Network and Spectrum Management Use Cases Spectrum and Tactical Network Management Use Cases TR170 Draft V0.3 July 2011 TM Forum 2011 Spectrum and Network Management Use Cases Notice No recipient of this document and code shall in any way interpret this material as representing a position or agreement of TM Forum or its members. This material is draft working material of TM Forum and is provided solely for comments and evaluation. It is not “Forum Approved” and is solely circulated for the purposes of assisting TM Forum in the preparation of final material in furtherance of the aims and mission of TM Forum. Although it is copyrighted material of TM Forum: Members of TM Forum are only granted the limited copyright waiver to distribute this material within their companies and may not make paper or electronic copies for distribution outside of their companies. 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This material is governed, and all recipients shall be bound, by all of the terms and conditions of the Intellectual Property Rights Policy of the TM Forum (http://www.tmforum.org/Bylaws/1094/home.html) and may involve a claim of patent rights by one or more TM Forum members or by non-members of TM Forum. Direct inquiries to the TM Forum office: 240 Headquarters Plaza, East Tower – 10th Floor, Morristown, NJ 07960 USA Tel No. +1 973 944 5100 Fax No. +1 973 944 5110 TM Forum Web Page: www.tmforum.org TR170, Version 0.3 © TM Forum 2011 Page 2 of 39 Spectrum and Network Management Use Cases Table of Contents Notice...................................................................................................................................................................2 Table of Contents ..............................................................................................................................................3 1.1. Introduction ..........................................................................................................................................4 1.2. Net Service Area (NSA).......................................................................................................................5 1.3. Other Factors Affecting Spectrum Re-Use. ....................................................................................8 1.4. Scenario ................................................................................................................................................9 1.5. Actors ................................................................................................................................................. 11 2. Use Case 1 – Spectrum Planning............................................................................................................. 17 2.1. Characteristic Information .............................................................................................................. 18 2.2. Main Success Scenario 1 ................................................................................................................ 20 2.3. Scenario Extensions ........................................................................................................................ 22 3. Use Case 2 – Interference and Re-Planning........................................................................................... 23 3.1. Characteristic Information .............................................................................................................. 24 3.2. Main Success Scenario ................................................................................................................... 26 3.3. Scenario Extensions ........................................................................................................................ 28 4. Use Case 3 – Dynamic Spectrum Management .................................................................................... 29 4.1. Characteristic Information .............................................................................................................. 30 4.2. Main Success Scenario ................................................................................................................... 32 4.3. Scenario Extensions ........................................................................................................................ 34 5. Open Issues ................................................................................................................................................. 35 6. Administrative Appendix ........................................................................................................................... 36 6.1. Document History............................................................................................................................. 37 6.2. Company Contact Details ............................................................................................................... 