasury Management Fund
National Bank U.S. Currency Neutral Index Fund
National Bank U.S. Dividend Fund
National Bank U.S. Equity Fund
National Bank U.S. Index Fund
National Bank U.S. Money Market Fund
National Electronic Technologies Corp.
National Fibretech Inc.
National Health Stores Inc.
National Petroleum Corporation Limited
National Quotes Inc.
Nautilus Minerals Inc.
Nautilus, Inc.
Nautor Progressive Corporation
NAV Canada
Navitrak International Corporation
NBC Asset Trust
NBC Capital Trust
NCE Diversified Flow-Through (13) Limited
Partnership
NCE Diversified Flow-Through (14) Limited
Partnership
NDX Growth & Income Fund
Nearctic Nickel Mines Inc.
Neartic Resources Inc.
Neatt Corporation
Nebex Resources Ltd.
Nebo Capital Corp.
Nebu Resources Inc.
NEI Canadian Bond Fund
NEI Ethical American Multi-Strategy Fund
NEI Ethical Balanced Fund
NEI Ethical Canadian Equity Fund
NEI Ethical Global Dividend Fund
NEI Ethical Global Equity Fund
NEI Ethical International Equity Fund
NEI Ethical Select Balanced Portfolio
NEI Ethical Select Conservative Portfolio
NEI Ethical Select Growth Portfolio
NEI Ethical Select Income Portfolio
NEI Ethical Special Equity Fund
NEI Global Total Return Bond Fund
NEI Income Corporate Class
NEI Income Fund
------------2001/05/25
1997/07/03
2001/09/05
1996/05/29
1989/05/02
----2005/06/03
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
NEI Money Market Fund
NEI Northwest Canadian Dividend Corporate Class
NEI Northwest Canadian Dividend Fund
NEI Northwest Canadian Equity Corporate Class
NEI Northwest Canadian Equity Fund
NEI Northwest Emerging Markets
NEI Northwest Emerging Markets Corporate Class
NEI Northwest Enhanced Yield Equity Corporate
Class
NEI Northwest Global Equity Corporate Class
NEI Northwest Global Equity Fund
NEI Northwest Growth and Income Corporate
Class
NEI Northwest Growth and Income Fund
NEI Northwest Macro Canadian Asset Allocation
Corporate Class
NEI Northwest Macro Canadian Asset Allocation
Fund
NEI Northwest Macro Canadian Equity Corporate
Class
NEI Northwest Macro Canadian Equity Fund
NEI Northwest Short Term Corporate Class
NEI Northwest Specialty Equity Corporate Class
NEI Northwest Specialty Equity Fund
NEI Northwest Specialty Global High Yield Bond
Corporate Class
NEI Northwest Specialty Global High Yield Bond
Fund
NEI Northwest Specialty High Yield Bond Fund
NEI Northwest Tactical Yield Corporate Class
NEI Northwest Tactical Yield Fund
NEI Northwest U.S. Dividend Corporate Class
NEI Northwest U.S. Dividend Fund
NEI Select Balanced Corporate Class Portfolio
NEI Select Canadian Balanced Portfolio
NEI Select Canadian Growth Portfolio
NEI Select Conservative Corporate Class Portfolio
NEI Select Conservative Portfolio
NEI Select Global Balanced Portfolio
NEI Select Global Growth Corporate Class
Portfolio
NEI Select Global Growth Portfolio
NEI Select Global Maximum Growth
NEI Select Global Maximum Growth Corporate
Class Portfolio
Nemaska Lithium Inc.
NEMI Northern Energy & Mining Inc.
Neovasc Inc.
Neptune Technologies & Bioressources Inc.
Nerium Biotechnology, Inc.
---------
---------
Ordonnance
d'interdiction
d'opГ©rations
---------
----
----
----
----
---
---
---
---
--
--
--
--
--
--
--
--
------
------
------
------
--
--
--
--
-------------
-------------
-------------
-------------
----
----
----
----
------
------
------
------
---------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
-------Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
---Yes/Oui
Yes/Oui
-------
Order Date
(YYYY/MM/DD)
Nesbitt Thomson Education Savings Plan (The)
Nesscap Energy Inc.
NetActive Inc.
Netforfun.com Inc.
Neuberger Berman Mid Cap Growth Fund
NeuLion, Inc.
NeuroBioPharm Inc.
Neuromedical Technologies Inc.
Nevada Bob's Golf Inc.
Nevada Copper Corp.
Nevada Exploration Inc.
Nevada Iron Ltd.
Nevada Sunrise Gold Corporation
Nevado Resources Corporation
Nevaro Capital Corporation
Nevasco Corporation
Never Trust An Honest Thief
Nevsun Resources Ltd.
New Age Farm Inc.
New Commerce Split Fund
New Dimension Resources Ltd.
New Era Minerals Inc.
New Flyer Industries Inc.
New Gold Inc.
New Golden Sceptre Minerals Ltd.
New Horizons Master Fund
New Klondike Exploration Ltd.
New Look Eyewear Inc.
New Millennium Iron Corp.
New Oroperu Resources Inc.
New Pacific Metals Corp.
New Sage Energy Corp.
New Textmont Explorations Limited
New Zealand Energy Corp.
Newalta Corporation
Newchild International Inc.
Newco Bancorp Inc.
Newcrest Mining Limited
Newfields Minerals Inc.
Newfoundland Capital Corporation Limited
Newfoundland Power Inc.
NewGrowth Corp.
NewKidCo International Inc.
Newlook Industries Corp.
Newlox Gold Ventures Corp.
Newmont Mining Corporation
Newnote Financial Corp.
Newstrike Resources Ltd.
NexC Partners Corp.
NexGen Canadian Bond Fund
--Yes/Oui
-Yes/Oui
---Yes/Oui
----------------------Yes/Oui
----------Yes/Oui
Yes/Oui
-------
--1b
-1c, 1d
---1a, 1b, 1d
----------------------1a, 1c, 1e, 3
----------1a, 1b, 1d
1a, 1c, 1e, 3
-------
Date de
l'ordonnance
--2001/11/21
2001/03/12
---1994/06/06
2002/03/08
------1991/05/17
1983/10/17
-------1998/05/29
------2013/08/07
1992/12/16
--1997/11/04
--1991/05/17
---2003/06/12
2012/05/04
-------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
-----
-----
Ordonnance
d'interdiction
d'opГ©rations
-----
--
--
--
--
----
----
----
----
--
--
--
--
-----------
-----------
-----------
-----------
--
--
--
--
--
--
--
--
--
--
--
--
---
---
---
---
-----Yes/Oui
----Yes/Oui
-----1a, 1b, 1c, 1e, 3
----1a, 1b, 1c, 1d, 1e,
3
-1a, 1b, 1c, 1d, 1e,
3
---
-----Yes/Oui
----Yes/Oui
-----2011/05/30
----2005/06/09
-Yes/Oui
-2005/12/29
---
---
NexGen Canadian Bond Tax Managed Fund
NexGen Canadian Cash Fund
NexGen Canadian Cash Tax Managed Fund
NexGen Canadian Diversified Income Registered
Fund
NexGen Canadian Diversified Income Tax
Managed Fund
NexGen Canadian Dividend Registered Fund
NexGen Canadian Dividend Tax Managed Fund
NexGen Canadian Preferred Share Registered
Fund
NexGen Canadian Preferred Share Tax Managed
Fund
NexGen Corporate Bond Fund
NexGen Corporate Bond Tax Managed Fund
NexGen Energy Ltd.
NexGen Financial Corporation
NexGen Global Equity Registered Fund
NexGen Global Equity Tax Managed Fund
NexGen Intrinsic Balanced Registered Fund
NexGen Intrinsic Balanced Tax Managed Fund
NexGen Intrinsic Growth Tax Managed Fund
NexGen North American Large Cap Registered
Fund
NexGen North American Large Cap Tax Managed
Fund
NexGen Turtle Canadian Balanced Registered
Fund
NexGen Turtle Canadian Balanced Tax Managed
Fund
NexGen Turtle Canadian Equity Registered Fund
NexGen Turtle Canadian Equity Tax Managed
Fund
NexGen U.S. Dividend Plus Registered Fund
NexGen U.S. Dividend Plus Tax Managed Fund
NexGen U.S. Growth Registered Fund
NexGen U.S. Growth Tax Managed Fund
NexgenRx Inc.
Nexient Learning Inc.
NexJ Systems Inc.
Next Edge AHL Fund
Next Gen Metals Inc.
Nexus Gold Corp.
Nexus Group International Inc.
NGEx Resources Inc.
NHC Communications Inc.
-Yes/Oui
Niagara Ventures Corporation
Nickel North Exploration Corp.
---
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----Yes/Oui
-Yes/Oui
---Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--------
----1b, 1c, 1e
-1a, 1b, 1c, 1e, 3
---1a, 1d
-----1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 1e, 3
--------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
---Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
----------Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
---
---
---
---
---
----
----
----
----
--
--
--
--
---
---
---
---
---
---
---
---
--
--
--
--
(YYYY/MM/DD)
Nickel Rim Mines Limited
Nighthawk Gold Corp.
Nightingale Informatix Corporation
Niko Resources Ltd.
Nile Industries Ltd.
Niocan Inc.
NIR Diagnostics Inc.
Nitinat Minerals Corporation
NLX Resources Inc.
Nobel Real Estate Investment Trust
Noble China Inc.
Noble Iron Inc.
Noble Mineral Exploration Inc.
Norad Resources Ltd.
Noranda Income Fund
Norbord Inc.
Norbourg Balanced Fund
Norbourg Canadian Tactical Asset Allocation Fund
Norbourg Convertible Debentures Fund
Norbourg Emerging Growth Companies Fund
Norbourg Equity-Special Situations Fund
Norbourg Fixed Income Fund
Norbourg International Balanced Fund
Norbourg Money Market Fund
Nord Resources Corporation
Nordea International Equity Fund
Nordex Explosives Ltd.
Nordic Lite Inc.
Nordore Mining Co. Ltd.
Norman Mines Ltd.
Noront Resources Ltd.
Norrep All Cap Quant Class of Norrep
Opportunities Corp.
Norrep Energy Class of Norrep Opportunities Corp.
Norrep Entrepreneurs Class of Norrep
Opportunities Corp.
Norrep Fund
Norrep Global Class of Norrep Opportunities Corp.
Norrep Global Income Growth Class of Norrep
Opportunities Corp.
Norrep High Yield Class of Norrep Opportunities
Corp.
Norrep II Class of Norrep Opportunities Corp.
Norrep Income Growth Class of Norrep
Opportunities Corp.
Norrep Premium Balanced Income Class
Norrep Premium Growth Class of Norrep Premium
Portoflios Ltd
Norrep Short Duration 2014 Flow-Through Limited
Partnership
1992/07/24
---2009/06/05
-2009/02/20
-1991/07/16
-2003/05/21
--1992/02/28
----------2014/05/21
--1995/06/06
1977/10/21
1982/12/03
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
--2012/12/11
2012/12/11
-2003/01/07
--------1990/10/10
-----1975/04/09
--2014/09/08
--2014/05/09
----1990/08/24
-----2013/09/12
-------1993/08/10
(YYYY/MM/DD)
Norrep Short Term Income Fund
Norrep Tactical Opportunities Class
Norrep US Dividend Plus Class of Norrep
Opportunities Corp.
NorRock Realty Finance Corporation
Norsat International Inc.
Nortel Networks Corporation
Nortel Networks Limited
North American Advantaged Convertibles Fund
North American Detectors Inc.
North American Energy Partners Inc.
North American Financials Capital Securities Trust
North American High Yield Bond Fund (Putnam)
North American Mid Cap Fund (GWLIM)
North American Nickel Inc.
North American Palladium Ltd.
North American Preferred Share Fund
North American REIT Income Fund
North American Resource Capital Limited
North American Specialty Class
North American Tungsten Corporation Ltd.
North Front Limited Partnership, The
North Growth Canadian Equity Fund
North Growth U.S. Equity Advisor Fund
North Point Explorations Limited
North Sea Energy Inc.
North West Company Inc., The
Northaven Resources Corp.
Northcliff Resources Ltd.
Northcore Resources Inc.
Northcore Technologies Inc.
Northeastern Group Inc.
Northern Abitibi Mining Corp.
Northern Blizzard Resources Inc.
Northern Dynasty Minerals Ltd.
Northern Eagle Fund
Northern Freegold Resources Ltd.
Northern Frontier Corp.
Northern Gold Mining Inc.
Northern Graphite Corporation
Northern Iron Corp.
Northern Lights Resources Corp.
Northern Power Systems Corp.
Northern Property Real Estate Investment Trust
Northern Shield Resources Inc.
Northern Spirit Resources Inc.
Northern Sun Mining Corp.
Northern Superior Resources Inc.
Northfield Capital Corporation
Northgate Limited Partnership
----
----
Ordonnance
d'interdiction
d'opГ©rations
----
--Yes/Oui
Yes/Oui
-Yes/Oui
-----------------Yes/Oui
--Yes/Oui
--------------------
--1b, 1c, 1e
1c, 1e
-1a, 1b
-----------------1a, 1c, 1e
--1a, 1c, 1e, 3
--------------------
--Yes/Oui
Yes/Oui
-Yes/Oui
--------Yes/Oui
-----Yes/Oui
--Yes/Oui
--Yes/Oui
----Yes/Oui
-----Yes/Oui
-------Yes/Oui
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
Northim Mines Inc.
Northland Power Inc.
Northland Resources SE
Northland Systems Training Inc.
Northpoint Corporation
Northquest Ltd.
Northquest Ventures Inc.
Northstar Aerospace, Inc.
Northstar Healthcare Inc.
NorthWest Healthcare Properties Real Estate
Investment Trust
NorthWest International Healthcare Properties
Real Estate Investment Trust
Norvista Capital Corporation
Nothing Personal
Nouveau Monde Mining Enterprises Inc.
NOVA Gas Transmission Ltd.
Nova Scotia Power Incorporated
NovaBay Pharmaceuticals, Inc.
NovaCopper Inc.
Novadaq Technologies Inc.
NovaDx Ventures Corp.
NovaGold Resources Inc.
Noveko International Inc.
Novo Resources Corp.
NSI Global Inc.
NSP Pharma Corp.
NSR Resources Inc.
NSX Silver Inc.
Ntex Incorporated
NTG Clarity Networks Inc.
NTI Resources Limited
Nu-Life Corp.
---Yes/Oui
---Yes/Oui
---
---1a, 1b
---1a, 1c, 1d, 1e, 3
---
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
---
--
--
--
--
--------Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
------Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
-1992/09/30
------2014/11/10
-2013/10/03
-2003/09/16
2006/09/05
--2002/05/31
-1999/09/24
2003/05/21
Nuance Communications, Inc.
Nubian Resources Ltd.
Nucontex Corporation
Nuinsco Resources Limited
NuLegacy Gold Corporation
Nunavik Nickel Mines Ltd.
Nutaaq R & D Investments Limited Partnership
Nutaaq Software Inc.
NuVista Energy Ltd.
Nuvo Research Inc.
Nuvolt Corporation Inc.
NWM Mining Corporation
NWT Uranium Corp.
NXA Inc.
N.W.T. Copper Mines Limited
O'Donnell 1996 Limited Partnership
--Yes/Oui
--------------
--------1a, 1c, 1e, 3
-1a, 1c, 1d, 1e, 3
-1b
1b, 1c, 1e
--1a, 1d
--1a, 1b, 1c, 1d, 1e,
3
--1a
--------------
--Yes/Oui
---Yes/Oui
Yes/Oui
------Yes/Oui
--
--2002/11/21
---1983/12/06
1983/12/06
------2008/03/03
--
(YYYY/MM/DD)
O
1979/07/17
--2003/01/23
1999/10/06
-1995/06/15
2012/04/05
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------------------------Yes/Oui
------------------------
-------------------------1a, 1b, 1c, 1e, 3
------------------------
Ordonnance
d'interdiction
d'opГ©rations
-------------------Yes/Oui
----Yes/Oui
Yes/Oui
--------------Yes/Oui
-Yes/Oui
-Yes/Oui
--Yes/Oui
--
Order Date
(YYYY/MM/DD)
O'Donnell 1997 Limited Partnership
O'Leary Bond Portfolio Trust
O'Leary Canadian Balanced Income Fund
O'Leary Canadian Bond Yield Fund
O'Leary Canadian Diversified Income Fund
O'Leary Canadian Dividend Fund
O'Leary Canadian High Income Fund
O'Leary Conservative Income Fund
O'Leary Emerging Markets Income Fund
O'Leary Floating Rate Income Fund
O'Leary Global Bond Yield Advantaged Fund
O'Leary Global Bond Yield Fund
O'Leary Global Dividend Fund
O'Leary Global Income Fund
O'Leary Global Infrastructure Income Fund
O'Leary Strategic Yield Plus Fund
O'Leary Tactical Income Fund
O'Leary U.S. Strategic Yield Advantaged Fund
O'Leary U.S. Strategic Yield Fund
Oaks Golf and Country Club Inc.
Oando Energy Resources Inc.
Oban Mining Corporation
Occidental Petroleum Corporation
OceanaGold Corporation
Oceanic Electronics Corporation Inc.
OceanLake Commerce Inc.
OceanRock Balanced Portfolio
OceanRock Canadian Equity Fund
OceanRock Growth Portfolio
OceanRock Growth & Income Portfolio
OceanRock Income Portfolio
OceanRock Income & Growth Portfolio
OceanRock International Equity Fund
OceanRock Maximum Growth Portfolio
OceanRock U.S. Equity Fund
Oceanus Resources Corporation
OCP Credit Strategy Fund
OCP Credit Trust
OCP Investment Trust
OCP Senior Credit Fund
OCS Technologies Corp.
Octant Energy Corp.
Odyssey Industries Incorporated
Odyssey Resources Limited
Off Your Rocker
Offsetters Climate Solutions Inc.
Oil Optimization Inc.
Oil Patch Group Inc.
Oil Sands Sector Fund
Date de
l'ordonnance
-------------------1993/10/21
----1986/11/28
2008/10/02
--------------1995/09/29
-1983/07/27
-1987/09/25
--1988/09/12
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-----
--1996/05/27
1996/05/27
2008/05/28
1992/06/23
2008/07/03
-----
(YYYY/MM/DD)
Oilsands Quest Inc.
Yes/Oui
Olivut Resources Ltd.
Olympia Financial Group Inc.
Olympia & York 240 Sparks Street Limited
Olympia & York First Canadian Place Limited
Omnitech Consultant Group Inc.
Omniweb Inc.
Onco Petroleum Inc.
Oncolytics Biotech Inc.
Oncothyreon Inc.
ONE Financial All-Weather Profit Canada Fund
ONE Financial All-Weather Profit Canada
Investment Pool
ONE Financial All-Weather Profit Commodities
Fund
ONE Financial All-Weather Profit Commodities
Investment Pool
ONE Financial All-Weather Profit Conservative
Growth 2022 Principal-Protected Investment Pool
ONE Financial All-Weather Profit Conservative
Growth 2022 Protected Portfolio
ONE Financial All-Weather Profit Emerging
Markets Fund
ONE Financial All-Weather Profit Emerging
Markets Investment Pool
ONE Financial All-Weather Profit Europe & Asia
Fund
ONE Financial All-Weather Profit Europe & Asia
Investment Pool
ONE Financial All-Weather Profit Global Diversified
Fund
ONE Financial All-Weather Profit Global Diversified
Growth Fund
ONE Financial All-Weather Profit Global Diversified
Growth Investment Pool
ONE Financial All-Weather Profit Global Diversified
Investment Pool
ONE Financial All-Weather Profit Growth & Income
Balanced Fund
ONE Financial All-Weather Profit Growth & Income
Balanced Investment Pool
ONE Financial All-Weather Profit Monthly Bond
Investment Pool
ONE Financial All-Weather Profit Monthly ROC
Income 2022 Principal-Protected Investment Pool
ONE Financial All-Weather Profit Monthly ROC
Income 2022 Protected Portfolio
ONE Financial All-Weather Profit Monthly TaxEfficient Bond Fund
----Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
1a, 1b, 1c, 1d, 1e,
3
----1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
--1a, 1c, 3
1a, 1c, 3
2012/08/08
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
1a, 1c, 3
--
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
ONE Financial All-Weather Profit Short-term
Savings Investment Pool
ONE Financial All-Weather Profit Tax-Efficient
Short-term Savings Fund
ONE Financial All-Weather Profit U.S. Fund
ONE Financial All-Weather Profit U.S. Investment
Pool
ONE Financial Real Property Development Trust
(2008-1)
ONE Financial Real Property Income Fund (20081)
ONE Signature Financial Corporation
OneCap Investment Corporation
ONEnergy Inc.
