Architectural Engineering and Design Management Application of team role theory to construction design teams a Sepani Senaratne & Saranga Gunawardane b a School of Computing, Engineering and Mathematics, University of Western Sydney, Penrith (Kingswood) Campus, Building Y, Room Y3.56, Locked Bag 1797, Penrith, NSW 2751, Australia b Department of Building Economics, University of Moratuwa, Katubedda, Sri Lanka Published online: 10 Jun 2013. Architectural Engineering and Design Management, 2015 Vol. 11, No. 1, 1– 20, http://dx.doi.org/10.1080/17452007.2013.802980 Application of team role theory to construction design teams Sepani Senaratnea∗ and Saranga Gunawardaneb a School of Computing, Engineering and Mathematics, University of Western Sydney, Penrith (Kingswood) Campus, Building Y, Room Y3.56, Locked Bag 1797, Penrith, NSW 2751, Australia; b Department of Building Economics, University of Moratuwa, Katubedda, Sri Lanka (Received 3 September 2012; accepted 26 April 2013) Teams are the primary unit of working in the construction industry, and thus the performance of an industry can be improved when team performance is improved. Therefore, managers in the field should be well aware of good team-working practices for successful forming and managing of teams within construction industry and many authors in the field have pointed out this as a necessity. Team composition is a key factor in influencing team performance; when considering the team composition, it is relevant to take into account the different roles which the members play and the way they interact with one another. Team roles of the members can be used as a tool for the team to have effective execution of their work, effective management of their relationships with its environment and also to maintain the team’s strength in meeting social needs of individuals who form the team. The design team being a major and most prominent sub-team will have an impact on project success; the applicability of team role concept in construction design teams will be beneficial to its clients, project managers, team members and, finally, for the project and construction industry as a whole. According to Belbin’s team role theory, when a team is more balanced in terms of the spread of naturally occurring team roles, it tends to be high performing. This study explored the existence of team roles and their effect to team performance in construction design teams. To explore this research problem, three case studies of in-house design teams which were involved in building construction projects with separated procurement arrangement were conducted in Sri Lanka. Team roles of the design team members were assessed using the Belbin Team Role Self Perception Inventory, while semi-structured interviews were conducted with the key design team members as well as team selectors. The findings revealed that individuals are assigned to design teams considering their functional roles rather than team roles. But, team members naturally adopted team roles in a way that it suits their functional role, project requirements and team setting under which they operate, in most of the situations. Team performance was affected by several complex factors. Hence, even though there seems to be an effect from team role balance to team performance, it could not be isolated and figured out. Despite this limitation, this study offers implications particularly to design team selectors such as clients and their project managers on application of team role theory in construction context. Keywords: construction; team roles; team performance; design teams 1. Introduction 1.1 Team working in construction Cornick and Mather (1999) argued that a construction project of any scale can never be realised unless a team of people with diverse knowledge and skills are created and operate together. ∗ Corresponding author. Email: [email protected] # 2013 Taylor & Francis 2 S. Senaratne and S. Gunawardane Hence, teamwork is a prerequisite for the successful delivery of construction projects (Steward & Barrick, 2000; Wong, 2007). A project team in the construction industry can be defined as a group of construction professionals and personnel from one or more organisations who come together to fulfil the necessary design, detailing and construction functions which are involved in the construction project (Chan & Tam, 2000). Cornick and Mather (1999) explained the main parties of construction project teams as the client, designer, construction manager and specialist sub-contractors which again becoming larger with many sub-teams with their own leaders who are carrying out different functions. According to Senaratne and Hapuarachchi (2009, p.175), a construction project team within traditional procurement is, ‘a collection of two or more people with complementary skills, who come from different disciplines and organisations, to perform a common objective, but with individual objectives and operating from different locations with multiple reporting relationships, whose accountability and leadership are significantly governed by the contractual arrangements’. Hence, when the projects grow more complex technically, organisationally and contractually, team effort is more required (Fryer, Fryer, Ellis, & Egbu, 2004). In order to narrow down the scope of the research, it will focus only on design teams which can be considered as a significant sub-team in the construction industry. Furthermore, design teams can be recognised as most suitable for the purpose of this research over contractors’ team. Basically, design teams are more stable in terms of human resource flow and smaller in size in contrast to contractors’ team which is larger in size as well as most fluid in terms of people, as a majority included construction labourers, which will result in more complexities in studying. With regard to design teams, Pectas and Putlar (2006) mentioned that a successful management of design is critical to quality, cost-effectiveness and timeliness of projects. Further, in a survey of AEC companies in the USA (Arditi & Gunaydin, 1998), “collaboration among parties” was ranked first among the many factors that affect quality in design phase. Likewise, Pryke and Smyth (2006) highlighted the importance of adaptation of good teamworking practices in sub-sectors, such as design organisations, in order to enhance the performance of construction projects. Therefore, the above literature findings elaborate the importance of proper teamwork practices in the total construction team and in design teams, particularly. In a team, individual human inputs should aggregate to team-level outcomes and one potential mechanism which links individuals and team-level characteristics is the concept of roles (Stewart, Fulmer, & Barrick, 2005). Therefore, it can be argued that the roles of the team members are likely to have an impact on the team performance. Senior (1997) also supported the fact that crucial to performance of teams are the abilities and behaviours of their members, which are related to the roles that they play. Therefore, the next section discusses key literature findings on the concept of team roles. 