38 6.3. Acknowledgments............................................................................................................................ 39 TR170, Version 0.3 © TM Forum 2011 Page 3 of 39 Spectrum and Network Management Use Cases 1.1. Introduction These Use Cases draw on research on interactions between existing Spectrum Management and Tactical Network Management Systems. Neither of these management systems were specifically developed using TM Forum guidelines or standards, however, due to following industry best practices, there are similarities. Although a number of data formats were used, Spectrum Management Allied Data Exchange Format – eXtensible Markup Language (SMADEF- XML)1 was used where possible. The purpose of the research was to increase the effective bandwidth available to Tactical Communication System in operations. These Use Cases are provided to inform the Network Management and Spectrum Management Integration Project and are a reflection of current processes constrained by current technical solutions. They can assist in identifying where clearer processes, definition and coherence between Spectrum Management and Network Management are required. In addressing Spectrum Management within Network Management, the need for coherence with other network related elements became apparent, e.g., deployment of waveforms, security and crypto management. It also pointed to the conclusion, that while elements of Spectrum Management are contained within Network Management, Spectrum is a resource which needs to be managed at the Enterprise Level. The objects of each Use Case will assist readers to understand the benefits of Dynamic Spectrum Management. In presenting theses Uses Cases, the concept of a Net Service Area is introduced to provide background. A military operational scenario is used to derive three Use Cases addressing: Spectrum and Network Planning Interference and Re-Planning Dynamic Spectrum Management Actors common to all Use Cases presented are also shown. 1 AC/322(SC/3)D(2007)0003-Rev7, SMADEF XML 2.0.0. 07 April 2010 TR170, Version 0.3 © TM Forum 2011 Page 4 of 39 Spectrum and Network Management Use Cases 1.2. Net Service Area (NSA) The majority of spectrum users within the tactical domain are mobile and their exact locations at any point in time are uncertain and changing2. The concept of Net Service Areas (NSA) is used to provide defined areas in which network users can use the same spectrum without it having a detrimental effect on either net. Figure 1 – Net Service Area (NSA) The use of NSA in the Network Communications Plan takes into account the geographical use of the network to allow re-use. If two networks are sufficiently separated, taking into account factors such as geographical distance, topography, technical characteristics of the radio frequency systems used and the spectrum involved, then the same spectrum can be re-used without it having a detrimental effect on either net. This is known as spectrum re-use within the Spectrum Community. In order to determine the level of protection required between the two networks to allow spectrum re-use, a co-ordination distance (or level of protection) must be determined. Figure 2 below provides an indication of the protection that is required. While the focus of this work forces’ is on military handset/backpack/vehicle mounted radios, there are civilian radios that employs dynamic spectrum access 2 TR170, Version 0.3 © TM Forum 2011 Page 5 of 39 Spectrum and Network Management Use Cases Figure 2: NSA Showing Co-ordination Limit. The coordination limit area is the region around an NSA that is considered sterilized due to possible signals originating from the edges of the NSA. The range of this area around the NSA will vary at different parts of the NSA due to various factors mentioned and is known as the Coordination Limit. This is effectively the furthest distance that any transmission originating from within the NSA will travel at a signal level that may cause interference to another service. Figure 3 illustrates two NSA where the networks cannot re-use the same spectrum. Figure 3 – Overlap of Co-ordination Limits of two NSA TR170, Version 0.3 © TM Forum 2011 Page 6 of 39 Spectrum and Network Management Use Cases Figure 4 below illustrates that the same spectrum can be re-used by both networks in NSA 1 and NSA 3 and therefore would provide increased spectrum efficiency which could then lead to improvements in the plan allow additional network capacity. Fi Figure 4 -Spectrum Re-Use The Coordination Limit also must consider all the different RF spectrum bands that are required to support tactical movements within each NSA on a constant basis. As the operational tempo changes so does the requirements for specific spectrum, therefore the limit of protection will adjust. TR170, Version 0.3 © TM Forum 2011 Page 7 of 39 Spectrum and Network Management Use Cases 1.3. Other Factors Affecting Spectrum Re-Use. Area of Responsibility (AOR) is a military concept indicating a geographical area in