Mild Cognitive Impairment and Other Early Diagnoses Ronald C. Petersen, Ph.D., M.D. Alzheimer’s Disease Research Center Mayo Clinic College of Medicine Rochester, MN Dementia: A Comprehensive Update Boston June 7, 2017 Disclosures • Roche, Inc. • Merck, Inc. • Genentech, Inc. • Biogen, Inc. • Eli Lilly and Co. • National Institute on Aging: • U01 AG006786 • P50 AG016574 • U01 AG011378 • R01 AG011378 • R01 AG041581 • GHR Foundation • Mayo Foundation for Education and Research ©2017 MFMER | 3636715-2 Introduction to the Recommendations from the National Institute on Aging-Alzheimer’s Association Workgroups on Diagnostic Guidelines for Alzheimer’s Disease Clifford R. Jack, Jr, Marilyn S. Albert, David S. Knopman, Guy M. McKhann, Reisa A. Sperling, Maria C. Carrillo, Bill Thies, Creighton H. Phelps Alz and Dementia, 2011 ©2012 MFMER | 3238583-3 Hypothetical Model of Dynamic Biomarkers of the Alzheimer’s Pathological Cascade Biomarker magnitude Abnormal A Tau-meditated neuronal injury and dysfunction Brain structure Memory Clinical function Normal Cognitively normal MCI Dementia Clinical disease stage Jack et al: Lancet Neurol 2010 Neuroimaging in AD Neuroimaging in AD • Structural MRI • Functional imaging FDG PET • Molecular imaging Amyloid PET imaging Tau PET imaging Structural Imaging in AD Structural MRI: Atrophy and AD Stage Control, 70, F MCI, 72, F AD, 74, F AD Signature Cortical Thickness ©2017 MFMER | 3636715-9 Functional Imaging in AD Molecular Neuroimaging PIB Idealized CN aMCI AD 3 2.5 00-863-895 02-310-847 06-209-892 2 1.5 1 0.5 0 PIB Examples – Full Spectrum Low CN 00-863-895 High CN aMCI 01-873-114 aMCI 02-155-940 3 2.5 2 1.5 1 0.5 0 02-310-847 AD 06-209-892 3001475-2 Tau PET Brain tissue slides show the Tau imaging agent is specific for the Tau protein and not Amyloid Stain of Tau Imaging Agent Amyloid Tau PET Clinically normal 84yo AD dementia 71yo Criteria Approach • Clinical criteria • Biomarkers • Molecular neuropathology • Measures of neuronal injury Cognitive Continuum Normal MCI Dementia M C I D E M E N T I A AD FTD DLB VCI MEDICAL TRAUMA • • • ©2015 MFMER | 3480518-20 M C I DUE TO AD D D E E M E M N E T NI A T DUE I TO A AD ©2015 MFMER | 3480518-21 Old Conception of Alzheimer’s Disease Cognitively Normal Dementia ©2016 MFMER | 3505738-22 Cognitive Continuum Normal MCI Dementia Alzheimer’s Disease Spectrum Preclinical AD MCI Due to AD Dementia Due to AD ©2016 MFMER | 3505738-24 Alzheimer’s Disease Spectrum Asymptomatic Preclinical AD Symptomatic MCI Due to AD Dementia Due to AD ©2016 MFMER | 3505738-25 Mild Cognitive Impairment Mild Cognitive Impairment Cognitive complaint Not normal for age Not demented Cognitive decline Essentially normal functional activities MCI Memory impaired? Yes Yes No Amnestic MCI Non-amnestic MCI Memory impairment only? Single non-memory cognitive domain impaired? Amnestic MCI Single domain No Amnestic MCI Multiple domain Petersen: J Int Med, 2004 Yes Non-amnestic MCI Single domain No Non-amnestic MCI Multiple domain CP1265413-2 Mild Cognitive Impairment Cognitive complaint Not normal for age Not demented Cognitive decline Essentially normal functional activities MCI Memory impaired? Yes Yes No Amnestic MCI Non-amnestic MCI Memory impairment only? Single non-memory cognitive domain impaired? Amnestic MCI Single domain No