Oneroof Energy Group, Inc.
Onex Corporation
Online Direct Inc.
Online Hearing Inc.
Ontario Cine Corp.
Ontario General Insurance Company
Ontario Power Generation Inc.
Ontario Teachers' Village (Florida) Limited
Partnership
Ontario Teachers Mortgage Fund
Opal Energy Corp.
Opawica Explorations Inc.
Open Source Health Inc.
Open Text Corporation
Opimian California Vineyards Corporation, The
Oppenheimer Holdings Inc.
Opsens Inc.
Opta Minerals Inc.
Oracle Mining Corp.
Oramericas Corp.
Orange
Orbit Garant Drilling Inc.
Orbite Aluminae Inc.
Orbus Pharma Inc.
Orca Gold Inc.
Orca Touchscreen Technologies Ltd.
Orefinders Resources Inc.
Oremex Gold Inc.
OREX MINERALS INC.
Orezone Gold Corporation
Organic Potash Corporation
Oriana Resources Corporation
Orinoco Tours Limited
Oroco Resource Corp.
Orocobre Limited
Yes/Oui
1a, 1c, 3
Ordonnance
d'interdiction
d'opГ©rations
--
Yes/Oui
1a, 1c, 3
--
--
Yes/Oui
Yes/Oui
1a, 1c, 3
1a, 1c, 3
---
---
Yes/Oui
1a, 1c, 1e, 3
Yes/Oui
2014/05/14
Yes/Oui
1a, 1c, 1e, 3
Yes/Oui
2014/05/14
Yes/Oui
----Yes/Oui
Yes/Oui
----Yes/Oui
2007/01/29
----2001/10/18
------
1b, 1c, 1e
----1a, 1b, 1c, 1d, 1e,
3
------
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
2013/02/04
1991/07/16
1989/06/02
-1994/06/06
--------------Yes/Oui
---Yes/Oui
--------
--------------1a, 1b, 1c, 1e, 3
---1a, 1b, 1c, 1e, 3
--------
Yes/Oui
----Yes/Oui
--------Yes/Oui
---Yes/Oui
----Yes/Oui
---
1979/12/05
----1994/05/03
--------2010/05/10
---2013/08/14
----1990/11/05
---
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
Yes/Oui
--Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
1996/06/05
-2012/05/07
1992/08/31
-2014/02/12
---2014/07/10
-2012/03/22
Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
2005/11/03
1998/09/23
--2000/08/18
-1990/08/03
1984/10/17
---2014/05/14
--2001/07/09
1994/03/08
1998/01/28
1989/01/26
(YYYY/MM/DD)
P
Orosur Mining Inc.
Orsu Metals Corporation
Orvana Minerals Corp.
Oryx Petroleum Corporation Limited
Osisko Gold Royalties Ltd.
Osta Biotechnologies Inc.
OTI Technologies Inc.
Otis Gold Corp.
OutdoorPartner Media Corporation
Outlook Resources Inc.
Outrider Energy Corp.
Ovid Capital Ventures Inc.
Oyster Oil and Gas Ltd.
Pace Corporation, The
Pacgen Life Science Corporation
Pacific Coal Resources Ltd.
Pacific Consolidated Resources Corp.
Pacific Energy Resources Ltd.
-----Yes/Oui
---Yes/Oui
------Yes/Oui
Yes/Oui
Pacific Energy Systems Ltd.
Pacific Insight Electronics Corp.
Pacific Lottery Corporation
Pacific National Financial Corporation
Pacific North West Capital Corp.
Pacific Orient Capital Inc.
Pacific Rubiales Energy Corp.
Pacific Safety Products Inc.
Pacific Therapeutics Ltd.
Pacific Vector Holdings Inc.
Pacific & Western Bank of Canada
Pacrim International Capital Inc.
--Yes/Oui
--Yes/Oui
---Yes/Oui
-Yes/Oui
PacRim Resources Ltd.
Paige Innovations Inc.
Painted Pony Petroleum Ltd.
Paladin Energy Ltd.
Pallet Pallet Inc.
Palliser Oil & Gas Corporation
Palm Beach County Utilities Corporation
Palm Springs Square Limited Partnership
Palo Duro Energy Inc.
Palos Equity Income Fund
Pan African Oil Ltd.
Pan American Fertilizer Corp.
Pan American Silver Corp.
Pan Global Resources Inc.
Pan Ocean Explorations Inc.
Pan Pacific Petroleum Inc.
Pan Pacific Strategies Corp.
Pan Union Petroleum Corporation
Yes/Oui
----------Yes/Oui
----Yes/Oui
--
-----1a, 1c, 1e, 3
---1a, 1c, 1e, 3
------1a, 1b
1a, 1b, 1c, 1d, 1e,
3
--1a, 1b, 1c, 1e, 3
--1a, 1c, 1e, 3
---1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1d, 1e,
3
1a, 1b, 1c, 1e, 3
----------1a, 1b, 1c, 1e, 3
----1a, 1d
--
-----2012/05/04
1987/07/22
--2011/04/04
---1998/05/29
--2001/11/28
2010/03/30
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
---Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
2002/02/25
2004/02/23
-2002/03/05
---1996/09/26
(YYYY/MM/DD)
Pancontinental Uranium Corporation
Panda Capital Inc.
Pangolin Diamonds Corp.
Panoro Minerals Ltd.
Pantheon Ventures Ltd.
Para-Tech Energy Services Inc.
Paragon Entertainment Corporation
Parallel Energy Trust
Paramount Gold and Silver Corp.
Paramount Resources Ltd.
Parex Resources Inc.
Park Lawn Company Limited
Park Lawn Corporation
Park Meditech Inc.
Park Square Properties Limited Partnership
Parkit Enterprise Inc.
Parkland Fuel Corporation
Parkview Lodge Apartments Limited
Parkview Village II, Limited Partnership
Parkview Village I, Limited Partnership
Parlane Resource Corp.
Partner Jet Corp.
Partners Real Estate Investment Trust
Partners Value Fund Inc.
Partners Value Split Corp.
Parton Capital Inc.
Partyco Holdings Ltd.
Pasinex Resources Limited
Pason Systems Inc.
Passport Potash Inc.
Pat Gold Mines Limited
Pathfinder Convertible Debenture Fund
Pathway 2010 GORR Limited Partnership
Patino, N.V.
Pattern Energy Group Inc.
Pay Linx Financial Corporation
PC Chips Corporation
PC Gold Inc.
PCL Industries Limited
PDC Biological Health Group Corporation
Peace Arch Entertainment Group Inc.
-----Yes/Oui
--------Yes/Oui
----------Yes/Oui
Yes/Oui
--------Yes/Oui
Yes/Oui
---Yes/Oui
Peachtree Network Inc.
Peak Brewing Group Inc.
Peak Positioning Technologies Inc.
Peaksoft Multinet Corp.
Pearl River Holdings Limited
Peat Resources Limited
Pediapharm Inc.
Pega Capital Corporation
Yes/Oui
Yes/Oui
-Yes/Oui
-----
-----1a, 1b
--------1a, 1b, 1c, 1e, 3
----------1b
1a
--------1a, 1c, 1e, 3
1a, 1b, 1d, 3
---1a, 1b, 1c, 1d, 1e,
3
1b
1a, 1d, 3
-1a, 1c, 1e, 3
-----
-----2002/06/19
1998/08/25
------1998/02/05
1998/07/29
--1979/03/13
1985/06/23
1985/04/03
-----2003/03/11
2002/05/23
---1987/06/23
--1985/08/26
-2009/05/11
2003/01/24
-1992/06/08
-2008/12/04
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
--Yes/Oui
----------Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
Date de
l'ordonnance
-Yes/Oui
-Yes/Oui
------Yes/Oui
------Yes/Oui
Yes/Oui
Yes/Oui
-----
-1989/02/15
-1990/11/06
------1988/05/25
------2009/07/08
1993/07/29
2002/07/25
-----
(YYYY/MM/DD)
Pegasus Gold Inc.
Pelangio Exploration Inc.
Pele Mountain Resources Inc.
Pelham Gold "N" Grain Inc.
Pembina Pipeline Corporation
Pender Balanced Fund
Pender Canadian Equity Fund
Pender Corporate Bond Fund
Pender Small Cap Opportunities Fund
Pender US All Cap Equity Fund
Pender Value Fund
Pengrowth Energy Corporation
Penn West Petroleum Ltd.
Pennine Petroleum Corporation
Pennington's Stores Limited
Pennzoil Company
Pension Mutual Fund Limited
Penway Explorers Ltd.
People Corporation
Pepcap Ventures Inc.
Peragis Inc.
Pere Marquette Petroleums Ltd.
Peregrine Diamonds Ltd.
Performance Sports Group Ltd.
Perial Ltd.
--------------------Yes/Oui
---Yes/Oui
Perisson Petroleum Corporation
Permanent Acceptance Corporation Limited
Perpetual Energy Inc.
Perrex Resources Inc.
Perseus Mining Limited
Peruvian Precious Metals Corp.
PESA Corporation
Petaquilla Minerals Ltd.
Pethealth Inc.
Petro-Canada Enterprises Inc.
Petro-Sun International Inc.
Petro-Victory Energy Corp.
Petro Basin Energy Corp.
Petro One Energy Corp.
Petroamerica Oil Corp.
PetroCorp Group Inc.
Petrodorado Energy Ltd.
Petrol One Corp.
Petroleum Capital Energy Inc.
Petrolex Energy Corporation
Petrolympic Ltd.
PetroMaroc Corporation plc
Petromin Resources Ltd.
PetroNova Inc.
-------Yes/Oui
---------Yes/Oui
-Yes/Oui
-----
--------------------1a, 1b, 1d
---1a, 1b, 1c, 1e, 2c,
3
-------1a, 1c, 1d, 1e, 3
---------1a, 1b, 1c, 1e, 3
-1a, 1b
-----
1999/12/16
--1991/06/03
----------1995/01/05
--1990/04/10
--2001/07/10
1974/01/04
--2006/08/02
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-------Yes/Oui
Yes/Oui
Yes/Oui
--------
-------1a, 1c, 1e, 3
1b
1a, 1b, 1c, 1e, 3
--------
Ordonnance
d'interdiction
d'opГ©rations
----Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
------
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
----
----
----
----
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
-------
-------
-------
-------
(YYYY/MM/DD)
PetroQuest Energy Inc.
PetroShale Inc.
Petrowest Corporation
Peyto Exploration & Development Corp.
Peyto Oils Ltd.
PFB Corporation
Pharma Patch plc
PharmaGap Inc.
Pharmaglobe Inc.
PharmEng International Inc
PHH Corporation
Philip Services Corp.
Phillips, Hager & North Balanced Fund
Phillips, Hager & North Balanced Pension Trust
Phillips, Hager & North Bond Fund
Phillips, Hager & North Canadian Equity Fund
Phillips, Hager & North Canadian Equity Pension
Trust
Phillips, Hager & North Canadian Equity Plus
Pension Trust
Phillips, Hager & North Canadian Equity
Underlying Fund
Phillips, Hager & North Canadian Equity
Underlying Fund II
Phillips, Hager & North Canadian Equity Value
Class
Phillips, Hager & North Canadian Equity Value
Fund
Phillips, Hager & North Canadian Growth Fund
Phillips, Hager & North Canadian Income Fund
Phillips, Hager & North Canadian Money Market
Fund
Phillips, Hager & North Community Values
Balanced Fund
Phillips, Hager & North Community Values Bond
Fund
Phillips, Hager & North Community Values
Canadian Equity Fund
Phillips, Hager & North Community Values Global
Equity Fund
Phillips, Hager & North Currency-Hedged
Overseas Equity Fund
Phillips, Hager & North Currency-Hedged U.S.
Equity Fund
Phillips, Hager & North Dividend Income Fund
Phillips, Hager & North Global Equity Fund
Phillips, Hager & North High Yield Bond Fund
Phillips, Hager & North Inflation-Linked Bond Fund
Phillips, Hager & North LifeTime 2015 Fund
Phillips, Hager & North LifeTime 2020 Fund
----1981/06/13
-1995/07/21
2013/05/06
1999/10/13
2009/05/20
-2000/06/02
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Phillips, Hager & North LifeTime 2025 Fund
Phillips, Hager & North LifeTime 2030 Fund
Phillips, Hager & North LifeTime 2035 Fund
Phillips, Hager & North LifeTime 2040 Fund
Phillips, Hager & North LifeTime 2045 Fund
Phillips, Hager & North LifeTime 2050 Fund
Phillips, Hager & North Long Inflation-linked Bond
Fund
Phillips, Hager & North Monthly Income Class
Phillips, Hager & North Monthly Income Fund
Phillips, Hager & North Overseas Equity Class
Phillips, Hager & North Overseas Equity Fund
Phillips, Hager & North Overseas Equity Pension
Trust
Phillips, Hager & North Short Inflation-linked Bond
Fund
Phillips, Hager & North Short Term Bond &
Mortgage Fund
Phillips, Hager & North Small Float Fund
Phillips, Hager & North Total Return Bond Fund
Phillips, Hager & North Total Return Bond LP
Phillips, Hager & North Total Return Bond Trust
Phillips, Hager & North U.S. Dividend Income Fund
Phillips, Hager & North U.S. Equity Fund
Phillips, Hager & North U.S. Growth Fund
Phillips, Hager & North U.S. Multi-Style All-Cap
Equity Class
Phillips, Hager & North U.S. Multi-Style All-Cap
Equity Fund
Phillips, Hager & North Vintage Fund
Phillips, Hager & North $U.S. Money Market Fund
Phobia
Phoenician Fund Corporation I, The
Phoenix Canada Oil Company Limited
Phoenix Capital Inc.
Phoenix Gold Resources Corp.
Phoenix Health Group Inc.
Phoscan Chemical Corp.
Photon Control Inc.
PHX Energy Services Corp.
Picton Mahoney Tactical Income Fund
Pilot Gold Inc.
PIMCO Canadian Real Return Bond Fund
PIMCO Canadian Short Term Bond Fund
PIMCO Canadian Total Return Bond Fund
PIMCO EqS Pathfinder Fund (Canada)
PIMCO Global Advantage Strategy Bond Fund
(Canada)
PIMCO Global Balanced Fund (Canada)
PIMCO Global Income Opportunities Fund
--------
--------
Ordonnance
d'interdiction
d'opГ©rations
--------
------
------
------
------
--
--
--
--
--
--
--
--
---------
---------
---------
---------
--
--
--
--
---Yes/Oui
-Yes/Oui
-------------
---1b, 1c, 1e
-1a, 1b, 1c, 1e, 3
-------------
--Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
-----------
--1983/10/17
2013/06/17
-2007/08/24
-2000/07/26
-----------
---
---
---
---
--------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---Yes/Oui
Date de
l'ordonnance
--
--
-------Yes/Oui
--Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
-------2008/08/29
--2009/11/09
--1994/06/06
1994/06/06
--2003/03/27
Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
---------
1996/06/05
1999/10/13
----2003/09/09
2003/09/09
--1991/04/12
-1990/11/05
-1992/06/03
1982/06/28
---------
(YYYY/MM/DD)
PIMCO Monthly Income Fund (Canada)
PIMCO Unconstrained Bond Fund (Canada)
Pine Cliff Energy Ltd.
Pine Valley Mining Corporation
---Yes/Oui
PineBridge Investment Grade Preferred Securities
Fund
Pinecrest Energy Inc.
Pinetree Capital Ltd.
Pineview Tower Apartment Project
Pinnacle Balanced Portfolio
Pinnacle Growth Portfolio
Pinnacle Income Portfolio
Pioneering Technology Corp.
Piper Resources Ltd.
Pivot Technology Solutions, Inc.
Pivotal Therapeutics Inc.
Pixman Nomadic Media Inc.
Pizza Pizza Royalty Corp.
PJX Resources Inc.
Place Concorde East Limited Partnership
Place Concorde West Limited Partnership
Place Montfort Apartment Project
Plaintree Systems Inc.
Planetsafe Enviro Corporation
--------Yes/Oui
--Yes/Oui
------Yes/Oui
Plasticycle Inc.
Plata-Peru Resources Inc.
Plata Latina Minerals Corporation
Plate Resources Inc.
Platinex Inc.
Platino Energy Corp.
Platinova A/S
Platinova Resources Ltd.
Platinum Communications Corporation
Platinum Group Metals Ltd.
Platinum Lake Technology Inc.
Plato Gold Corp.
Playa El Agua Hotel Limited Partnership
Plaza Retail REIT
Pleasant Realty & Financial Corporation
Plumbing Marts of America, Inc.
Plus8 Global Ventures, Ltd.
Plymouth Realty Capital Corp.
PNO Resources Ltd.
POCML 3 Inc.
POET Technologies Inc.
Pointe West Golf Club Corp.
Points International Ltd.
Polar Star Mining Corporation
-Yes/Oui
-----Yes/Oui
-----------------
---1a, 1b, 1c, 1d, 1e,
3
--------1a, 1b, 1c, 1e, 3
--1a, 1b, 1c, 1e, 3
------1a, 1b, 1c, 1d, 1e,
3
-1a, 1b, 1d, 3
-----1a, 1b, 1d
-----------------
---2009/04/03
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---------------Yes/Oui
Yes/Oui
Date de
l'ordonnance
-Yes/Oui
Yes/Oui
----Yes/Oui
---Yes/Oui
--
-1999/09/24
1990/06/28
----1986/12/01
---2010/09/16
--
(YYYY/MM/DD)
Polaris Minerals Corporation
Pollard Banknote Limited
Polo Resources Limited
PolyMet Mining Corp.
Polyphalt Inc.
Ponder Oils Ltd.
Ponderosa Fund
Poplar Creek Resources Inc.
Poplar Point Energy Inc.
Portage Biotech Inc.
Portex Minerals Inc.
Portfolio Series Balanced Fund
Portfolio Series Balanced Growth Fund
Portfolio Series Conservative Balanced Fund
Portfolio Series Conservative Fund
Portfolio Series Growth Fund
Portfolio Series Income Fund
Portfolio Series Maximum Growth Fund
Portland Advantage Fund
Portland Canadian Balanced Fund
Portland Canadian Focused Fund
Portland Global Banks Fund
Portland Global Dividend Fund
Portland Global Income Fund
Porto Energy Corp.
Poseidon Concepts Corp.
----Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---------------Yes/Oui
Yes/Oui
Posera-HDX Limited
Position Inc.
Posters Plus Marketing Corp.
Postmedia Network Canada Corp.
Potash Corporation of Saskatchewan Inc.
Potash Ridge Corporation
Pounder Venture Capital Corp.
Povey Corporation Limited
Powder Mountain Energy Ltd.
Power Corporation of Canada
Power Financial Corporation
Power Tech Corporation Inc.