which a military organization has operational responsibility. To undertake this responsibility, the military organization will be supported by various spectrum using communities, including Tactical Communication Networks. Spectrum usage within the AOR “Battlespace” requires co-ordination. There will rarely be a direct mapping of an AOR with an NSA as they are defined by different criteria. There may be several NSA within an AOR. Today these different AORs are occupied by forces from different services, countries and agencies, therefore the coordination must be even more detailed to ensure full spectrum support is given to all spectrum users and that potential interference is also avoided. It also points to the need for hierarchical spectrum management processes for planning, escalation and management to be addressed. Factors which need to be addressed include the following: In a tactical environment spectrum re-use and efficiency can be more effectively accomplished when coordination with other spectrum using communities are synchronized because a lot of tactical movements are timed based. This means that all spectrum is not needed on a 24X7 basis. Another area to be addressed is the level of security clearances of all the different spectrum users. Not all spectrum user communities have the same security clearances or need to know, therefore spectrum or network planners may not be aware of all the users or requirements within their respective Areas of Responsibility (AOR). Timed based coordination is critical to ensure spectrum efficiency. Another consideration that must be taken into account is the difference between fixed and mobile spectrum users. Fixed site users typically stay within a certain limit whereas mobile users can cover an entire AOR. Therefore within an AOR you may have subAORs of different spectrum users, so spectrum limits may vary within each AOR and the NSA needed to support Users as they move within the AOR. . TR170, Version 0.3 © TM Forum 2011 Page 8 of 39 Spectrum and Network Management Use Cases 1.4. Scenario Figure 5: Two Military Patrols Scenario Figure 5 depicts two military patrols are moving East from a base on roughly parallel routes initially separated by high terrain. Terrain separation reduces as patrols move East and the routes converge. There are hostile and neutral emitters in the area. The patrols are supported by Tactical Communications. This give rise to numerous potential scenarios and Use Cases related to Spectrum Management. The NSA for each patrol taking into account planned moves is depicted by the overlays as shown in Figure 6. TR170, Version 0.3 © TM Forum 2011 Page 9 of 39 Spectrum and Network Management Use Cases Figure 6 : NSA Overlays Indicating Movement Areas where Re-Use is Possible. Spectrum re-use is possible while the Patrols are operating within the defined NSA. As Patrols move further East, the ability for re-use ceases unless movements of the Patrols are coordinated and time-based. If not, new Spectrum allocations would be required to support operations outside the NSA. In operations, movements of Spectrum Users can be highly dynamic and can frequently change from anything planned. This highlights the need for co-ordination between operations and Spectrum Management and for a dynamic Spectrum Management capability to respond to changing operational needs. By exploiting existing Spectrum Situational Awareness data allows Spectrum Management to monitor for potential spectrum conflict and detect potential interference and connectivity between Spectrum Users. TR170, Version 0.3 © TM Forum 2011 Page 10 of 39 Spectrum and Network Management Use Cases 1.5. Actors Within the scenarios there are several potential Use Cases involving various roles /actors within the network and spectrum management stakeholder communities. Significant work has been done in the spectrum community in development of SMADEF-XML and these are depicted in Figure 7. Figure 7: Actors from SMADEF-XML3 Additional actors have been identified when considering NSA management and the Scenario involving both Spectrum Management and Network Management. While not of these actors will be depicted in the Use Cases, they are illustrated in the Figures 8 and 9 to provide a context for the Use Cases presented and for defining future Use Cases. 