Amnestic MCI Multiple domain Petersen: J Int Med, 2004 Yes Non-amnestic MCI Single domain No Non-amnestic MCI Multiple domain CP1265413-3 Mild Cognitive Impairment Cognitive complaint Not normal for age Not demented Cognitive decline Essentially normal functional activities MCI Memory impaired? Yes Yes No Amnestic MCI Non-amnestic MCI Memory impairment only? Single non-memory cognitive domain impaired? Amnestic MCI Single domain No Amnestic MCI Multiple domain Petersen: J Int Med, 2004 Yes Non-amnestic MCI Single domain No Non-amnestic MCI Multiple domain CP1265413-4 MCI Outcomes Clinical classification Degenerative Amnestic MCI Nonamnestic MCI Single domain AD Multiple domain AD Single domain Multiple domain Etiology Vascular Psychiatric Med Cond Depr VCI Depr FTD DLB VCI CP1265413-5 MCI Outcomes Clinical classification Degenerative Amnestic MCI Nonamnestic MCI Single domain AD Multiple domain AD Single domain FTD AD Multiple domain DLB AD Etiology Vascular Psychiatric Med Cond Depr VCI Depr VCI CP1265413-6 Mild Cognitive Impairment Ronald C. Petersen, MD, PhD N Engl J Med 2011:364-2227-34 ©2012 MFMER | 3219504-32 The Diagnosis of Mild Cognitive Impairment Due to Alzheimer’s Disease: Recommendations from the National Institute on Aging-Alzheimer’s Association Workgroups on Diagnostic Guidelines for Alzheimer’s Disease Marilyn S. Albert, Steven T. DeKosky, Dennis Dickson, Bruno Dubois, Howard H. Feldman, Nick C. Fox, Anthony Gamst, David M. Holtzman, William J. Jagust, Ronald C. Petersen, Peter J. Snyder, Maria C. Carrillo, Bill Thies, Creighton H. Phelps Alz and Dementia, 2011 ©2012 MFMER | 3238583-33 MCI Criteria Incorporating Biomarkers Diagnostic category Biomarker probability of AD etiology MCI Uninformative MCI due to AD – intermediate likelihood A (PET or CSF) Neuronal injury (tau, FDG, sMRI) Conflicting/indeterminant Untested Intermediate Intermediate Positive Untested Untested Positive MCI due to AD – high likelihood Highest Positive Positive MCI – unlikely due to AD Lowest Negative Negative CASE Case Study • 64-year-old right-handed man • Accompanied by his wife • Has master’s degree and worked as an engineer designing computer chips • Voluntarily retired at age 62 History (1) • Over the past 1-2 years, patient and wife had noticed gradual change in cognition • Increasing forgetfulness and word-finding difficulties • Daily functioning normal • On recent trip, had confusion regarding instructions • Ultimately able to complete the tasks • Adult children noticed he had been behaving differently than in the past History (2) • • • • • Groping for words in midsentence Lost interest in reading Reading skills preserved Driving without difficulty Handling family’s finances although somewhat more slowly • Preserved insight into his difficulties • Wife noted he would repeat himself, having forgotten the answer to a previous question Medical History • Medical Conditions Sleep apnea for the past three years, using CPAP regularly, improved alertness Mild hypertension Mild hyperlipidemia • Medications Amlodipine, 5 mg Rosuvastatin (Crestor), 40 mg daily Metoprolol Supplements: Fish oil, calcium and multivitamin Neuropsychiatric • Mood appropriate, not depressed • Some increase in irritability particularly when aware of forgetfulness Family History • Father alive at 91 with