Spectrum management and frequencies assignment for the new technologies Tomas Lamanauskas Deputy Director Communications Regulatory Authority LITHUANIA 1 psl Outline of the presentation • Spectrum management – importance and ongoing changes • European way to flexible spectrum management: – RSPG – CEPT – ITU • Frequencies assignment for new technologies in Lithuania 2 psl Spectrum management – why it is so important? The demand for radio-based applications grows in line with the increasing mobility of the society. The radio spectrum Is a key resource for many ordinary services in today’s society – mobile, wireless communications, TV and radio broadcasting; Supports public services - defense, radio astronomy, space research and other scientific activities, i.e. is important input into other economic sectors; Plays a major part in developing rural areas (wireless broadband applications), this means, that it plays important role in bridging “digital divide” as well. In 2004 Mobile communications sector alone : contributed 105.6 billion euros to the GDP of EU-15; has created around 2.8 million jobs in EU-15; is going to overtake in turnover the agriculture sector or electricity, gas and water industries put together. 250 200 150 100 50 0 Mobile telecoms Fixed telecoms End user hardware End user software Mining and quarrying Electricity, das and water Agriculture, hunting and fishing Source:OVUM 3 psl Spectrum management – why it is so important? But … The available radio spectrum is limited; The convergence of services is putting pressure for regulators to adapt quickly, to abolish unnecessary barriers and introduce greater flexibility. Broadcasting services Interactive broadcasting MWA Mobile services BWA WLAN FWA Fixed services The convergence of services 4 psl Spectrum management – why it is so important? New technologies lead to less rigid ties between frequency bands and services. New technologies: - Broadband Wireless Access (BWA): - 3.5 GHz, - 5.8 GHz; - Systems beyond IMT-2000; - Ultra-Wideband (UWB): - Ground- and Wall- Probing Radars, - Building Material Analysis; - Mobile-Satellite Service MSS on 2 GHz: - Complementary Ground Component; - GSM on board of aircrafts and vessels; - Short Range Devices (SRD): - mini FM-transmitters, - Intelligent Transport Systems (ITS); Mobile - Cognitive radio systems; - Software defined radio technologies. 5 psl Spectrum management – main approaches 4 main approaches Command and control The regulator determines how and by whom the spectrum is going to be used. High Unlicensed spectrum Commons The regulator determines how the spectrum is going to be used, no restrictions on who can use the spectrum. Market Unrestricted usage Users determine how they are going to use spectrum; Market mechanisms (e.g. auctions) are used to determined who will be the users. No restrictions on who and how can use spectrum. Degree of regulatory intervention Low 6 psl Spectrum management – transition Driver for changes – need of greater flexibility rapidly changing environment of electronic communications, impressive technological progress, convergence, changing habits of end-users consumption creates the pressure for existent spectrum regulation. Trend of changes – transition from Command and control to Market approach, i.e. making spectrum regulation more flexible All the approaches have particular strengths and weakness. The task for governments in determining the most appropriate spectrum management framework is to identify the relevant combination of methods that will result in the most efficient use of the spectrum. In practice command and control approach usually co-exists with commons approach. Once spectrum is assigned under commons method, it may be extremely difficult to change its use or to pull it back for assignment under a different method. Therefore usually transition form the mixture of command-control and commons approaches to the combination of market and commons approach is considered. 7 psl Flexible spectrum management – important issues Spectrum trading – a tool to simplify transfer of spectrum rights without or with limited intervention from regulator. Spectrum trading actually solves the problem of who will use the spectrum. Pros Cons Efficiency; Transaction costs Transparency; Interference Competition; Standardisation/harmonisation Innovations. Possible concentration Liberalisation - the relaxation of restrictions on services and technologies associated with spectrum usage rights. Liberalisation solves the problem of how to use the spectrum. Spectrum trading without liberalisation will be limited to transfers of existing usage rights. Liberalisation alone will only enable existing users to switch technologies and services. Spectrum trading is an important policy tool in the management of radio spectrum. However it is not always appropriate for all bands. Therefore, spectrum trading will coexist alongside other spectrum management approaches. 8 psl European way to flexible spectrum management Main actors: ITU-R - ensures rational, equitable, efficient and economical use of the radio-frequency spectrum by all radiocommunication services and carries out studies and adopts recommendations on radiocommunication matters. The European Conference of Postal and Telecommunications Administrations (CEPT) - Administrations from 47 countries cooperate and contribute to create a dynamic market in the field of European posts and electronic communications. European Commission – defines, develops and implements European Community radio spectrum policy. Radio Spectrum policy group (RSPG) - adopts opinions, which are meant to assist and advise the Commission on radio spectrum policy issues. Radio Spectrum Committee (RSC) – assists the Commission for the adoption of technical implementing measures. NRA - Member States implement decisions at national level and create national legislation. 