1.2 Team role concept Belbin (1993) had explained about two types of roles which are namely functional role and team role (Rajendran, 2005). ‘Functional role’ refers to the job demands that a person has been engaged to meet by supplying the requisite technical skills and operational knowledge, whereas ‘team role’ refers to a tendency to behave, contribute and interrelate with others at work in certain distinctive ways (Belbin, 1993). Belbin (1993) further emphasised that the team role describes how the individual fits into the team, not what particular function he or she performs. Architectural Engineering and Design Management 3 Water, Ahaus and Rozier (2008) highlighted Belbin’s argument on team composition as a key factor in influencing team performance. However, general composition of teams in the workplace has been determined through either functional or status considerations in order to ensure the right level of expertise and experience (Partington & Harris, 1999). Senior (1997) argued that the notion of team roles emerged due to the fact that functional roles do not help in matters such as the way different team members approach a problem or task, the way team members interact with one another and their style of behaviour in general. She further demonstrated that individuals will not only bring the characteristics of their functional roles to their activities as members of teams but also they will take up one or more team roles, naturally. Therefore, the concept of team roles is an important issue that affects team performance (Partington & Harris, 1999). Various researchers have studied on team roles and offered different team role classifications. For example, Chong (2007) revealed several researchers who focused on team roles and team performance. Despite these studies, Water et al. (2008) highlighted that Belbin’s (1993) team role framework is probably one of the most prominent and widely used, in a great variety of practical team development and management development purposes at present. Therefore, among the number of team role theories available, Belbin’s team role theory was selected for this study. The next section offers more details on the Belbin’s team role theory. 1.3 Belbin’s team role theory Belbin’s team role theory argues that while the types of behaviour that people engage in are infinite, the range of useful behaviours that make an effective contribution to team performance is finite. He grouped these behaviours into eight clusters, each of which described a pattern of behaviour characteristic of the way in which one team member interacted with another. However, Belbin (1993) further asserted that this ‘team role behaviour’ is not fixed by individual personalities, but could be changed by situational factors and also individual learning patterns. A brief insight to each of these team roles is provided in Table 1. Yeh, Smith, Jennings, and Castro (2006) mentioned that these team roles can be categorised as Action-oriented roles (SH, IMP, CF), People-oriented roles (CO, TW, RI) and Cerebral or Thinking roles (PL, ME, SP). Belbin (1993) promoted that a team to be successful and effective, the presence of all nine diverse roles needs to be apparent without duplicating and so the team is called to be a ‘balanced team’. According to Senior (1997), the central tenet of Belbin’s theories is that more balanced a team is in terms of the spread of naturally occurring team roles, the greater the propensity for it to be high performing (see Section 2 on how to identify team roles). Conversely, it can be argued that certain team roles will be necessary more for a construction project depending on its requirements. For example, new innovative project may require more plants where there is a necessity to generate new proposals and solve complex problems. However, the continuing research in Belbin’s work is testimony to its influence in the study of team performance (Chong, 2007). A number of researchers have tested whether there is a link between team role balance and performance based on different aspects. However, the results of these studies were ambiguous and do not lead to a clear direction. The reason could be only one or few aspects of team performance were considered. Wong (2007) mentioned about three elements of team performance which must be in place and working in synergy for a project team to be successful. They are namely: content, process and behaviours. As explained by Wong (2007), content is the ‘what’ or intent of the team, process is the ‘how’ the tools and procedures that help a team reach its objectives 4 Table 1. Belbin’s team role typology. Type Symbol Positive qualities Implementer (The effective organiser of the team) Coordinator (The team controller) IMP Conservative, predictable, dutiful Organising ability, practical common sense, hardworking, self-discipline CO Calm, self-controlled, selfconfident Shaper (The slave driver) SH Highly strung, dynamic, outgoing A capacity for treating and welcoming all potential contributors on their merits and without prejudice. A strong sense of objectives Drive and a readiness to challenge inertia, ineffectiveness, complacency or self deception Plant (The source of original solutions) PL Individualistic, serious minded, unorthodox Genius, imagination, intellect and knowledge Resource investigator (The creative negotiator) Monitor evaluator (The analyzer of problems) RI Extroverted, enthusiastic, curious, communicative A capacity for contacting people and exploring anything new. An ability to respond to a challenge ME Sober, unemotional, prudent Judgment, discretion, hard headedness Team worker (The internal facilitator) TW Socially orientated, rather mild, sensitive Completer Finisher(The one who guarantees delivery) Specialist (The one who provide indepth expertise) CF Painstaking, orderly, conscientious, anxious SP Expert, defendant, not interested in others, serious, self-disciplined, efficient Adopted from: Belbin (2004, p. 72). Allowable weaknesses Mostly needed circumstances Lack of flexibility, unresponsiveness to unproven ideas No more than ordinary in terms of intellect or creative ability Where hardworking and systematic fashion of problem solving needed When there is need to tackle problems calmly Proneness to provocation, irritation and impatience Where political implications are apt to slow thing down and when there is necessity for change Up in the clouds, inclined When need to generate to disregard practical proposals and solve details or protocol complex problems Liable to lose interest once When external contacts and the initial fascination has subsequent negotiations passed are mostly needed Lacks the inspiration or the When success or failure of