moderate dementia for 6-8 years • Mother died age 83, had Parkinson’s disease for 15 years • Two maternal uncles and four maternal aunts cognitively impaired in their 80s and 90s • Maternal grandparents lived into 90s with some degree of cognitive impairment • Two brothers and one sister alive and well, but younger Neurological • BP 118/62 • Kokmen Short Test of Mental Status, 36/38 (MMSE = 29/30) • General neurologic exam unremarkable With normal and symmetrical reflexes, normal strength and sensation, no extrapyramidal features or eye movement abnormalities Neuropsychological Exam • • • • Standard scores: Age and education, mean = 10, SD = 3 Dementia Rating Scale: 143/144 Premorbid Intelligence Estimate: 113 (mean 100) Memory Logical Memory – Immediate recall: 26; Delayed recall: 18; 69% retention Auditory Verbal Learning Test: Trials 1-5: 4, 6, 6, 8, 6 30-minute delayed recall 3 • Attention/concentration Trail Making Test Part A, SS = 6; Part B, SS = 7 Stroop: Word, SS = 9, Color, SS = 7, Color-Word, SS = 10 • Language Controlled Oral Word Association, SS = 10 Boston Naming Test, SS = 9 • Visuospatial Functioning Rey O Figure, SS = 9 Diagnosis? Amnestic Mild Cognitive Impairment MRI Amyloid (PiB) PET Tau (AV 1451) PET Do the Criteria Work? In the General Population Mayo Clinic Study of Aging (MCSA) 3047674-49 Mayo Olmsted County Study of Aging (U01 AG006786) CP1265413-14 Mayo Clinic Study of Aging Population-based study of 5000+ (2800 active) nondemented persons age 30-89 years in Olmsted County, MN ©2017 MFMER | 3636715-51 MCSA Cycles of Recruitment and Follow-Up 70 Years Old 2004 2010 2008 2006 2012 2014 2016 October Enrollment F-U Cycle 2 F-U Cycle 3 F-U Cycle 4 F-U Cycle 5 F-U Cycle 6 F-U Cycle 7 F-U Cycle 8 50-69 Years Old F-U Cycle 9, 10 2012 2013 2014 2015 2016 2017 Enrollment F-U Cycle 2 F-U Cycle 3 30-49 Years Old F-U Cycle 4 2015 2016 2017 2018 Enrollment F-U Cycle 2 ©2017 MFMER | 3636715-52 Evaluation Consent form Blood draw Clinical evaluation Nurse/SC interview Neurological evaluation Cognitive assessment Participant Family history Current medications Demographic information Memory & orientation Medical history & risk assessment Neuropsychiatric inventory Study partner Clinical dementia rating Functional assessment (FAQ) Neurological history Short test of mental status Modified Hachinski scale Prime MD (physician form) Neurological examination and modified UPDRS Memory Logical memory (delayed) Visual reprod (delayed) AVLT Executive function Trails A & B Digit symbol substitution Visuospatial Picture completion Block design Language Boston naming test Category fluency Consensus conference ©2017 MFMER | 3636715-53 Resources Acquired • 5000+ non-demented subjects •80% Cognitively normal •18% MCI • 2% Demented • 5800 quantitative MRI scans • ~ 5000 DNA samples • ~ 5000 frozen plasma/serum samples •plus annual samples • Clinical and performance measures ©2017 MFMER | 3636715-54 Continuation of MCSA • Add new subjects to cohort (500?) • Continue annual clinical follow-ups • Continue serial MRI/PET scans • Collect annual plasma/serum • Collected 1200 CSF’s • Performed 2800 FDG-PET scans • Performed 2800 PiB PET scans • Performed 1100 tau PET scans ©2017 MFMER | 3636715-55 So, How Do the Criteria Fare in the General Population? Biomarker Prevalence Mayo Clinic