9 psl European way to flexible spectrum management Flexibility NRAs Harmonization Convergence Market players 10 psl European way to flexible spectrum management • A new strategic framework, i2010 – A European Information Society for growth and employment, showed off the importance of coherent EU radio spectrum policy for achieving the strategic goals. – The Commissions Communications on: • • • A forward-looking radio spectrum policy for European Union – second annual report, 2005 • A market-based approach to spectrum management in the European Union, 2005 • Accelerating the transition from analogue to digital broadcasting, 2005 Commission Communication “A forward-looking radio spectrum policy for European Union – second annual report” sets out Commission' s strategy for a coherent EU radio spectrum policy, which keystones: – the essentiality of gradual but systematic liberalisation; – the need to promote innovation through an effective combination of flexibility and coordinated use of spectrum; – the common action and close collaboration at EU level will give a critical contribution to the coherence and final success of the strategy. The Review of the EU Regulatory Framework for electronic communications network and services: – The main Commission proposals in relation to Spectrum Management : • to enhance flexibility of use and lower access hurdles to Radio Spectrum, • to move to more market based approaches to spectrum management, • to promote the development of pan-European Services. – ERG in principle welcomes the Commission proposals in relation to Spectrum Management 11 psl RSPG opinions Adopted: • Secondary trading of rights to use radio spectrum - flexibility • Spectrum implications of switchover to digital broadcasting harmonization • Wireless Access Policy for Electronic Communications Services (WAPECS) - convergence In progress: • The introduction of multimedia services in particular in the frequency bands allocated to the broadcasting services. • EU spectrum policy implications of the digital dividend. 12 psl RSPG opinions on Secondary trading of rights to use radio spectrum: • Secondary spectrum trading could be beneficial in certain parts of the spectrum … • It is for individual administrations to decide whether to introduce secondary trading…. • In the following frequency bands secondary trading may lead to significant risks: - used for government (defence, security) and safety-oflife services (civil aviation); - allocated to terrestrial broadcasting service, to the broadcasting-satellite service and the fixed-satellite service where it is used for direct-to-home television (need is under consideration); - allocated to scientific services (radioastronomy, Earthexploration, space research). Commission Communication “A market-based approach to spectrum management in the European Union” sets out the following key features to be developed in an EU approach to spectrum trading: –Tradability, Technology neutrality, Service neutrality, Spectrum rights, Transparency. 13 psl RSPG opinions on Spectrum implications of switchover to digital broadcasting: - Potential new services (pan-European services): - increase the number of programme services and/or enhance the TV experience (e.g. multi-camera angles for sports, individual news streams and other quasi-interactive options that are accessed using the remote control); - deliver services with higher technical quality (notably HDTV) or to portable and mobile receivers; - enable electronic communication services other than broadcasting. Commission Communication on Accelerating the transition from analogue to digital broadcasting: -The Commission proposes that a deadline of the beginning of 2012 be set for completing analogue switch-off in all EU Member States. 14 psl RSPG opinions on Wireless Access Policy for Electronic Communications Services (WAPECS): - The convergence trend and the increasing use of digital technologies are putting pressure on spectrum management policies as radio access networks increasingly compete with each other. - WAPECS: framework for the provision of electronic communications services within a set of frequency bands to be identified and agreed between European Union Member States: - coherent authorisation scheme; - technological neutrality; - service neutrality. - Candidate bands: - broadcasting bands; - fixed and mobile services bands; - bands for Short Range Devices (SRD). 15 psl RSPG opinions on The Introduction of Multimedia Services in particular in the frequency bands allocated to the broadcasting services: - purpose: to facilitate the introduction of multimedia services within Europe. -„multimedia services„ - the traditional broadcasting (point-to-area-coverage) and communication services (one-to-one) in a mobile environment. - multimedia services must take account of the wide variety of different spectrum that could be used with varying degrees of flexibility. - to remove unnecessary constraints in current licences for broadcasting, mobile and fixed services in order to enable the introduction of multimedia services. - candidate bands: 16 psl RSPG opinions on EU spectrum policy implications of the digital dividend: Main objectives: • To encourage transparency of Member States policies affecting the re-allocation of the digital dividend and to support a convergence of approaches. • Mobile broadcasting is one particular case of potential use of the digital dividend. • To ensure that the digital dividend resulting from the switchover will have a positive effect upon EU-wide competition and innovation in the provision and efficient use of radio spectrum by wireless applications. • To support the functioning of the Internal Market for electronic communications services. • To reap the full potential of the digital dividend, in particular considering that some of the released spectrum could be used in priority for future innovative, high-value, pan-European services. 