PowerShares 1-3 Year Laddered Floating Rate
Note Index ETF
PowerShares 1-5 Year Laddered Corporate Bond
Index Fund
PowerShares 1-5 Year Laddered Investment
Grade Corporate Bond Index ETF
Powershares Canadian Dividend Index Class
PowerShares Canadian Dividend Index ETF
PowerShares Canadian Low Volatility Index Class
PowerShares Canadian Preferred Share Index
Class
-----------Yes/Oui
--
----1a, 1b
-1a, 1c, 1e, 3
1a, 1c, 1e, 3
1b, 1c, 1e
---------------1b, 1c, 1e
1a, 1c, 1d, 1e, 2b,
3
-----------1a, 1b, 1c, 1e, 3
--
----2003/07/21
1986/07/03
2014/05/14
2014/05/09
2011/05/09
---------------2014/08/13
2013/02/26
--
--
--
--
--
--
--
--
-----
-----
-----
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
PowerShares Canadian Preferred Share Index
ETF
PowerShares Diversified Yield Fund
Powershares FTSE RAFI Canadian Fundamental
Index Class
PowerShares FTSE RAFI Canadian Fundamental
Index ETF
PowerShares FTSE RAFI US Fundamental (CAD
Hedged) Index ETF
PowerShares FTSE RAFIВ® Emerging Markets
Fundamental Class
PowerShares FTSE RAFIВ® Global+ Fundamental
Fund
PowerShares FTSE RAFIВ® U.S. Fundamental
Fund
PowerShares Fundamental High Yield Corporate
Bond (CAD Hedged) Index ETF
PowerShares Global Agriculture Class
PowerShares Global Dividend Achievers Fund
PowerShares High Yield Corporate Bond Index
Fund
PowerShares LadderRite U.S. 0-5 Year Corporate
Bond Index ETF
PowerShares QQQ (CAD Hedged) Index ETF
PowerShares Real Return Bond Index Fund
PowerShares Senior Loan (CAD Hedged) Index
ETF
Powershares S&P 500 High Beta (CAD Hedged)
Index ETF
PowerShares S&P 500 Low Volatility (CAD
Hedged) Index ETF
PowerShares S&P Emerging Markets Low
Volatility Index ETF
PowerShares S&P International Developed Low
Volatility Index ETF
PowerShares S&P/TSX Composite High Beta
Index ETF
PowerShares S&P/TSX Composite Low Volatility
Index ETF
PowerShares Tactical Bond Capital Yield Class
PowerShares Tactical Bond ETF
PowerShares Tactical Bond Fund
PowerShares Tactical Canadian Asset Allocation
Fund
PowerShares Ultra Liquid Long Term Government
Bond Index ETF
PowerShares U.S. Low Volatility Index Fund
Powertech Uranium Corp.
Poydras Gaming Finance Corp.
Poynt Corporation
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
---
---
---
---
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
----
----
----
----
--
--
--
--
----
----
----
----
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
-----
-----
-----
-----
--
--
--
--
---Yes/Oui
---1a, 1b, 1c, 1e, 3
---Yes/Oui
---2013/06/12
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Date de
l'ordonnance
----Yes/Oui
--Yes/Oui
-----Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----2008/04/10
--2009/04/08
-----1986/06/26
--1989/11/08
1996/01/09
1994/05/24
2012/12/06
2011/10/18
--Yes/Oui
-----Yes/Oui
--------Yes/Oui
Yes/Oui
-Yes/Oui
--
--2014/06/17
-----2001/10/26
--------1987/06/30
2006/09/11
-2013/01/24
--
Yes/Oui
Yes/Oui
--
1984/04/11
2014/09/10
--
(YYYY/MM/DD)
PPOA Holding, Inc. (formerly Protective Products
of America, Inc.)
PrairieSky Royalty Ltd.
Precious Metals and Mining Trust
Precious Metals Bullion Trust
Precipitate Gold Corp.
Precision Assessment Technology Corporation
Precision Drilling Corporation
Preferred Share Investment Trust
PreMD Inc.
Premier Canadian Income Fund
Premier Diagnostic Health Services Inc.
Premier Gold Mines Limited
Premier Royalty Inc.
Premium Brands Holdings Corporation
Premium Equity Corporation
Premium Exploration Inc.
Premium Income Corporation
Premium Letney Canada Inc.
Premium Springwater & Juice Company Ltd.
Prenor Financial Ltd.
Preo Software Inc.
Prestige Telecom Inc.
Yes/Oui
Pretium Resources Inc.
Prima Colombia Hardwood Inc.
Primaria Capital (Canada) Ltd.
Primary Energy Recycling Corporation
Prime City One Capital Corp.
Prime Dividend Corp.
Prime Meridian Resources Corp.
Primeline Energy Holdings Inc.
Primenet Communications Inc.
Primerica Aggressive Growth Fund
Primerica Canadian Money Market Fund
Primerica Conservative Growth Fund
Primerica Growth Fund
Primerica Income Fund
Primerica Moderate Growth Fund
Primero Mining Corp.
PrimeWest Mortgage Investment Corporation
Primrose Technology Corporation
Printera Corporation
Prism Medical Ltd.
Priszm Income Fund
Priviti Oil & Gas Opportunities Limited Partnership
2013
Prize Puzzle Inc.
Pro-Trans Ventures Inc.
Pro FTSE NA Dividend Index Fund
--------Yes/Oui
---------Yes/Oui
-Yes/Oui
--
1a, 1b, 1c, 1d, 1e,
3
----1a, 1c, 1d, 1e, 3
--1a, 1c, 1d, 1e, 3
--------1a, 1b, 1d
--1b, 1c, 1e
1a, 1b, 1c, 1e, 2a,
3
--------1a, 1b
---------1b, 1c, 1e
-1a, 1b, 1c, 1e, 3
--
-Yes/Oui
Yes/Oui
-1b, 1c, 1e
1b, 1c
----Yes/Oui
--Yes/Oui
--------Yes/Oui
--Yes/Oui
Yes/Oui
2010/07/08
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-------Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
---------------Yes/Oui
Yes/Oui
Date de
l'ordonnance
-Yes/Oui
-Yes/Oui
-Yes/Oui
----Yes/Oui
---
-1991/07/26
-1982/09/10
-2013/11/26
----1992/05/12
---
Yes/Oui
--Yes/Oui
1990/06/20
--1987/04/01
(YYYY/MM/DD)
Pro FTSE RAFI Canadian Index Fund
Pro FTSE RAFI Emerging Markets Index Fund
Pro FTSE RAFI Global Index Fund
Pro FTSE RAFI Hong Kong China Index Fund
Pro FTSE RAFI US Index Fund
Pro Fundamental Balanced Index Fund
Pro Fundamental Bond Index Fund
Pro Minerals Inc.
Pro Money Market Fund
Pro Real Estate Investment Trust
Probe Exploration Inc.
Probe Mines Limited
Process Capital Corp.
Production Enhancement Group, Inc.
Professionals' American Dividend Fund
Professionals' American Index Fund
Professionals' Asian Equity Fund
Professionals' Balanced Fund
Professionals' Balanced Growth Fund
Professionals' Bond Fund
Professionals' Canadian Dividend Fund
Professionals' Canadian Equity Fund
Professionals' Emerging Markets Equity Fund
Professionals' European Equity Fund
Professionals' Global Equity Fund
Professionals' Global Fixed Income Fund
Professionals' Retirement Balanced Fund
Professionals' Short Term Fund
Progressive Waste Solutions Ltd.
Projectus Development Fund Incorporated
Promax Energy Inc.
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
----------------Yes/Oui
ProMetic Life Sciences Inc.
Pronto Explorations Limited
ProntoForms Corporation
Proper Channels
Prophecy Coal Corp.
ProSep Inc.
Prospect Park Capital Corp.
Prosper Gold Corp.
Prosperity Goldfields Corp.
Prospero Silver Corp
Proteo Technology Corporation
Province of Manitoba
Prudential-Bache Self-Directed Education Savings
Plan
Prudential Place Apartment Project
Pulse Seismic Inc.
Puma Exploration Inc.
Pure Energy Resources Inc.
-----Yes/Oui
--------
1b, 1c
1b, 1c
1b, 1c
1b, 1c
1b, 1c, 3
1b, 1c
1b, 1c
1a, 1c, 1e, 3
1b, 1c, 2c
---1a, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
----------------1a, 1b, 1c, 1d, 1e,
3
-----1b, 1c, 1e
--------
---Yes/Oui
---1a, 1b
-------2012/09/12
--2000/07/17
-2012/05/07
2009/12/10
---------------1991/07/24
2005/03/28
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
Yes/Oui
------------------
1a, 1c, 1e, 1l, 3
------------------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
------------------
------Yes/Oui
--Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
---
------1b, 1c, 1e, 3
--1a, 1d
1b, 1c, 1e
---1a
-1a, 1c, 1d, 1e, 3
---
----Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----1989/10/19
-2009/06/24
--1998/01/27
2011/01/14
---2003/06/26
-2009/04/13
1982/09/30
1989/09/14
------Yes/Oui
-----
------1a, 1c, 1e, 3
-----
---Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
--
---1998/06/23
-1992/01/28
2013/05/02
--1991/06/26
--
(YYYY/MM/DD)
Q
Pure Energy Visions Corporation
Pure Industrial Real Estate Trust
Pure Multi-Family REIT LP
Pure Nickel Inc.
Pure Technologies Ltd.
Purepoint Uranium Group Inc.
Purpose Best Ideas Fund
Purpose Core Dividend Fund
Purpose Diversified Real Asset Fund
Purpose Duration Hedged Real Estate Fund
Purpose Enhanced U.S. Equity Fund
Purpose High Interest Savings ETF
Purpose International Dividend Fund
Purpose International Tactical Hedged Equity Fund
Purpose Investment Grade Focus Trust
Purpose Monthly Income Fund
Purpose Multi-Strategy Market Neutral Fund
Purpose Short Duration Emerging Markets Bond
ETF
Purpose Short Duration Global Bond ETF
Purpose Tactical Hedged Equity Fund
Purpose Total Return Bond Fund
Purpose US Dividend Fund
Putnam Health Sciences Trust for Canada
PWC Capital Inc.
Pyramid Petroleum Inc.
Pyrogenesis Canada Inc.
P&P Ventures Inc.
Q-Entertainment Inc.
Q2 Gold Resources Inc.
QHR Corporation
QLT Inc.
QMX Gold Corporation
Qnetix Inc.
QSOLAR Limited
QSound Labs, Inc.
Quadrant Film Investors 1978-A
Quadrille Retirement Homes Limited Partnership
No. 1
Quadrus Fixed Income Fund
Quadrus Trimark Balanced Fund
Quad/Graphics, Inc.
Quality Dino Entertainment Ltd.
Quanta Resources Inc.
Quantified Signal Imaging Inc.
Quantitative Alpha Trading Inc.
Quantum International Income Corp.
Quartet Resources Limited
Quartz Crystals Mines Limited
Quartz Mountain Resources Ltd.
2012/12/06
------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
R
Quebecor Inc.
Queen Street Camera Inc.
Queensway Financial Holdings Limited
Quest 84 Energy Program
Quest 85 Energy Program Limited Partnership
Quest Rare Minerals Ltd.
Questerre Energy Corporation
Questfire Energy Corp.
Quia Resources Inc.
Quinsam Capital Corporation
Quinte Bay No. 3 Limited Partnership
Quorum Expansion Capital Fund Inc.
Quotential Global Growth Corporate Class Portfolio
Qwest 2013 Oil & Gas Flow-Through Limited
Partnership - CDE Units
Qwest 2013 Oil & Gas Flow-Through Limited
Partnership - CEE Units
Qwest Energy Canadian Resource Class
Qwest Energy Financial Corp.
Qwest Global Tactical Balanced Class
QZZ Inc.
Q.E.X. Resources Inc.
Q/Media Services Corporation
R Split III Corp.
Ra Minerals Inc. (prev. Ra Resources Ltd.)
Racad Technologies Ltd.
Radiant Energy Corporation
Radient Technologies Inc.
Rae-Wallace Mining Company
Rage Energy Ltd.
Raging River Exploration Inc.
Railtown Capital Corp.
Raimount Energy Inc.
Rainbow Resources Inc.
Rainmaker Entertainment Inc.
Rainmaker Resources Ltd.
Rainy Mountain Royalty Corp.
Ram Petroleums Limited
Ram Power, Corp.
Rambler Oil Company
Randgold Resources Limited
Range Energy Resources Inc.
Range Gold Corp.
Ranney Gold Mines Limited
Rapid Solutions Corporation
Rare Element Resources Ltd.
Raven Rock Strategic Income Fund
Ravencrest Condominium Hotel Limited
Partnership
Ravencrest Resources Inc.
-----------Yes/Oui
---
-----------1a, 1b, 1c, 3
---
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
----
--
--
--
--
-----Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-------Yes/Oui
----Yes/Oui
-Yes/Oui
----
-----1a, 1b
-1a, 1b, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
1a, 1c, 1e
--1b, 1c, 1e
-------1a, 1d
----1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
----
---Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
-------Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
---1988/01/13
1998/07/07
2003/01/13
-2010/12/06
2005/08/12
2013/03/08
--2008/12/09
-------2000/07/21
-1985/06/19
--2011/05/13
1989/06/13
2009/09/14
--1991/10/21
--
--
--
--
-1990/01/04
2001/05/30
1985/07/10
1986/02/05
-----1999/10/06
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------------------
Order Date
(YYYY/MM/DD)
Ravensource Fund
Razore Rock Resources Inc.
RB Energy Inc.
RBC 1-5 Year Laddered Corporate Bond ETF
RBC Advisor Canadian Bond Fund
RBC Asia Pacific ex-Japan Equity Fund
RBC Asian Equity Fund
RBC Balanced Fund
RBC Balanced Growth & Income Fund
RBC Bond Fund
RBC Bond LP
RBC Bond Trust
RBC Canadian Dividend Class
RBC Canadian Dividend Fund
RBC Canadian Equity Class
RBC Canadian Equity Fund
RBC Canadian Equity Income Class
RBC Canadian Equity Income Fund
RBC Canadian Government Bond Index Fund
RBC Canadian Index Fund
RBC Canadian Mid Cap Equity Class
RBC Canadian Money Market Fund
RBC Canadian Short-Term Income Fund
RBC Canadian Small & Mid-Cap Resources Fund
RBC Canadian T-Bill Fund
RBC Capital Trust
RBC DS Education Trust
RBC Emerging Markets Bond Fund
RBC Emerging Markets Dividend Fund
RBC Emerging Markets Equity Class
RBC Emerging Markets Fund
RBC Emerging Markets Small-Cap Equity Fund
RBC European Dividend Fund
RBC European Equity Class
RBC European Equity Fund
RBC Global Balanced Fund
RBC Global Bond Fund
RBC Global Corporate Bond Fund
RBC Global Dividend Growth Fund
RBC Global Energy Fund
RBC Global Equity Class
RBC Global Equity Focus Fund
RBC Global Equity Fund
RBC Global High Yield Fund
RBC Global Precious Metals Fund
RBC Global Resources Class
RBC Global Resources Fund
RBC Global Technology Fund
RBC High Yield Bond Fund
RBC High Yield Bond LP
---------------------------------------------------
---------------------------------------------------
Date de
l'ordonnance
---------------------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
RBC High Yield Bond Trust
RBC Institutional Cash Fund
RBC Institutional Government - Plus Cash Fund
RBC Institutional Long Cash Fund
RBC Institutional US$ Cash Fund
RBC International Dividend Growth Fund
RBC International Equity Class
RBC International Equity Currency Neutral Fund
RBC International Equity Fund
RBC International Index Currency Neutral Fund
RBC Jantzi Balanced Fund
RBC Jantzi Canadian Equity Fund
RBC Jantzi Global Equity Fund
RBC Japanese Equity Fund
RBC Life Science and Technology Fund
RBC Managed Payout Solution
RBC Managed Payout Solution - Enhanced
RBC Managed Payout Solution - Enhanced Plus
RBC Monthly Income Bond Fund
RBC Monthly Income Fund
RBC Monthly Income High Yield Bond Fund
RBC North American Growth Fund
RBC North American Value Class
RBC North American Value Fund
RBC O'Shaughnessy All-Canadian Equity Fund
RBC O'Shaughnessy Canadian Equity Fund
RBC O'Shaughnessy Global Equity Fund
RBC O'Shaughnessy International Equity Fund
RBC O'Shaughnessy U.S. Growth Fund
RBC O'Shaughnessy U.S. Growth Fund ll
RBC O'Shaughnessy U.S. Value Fund
RBC Premium Money Market Fund
RBC Premium $U.S. Money Market Fund
RBC Private Canadian Bond Pool
RBC Private Canadian Corporate Bond Pool
RBC Private Canadian Dividend Pool
RBC Private Canadian Equity Pool
RBC Private Canadian Growth and Income Equity
Pool
RBC Private Canadian Growth Equity Pool
RBC Private Canadian Mid Cap Equity Pool
RBC Private EAFE Equity Pool
RBC Private Income Pool
RBC Private International Equity Pool
RBC Private O'Shaughnessy U.S. Growth Equity
Pool
RBC Private Overseas Equity Pool
RBC Private Short-Term Income Pool
RBC Private U.S. Equity Pool
RBC Private U.S. Growth Equity Pool
---------------------------------------
---------------------------------------
Ordonnance
d'interdiction
d'opГ©rations
---------------------------------------
-------
-------
-------
-------
-----
-----
-----
-----
---------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
RBC Private U.S. Large-Cap Core Equity Currency
Neutral Pool
RBC Private U.S. Large-Cap Core Equity Pool
RBC Private U.S. Large-Cap Value Equity
Currency Neutral Pool
RBC Private U.S. Large-Cap Value Equity Pool
RBC Private U.S. Small Cap Equity Pool
RBC Private World Equity Pool
RBC Quant Canadian Dividend Leaders ETF
RBC Quant EAFE Dividend Leaders ETF
RBC Quant EAFE Dividend Leaders (CAD
Hedged) ETF
RBC Quant Emerging Markets Dividend Leaders
ETF
RBC Quant European Dividend Leaders ETF
RBC Quant European Dividend Leaders (CAD
Hedged) ETF
RBC Quant U.S. Dividend Leaders ETF
RBC Quant U.S. Dividend Leaders (CAD Hedged)
ETF
RBC QUBE All Country World Equity Fund
RBC QUBE Canadian Equity Fund
RBC QUBE Global Equity Fund
RBC QUBE Low Volatility All Country World Equity
Fund
RBC QUBE Low Volatility Canadian Equity Class
RBC QUBE Low Volatility Canadian Equity Fund
RBC QUBE Low Volatility Global Equity Class
RBC QUBE Low Volatility Global Equity Fund
RBC QUBE Low Volatility U.S. Equity Class
RBC QUBE Low Volatility U.S. Equity Fund
RBC QUBE U.S. Equity Fund
RBC Select Aggressive Growth Portfolio
RBC Select Balanced Portfolio
RBC Select Choices Aggressive Growth Portfolio
RBC Select Choices Balanced Portfolio
RBC Select Choices Conservative Portfolio
RBC Select Choices Growth Portfolio
RBC Select Conservative Portfolio
RBC Select Growth Portfolio
RBC Select Very Conservative Portfolio
RBC Short Term Income Class
RBC Target 2014 Corporate Bond Index ETF
RBC Target 2015 Corporate Bond Index ETF
RBC Target 2015 Education Fund
RBC Target 2016 Corporate Bond Index ETF
RBC Target 2017 Corporate Bond Index ETF
RBC Target 2018 Corporate Bond Index ETF
RBC Target 2019 Corporate Bond Index ETF
RBC Target 2020 Corporate Bond Index ETF
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
---
---
---
---
-------
-------
-------
-------
--
--
--
--
---
---
---
---
---
---
---
---
-----
-----
-----
-----
--------------------------
--------------------------
--------------------------
--------------------------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-1998/07/31
--1998/05/26
1999/07/16
-----1985/07/31
-1999/10/06
2014/04/08
--1989/06/09
-1993/06/28
2014/09/11
-------
(YYYY/MM/DD)
RBC Target 2020 Education Fund
RBC Target 2021 Corporate Bond Index ETF
RBC Target 2025 Education Fund
RBC Target 2030 Education Fund
RBC U.S. Dividend Class
RBC U.S. Dividend Fund
RBC U.S. Equity Class
RBC U.S. Equity Currency Neutral Fund
RBC U.S. Equity Fund
RBC U.S. Equity Value Class
RBC U.S. Equity Value Fund
RBC U.S. Index Currency Neutral Fund
RBC U.S. Index Fund
RBC U.S. Mid-Cap Equity Currency Neutral Fund
RBC U.S. Mid-Cap Equity Fund
RBC U.S. Mid-Cap Value Equity Class
RBC U.S. Mid-Cap Value Equity Fund
RBC U.S. Monthly Income Fund
RBC U.S. Small-Cap Core Equity Class
RBC U.S. Small-Cap Core Equity Fund
RBC $U.S. High Yield Bond Fund
RBC $U.S. Investment Grade Corporate Bond
Fund
RBC $U.S. Money Market Fund
RCI Corporation
RDM Corporation
RDX Technologies Corporation
Rea Gold Corporation
Real del Monte Mining Corporation
Real Estate Asset Liquidity Trust
Real Estate Investment Corporate Class
Real Estate Investment Pool
Real Return Bond Fund
Real Return Bond Fund (Portico)
Real Securities Money Fund of Canada, The
Realcap Holdings Limited
Receptagen Ltd.
