Funkcialaj Ekvacioj, 16 (1973), 195-211 Appoxim-ation and Existence of Solutions to Ordinary Differential Equations in Banach Spaces* By Robert H. MARTIN, JR. (North Carolina State University) Introduction. Let $E$ be a real or complex Banach space with norm denoted by ; and let $D$ be a locally closed subset of $ ¥ in D$ $R_{z}>0$ , for each there is an such $E$ $D$ $ ¥ {x ¥ in D:|x-z| ¥ leq R_{z} ¥ }$ equivalently, in or, that is closed is a relatively closed subset of an open set in $E$ ). Also, let $A$ be a continuous function from $D$ into $E$ . In this paper we are interested in studying both the existence of approximate solutions and the existence of solutions to the initial value problem §1. $|¥cdot|$ $¥_$ $E(¥mathrm{i}.¥mathrm{e}.$ (IVP) $u^{¥prime}(t)=$ Au(t), $z$ $u(0)=z¥in D$, and $t¥geq 0$ . There are two main aims of this paper. First, in §2, we characterize and derive some fundamental properties of hose continuous functions $A$ for which (IVP) has -approximate solutions for each §>0. Second, in §3 and §4, we show, with the additional assumptions that $A$ is uniformly continuous and $D$ is bounded, that one may use one-sided derivatives involving the measure of noncompactness to parallel very closely the results involving continuous dissipative operators on Banach spaces. $¥dot{¥mathrm{t}}$ $¥mathrm{e}$ Approximate Solutions. Throughout this secton we assume that $D$ is a locally closed subset of $E$ and that $A$ is a continuous function from $D$ into $E$ . The objective of this section is to characterize those continuous functions $A$ such that (IVP) has an e-approand ximate solution for each $z¥in D$. If is a function from $[0, T]$ into $E$ , then is said to be an -approximate solution to (IVP) on $[0, T]$ if each of the following is satisfied: (a) is continuous, $¥phi(0)=z$ and $¥phi(T)¥in D;(¥mathrm{b})$ if $[0, T]$ there is a $¥tau(t)¥in[0, t]$ such that and $¥phi(¥tau(t))¥in D;(¥mathrm{c})$ there is exists a countable subset $C$ of $[0, T]$ such that if $t¥in[0, T]-C$ then ¥ ¥ ¥ ¥ ; and (d) and ¥ ¥ is integrable and §2. $¥epsilon>0$ $¥phi$ $¥phi$ $e$ $ t¥in$ $¥phi$ $t-¥tau(t)¥leq ¥mathrm{e}$ $¥phi^{¥prime}(t)$ $| phi^{ prime}(t)-A phi( tau(t))| leq epsilon$ $¥phi^{¥prime}$ $¥phi(t)=z+¥int_{0}^{t}¥phi^{¥prime}(s)ds$ * This work partially supported by the U. S. Army Research Office, Durham, N. C. R. H. MARTIN, JR. 196 for all $t¥in[0, T]$ . Remark 1. In part (a) of the definition of -approximate solution to (IVP) , it is crucial to require that $¥phi(T)¥in D$ . If we omit this requirement, it is easy to see that (IVP) has an -approximate solution for any continuous function $A$ from $D$ into $E$ . in $E$ let $d(y;D)=¥inf¥{|y-x|:x¥in D¥}$ and denote by $A_{+}(D)$ the For each of all continuous function $A$ from $D$ into $E$ such that $¥mathrm{e}$ $¥langle)¥mathrm{n}[0, T]$ $¥mathrm{e}$ $y$ $|¥mathrm{c}¥mathrm{l}¥mathrm{a}¥mathrm{s}¥mathrm{s}$ (1) $¥lim_{h¥rightarrow}¥inf_{0+}d(x+hAx;D)/h=0$ for all $x¥in D$ . Our fundamental result is given by the following: Theorem 1. Suppose that $A$ is a continuous function from $D$ into E. Then these are equivafent: (i)A is in $A_{+}(D)$ . (ii) The initial value problem (IVP) has an upproximate solution for each and each $z¥in D$ . Before proving Theorem 1 we first establish two preliminar.v lemmas. The first lemma, which immediately implies that (i) implies (ii) in Theorem 1, is proved in [17, Proposition 1]. Lemma 1. Suppose that $A¥in A_{+}(D)$ . Let be in $D$ and let the numbers : $R_{z}>0$ and $M_{z}¥geq 1$ be such that $S_{z}=¥{x¥in D:|x-z|¥leq R_{z}¥}$ is closed and $¥sup$ { $x¥in S_{z}¥}¥leq M_{z}-1$ . has an Also, let $T_{z}=R_{z}/M_{z}$ . Then for each upproximate solution from $[0, T_{z}]$ into $E$ which satisfies each of $Jhe$ following: there is a nondecreasing sequence in $[0, T_{z}]$ such that ; , and (i) $t_{0}=0$ , if $t_{i}<T_{z}$ , $¥epsilon-$ $¥epsilon>0$ $z$ $|A_{x}|$ $¥epsilon>0(¥mathrm{I}¥mathrm{V}¥mathrm{P})$ $¥epsilon-$ $¥phi=¥phi(¥cdot ; z, ¥epsilon)$ $¥{t_{i}¥}_{0}^{¥infty}$ $ t_{i+1}-t_{i}<¥epsilon$ $t_{i}<t_{i+1}$ $i¥lim_{¥rightarrow¥infty}t_{i}=T_{z}$ (ii) $¥phi(0)=z$ and $|¥phi(t)-¥phi(s)|¥leq M_{z}|t-s|$ for $alf$ , $s¥in[0, T_{z}]$ ; ; is linear on and (iii) ¥ ; and , then and (iv) if (v) if $y¥in D$ with $|y-¥phi(t_{i})|¥leq(t_{i+1}-t_{i})M_{z}$ , then $|Ay-A¥phi(t_{i})|¥leq¥epsilon$ . Actually, the limit infimum in $(*)$ is replaced by the limit in Proposition 1 of [17]; however, there is no change in proof with this modification. Our next lemma is concerned with the behavior of -approximate solutions. Lemma 2. Suppose that $A$ is continuous from $D$ into $E$ and (IVP) has an and each $z¥in D$. Let be in $D$ and let the upproximate sofution for each $t$ $¥phi(t_{i})¥in S_{z}$ $[t_{i}, t_{i+1}]$ $¥phi$ $t in(t_{i}, t_{i+1})$ $t_{i}<T_{z}$ $|¥phi^{¥prime}(t)-A¥phi(t_{i})|¥leq¥epsilon$ $¥mathrm{e}$ $¥epsilon>0$ $¥epsilon-$ numbers $:¥sup$ $R_{z}>¥mathit{0}$ and $M_{z}¥geq 1$ $¥{|Ax|:x¥in S_{z}¥}¥leq M_{z}-1$ solution $¥phi=¥phi(¥cdot ; z, ¥epsilon)$ . from $z$ be such that $S_{z}=¥{x¥in D:|x-z|¥leq R_{z}¥}$ is closed and approximate has an Then for each $[0, T_{z}]$ into $E$ where $T_{z}=R_{z}/M_{z}$ . Moreover. $¥epsilon>0(¥mathrm{I}¥mathrm{V}¥mathrm{P})$ $|¥phi(t;z, ¥epsilon)-¥phi(s;z, ¥epsilon)|¥leq M_{z}|t-s|$ for $afl$ $t$ , $s¥in[0, T_{z}]$ and $¥epsilon>0$ . $¥epsilon-$ Approximation and Existence of Solutions 197 Proof. Let be the class of all e-approximate solu1] and let to (IVP) on $[0, T]$ where $T¥leq T_{z}$ and $|¥phi(t)-¥phi(s)|¥leq M_{z}|t-s|$ for all tions , $s¥in[0, T]$ . If and is defined on $[0, T_{i}]$ for $i=1,2$ , write if and $¥phi_{1}(t)=¥phi_{2}(t)$ for