a ability to motivate others job hinges on a relatively small number of crunch decisions An ability to respond to people and to Indecisiveness at moments Under a managerial regime situations, and to promote team of crisis where conflicts are liable spirit to arise or to be artificially suppressed A capacity for follow through. A tendency to worry about Where task demands close Perfectionism the small things. A concentration and a high reluctance to ‘let go’ degree of accuracy Single-minded, self-starting, dedicated; provides knowledge and skills in rare supply Contributes on a narrow front only. Dwells on technicalities Where firms service or product is based on a certain rare skills and knowledge S. Senaratne and S. Gunawardane Typical features Architectural Engineering and Design Management 5 Figure 1. Dimensions of team performance. Adopted from: Wong (2007, p. 27). and behaviour is the collective human interactions of the team. Content is regarded as the hard element, while processes and behaviours are perceived as soft elements. To accomplish the purpose of the project, correct processes and the right behaviours are needed. Thus, team performance is high when all three elements are operating well; therefore, in order to get a compressive measure of project team performance, all these three elements should be taken into account. Examples for the composition of each team element are given in Figure 1 as summarised from Wong (2007). Having discussed about Belbin’s team role theory and its relation to team performance, the next section discusses about the understanding of team role concept in the construction industry. 1.4 Application of team role theory in construction industry The general composition of the project team in construction is clear by way of the traditional functional roles required for any project (Cornick & Mather, 1999). But, besides these functional roles, individuals in a team inherently adopt natural roles based on their personal preferences and characteristics (Partington & Harris, 1999) which is not well understood in construction. Fryer et al. (2004) pointed out that project teams are not usually put together in a systematic way and mostly it depends on who is available (and when), who has the necessary experience for this particular type of building, who recommends whom and so on. People who come into these teams from different professions are likely to have different interests, skills, backgrounds and personalities which are reinforced by the pattern and focus of the education and training adopted by each profession (Fryer et al., 2004). Therefore, simply bringing together a group of professionals does not necessarily ensure that they will function effectively as a team (Cooley, 1994 cited in Macmillan, 2001). Constructing Excellence (2004) suggests that in managing a team consider not only individuals’ technical skills, knowledge and experience but also their ability to coordinate actions, 6 S. Senaratne and S. Gunawardane behaviours and interpersonal qualities. As the ‘concept of team roles’ is much more associated with those factors, the significance of team roles for the construction teams becomes evident. In their research with regard to construction teams, Sommerville and Dalziel (1998) too emphasised that the success of construction projects involves examining the behaviour of each team member and monitoring how different individuals interact. Moreover, Yeh et al. (2006) suggested that construction team members must identify their team roles in order to understand how they operate within the team. Hence, these literature findings demonstrate the importance of team role concept to the construction industry for improved team performance. However, further research is required to understand the applicability of team role theory in construction. Hence, this study frames the research problem through the following research questions: Research problem framework RQ1: How does the selection of design teams occur? RQ2: What are the generally adopted team roles by design team members? RQ3: How does design team role balance influence on team performance in construction? 2. Research methodology According to Easterby-Smith, Thorpe, & Lowe (2002), ‘Interpretivism’ is one of the philosophies where the reality is determined by people rather than by objective and external factors. This interpretivism research philosophy was adapted in this research. The empirical study was conducted by adapting a case study research approach which helps to gain more in-depth knowledge pertaining to existing theoretical insights. Unit of analysis of the study was a ‘design team’ and three design teams in Sri Lanka were selected for the study. 2.1 Case study selection Yin (2003) pointed out that the criteria for selecting cases is a matter of discretion and judgement, convenience, access and to be those which are subjective for the purpose of the research. Accordingly, criteria and reasoning for selection of cases are given in Table 2. Refer Table 3 for details of the cases. As Tables 2 and 3 depict, the cases were selected with similar scope in terms of in-house design teams engaged in building projects, under separate procurement arrangement and with which the construction phase was completed. Table 2. Case study selection criteria. Criterion In-house design teams Reason In order to avoid complexities associated with virtual relationships in interorganisational design teams Engaged in building projects In order to avoid complexities which may occur when evaluating building and civil projects simultaneously Separated procurement As it is the most popular procurement arrangement in Sri Lanka and to avoid arrangement contractor becoming part of design team which will lead to many complexities. Projects completed design Although design teams operate from inception to completion of projects, phase their major role and most of the activities are in the design phase. Architectural Engineering and Design Management Table 3. Details of the selected cases. Case Type Project cost (Rs.) Project duration Stage Nature of the client Composition of the design team 2.2 7 Case A Case B Case C Simulator training building 114 millions 8 months Design completed, construction to commence Private client Architect (leader) Bank branch office 48 millions 20 months Design completed, piling work continuing Head office building 915 millions 22 months Design completed, piling work continuing Government client Architect (leader) Government client Team leader (design) Chief QS Project QS Structural engineer Services engineer Electrical engineer Project architect QS Structural engineer Electrical engineer Draughtsman Architect QS Structural engineer Services engineer Electrical engineer Interior designer Town planner Construction coordinator Architect Data collection This section explains how the qualitative data were collected. The data collection was done in two stages. Initial stage