Red Crescent Resources Limited
Red Eagle Mining Corporation
Red Hut Metals Inc.
Red Lake and Sun Valley Resources Ltd.
Red Mile Minerals Corp.
Red Oak Limited Partnership
Red Ore Gold Inc.
Red Pine Camp Inc.
Red Pine Exploration Inc.
Red Rock Capital Corp.
Red Rock Energy Inc.
Red Sky Canadian Equity Corporate Class
Red Star Capital Ventures Inc.
-----------------------
-----------------------
Ordonnance
d'interdiction
d'opГ©rations
-----------------------
-----------Yes/Oui
--Yes/Oui
-----Yes/Oui
-------
-----------1a, 1b, 1d
--1a, 1c, 1d, 1e, 3
-----1a, 1c, 1e, 3
-------
-Yes/Oui
--Yes/Oui
Yes/Oui
-----Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
-------
-----------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Date de
l'ordonnance
Yes/Oui
---Yes/Oui
--------------Yes/Oui
Yes/Oui
---Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
---------
2001/07/06
---2000/06/01
--------------2013/12/10
2001/05/31
---1990/03/02
---1992/03/24
2009/05/13
1993/07/23
1993/07/23
---1998/11/11
-2001/05/25
1994/06/06
---------
(YYYY/MM/DD)
Red Tiger Mining Inc.
Redcorp Ventures Ltd.
-Yes/Oui
Redekop Properties Inc.
Redhawk Resources, Inc.
RediShred Capital Corp.
Redknee Solutions Inc.
Redlaw Industries Inc.
Redline Communications Group Inc.
RedWater Energy Corp.
Redwood Diversified Equity Fund
Redwood Diversified Income Fund
Redwood Emerging Markets Dividend Fund
Redwood Equity Growth Class
Redwood Global Equity Strategy Class
Redwood Global Macro Class
Redwood Global Small Cap Fund
Redwood Income Growth Class
Redwood Pension Class
Redwood Unconstrained Bond Class
Redwood Unconstrained Bond Fund
Redzone Resources Ltd.
Reef Resources Ltd.
Regal Consolidated Ventures Limited
Regal Lifestyle Communities Inc.
Regal Resources Inc.
Regency Gold Corp.
Reigate Resources (Canada) Ltd.
REIT INDEXPLUS Income Fund
Reitmans (Canada) Limited
Reko International Group Inc.
Relax Development Corporation Ltd.
Relax Hotels Windsor 1988 Limited Partnership
Relax Inns Burlington-Windsor Partnership
Relax Plaza Hotel - All Suites London Ontario
Relentless Resources Ltd.
Reliance Resources Limited
Reliant Gold Corp.
Rembrandt Gold Mines Ltd.
Remington Resources Inc.
Remworks Inc.
Renabie Gold Trust, The
Renaissance Asian Fund
Renaissance Canadian All-Cap Equity Fund
Renaissance Canadian Balanced Fund
Renaissance Canadian Bond Fund
Renaissance Canadian Core Value Fund
Renaissance Canadian Dividend Fund
Renaissance Canadian Growth Fund
Renaissance Canadian Monthly Income Fund
-------------------Yes/Oui
Yes/Oui
--------Yes/Oui
---Yes/Oui
--------------
-1a, 1b, 1c, 1d, 1e,
3
-------------------1a, 1c, 1e, 3
1a, 1d
--------1a, 1c, 1e, 3
---3
--------------
-2009/10/02
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Renaissance Canadian Small Cap Fund
Renaissance Canadian T-Bill Fund
Renaissance China Plus Fund
Renaissance Corporate Bond Capital Yield Fund
Renaissance Corporate Bond Fund
Renaissance Diversified Income Fund
Renaissance Emerging Markets Fund
Renaissance European Fund
Renaissance Floating Rate Income Fund
Renaissance Global Bond Fund
Renaissance Global Focus Currency Neutral Fund
Renaissance Global Focus Fund
Renaissance Global Growth Currency Neutral
Fund
Renaissance Global Growth Fund
Renaissance Global Health Care Fund
Renaissance Global Infrastructure Currency
Neutral Fund
Renaissance Global Infrastructure Fund
Renaissance Global Markets Fund
Renaissance Global Real Estate Currency Neutral
Fund
Renaissance Global Real Estate Fund
Renaissance Global Resource Fund
Renaissance Global Science & Technology Fund
Renaissance Global Small-Cap Fund
Renaissance Global Value Fund
Renaissance Gold Inc.
Renaissance High-Yield Bond Fund
Renaissance International Dividend Fund
Renaissance International Equity Currency Neutral
Fund
Renaissance International Equity Fund
Renaissance Millennium High Income Fund
Renaissance Money Market Fund
Renaissance Optimal Conservative Income
Portfolio
Renaissance Optimal Global Equity Currency
Neutral Portfolio
Renaissance Optimal Global Equity Portfolio
Renaissance Optimal Growth & Income Portfolio
Renaissance Optimal Income Portfolio
Renaissance Optimal Inflation Opportunities
Portfolio
Renaissance Real Return Bond Fund
Renaissance Short-Term Income Fund
Renaissance US. Equity Value Fund
Renaissance U.S. Dollar Corporate Bond Fund
Renaissance U.S. Dollar Diversified Income Fund
Renaissance U.S. Equity Fund
--------------
--------------
Ordonnance
d'interdiction
d'opГ©rations
--------------
----
----
----
----
----
----
----
----
----------
----------
----------
----------
-----
-----
-----
-----
--
--
--
--
-----
-----
-----
-----
-------
-------
-------
-------
--------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Renaissance U.S. Equity Growth Currency Neutral
Fund
Renaissance U.S. Equity Growth Fund
Renaissance U.S. Equity Income Fund
Renaissance U.S. Money Market Fund
Renforth Resources Inc.
Rengold Mines Limited
Renzy Mines Limited
Reparo Energy Partners Corp.
RepeatSeat Ltd.
RepliCel Life Sciences Inc.
Resaas Services Inc.
Reservoir Capital Corp.
Reservoir Minerals Inc.
Resinco Capital Partners Inc.
Resolute Corporation, The
Resolute Forest Products Inc.
Resorts Unlimited Management Inc.
Resource Fund International Ltd.
Respect Your Universe, Inc.
Response Biomedical Corp.
Resverlogix Corp.
Retrocom Growth Fund Inc.
Retrocom Real Estate Investment Trust
Return on Innovation Fund Inc.
Reva Resources Corp.
Revett Mining Company, Inc.
Revive Therapeutics Ltd.
Revolution Technologies Inc.
Rex Opportunity Corp.
Rexwood Products Limited
RG Exchangeco Inc.
Rheingold Exploration Corp.
Rhonda Corporation
Rhyolite Resources Ltd.
Rich Group Yellowknife Mines Limited
Richards Packaging Income Fund
Richardson Greenshields Self-Directed Education
Savings Plan
Richco Investors Inc.
Richelieu Hardware Ltd.
Richmond Minerals Inc.
Richmont Mines Inc.
Richtree Inc.
Richwest Holdings Inc.
Ridge Land Properties Limited Partnership
Ridgewood Canadian Bond Fund
Ridgewood Canadian Investment Grade Bond
Fund
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
-------Yes/Oui
-------Yes/Oui
Yes/Oui
---Yes/Oui
-----Yes/Oui
----Yes/Oui
-----
-------1a, 1b, 1c, 1e, 3
-------1a, 1b
1a, 1b, 1d
---1a, 1c, 1d, 3
-----1a, 1c, 1e, 3
----1b, 1c, 1e, 3
-----
----Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
-Yes/Oui
Yes/Oui
---------Yes/Oui
-Yes/Oui
--Yes/Oui
-----
----1976/02/18
1991/02/22
-2009/12/24
-----1992/06/23
-2003/07/22
1992/12/24
---------2012/12/06
-1992/06/23
--2005/05/18
-----
----Yes/Oui
----1a, 1b, 1c, 1d, 1e,
3
-----
----Yes/Oui
----2005/12/08
Yes/Oui
Yes/Oui
---
2000/06/02
1997/08/15
---
-----
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
------------Yes/Oui
-------Yes/Oui
---------Yes/Oui
---Yes/Oui
------Yes/Oui
---------
------------1a, 1b, 1c, 1d, 1e
-------1a, 1b, 1c, 1e, 3
---------1a, 1b, 1d, 3
---1b, 1c, 1e, 2a
------1a, 1c, 1e, 3
---------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
--Yes/Oui
-Yes/Oui
----Yes/Oui
-Yes/Oui
---Yes/Oui
---Yes/Oui
---------Yes/Oui
---Yes/Oui
--Yes/Oui
-Yes/Oui
-Yes/Oui
---------
Order Date
(YYYY/MM/DD)
Ridgewood Gardens
Ridgewood Tactical Yield Fund
Ridley Inc.
Rift Resources Ltd.
Rift Valley Resources Corp.
Ring Of Power
Rio Alto Mining Limited
Rio Cristal Resources Corporation
Rio Novo Gold Inc.
RioCan Real Estate Investment Trust
Rising Phoenix Development Group Ltd.
Ritchie Bros. Auctioneers Incorporated
River Park Estates Partnership
River Wild Exploration Inc.
Riverside Resources Inc.
RJK Explorations Ltd.
RKW Standardbred Limited Partnership
RMN - 1 Small Business Development Corporation
RMN - 2 Small Business Development Corporation
RMP Energy Inc.
RoaDor Industries Ltd.
Robix Alternative Fuels, Inc.
Roca Mines Inc.
Rock Energy Inc.
RockBridge Resources Inc.
Rockcliff Resources Inc.
Rockefeller Hughes Corporation
Rockex Mining Corporation
Rockhaven Resources Ltd.
Rockland Minerals Corp.
Rocklite International Inc.
Rockshield Capital Corp.
Rockwell Automation, Inc.
Rockwell Diamonds Inc.
Rocky Mountain Brands, Inc.
Rocky Mountain Dealerships Inc.
Rocky Mountain Liquour Inc.
Roddy Resources Inc.
Rodeo Capital III Corp.
Rodin Communications Corporation
Rodinia Lithium Inc.
Rodinia Oil Corp.
Rodocanachi Capital Inc.
Rogers Communications Inc.
Rogers Sugar Inc.
ROI Canadian Retirement Fund
ROI Canadian Top 20 Picks Fund
ROI Canadian Top 30 Small Cap Picks Fund
ROI Global Retirement Fund
ROI Global Supercycle Fund
Date de
l'ordonnance
1994/06/01
--2001/07/09
-1984/06/21
----2000/11/03
-1998/06/01
---1992/06/23
---2011/02/07
---------1994/06/17
---2005/08/08
--1991/06/14
-2001/12/03
-2014/05/09
---------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
---Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
----Yes/Oui
---Yes/Oui
--Yes/Oui
-------------------
---1999/10/06
--1998/02/05
1998/02/05
1995/01/20
-----2012/05/03
----2000/12/13
---2005/10/03
--1986/09/22
-------------------
(YYYY/MM/DD)
Rokmaster Resources Corp.
Rollins Meadowvale Partnership
Rollins Welland Partnership
Roman Corporation Limited
---Yes/Oui
Romarco Minerals Inc.
Romios Gold Resources Inc.
RONA inc.
Ronnoco Gold Mines, Limited
Rosa Capital Inc.
ROSEHEARTY ENERGY INC.
Roseland Park (II) Limited Partnership
Roseland Park (I) Limited Partnership
Rothwell Corporation
Roughrider Exploration Limited
Route1 Inc.
Roxgold Inc.
Royal Bank of Canada
Royal Canadian Mint
Royal Coal Corp.
Royal Gold, Inc.
Royal Nickel Corporation
Royal Sapphire Corp.
Royce Resources Corp.
Roycefield Resources Ltd.
RRF Trust
RT Minerals Corp.
RTG Mining Inc.
RTICA Corporation
Rubicon Minerals Corporation
Rugby Mining Limited
Running
Rupert Resources Ltd.
Rusoro Mining Ltd.
Russel Metals Inc.
Russell Breweries Inc.
Russell Canadian Cash Fund
Russell Canadian Dividend Class
Russell Canadian Dividend Pool
Russell Canadian Equity Class
Russell Canadian Equity Fund
Russell Canadian Equity Pool
Russell Canadian Fixed Income Fund
Russell Core Plus Fixed Income Class
Russell Diversified Monthly Income Class Portfolio
Russell Diversified Monthly Income Portfolio
Russell Emerging Markets Equity Class
Russell Emerging Markets Equity Pool
Russell Fixed Income Class
Russell Fixed Income Pool
--------------Yes/Oui
--------Yes/Oui
----------------------
---1a, 1b, 1c, 1d, 1e,
3
--------------1a, 1c, 1e, 3
--------1a, 1c, 1e
----------------------
-1994/09/07
1995/09/15
2006/05/23
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Russell Focused Canadian Equity Class
Russell Focused Canadian Equity Pool
Russell Focused Global Equity Class
Russell Focused Global Equity Pool
Russell Focused US Equity Class
Russell Focused US Equity Pool
Russell Global Equity Class
Russell Global Equity Fund
Russell Global Equity Pool
Russell Global High Income Bond Class
Russell Global High Income Bond Pool
Russell Global Infrastructure Pool
Russell Global Real Estate Pool
Russell Global Unconstrained Bond Pool
Russell Income Essentials Class Portfolio
Russell Income Essentials Portfolio
Russell Inflation Linked Bond Fund
Russell LifePoints All Equity Class Portfolio
Russell LifePoints All Equity Portfolio
Russell LifePoints Balanced Class Portfolio
Russell LifePoints Balanced Growth Class Portfolio
Russell LifePoints Balanced Growth Portfolio
Russell LifePoints Balanced Income Class Portfolio
Russell LifePoints Balanced Income Portfolio
Russell LifePoints Balanced Portfolio
Russell LifePoints Conservative Income Class
Portfolio
Russell LifePoints Conservative Income Portfolio
Russell LifePoints Fixed Income Class Portfolio
Russell LifePoints Fixed Income Portfolio
Russell LifePoints Long-Term Growth Class
Portfolio
Russell LifePoints Long-Term Growth Portfolio
Russell Money Market Class
Russell Money Market Pool
Russell Multi-Asset Growth & Income
Russell Multi-Asset Growth & Income Class
Russell Overseas Equity Class
Russell Overseas Equity Fund
Russell Overseas Equity Pool
Russell Real Assets Portfolio
Russell Short Term Income Class
Russell Short Term Income Pool
Russell Smaller Companies Class
Russell Smaller Companies Pool
Russell US Equity Class
Russell US Equity Fund
Russell US Equity Pool
Ryan Gold Corp.
Rye Patch Gold Corp.
---------------------------
---------------------------
Ordonnance
d'interdiction
d'opГ©rations
---------------------------
-----
-----
-----
-----
-------------------
-------------------
-------------------
-------------------
---------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
S
RYM Capital Corp.
R&R Real Estate Investment Trust
R.E.G.A.R. Investment Management Global Equity
Class
R.E.G.A.R. Investment Management Global Equity
Fund
R.F. Oil Industries Ltd.
R.R. Donnelley & Sons Company
R.T. Tower Limited Partnership
S Split Corp.
S & M Photolabels Inc.
Sabina Gold & Silver Corp.
Sackport Ventures Inc.
Saco Smartvision Inc.
Sacre-Coeur Minerals, Ltd.
Sage Gold Inc.
Sagewood Resources Limited
Sagittarius Capital Corporation
Sahara Energy Ltd.
Salazar Resources Limited
Salix Pharmaceuticals, Ltd.
Samco Gold Limited
Samsys Technologies Inc.
San Gold Corporation
Sanatana Resources Inc.
Sandspring Resources Ltd.
Sandstorm Gold Ltd.
Sandvine Corporation
Sangoma Technologies Corporation
Sanhurst
Santa Barbara Resources Limited
Santa Fe Gold Corporation (formerly Azco Mining
Inc.)
Santa Maria Petroleum Inc.
Santack Mines Limited
Santacruz Silver Mining Ltd.
Santech Inc.
Sapawe Gold Mines Limited
Saputo Inc.
Sarama Resources Ltd.
Saratoga Capital Corp.
Saratoga Limited Partnership
Saskatchewan Mining Development Corporation
("SMDC")
Saskatoon Square Limited Partnership
Satori Resources Inc.
Saturn (Solutions) Inc.
Savanna Energy Services Corp.
Savaria Corporation
Savary Gold Corp.
----
----
Ordonnance
d'interdiction
d'opГ©rations
----
--
--
--
--
------Yes/Oui
-Yes/Oui
-Yes/Oui
-----Yes/Oui
--------Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
------Yes/Oui
-Yes/Oui
1986/06/23
-1993/06/30
-1988/06/17
-2006/05/12
2001/11/06
2014/09/11
-2002/05/23
-----2006/06/06
------1986/09/16
-2003/11/20
-Yes/Oui
-----Yes/Oui
---
------1a, 1b, 1c, 1e, 3
-1a, 1c, 1e, 3
-1a
-----1a, 1b, 1c, 1e, 3
--------1a, 1b, 1c, 1d, 1e,
3
-1a, 1b
-----1a, 1b, 1c, 1e, 3
---
-Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--
-1971/06/11
-1992/10/21
1972/08/11
--2005/05/04
1996/09/19
--
--Yes/Oui
----
--1b, 3
----
Yes/Oui
-Yes/Oui
----
1991/02/26
-2003/12/30
----
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Savoy Ventures Inc.
Scaffold Connection Corporation
Scarboro Arena Gardens Limited
Scarboro Producers Market Limited
Scavo Resource Corp.
Sceptre Ventures Inc.
Schiffner Oilfield & Technology Corporation
Schooner Trust
Schwabo Capital Corporation
Schyan Exploration Inc.
Scintilore Explorations Limited
SCITI ROCS Trust
SCITI Trust
Scorpio Mining Corporation
Scorpion Resources Inc.