all $t¥in[0, T_{1}]$ . Then is a partial order on and it follows in the usual manner that has a maximal element. is a sequence in (Note that if with defined on $[0, T_{i}]$ and for $i=1,2$ , ; then exists and, since $|¥phi_{j}(T_{j})-¥phi_{i}(T_{i})|¥leq M_{z}$ $¥epsilon¥in(0,$ $P_{z}(¥epsilon)$ $¥phi$ $¥phi_{i}¥in P_{z}(¥epsilon)$ $t$ $¥phi_{1}¥leq¥phi_{2}$ $¥phi_{i}$ $T_{1}¥leq T_{2}$ $‘‘¥leq’$ $P_{z}(¥epsilon)$ ’ $P_{z}(¥epsilon)$ $P_{z}(¥epsilon)$ $(¥phi_{i})_{0}^{¥infty}$ $¥phi_{i+1}$ $¥cdots$ $|T_{¥dot{¥mathcal{J}}}-T_{i}|$ , $¥phi_{i}¥leq$ $¥phi_{i}$ $¥lim_{i¥rightarrow¥infty}T_{i}=T¥leq T_{z}$ exists. $w=¥lim_{i¥rightarrow¥infty}¥phi_{i}(T_{i})$ Also $w¥in S_{z}$ since $S_{z}$ is closed. Hence if $¥phi(t)=$ for all $t¥in[0, T_{i}]$ and $¥phi(T)=w$ , then and for all ) Let be a maximal element in and assume, for contradiction, that is defined on $[0, T]$ with $T<T_{z}$ . Since $¥phi(T)¥in S_{z}$ and $|¥phi(T)-z|¥leq TM_{z}<R_{z}$ , it follows that if $¥delta=T_{z}-T$ and $y¥in D$ with $|y-¥phi(T)|¥leq¥delta M_{z}$ , then . Let be such that and, by hypothesis, let be an ’-approximate solution to (IVP) on with replaced by , $¥chi(0)=¥phi(T)$ . If let and if let is such that (where and $¥phi(¥tau(¥delta))¥in D)$ . it follows that $¥eta¥in(0,$ ], and since Since it follows ¥ that is an -approximate solution to (IVP) on replaced by (with $¥phi(T))$ . $ ¥ psi(t)= ¥ phi(t)$ Thus if for $t¥in[0, T]$ and $¥psi(t)=¥chi(t-T)$ for $t¥in[T, T+¥eta]$ , it follows that is an -approximate solution to (IVP) on $[0, T+¥eta]$ . To show that we need to show that $|¥chi(t)-¥chi(s)|¥leq M_{z}|t-s|$ for all , $s¥in[0, ¥eta]$ . To show that this holds we show that $|¥chi(t)-z|¥leq R_{z}$ for all $t¥in[0, ¥eta]$ (since this ¥ ¥ ¥ ¥ would imply that ¥ ¥ ¥ ¥ ¥ ¥ for all but a countable number of $t¥in[0, ¥eta])$ . By continuity there is a largest number $t_{1}¥in(0,$ ] such that $|¥chi(s)-z|¥leq R_{z}$ for all $s¥in[0, t_{1}]$ , and since $|¥chi;(s)|¥leq M_{z}$ for all but a countable number of $s¥in[0, t_{1}]$ we have that $¥phi_{i}(t)$ $¥phi¥in P_{z}(¥epsilon)$ $¥phi_{i}¥leq¥phi$ $i.$ $P_{z}(¥epsilon)$ $¥phi$ $¥phi$ $y¥in S_{z}$ $¥epsilon^{¥prime}<-¥min$ $¥{¥epsilon, ¥delta¥}$ $[0, ¥delta_{1}]$ $¥eta=¥delta_{1}$ $¥chi$ $¥delta_{1}¥leq¥delta$ $¥tau(¥delta)¥in[0, ¥delta]$ $¥epsilon^{¥prime}<¥delta$ $¥chi$ $¥mathrm{e}$ $¥phi(T)-¥mathrm{i}.¥mathrm{e}.$ $z$ $¥eta=¥tau(¥delta)$ $¥delta_{1}>¥delta$ $¥delta^{¥tau}-¥tau(¥delta)¥leq¥epsilon^{¥prime}$ $¥delta$ $¥epsilon^{¥prime}<¥epsilon$ $[0, $¥mathrm{e}$ $¥psi$ $¥epsilon^{¥prime}>0$ eta]$ $z$ $¥mathrm{e}$ $¥emptyset¥in P_{z}(¥epsilon)$ $t$ $| chi^{ gamma}( tau)| leq|A chi( tau(t))|+ epsilon leq M_{z}-1+ epsilon leq M_{z}$ $¥eta$ $|¥chi(t_{¥mathrm{I}})-z|¥leq|¥chi(t_{1})-¥chi(0)|+|¥phi(T)-z|¥leq t_{1}M_{z}+TM_{z}=(t_{1}+T)M_{z}$ . Thus if then $|¥chi(t_{1})-z|<R_{z}$ which is impossible. Consequently and we have a contradiction to the maximality of . Thus is defined on $[0, T_{z}]$ and the proof of Lemma 2 is complete. Proof of Theorem 1. As noted above, the fact that (i) implie (ii) is immediate from Lemma 1. Now suppose that (ii) holds and that $z¥in D$. By Lemma 2 we can assume that there are numbers $T>0$ and $M¥geq 1$ such that, for each , (IVP) has an -approximate solution on $[0, T]$ with $¥phi(s)|¥leq M|t-s|$ for all $s ¥ in[0, T]$ , . Now let ]. Since $A$ is continuous, $T$ ¥ ¥ ¥ let ] be such that whenever $y¥in D$ and $|y-z|¥leq¥delta M$. We ¥ ¥ show that if , then $h^{-l}d(z+hAz; D)¥leq¥epsilon^{¥prime}$ . Choose $h¥in(0,$ ] and let . Also, for each $s¥in[0, h]$ let $¥tau(s)¥in[0, s]$ be such that and . If $s¥in[0, h]$ then $|¥phi_{¥epsilon}(¥tau(s))-z|¥leq¥tau(s)M¥leq¥delta M$ ; so $|A¥phi_{¥mathrm{e}}(¥tau(s))-Az|¥leq$ $¥psi¥in P_{z}(¥epsilon)$ $ t_{¥mathrm{I}}<¥eta$ $¥phi$ $¥epsilon>0$ $¥mathrm{e}$ $|Ay-Az| leq epsilon^{ prime}/3$ $ 0<h leq delta$ $h¥epsilon^{¥prime}/(3M)$ $¥phi_{¥epsilon}(¥tau(s))¥in D$ $|¥phi_{¥epsilon}(t)-$ $¥phi_{¥epsilon}$ $¥epsilon^{¥prime}¥in(0,1$ $t$ $¥delta¥in(0,$ $¥phi$ $¥delta$ $ s-¥tau(s)¥leq¥epsilon$ $¥epsilon=$ R. H. MARTIN, JR. 198 $¥epsilon^{¥prime}/3$ . Hence for all but a countable number of $s¥in[0, h]$ we have that $|¥phi_{¥epsilon}^{¥prime}(s)-Az|¥leq|¥phi_{¥epsilon}^{¥prime}(s)-A¥phi_{¥epsilon}(¥tau(s))|+|A¥phi_{¥epsilon}(¥tau(s))-Az|$ $¥leq¥epsilon+¥frac{¥epsilon^{¥prime}}{3}=¥frac{h¥epsilon^{¥prime}}{3M}+¥frac{¥mathrm{e}^{¥prime}}{3}¥leq¥frac{2¥epsilon^{f}}{3}$ . Consequently, $h^{-l}d(z+hAz; D)¥leq h^{-1}|z+hAz-¥phi_{¥epsilon}(¥tau(h))|$ $¥leq h^{-1}|z+hAz-¥phi_{¥epsilon}(h)|+h^{-1}|¥phi_{¥epsilon}(h)-¥phi_{¥epsilon}(¥tau(h))|$ $¥leq h^{-1}|hAz-¥int_{0}^{h}¥phi_{¥epsilon}^{¥prime}(s)ds|+h^{-1}M|h-¥tau(h)|$ $¥leq h^{-1}¥int_{0}^{h}|Az-¥phi_{¥epsilon}^{¥prime}(s)|ds+h^{-1}M¥epsilon$ $¥leq¥frac{2¥epsilon^{¥prime}}{3}+¥frac{¥epsilon^{¥prime}}{3}=¥epsilon^{¥prime}$ . This completes the proof of Theorem 1. It follows from the proof of Theorem 1 that if $A¥in A_{+}(D)$ then $¥lim d(x+$ $h¥rightarrow 0+$ $hAx$ ; ) $=0$ for all $x¥in D$ . In fact, we have the following stronger result: Theorem 2. If $A¥in A_{+}(D)$ then $D$ for all $¥lim_{h¥rightarrow 0+}d(z+hAz;D)/h=0$ $z¥in D$ , and this limit is uniform on each compact subset of $D$ . ]. For each $z¥in K$ Proof. Let $K$ be a compact subset of $D$ and let be the -approximate solution to (IVP) on [0, and in (0, 1] let $M_{z}]$ By the compactness of $K$ we may which is constructed in Lemma 1. assume that if $M=¥sup¥{M_{z}: z¥in K¥}$ and $T=¥inf¥{R_{z}/M_{z}: z¥in K¥}$ , then $ M<¥infty$ and $T>0$ . Thus $|¥phi(t;z, ¥epsilon)-¥phi(s;z, ¥epsilon)|¥leq M|t-s|$ for all , $s¥in[0, T]$ , $z¥in K$, and $T$ ] be such that ( , 1]. Since $K$ is compact and $A$ is continuous, let $|Ay-Az|¥leq¥epsilon^{¥prime}/3$ whenever $z¥in K$, $y¥in D$ and $|y-z|¥leq¥delta M$ . It follows exactly as in $ 0<h¥leq¥delta$ , $h^{-l}d(z+hAz; D) ¥ leq ¥ epsilon^{ ¥prime}$ for all $z¥in K$. then the proof Theorem 1 that if Since is independent of $z¥in K$, the assertion of Theorem 2 follows. Remark 2. In [9, Lemma 1 and Remark 2], M. Crandall proves Theorem 2 directly (without the use of approximate solutions) in the case that $E$ is a Hilbert space and $D$ is locally weakly closed. Also, using Theorem 2, one can show that the approximate solutions constructed in Lemma 1 are actually piecewise , $t_{i}=T_{z}$ for all sufficiently large ). linear ( Our next result considers the algebraic structure of $A_{+}(D)$ . Theorem 3. Suppose that $A$ and $B$ are in $A_{+}(D)$ and $r>0$ . Then $rA$ and $A+B$ are in $A_{+}(D)$ . as Proof. It follows immediately from (1) that $rA¥in A_{+}(D)$ since $¥epsilon^{¥prime}¥in(0,1$ $¥phi(¥cdot ; ¥mathrm{z}, ¥epsilon)$ $¥epsilon$ $R_{z}/$ $¥mathrm{e}$ $¥epsilon¥in$ $t$ $¥delta¥in(0,$ $0$ $¥delta$ $¥mathrm{i}.¥mathrm{e}.$ $i$ $rh¥rightarrow 0+$ Approximation and Existence $ h¥rightarrow 0¥dotplus$ all . Now let with $y¥in D$ such that $¥epsilon>0$ $¥delta_{1}>0$ $|y-z|¥leq¥delta_{1}$ $¥lim h_{k}=0$ 199 and . First choose such that $|Ay-Az|¥leq¥epsilon/3$ for . Next choose such that and for all $h¥in(0,$ ]. Now let be a sequence in (0, ] $z¥in D$ $h^{-l}d(z+hBz; D)¥leq¥epsilon/4$ of Solutions $¥delta_{2}>0$ $¥delta_{2}¥epsilon/3+¥delta_{2}|Bz|¥leq¥delta_{1}$ $(h_{k})_{1}^{¥infty}$ $¥delta_{2}$ , and let be a sequence in $(x_{k})_{1}^{¥infty}$ $¥delta_{2}$ $D$ such that $|z+hBz-x_{k}|¥leq$ $ k¥rightarrow¥infty$ for all . Note that $|z-x_{k}|¥leq h_{k}¥epsilon/3+h_{k}|Bz|¥leq¥delta_{1}$, and hence $|Ax_{k}-Az|¥leq¥epsilon/3$ for all and $¥lim x_{k}=z$ . Thus $¥{x_{k} : k=1,2, ¥cdots¥}$ is contained in a compact subset of $D$, and we have from Theorem 2 that there is a such that $h^{-1}kd(x_{k}+h_{k}$ ; $D$) for all $k¥geq N$ where $N$ is such that for all $k¥geq N$. Thus for each $k¥geq N$ there is a $y_{k}¥in D$ such that . Combining each of these inequalities we have that if $k¥geq N$, $k$ $h_{k}¥epsilon/3$ $k$ $ k¥rightarrow¥infty$ $¥delta_{3}>0$ $Ax_{le}$ $¥leq¥epsilon/4$ $ h_{k}¥leq¥delta$ $h^{-1}k|x_{h}+h_{l¥epsilon}Ax_{k}-y_{k}|¥leq¥epsilon/3$ $h^{-1}kd(z+h_{k}[Az+Bz];D)¥leq h^{-1}k|z+h_{k}Az+h_{k}Bz-y_{k}|$ $¥leq h^{-1}k|z+h_{k}Bz-x_{k}|+h^{-1}k|x_{k}+h_{k}Az-y_{k}|$ $¥leq¥frac{¥epsilon}{3}+h^{-1}k|x_{k}+h_{k}Ax_{k}-y_{k}|+|Az-Ax_{k}|$ $¥leq¥frac{¥epsilon}{3}+¥frac{¥epsilon}{3}+¥frac{¥epsilon}{3}=¥epsilon$ Thus $¥lim¥inf h^{-1}d(z+h[Az+Bz];D)¥leq¥epsilon$ . for each $h¥rightarrow 0+$ $¥epsilon>0$ , and we conclude that $A+B¥in A_{+}(D)$ . This completes the proof of Theorem 3. If $C(D)$ denotes the vector space of all continuous functions from $D$ into , then Theorem 3 asserts that $A_{+}(D)$ is a cone in $C(D)$ . If one defines the topology on $C(D)$ by uniform convergence on compact subsets of , then it is easy to see that $A_{+}(D)$ is closed in $C(D)$ . Note that if $A¥in A_{+}(D)$ it is not necessarily the case that $-A¥in A_{+}(D)$ . However, if $A(D)$ denotes the class of all members $A$ of $C(D)$ such that $¥lim d(z+hAz; D)/h=0$ for each $z¥in D$, then $A¥in A(D)$ only in case both $A$ and $-A$ are in $A_{+}(D)$ . Hence $A(D)$ is a vector space over , and is closed uniform convergence on compact sets. Moreover, by Theorem 1, $A(D)$ is precisely the class of all continuous functions such that the initial value problem (IVP) has -approximate solutions on intervals of the , $T_{2}>0$ . Note also that if $D$ is open, then $A_{+}(D)=$ form $[- T_{1}, T_{2}]$ where $A(D)=C(D)$ . $oE$ $¥mathrm{D}$ $h¥rightarrow 0$ $¥mathrm{R}$ $¥mathrm{e}$ $T_{1}$ Let be in $D$ and let be a sequence of positive numbers with . Using Lemma 1, construct an -approximate solution to (IVP) $(¥epsilon_{n})_{1}^{¥infty}$ $z$ $¥lim¥epsilon_{n}=0$ $¥phi_{n}$ $¥mathrm{e}$ $ n¥rightarrow¥infty$ on $[0, T_{z}]$ for each $¥mathrm{n}$ . By Proposition 2 of [17] we have that if $u(t)=¥lim¥phi_{n}(t)$ $ n¥rightarrow¥infty$ exists for each $t¥in[0, T_{z}]$ , then is a solution to (IVP) on $[0, T_{z}]$ . Note in particular that by (ii) of Lemma 1 the sequence is equicontinuous. Thus if $E$ is finite dimensional we have from Ascoli’s Theorem that (IVP) has a $u$ $(¥phi_{n})^{¥infty}1$ R. H. MARTIN, JR. 200 solution for each in $D$. Conversely, if (IVP) has a solution for each in $D$, then $A$ is in $A_{+}(D)$ by Theorem 1. Consequently, when $E$ is finite dimensional, $A$ is in $A_{+}(D)$ if and only if (IVP) has a local solution (to the right) for each in $D$. Professor J. A. Yorke has recently informed the author by letter that this result is due to Nagumo [19]. This type of problem in the finite dimensional case has been studied more recently by several authors: Bony [2], Brezis [3]; Crandall [9]; Hartman [11]; Redheffer [21] . and Yorke [23]; [24]. In the finite dimensional case, the condition (1) is clearly related to the existence of invariant sets for autonomous differential equations. See, in particular, the paper of Yorke [23]. Note also, by Theorem 3, if $E$ is finite dimensional, $A$ and $B$ Au(t), $u(0)=z$ are continuous from $D$ into $E$ , and the initial value problem and $u^{¥prime}(t)=Bu(t)$ , $u(0)=z$ have solutions to the right for each $z¥in D$, then Au(t) $+Bu(t)$ , $u(0)=z$ also has a solution to the right for each $z¥in D$. In the infinite dimensional case the existence of approximate solutions to (IVP) does not necessarily imply the existence of solutions. However, Lasota and Yorke [14] have shown that for “most” continuous functions $A$ , (IVP) has a solution when $D$ is open. There are several additional conditions which one can assume on $A$ which do guarantee existence. These type of conditions usually involve Lipschitz conditions, compactness conditions, Lyapunov functions, or measure of noncompactness conditions. See, for example, Browder [4]; Cellina [5], [6]; Crandall [8]; Hartman [10]; Li [15]; Martin [16], [17]; and Murakami [18]. Each of these references except [8] and [17] assume that $D$ is open. Remark 3. These techniques also apply to nonautonomous equations (see [17] . However, in many cases, one may reduce the nonautonomous case to the is a locally autonomous case in the usual manner. In particular, suppose that $F$ and $B$ $[a, b]¥times$ space function from is a continuous closed subset of a Banach into $F$ such that $z$ $z$ $z$ $)$ $u^{¥prime}(t)=$ $u^{¥prime}(t)=$ $)$ $D^{¥prime}$ $D^{¥prime}$ $¥varliminf_{h}¥inf_{0+}h^{-1}d(x+hB(t, x);D^{¥prime})=0$ for all $(t, x)¥in[a, b]¥times D^{¥prime}$ . , and defines is locally closed and $A¥in If one takes $E=R¥times F$ $A(t, x)=(1, B(t, x))$ $(t, x)¥in E$ A_{+}(D)$ for all with for all , then $D$ $|(t, x)|=|t|+|x|$ $(t, x)¥in[a,$ $b$ ) $¥times D^{t}=D$ . Existence Criteria. In this section we use the measure of noncompactness of bounded subsets of $E$ to establish existence criteria for solutions to (IVP). For each bounded subset $[¥Omega]-$ is defined to be the $E$ a ?denoted noncompactness of the measure of of can be covered by a finite number infimum of positive numbers such that is in the field over are subsets of $E$ and and of sets of diameter . If §3. $¥mathrm{Q}$ $¥Omega$ $¥Omega$ $¥epsilon$ $¥epsilon$ $¥Omega_{1}$ $¥Omega_{2}$ $a$ Approximation and Existence of Solutions 201 , define J2 $2=$ { $x+y:x¥in¥Omega_{1}$ and } and $a¥Omega_{1}=¥{ax:x¥in¥Omega_{1}¥}$ . Some of the fundamental properties of a are given by the following lemma: Lemma 3. Suppose that and are bounded subsets of $E$ and is in the fiefd over E. Then ; then (i) if , where (ii) ; is the closure of (iii) if and only if is relatively compact; ; (iv) ; and (v) where is the convex hull of . (vi) We also have the following important property of the measure of noncom$E$ $¥Omega_{1}+$ $y¥in¥Omega_{2}$ $¥Omega_{1}$ $¥Omega_{2}$ $a$ $¥mathrm{a}[¥Omega_{1}]¥leq¥alpha[¥Omega_{2}]$ $¥Omega_{1}¥subset¥Omega_{2}$ $¥mathrm{a}[¥Omega_{1}]=¥alpha[¥mathrm{c}1[¥Omega_{1})]$ $¥mathrm{c}1(¥Omega_{1})$ $¥alpha[¥Omega_{1}]=0$ $¥Omega_{1}$ $¥Omega_{1}$ $¥alpha[a¥Omega_{1}]=|a|¥mathrm{a}[¥Omega_{1}]$ $¥mathrm{a}[¥Omega_{1}+¥Omega_{2}]¥leq¥alpha[¥Omega_{1}]+¥mathrm{a}[¥Omega_{2}]$ $¥alpha[¥mathrm{c}¥mathrm{o}(¥Omega_{1})]=¥mathrm{a}[¥Omega_{1}]$ $¥mathrm{c}¥mathrm{o}(¥Omega_{1})$ $¥Omega_{1}$ pactness: Lemma 4. subsets of $E$ Suppose that such that $¥{¥Omega_{n} : $¥Omega_{n+1}¥subset¥Omega_{n}$ and n=1,2, ¥cdots¥}$ is a family $¥lim_{n¥rightarrow¥infty}¥alpha[¥Omega_{n}]=0$ . of bounded, Then $¥bigcap_{n=1}¥mathrm{c}1(¥Omega_{n})$ nonempt. $f$ is noncom- pty and compact. The notion of the measure of noncompactness is due to Kuratowski (see [13, p. 412]) and has been employed in connection with the existence of solutions to differential equations in Banach spaces by several authors?see Ambrosetti [1]; Cellina [5], [6]; Corduneanu [7]; Li [15]; and Szufla [22]. In most cases the measure of noncompactness is used to extend Lipschitz and compactness criteria on the function $A$ to guarantee existence of solutions to (IVP). In [6], Cellina shows that one may also extend dissipative and compactness criteria by using the measure of noncompactness and the duality mapping on $E$ , in the case that dual space of $E$ is uniformly convex. This is further extended by Li [15, Theorem 1]. However, for our existence criteria we use a onesided derivative type estimate on $A$ involving the measure of noncompactness, which is equivalent to a condition introduced by Li [15, Theorem 2]. Although these results are valid in general Banach spaces, the techniques employed depend strongly on the assumption that $A$ is uniformly continuous as opposed to simply continuous. The results in this section were motivated by the paper of Li [15], and the author is most appreciative to Professor Li for sending a ) of his paper. Let $D$ be a bounded subset of $E$ and let $A$ be a function from $D$ into $E$ with bounded range. If let $¥{Ax¥}_{¥Omega}=¥{Ax:x¥in¥Omega¥}$ . Then, if , $h>0$ , and $0<¥beta<1$ , $E^{*}$ $¥mathrm{r}¥mathrm{e}¥mathrm{p}¥mathrm{r}¥mathrm{i}¥mathrm{n}¥mathrm{t}$ $¥mathrm{I}$ $¥Omega¥subset D$ $¥Omega¥subset D$ $¥alpha[¥{x+¥beta hAx¥}_{¥Omega}]=¥alpha[¥{¥beta(x+hAx)+(1-¥beta)x¥}_{¥Omega}]$ $¥leq¥alpha[¥beta¥{x+hAx¥}_{¥Omega}]+¥alpha[(1-¥beta)¥Omega]$ $=¥beta¥alpha[¥{x+hAx¥}_{¥Omega}]+(1-¥beta)¥alpha[¥Omega]$ . 202 R. H. MARTIN, JR. Thus, for each $h>0$ and $0<¥beta<1$ , $(¥beta h)^{-1}(¥alpha[¥{x+¥beta hAx¥}_{¥Omega}]-¥alpha[¥Omega])¥leq h^{-1}(¥alpha[¥{x+hAx¥}_{¥Omega}]-¥alpha[¥Omega])$ and it follows that (2) $m_{+}[¥alpha, ¥Omega, A]=¥lim_{h¥rightarrow 0+}(¥alpha[¥{x+hAx¥}_{¥Omega}]-¥alpha[¥Omega])/h$ exists (and is finite since each term in the limit is bounded below by $[¥{Ax¥}_{¥Omega}])$ . $-¥alpha$ Similarly (3) $m_{¥_}[¥alpha, ¥Omega, A]=¥lim_{h¥rightarrow 0-}(¥alpha[¥{x+hAx¥}_{¥Omega}]-¥alpha[¥Omega])/h$ exists and is finite. We list below (without proofs) some of the elementary : properties of and Lemma 5. Suppose that $D$ is a bounded subset of $E$ , $A$ and $B$ are functions . Then from $D$ into $E$ with bounded range, and $m_{-}[¥alpha, ¥Omega, A]=-m_{+}[¥alpha, ¥Omega, -A]$ ; (i) (ii) $m_{¥pm}[¥alpha, ¥Omega, rA]=rm_{¥pm}[¥alpha, ¥Omega, A]$ for each ¥ ; (iii) $m_{+}[¥alpha, ¥Omega, A+B]¥leq m_{+}[¥alpha, ¥Omega, A]+m_{+}[¥alpha, ¥Omega, B]$ ; (iv) $m_{¥_}[¥alpha, ¥Omega, A+B]¥geq m_{¥_}[¥alpha, ¥Omega, A]+m_{¥_}[¥alpha, ¥Omega, B]$ ; ¥ ¥ ¥ ¥ ¥ ; (v) in the fiefd (vi) for each $afl$ $x¥in D$ $E$ $Ix=x$ over ). (where for $D$ locally suppose closed, bounded subset of $E$ . Denote by is a Now that the class of all functions $A$ from $D$ into $E$ such that (a) $A$ is $A$ is in $A_{+}(D)$ ; and uniformly continuous and bounded on (c) there is for each . The least number a real number such that . Since the terms in the limit defining such that (c) holds is denoted by , we see that (c) is equivalent in (3) are nonincreasing as $ ¥ alpha[ ¥ {x-hAx ¥ }_{ ¥ Omega}] ¥ geq(1-h ¥ omega) ¥ alpha[ ¥ Omega]$ . for each $h>0$ and to requiring that , Our first result is an existence theorem for (IVP) when $A$ is in and is analogous to Theorem 2 of Li [15]. Theorem 4. Suppose that $D$ is a locally closed, bounded subset of $E$ , $A$ is , and $z¥in D$. in Then (IVP) has a local solution (to the right). $D$ Moreover, if is closed, each noncontinuable solution to (IVP) is defined on [0, ). For the proof of Theorem 4 we let be a decreasing sequence of positive , , , and let numbers and be as in Lemma 1. Also, $m_{+}$ $m_{¥_}$ $¥Omega¥subset D$ $r geq 0$ $m_{-}[ alpha, Omega, A] leq m_{+}[ alpha, Omega, A]$ $m_{¥pm}[¥alpha, ¥Omega, A+aI]=m_{¥pm}[¥alpha, ¥Omega, ¥mathrm{A}]+¥mathrm{R}¥mathrm{e}$ $(a)¥alpha[¥Omega]$ $a$ $¥alpha-D_{+}^{u}(D)$ $D;(¥mathrm{b})$ $¥omega$ $¥Omega¥subset D$ $m_{¥_}[¥alpha, ¥Omega, A]¥leq¥omega¥alpha[¥Omega]$ $¥mathcal{T}[A]$ $¥omega$ $h¥rightarrow 0-$ $m_{¥_}[¥alpha, ¥Omega, A]$ $¥Omega¥subset D$ $¥alpha-D_{+}^{u}(D)$ $¥alpha-D_{+}^{u}(D)$ $¥infty$ $¥{¥epsilon_{n}¥}_{1}^{¥infty}$ $¥mathrm{w}¥mathrm{i}¥mathrm{h}$ $¥lim¥epsilon_{n}=0$ $M_{z}$ $R_{z}$ $T_{z}$ $S_{z}$ $ n¥rightarrow¥infty$ for each positive integer $n$ , let $¥phi_{n}$ be an $¥epsilon_{¥mathrm{n}}$ -approximate solution to (IVP) Approximati0i? and Existence 203 of Solutions . To establish and of Lemma 1 with has a uniformly existence of a solution on $[0, T_{z}]$ , we need only show that is Since the sequence convergent subsequence by [17, Proposition 2]. 1, Theofrom the will follow Ascoli’ by result of Lemma equicontinuous (ii) rem if it is shown that $¥alpha[¥{¥phi_{n}(t):n¥geq 1¥}]=0$ for each $t¥in[0, T_{z}]$ . To establish this fact, we need the following lemma (see also [15, Lemma 3. 3]): Lemma 6. With the suppositions of Theorem 4 and the notations of the is above paragraph, $fet$ $p(t)=¥alpha[¥{¥phi_{n}(t):n¥geq 1¥}]$ for each $t¥in[0, T_{z}]$ . Then $qf$ $D_{ ¥ _}p(t)$ $[0, T_{z}]$ lower derivative the Dini denotes , and if continuous on left $t ¥ in(0, T_{z})$ $D_{ ¥ _}p(t) ¥ leq ¥ mathcal{T}[A]p(t)$ . each at , then for Proof. Using (v) of Lemma 3 and (ii) of Lemma 1 it is easy to see that satisfying $(¥mathrm{i})-(¥mathrm{v})$ $¥{t_{i}¥}_{0}^{¥infty}=¥{t^{n}i¥}_{0}^{¥infty}$ $¥epsilon=¥epsilon_{n}$ $¥{¥phi_{n}¥}_{1}^{¥infty}$ $¥{¥phi_{n}¥}_{1}^{¥infty}$ $¥mathrm{s}$ $p$ $p$ $t$ $|p(t)-p(s)|¥leq¥alpha[¥{¥phi_{n}(t)-¥phi_{n}(s):n¥geq 1¥}]¥leq M_{z}|t-s|$ is continuous. For notational convenience, if for , $s¥in[0, T_{z}]$ , and hence $(0, T_{z})$ and where is the (unique) member is a positive integer, let of such that ). It then follows from (iii) and (iv) of Lemma for all but a countable number and 1 that of in $(0, T_{z})$ . Note also that $p(t)=¥alpha[¥{¥phi_{n}(t):n¥geq N¥}]$ for each positive integer ¥ ¥ ¥ ¥ ¥ ¥ ¥ $N$ and, since , it is also immediate that $p(t)=¥alpha[¥{¥phi_{n}(¥tau_{n}(t)):n¥geq N¥}]$ for each positive integer N. Thus, if $N$ is a positive integer, $t¥in(0, T_{z})$ , and $h¥in(0, t)$ , then $ t¥in$ $p$ $t$ $¥tau_{n}(t)=t^{n}k$ $n$ $t¥in[t^{n}i,$ $¥{t^{n}i¥}_{0}^{¥infty}$ $t^{n}k$ $t^{n}i+1$ $|¥phi_{n}^{¥prime}(t)-A¥phi_{n}(¥tau_{n}(t))|¥leq¥epsilon_{n}$ $¥phi_{n}(¥tau_{n}(t))¥in S_{z}$ $t$ $| phi_{n}(t)- phi_{n}( tau_{n}(t))| leq M_{z}|t- tau_{n}(t)| leq M_{z} epsilon_{n}$ $p(t-h)=¥alpha[¥{¥phi_{n}(¥tau_{n}(t-h)):n¥geq N¥}]$ $¥geq¥alpha[¥{¥phi_{n}(¥tau_{n}(t))-hA¥phi_{n}(¥tau_{n}(t)):n¥geq N¥}]$ $-¥alpha[¥{¥phi_{n}(¥tau_{n}(t-h))-¥phi_{n}(¥tau_{n}(t))+hA¥phi_{n}(¥tau_{n}(t)):n¥geq N¥}]$ $¥geq¥alpha[¥{x-hAx¥}¥Omega_{N}]-2¥sup_{n¥geq N}¥{|¥phi_{n}(¥tau_{n}(t-h))-¥phi_{n}(¥tau_{n}(t))+hA¥phi_{n}(-¥tau_{n}(t))|¥}$ where $¥Omega_{N}=$ $¥{¥phi_{n}(¥tau_{n}(t)):n¥geq N¥}$ $¥epsilon(N, h)=¥sup$ . However, if { $|Ax-Ay|:x$ , $y¥in S_{z}$ and $|x-y|¥leq(¥epsilon_{N}+h)M_{z}$ }, , by the uniform continuity of A. and as then , we have that if $s¥in[t-h, by (ii) of Lemma 1 and the definition of $n¥geq N$, $¥epsilon(N, h)¥rightarrow 0$ $h¥rightarrow 0+$ Also, and $ N¥rightarrow¥infty$ $¥tau_{n}$ t]$ $|¥phi_{n}(¥tau_{n}(s))-¥phi_{n}(¥tau_{n}(t))|¥leq|¥tau_{l},(s)-¥tau_{n}(t)|M_{z}¥leq(s-t+¥epsilon_{n})M_{z}¥leq(h+¥epsilon_{N})M_{z}$ and hence , $|A¥phi_{n}(¥tau_{n}(s))-A¥phi_{n}(¥tau_{n}(t))|¥leq¥epsilon(N, h)$ . Consequently, if $n¥geq N$ then $|¥phi_{n}(¥tau_{n}(t-h))-¥phi_{n}(¥tau_{n}(t))+hA¥phi_{n}(¥tau_{n}(t))|$ $=|-¥int_{t-h}^{t}[¥phi_{n}^{¥prime}(s)-A¥phi_{n}(¥tau_{n}^{¥prime}(s))]ds+¥int_{t-h}^{t}[A¥phi_{n}(¥tau_{n}(t))-A¥phi_{n}(¥tau_{n}(s))]ds|$ $¥leq h¥epsilon_{n}+h¥epsilon(N, h)¥leq h(¥epsilon_{N}+¥epsilon(N, h))$ . , R. H. MARTIN, JR. 204 Thus, for each $h¥in(0, t)$ and each positive integer $N$ , $(-h)^{-1}(p(t-h)-p(t))¥leq(-h)^{-1}(¥alpha[¥{x-hAx¥}¥Omega_{N}]-¥alpha[¥Omega_{N}])$ $+2(¥epsilon_{N}+¥epsilon(N, h))$ Letting . we see that $h¥rightarrow 0+$ $D_{¥_}p(t)¥leq m_{¥_}[¥alpha, ¥Omega_{N}, A]+2¥epsilon_{N}+2¥epsilon(N, 0)$ $¥leq T[A]¥alpha[¥Omega_{N}]+2¥epsilon_{N}+2¥epsilon(N, 0)$ $=¥mathcal{T}[A]p(t)+2¥epsilon_{N}+2¥epsilon(N, 