3 SMADEF- XML Release 2.0 approved at CCB 14 TR170, Version 0.3 © TM Forum 2011 Page 11 of 39 Spectrum and Network Management Use Cases Figure 8: Actors – Network Management Figure 8 shows the relationship between the Tactical Network Management System (TacNMS) and other actors involved in Network Management, including Superior and Subordinate Tactical Network Management Systems (SupNMS and SubNMS) and the Global NMS which has management responsibilities to TacNMS in various the operational and tactical environments throughout the world. Also depicted is the relationship to the Battlespace Spectrum Management System (BSpMS) operating in the operational; area as the TacNMS, other Spectrum User Management Systems and any Management Systems supporting Coalition Networks. TR170, Version 0.3 © TM Forum 2011 Page 12 of 39 Spectrum and Network Management Use Cases Figure 9: Hierarchy of Actors Operating in a Coalition Environment Figure 9 depicts Spectrum Users and Tactical Networks from Nation “X” operating within a Coalition Operation in a Host Nation the following should be noted: The Host Nation has a National Regulator of Spectrum which allocates spectrum to the Coalition Forces and to other Spectrum Users in the Host Nation, including Commercial Service Providers (CSP). The Coalition Management exercises control over the Spectrum Users and Networks provided by various Nations contributing to Coalition Forces. Nation X Spectrum Users and Networks operate under Coalition Management within that environment, but are also subject to management on Spectrum and Network Management from home ie Nation “X”. o Co-ordination of Spectrum is managed at the various levels between Coalition and other Spectrum Users, eg CSP, by the Host Nation Regulator, o Between Coalition Partners, eg Nation A and Nation “X”, at Coalition Management level o Between different Spectrum Users of Nation X Coalition Force, by Nation”X” Management in that operational area. o Between Nation “X” Spectrum Users globally, by Nation X Defence Management. Escalation of Spectrum Issues is upwards as depicted in the Figure. TR170, Version 0.3 © TM Forum 2011 Page 13 of 39 Spectrum and Network Management Use Cases Use Case Actors .The following Actors appear in the Use Cases in this document: Superior Spectrum Management System (SupSpMS). This represents the notional system supporting the Superior Spectrum Manager in Figure 7. It could be a Coalition Spectrum MS, a National Defence Spectrum MS or an amalgam of both (Figure 9). It will provide: o Core Data, including Reference datai o Spectrum parametric data o Allotment of Spectrum for use in the specific Battlespace area. Battlespace Spectrum Management System (BSpMS). This represents the notional system supporting the Spectrum Manager in Figure 2. It provides tooling to support the following activities. (No attempt has been made to determine the System boundary of the BSpMS.) o Receive and maintain reference and parametric data o Receive requests for Spectrum from all spectrum-using systems. o Conduct spectrum planning and re-planning. o Allocate Spectrum. o Manage Spectrum Use, non-Use and Defragmentation. o Define Net Service Areas and export definitions o Accept Network and Spectrum User Plans and Situational Awareness o Share Spectrum Situational Awareness Tactical Network Management System (TacNMS). The TacNMS supports the Tactical Network Manager and will: TR170, Version 0.3 o Generate Spectrum Requests o Provide Network Situational Awareness. © TM Forum 2011 Page 14 of 39 Spectrum and Network Management Use Cases o Receive Spectrum Allotments. o Receive Net Service Area allotments. o Conduct Network Planning, Re-planning and management. o Disseminate Network Plans, including frequency allocation to SubNMS Subordinate Network Management System (SubNMS). The SubNMS supports the Subordinate Tactical Network Managers responsible for specific networks established for particular operations. These are likely to be established for particular areas and for specified time periods. The SubNMS will: o Provide network input to User planning of operations o Provide operational and network input into Spectrum planning. o Receive Network Plan from TacNMS o Undertake Radio Fill, o Generate Interference Reports Other Spectrum Systems. These are other Systems consuming and/or monitoring and managing spectrum and which contribute to Shared Situational Awareness which includes: TR170, Version 0.3 o All other National Battlespace Spectrum Users, including other networks, radar systems, Counter IED systems etc. o All other Coalition Forces’ Spectrum Users impacting on the particular National Battlespace (Spectrumspace) o All; other Host Nation Spectrum Users impacting on the particular National Battlespace. o All other hostile and neutral emitters known. o Hostile emitters discovered; o Previously unknown Coalition emitters discovered; o Previously unknown neutral emitters discovered; © TM Forum 2011 Page 15 of 39 Spectrum and Network Management Use Cases TR170, Version 0.3 o Coalition communications retuned; o Erroneous Coalition emissions. © TM Forum 2011 Page 16 of 39 Spectrum and Network Management Use Cases 2. Use Case 1 – Spectrum Planning Use Case ID Spectrum 1: Spectrum Planning TR170, Version 0.3 © TM Forum 2011 Page 17 of 39 Spectrum and Network Management Use Cases 2.1. Characteristic Information Figure 10: Nets Separated by Terrain The planning process considers all available Spectrum Situational Awareness (SpSA) data held by the BSpMS and TacNMS at the Nation HQ, including geographical separation of patrols. The situation allows each to have an NSA thereby permitting spectrum re-use. The following