Scotia Bond Fund
Scotia Canadian Balanced Fund
Scotia Canadian Blue Chip Fund
Scotia Canadian Bond Index Fund
Scotia Canadian Corporate Bond Capital Yield
Class
Scotia Canadian Corporate Bond LP
Scotia Canadian Dividend Class
Scotia Canadian Dividend Fund
Scotia Canadian Dividend Income Fund
Scotia Canadian Equity Blend Class
Scotia Canadian Growth Fund
Scotia Canadian Income Fund
Scotia Canadian Income LP
Scotia Canadian Index Fund
Scotia Canadian Small Cap Fund
Scotia Canadian Tactical Asset Allocation Fund
Scotia CanAm Index Fund
Scotia Conservative Government Bond Capital
Yield Class
Scotia Conservative Government Bond LP
Scotia Conservative Income Fund
Scotia Diversified Monthly Income Fund
Scotia European Fund
Scotia Fixed Income Blend Class
Scotia Floating Rate Income Fund
Scotia Global Balanced Fund
Scotia Global Bond Fund
Scotia Global Dividend Class
Scotia Global Dividend Fund
Scotia Global Growth Fund
Scotia Global Low Volatility Equity LP
Scotia Global Opportunities Fund
Scotia Global Small Cap Fund
Scotia Income Advantage Fund
-Yes/Oui
--------Yes/Oui
----------
-1b
--------1a
----------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
---Yes/Oui
----------
--------------
--------------
--------------
--------------
----------------
----------------
----------------
----------------
-2002/02/05
1983/10/13
1972/06/27
--1987/01/16
---2003/05/23
----------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Scotia INNOVA Balanced Growth Portfolio
Scotia INNOVA Balanced Growth Portfolio Class
Scotia INNOVA Balanced Income Portfolio
Scotia INNOVA Balanced Income Portfolio Class
Scotia INNOVA Growth Portfolio
Scotia INNOVA Growth Portfolio Class
Scotia INNOVA Income Portfolio
Scotia INNOVA Income Portfolio Class
Scotia INNOVA Maximum Growth Portfolio
Scotia INNOVA Maximum Growth Portfolio Class
Scotia International Equity Blend Class
Scotia International Index Fund
Scotia International Value Fund
Scotia Latin American Fund
Scotia Money Market Fund
Scotia Mortgage Income Fund
Scotia Nasdaq Index Fund
Scotia Pacific Rim Fund
Scotia Partners Aggressive Growth Portfolio
Scotia Partners Balanced Income & Growth
Portfolio
Scotia Partners Diversified Income Portfolio
Scotia Partners Income & Modest Growth Portfolio
Scotia Partners Moderate Growth Portfolio
Scotia Premium T-Bill Fund
Scotia Private American Core-Plus Bond Pool
Scotia Private Canadian Corporate Bond Pool
Scotia Private Canadian Equity Class
Scotia Private Canadian Equity Pool
Scotia Private Canadian Growth Pool
Scotia Private Canadian Mid Cap Pool
Scotia Private Canadian Preferred Share Pool
Scotia Private Canadian Small Cap Pool
Scotia Private Canadian Value Pool
Scotia Private Emerging Markets Pool
Scotia Private Global Equity Pool
Scotia Private Global Real Estate Pool
Scotia Private High Yield Income Pool
Scotia Private Income Pool
Scotia Private International Core Equity Pool
Scotia Private International Equity Pool
Scotia Private International Small to Mid Cap Value
Pool
Scotia Private North American Dividend Pool
Scotia Private Real Estate Income Pool
Scotia Private Short-Mid Government Bond Pool
Scotia Private Short Term Income Pool
Scotia Private Strategic Balanced Pool
Scotia Private U.S. Dividend Class
Scotia Private U.S. Dividend Pool
---------------------
---------------------
Ordonnance
d'interdiction
d'opГ©rations
---------------------
----------------------
----------------------
----------------------
----------------------
--------
--------
--------
--------
---------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-------------------1988/01/06
-----2002/09/09
----1995/05/31
1987/05/27
1980/06/25
2002/12/06
----1996/07/03
(YYYY/MM/DD)
Scotia Private U.S. Equity Class
Scotia Private U.S. Equity Pool
Scotia Private U.S. Large Cap Growth Pool
Scotia Private U.S. Mid Cap Growth Pool
Scotia Private U.S. Mid Cap Value Pool
Scotia Private U.S. Value Pool
Scotia Resource Fund
Scotia Schools Trust
Scotia Selected Aggressive Growth Portfolio
Scotia Selected Balanced Income & Growth
Portfolio
Scotia Selected Income Portfolio
Scotia Selected Income & Modest Growth Portfolio
Scotia Selected Moderate Growth Portfolio
Scotia Short Term Bond Fund
Scotia Short Term Yield Class
Scotia T-Bill Fund
Scotia Total Return Bond LP
Scotia U.S. Blue Chip Fund
Scotia U.S. Dividend Fund
Scotia U.S. Dividend Growers LP
Scotia U.S. Equity Blend Class
Scotia U.S. Index Fund
Scotia U.S. Low Volatility Equity LP
Scotia U.S. Opportunities Fund
Scotia U.S. $ Balanced Fund
Scotia U.S. $ Bond Fund
Scotia U.S. $ Money Market Fund
Scotiabank Capital Trust
Scotiabank Tier 1 Trust
Scotsman Gold Inc.
Scott's Hospitality Inc.
Scudder Large Company Value Fund
Sea Dragon Energy Inc.
Seabridge Gold Inc.
Seafield Resources Ltd.
Seahawk Minerals Ltd.
Search Minerals Inc.
Searchtech Ventures Inc.
Sears Canada Inc.
Seashore Organic Medicine Inc.
Seasons Apartments Limited Partnership
Seaway Mult-Corp. Limited
Seaway Trust Company
Second Chance Corporation
Second Cup Ltd.,The
Secure Energy Services Inc.
SecureCom Mobile Inc.
Security Devices International Inc.
Security Home Mortgage Corporation
-----------
-----------
Ordonnance
d'interdiction
d'opГ©rations
-----------
---------------------Yes/Oui
------------------
---------------------1a, 1b, 3
------------------
-------------------Yes/Oui
-----Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
-----------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Sedibelo Platinum Mines Limited (formerly Platmin
Limited)
Sedna Geotech Inc.
Segami Images Incorporated
SEL Exchange Inc.
Select 100e Managed Portfolio Corporate Class
Select 20i80e Managed Portfolio Corporate Class
Select 30i70e Managed Portfolio Corporate Class
Select 40i60e Managed Portfolio Corporate Class
Select 50i50e Managed Portfolio Corporate Class
Select 60i40e Managed Portfolio Corporate Class
Select 70i30e Managed Portfolio Corporate Class
Select 80i20e Managed Portfolio Corporate Class
Select Canadian Equity Managed Corporate Class
Select Canadian Equity Managed Fund
Select Income Advantage Managed Trust
Select Income Managed Corporate Class
Select International Equity Managed Corporate
Class
Select International Equity Managed Fund
Select Staging Fund
Select U.S Equity Managed Fund
Select U.S.Equity Managed Corporate Class
SelectCore Ltd.
Selwyn Resources Ltd.
SEMAFO INC.
SemBioSys Genetics Inc.
Semi-Tech Corporation
Senator Minerals Inc.
Senbrook Townhouses Limited
Sendero Mining Corp.
Senior Secured Floating Rate Loan Fund
SENSIO Technologies Inc.
Senternet PHI Gamma Inc.
Sentry Canadian Bond Fund
Sentry Canadian Income Class
Sentry Canadian Income Fund
Sentry Canadian Resource Class
Sentry Conservative Balanced Income Class
Sentry Conservative Balanced Income Fund
Sentry Conservative Income Portfolio
Sentry Diversified Equity Class
Sentry Diversified Equity Fund
Sentry Diversified Income Fund
Sentry Energy Growth and Income Fund
Sentry Enhanced Corporate Bond Class
Sentry Enhanced Corporate Bond Fund
Sentry Global Balanced Income Fund
Sentry Global Growth and Income Class
Sentry Global Growth and Income Fund
--
--
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
-----------------
-----------------
Yes/Oui
Yes/Oui
---------------
2000/07/26
2001/05/14
---------------
----Yes/Oui
--Yes/Oui
------------------------
----2a, 2c
--1b, 1c, 1e
------------------------
-------Yes/Oui
Yes/Oui
-Yes/Oui
---------------------
-------2012/08/20
1999/09/22
-1990/10/09
---------------------
2014/05/09
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
----------------------------Yes/Oui
Yes/Oui
------Yes/Oui
-Yes/Oui
--Yes/Oui
----Yes/Oui
----
----------------------------1a, 1b
1b
------1a, 1b, 1d, 3
-1a, 1c, 1e, 3
--1a, 1b, 1c, 1e, 3
----1a, 1b, 1c, 1e, 3
----
Ordonnance
d'interdiction
d'opГ©rations
------------------------Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
----Yes/Oui
Yes/Oui
---
Order Date
(YYYY/MM/DD)
Sentry Growth and Income Fund
Sentry Growth and Income Portfolio
Sentry Growth Portfolio
Sentry Income Portfolio
Sentry Infrastructure Fund
Sentry Money Market Class
Sentry Money Market Fund
Sentry Precious Metals Growth Class
Sentry Precious Metals Growth Fund
Sentry REIT Class
Sentry REIT Fund
Sentry Select Primary Metals Corp.
Sentry Small/Mid Cap Income Class
Sentry Small/Mid Cap Income Fund
Sentry Tactical Bond Class
Sentry Tactical Bond Fund
Sentry U.S. Balanced Income Fund
Sentry U.S. Growth and Income Class
Sentry U.S. Growth and Income Fund
Senvest Capital Inc.
Serabi Gold plc
Serica Energy PLC
Serinus Energy Inc.
Sernova Corp.
Serval Integrated Energy Services
Seven Arts Fund - 1980
Seven Evergreen Apartment Project
Seven Generations Energy Ltd.
Seven Seas Petroleum Inc.
Sextant Entertainment Group Inc.
SG Spirit Gold Inc.
ShaMaran Petroleum Corp.
Shamrock Enterprises Inc.
Shannon Environmental Ltd.
Shape of Things To Come, The
Share Resources Inc.
Sharon, Lois & Bram's Elephant Show (Series III)
Sharon, Lois & Brams Elephant Show (Series IV)
Sharpe Resources Corporation
Shaw Communications Inc.
ShawCor Ltd.
Sheen Resources Ltd.
Shelby Ventures Inc.
Sheridan Brothers Trust
Sherobee Glen Limited Partnership
Sherritt International Corporation
Shift Networks Inc.
Shiningtree Resources Inc.
Shoal Point Energy Ltd.
Shoppers Drug Mart Corporation
Date de
l'ordonnance
------------------------1999/11/18
1982/09/10
2006/12/08
-2003/05/28
2002/06/25
---1994/05/13
1982/02/12
1998/06/23
2001/09/27
2001/09/27
2013/05/13
--2010/06/18
----2008/05/28
1997/07/04
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Shore Gold Inc.
Shoreline Energy Corp.
Short Duration High Yield Portfolio Trust
Short Term Bond Fund
Short Term Bond Fund (Portico)
Short Term Income Corporate Class
Short Term Income Pool
Short Term Investment Fund
SIA Trust
SIERRA MADRE DEVELOPMENTS INC.
Sierra Metals Inc.
Sierra Wireless, Inc.
Signature Canadian Balanced Fund
Signature Canadian Bond Corporate Class of CI
Corporate Class Limited
Signature Canadian Bond Fund
Signature Cash Management Fund
Signature Corporate Bond Corporate Class
Signature Corporate Bond Fund
Signature Diversified Yield Corporate Class
Signature Diversified Yield Fund
Signature Diversified Yield II Fund
Signature Diversified Yield Trust
Signature Dividend Corporate Class
Signature Dividend Fund
Signature Emerging Markets Corporate Class
Signature Emerging Markets Fund
Signature Global Bond Corporate Class
Signature Global Bond Fund
Signature Global Dividend Corporate Class
Signature Global Dividend Fund
Signature Global Energy Corporate Class of CI
Corporate Class Limited
Signature Global Income & Growth Corporate
Class
Signature Global Income & Growth Fund
Signature Global Resource Corporate Class
Signature Global Resource Fund
Signature Global Science & Technology Corporate
Class
Signature Gold Corporate Class
Signature High Income Corporate Class
Signature High Income Fund
Signature High Yield Bond Corporate Class
Signature High Yield Bond Fund
Signature High Yield Bond II Fund
Signature Income & Growth Corporate Class
Signature Income & Growth Fund
Signature International Corporate Class
Signature International Fund
---------Yes/Oui
-----
---------1a, 1c, 1e, 3
-----
Ordonnance
d'interdiction
d'opГ©rations
---------Yes/Oui
-----
------------------
------------------
------------------
------------------
--
--
--
--
-----
-----
-----
-----
-----------
-----------
-----------
-----------
---------2014/08/12
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------------------Yes/Oui
----Yes/Oui
------Yes/Oui
Yes/Oui
----------Yes/Oui
-------
-------------------1a, 1c, 1e, 3
----1a, 1c, 1e, 3
------1a
1a, 1b, 1c, 1e, 3
----------1a, 1b, 1d
-------
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
------Yes/Oui
---Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----------Yes/Oui
----Yes/Oui
Order Date
(YYYY/MM/DD)
Signature Select Canadian Corporate Class
Signature Select Canadian Fund
Signature Select Global Corporate Class
Signature Select Global Fund
Signature Short-Term Bond Fund
Signtech Inc.
Silcom Systems Inc.
Silence of the North
Silicon Graphics Canada Limited
Silk Road Energy Inc.
Silk Road Ventures Ltd.
Siltronics Ltd.
Silver Bar Mines Limited
Silver Bear Resources Inc.
Silver Bull Resources, Inc.
Silver Bullion Trust
Silver Mountain Mines Inc.
Silver Phoenix Resources Inc.
Silver Predator Corp.
Silver Shield Resources Corp.
Silver Standard Resources Inc.
Silver Stream Mining Corp.
Silver Wheaton Corp.
Silverado Limited Partnership
Silverbirch Inc.
Silvercorp Metals Inc.
SilverCrest Mines Inc.
Silvermet Inc.
SilverWillow Energy Corporation
Simax Oil & Gas Inc.
Simcoe Erie Investors Limited
Simmonds Capital Limited
Simplex Solutions Inc.
Sinorank Petroleum Resources Limited
Sintana Energy Inc.
Sionna Canadian Balanced Fund
Sionna Canadian Equity Fund
Sionna Canadian Small Cap Equity Fund
Sionna Monthly Income Fund
Sionna Opportunities Fund
Sir Royalty Income Fund
Sirius XM Canada Holdings Inc.
Sirona Biochem Corp.
Siskon Gold Corporation
SKG Interactive Inc.
Skyline International Development Inc.
Skylon All Asset Trust
Skylon Growth & Income Trust
Slam Exploration Ltd.
Slate Bay Gold Mines Limited
Date de
l'ordonnance
-----1992/10/14
-1986/05/28
---1988/03/08
1987/10/07
------2014/05/08
---1995/05/31
2009/01/30
----1994/06/01
-2002/05/23
2007/07/04
1998/08/21
----------2001/03/14
----1992/06/18
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
Yes/Oui
Date de
l'ordonnance
---Yes/Oui
----Yes/Oui
-Yes/Oui
-------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
----Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-----
---2003/01/14
----2004/10/19
-1997/01/09
-------1989/09/15
1989/06/14
1989/06/14
1989/06/14
1996/01/09
1999/10/06
---2014/02/06
----2007/09/12
---2001/05/30
2011/05/11
2014/07/10
-2001/06/29
-----
(YYYY/MM/DD)
Slate Retail REIT
Slater Mining Corporation
Slater Steel Inc.
SLMsoft Inc.
--Yes/Oui
Yes/Oui
SLYCE Inc.
Smart Employee Benefits Inc.
Smart Technologies Inc.
SmartSales Inc.
SMC Ventures Inc.
SNC-Lavalin Group Inc.
Sniper Resources Ltd.
SnipGold Corp.
Snow Leopard Resources Inc.
Sobeys Inc.
Socanav Inc.
Social Housing Canadian Bond Fund
Social Housing Canadian Equity Fund
Social Housing Canadian Short-Term Bond Fund
SocieTerra Balanced Portfolio
SocieTerra Growth Plus Portfolio
SocieTerra Growth Portfolio
SocieTerra Secure Market Portfolio
Soficorp Dividend Fund
Sofimines 1987 and Company, Limited Partnership
Sofimines 1988 and Company, Limited Partnership
Sofimines Investment Fund II Inc.
Softcop Corporation
Softwex Technologies Inc.
Sojourn Ventures Inc.
Solara Exploration Ltd
Solarvest BioEnergy Inc.
Solid Gold Resources Corp.
Solimar Energy Limited
Solitario Exploration & Royalty Corp.
Solium Capital Inc.
Soltoro Ltd.
Solutrea Corp.
Solvista Gold Corporation
SoMedia Networks Inc.
Sonde Resources Corp.
Song Corporation, The
SonnenEnergy Corp.
Sonomax Technologies Inc.
Sonor Investments Limited
Sonora Diamond Corp. Ltd.
Sonoro Energy Ltd.
Sonoro Metals Corp.
Sophiris Bio Inc.
Sora Capital Corp.
---Yes/Oui
----Yes/Oui
---------Yes/Oui
------Yes/Oui
-Yes/Oui
----Yes/Oui
----Yes/Oui
Yes/Oui
-------
--1b, 1c, 1e
1a, 1b, 1c, 1d, 1e,
3
---1b
----1b, 1c, 1e
---------1a, 1b, 1d, 4
------1a, 1c, 1e, 3
-1a, 1c, 1e, 3
----1a, 1c, 1e, 3
----1a, 1c, 1e, 3
1a, 1b, 1c, 1e, 3
-------
--2004/10/29
2005/01/24
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------Yes/Oui
----------Yes/Oui
-----Yes/Oui
----Yes/Oui
---------------------
-------1a, 1b
----------1a, 1b, 1c, 1e, 3
-----1b, 1c, 1e
----1a, 1b, 1c, 1e, 3
---------------------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
-----Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-----------------
Order Date
(YYYY/MM/DD)
Sorrel Resources ltd.
Sound Healthcare Inc.
Source Exploration Corp.
South Shore Gold Mines Limited
Southeast Asia Mining Corp.
Southern Arc Minerals Inc.
Southern Pacific Resource Corp.
Southern Reef Ventures Inc.
SouthGobi Resources Ltd.
Southland Tower I Limited Partnership
Southridge Farms Limited Partnership
Southwind Resource Explorations Limited
Spackman Equities Group Inc.
Spanish Mountain Gold Ltd.
Sparrow Ventures Corp.
Spartan Energy Corp.
Spartec International Corporation
Sparton Resources Inc.
Specialty Foods Group Income Fund
Spectra Inc.
Spectra7 Microsystems Inc.
Spectral Diagnostics Inc.
Sphere 3D Corporation
Sphinx Resources Ltd.
Spinlogic Technologies Inc.
Spinnaker Development Corporation
Spirit Bear Capital Corp.
SponsorsOne Inc.
Sport Active Television Network Inc.
Sportsclick Inc.
Spot Coffee (Canada) Ltd.
Spring Chemicals Limited
Spring Fever
Springfield Properties I Limited Partnership
Sprott 2013 Flow-Through Limited Partnership
Sprott 2014-II Flow-Through Limited Partnership
Sprott 2014 Flow-Through Limited Partnership
Sprott Canadian Equity Class
Sprott Canadian Equity Fund
Sprott Diversified Yield Class
Sprott Diversified Yield Fund
Sprott Energy Fund
Sprott Enhanced Balanced Class
Sprott Enhanced Balanced Fund
Sprott Enhanced Equity Class
Sprott Global Agriculture Fund
Sprott Global Infrastructure Fund
Sprott Gold and Precious Minerals Class
Sprott Gold and Precious Minerals Fund
Sprott Gold Bullion Class
Date de
l'ordonnance
1986/08/07
1992/05/29
-1978/07/11
---2003/05/26
-1987/06/22
1987/06/04
1988/09/23
----1999/07/16
-2009/09/04
-----2007/10/05
1993/07/22
--1999/01/08
2013/02/20
-1979/06/11
1985/06/12
1996/06/10
-----------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
----------------------Yes/Oui
-----Yes/Oui
Yes/Oui
---------------------
Order Date
(YYYY/MM/DD)
Sprott Gold Bullion Fund
Sprott Inc.
Sprott Physical Gold Trust
Sprott Physical Platinum and Palladium Trust
Sprott Physical Silver Trust
Sprott Real Asset Class
Sprott Resource Class
Sprott Resource Corp.
Sprott SFIF Trust
Sprott Short-Term Bond Class
Sprott Short-Term Bond Fund
Sprott Silver Bullion Class
Sprott Silver Bullion Fund
Sprott Silver Equities Class
Sprott Small Cap Equity Fund
Sprott Strategic Fixed Income Fund
Sprott Tactical Balanced Class
Sprott Tactical Balanced Fund
Sprott Timber Fund
Spruce Ridge Resources Ltd.
Sprylogics International Corp.
Spyglass Resources Corp.
Spyn Corporation
SQI Diagnostics Inc.