was focused on identifying the team role preferences of team members in selected three case studies, and based on that the second stage of the data collection was carried out. 2.2.1 Stage 1 The aim of stage 1 was to identify team members’ team roles. Belbin Team Role Self-Perception Inventory (BTRSPI) – eight role version was used for this. Belbin Team Role Self-Perception Inventory (BTRSPI) was developed by Belbin in order to determine individuals’ team role preferences. BTRSPI gives a quantified summary of its respondent’s affinity with each team role in terms of a score (Belbin, 2004). BTRSPI consists with seven sections which in each section include eight statements which describe different behaviours. Respondents were asked to distribute a total of 10 points among those statements marked (a) to (h) in each section which they think best describe their behaviour (refer Figure 2 for Section 1 of BTRSPI). In order to minimise the wishful thinking of members in answering to BTRSPI, they were advised to answer it considering how they act in team and not based on how they want to act. BTRSPI scores for each team member were calculated using the Self-perception inventory analysis sheet (refer Figure 2). Figure 2 presents a calculation example using a response received for Section 1 of the inventory. Further, observing that some of the nine roles were more popular than others, and therefore make BTRSPI scores directly comparable, Belbin produced a table of norms as indicated in Table 4. The scores team members got with regard to each team role is then compared with Table 4 and determined that person’s affinity for a particular role. Thus, for example, a person scoring 17 or more for the Team Worker role from BTRSPI would indicate a very high preference for that role. Roles which get team role scoring ‘high’ or ‘very high’ according to role norms given in Table 4 are called as ‘naturally’ present and these roles are considered to be authentic for the participant (results of the first stage of all the cases are presented in Section 3.3). This way, team roles of the design team members were identified in all the cases. The definition of team role balance as 8 S. Senaratne and S. Gunawardane Figure 2. Section 1 of BTRSPI and the analysis sheet. mentioned in Section 1.3 was used to identify whether the teams were balanced or not. Accordingly, the results indicated that all the teams were imbalanced with regard to team roles. Next, the second stage of data collection was planned. 2.2.2 Stage 2 Semi-structured, face-to-face interviews together with observations were the primary data collection techniques used in this stage. Interviews were conducted with team selectors and design team Architectural Engineering and Design Management Table 4. 9 Role norms. Role norms Low (0 –33%) Average (33 –66%) High (66–85%) Very high (85 –100%) RI TW PL CH CF SP SH ME IM 0– 6 7– 9 10 –11 12– 21 0–8 9–12 13–16 17–25 0–4 5–8 9–12 13 –29 0–6 7–10 11–13 14 –18 0 –3 4 –6 7 –9 10 –17 0– 8 9–11 12– 15 16– 20 0–8 9–13 14–17 18–36 0–5 6–9 10–12 13–19 0–6 7–11 12 –16 17 –23 Source: Pollock (2009, p. 46). members. Two separate interview guidelines were developed, one for team selectors, focusing on how design teams are formed, and one for team members, focusing on team performance. The team members’ interview guidelines addressed the areas of team role imbalance in each team and researched whether there are team performance issues due to these imbalances. As some of the imbalances found in three teams were different to one another, the basic structure of the interview guidelines had to be adjusted slightly to match the context considering the three cases. Common features were covered by the basic structure while adding and removing certain questions based on the team role imbalances in each team. For example, since implementer role is duplicated in all the three teams, a question was formed to identify whether there are any team performance issues related to duplication of this role; hence, this question was available in interview guidelines of all the three cases. Similarly, when plant role is not available in Case A, the question tried to explore the influence of absence of plant role on team performance, while when three plant roles were presented in Case C; the question was adjusted to find out the influence of having three plant roles on team performance. The findings of these two stages are presented and discussed next. 3. Research findings The research findings are presented in this section following each research question. First, more details of the cases are given. Case studies details 3.1 Selected cases were three in-house design teams of building construction projects which were adopting traditional (separated) procurement method (refer Table 3 for summarised case details). Case details are as follows: . . A project which was aimed to construct a three-storey simulator training building was selected as Case A. The building required to house two simulators and also to provide other related facilities such as discussion rooms for students, administration and teaching areas. The client has demanded for a unique building as it is the first building to be built in the country in that nature. An in-house design team of a government consultancy organisation was the design team of this project. Further, the members belonged to different departments geographically dispersed within the different floors of the same building. Construction of a two-storey branch office for a corporate bank was the project selected for Case B. An in-house design team of a private consultancy organisation was the design team of this project. The client of this project has had a long-term relationship with this consultancy organisation. Therefore, the design team was much more familiar with the project because of their previous experiences of other branch offices constructed for the same client. As explained by the architect, this client had a corporate image and design needed to be done in line with this image which limited the designing freedom, and the project was less 10 S. Senaratne and S. Gunawardane . complex. Members worked in the same floor, having a very close geographical dispersion within the office. But, the structural engineering function of this design team had been outsourced and the structural engineer was not physically presented in the same office always. Construction of 12-storey head office for a governmental department was the project selected for Case C. An in-house design team of a private consultancy organisation was the design team of this project. There was an appointed team leader for the design phase and he was responsible for coordinating within the team and with the client. Further, a construction coordinator has been appointed for the design phase in order to coordinate the design team with the client and the contractor. All the members were dispersed very closely in the same floor of the same office building. 