information characterizes this particular use case. Table 1 Type: New Process Scope: Spectrum Management and Network Management Level: Operations and Enterprise Audience: Network Management and Spectrum Management Integration Project Team Members Battlespace Spectrum Management System (BSpMS) Tactical Network Management System ( TacNMS) Superior Spectrum Management System (SSpMS) Other Spectrum Systems SubNMS Sharing Spectrum Parametric Data; Automation of spectrum request/response via XML Allotment message; Unused spectrum identified and re-farmed; Exploits planning data to improve re-use; Primary Actor(s): Supporting Actor(s): Stakeholder Goals: TR170, Version 0.3 © TM Forum 2011 Page 18 of 39 Spectrum and Network Management Use Cases Geographic de-confliction exploiting BSpMS algorithms and parametric data; Awareness of TacNMS use to allow broader re-use across Theatre plan; BSpMS meet requirement with minimum spectrum Policies Used: NA Processes Used: NA Pre-Conditions: Provision of Shared Spectrum Situational Awareness data and Reference Data from SSpMS and other Systems using and monitoring Spectrum use. TacNMS conducts initial network planning to generate spectrum request Post-Conditions: Triggers: TR170, Version 0.3 Spectrum Request from TacNMS © TM Forum 2011 Page 19 of 39 Spectrum and Network Management Use Cases 2.2. Main Success Scenario 1 This Scenario describes the steps that are taken from trigger event to goal completion when everything works without failure. It also describes any required cleanup that is done after the goal has been reached. The steps are listed below: Figure 11: Use Case - Spectrum Planning TR170, Version 0.3 © TM Forum 2011 Page 20 of 39 Spectrum and Network Management Use Cases Table 2 Step Actor Action Description Comment PreCond SSpMS Provide Reference and Spectrum Parametric Data PreCond 1 Other Spectrum Systems TacNMS Share Spectrum Situational Awareness Enterprise resources. Reference and Parametric Data (SMADEF-XML). Enterprise information 2 BSpMS Plan Spectrum Provides AOR to be supported Initial Planning 3 BSpMS Allot Spectrum Provisional Allotment 4 BSpMS Define NSA 5 TacNMS Plan Network 6 TacNMS Export Network Plan 7 BSpMS Update Spectrum Picture (Shared Spectrum Situational Awareness) 8 TacNMS Disseminate Plan 9 SubNMS Do Radio Fill TR170, Version 0.3 Request Spectrum © TM Forum 2011 On receipt of NSA Allotment To Enterprise shared information. On receipt of Network Plan For Implementation by SubNMS In accordance with Disseminated Plan Page 21 of 39 Spectrum and Network Management Use Cases 2.3. Scenario Extensions Planning is an iterative process between Network and Spectrum Managers and may require several iterations before the User Requirements for Network Services can be met. This will require “tuning” of the Spectrum and Network Plans with each other and may require Superior Spectrum Management involvement when resolution cannot be achieved. These 2 situations are shown in Table 3. Table 3 Step Condition Action Description 6 6a Export Network Plan Spectrum Plan requires revision to meet Network requirements Plan Spectrum 6b Allot Spectrum 6c Define NSA 6d Plan Network 6 TR170, Version 0.3 . Export Network Plan Network and Spectrum Plans compatible - Success Requirement not able to be met by resolution between TacNMS and BSPMS To Step 7 Escalation to SupSpMS – Separate Use Case. © TM Forum 2011 Page 22 of 39 Spectrum and Network Management Use Cases 3. Use Case 2 – Interference and Re-Planning Use Case Spectrum 2: Interference and Re-Planning TR170, Version 0.3 © TM Forum 2011 Page 23 of 39 Spectrum and Network Management Use Cases 3.1. Characteristic Information Figure 12: Enemy Spectrum Emitters In Figure 12, hostile spectrum emitters adversely affect Net 1, giving rise to an Interference Report by Patrol 1. Even with improved up-front spectrum planning and management, there are still scenarios in which Tactical Radio users will suffer from service degradation or complete service loss as a result of harmful interference. An example of such a scenario is a Radio User encountering interference from another type of emitter, be it an enemy jammer or a neutral or allied force’s communications equipment. Currently in such circumstances, due to the complexity involved with re-planning a Tactical network, all but the most extreme communications issues are worked around. The only real mechanism available to the TacNMS operator is to utilize any “spare” spectrum allotted to them by the BSpMS to work around the interference encountered. When spectrum is heavily congested, particularly in a coalition environment, this “spare” spectrum may not always be available. Within a system where TacNMS is tightly coupled to a BSpMS, interference is a much more manageable situation. As with the initial planning phase, the BSpM can use BSpMS to keep an accurate picture of all spectrum assignments within their section of the Nation Battlespace allocation, as well as the requirements of the Tactical