Research on new method of electron beam candle melting used for removal of P from molten Si D. C. Jiang1,2, Y. Tan1,2, S. Shi1,2, Q. Xu3, W. Dong*1,2, Z. Gu1,2 and R. X. Zou1,2 A new method, electron beam candle melting (EBCM), is proposed for the removal of P in molten Si, to produce high quality material such as solar grade silicon for photovoltaic applications. EBCM is designed to overcome the shortcomings of electron beam melting while utilising the high saturated pressure of P in molten Si to effect refining. The experimental result showed that it could remove P from Si effectively; in addition, the energy utilisation ratio was experimentally proved to be high. The evaporation coefficient of P removal is in a reasonable region and comparable with the theoretical value, which indicates that EBCM is a feasible method for the removal of P in molten Si in low power. Keywords: Electron beam, Phosphorus, Molten silicon, Evaporation coefficient, Solar grade silicon This paper is part of a special issue on Energy Materials Introduction With the rapid development of the photovoltaic industry, the requirements for solar grade silicon (SoG-Si) have been increased dramatically in recent years. Metallurgical methods to obtain SoG-Si have been given more attention because of their low cost, low energy consumption and minimal environmental impact. In order to avoid electron–hole recombination in silicon solar cells, phosphorus needs to be removed from metallurgical grade silicon (MG-Si). However, P can be removed effectively at high temperature and in high vacuum due to its relatively high saturated vapour pressure. Pires et al. confirmed the technical feasibility of purifying Si by electron beam melting (EBM) method, and the P removal rate was reported to reach 98?2%.1,2 The EBM was applied in refining 150 kg of MG-Si, and the P content was successfully reduced from 2?561023 to ,161025 wt-%.3 However, wide application of EBM in industrial production is limited by some unresolved problems, such as low energy utilisation ratio caused during refining by the heat exchange between the water cooled copper crucible and the molten Si. Yuge et al.4 thought that the P removal rate was controlled by free evaporation from the molten Si surface. P can only leave from the surface of the molten pool, and thus, P in molten Si should be diffused to the surface of the molten pool for removal. Therefore, the removal of P from molten Si mainly depends on the surface area and the depth of the molten pool at a constant temperature and a certain vacuum condition. Increasing the surface area of the molten pool and decreasing the depth of the molten pool are considered to increase the removal rate of P and the energy utilisation ratio. In this paper, a new method is proposed according to the above consideration. The P removal rate is confirmed by experimental results, and its feasibility is explained theoretically. Process of electron beam candle melting (EBCM) As shown in Fig. 1, EBCM, which has a large surface area and a shallow molten pool, comprises several steps in one cycle. Initially, a low energy electron beam is used to melt the surface of the Si ingot. Irradiation is maintained for several minutes until a desired amount of P is removed. Afterwards, the electron beam energy is increased to melt the top edge of the Si ingot. Liquid Si with low P content flows down the sides of the ingot sidewall into the receptacle (copper crucible). The cycle is repeated until the P content in the whole ingot is reduced to the targeted value. This process resembles the burning of a candle, which explains why the process is named EBCM. Experimental 1 School of Materials Science and Engineering, Dalian University of Technology, No. 2 Linggon Road, Ganjingzi District, Dalian 116023, China 2 Key Laboratory for Solar Energy Photovoltaic System of Liaoning Province, Dalian 116023, China 3 Center of Analytical Chemistry, Faculty of Chemical, Environmental and Science and Technology, Dalian University of Technology, No. 2 Linggon Road, Ganjingzi District, Dalian 116023, China *Corresponding author, email [email protected] ß W. S. Maney & Son Ltd. 2011 Received 23 April 2011; accepted 11 October 2011 DOI 10.1179/1433075X11Y.0000000026 The Si ingot prepared by directional solidification was used in the experiment. The remaining solid part of the ingot (70658673 mm, 729 g) was used for EBCM studies. The P content of the ingot used in EBCM was 1?4461022 wt-%, which is obtained by inductively coupled plasma mass spectrometry. Materials Research Innovations 2011 VOL 15 NO 6 406 Jiang et al.Jiang et al. Electron beam candle melting for removal of P from molten Si 1 Process of EBCM In the pretreatment, the Si ingot was washed with ethyl alcohol to remove the oil and organic compounds adhering to its surface, whereas 5 mol.