Study of Aging Positive Participate Yes Biomarker Result Biomarkers Negative SpAim 1a - 2a,b Olmsted County Population No SpAim 1b Refuse SpAim 3 SpAim 1b 3c 3b 3a ©2016 MFMER | 3502180-58 Assessing Biomarkers in the Community • Biomarker negative (A- N-) Amyloid neg FDG PET/MRI neg • Amyloid positive Neurodeg neg (A+ N-) Amyloid pos FDG PET/MRI neg • Amyloid pos Neurodeg pos (A+ N+) Amyloid pos FDG PET/MRI pos • Neurodegen only (A- N+) (SNAP) Amyloid neg FDG PET/MRI pos Preclinical AD Preclinical AD Diagnostic category A (PET or CSF) Neuronal injury Clinical Stage 1 Positive Negative Negative Stage 2 Positive Positive Negative Stage 3 Positive Positive Positive Stage 0 Negative Negative Negative Sperling et al: 2011 Preclinical Stage 50 40 30 % 20 10 0 Stage 0 Stage 1 Stage 2 Stage 3 SNAP Unclassified Preclinical AD stage ©2014 MFMER | 3340705-62 NIA-AA Preclinical AD Staging in Relation to Our Hypothetical Model of Preclinical Biomarkers Stage Biomarker magnitude Abnormal 0 43% 1 2 3 16% 12% 3% A Neuronal injury Cognitive symptoms Cut points Normal Cognitively normal Clinical disease stage Jack et al: Lancet Neuro, 2010 MCI Dementia Preclinical Alzheimer’s Disease and Its Outcome: A Longitudinal Cohort Study Stephanie J. B. Vos; Chengjie Xiong; Pieter Jelle Visser; Mateusz S. Jasielec; Jason Hassenstab; Elizabeth A. Grant; Nigel J. Cairns; John C. Morris; David M. Holtzman; Anne M. Fagan Lancet Neurology, 12:957, Oct., 2013 ©2013 MFMER | 3309417-64 Pre-Clinical AD Stages Neuroimaging vs CSF 50 MCSA, Jack et al, 2012 Vos et al, 2013 40 30 % 20 10 0 Stage 0 Stage 1 Stage 2 Stage 3 SNAP Uncl Petersen: Lancet Neurol, 2013 ©2013 MFMER | 3290921-65 Progression to CDR >/= 0.5 by Preclinical Alzheimer’s Disease Stage Cumulative incidence probability 1.0 Normal Stage 1 Stage 2 Stage 3 SNAP Group 0.8 St 3 0.6 St 2 0.4 0.2 St 1 SNAP NL 0.0 0 2 4 6 8 10 12 14 Follow-up (years) Vos et al: Lancet Neurol 12:957, 2013 ©2013 MFMER | 3309417-66 Biomarker Behavior in the Population Assessing Biomarkers in the Community • Biomarker negative (A- N-) Amyloid neg FDG PET/MRI neg • Amyloid positive Neurodeg neg (A+ N-) Amyloid pos FDG PET/MRI neg • Amyloid pos Neurodeg pos (A+ N+) Amyloid pos FDG PET/MRI pos • Neurodegen only (A- N+) (SNAP) Amyloid neg FDG PET/MRI pos Population Frequencies of Biomarkers in Typical AD Frequency (%) 100 A-NA+NA-N+ A+N+ 80 60 40 20 0 50 60 70 80 90 Age (years) Jack et al: Lancet Neurol 13:997, 2014 ©2015 MFMER | 3414397-69 Cumulative Incidence of MCI All Fraction progressed 1.0 A+N+ A–N+ A+N– A–N– 0.8 0.6 0.4 0.2 0.1 70 75 80 85 90 Age ©2016 MFMER | 3543139-70 Rates of Progression from CN to MCI Expressed as Number of Events per 100 Person Years Overall Age 75 Age 80 Age 85 18 16 14 12 10 8 6 4 2 0 A–N– A+N– A+N+ A–N+ ©2016 MFMER | 3543139-71 MCI Due to AD Hypothetical Model of Dynamic Biomarkers of the Alzheimer’s Pathological Cascade Biomarker magnitude Abnormal A Tau-meditated neuronal injury and dysfunction Brain structure Memory Clinical function Normal Cognitively normal MCI Dementia Clinical disease stage Jack et al: Lancet Neurol 2010 MCI Due to AD Diagnostic category MCI Biomarker probability of AD etiology Uninformative A (PET or CSF) Neuronal injury (tau, FDG, sMRI) Conflicting/ indeterminant or unavailable MCI due to AD – intermediate likelihood