Network. Interference\service loss can be mitigated by storing the details of the problem in BSpMS and then using the assignment and allotment engine to re-plan the assignments. With all of this data, BSpMS will be positioned to move spectrum allotted to systems around in the plan, and providing TacNMS with an updated allocation away from the interference. This re-planning works to ensure less instances of persistent service loss and a maintained level of data throughput without requiring extra spectrum allocations as “spare” channels. The achievement of the required data throughput to meet the military operational information requirements is the key driver in network planning and for allocation of spectrum. Providing an appropriate balance between TR170, Version 0.3 © TM Forum 2011 Page 24 of 39 Spectrum and Network Management Use Cases providing optimum spectrum and “spare” spectrum at each level in the hierarchy would need to be established to ensure the right balance between agility and efficiency can be achieved. The following information characterizes this particular use case. Table 4 Type: New Process Scope: Spectrum Management and Network Management Level: Operations and Enterprise Audience: Primary Actor(s): Network Management and Spectrum Management Integration Project Team Members BSpMS, TacNMS Supporting Actor(s): SubNMS Stakeholder Goals: Policies Used: NA Processes Used: NA Pre-Conditions: Network Operating and Spectrum Allocation as per current Plan Post-Conditions: Network Operating and Spectrum Allocation as per Revised Plan Triggers: Interference Report TR170, Version 0.3 Improved business process & benefit to users; Integrate into existing toolsets; Use of ADaTP3 and/or SMADEF-XML; Record work around to help improve planning; Amount of data to be entered minimized. © TM Forum 2011 Page 25 of 39 Spectrum and Network Management Use Cases 3.2. Main Success Scenario This Scenario describes the steps that are taken from trigger event to goal completion when everything works without failure. It also describes any required cleanup that is done after the goal has been reached. The steps are listed below: Figure 13: Use Case - Interference and Re-Planning TR170, Version 0.3 © TM Forum 2011 Page 26 of 39 Spectrum and Network Management Use Cases Table 5 Step Actor Action Description Comment 1 SubNMS Report Interference SMADEF-XML = Generate Interference Report 2 TacNMS Report Interference 3 BSpMS Conduct Re-Planning 4 BSpMS Allot Spectrum 5 TacNMS Plan Spectrum Re-Use 6 TacNMS Update Network Plan 7 TacNMS Disseminate Plan 8 SubNMS Undertake Radio Fill 9 BSpMS Update Spectrum Picture 10 BSpMS Generate Interference Mitigation Report TR170, Version 0.3 © TM Forum 2011 Trigger – Interference not temporary and Re-Planning is necessary SMADEF-XML Page 27 of 39 Spectrum and Network Management Use Cases 3.3. Scenario Extensions In some situations, the Interference reported may be minor or known to be short-lived and Re-planning is considered unnecessary. In such cases, an Interference Mitigation Report is still raised and the network continues to operate in accordance with the original Spectrum and Network Plans. Where it is detected that the interference is due to an illegal Spectrum emission, this will generate another Use Case to address illegal emissions. This will occur whether the original Network Plan is followed or whether Re-planning is undertaken. Table 6 Step Condition Action Description 2 2a Report Interference Interference is assessed as minimal or temporary. No RePlanning Required 2 2a TR170, Version 0.3 To Step 10 - Generate Interference Mitigation Report Report Interference Interference caused by illegal emission originating from: Own Nation Spectrum User Coalition Force Spectrum User Host Nation Spectrum User Unknown Spectrum User Hostile Spectrum User Go to Step 3 or 10 as appropriate and Go To appropriate Use Case to address illegal emission. © TM Forum 2011 Page 28 of 39 Spectrum and Network Management Use Cases 4. Use Case 3 – Dynamic Spectrum Management Use Case Spectrum 3: Dynamic Spectrum Management TR170, Version 0.3 © TM Forum 2011 Page 29 of 39 Spectrum and Network Management Use Cases 4.1. Characteristic Information Figure 14: Neutral Spectrum Emitter Dynamic spectrum management involves up-front spectrum planning, and re-planning to mitigate instances of service degradation, but differs in that it involves sensing the spectrum activity in theatre and pro-actively changing the spectrum plan to provide the greatest communications capability. In order for such a system to operate, the spectrum management tool needs to be provided with spectrum data from Shared Spectrum Situation Awareness (SSpSA). This should be available to all systems in the Enterprise. Figure 14 shows potential interference to both Net 1 and Net 2 from a neutral source reported from Other Spectrum Systems A process to raise alerts to a Spectrum Management System when such sources are discovered, allows pro-active re-planning