3.2 RQ 1: Selection of design teams It was observed that some members of these studied teams were aware of the existence of team roles through their education, seminars or practical experience. Most of the members who were aware have learnt it by practical experience and not through education and training. However when explained, team members emphasised that having a proper knowledge about team role theories will be beneficial for teamworking and improving team performance. Further, it was apparent that ‘team roles’ were not currently a considerable factor in design team selection in these three cases. Instead, design teams were basically formed based on the functional roles required for the project. The team selector of Case C mentioned, ‘we basically analyze the project; size of the project, capacity and the features like foundation, structure and based on that select the members for the design team’, while in B the team selector mentioned that ‘we have to provide sufficient number of functional roles for a particular project. Otherwise project cannot be done’ and the team selector of Case A mentioned, ‘when the client wants a unique building we have to select the correct team and specially, pick the correct architect and structural engineer having particular skills’. Accordingly, the types of functional roles required for a project were mainly decided based on the requirements of the project. The sufficient number of professionals from each discipline is appointed based on the scale and capacity of the project. The other factors include special requirements of the project, experience of the members, qualifications required, availability of human resources, recommendations and the up to date workload of members. However, it was apparent that the teams were not selected based on ‘team roles’. 3.3 RQ 2: Team roles of the team members As explained in Section 2, team roles’ scores were calculated. The results are shown in Tables 5 – 10 and Figure 3 – 5. For example, in Case A, the calculated team role scores are given in Table 5, while Table 6 shows the significance of these values in terms of low to very high using Table 4 given in Section 2 as the basis. Figure 3 depicts the pie chart grouping of the roles into action-oriented, people-oriented and cerebral clusters. In all the three cases, the members showed different preferences for different team roles and had taken up more than one (two to four) team role besides their functional roles. When analysing the three cases together, it was apparent that in Case A, action-oriented roles were the highest, whereas in Cases B and C, people-oriented roles were the highest. The separation of departments in Case A may be the reason for this. In Case A, team members were physically dispersed within different floors of the same building and more vertical relationships with the departments were visible instead of having horizontal relationships within the team. However, in Cases B and C, the members had more horizontal relationships within the team,since they were physically located in the same floor and had no departmentalisation. However, cerebral roles were the least presented in all the three teams. Each cluster is discussed in detail next while considering each role. Architectural Engineering and Design Management 11 Results of Case A Table 5. Self-perception inventory scores of Case A. Action-oriented Functional role Implementer Shaper Architect Chief quantity surveyor Quantity surveyor Structural engineer Services engineer Electrical engineer Table 6. People-oriented Completer finisher Team worker Cerebral Resource Monitor investigator Coordinator Plant evaluator 18 9 4 9 2 7 12 8 7 9 15 10 4 8 8 10 11 8 3 12 15 16 3 2 10 9 17 12 2 5 2 13 18 2 17 14 8 5 0 6 13 5 11 19 7 4 9 2 Team roles of the members of Case A. Action-oriented Functional role Architect Chief quantity surveyor Quantity surveyor Structural engineer Services engineer Electrical engineer Total NR Implementer Shaper People-oriented Completer finisher Team worker Cerebral Resource Monitor investigator Coordinator Plant evaluator VH A L A L H A L A A VH A L A A H A L L A VH VH L L A A VH A L L L VH VH L VH H A L L A H L VH VH A L H L 3 0 4 2 1 2 1 2 Note: VH, very high preference for role; H, high preference for role; A, average preference for role; L, low preference for role. Figure 3. Categories of team roles – Case A. 12 S. Senaratne and S. Gunawardane Results of Case B Table 7. Self-perception inventory scores of Case B. Action-oriented Functional role Implementer Shaper Senior Architect Architect Quantity surveyor Structural engineer Electrical engineer Draughtsman Table 8. People-oriented Completer finisher Team worker Cerebral Resource Monitor investigator Coordinator Plant evaluator 3 7 15 7 7 22 0 9 24 5 6 18 1 3 11 10 11 22 11 7 3 0 3 5 8 9 7 11 8 17 3 7 6 7 17 19 5 8 3 5 12 13 3 16 5 9 5 7 Team roles of the members of Case B. Action-oriented Functional role Senior Architect Architect Quantity surveyor Structural engineer Electrical engineer Draughtsman Total NR Implementer Shaper People-oriented Completer Finisher Team worker Cerebral Resource Monitor investigator Coordinator Plant evaluator L L VH L A VH L A VH L L VH L L A A H VH H A L L L L A A H A A VH L A L L VH VH L A L L H 2 A 1 L 3 H 2 L 2 A 3 A 0 A 0 Note: VH, very high preference for role; H, high preference for role; A, average preference for role; L, low preference for role. Figure 4. Categories of team roles – Case B. Architectural Engineering and Design Management 13 Results of Case C Table 9. Self-perception inventory scores of Case C. Action-oriented Functional role Team leader (design) Architect Structural engineer Services engineer Quantity surveyor Interior designer Electrical engineer Project coordinator (construction) Town planner 3.3.1 People-oriented Completer finisher Team worker Resource investigator 17 7 6 6 7 15 4 9 3 3 9 8 4 7 21 8 14 11 0 12 13 7 7 7 10 17 0 0 8 13 17 2 Implementer Shaper 11.5 Cerebral Coordinator Plant 8.5 Monitor evaluator 7 7 8 13 23 3 12 12 6 11 7 6 2 4 7 11 20 15 11 7 12 3 10 12 0 9 5 11 12 7 4 10 3 14 14 14 0 6 People-oriented roles Empirical findings which emerged from cross-Case analysis with regard to people-oriented roles (Coordinator – CO, Resource Investigator – RI and Team Worker – TW) are discussed below. COs have the ability to cause others to work towards shared goals. Architects of Cases A and B, who were the team leaders, played the CO role. But, the architect of Case C did not perform it, Table 10. Team roles of the members of Case C. Action-oriented Functional role Team leader (design) Architect Structural engineer Services engineer Quantity surveyor Interior designer Electrical engineer Project coordinator (construction) Town planner Total NR Implementer Shaper People-oriented Completer finisher Team worker Resource investigator Cerebral Coordinator Plant Monitor evaluator H H H L