Intermediate Intermediate Positive Untested Untested Positive MCI due to AD – high likelihood Highest Positive Positive MCI – unlikely due to AD Lowest Negative Negative Albert et al: 2011 ©2012 MFMER | 3219504-74 Assessing Biomarkers in the Community • Biomarker negative (A- N-) Amyloid neg FDG PET/MRI neg • Amyloid positive Neurodeg neg (A+ N-) Amyloid pos FDG PET/MRI neg • Amyloid pos Neurodeg pos (A+ N+) Amyloid pos FDG PET/MRI pos • Neurodegen only (A- N+) (SNAP) Amyloid neg FDG PET/MRI pos All MCI MCSA Population Frequencies 50 40 30 % 20 10 0 Biom neg Amyloid only Amyloid + neurodeg Neurodeg only sNAP Petersen et al: Ann Neuro , 2013 ©2013 MFMER | 3270183-76 Practical Stuff CLINICAL TRIALS IN MCI Sponsor Duration Endpoint Drugs ADCS 3 yr AD Vitamin E Donepezil Merck 3-4 yr AD Rofecoxib Novartis 4 yr AD Rivastigmine Janssen 2 yr AD Galantamine Pfizer 6 mo Symptoms Donepezil UCB 1 yr Symptoms Piracetam Cortex 4 wks Symptoms Ampakine MCI Clinical Trials Subjects (no.) Duration (mo) Progression rate/yr (%) Outcome Rivastigmine 1,018 48 5-6 Neg Galantamine 990 1,058 24 24 11-12 13 Neg Neg Rofecoxib 1,457 48 5-6 Neg ADCS Donepezil Vitamin E 769 36 16 Neg* ADNI 400 36 16 – Compound 3001110-2 MCI Placebo Subjects in Randomized Controlled Trials Practice Parameter: Early Detection of Dementia: Mild Cognitive Impairment (an Evidence-Based Review) Report of the Quality Standards Subcommittee of the AmericanAcademy of Neurology Ronald C. Petersen, PhD, MD; J. C. Stevens, MD; M. Ganguli, MD, MPH; E. G. Tangalos, MD; J. L. Cummings, MD; and S. T. DeKosky, MD CP1186552-8 Publications on MCI 1600 1400 Articles (no.) 1200 1000 800 600 400 200 0 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08 09 10 11 1990 Year 2011 ©2012 MFMER | 3238583-82 American Acadmey of Neurology Practice Parameter on MCI Petersen et al., Neurology, in press Coding for MCI 3019717-84 Coding for MCI • Nervous System (Medical) Codes • (ICD 9)331.83; (ICD 10) G31.84 Mild cognitive impairment 3019717-85 DSM 5 Mild Neurocognitive Disorder (MCI) Major Neurocognitive Disorder (Dementia) Cognition Independence 1. Cognitive decline 1. Cognitive decline 2. Single cognitive domain impaired (usually) 2. Significant cognitive impairment in one or more often multiple cognitive domains 3. Preservation of independence 3. Loss of independence 3001109-1 NCD Etiologies • • • • • • Alzheimer’s Disease Frontotemporal degen Lewy body disorders Vascular cognitive imp Traumatic brain injury Substance/medications • • • • • • HIV/AIDS Prion disorders Parkinson’s disease Huntington disease Other medical issues Multiple causes 3023518-88 Prodromal AD • Amnestic MCI • Biomarker support Amyloid PET CSF amyloid and tau Mild Cognitive Impairment Cognitive complaint Not normal for age Not demented Cognitive decline Essentially normal functional activities MCI Memory impaired? Yes Amnestic MCI MCI Criteria Key Symposium JIM, 2004 DSM-5 Amnestic MCI Single domain No Non-amnestic MCI Amnestic MCI Multiple domain Non-amnestic MCI Single domain Non-amnestic MCI Multiple domain Mild Neurocognitive Disorder MCI due to AD Uncertain No or conflicting A or MRI or FDG PET or tau Intermediate Plus biomarker for A OR MRI or FDG PET or tau High Plus biomarker for A AND MRI or FDG PET or tau Prodromal AD Plus biomarker for A or tau/A Petersen