and re-allotment of spectrum to systems in the affected Spectrumspace to avoid or mitigate service loss. This avoids the need for spare spectrum being held in reserve (increasing efficiency) or a loss of data throughput for the same spectrum usage. This example includes a higher level planning than that used in the previous Use Case. In this instance, Tactical Network Planning including Channel allocation is undertaken at a higher level than the BSpMS, and reflected in the current plan. The process to get to this point is shown in the Activity Table as a Pre-Condition, to provide background of the start point of the Use Case. The following information characterizes this particular use case. TR170, Version 0.3 © TM Forum 2011 Page 30 of 39 Spectrum and Network Management Use Cases Table 7 Type: New Process Scope: Spectrum Management and Network Management Level: Operations and Enterprise Audience: Primary Actor(s): Network Management and Spectrum Management Integration Project Team Members SupSpMS, TacNMS Supporting Actor(s): Other Spectrum Systems, Net User. Stakeholder Goals: Policies Used: NA Processes Used: NA Pre-Conditions: Tac Network Operating as per current Plan. Post-Conditions: Tac Network operating as per revised Spectrum and Network Plan Triggers: Report of a Unexpected Spectrum User. TR170, Version 0.3 Pro-active interference mitigation; Dynamic over-the-air (OTA) re-tuning; Free Channel Search (FCS); Exploit Spectrum Situational Awareness © TM Forum 2011 Page 31 of 39 Spectrum and Network Management Use Cases 4.2. Main Success Scenario This Scenario describes the steps that are taken from trigger event to goal completion when everything works without failure. It also describes any required cleanup that is done after the goal has been reached. The steps are listed below: Figure 15:Dynamic Spectrum Management Table 8 Step Actor Action Description Comment Pre Cond P1 Enterprise Level TacNMS Previous Planning provided Channel Allocation Request Spectrum Picture P2 SupSpMS Provide Current Picture P3 TacNMS Plan Network Channels P4 TacNMS Export Network Channel Plan P5 SupSpMS Assign Tac Network Channels TR170, Version 0.3 © TM Forum 2011 This assumes that the Network Channels planned Page 32 of 39 Spectrum and Network Management Use Cases (P3) fit with overall Spectrum Planning, allowing formal assignment of Channels to TacNMS. P6 SupSpMS Confirm Spectrum Allotment P7 TacNMS Disseminate Plan P8 SubNMS Do Radio Fill 1 Report Unexpected Spectrum User 2 Other Sp System SupSpMS 3 SupSpMS Allot new Spectrum 4 TacNMS Revise Network Plan 5 TacNMS Export Revised Channel Plan To SupSpMS 6 TacNMS Disseminate Network Plan To the SubNMS to implement 7 Detect Tac Network Radio Re-tune 8 Other Sp System SupSpMS 9 SupSpMS Confirm Spectrum Allotments 10 SubNMS Do Radio Fill 11 SupSpMS Update Spectrum Picture 12 BSpMS Generate Interference Mitigation Report TR170, Version 0.3 Completion of Higher Level Planning – Pre-Cond Initiation of this Use Case Revise Spectrum Plan Revise Spectrum (Channel) Plan © TM Forum 2011 Assumes Revised Plan submitted by TacNMS is acceptable. This then requires the overall Channel Plan for all Tac Networks to be revised. Assumes that revision of overall Channel Plan reveals no issues, ie it is successful. This gives Formal Confirmation of Spectrum Allotment to TacNMS. On final Confirmation Step 9 SMADEF-XML Page 33 of 39 Spectrum and Network Management Use Cases 4.3. Scenario Extensions This is a listing of how each step in the Main Success Scenario can be extended. Another way to think of this is how can things go wrong. The extensions are followed until either the Main Success Scenario is rejoined or the Failed End Condition is met. The Step refers to the Branch Step in the Main Success Scenario and has a letter associated with it. I.E. if Step 3 branches the Extension Step is 3a. There are several steps in the Main Success Scenario where things could go wrong and iteration or further steps may be required before the Main Success Scenario can be re-joined or a failed end condition is met, possibly initiating another Use Case, Some of the assumptions have been identified in the Comments column of Table 8.It is not intended to address these at this stage. This may be appropriate at a later stage of this work. TR170, Version 0.3 © TM Forum 2011 Page 34 of 39 Spectrum and Network Management Use Cases 5. Open Issues The following table provides insight to any unresolved problems or questions. These are the things that seem to apply but could not be fit into these Use Cases on this pass. The Table also identifies priority areas where further work is required. Issue ID 1 2 3 4 5 6 7 8 9 TR170, Version 0.3 Issue Description Terminology and Abbreviations. SMADEF-XML uses SM as Spectrum Management/Manager abbreviation. SpM has been used in this document to avoid conflict with other use of SM to mean Service Manager/Management in other areas. Agreed use of terminology and abbreviations in general requires resolution