SRAI Capital Corp.
SSF Trust
St-Georges Platinum and Base Metals Ltd.
St Andrew Goldfields Ltd.
Stan West Mining Corp.
Standard-Modern Technologies Corporation
Standard Broadcasting Corporation Limited
Standard Graphite Corporation
Standard Life Aggressive Portfolio
Standard Life Aggressive Portfolio Class
Standard Life Balanced Fund
Standard Life Canadian Bond Class
Standard Life Canadian Bond Fund
Standard Life Canadian Dividend Growth Class
Standard Life Canadian Dividend Growth Fund
Standard Life Canadian Equity Class
Standard Life Canadian Equity Focus Fund
Standard Life Canadian Equity Fund
Standard Life Canadian Equity Growth Class
Standard Life Canadian Equity Growth Fund
Standard Life Canadian Equity Value Class
Standard Life Canadian Equity Value Fund
Standard Life Canadian Small Cap Class
Standard Life Canadian Small Cap Fund
Standard Life Conservative Portfolio
Standard Life Conservative Portfolio Class
----------------------Yes/Oui
----------------------------
----------------------1b
----------------------------
Date de
l'ordonnance
----------------------2003/07/09
-----1990/09/14
1988/06/15
---------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
------------------------------------1991/05/22
1991/05/22
1987/09/18
------
(YYYY/MM/DD)
Standard Life Corporate High Yield Bond Class
Standard Life Corporate High Yield Bond Fund
Standard Life Diversified Income Fund
Standard Life Dividend Growth & Income Portfolio
Standard Life Dividend Growth & Income Portfolio
Class
Standard Life Dividend Income Class
Standard Life Dividend Income Fund
Standard Life Emerging Markets Debt Fund
Standard Life Emerging Markets Dividend Class
Standard Life Emerging Markets Dividend Fund
Standard Life European Equity Fund
Standard Life Global Dividend Growth Class
Standard Life Global Dividend Growth Fund
Standard Life Global Equity Class
Standard Life Global Equity Fund
Standard Life Global Equity Value Class
Standard Life Global Equity Value Fund
Standard Life Global Monthly Income Fund
Standard Life Global Portfolio
Standard Life Global Portfolio Class
Standard Life Global Real Estate Fund
Standard Life Growth Portfolio
Standard Life Growth Portfolio Class
Standard Life High Yield Bond Fund
Standard Life International Bond Fund
Standard Life International Equity Class
Standard Life International Equity Fund
Standard Life Moderate Portfolio
Standard Life Moderate Portfolio Class
Standard Life Money Market Fund
Standard Life Monthly Income Class
Standard Life Monthly Income Fund
Standard Life Short Term Bond Fund
Standard Life Short Term Yield Class
Standard Life Tactical Bond Fund
Standard Life U.S Dividend Growth Fund
Standard Life U.S Equity Focus Fund
Standard Life U.S. Dividend Growth Class
Standard Life U.S. Equity Class
Standard Life U.S. Equity Fund
Standard Life U.S. Monthly Income Fund
Standard Trust Company
Standard Trustco Limited
Stanley Park Place Apartments
Stans Energy Corp.
Stantec Inc.
Star Hedge Managers Corp.
Star Hedge Managers Corp. II
Star Minerals Group Ltd.
------
------
Ordonnance
d'interdiction
d'opГ©rations
------
---------------------------------------------
---------------------------------------------
------------------------------------Yes/Oui
Yes/Oui
Yes/Oui
------
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
-Yes/Oui
Date de
l'ordonnance
-Yes/Oui
---Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-2001/05/25
---2005/11/02
1999/07/16
-2007/05/03
1991/06/24
1983/10/12
------Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
----
------2014/04/15
1988/06/15
1998/06/01
-1999/10/06
2006/05/17
2002/05/22
2010/06/21
-2013/09/16
1993/07/23
---1995/09/19
1998/06/17
----1996/06/10
2008/01/10
----
(YYYY/MM/DD)
Star Navigation Systems Group Ltd.
Star Portfolio Corp.
Star Properties Inc.
Starcore International Mines Ltd.
Starfield Resources Inc.
----Yes/Oui
Starfire Minerals Inc.
Starfire Technologies International Inc.
Starlight U.S. Multi-Family Core Fund
Starlight U.S. Multi-Family (No. 2) Core Fund
Starlight U.S. Multi-Family (No. 3) Core Fund
Staront Technologies Inc.
Starratt Resources Limited
Starrex International Ltd.
Starwood Industries Inc.
States Exploration Ltd.
Steadman Oceanographic Technology & Growth
Fund
Steadyhand Equity Fund
Steadyhand Founders Fund
Steadyhand Global Equity Fund
Steadyhand Income Fund
Steadyhand Savings Fund
Steadyhand Small-Cap Equity Fund
Stealth Minerals Limited
Steed Ventures Corporation
Stef International Corporation
Stella-Jones Inc.
Steppe Gold Resources Ltd.
Sterling Leaf Income Trust
Sterling Limited Partnership
Sterling Mining Company
Sterling Resources Ltd.
Sterling Shoes Inc.
Stewart Lake Resources Inc.
Stikine Energy Corp.
Stillwater Mining Company
Stinton Exploration Ltd.
STN Incorporated
Stockguard Corporation
Stockport Exploration Inc.
Stone 2013 Flow-Through Limited Partnership
Stone Agribusiness Fund
Stone Investment Group Limited
Stone Mountain Apartments I Limited Partnership
Stone Mountain Holdings Inc.
Stone & Co. Dividend Growth Class Canada
Stone & Co. Europlus Dividend Growth Fund
Stone & Co. Flagship Global Growth Fund
-----Yes/Oui
--Yes/Oui
-Yes/Oui
----1a, 1b, 1c, 1d, 1e,
3
-----1a, 1b, 1c, 1e, 3
--1a, 1c, 1e, 3
-1a, 1b, 1d
------Yes/Oui
----Yes/Oui
-Yes/Oui
-Yes/Oui
-----------Yes/Oui
----
------1a, 1c, 1e, 3
----1a, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1e, 3
-----------1a, 1c, 1e, 3
----
--1999/01/08
-2013/08/22
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----1991/02/22
--2011/07/29
-2009/04/14
--2002/04/08
-2007/01/16
---1990/06/19
----1998/05/29
1992/06/18
-------2014/02/12
------1977/11/08
2003/05/26
--1997/04/10
-2003/10/10
1994/09/07
1995/09/20
(YYYY/MM/DD)
Stone & Co. Flagship Growth & Income Fund
Canada
Stone & Co. Flagship Money Market Fund Canada
Stone & Co. Flagship Stock Fund Canada
Stone & Co. Growth Industries Fund
Stone & Co. Resource Plus Class
Stonebridge Inc.
Stonegate Agricom Ltd.
Stonehaven Exploration Inc.
Stoneset Equity Development Corp.
StorageVault Canada Inc.
Storm Cat Energy Corporation
Storm Resources Ltd.
Stornoway Diamond Corporation
stox.com Inc.
Strad Energy Services Ltd.
Straight Forward Marketing Corporation
Strait Minerals Inc.
Strata-X Energy Ltd.
Strata Minerals Inc.
Stratas Corporation Ltd., The
Strateco Resources Inc.
Strategic Income Allocation Fund
Strategic Oil & Gas Ltd.
Strategic Resources Inc.
Stratford Village Limited Partnership
Strathearn House Group Limited
Stratton Capital Corp.
Stratton Resources Inc.
Stream Oil & Gas Ltd.
Stream Ventures Inc.
Streetwear Corporation, The
Stria Lithium Inc.
Strike Graphite Corp.
Strike Minerals Inc.
Strongbow Exploration Inc.
Strongco Corporation
Stroud Resources Ltd.
STT Enviro Corp.
Stuart Olson Inc.
Student Transportation Inc.
Stump Mines Ltd.
St. Anthony Resources Inc.
St. Augustine Gold and Copper Limited
St. Charles Village
St. Clair Paint & Wallpaper Corporation
St. James Square Limited Partnership
St. Lucie Exploration Company Limited
St. Martin's (No. 1) Limited Partnership
St. Martin's (No. 2) Limited Partnership
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
-------Yes/Oui
-Yes/Oui
--Yes/Oui
-Yes/Oui
-----------------Yes/Oui
-------Yes/Oui
----Yes/Oui
---
-------1b, 1c, 1e
-1a, 1b, 1c, 1e, 3
--1a, 1b
-1a, 1c, 1e, 3
-----------------1a, 1b, 1c, 1e, 3
-------1a, 1b
----1b, 3
---
----Yes/Oui
--Yes/Oui
-Yes/Oui
--Yes/Oui
-Yes/Oui
---Yes/Oui
----Yes/Oui
Yes/Oui
-------Yes/Oui
------Yes/Oui
Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
----
Date de
l'ordonnance
------
------
(YYYY/MM/DD)
Sulliden Mining Capital Inc.
Summit 2-B, The
Summit Industrial Income REIT
Sumtra Diversified Inc.
Sun-Times Media Group, Inc.
Sun Life Assurance Company of Canada
Sun Life Beutel Goodman Canadian Bond Fund
Sun Life BlackRock Canadian Balanced Class
Sun Life BlackRock Canadian Balanced Fund
Sun Life BlackRock Canadian Composite Equity
Class
Sun Life BlackRock Canadian Composite Equity
Fund
Sun Life BlackRock Canadian Equity Class
Sun Life BlackRock Canadian Equity Fund
Sun Life BlackRock Canadian Universe Bond Fund
Sun Life Capital Trust
Sun Life Capital Trust II
Sun Life Dynamic Equity Income Class
Sun Life Dynamic Equity Income Fund
Sun Life Dynamic Strategic Yield Class
Sun Life Dynamic Strategic Yield Fund
Sun Life Financial Inc.
Sun Life Managed Balanced Class
Sun Life Managed Balanced Growth Class
Sun Life Managed Balanced Growth Portfolio
Sun Life Managed Balanced Portfolio
Sun Life Managed Conservative Class
Sun Life Managed Conservative Portfolio
Sun Life Managed Enhanced Income Portfolio
Sun Life Managed Growth Class
Sun Life Managed Growth Portfolio
Sun Life Managed Income Portfolio
Sun Life Managed Moderate Class
Sun Life Managed Moderate Portfolio
Sun Life MFS Balanced Growth Fund
Sun Life MFS Balanced Value Fund
Sun Life MFS Canadian Bond Fund
Sun Life MFS Canadian Equity Class
Sun Life MFS Canadian Equity Fund
Sun Life MFS Canadian Equity Growth Fund
Sun Life MFS Canadian Equity Value Fund
Sun Life MFS Dividend Income Class
Sun Life MFS Dividend Income Fund
Sun Life MFS Global Growth Class
Sun Life MFS Global Growth Fund
Sun Life MFS Global Total Return Fund
Sun Life MFS Global Value Fund
Sun Life MFS International Growth Class
----Yes/Oui
------
----1a, 1b, 1c, 1d, 1e,
3
------
-1994/06/03
----
--
--
--
--
-------------------------------------
-------------------------------------
-------------------------------------
-------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Sun Life MFS International Growth Fund
Sun Life MFS International Value Fund
Sun Life MFS Monthly Income Fund
Sun Life MFS U.S. Equity Fund
Sun Life MFS U.S. Growth Class
Sun Life MFS U.S. Growth Fund
Sun Life MFS U.S. Value Fund
Sun Life Milestone 2020 Fund
Sun Life Milestone 2025 Fund
Sun Life Milestone 2030 Fund
Sun Life Milestone 2035 Fund
Sun Life Milestone Global Equity Fund
Sun Life Money Market Class
Sun Life Money Market Fund
Sun Life NWQ Flexible Income Fund
Sun Life Schroder Emerging Markets Fund
Sun Life Sentry Value Class
Sun Life Sentry Value Fund
Suncor Energy Inc.
SunOil Ltd.
SunOpta Inc.
Sunora Foods Inc.
Sunrise Fund Ltd., The
Sunshine Oilsands Ltd.
Sunstone Opportunity Fund (2005) Limited
Partnership
Sunstone Opportunity Fund (2008) Limited
Partnership
Sunstone Opportunity (2006) Debenture Fund
Sunstone Opportunity (2006) Realty Trust
Sunstone Opportunity (2007) Mortgage Fund
Sunstone Opportunity (2007) Realty Trust
Sunstone Opportunity (2008) Realty Trust
Sunstone U.S. Opportunity (No. 2) Realty Trust
Sunstone U.S. Opportunity (No. 3) Realty Trust
Sunstone U.S. Opportunity (No. 4) Realty Trust
Sunstone U.S. (No. 2) L.P.
Sunwah International Holdings Limited
Sunward Resources Ltd.
Suparna Gold Corp.
Super Nova Petroleum Corp.
Superior Copper Corporation
Superior Plus Corp.
Supreme Pharmaceuticals Inc.
Supremex Inc.
Surge Energy Inc.
Surrey Capital Corp.
Surrey Place Limited Partnership
SustainCo Inc.
Swansea Gold Mines Inc.
----------------------Yes/Oui
---
----------------------1a, 1b, 1d
---
Ordonnance
d'interdiction
d'opГ©rations
----------------------Yes/Oui
---
--
--
--
--
-----------------------
-----------------------
-------------------Yes/Oui
-Yes/Oui
-------------------1998/02/05
-1994/08/30
----------------------1992/06/18
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
---------------
Date de
l'ordonnance
--------------Yes/Oui
--------------2010/06/11
----Yes/Oui
---Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----1999/07/16
---2009/03/11
2007/04/09
1993/04/28
2014/08/11
(YYYY/MM/DD)
T
SweetrLife Technologies inc.
Swica Resource Corp.
Swisher Hygiene Inc.
SwissLink Financial Corporation
Sword Energy Inc.
Sycon Corporation
Sylvan Park Estates Limited Partnership
Symax Lift (Holding) Co. Ltd.
Symbility Solutions Inc.
Symmetry Balanced Portfolio
Symmetry Balanced Portfolio Class
Symmetry Canadian Bond Corporate Class
Symmetry Canadian Bond Fund
Symmetry Canadian Equity Fund
Symmetry Conservative Income Portfolio
Symmetry Conservative Income Portfolio Class
Symmetry Conservative Portfolio
Symmetry Conservative Portfolio Class
Symmetry Corporate Bond Corporate Class
Symmetry EAFE Equity Fund,
Symmetry Emerging Markets Equity Corporate
Class
Symmetry Equity Class
Symmetry Fixed Income Portfolio
Symmetry Fixed Income Portfolio Class
Symmetry Global Bond Corporate Class
Symmetry Global Bond Fund
Symmetry Global Equity Fund
Symmetry Growth Portfolio
Symmetry Growth Portfolio Class
Symmetry Low Volatility Fund
Symmetry Moderate Growth Portfolio
Symmetry Moderate Growth Portfolio Class
Symmetry US Equity Fund
Symmetry U.S. Small Cap Equity Fund
Symphony Floating Rate Senior Loan Fund
Synergex Corporation
-Yes/Oui
--------------------
-3
--------------------
--------------Yes/Oui
Synergy American Corporate Class
Synergy American Fund
Synergy Canadian Corporate Class
Synergy Global Corporate Class
Synergy Renewable Resources Inc.
Synergy Tactical Asset Allocation Fund
Synex International Inc.
Synodon Inc.
Syscan International Inc.
S.C.O. Medallion Healthy Homes Ltd.
S.T.I. Industries Inc.
TAC Gold Corporation
--------Yes/Oui
Yes/Oui
-Yes/Oui
--------------1a, 1b, 1c, 1d, 1e,
3
--------1b, 1c, 1e
1a, 1c, 1e, 3
-1a, 1c, 1e, 3
-2001/07/17
-2002/05/23
-1991/06/13
1996/06/17
---------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
Yes/Oui
Date de
l'ordonnance
--Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
--2011/03/15
--1994/05/20
-2001/05/30
2001/04/18
--2009/05/07
1989/05/29
-2004/07/30
-----Yes/Oui
-Yes/Oui
---Yes/Oui
---Yes/Oui
--Yes/Oui
Yes/Oui
----------
-----2014/07/11
-1993/06/30
---2008/07/31
---1992/07/28
--2001/05/25
2002/06/24
----------
(YYYY/MM/DD)
TAD Mineral Exploration Inc.
TAG Oil Ltd.
Tagalder (2000) Inc.
Tahera Diamond Corporation
--Yes/Oui
Yes/Oui
Tahoe Resources Inc.
Taiga Building Products Ltd.
Tajac Capital Inc.
Tajiri Resources Corp.
Takara Resources Inc.
Talborne Capital Corporation
Talisman Energy Inc.
Talisman Enterprises Inc.
Talisman Mines Limited
Talmora Diamond Inc.
Talon Metals Corp.
Talware Networx Inc.
Taman Corporation
Tamarack Valley Energy Ltd.
Tanbridge Corporation, The
--Yes/Oui
--------Yes/Oui
--Yes/Oui
Tangerine Balanced Growth Portfolio
Tangerine Balanced Income Portfolio
Tangerine Balanced Portfolio
Tangerine Equity Growth Portfolio
Tango Gold Mines Incorporated
Tantalex Resources Corporation
Tanzanian Royalty Exploration Corporation
Tap Capital Corp.
Taranis Resources Inc.
Target Capital Inc.
Tarku Resources Ltd.
Tarquin Group Inc.
Tarsis Resources Ltd.
Tartisan Resources Corp.
Taseko Mines Limited
Taurus Footwear Inc.
Tawsho Mining Inc.
Taylor North American Equity Opportunities Fund
TCR Environmental Corp.
TCT Logistics Inc.