et al., J Int Med, 2013 ©2013 MFMER | slide-90 But… Life is not simple ©2017 MFMER | 3636715-91 Tau PET Clinically Normal 84-yo AD Dementia 71-yo ©2017 MFMER | 3636715-92 Amyloid/Tau/Neurodegeneration a descriptive classification scheme for AD biomarkers Adding Tau as a Biomarker ©2017 MFMER | 3636715-93 ©2017 MFMER | 3636715-94 AD Biomarker Combinations + A + ± – ± T N – + ± – ± A Amyloid T TAU N Neurodegeneration ©2017 MFMER | 3636715-95 ATN Biomarker Grouping • B-amyloid plaques (A) • CSF Ab 42 (low), or better low 42/40 ratio • Amyloid PET • Aggregated tau (T) • CSF phosphorylated tau (high) • Tau PET • Neuronal injury and neurodegeneration (N) • Structural MRI • FDG PET • CSF total tau (high) ©2017 MFMER | 3636715-96 TAU PET Medial Temporal Tau PET SUVR 2.0 PIBPIB+ 1.5 1.0 CN MCI Dementia ©2017 MFMER | 3636715-97 TAU PET Inferior Temporal 3.0 Tau PET SUVR 2.5 PIBPIB+ 2.0 1.5 1.0 CN MCI Dementia ©2017 MFMER | 3636715-98 TAU PET Lateral Temporal Tau PET SUVR 3.0 PIBPIB+ 2.5 2.0 1.5 1.0 CN MCI Dementia ©2017 MFMER | 3636715-99 Tau PET, SUVR 2.2 2.2 2.0 2.0 1.8 1.8 1.6 1.6 1.4 1.4 1.2 1.2 1.0 1.0 CN MCI Dementia CN A– CN A+ MCI A– MCI A+ Dem A+ ©2017 MFMER | 3635612-100 4 Memory z-score 3 2 1 0 -1 -2 -3 -4 A–T– A+T– A–T+ A+T+ ©2017 MFMER | 3635612-101 ATN Framework Summary • Now can address defining features of AD in life • Plaques - amyloid • Tangles - tau • Temporal course variable • Correlation with clinical spectrum to be determined ©2017 MFMER | slide-102 Alzheimer’s Disease New Conceptualization • Alzheimer’s Disease refers to the underlying presence of plaques (amyloid) and neurofibrillary tangles (tau) • Clinical spectrum is parallel but separate from “Alzheimer’s Disease” • Cognitively normal-MCI-dementia • Alzheimer’s disease is no longer a clinicalpathological entity ©2017 MFMER | 3636715-103 How Early Can We Diagnose Alzheimer’s Disease? • Clinical spectrum • Sensitive tools and criteria for Preclinical-MCI stages • Pathophysiology • Biomarkers • Imaging • CSF ©2017 MFMER | 3636715-104 But… ©2016 MFMER | 3534461-105 But, at the end of the day… ©2017 MFMER | 3636715-106 Alzheimer’s Disease Aβ TDP-43 Tau Hippocampal sclerosis Clinical Spectrum CN – MCI – Dementia Alpha Synuclein Other Vascular Disease ©2017 MFMER | 3636715-107 Rx? PET/CSF Rx? Rx? ?CSF Aβ TDP-43 Tau Hippocampal Sclerosis Clinical Pathology Biomarker Therapy PET/CSF Clinical Spectrum CN – MCI – Dementia Alpha Synuclein ?CSF Other Vascular Disease Rx? ? Rx? MRI Rx? ©2017 MFMER | 3636715-108 Future Directions Alzheimer’s disease as we know it today will only be part of the total clinical/pathological picture We will describe clinical syndrome and associate a variety of contributing etiologies Treat our patients with combination therapies depending on the biomarker/pathological profile ©2017 MFMER | 3636715-109 Mayo Clinic AD Research Rochester Jacksonville Brad Boeve Neill Graff-Radford Dave Knopman Steve Younkin Cliff Jack Dennis Dickson Val Lowe John Lucas Bob Ivnik Tanis Ferman Glenn Smith Rosa Rademakers Michelle Mielke Nilufer Taner-Erketin Rosebud Roberts Len Petrucelli Walter Rocca Gojuin Bu Shane Pankratz Otto Pedraza Jenny Whitwell Scottsdale Kejal Kantarci Joe Parisi Eric Tangalos Rick Caselli Bryan Woodruff Yonas Geda Thank You
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