to avoid misunderstanding as Project progresses. Need to gain agreement that Spectrum should be viewed and managed as an Inventory Resource rather than under Asset Management. Need to determine whether existing generic Resource attributes are applicable to Spectrum or some revision is required. Priority Areas for deeper development of the Use cases and to map to eTOM are: Planning and Management of Spectrum, Change Management and Trouble Management Priority of Effort should be to (1) Identify the Spectrum Management process flows and map to the eTOM. (2) Flesh out the integration between Spectrum Management processes and Network Management processes as a second activity Need to ensure coherence with Use Cases in SMADEF – XML as far as possible, e.g., consistent use of terms allocation, allotment and assignment according to their official definitions (explained in SMADEF-XML doc) Clarify the difference between Spectrum Plans versus Spectrum Allotments, if any Is the spectrum plan just the collection of all allotments? Define the role of SSpMS – Why should he approve/confirm new plans? This is not always the case, if the re-assignment is done within the current allotment the SSpMS just needs to be informed The hierarchical relationship between actors/roles needs to be confirmed. In the military context. This is especial so between Spectrum Management and Network Management roles, to clearly delineate role responsibilities. Determine if there are same or similar business process flows for both military and commercial Spectrum Management and how both relate to the National Regulator. Note that in some countries, the military is the National Regulator. © TM Forum 2011 Page 35 of 39 Spectrum and Network Management Use Cases 6. Administrative Appendix This Appendix provides additional background material about the TM Forum and this document. In general, sections may be included or omitted as desired, however a Document History must always be included. TR170, Version 0.3 © TM Forum 2011 Page 36 of 39 Spectrum and Network Management Use Cases 6.1. Document History 6.1.1. Version History Version Number Date Modified Modified by: V0.1 V0.2 04/APR/11 13/JUNE/11 John Lowis (Logica) Christy Coffey V0.3 13/JULY/11 John Lowis (Logica) TR170, Version 0.3 © TM Forum 2011 Description of changes First Draft Comments from NATO HQ, DISA, MITRE, Northrop Grumman, Telcordia, JHU APL, AlcatelLucent Addressed all of the comments from v0.2, and added to the document for clarity. Page 37 of 39 Spectrum and Network Management Use Cases 6.2. Company Contact Details Company TR170, Version 0.3 Team Member Representative Logica UK 250 Brook Drive Reading RG2 6UA United Kingdom. John Lowis Managing Consultant Battlespace Service Management [email protected] +44(0)7968 297 176 TM Forum Christy Coffey Gov’t/Defense Market Support Center [email protected] © TM Forum 2011 Page 38 of 39 Spectrum and Network Management Use Cases 6.3. Acknowledgments This document was prepared by the members of the TM Forum Network Management and Spectrum Management Integration Project team: o John Lowis, Logica, Managing Management (Technical Lead) o David Fritz, MITRE, Principal Communications Engineer, Join Network Operations and Cyber Defense (Project Lead) o Howard McDonald, DoD, Organization (Project SME) o Serge Basso, NATO HQ, Spectrum Management Technical Expert, Chairman of the SMADEF-XML Configuration Control Board (SME) o Gary Coffey, Northrop Grumman, Sr. Communications Engineer/Spectrum Manager (Project SME) o Dr. Ritu Chadha, Telcordia, Executive Director & Telcordia Fellow, Knowledge-Based Systems Department (Project SME) o Xi Jiang, John Hopkins University Applied Physics Lab (Project SME) o Mark Cheboldaeff, Alcatel-Lucent, Product and Solution Manager for EMEA (Project SME) o Christy Coffey, TM Forum (Project Champion) Team Consultant Lead-DSA, Battlespace Defense Service Spectrum Additional input was provided by the following people: o Jason Wiltshire-Brown, Logica UK i From AC/322(SC/3)D(2007)0003-Rev7, SMADEF XML 2.0.0. 07 April 2010 2.2.1 Overview Reference data consists of several types of background information which are used in the various stages of the normal frequency management process: TOA: Definition of a Table of Allocation (see paragraph 2.2.3) Application: Definitions of systems used in various frequency bands (used in TOA) Codes: Definition of code entries within code list categories which have been designated as "user expandable" (see annex G) ChnlPlan: Description of the various channel plans used in TOA CoordStd : Description of the various coordination standards used in national and international coordination (used in TOA) CurveStd: Description of the various curve standards used in coordination (used in TOA) Note: Description of the footnotes used in TOA and Asgn Users: Definitions of users using the various frequency bands (used in TOA) TR170, Version 0.3 © TM Forum 2011 Page 39 of 39
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