L A A A A H L A L L A L L A A H VH L H H VH A H A L VH H L L H A L L L A H A A A H L L VH H H A H L H H L A A A A H VH A L H VH 4 L 3 L 2 H 5 VH 4 VH 3 L 3 A 4 Note: VH, very high preference for role; H, high preference for role; A, average preference for role; L, low preference for role. 14 S. Senaratne and S. Gunawardane Figure 5. Categories of team roles – Case C. may be because the assigned team leader for design phase had fully engaged in the leadership role. Other members, who played the CO role in all the three cases, are people who need to interact with others as required by their functional role. It shows that the members have adapted this role according to the team setting under which they operate and are assigned responsibilities. In all the three cases, RI role was commonly played by the quantity surveyor and also by professionals who need to keep more contacts within and outside the team such as town planner, interior designer and project coordinator. Hence, the empirical evidence revealed that both RI and CO roles matched with the functional roles of the members. Having more TWs than the required number was a common feature in all the three cases. But mostly, members who played this role played another action-oriented or cerebral role. 3.3.2 Action-oriented roles Implementer – IMP, Completer Finisher – CF and Shaper – SH team roles belong to actionoriented categories and how they existed in three cases are discussed here. In all the three cases, action-oriented roles were displayed considerably. Obviously, tight time targets and high workload assigned to design teams may be the reason for this tendency. Among the task-oriented role types, IMP and CF roles were more popular than SH role. As mentioned in the literature, CFs are required where task demands close concentration and a high degree of accuracy, while IMPs are required where hardworking and systematic fashion of problem solving are needed (refer Table 1). Design teams in the construction industry encounter both these mentioned situations, and therefore additional presentation of IMPs and CFs are justifiable. Again, it was noticed that these two roles have been played by the members who have a fitting functional role. Mostly, engineers and architects who are dealing with detailing had a tendency toward these two roles. The presence of SH role was considerably low in all the cases. According to the structural engineer of Case A, SH role is not required for a design team as it may lead to interpersonal conflicts. Another fact which became apparent from Case A regarding SH role was that the members are reluctant to adopt this role, as all the members in these teams are at equal levels. However, quantity surveyor of Case B and the team leader of Case C who were senior members of each team have actively performed the SH role. 3.3.3 Cerebral roles Findings which emerged through Cross-case analysis regarding cerebral roles (Monitor Evaluator – ME and Plant – PL) are discussed below. In Case B, any of the cerebral roles were not presented and project also did not have a necessity for cerebral roles as it was a repetition Architectural Engineering and Design Management 15 type of project. But, in Cases A and C, they were presented at a considerable level and it was higher in Case C. The reason could be that the project in Case C had a higher complexity and thus required more creativity and high critical thinking ability. According to the literature, PLs are needed to generate proposals and solve complex problems (refer Table 1). In Case C, the architect, interior designer and electrical engineer played the PL role, whereas in Case A, it was only the electrical engineer. In both of Cases A and C, ME role was adapted by the members who were involved in decision-making. The literature suggested that MEs are required when success or failure of a job hinges on a relatively small number of crunch decisions (refer Table 1). Accordingly, in both these cases, ME role was played by the quantity surveyor and structural engineer, whose job is more associated with critical decisions. These findings show that cerebral roles have been correctly adapted by the team members as per the project requirements and fit with their functional roles. Further, it was apparent that members who performed as team leaders of all three cases have adapted leadership roles, either CO or SH. The architect of Case A and Senior Architect of Case B were the team leaders and both of them showed a very high preference for coordinator role. The team leader of Case C showed a high preference for shaper role. All in all, empirical findings revealed that the members had naturally taken up more than one team role despite their functional roles. Generally, it ranged between two to four. This result is in line with Senior (1997) who demonstrated that individuals will not only bring the characteristics of their functional roles to their activities as members of teams but also take up one or more team roles, naturally. But, they have adopted these roles so as to match with the team settings under which they operate and the requirements of the projects as well in a way that it suits with the functional roles and responsibilities assigned to them in the particular team. Mostly, action-oriented and cerebral roles have been adapted by members so as to fit with their functional roles and associated responsibilities, whereas people-oriented roles were closer with the team setting under which they operate. According to team role balance definition, all the three teams in the selected cases were imbalanced. Therefore, interviews were focused to explore how the three team performance elements were affected by this team role imbalance, and the results obtained during the second stage of the study are discussed next. 3.4 RQ 3: Team role balance and team performance According to case studies, there is some sort of effect from team role imbalance to the team performance with regard to all three elements of team performance which are namely content, process and behaviours. But, the next finding that became apparent from the empirical study is that there are several other factors influencing team performance. Major factors which emerged through three cases are tight time targets, workload, project requirements, restrictions from client’s side and less believing in teamwork by team members. Table 11 summarises these findings. The first column of Table 11, represents the team performance issues identified by cases as affected by team role balance under three elements of team performance; content, process and behaviours. The second column which is again sub-divided into three shows the cases in which the relevant factors emerged. The third column indicates the other factors which led to the same team performance issue (this represents only the factors that were revealed from cases as a by-product and may not fully represent all factors which could cause