0)$ . , the as Since this is true for each positive integer $N$ and assertions of Lemma 6 follow. Proof of Theorem 4. Solving the differential inequality in Lemma 6, we have that $¥epsilon_{N}+¥epsilon(N, 0)¥rightarrow 0$ $ N¥rightarrow¥infty$ , $¥alpha[¥{¥phi_{n}(t):n¥geq 1¥}]=p(t)¥leq.p(0)e^{¥gamma[A]t}=0$ since $p(0)=¥alpha[¥{z¥}]=0$ . As indicated in the paragraph following the statement of Theorem 4, this shows the existence of a solution to (IVP) on $[0, T_{z}]$ . Thus local existence of solutions is established. Now suppose that $D$ is closed and is a noncontinuable solution to (IVP) defined on [0, $T$ ). If $ M=¥sup$ $¥{|Ax|:x¥in D¥}$ { $u(t)|¥leq M$ for all $t¥in[O,$ $T)$ then $ M<¥infty$ since $A¥in¥alpha-D_{+}^{u}(D)$ , and hence and it follows that $|u(t)-u(s)|¥leq M|t-s|$ for all , $s¥in[0,$ $T$ ). If $ T<¥infty$ exists and is in $D$ since $D$ is closed. However this is impossible since is noncontinuable and we conclude that $ T=¥infty$ . This completes the proof of Theorem 4. and $r>0$ , $S(¥Omega, r)=¥{x¥in E:d(x, ¥Omega)<r¥}$ . Now let $B$ be a function If from $D$ into the set of subsets of $D$. Then $B$ is said to be upper semicontinuous such that $Bx¥subset S$ , there is a if for each $z¥in D$ and (Bz, ) whenever $x¥in D$ and $|x-z|¥leq¥delta$ . Also, if $C$ is a function from $D$ into from $D$ into the set of subsets of $D$ the set of subsets of $D$, then define . by ¥ ¥ ¥ Now suppose that $D$ is a closed bounded subset of $E$ and let $A$ be in denote the set of all noncontinuable solutions . For each $z¥in D$ let is is nonempty and each member of to (IVP) such that $u(0)=z$ (note $W_{A}(t)$ define the mapping defined on [0, ) by Theorem 4.) For each $D$ $D$ by into the set of all subsets of from $u$ $|u^{¥prime}(t)|=|$ $t$ $¥mathrm{t}¥mathrm{h}¥mathrm{e}¥lim_{t¥rightarrow T-}u(t)$ $u$ $¥Omega¥subset E$ $¥delta=¥delta(z, ¥epsilon)>0$ $¥epsilon>0$ $(¥mathrm{u}.¥mathrm{s}.¥mathrm{c}.)$ $ ¥epsilon$ $B¥cdot C$ $B cdot Cz= bigcup_{x in Cz}Bx$ $¥alpha-D_{+}^{n}(D)$ $G_{z}$ $G_{z}$ $G_{z}$ $u$ $t¥geq 0$ $¥infty$ (4) $W_{A}(t)z=¥{u(t):u¥in G_{z}¥}$ (i) (ii) $z¥in D$ . is a closed bounded subset of $W_{A}(t)$ is defined by (4) for each . Then $W_{A}(0)z=¥{z¥}$ for each $z¥in D$ ; $W_{A}(t+s)z=W_{A}(t)¥cdot W_{A}(s)z$ for each , and $z¥in D$ ; Theorem , and $¥alpha-D_{+}^{u}(D)$ for each Suppose that $D$ $t¥geq 0$ $t$ $s¥geq 0$ $E$ , $A$ is in Approximation and Existence (iii) and of Solutions 205 $¥sup¥{d(x;W_{A}(s)z):x¥in W_{A}(t)z¥}¥leq|t-s|¥sup$ $¥{|Ax|:x¥in D¥}$ $z¥in D$ ; (iv) if $¥Omega¥subset D$ then $¥alpha[¥bigcup_{z¥in¥Omega}W_{A}(t)z]¥leq¥alpha[¥Omega]e^{¥gamma[A]t}$ for each $t¥geq 0$ for each , $t$ $s¥geq(1$ ; , then is a compact subset of $D$ and is a compact subset of $D$ and, in particular, $W_{A}(t)z$ is compact for each $z¥in D$ ; and . (vi) $W_{A}(t)$ is upper semicontinuous for each Part (i) of Theorem 5 is trivial and part (ii) follows routinely since is autonomous. Part (iii) is also easy, for if $M=¥sup¥{|Ax|:x¥in D¥}$ , $z¥in D$, and $u¥in G_{z}$ then $|u(t)-u(s)|¥leq M|t-s|$ for all , . For the proof of (iv) we following use the lemma: , Lemma 7. Suppose that some index set, is a family of noncontinuable solutions to (IVP) and let . for each Then is continuous, has both a right and left derivative, and , $A$ ] where and for each $t>0$ . $|u_{ ¥ lambda}(t)-u_{ ¥ lambda}(s)| ¥leq M|t-s|$ for $M= ¥ sup ¥ {|Ax|:x ¥ in D ¥ }$ Troof. Let and note that all , and . It follows easily that $|p(t)-p(s)|¥leq 2M|t-s|$ for , , and so , $t>0$ , and $h¥neq 0$ , then is continuous. If (v) if $t¥geq 0$ $¥Omega$ $¥bigcup_{z¥in¥Omega}W_{A}(t)z$ $t¥geq 0$ $(¥mathrm{I}¥mathrm{V}¥mathrm{P})¥}$ $t$ $¥{u_{¥lambda}: $s¥geq 0$ $¥Lambda$ ¥lambda¥in¥Lambda¥}$ $p(t)=¥alpha[¥{u_{¥mathit{1}}(t):¥lambda¥in¥Lambda¥}]$ $p$ $p_{¥_}^{¥prime}(t)=$ $p$ $p_{+}^{¥prime}(t)=m_{+}(¥alpha,$ $m_{¥_}[¥alpha, ¥Omega_{t}, A]$ $s¥geq 0$ $t$ $t¥geq 0$ $¥Omega_{t}=¥{u_{¥lambda}(t):¥lambda¥in¥Lambda¥}$ $¥Omega_{t}$ $¥lambda¥in¥Lambda$ $t$ $s¥geq 0$ $¥lambda¥in¥Lambda$ $p$ $|h^{-1}|¥cdot|u_{¥lambda}(t+h)-u_{¥lambda}(t)-hAu_{¥mathit{1}}(t)|¥leq|h^{-1}|¥int_{t}^{t+|h|}|u^{¥prime}r(s)-Au_{¥lambda}(t)|ds$ $=|h^{-1}|¥int_{t}^{t+|h|}|Au_{¥lambda}(s)-Au_{¥lambda}(t)|ds$ $¥leq¥sup$ By the uniform continuity of $A$ , if as . Hence, if $t>0h¥neq 0$ , $¥epsilon(h)¥rightarrow 0$ $¥{|Ax-Ay|:|x-y|¥leq|h|M¥}$ $¥epsilon(h)=¥sup¥{|Ax-Ay|:|x-y|¥leq|h|M¥}$ , then $h¥rightarrow 0$ $|h^{-1}(p(t+h)-p(t))-h^{-1}(¥alpha[¥{x+hAx¥}¥Omega_{t}]-¥alpha[¥Omega_{t}])|$ $=|h^{-1}|¥cdot|¥alpha[¥{u_{¥lambda}(t+h):¥lambda¥in¥Lambda¥}]-¥alpha[¥{u_{¥lambda}(t)+hAu_{2}(t):¥lambda¥in¥Lambda¥}]|$ $¥leq|h^{-1}|¥cdot¥alpha[¥{u_{¥mathit{1}}(t+h)-u_{¥lambda}(t)-hAu_{¥lambda}(t):¥lambda¥in¥Lambda¥}]$ $¥leq|h^{-1}|¥cdot¥sup$ $¥{|u_{¥lambda}(t+h)-u_{¥lambda}(t)-hAu_{¥lambda}(t)|:¥lambda¥in¥Lambda¥}2$ $¥leqq ¥mathrm{e}(h)2$ Since $¥epsilon(h)¥rightarrow 0$ $h¥rightarrow 0+$ . as $h¥rightarrow 0$ . , the assertions of this lemma follow by letting The proof of part (iv) of Theorem 5 now follows readily. let , and set for each . Note that $¥Lambda=¥bigcup_{z¥in¥Omega}G_{z}$ Thus, if $ u_{¥lambda}=¥lambda$ $p(t)=¥alpha[¥{u_{¥lambda}(t):¥lambda¥in¥Lambda¥}]$ For let and $¥Omega¥subset D$ $¥lambda¥in¥Lambda$ $¥{u_{¥lambda}(t):¥lambda¥in¥Lambda¥}=¥bigcup_{z¥in¥Omega}W_{A}(t)z$ and $¥Omega_{t}=¥{u_{¥lambda}(t):¥lambda¥in¥Lambda¥}$ for each . $p_{-}^{¥prime}(t)=m_{-}[¥alpha, ¥Omega_{t}, A]¥leq¥gamma[A]¥alpha[¥Omega_{t}]=¥gamma[A]p(t)$ Consequently, $h¥rightarrow 0-$ $t¥geq 0$ , then , . R. H. MARTIN, JR. 206 , $¥alpha[¥cup W_{A}(t)z]=p(t)¥leq p(0)e^{¥gamma[A]t}=¥alpha[¥Omega]e^{¥gamma[A]t}$ $ z¥in¥Omega$ and (iv) is