-% hydrofluoric acid was used to remove the metal impurities on its surface. Then, the ingot was washed in deionised water and exposed to supersonic waves until the deionised water became neutral. Figure 2 shows the schematic diagram of the EBCM equipment used in the present study. The diagram consists primarily of three parts: an electron beam gun, a vacuum system and a water cooled copper crucible. The nominal power of the electron beam gun is 30 kW when the accelerating voltage is set to 20 kV. Various beam trajectories or beam patterns can be obtained by controlling the strength of the magnetic field in the x and y directions. Two independent vacuum systems are employed in the furnace: one for the gun chamber and the other for the melt chamber. The ingot was placed in the water cooled copper crucible, and the chamber was evacuated to 261023 Pa. The electron beam pattern was a circle with a diameter of ,25 mm, and the centre of the beam pattern was adjusted to coincide with the centre of the top surface of the ingot. The electron beam voltage was set to 30 kV. Compared with EBCM, the beam density was set to 200 mA and was required to be over 500 mA for melting the same size of Si ingot during EBM.5,6 Irradiation with the electron beam caused the top surface of the ingot to melt gradually and form a molten pool, which can be seen through the observation window. The upper part of the ingot was orange red, whereas the lower part was darker. The electron beam was sustained until the top surface of the ingot was melted completely. However, the molten Si remained on the top surface due to surface tension. With an extended irradiation, the surface tension cannot maintain the molten Si on the top surface, which began to flow down the sides and solidified around the bottom of the ingot in the crucible. At this point, the unmelted part of the ingot emerged, which is regarded as the melting cycle. Electron beam irradiation was continued until the ingot melted completely in the crucible. Results and discussion Figure 3a and b shows the Si ingot morphology before and after EBCM respectively. During EBCM, no splashing was observed through the observation window. After solidification, the ingot had a button shape and a high surface luster, and only a thin layer of the melted part can be observed on the crucible inner wall. However, part of the Si in the edge did not melt completely because the ingot was a cube, and the electron beam pattern was a circle. This problem can be solved using a cylindrical ingot. During EBCM melting, the temperature of cooling water in the inlet and outlet hardly changed because the molten Si did not get in touch with the water cooled copper crucible directly, compared with the EBCM, the temperature of the cooling water increases with the increase in power and the temperature difference between the inlet and outlet of cooling water was increased by 1 K when the power increased by 3 kW,7 so the energy loss was less and the energy utilisation ratio became high during EBCM. As is known, the surface temperature of molten Si during EBCM can be roughly estimated by the Hertz– Knudsen–Langmuir equation (equation (1)) as follows VSi ~(MSi =2pRT)1=2 PSi (1) where PSi is the vapour pressure (Pa) of Si, MSi is the atomic weight of Si (g mol21), T is the free surface 2 Schematic diagram of EBCM equipment a before EBCM; b after EBCM 3 Silicon ingot morphology Materials Research Innovations 2011 VOL 15 NO 6 407 Electron beam candle melting for removal of P from molten Si Jiang et al.Jiang et al. ln ½%At S ~{k ½%A V ½%A0 (5) where [%A]0 is the initial mass percentage of the solute. In the experiment, [%A]0 and [%A]t can be obtained so a straight line can be constructed by plotting ln [%A]t/ [%A]0 against time. The k value can be obtained by calculating the slope of equation (5), and the result is shown in Fig. 4. In theoretical calculation, the temperature of the molten surface is non-uniform in EBCM, so the evaporation flux J (mol cm22 S21) should be obtained first. The evaporation flux can be expressed by the Langmuir equation as follows J~ 4 Relationship between [P]/[P]0 and melting time temperature (K) of the molten Si and R is gas constant(J mol21 K21). VSi can be expressed by equation (2) VSi ~DmSi =At (2) where DmSi is the loss of Si during melting (g), A is the surface area of the molten pool (m2) and t is melting time (s). PSi can be expressed by equation (3) log PSi ~{20900=T{0:565| log Tz12:9 (3) Equation (3) is supported by a database collected by Kubachewski and Alock.8 The surface temperature of molten Si during EBM at different powers was also listed in the table from our previous work.7 As shown in Table 1, the average surface temperature at the power of 6 kW during EBCM is comparable to that at the power of 9 kW during EBM, as for this case, nearly 30% energy estimated to be saved. The content of P in Si after each cycle is shown in Table 2. P is removed by ,60% at each cycle. With an increase in melting time, the content of P is decreased, which is the same as the observation of Ikeda and Maeda.9 As 200 mA during EBM is not high enough to melt the Si ingot completely,7 the energy utilisation ratio during EBCM increased obviously. The evaporation coefficient k (m s21) is used to discuss the removal ratio of P from molten Si during EBCM. k was obtained from the theoretical calculations and experiment performed. In the experiment, [%A] is the mass percentage of the solute, in which the evaporation of monatomic P is assumed. Therefore, the relationship between the evaporation rate and [%A] can be written in differential form as follows3 d½%A S ~k ½%A (4) { dt A where V is the volume of the molten pool (m3), and S is the evaporation area (m2). Equation (4) can then be integrated from 0 to t pp 2pMp RT (6) 1=2 where Pp is the equilibrium vapour pressure of P above the molten Si surface (Pa), Mp is the molar mass of P, R is the gas constant and T is the temperature of the molten surface (K). The temperature distribution of EBM in the region approximates a normal distribution.10 Based on the normal distribution, the relationship between the temperature and radius of the region can be expressed as follows " # 1 (r{u)2 T~ zb (7) exp { 2s2 ð2pÞ1=2 s where u is the coordinate of the top surface temperature, s is the variance in temperature and b is the temperature at r50 and r5R, which are the melting points of Si. The relationship between the evaporation flux and the radius can be obtained from equations (6) and (7) as follows Pp ðsÞ1=2 J~ 1=2 : Mp R ð2pÞ0 25 ( " # ){0:05 ðr{R=2Þ2 1=2 (8) zTm ð2pÞ s exp { 2s2 where Tm is 1687 K, which is the melting point of Si. The equilibrium vapour pressure of P in the molten Si surface can be determined using Pp ~Xp cP Pop (T) (9) where Pop is the partial pressure of monatomic phosphorus (Pa), which is in equilibrium with pure liquid P, cP is the activity coefficient of P, Xp is the mole fraction of P on the surface of molten Si and Pop is a function of temperature, which can be obtained from the equation Table 2 Content of P in Si after each melting cycle Melting time/s Content/wt-% First cycle Second cycle Third cycle Fourth cycle 350 0.0034 300 0.0057 250 0.0065 270 0.0063 Table 1 Average surface temperature of molten Si during EBCM and EBM Average temperature/K EBCM (6 kW) EBM (9 kW) EBM (15 kW) EBM (21 kW) 1936 1940 1978 2035 Materials Research Innovations 2011 VOL 15 NO 6 408 Jiang et al.Jiang et al. Electron beam candle melting for removal of P from molten Si considered, whereas P2 is neglected, and the deviation in surface area between the actual and calculated values has been observed. As k is close is to the theoretical value of P evaporation from Si, P can be removed effectively during EBCM. However, the melting power and depth of the molten pool during EBCM are less than those during EBM, so the energy utilisation ratio is relatively high. To increase the removal rate further, the melting time should be increased. Conclusions 5 Relationship values of k between theoretical and experimental 1=2 of Takahiro et al.11 ðsÞ1=2 = Mp R ð2pÞ1=4 is defined as c, so equation (8) can be expressed as follows # ( " ){1=2 ðr{R=2Þ2 1=2 zTm ð2pÞ s (10) J~cPp (r) exp { 2s2 The amount of P that evaporated from molten Si in unit time M (mol s21) can be obtained by integration from 0 to the whole surface area ( ð pR2 M~ " cPp (r) exp { 0 ){1=2 # ðr{R=2Þ2 1=2 ð 2p Þ s ds zT m 2s2 (11) (11) Equation (11) can be transformed into equation (12) with u5(r2R/2)/s ð R=2s M~ 0 {1=2 u2 zTm ð2pÞ1=2 s 2psRcPp (r) exp { du 2 (12) (12) The temperature distribution of the molten surface was obtained from a previous work.7 The M obtained by Taylor expansion is 461024 mol s21, and the evaporation flux in EBCM is defined as J~M=S (13) In the evaporation process, J can be described by equation (11), from which k (m s21) can be obtained, i.e. J~kXP (14) The values of k obtained by the experiment and theoretical calculation are shown in Fig. 5. Compared with previous work, the relationship between the temperature and k of P and P2, which was investigated by Takahiro et al., is also shown in this figure.11 As shown in Fig. 5, the k of P2 is larger than that of P at a certain temperature. The results of Takahiro et al. show that if the P concentration in Si is ,561023 wt-%, then the monatomic P vapour dominates in the gas phase. In this experiment, the P concentration in Si was 1?4461022 wt-%, and both P and P2 are suggested to exist in the gas mixture, which resulted in a k value between P and P2 k values. The theoretical value is less than the experiment value, which may only be the volatilised P. A monatomic P is Electron beam candle melting for the removal of P in molten Si is proposed and discussed in detail. The method combines the characteristics of EBM and the highly saturated pressure of P in molten Si. The evaporation coefficient of P during EBCM obtained from theory and experiment is close to the theoretical value. The energy utilisation ratio was enhanced in EBCM due to the shallow depth of the molten pool and the low melting power. The removal ratio should be increased by extending the melting time further. Acknowledgements The authors gratefully acknowledge the financial support from the National Natural Science Foundation of China (grant no. 51074032) and the Liaoning Province Key Technologies R&D Program of China (grant no. 2006222007). References 1. J. C. S. Pires, A. F. B. Braga and P. R. Mei: ‘Profile of impurities in polycrystalline Si samples purified in an electron beam melting furnace’, Sol. Energy Mater. Sol. Cells., 2003, 79, 347–355. 2. J. C. S. Pires, J. Otubo, A. F. B. Braga and P. R. Mei: ‘The purification of metallurgical grade Si by electron beam melting’, J. Mater. Process. Technol., 2005, 169, 16–20. 3. K. Hanazawa, N. Yuge and Y. Kato: ‘Evaporation of phosphorus in molten Si by an electron beam irradiation method’, Mater. Trans., JIM, 2004, 45, 844–849. 4. N. Yuge, K. 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