17 psl CEPT activities Terms of Reference for Working Group Frequency Management (CEPT/ECC/WGFM) in light of harmonization, convergence and flexibility: Mobile - Update and maintain the European Table of Frequency Allocations and Utilisation. - Promote harmonised national frequency allocation tables and co-ordinate the use of frequency bands for the same purpose, for applications and for systems throughout CEPT countries. - Select and apply appropriate criteria for sharing and compatibility between radiocommunications services and systems. - Prepare draft Decisions and approve Recommendations and Reports. In developing new Decisions, Recommendations and Reports takes into account the exemption from individual licensing and free carriage and use of equipment, where appropriate. 18 psl ITU activities The Radiocommunication Sector of International Telecommunication Union (ITU-R) plays a vital role in the management of the radio-frequency spectrum and satellite orbits. Mobile Activities of (ITU-R): - Emergency Radiocommunications. - Wireless Access Systems (WAS), including Broadband (BWA). - Maritime Mobile Access and Retrieval Systems (MARS). Constrain: - Frequency allocations to services are not flexible and are unsuitable for convergence of technologies. The European Common Proposal (ECP) for ITU Plenipotentiary Conference 2006 to delete the definitions of “broadcasting service” and “mobile service”, now present in the Constitution and Convention of the ITU, is one of the first steps to abolish unnecessary barriers. 19 psl Need of spectrum for new technologies in Lithuania 1.92-1.98 GHz UMTS/IMT-2000 10.15-10.66 GHz FWA usage of 75 % 2.11- 2.17 GHz UMTS/IMT-2000 17.1-17.3 GHz poor usage for RLAN 2.4-2.4835 GHz heavy usage for RLAN 24.5-26.5 GHz FWA usage of 78 % 3.41-3.8 GHz 27.5-29.5 GHz FWA usage of 43 % great interest for BWA 5.15-5.725 GHz growing usage for RLAN 20 psl Frequencies assignment for new technologies in Lithuania UMTS In beginning of 2006, UAB Omnitel, UAB Bit Lietuva and UAB Tele2 with a right to use radio frequencies in the UMTS bandwidth to build UMTS networks 3G services are provided in the market since I quarter of 2006. 3G communication is provided in 8 cities; in the beginning of September 2006, there were 82 registered 3G base stations; in 2007, 3G will be available to more than 50 % of Lithuanian population, and in 2008 – 75 %. The new services being offered by 3G/HSDPA operators include high speed internet access, information services, news, video messaging or conversations, mobile TV etc. DVB-T In 2003, first transmissions in DVB-T format were started by LRTC; In 2005, a tender for DVB-T broadcasting was organized and the winners of the tender – two companies were approved in 2006. They have commenced to roll out digital TV infrastructure: Currently, 7 DVB-T stations broadcast on 5 channels over 26 TV programmes in Vilnius; Before 2007 December 31, digital TV transmitters will be installed in five largest cities; Before start-2009, at least one digital TV network will cover not less than 95% of the territory of Lithuania. Starting from 2012 – a gradual switch-off of the analogue TV shall be commenced in Lithuania 21 psl Frequencies assignment for new technologies in Lithuania Wireless broadband on 3,5 GHz, 10 GHz, 26 GHZ, 28 GHz: Plan for development of 3,5 GHz was put for public consultation, and the decision regarding it is pending; 2 operators have permissions to operate on 3,5 GHz and 3 operators - on 10,5 GHz; 4 operators have permissions to operate on 26 GHz. 1 operator have permissions to operate on 28 GHz 22 psl Frequencies assignment for new technologies in Lithuania Spectrum trading in Lithuania RRT progressively opens spectrum for trading - radio spectrum owner is allowed to transfer spectrum to legal entities belonging to it; - trading is allowed with some exceptions when number of spectrum users is not limited or spectrum is not marked as ‘reserved’ - RRT is planning to allow trading in all cases with following exceptions: - radio frequency was issued by beauty contest, - radio frequency is allocated for Governmental purposes, - radio frequency is allocated for broadcasting. Lithuania supports the EC initiative to introduce spectrum trading in general. 23 psl Conclusions The implementation of spectrum trading and liberalisation is challenging… Issues of interference, harmonisation, potential windfall gains and/or looses for existing spectrum users still remain under discussion …and it will take time to realise the full benefits of liberal policy approach. But the challenge of reforming spectrum management is worth to be accepted since an effective introduction of spectrum markets would be: beneficial, because of the gains in competition, innovations, increased variety of services, improved consumers choice and access to new technologies and services at lower prices, · · and necessary because today’s spectrum management has reached its limits due to technological progress, constantly increasing demand for spectrum and due to the speed of changes in business cycles and markets. 24 psl Conclusions Therefore, there is a need for ever closer national, regional and international cooperation amongst spectrum regulators to promote formation and rapid dissemination of the best practice of spectrum management. 25 psl Thank you Tomas Lamanauskas Communications Regulatory Authority, Algirdo 27, Vilnius, Lithuania Phone: +370 5 210 5627 e-mail: [email protected] 26 psl
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