established. Parts (v) and (vi) of Theorem 5 follow in a straightforward manner from the following observation: is a family of noncontinuable solutions Lemma 8. Suppose that is compact. Let $T>0$ and let $C([0, T], E)$ to (IVP) such that denote the space of continuous functions $u:[0, T]¥rightarrow E$ with $|u|=¥max$ $¥{|u(t)|:t¥in$ $[0, T]¥}$ . , then If is the restriction to $[0, T]$ $o/$ for each $M$ is the closure in is a relatively compact subset of $C([0, T], E)$ . Moreover, if $v ¥ in M$ , then is a solution to (IVP) on $[0, T]$ $C([0, T], E)$ of and and $v(t)¥in¥cup W_{A}(t)z$ for each $t¥in[0, T]$ . $¥{u_{¥lambda} : ¥lambda¥in¥Lambda¥}$ $¥Omega=¥{u_{¥lambda}(0):¥lambda¥in¥Lambda¥}$ $¥lambda¥in¥Lambda$ $u_{¥lambda}$ $v_{¥lambda}$ $¥{v_{¥lambda}: ¥lambda¥in¥Lambda¥}$ $¥{v_{¥lambda}: ¥lambda¥in¥Lambda¥}$ $v$ $ z¥in¥Omega$ Indication of proof. We already have that the family for each equicontinuous. If $t¥in[0, T]$ then $v_{¥lambda}(t)¥in¥bigcup_{z¥in¥Omega}W_{A}(t)z$ $¥{v_{¥mathit{1}} : $¥lambda¥in¥Lambda$ is and it ¥lambda¥in¥Lambda¥}$ follows from part (iv) of Theorem 5 that $¥alpha[¥{u_{¥lambda}(t):¥lambda¥in¥Lambda¥}]¥leq¥alpha[¥bigcup_{z¥in¥Omega}W_{A}(t)z]¥leq¥alpha(¥Omega)e^{¥gamma[A]t}=0$ mpact for each $t¥in[0, T]$ and it follows from is relatively Thus is relatively compact in $C([0, T], E)$ . The final Ascoli’s Theorem that assertion is easy since the uniform limit of solutions to (IVP) on $[0, T]$ is also a solution on $[0, T]$ . We have now indicated the proof of Theorem 5. Note that Theorem 5 asserts are “generators” of a certain type of “multivalued” that members of semigroups on $D$ which satisfy an exponential growth in terms of the measure of noncompactness. We have the following type of converse to Theorem 5. Theorem 6. Suppose that $D$ is a closed bounded subset of $E$ and $A$ is $¥{v_{1}(t):¥lambda¥in¥Lambda¥}$ $¥mathrm{c}¥mathrm{o}$ $¥{v_{¥lambda} : ¥lambda¥in¥Lambda¥}$ $¥alpha-D_{+}^{u}(D)$ $a$ into $E$ which satisfies each of the following properties: $A$ is uniformly continuous and bounded on $D$ ; has a solution For each in defined on [0, ); and and ¥ , then ¥ ¥ such that if there is a real number function from (a) (b) (c) $D$ (5) if Proof. and and $¥gamma[A]¥leq¥omega$ . $ alpha[ {u_{z}(t)$ : Moreover, $m_{+}[¥alpha, ¥Omega, A]¥leq¥omega¥alpha[¥Omega]$ for by Theorem 1. $p(t)=¥alpha[¥{u_{z}(t):z¥in¥Omega¥}]$ , then $A$ $t geq 0$ . $A¥in¥alpha-D_{+}^{u}(D)$ $¥Omega¥subset D$ $¥infty$ $v_{z}$ $¥Omega¥subset D$ $¥omega$ $z¥in¥Omega¥}]¥leq¥alpha[¥Omega]e^{¥omega t}$ Then $E(¥mathrm{I}¥mathrm{V}¥mathrm{P})$ $z$ is in $A_{+}(D)$ each $¥Omega¥subset D$ . Also, using Lemma 7, we see that $m_{+}[¥alpha, ¥Omega, A]=¥lim_{h¥rightarrow 0+}h^{-1}(p(h)-p(0))$ $¥leq¥lim_{h¥rightarrow 0+}h^{-1}(¥alpha[¥Omega]e^{¥omega h}-¥alpha[¥Omega])$ of Solutions Approximation and Existence . $=¥omega¥alpha[¥Omega]$ Thus (5) holds and $A¥in¥alpha-D_{+}^{u}(D)$ with Using Theorem 6, it follows that if ¥ ¥ ¥ ¥ ¥ ¥ and $¥gamma[A]¥leq¥omega$ $m_{+}[ alpha, $A$ . and are in $B$ $¥alpha-D_{+}^{u}(D)$ for each $m_{+}[¥alpha, ¥Omega, B]¥leq¥gamma[B]¥alpha[¥Omega]$ Omega, A] leq gamma[A] alpha[ Omega]$ 207 $¥Omega¥subset D$ . then Thus, $m_{¥_}[¥alpha, ¥Omega, A+B]¥leq m_{+}[¥alpha, ¥Omega, A+B]$ $¥leq m_{+}$ [ , J2, $A$ ] $+m_{+}[¥alpha, ¥Omega, B]$ $¥alpha$ $¥leq(¥mathcal{T}[A]+¥gamma[B])¥alpha[¥Omega]$ Since $A+B¥in A_{+}(D)$ $¥alpha-D_{+}^{u}(D)$ in . by Theorem 3, we have the following algebraic result for : Theorem 7. Suppose that $D$ is a closed bounded subset , and $r¥geq 0$ . Then (i) $rA¥in¥alpha-D_{+}^{u}(D)$ and $¥gamma[rA]=r¥gamma[A]$ ; and (ii) $A+B¥in¥alpha-D_{+}^{u}(D)$ and $¥gamma[A+B]¥leq ¥mathcal{T}[A]+¥mathit{7}[B]$ . of , $E$ $A$ and $B$ are $¥alpha-D_{+}^{u}(D)$ Nonlinear Operator Equations. In this section we show how the results of §3 can be applied to nonlinear operator equations and fixed point problems. We begin with the following fixed point theorem for multivalued mappings. If is a subset of $E$ , let clco(i?) denote the closed convex hull of . Theorem 8. Suppose that $D$ is a closed, bounded, convex subset of $E$ and $B$ is an upper semicontinuous mapping from $D$ into the set of subsets of $D$ such that $Bx$ is relatively compact for each in $D$ and there is a positive number $L<1$ . Then there is a point $z¥in D$ such such that for each §4. $¥Omega$ $¥Omega$ $x$ $¥Omega¥subset E$ $¥alpha[¥bigcup_{x¥in¥Omega}Bx]¥leq L¥alpha[¥Omega]$ . then is compact. Also, if The proof is essentially the same as the single valued case, by using the multivalued extension of Brouwer’s Theorem given by Kakutani [12], and we only indicate it here. Using the condition involving a we first reduce the theorem let . Define ¥ and, to the case that $D$ is compact. If that $¥mathrm{z}¥in ¥mathrm{c}¥mathrm{l}¥mathrm{c}¥mathrm{o}(¥mathrm{B}¥mathrm{z})$ $¥Lambda=$ $¥Omega¥subset D$ inductively, define of Lemma 3, $¥Omega_{n+1}=¥mathrm{c}1¥mathrm{c}¥mathrm{o}(¥mathrm{B}(¥Omega_{n}))$ $¥alpha[¥Omega_{n+1}]=¥alpha$ Thus that $¥alpha[¥Omega_{n}]¥leq L^{n}¥alpha[¥Omega_{0}]$ $¥Omega_{¥infty}=¥bigcap_{h=0}^{¥infty}¥Omega_{n}$ and $¥Lambda$ $¥{z¥in D:¥mathrm{z}¥in ¥mathrm{c}¥mathrm{l}¥mathrm{c}¥mathrm{o}(¥mathrm{B}¥mathrm{z})¥}$ [clco(B for $n=0,0,1$ , $(¥Omega_{n}))$ $¥Omega_{n+1}¥subset¥Omega_{n}$ ] for $ Omega_{0}=D$ $B(¥Omega)=¥bigcup_{x¥in¥Omega}Bx$ $¥cdots$ . Then, by (ii) and (vi) $=¥alpha[B(¥Omega_{n})]¥leq L¥alpha[¥Omega_{n}]$ $n=0,1$ , $¥cdots$ . . By Lemma 4, we have is nonempty, compact and also convex. Moreover, by the construction, it follows that for each . Thus, replacing $D$ by , it follows we may assume that $D$ is compact and convex. Since $B$ is $C$ $x ¥ in D$ Using compactness , that if Cx . for each then is . the of $Bx¥subset¥Omega_{¥infty}$ $x¥in¥Omega_{¥infty}$ $¥Omega_{¥infty}$ $¥mathrm{u}.