the particular team performance issue). Finally, the fourth column indicates the cases in which each factor was found. The content of Table 11 should be read as follows: for example, under the content measures, difficulties in incorporating changes became apparent as a team performance issue that is influenced by imbalanced teams. But, incorporating changes were influenced by some other factors 16 Table 11. S. Senaratne and S. Gunawardane Summary of findings – team performance vs. team role balance. Team performance issues due to team role imbalance Content Difficulties in incorporating changes Disruptions to team’s progress of work Lacking of drive towards achieving its purpose and work strategies Process Less participation and leadership during discussions Poor communication and coordination More time for agreeing decisions Uncertainty in critical decisions Difficulties in taking accurate and strategic judgments Less eagerness to revisit and revise the decisions Behaviours Lack of interdependency Slow to respond to new possibilities Arising cases Arising cases A B C A B p p p p p p p p Time targets Capacity of managing the team Finalised decisions p p Extent of work finished Work load of the members Poor communication Available procedure Political intervention Number of projects handling simultaneously Separation of departments p p p p p p p p p p p Less ability to come into team conclusions and decisions Lack recognition for their contributions Lack of collaboration and participation Other factors influencing (as emerged through cases) p p Pressure of other works Separation of departments Lack of single point responsibility High work load p p Concentration on time targets p p Experience Decision-making authority given p Less eagerness to revisit and revise the decisions p p Seniors Extent of finished work Procedures Work load C p p p p p p p p p p p p p p p p p p p p p p p p p p p Poor communication and coordination Less commitment to teamwork p p Client’s budget Restrictions from client p Time available p Expression required by the building Lack of interest of the senior members p p Complexity of the issue Better understanding on the project p p Tight time targets p p organisational culture p Seniority p Extent of division of tasks due to Scale of project p Specialisation on different areas Involvement in other projects Less team work Tight time targets p p p p p p p p p p (Continued) Architectural Engineering and Design Management Table 11. 17 Continued. Team performance issues due to team role imbalance Arising cases A Less collaboration and participation in the later stages Lack with team cohesion Damage to mutual trust p p B C p p Other factors influencing (as emerged through cases) Arising cases A Dragging of project due to different reasons Priority for given projects So many revisions Time gaps such as tendering stage Emergence of new interesting projects p p Pressure of workload p p Time targets p High work load B p C p p p p p p p too. For example, when there are tight time targets and when work is nearly completed, the members will feel reluctant to incorporate a change. The possibility of incorporating a change is again influenced by the leaders’ capacity of managing the team and in the case of a finalised decision. The rest of the table should be read similarly. According to all these findings presented in Tables 5–10, team performance has some sort of effect from the team role balance. But, at the same time, empirical findings revealed about the number of other factors affecting team performance. Therefore, although there is some sort of effect from team role balance to the team performance, the extent to which it is affected was difficult to isolate and find out through this study and may require further research with a different research design. 4. Discussion From the empirical evidence, it is apparent that not all members in these three cases are fully aware of team role concept and it would be beneficial for professionals in design teams if they are better educated about it during the learning process, before entering into the industry. In all the three cases, the composition of design teams were decided mainly based on the functional roles and not based on team roles. Types of functional roles required for a project were decided based on the requirements of the project and the sufficient number of professionals from each discipline is appointed to the team based on the scale and capacity required by the project where a minimum number have not been indicated by the client. Cornick and Mather (1999) stated that the general composition of the project team in construction is very clear due to the traditional functional roles required for any project, and case study findings also confirmed the fact. Further, empirical findings showed that team selection is again dependent on the factors such as special requirements of the project, experience of the members, qualifications required, availability of human resources, recommendations and workload. These research findings are in line with the study of Fryer et al. (2004) which pointed out that project teams are not usually put together in a systematic way and mostly it depends on who is available (and when), who has the necessary experience for this particular type of building, who recommends whom and so on. It is apparent that these factors act as barriers to consider team roles during the team selection. Literature findings suggested that even the members are assigned to teams based on their functional roles, they will also take up one or more team roles, naturally. Empirical study also revealed that in all the three cases, all the members showed different preferences for different team roles and had taken up more than one (two to four) team roles besides their functional roles. However, they 18 S. Senaratne and S. Gunawardane have adopted these roles so as to match with the team settings under which they operate and the requirements of the projects as well in a way that it suits with the functional roles and responsibilities assigned to them in the particular team. Another fact apparent from the empirical findings was that even though members had showed preference for certain role, they did not actively play it within the team if they were not given the relevant authority and if it does not match with the team setup they operate. Hence, it seems that team roles of the design team members in these cases could be based on their personal propensities, but have adjusted as explained in the literature which mentioned that one’s ‘team role behaviour’ is not fixed by individual personalities, but could be changed by situational factors and also individual learning patterns. As revealed by the literature synthesis, the central tenet of Belbin’s theories is that the more balanced a team is in terms of the spread of naturally occurring team roles, the greater the propensity for it to be high