TD Advantage Aggressive Growth Portfolio
TD Advantage Balanced Growth Portfolio
TD Advantage Balanced Income Portfolio
TD Advantage Balanced Portfolio
TD Advantage Growth Portfolio
TD Asian Growth Class
TD Asian Growth Fund
TD Balanced Growth Fund
TD Balanced Income Fund
-----Yes/Oui
-----Yes/Oui
-------Yes/Oui
----------
--1a, 3
1a, 1b, 1c, 1d, 1e,
3
--1a, 1c, 1e, 3
--------1a, 1c, 1e, 2c, 3
--1a, 1b, 1c, 1d, 1e,
3
-----1a, 1c, 1e, 3
-----1a, 1c, 1e, 3
-------1a, 1b, 1d
----------
--2003/05/23
2010/03/23
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
TD Balanced Index Fund
TD Canadian Blue Chip Equity Class
TD Canadian Blue Chip Equity Fund
TD Canadian Bond Fund
TD Canadian Bond Index Fund
TD Canadian Core Plus Bond Fund
TD Canadian Equity Class
TD Canadian Equity Fund
TD Canadian Equity Pool
TD Canadian Equity Pool Class
TD Canadian Index Fund
TD Canadian Low Volatility Class
TD Canadian Low Volatility Fund
TD Canadian Low Volatility Pool
TD Canadian Money Market Fund
TD Canadian Small-Cap Equity Class
TD Canadian Small-Cap Equity Fund
TD Canadian T-Bill Fund
TD Canadian Value Class
TD Canadian Value Fund
TD Capital Trust IV
TD Capital Trust lll
TD Comfort Aggressive Growth Portfolio
TD Comfort Balanced Growth Portfolio
TD Comfort Balanced Income Portfolio
TD Comfort Balanced Portfolio
TD Comfort Conservative Income Portfolio
TD Comfort Growth Portfolio
TD Corporate Bond Capital Yield Fund
TD Corporate Bond Pool
TD Diversified Monthly Income Fund
TD Dividend Growth Class
TD Dividend Growth Fund
TD Dividend Income Class
TD Dividend Income Fund
TD Dow Jones Industrial Average Index Fund
TD Emerald Balanced Fund
TD Emerald Canadian Bond Index Fund
TD Emerald Canadian Equity Index Fund
TD Emerald Canadian Short Term Investment
Fund
TD Emerald Canadian Treasury Management Government of Canada Fund
TD Emerald Canadian Treasury Management
Fund
TD Emerald International Equity Index Fund
TD Emerald U.S. Market Index Fund
TD Emerging Markets Class
TD Emerging Markets Fund
TD Emerging Markets Low Volatility Fund
-----------------------------------------
-----------------------------------------
Ordonnance
d'interdiction
d'opГ©rations
-----------------------------------------
--
--
--
--
--
--
--
--
------
------
------
------
-----------------------------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
TD Energy Fund
TD Entertainment & Communications Fund
TD European Index Fund
TD Fixed Income Pool
TD FundSmart Managed Aggressive Growth
Portfolio
TD FundSmart Managed Balanced Growth
Portfolio
TD FundSmart Managed Income Portfolio
TD FundSmart Managed Income & Moderate
Growth Portfolio
TD FundSmart Managed Maximum Equity Growth
Portfolio
TD Global Bond Fund
TD Global Equity Pool
TD Global Equity Pool Class
TD Global Low Volatility Class
TD Global Low Volatility Fund
TD Health Sciences Fund
TD High Yield Bond Fund
TD Income Advantage Portfolio
TD Income Opportunities Pool
TD International Growth Class
TD International Growth Fund
TD International Index Currency Neutral Fund
TD International Index Fund
TD Japanese Growth Fund
TD Japanese Index Fund
TD Latin American Growth Fund
TD Managed Aggressive Growth Portfolio
TD Managed Balanced Growth Portfolio
TD Managed Income Portfolio
TD Managed Income & Moderate Growth Portfolio
TD Managed Index Aggressive Growth Portfolio
TD Managed Index Balanced Growth Portfolio
TD Managed Index Income Portfolio
TD Managed Index Income & Moderate Growth
Portfolio
TD Managed Index Maximum Equity Growth
Portfolio
TD Managed Maximum Equity Growth Portfolio
TD Monthly Income Fund
TD Mortgage Corporation
TD Mortgage Fund
TD Nasdaq Index Fund
TD North American Dividend Fund
TD Opportunities Pool
TD Precious Metals Fund
TD Premium Money Market Fund
TD Private Canadian Blue Chip Dividend Fund
------
------
Ordonnance
d'interdiction
d'opГ©rations
------
--
--
--
--
---
---
---
---
--
--
--
--
-------------------------
-------------------------
-------------------------
-------------------------
--
--
--
--
-----------
-----------
-----------
-----------
------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
----------------------------------1983/06/24
--
(YYYY/MM/DD)
TD Private Canadian Blue Chip Equity Fund
TD Private Canadian Bond Income Fund
TD Private Canadian Bond Return Fund
TD Private Canadian Corporate Bond Fund
TD Private Canadian Diversified Yield Fund
TD Private Canadian Equity Plus Fund
TD Private Canadian Strategic Opportunities Fund
TD Private Canadian Value Fund
TD Private International Equity Fund
TD Private International Stock Fund
TD Private Target Return Fund
TD Private Target Return Plus Fund
TD Private U.S. Blue Chip Equity Currency Neutral
Fund
TD Private U.S. Blue Chip Equity Fund
TD Private U.S. Corporate Bond Fund
TD Private U.S. Mid-Cap Equity Fund
TD Real Return Bond Fund
TD Resource Fund
TD Retirement Balanced Portfolio
TD Retirement Conservative Portfolio
TD Risk Reduction Pool
TD Science & Technology Fund
TD Short Term Bond Fund
TD Short Term Investment Class
TD Split Inc.
TD Strategic Yield Fund
TD Tactical Monthly Income Class
TD Tactical Monthly Income Fund
TD Tactical Pool
TD Tactical Pool Class
TD Target Return Balanced Fund
TD Target Return Conservative Fund
TD Ultra Short Term Bond Fund
TD U.S. Blue Chip Equity Fund
TD U.S. Equity Currency Neutral Portfolio
TD U.S. Equity Portfolio
TD U.S. Index Currency Neutral Fund
TD U.S. Index Fund
TD U.S. Low Volatility Fund
TD U.S. Mid-Cap Growth Class
TD U.S. Mid-Cap Growth Fund
TD U.S. Money Market Fund
TD U.S. Monthly Income Fund
TD U.S. Monthly Income Fund - C$
TD U.S. Quantitative Equity Fund
TD U.S. Small-Cap Equity Fund
TDb Split Corp.
Team Energy and Minerals Inc.
TearLab Corporation
--------------
--------------
Ordonnance
d'interdiction
d'opГ©rations
--------------
-------------------------------------
-------------------------------------
----------------------------------Yes/Oui
--
--------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-------Yes/Oui
-Yes/Oui
-----Yes/Oui
------------------------
-------1a, 1b, 1c, 1e, 3
-1a, 1b, 1d, 3
-----1a, 1d, 3
------------------------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
--Yes/Oui
-----Yes/Oui
------------------
--------Yes/Oui
Yes/Oui
--------1a
1a, 1b, 1c, 1e, 3
-------Yes/Oui
Yes/Oui
Yes/Oui
-------1992/09/30
2002/11/22
2006/10/02
(YYYY/MM/DD)
Tech Leaders Income Fund
Techniscan Systems Limited
Teck Resources Limited
Tecrad Inc.
Tecsys Inc.
Tee-Comm Electronics Inc.
Tekmira Pharmaceuticals Corporation
Tele-Find Technologies Corp.
Telecom Italia S.p.A.
Teleglobe Inc.
Telehop Communications Inc.
Telephony Communications International Inc.
Telescene Film Group Inc.
Telferscot Resources Inc.
Tellza Communications Inc.
Telum International Corporation
TELUS Communications Inc.
TELUS Corporation
Tembec Inc.
Tembo Gold Corp.
Temex Resources Corp.
Templar Energy Ltd.
Temple Hotels Inc.
Templeton Asian Growth Corporate Class
Templeton Asian Growth Fund
Templeton BRIC Corporate Class
Templeton Canadian Balanced Fund
Templeton Canadian Stock Corporate Class
Templeton Canadian Stock Fund
Templeton EAFE Developed Markets Fund
Templeton Emerging Markets Corporate Class
Templeton Emerging Markets Fund
Templeton Frontier Markets Corporate Class
Templeton Frontier Markets Fund
Templeton Global Bond Fund
Templeton Global Bond Fund (Hedged)
Templeton Global Bond Hedged Yield Class
Templeton Global Income Fund
Templeton Global Smaller Companies Corporate
Class
Templeton Global Smaller Companies Fund
Templeton Growth Corporate Class
Templeton Growth Fund, Ltd.
Templeton International Stock Corporate Class
Templeton International Stock Fund
Tempus Capital Inc.
Ten Peaks Coffee Company Inc.
Ten Thousand Day War, The
Tenango Explorations Inc.
Tengtu International Corp.
-1977/01/10
-1990/04/20
-1997/05/26
-2009/05/19
-2005/11/16
-1991/01/15
2001/02/07
--2003/05/22
-----1998/09/10
------------------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
TeraForce Technology Corporation
TeraGo Inc.
Teranga Gold Corporation
Teras Resources Inc.
Terminal City Capital Inc.
Terra Energy Corp.
Terra Firma Capital Corporation
Terra Firma Resources Inc.
Terrace Energy Corp.
Terramar Resource Corporation
Terrastar Development Corporation
Terratech Resources Inc.
TerraVest Capital Inc.
Tesco Corporation
Tesla Exploration Ltd.
Tesoro Minerals Corp.
Tethys Petroleum Limited
Teton Energy Corporation
Texas International Company
Texore Mines Limited
TG Residential Value Properties Ltd.
The Trendlines Group Ltd.
Theme Restaurants Incorporated
Theralase Technologies Inc.
Theratechnologies Inc.
Thermal Energy International Inc.
ThermoCeramix Corporation
theScore, Inc.
Third CGI Mutualization Corporation
Thistle Mining Inc.
Thompson Creek Metals Company Inc.
Thomson Reuters Corporation
Threegold Resources Inc.
Threshold Passage Films Inc.
Thunder Bumpers Corporation
Thunderbird Resorts, Inc.
Thundermin Resources Inc.
Thunderstruck Resources Ltd.
Ticket To Heaven
Tier One Capital Limited Partnership
Till Capital Ltd.
Tilting Capital Corp.
Tim Hortons Inc.
Timbercreek Global Real Estate Fund
Timbercreek Mortgage Investment Corporation
Timbercreek Senior Mortgage Investment
Corporation
Timbercreek U.S. Multi-Residential Opportunity
Fund #1
Times Three Wireless Inc.
Yes/Oui
---Yes/Oui
------------Yes/Oui
--Yes/Oui
--------Yes/Oui
-----------------
1a, 1c, 1e, 3
---1a, 1c, 1e, 3
------------1b, 1c, 1e
--1a, 1c, 1e, 3
--------1a, 1c, 1e, 3
-----------------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
---Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
-----Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-----Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
--------
--
--
--
--
Yes/Oui
1a, 1c, 1e, 3
Yes/Oui
2014/05/14
2005/05/10
---2009/05/06
----1991/01/11
1991/02/21
1991/08/07
-----2009/12/24
1990/08/03
1977/06/02
2014/11/10
-1988/03/22
-----1993/07/15
2008/05/06
--2014/05/07
1983/06/13
1991/08/02
---1986/09/22
--------
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
-Yes/Oui
----------Yes/Oui
Yes/Oui
---------Yes/Oui
-------
-1a, 1c, 1d, 1e, 3
----------1b, 1c, 1e
1a, 1b, 1d
---------1a, 1c, 1e, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-Yes/Oui
------Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
-------Yes/Oui
-----Yes/Oui
---------Yes/Oui
-Yes/Oui
-----Yes/Oui
--
---------1b, 1c, 1e
-1a, 1b, 1c, 1e, 1f, 3
-----1a, 1b, 1c, 1e, 3
--
-Yes/Oui
-Yes/Oui
--Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
--
-1998/05/22
-1993/12/08
--1995/09/27
--2014/05/30
-2010/03/09
1991/07/17
1992/06/19
---2014/09/26
--
(YYYY/MM/DD)
Timken Company, The
Timminco Limited
Timmins Gold Corp.
Timmins Nickel, Inc.
Tintina Mines Limited
Tirex Resources Ltd.
TIS Preservation and Growth Fund
Titan Medical Inc.
Titanium Corporation Inc.
TitanStar Properties Inc.
TJN Industries Ltd.
TJR Coatings Inc.
TLC Vision Corporation
TMI-Learnix Inc.
TMX Group Limited
Toburn-Alberta Ltd.
Tolima Gold Inc.
TomaGold Corporation
Top 10 Canadian Financial Trust
Top 10 Split Trust
Top 20 Dividend Trust
Top 20 Europe Dividend Trust
Top 20 U.S. Dividend Trust
Toptent inc.
TORC Oil & Gas Ltd.
Torex Gold Resources Inc.
TORO RESOURCES CORP.
Toromont Industries Ltd.
Toronto-Dominion Bank, The
Toronto East (Scarborough) Hotel Development
Partnership, The
Toronto Hydro Corporation
Torrent Capital Corp.
Torstar Corporation
Torvalon Corp.
Toscana Energy Income Corporation
Total Energy Services Inc.
Total Return Fund Inc.
Total Telcom Inc.
Touchstone Exploration Inc.
Touchstone Gold Limited
Tourmaline Oil Corp.
Toxin Alert Inc.
TPB & T Ltd.
Tracker Resources Inc.
Tradex Bond Fund
Tradex Equity Fund Limited
Tradex Global Equity Fund
Trafina Energy Ltd.
Trans Quebec & Maritimes Pipeline Inc.
-2012/04/18
-1992/11/25
------1984/08/04
-2010/10/08
2002/03/08
-1993/01/18
-------2010/04/09
-----1995/06/12
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
TransAlta Corporation
TransAlta Renewables Inc.
Transat A.T. Inc.
Transatlantic Mining Corp.
TransAtlantic Petroleum Ltd.
TransCanada Corporation
TransCanada PipeLines Limited
Transcontinental Inc.
Transeastern Power Trust
Transeuro Energy Corp.
TransForce Inc.
TransGaming Inc.
TransGlobe Apartment Real Estate Investment
Trust
TransGlobe Energy Corporation
Transition Metals Corp.
Transition Therapeutics Inc.
Transpacific Resources Inc.
Trapeze Value Class
Travelbyus.com Ltd.
Traverse Energy Ltd.
Treasury Metals Inc.
Tree Island Steel Ltd.
Trenton Industries Inc.
Tretheway
Trevali Mining Corporation
Trez Capital Mortgage Investment Corporation
Trez Capital Senior Mortgage Investment
Corporation
Tri-Star Resources Plc
Tri Origin Exploration Ltd.
Triangulum Corporation
Triarc Corporation Limited
Triarx Gold Corporation
Triax Diversified High-Yield Trust
Tribute
Tribute Pharmaceuticals Canada Inc.
Tribute Resources Inc.
Trican Well Service Ltd.
Tricon Capital Group Inc.
Trident Gold Corp.
Trident Performance Corp.
Trident Performance Corp. II
Trillium Building Limited Partnership
Trillium therapeutics Inc.
Trilogy Energy Corp.
Trimac Transportation Ltd.
Trimark Advantage Bond Fund
Trimark Canadian Bond Class
Trimark Canadian Bond Fund
---------Yes/Oui
----
---------1a, 1c, 1e, 3
----
Ordonnance
d'interdiction
d'opГ©rations
---------Yes/Oui
----
---Yes/Oui
-Yes/Oui
---------
---1a
-1a, 1d
---------
---Yes/Oui
-Yes/Oui
---Yes/Oui
Yes/Oui
----
---2004/08/03
-2002/02/27
---1996/05/17
1986/09/16
----
--Yes/Oui
-Yes/Oui
-----------------
--1a
-1a
-----------------
--Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-------Yes/Oui
-------
--2002/06/21
1991/01/16
2002/05/24
-1992/09/30
-------1995/03/30
-------
---------2014/05/13
----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
------------------------------------Yes/Oui
-----Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
--
Order Date
(YYYY/MM/DD)
Trimark Canadian Class
Trimark Canadian Endeavour Fund
Trimark Canadian Fund
Trimark Canadian Opportunity Class
Trimark Canadian Plus Dividend Class
Trimark Canadian Small Companies Fund
Trimark Diversified Income Class
Trimark Diversified Yield Class
Trimark Emerging Markets Class
Trimark Energy Class
Trimark Europlus Fund
Trimark Floating Rate Income Fund
Trimark Fund
Trimark Global Balanced Class
Trimark Global Balanced Fund
Trimark Global Dividend Class
Trimark Global Endeavour Class
Trimark Global Endeavour Fund
Trimark Global Fundamental Equity Class
Trimark Global Fundamental Equity Fund
Trimark Global High Yield Bond Fund
Trimark Global Small Companies Class
Trimark Government Plus Income Fund
Trimark Income Growth Fund
Trimark Interest Fund
Trimark International Companies Class
Trimark International Companies Fund
Trimark North American Endeavour Class
Trimark Resources Fund
Trimark Select Balanced Fund
Trimark U.S. Companies Class
Trimark U.S. Companies Fund
Trimark U.S. Money Market Fund
Trimark U.S. Small Companies Class
Trimel Pharmaceuticals Corporation
TriMetals Mining Inc.
TriNexus Holdings Ltd.
Trinidad Drilling Ltd.
Tristar Balanced Fund
Tristar Canadian Equity Fund
TriStar Gold Inc.
Tristar International Equity Fund
TriTec Power Systems Ltd.
Triton Industries Inc.
Triumph Ventures II Corporation
Tropika International Limited
Troy Resources Limited
Tru-Wall Group Limited
True Gold Mining Inc.
------------------------------------Yes/Oui
-Yes/Oui
Yes/Oui
-Yes/Oui
--------
------------------------------------1a, 1d
-1a, 3
1a, 3
-1a, 3
--------
Date de
l'ordonnance
------------------------------------2002/02/27
-----2001/05/25
1992/08/24
-2001/10/24
-1996/09/25
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
U
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
--
--
--
--
----Yes/Oui
------------Yes/Oui
----1a, 1c, 1e, 3
------------1a, 1b, 1c, 1e, 1g,
3
1b, 1c, 1e
----------1a, 1c, 1e, 3
----------------
---Yes/Oui
Yes/Oui
---Yes/Oui
-----Yes/Oui
Yes/Oui
-Yes/Oui
---1992/06/18
2005/05/13
---2013/11/13
-----1996/06/13
1991/10/21
-2005/05/10
Yes/Oui
--------Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
----------
2009/12/17
--------1991/06/28
1990/07/12
2013/10/29
--2000/11/13
1990/06/26
-1986/07/03
----------
True North Apartment Real Estate Investment
Trust
True North Commercial Real Estate Investment
Trust
True North Gems Inc.
True Zone Resources Inc.
Trueclaim Exploration Inc.
Trylox Environmental Corporation
TSI Telsys Corporation
TSO3 Inc.
Tsodilo Resources Limited
TTE Trust
TTM Resources Inc.
TTU Trust
Tuckamore Capital Management Inc.
Tucows Inc.
Tudor Corporation Ltd.
Tulloch Resources Ltd.
Tundra Environmental Corporation Limited
Tundra Gold Mines Limited
Turbo Power Systems Inc.
Turbodyne Technologies Inc.
TURNKEY E&P INC.
TURQUOISE CAPITAL CORP
Turquoise Hill Resources Ltd.
Tuscany Energy Ltd.
TVA Group Inc.
TVI Pacific Inc.
TWC Enterprises Limited
Tweed Marijuana Inc.
Twin Butte Energy Ltd.
Twin Gold Mines Ltd.
Twin Richfield Oils Ltd.
Twoco Petroleums Ltd.
Tyco International Ltd.
Tyhee Gold Corp.
Tyne Terrace Homes Limited
T.L.C. Properties Inc.
U3O8 Corp.
UBI Resources Inc.
UBS (Canada) American Equity Fund
UBS (Canada) Global Allocation Fund
UBS (Canada) Global Sustainable Equity Fund
UBS (Canada) Global Tactical Allocation ETF Fund
UBS (Canada) High Yield Debt Fund
Ucore Rare Metals Inc.
UEX Corporation
UGE International Ltd.
Ultra Petroleum Corp.
Yes/Oui
----------Yes/Oui
----------------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Date de
l'ordonnance
Yes/Oui
Yes/Oui
--------------------
2001/07/23
1986/11/05
--------------------
(YYYY/MM/DD)
Ultramar Canada Inc.
UltraVision Corporation
Umbral Energy Corp.
Uni-SГ©lect Inc.
Unicol Collection Agencies Limited
Unicorn Corporation, The
Unigold Inc.
UniLink Tele.com Inc.
Union Gas Limited
Unique Broadband Systems, Inc.
UNIREX Corporation
Unirom Technologies Inc.
Uniserve Communications Corporation
Unisphere Satellite Corporation
Unisphere Waste Conversion Ltd.
Unisync Corp.
Unite Capital Corp.
United Coal Holdings Limited
United Corporations Limited
United Duvex Oils & Mines Limited
United Hearne Resources Ltd.
United Hunter Oil & Gas Corp.
United Industrial Services Ltd.
United Keno Hill Mines Limited
United Pacific Capital Resources Corp.
United Redford Resources, Inc.
United Silver Corp.
-Yes/Oui
-----Yes/Oui
------Yes/Oui
-----------Yes/Oui
United Trans-Western, Inc.
Universal Fuels Company
Universal Gold Limited
UpSnap, Inc.
Ur-Energy Inc.
Uranerz Energy Corporation
Uranium Energy Corp.
Uranium One Inc.
Uranium Participation Corporation
Uranium Resources, Inc.
Uranium Valley Mines Ltd.
Urbana Corporation
Urbanfund Corp.
Urbanimmersive Technologies Inc.
UrtheCast Corp.