¥mathrm{s}.¥mathrm{c}.$ $=¥mathrm{c}¥mathrm{l}¥mathrm{c}¥mathrm{o}(¥mathrm{B}¥mathrm{x})$ $¥mathrm{u}$ $¥mathrm{s}.¥mathrm{c}$ 208 R. H. MARTIN, JR. , it is enough to show that for each and the fact that $C$ is there is a . Now let . Then there is a subset such that , , and a continuous function such that $|g(x)-x|¥leq¥epsilon$ for $x¥in D$ (see, p. , [20, Lemma 1, , 93]). Set and define $D$ $¥epsilon>0$ $¥mathrm{u}.¥mathrm{s}.¥mathrm{c}.$ $¥acute{¥{}x_{¥mathrm{I}}$ $¥cdots$ $¥epsilon>0$ $ d(z_{¥epsilon}; Cz_{¥epsilon})¥leq¥epsilon$ $¥dot{z}_{¥epsilon}¥in D$ $x_{n}¥}¥subset D$ $g:¥mathrm{D}¥rightarrow ¥mathrm{c}¥mathrm{l}¥mathrm{c}¥mathrm{o}$ $(¥{x_{1^{ }},¥cdots, x_{¥iota},¥})$ $D_{¥epsilon}=¥mathrm{c}1¥mathrm{c}¥mathrm{o}(¥{¥mathrm{x}_{1},$ $¥mathrm{e}.¥mathrm{g}.$ $¥cdots$ $x_{n}¥})$ $C_{¥epsilon}x=$ clco $(¥bigcup_{y¥in Bx}¥{g(y)¥})$ , it now follows that . mapping of is an into the set of compact, convex subsets of ; so by Kakutani’s theorem [12], there is a such . It now follows that that and we have that if $¥Lambda=¥{z¥in D$ : is nonempty. It is easy to see that is also compact and clco(Bz) , then the indication of the proof of Theorem 8 is complete. We now prove our fundamental result in this section. Theorem 9. Suppose that $D$ is a closed, bounded and convex subset of $E$ and $A$ is in ¥ with $¥gamma[A]<0$ . Then $Z=¥{z¥in D:Az=¥theta¥}$ is nonempty and compact. Proof. Using the uniform continuity and boundedness of $A$ , for each there is a such that if is a solution to (IVP) then $C_{¥epsilon}$ $D_{¥epsilon}$ $¥mathrm{u}.¥mathrm{s}.¥mathrm{c}$ $z_{¥epsilon}¥in D_{¥epsilon}¥subset D$ $D_{¥epsilon}$ $ d(z_{¥epsilon} ; Cz_{¥epsilon})¥leq¥epsilon$ $z_{¥epsilon}¥in C_{¥epsilon}z_{¥epsilon}$ $ z¥in$ $¥Lambda$ $¥}$ $¥Lambda$ $ alpha-D_{+}^{u}(D)$ $¥epsilon>0$ $¥delta(¥epsilon)>0$ $u$ $|¥frac{u(h)-u(0)}{h}-Au(0)|¥leq¥epsilon$ for $h¥in(0, ¥delta(¥epsilon))]$ . Let $W_{A}$ be defined by (4). By (iv), (v) and (vi) of Theorem 5, Theorem 8, and the fact that for $t>0$ , we have that for each $t>0$ there is a $z(t)¥in D$ such that $z(t)¥in clco(W_{A}(t)z(t))$ . Let and let be as above. Since ), it follows that there are noncontinuable solutions clco(W to (IVP) and positive numbers such that $u_{i}(0)=z(¥delta)$ , , and $e^{¥gamma[A]t}<1$ $¥epsilon>0$ $ z(¥delta)¥epsilon$ $¥delta=¥delta(¥epsilon)$ $A(¥delta)z(¥delta)$ $¥{u_{1^{ }},¥cdots, u_{n}¥}$ $¥{¥beta_{1^{ }},¥cdots, ¥beta_{n}¥}$ $n$ $l¥sum_{=1}¥beta_{i}=1$ $|z(¥delta)-¥sum_{t=1}^{n}¥beta_{i}u_{i}(¥delta)|¥leq¥delta_{¥epsilon}$ . Thus we have that $|Az(¥delta)|=|¥sum_{t=1}^{n}¥beta_{i}Az(¥delta)|$ $¥leq|¥sum_{t=1}^{n}¥beta_{i}¥{¥delta^{-1}[u_{i}(¥delta)-u_{i}(0)]-Az(¥delta)¥}|+|¥sum_{¥iota=1}^{n}¥beta_{i}¥delta^{-1}[u_{i}(¥delta)-u_{i}(0)]$ $¥leq¥sum_{¥iota=1}^{n}¥beta_{i}¥epsilon+¥delta^{-1}|¥sum_{¥iota=1}^{n}¥beta_{i}[u_{i}(¥delta)-z(¥delta)]|$ $=¥epsilon+¥delta^{-1}|¥sum_{¥iota=1}^{n}¥beta_{i}u_{i}(¥delta)-z(¥delta)|¥leq 2¥epsilon$ . Approximation and Existence Consequently, for each positive integer Since $¥alpha[¥{Az_{n}: n¥geq 1¥}]=0$ we have that $¥alpha[¥{z_{n}: n¥geq 1¥}]=¥alpha[¥{z_{n}-Az_{n}: $n$ 209 of Solutions there is a $z_{n}¥in D$ such that n¥geq 1¥}]¥geq(1-¥gamma[A])¥alpha[¥{z_{n}: $|Az_{n}|¥leq n^{-1}$ n¥geq 1¥}]$ . . Since $¥gamma[A]<0$ it follows that $¥alpha[¥{z_{n}: n¥geq 1¥}]=0$ ; so (by relabeling if necessary) Thus $ Az=¥lim Az_{n}=¥theta$ and $Z$ is nonempty. $Z$ we may assume that $¥lim z_{n}=z$ . is closed since $A$ is continuous and $Z$ is relatively compact since $ n¥rightarrow¥infty$ $ n¥rightarrow¥infty$ , $¥alpha[Z]=¥alpha[¥{z-Az:z¥in Z¥}]¥geq(1-¥gamma[A])¥alpha[Z]$ which implies that $¥alpha[Z]=0$ . This completes the proof of Theorem 9. We now indicate how Theorem 9 may be used to obtain information on the , and also to obtain existence criteria for fixed resolvent of members of $¥alpha-D_{+}^{u}(D)$ points. Theorem 10. is a closed, bounded and convex subset of $E$ . Then for each $h>0$ such that $h¥gamma[A]<1$ , the range of and $A$ is in ¥ the function $I-hA$ : (where $(I-hA)x=x-hAx$) contains $D$. Then $ B¥in$ Proof. Let $w¥in D$ and define $Bx=-x+w$ for each $x¥in D$. Suppose that $D$ $ alpha-D_{+}^{u}(D)$ $D¥rightarrow E$ $¥alpha-D_{+}^{u}(D)$ with $¥gamma[B]=-1$ . Thus, by Theorem 7, $B+hA¥in¥alpha-D_{+}^{u}(D)$ $¥gamma[B+hA]¥leq¥gamma[B]+h¥gamma[A]=-1+h¥mathcal{T}[A]<0$ with . By Theorem 9 there is a $z¥in D$ such that $-z+w+hAz=¥theta$ . It follows that $w$ is in the range of $I-hA$ and the proof is complete. Theorem 11. Suppose that $D$ is a closed, bounded and convex subset of $E$ and $B$ is a function from $D$ into $E$ satisfying each of the following: (a) $B$ is uniformly continuous and bounded on $D$ ; ¥ ¥ ¥ ; (b) there is a number $L<1$ such that ¥ ¥ ¥ for each and (c) $¥lim¥inf d(z+h(Bz-z);D)/h=0$ for each $z¥in D$. $m_{ _}[ alpha, Omega, B] leq L alpha[ Omega]$ $¥Omega¥subset D$ $h¥rightarrow 0+$ , then is nonempty and compact. , then (b) is Remark 3. Note that if $¥alpha[B(¥Omega)]¥leq L¥alpha[¥Omega]$ for each $m_{ ¥ _}[ ¥ alpha, ¥ Omega, A] ¥ leq ¥ alpha[A( ¥ Omega)]$ . Note also that (c) is fulfilled if $B$ maps fulfilled since $D$ into $D$ or, more generally, if $B$ maps into $D$. For if is in the interior , then of $D$ then (c) trivially holds, and if If $¥Lambda=¥{z¥in D:Bz=z¥}$ $¥Lambda$ $¥Omega¥subset D$ $¥partial D$ $z$ $z¥in¥partial D$ $z+h(Bz-z)=(1-h)z+hBz¥in D$ whenever $h¥in(0,1)$ , since $D$ is convex. Proof of Theorem 11. Define $Ax=Bx-x$ for all $x¥in D$. 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