performing (Senior, 1997). According to Belbin (1993), for a team to be successful and effective, the presence of all nine diverse roles needs to be apparent without duplicating, and so the team is called a balanced team. In this study, all the three cases considered were imbalanced according to this team role balance definition, and team performance issues, with regard to all content, process and behaviour elements, were identified in these unbalanced teams. But, the next major fact which became apparent from the empirical findings is that there are several other factors affecting team performance such as tight time targets, workload, project requirements, restrictions from client’s side, less belief in team work by team members and so on. Hence, the effect on team performance particularly by team role imbalance was difficult to differentiate and to be figured out through this study. However, empirical evidence suggest that construction projects may need different types of team roles depending on different situations associated with it and so duplications and omissions of certain team roles are possible within a construction design teams based on particular project requirements and other situational and environmental factors. Therefore, team members and team selectors should be made knowledgeable on the concept and how to deal accordingly. The next section discusses the conclusions and recommendations arising from the present study. 5. Conclusions This research study focused on exploring how Belbin (1993) team roles exist and affects the performance of construction design teams in Sri Lanka using three case studies. The key findings and their conclusions are presented here. 5.1. Awareness on team role concept In the case studies, although members believed that having a proper knowledge about the concept of team roles would be beneficial to construction professionals, it was apparent that the team members were not fully aware of team role theories through their education and training and had only experienced its need, while practicing. 5.2. Formation of design teams As discussed in Section 3.2, design teams in the construction industry were mainly formed based on the functional roles rather than team roles. Further, team selection was dependent on several other factors such as special requirements of the project, experience of the members, qualifications required, availability of human resources, recommendations and workload of members. These factors are essential in order to provide required technical capacities and knowledge to Architectural Engineering and Design Management 19 carry out the required functions by each member. However, these factors at the same time have acted as barriers to consider team roles in forming design teams. 5.3 Team roles As discussed in Section 3.3, members who were selected for design teams, mainly based on their functional roles, had naturally taken up more than one team roles (two to four) when they were assigned to a team. They showed different preferences for different team roles. Team members had adapted these team roles so as to match with the functional roles and responsibilities assigned to them in the particular team, team settings under which they operate and the requirements of the projects. Mostly, action-oriented and cerebral roles have been adopted by members so as to fit with their functional roles and associated responsibilities, whereas people-oriented roles were closely associated with the team setting under which they operate. Although action-oriented and people-oriented roles generally appeared in all three teams, cerebral roles seemed to be connected more with the project requirements. These findings confirm that team role behaviour is not something fixed by personal propensity, but it is something which could be modified and adjusted accordingly by team members themselves according to situational factors from environment as well as by experience and role learning. 5.4 Influence from team role balance to team performance As mentioned in Section 3.4, although case study data provided that there is some sort of effect from team role balance to the team performance, at the same time, the number of other factors also appeared to have considerable effect on team performance. Hence, the exact effect on team performance by team role balance was difficult to differentiate and figured out. If this theory was tested in a more controlled environment using a method such as controlled experiments, the results could be clearer. However, suitability of such a method is again questionable owing to the complexity and interconnection of the factors that affect on team performance as found through this research study. All in all, the following implications can be drawn to construction industry. Case studies revealed that forming balanced teams (according to the team role balance definition stated in Section 1.3) is practically difficult for construction design teams. Because, mostly in construction project teams, team roles will be duplicated with large teams and team roles required for different project types is different (e.g., when complexity is high more members should play PL or ME role). Also, the design team selection is dependent on functional roles of the members, and several other factors as discussed in detail in Section 3.2 tend to restrict the consideration of team roles in team selection. Further, empirical evidence provided that although individuals are assigned to teams based on functional roles, they learn to play the required team role as well as modify them with their experiences and situational factors in environment. Therefore, what should be considered by the construction industry practitioners in adopting team role concept is not necessary to form balanced teams in terms of team roles, but to improve role learning (learning to play a needed role). Similarly, recognising one another’s team roles would help members to minimise internal conflicts and allow using the members’ talents to the best advantage of the team. Hence, team roles of the members can be used as a tool by the design teams so as to have effective execution of their work, effective management of their relationships with its environment and also to maintain the team’s strength in meeting social needs of individuals who form the team. Therefore, proper knowledge on team role concept should be given to professionals working in design teams through education and training. Also, arrangements within design organisations should be made to house the staff minimising the physical dispersion in order to improve teamworking capacity and successful team role behaviour. 20 S. Senaratne and S. Gunawardane Since this research is based on case study method, it is limited in statistical generalisability. However, it is hoped that the findings can be theoretically generalised to similar contexts. 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