US Equity Alpha Corporate Class
US Equity Growth Corporate Class
US Equity Growth Pool
US Equity Small Cap Corporate Class
US Equity Small Cap Pool
US Equity Value Corporate Class
--Yes/Oui
-------------------
-1a, 1b
-----1a, 1d, 3
------1b, 1c, 1e
-----------1a, 1b, 1c, 1d, 1e,
3
--1a, 1b, 1d, 3
-------------------
-2002/08/30
--1983/07/21
1991/06/28
-2003/08/06
--2003/09/10
2001/10/19
-1991/08/07
2005/04/05
----1978/07/12
1988/06/17
-2001/07/13
2001/05/08
2001/10/01
1985/03/28
2014/06/17
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
V
US Equity Value Currency Hedged Corporate
Class
US Equity Value Pool
US Financial 15 Split Corp.
Utah Larder Gold Mines Limited
Utility Corp.
Utility Split Trust
U.S. Agency Mortgage-Backed REIT Advantaged
Fund
U.S. and International Equity Class
U.S. and International Specialty Class
U.S. Dividend Class (GWLIM)
U.S. Dollar Cash Management Fund
U.S. Geothermal Inc.
U.S. High Yield Bond Fund
U.S. Housing Recovery Fund
U.S. Large Cap Index Fund
U.S. Large Company Equity Fund
U.S. Silver Corporation
U.S. Silver & Gold Inc.
U.S. Small Company Equity Fund
U.S. Value Class (Putnam)
U.S. Value Fund (London Capital)
Valeant Pharmaceuticals International, Inc.
Valencia Ventures Inc.
Valener Inc.
Valero Energy Corporation
Valeura Energy Inc.
ValGold Resources Ltd.
Valhalla Resources Ltd.
Valor Ventures Inc.
Valterra Resource Corporation
Valucap Investments Inc.
Van Diemen's Company Ltd., The
Vanguard Canadian Aggregate Bond Index ETF
Vanguard Canadian Short-Term Bond Index ETF
Vanguard Canadian Short-Term Corporate Bond
Index ETF
Vanguard FTSE All-World ex Canada Index ETF
Vanguard FTSE Canada All Cap Index ETF
Vanguard FTSE Canada Index ETF
Vanguard FTSE Canadian Capped REIT Index
ETF
Vanguard FTSE Canadian High Dividend Yield
Index ETF
Vanguard FTSE Developed Asia Pacific Index ETF
Vanguard FTSE Developed Europe Index ETF
Vanguard FTSE Developed ex North America
Index ETF
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
-------
-------
--Yes/Oui
----
--1974/07/16
----
--------------------Yes/Oui
--Yes/Oui
-----
--------------------1a, 1c, 1e, 3
--1a, 1c, 1e, 3
-----
--------------------Yes/Oui
--Yes/Oui
Yes/Oui
----
--------------------2014/08/11
--2012/08/03
1992/12/03
----
-----
-----
-----
-----
--
--
--
--
----
----
----
----
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
Vanguard FTSE Developed ex North America
Index ETF (CAD-hedged)
Vanguard FTSE Emerging Markets Index ETF
Vanguard Fund
Vanguard Global ex-U.S. Aggregate Bond Index
ETF (CAD-hedged)
Vanguard Mining Exploration Limited Partnership
Vanguard S&P 500 Index ETF
Vanguard S&P 500 Index ETF (CAD-hedged)
Vanguard U.S. Aggregate Bond Index ETF (CADhedged)
Vanguard U.S. Dividend Appreciation Index ETF
Vanguard U.S. Dividend Appreciation Index ETF
(CAD-hedged)
Vanguard U.S. Total Market Index ETF
Vanguard U.S. Total Market Index ETF (CADhedged)
Vanguard Venture Corporation
Vantage Point Apartments (Issuer) Limited
Partnership
Vantage Systems Corporation
Varity Corporation
Vatic Ventures Corp.
Vecima Networks Inc.
Vector Intermediaries Inc.
Vector Resources Inc.
Vela Minerals Ltd.
Velan Inc.
Velocity Data Inc.
Velocity Minerals Ltd.
Vena Resources Inc.
Vendome Resources Corp.
Venequity Capital Corporation
Venga Aerospace Systems Inc.
VentriPoint Diagnostics Ltd.
VentureLink Innovation Fund Inc.
Veraz Petroleum Ltd.
Verdant Financial Partners I Inc.
Verdant Valley Ventures Inc.
Verde Potash Plc
Verdx Minerals Corporation
Veresen Inc.
Veris Gold Corp.
Verisante Technology, Inc.
Vermilion Energy Inc.
VersaPay Corporation
Versatile Systems Inc.
Vertex Enhanced Income Fund
Vertex Growth Fund
--
--
Ordonnance
d'interdiction
d'opГ©rations
--
----
----
-Yes/Oui
--
-1979/10/04
--
-----
-----
Yes/Oui
----
1988/10/12
----
---
---
---
---
---
---
---
---
---
---
Yes/Oui
Yes/Oui
1990/11/05
1999/10/06
Yes/Oui
---Yes/Oui
--------Yes/Oui
------Yes/Oui
1a, 1d
---1a, 1b, 1d, 3
--------1a, 1c, 1e, 3
------1a, 1b, 1c, 1d, 1e,
3
---------
Yes/Oui
Yes/Oui
--Yes/Oui
-------Yes/Oui
Yes/Oui
----Yes/Oui
-Yes/Oui
2002/03/21
1997/07/17
--2003/05/28
-------1987/06/11
2013/05/13
----1990/07/24
-2000/07/17
---------
---------
---------
--
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
-Yes/Oui
--Yes/Oui
-------Yes/Oui
--Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Date de
l'ordonnance
-------------Yes/Oui
--
-------------2006/12/15
--
(YYYY/MM/DD)
Vertex Value Fund
Vestronix Corporation
Viacorp Technologies Inc.
Viaguard Pharmaceuticals Limited
Victoria Gold Corp.
Victoria Graphite Inc.
Victoria Wood Scarborough Brandywine
Victory Nickel Inc.
Victory Ventures Inc.
Vicwest Inc.
Vid Kids (Series II)
Vigil Health Solutions Inc.
Vigil Locating Systems Corporation
Viking Gold Exploration Inc.
Village Farms International, Inc.
Vindicator Industries Inc.
Vinergy Resources Ltd.
Vior Inc., Societe D'Exploration Miniere
Viper Gold Ltd.
VIQ Solutions Inc.
Virginia Mines Inc.
Viridian Inc.
Virtutone Networks Inc.
Visa Gold Explorations Inc.
Visa Inc.
Visible Gold Mines Inc.
Vision Global Solutions Inc.
Vision Pharmaceuticals Inc.
Vision SCMS Inc.
Visionwall Incorporated
Vista Gold Corp.
Vista Mines Inc.
Vital Energy Inc.
Vital Retirement Living Inc.
--Yes/Oui
---------Yes/Oui
--Yes/Oui
-------Yes/Oui
--Yes/Oui
-Yes/Oui
Yes/Oui
---Yes/Oui
Viterra Inc.
Vivione Biosciences Inc.
ViXS Systems Inc.
Vodis Pharmaceuticals Inc.
Vogogo Inc.
Voice Mobility International Inc.
Volcanic Metals Corp.
VPI Canadian Balanced Pool
VPI Canadian Equity Pool
VPI Canadian Income Pool
VPI Foreign Equity Pool
VPI Mortgage Pool
VPI Value Pool
VSM MedTech Ltd.
Vuzix Corporation
-------------Yes/Oui
--
--1a, 1b, 1c, 1e, 3
---------1a, 1c, 1e
--1a, 1b, 1c, 1e, 3
-------1a, 1b, 3
--1a, 1c, 1e, 2c, 3
-1b
1a, 1b, 1c, 1e, 3
---1a, 1b, 1c, 1d, 1e,
3
-------------1b, 1c, 1e
--
-1991/06/05
2008/10/08
1993/07/23
-1998/01/27
1998/05/29
---1993/07/22
-2007/09/14
--2005/05/10
-------2003/05/28
--2005/08/04
1991/06/17
2003/09/09
2004/06/03
-1989/06/01
-2003/05/22
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Ordonnance
d'interdiction
d'opГ©rations
-Yes/Oui
-Yes/Oui
-----------Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
--Yes/Oui
------Yes/Oui
----Yes/Oui
-Yes/Oui
-Yes/Oui
Order Date
(YYYY/MM/DD)
W
VVC Exploration Corporation
V.R.D. Entertainment Ltd.
Wabi Exploration Inc.
Wabigoon Resources Limited
Wajax Corporation
Waldron Energy Corporation
Wall Financial Corporation
Wallbridge Mining Company Limited
Walmer Capital Corp.
Walter Energy, Inc.
Walton Big Lake Development L.P.
Walton Edgemont Development Corporation
Walton Ontario Land L.P. 1
Walton Westphalia Development Corporation
Walton Yellowhead Development Corporation
Warwick Communications Inc.
Warwick Universal Limited
Wasabi Resources Ltd.
Wasco Capital Inc.
Waseco Resources Inc.
Wastecorp. International Investments Inc.
Waterford Apartments Limited
Waterford House
Waterpur International Inc.
Watson Lake Mines Limited
Watusi Capital Corp.
WavePOINT Systems Inc.
WaveRider Communications Inc.
WaveTech Networks Inc.
Wavve Telecommunications, Inc.
Wayfair Explorations Limited
Wayzata Film Finance Inc.
WB III Acquisition Corp.
Wealthjammer Development Corporation
Webtech Wireless Inc.
Wedona Uranium Inc.
Wellgreen Platinum Ltd.
Wells Fargo Canada Corporation
Wells Fargo Mid Cap Growth Fund
Wells Fargo Premier Large Company Growth Fund
Werner Danz Company Limited
WesCan Energy Corp.
Wescan Goldfields Inc.
Wesdome Gold Mines Ltd.
West African Resources Limited
West Coast Forest Products Ltd.
West Fraser Timber Co. Ltd.
West Haven Golf Limited Partnership
West High Yield (W.H.Y.) Resources Ltd.
West Isle Energy Inc.
---------------Yes/Oui
--Yes/Oui
-Yes/Oui
-----Yes/Oui
Yes/Oui
----------Yes/Oui
Yes/Oui
---Yes/Oui
-------
---------------1a, 1c, 1e, 3
--1a, 1c, 1e, 3
-1b, 1c, 1e
-----1b
1a, 1c, 1e
----------1a, 1c, 1d, 3
1a, 1c, 1d, 3
---3
-------
Date de
l'ordonnance
-1995/03/23
-1992/05/21
-----------2008/07/17
1978/06/12
1987/06/16
2013/10/07
-2005/11/08
-1985/09/16
1999/10/18
1992/06/18
-2002/09/13
2006/12/22
2001/05/25
2001/10/03
1984/10/16
--1996/05/17
------1989/09/15
----2005/09/28
-1991/01/10
-2012/06/28
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-------------Yes/Oui
-----Yes/Oui
-Yes/Oui
---------------Yes/Oui
-------------
-------------1a, 1b, 1c, 1e, 3
-----1a, 1b, 1d, 3
-1b, 1c, 1e
---------------1a, 1b, 1d
-------------
Ordonnance
d'interdiction
d'opГ©rations
--------Yes/Oui
----Yes/Oui
-Yes/Oui
---Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
---Yes/Oui
----Yes/Oui
-Yes/Oui
--Yes/Oui
Yes/Oui
------Yes/Oui
-----
Order Date
(YYYY/MM/DD)
West Kirkland Mining Inc.
West Melville Metals Inc.
West Red Lake Gold Mines Inc.
Westaim Corporation, The
Westbridge Energy Corporation
Westcoast Energy Inc.
Westcore Energy Ltd.
Western Areas NL
Western Canada Beverage Corporation
Western Copper and Gold Corporation
Western Energy Services Corp.
Western Forest Products Inc.
Western Lithium USA Corporation
Western Plains Petroleum Ltd.
Western Potash Corp.
Western Resources Minerals Limited
Western Troy Capital Resources Inc.
WesternOne Inc.
WesternZagros Resources Ltd.
Westfort Energy Ltd.
WestJet Airlines Ltd.
Westline Resources Ltd.
Westmills Canada Inc.
Westmount Ridge Limited Partnership
Westport Innovations Inc.
Westridge Resources Inc.
Westshore Terminals Investment Corporation
Westwater Industries Ltd.
Westwood Emerging Markets Fund
Westwood Global Dividend Fund
Westwood Global Equity Fund
Wheels Group Inc.
Whim Creek Consolidated N.L.
Whistler Blackcomb Holdings Inc.
White-Guyatt Mining Company Limited
White Metal Resources Corp.
White Pine Resources Inc.
White Rose Crafts and Nursery Sales Limited
White Star Copper Mines Limited
Whitecap Resources Inc.
Whiteknight Acquisitions III Inc.
Whitemud Resources Inc.
Whiterock Real Estate Investment Trust
Wi-LAN Inc.
Wi2Wi Corporation
WildCard Technologies Inc.
Wildcat Exploration Ltd.
Wildcat Silver Corporation
Wildflower Marjijuana Inc.
Williams Creek Gold Limited
Date de
l'ordonnance
--------1992/08/07
----2014/06/17
-1992/12/23
---2003/07/08
-2012/07/17
1985/06/19
1994/06/06
---1992/01/13
----1990/10/09
-1990/06/21
--2002/10/15
2000/12/06
------1997/12/08
-----
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
(YYYY/MM/DD)
X
Williston Wildcatters Oil Corporation
Wilmington Capital Management Inc.
Wilshire Energy Resources Inc.
Wilshire Oil Company of Texas
Wimberley Resources Ltd.
Win-Eldrich Mines Limited
Winchester Group Inc.
Windfire Capital Corp.
Windsor and Company Limited Partnership
Windsor Court Investments
Windsor Energy Corporation
Windsor Park Apartments (Issuer) Limited
Partnership
Windy Mountain Explorations Ltd.
Winpak Ltd.
Winston Resources Inc.
Winwest Oil & Mining Limited
Wolf Resource Development Corp.
Wolfden Resources Corporation
Wolfpack Capital Corp.
Wolverine Minerals Corp.
Wood Composite Technologies Inc.
Wood Gundy Self-Directed Education Savings Plan
Woodfine Professional Centres Limited Partnership
WorkGroup Designs Ltd.
World Energy Solutions, Inc.
World Financial Split Corp.
WORLD OUTFITTERS CORPORATION SAFARI
NORDIK
World Sales & Merchandising Inc.
World Tec Sciences Incorporated
World Wide Inc.
World Wide Minerals Ltd.
World Wise Technologies Inc.
Worldtek (Canada) Ltd.
Woulfe Mining Corp.
WPC Resources Inc.
WPT Industrial Real Estate Investment Trust
WSP Global Inc.
WYE Resources Inc.
Wysdom Inc.
X-Terra Resources Inc.
X Corporation
Xanadu Fund Limited
Xavier Mines Limited
Xcite Energy Limited
Xebec Adsorption Inc.
Xenon Pharmaceuticals Inc.
Xerox Corporation
Xgen Ventures Inc.
-----Yes/Oui
-------
-----1a, 1c, 1e, 3
-------
Ordonnance
d'interdiction
d'opГ©rations
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
----------Yes/Oui
--Yes/Oui
1a
----------1a, 1c, 1e, 3
--1a, 1c, 1e, 3
Yes/Oui
--Yes/Oui
-------Yes/Oui
--Yes/Oui
2003/06/26
--1984/01/09
-------2006/08/09
--2011/04/05
Yes/Oui
--Yes/Oui
Yes/Oui
------Yes/Oui
--------Yes/Oui
1a, 1b, 1d
--1a, 1c, 1e, 3
1a, 1d, 3
------1a
--------1a, 1c, 1e, 3
Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
----Yes/Oui
2002/02/04
1996/01/19
-2011/05/09
2003/02/21
2000/06/15
----2001/10/24
2005/05/18
-1999/07/16
1993/06/02
1997/06/26
----2010/08/10
1995/11/29
-1991/04/02
1977/10/20
1985/06/18
2013/05/13
1999/10/06
-1994/09/22
1980/06/27
1999/10/18
1997/04/10
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Order Date
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
Date de
l'ordonnance
------Yes/Oui
-----Yes/Oui
---------------
------1a, 1c, 1e, 3
-----1a, 1b, 1c, 1e, 3
---------------
Ordonnance
d'interdiction
d'opГ©rations
--Yes/Oui
---Yes/Oui
-----Yes/Oui
---Yes/Oui
-------Yes/Oui
---
--
--
--
--
-----Yes/Oui
--Yes/Oui
---Yes/Oui
--------
-----1a, 1c, 1e, 3
--1a, 1b, 3
---1a
--------
----Yes/Oui
Yes/Oui
--Yes/Oui
Yes/Oui
--Yes/Oui
---Yes/Oui
-Yes/Oui
--
----1991/10/22
2009/05/07
--2003/07/07
1993/03/16
--2002/08/27
---2001/08/30
-1998/06/17
--
(YYYY/MM/DD)
Y
Z
Ximen Mining Corp.
Xinergy Ltd.
Xinex Networks Inc.
Xmet Inc.
Xpel Technologies Corp.
Xplore Technologies Corp.
xRM Global Inc.
Xtierra Inc.
Xtra-Gold Resources Corp.
Xtreme Drilling and Coil Services Corp.
XXL Energy Corp.
Xylitol Canada Inc.
Yaletown Capital Corp.
Yamana Gold Inc.
Yangaroo Inc.
Yangarra Resources Ltd.
YBM Magnex International, Inc.
Yellow Media Limited
Yellowhead Mining Inc.
Yield Advantage Income Trust
Yieldplus Income Fund
Yoho Resources Inc.
Yongsheng Capital Inc.
Yorbeau Resources Inc.
York Masonic Temple Limited
Yorkton Ventures Inc.
Yorkville American QVR Enhanced Protection
Class
Yorkville Canadian QVR Enhanced Protection
Class
Yorkville Enhanced Protection Class
Yorkville Global Opportunities Class
Yorkville Optimal Return Bond Class
YPG Financing Inc.
YRI York Limited
YSV Ventures Inc.
Zadar Ventures Ltd.
Zaio Corporation
Zamora Gold Corp.
Zapata Corporation
Zara Resources Inc.
Zargon Oil & Gas Ltd.
Zaurak Capital Corporation
ZaZa Energy Corporation
Zazu Metals Corporation
ZCL Composites Inc.
Zconnexx Corporation
Zenith Epigenetics Corp.
Zenmac Zinc Ltd.
ZENN Motor Company Inc.
--1998/11/04
---2011/05/09
-----2012/11/13
---1998/05/13
-------1982/06/28
---
Ontario Securities Commission
Commission des valeurs mobilières de l’Ontario
Issuer Name
In Default
Nature of Default
Cease Traded
Nom d'Г©metteur assujetti
En dГ©faut
Nature du dГ©faut
-----Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
-Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
Yes/Oui
-----1a
1a, 1c, 1e, 3
----1a, 1c, 1e, 3, 4
1a, 1b, 1c, 1e, 3
-1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 1d, 3
1a, 1b, 1c, 3
1a, 1b, 1c, 3
Ordonnance
d'interdiction
d'opГ©rations
-----Yes/Oui
Yes/Oui
----Yes/Oui
Yes/Oui
Yes/Oui
----------
Order Date
(YYYY/MM/DD)
@
Zenyatta Ventures Ltd.
Zephyr Minerals Ltd.
Zimtu Capital Corp.
Zincore Metals Inc.
ZipLocal Inc.
Zlin Aerospace Inc.
Zoloto Resources Ltd.
Zonte Metals Inc.
ZoomerMedia Limited
ZoomMed Inc.
ZTEST Electronics Inc.
Zungui Haixi Corporation
Zupintra Corporation, Inc.
Zytec Systems Inc.
@rgentum Canadian Equity Portfolio
@rgentum Canadian L/S Equity Portfolio
@rgentum Canadian Performance Portfolio
@rgentum Discovery Portfolio
@rgentum Income Portfolio
@rgentum International Master Portfolio
@rgentum Short Term Asset Portfolio
@rgentum U.S. Market Neutral Portfolio
@rgentum U.S. Master Portfolio
Date de
l'ordonnance
-----2002/11/26
2009/05/06
----2011/09/16
2008/07/23
1992/06/17
----------