ATP User ID Application Application for the approval of an ATP User-ID pursuant to Clause 6 (a) of the Automated Trading Programme Incentive Agreement (the ‘Agreement’) In accordance with Clause 6 (a) of the Agreement, we hereby apply for the approval of an ATP User-ID. Member Firm details Name of member firm Address of member firm Member firm ID (5 digit code ) code) ATP User details The responsible exchange trader for the ATP User-ID is the approved exchange trader named below: ATP User-ID Responsible exchange trader Title Telephone number Email address Xetra® User ID (if applicable) Any changes to the ATP User-ID must be reported immediately to the Irish Stock Exchange. Please mark here if the ATP user should also be set up as a System Administrator Proposed Effective Date Please allow 2 days for set-up. Please ensure that the User ID is set-up on the firm’s systems prior to the proposed effective date. 1 of 3 Submit completed form to [email protected] or [email protected] in PDF form, or in writing to The Irish Stock Exchange plc, 28 Anglesea Street, Dublin 2, Ireland. Irish Stock Exchange – ATP User ID Application Additional ATP User ID details First name, Surname of ATP contact person (primary) Telephone number Fax number Email First name, Surname of ATP contact person (secondary back-up) Telephone number Fax number Email Documentation relating to the electronic system used to generate ATP transactions In accordance with Clause 4.2 of the Automated Trading Programme Agreement, please provide a general description of each trading strategy used to generate ATP transactions that will be subsequently entered into ISE Xetra® via the above mentioned ATP User-ID. The description of each trading strategy should contain the following information (if space is not sufficient, please attach an additional sheet): Which of the 3 parameters mentioned in Clause 4.1 (a) of the Agreement are determined by the electronic system that is used to generate ATP transactions? How are the ISE fees or the fees charged by the ATP member to its clients considered by the electronic system that is used to generate ATP transactions? Place Date Member Firm declaration We support the above application for Other User status and We certify that all orders entered into ISE Xetra® using the above ATP User-ID will comply with the definitions set out in Clause 4.1 of the Agreement. For the ATP member 2 of 3 Submit completed form to [email protected] or [email protected] in PDF form, or in writing to The Irish Stock Exchange, 28 Anglesea Street, Dublin 2, Ireland. Irish Stock Exchange – ATP User ID Application Authorized signature Name in block letters Company stamp For the ATP members compliance department Authorized signature Name in block letters Company stamp (Company stamp and authorized signatures including names in block letters) 3 of 3 Submit completed form to [email protected] or [email protected] in PDF form, or in writing to The Irish Stock Exchange, 28 Anglesea Street, Dublin 2, Ireland.
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