G Model CANEP-854; No. of Pages 12 Cancer Epidemiology xxx (2015) xxx–xxx Contents lists available at ScienceDirect Cancer Epidemiology The International Journal of Cancer Epidemiology, Detection, and Prevention journal homepage: www.cancerepidemiology.net Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities Yoon-Jung Kang a,b,c,*, Dianne L. O’Connell b,c,d,e, Jeffrey Tan f, Jie-Bin Lew a,b, Alain Demers g,h, Robert Lotocki g,i, Erich V. Kliewer g,h,j, Neville F. Hacker k, Michael Jackson l, Geoff P. Delaney m, Michael Barton m, Karen Canfell a,b a Prince of Wales Clinical School, UNSW, New South Wales, Australia1 Cancer Research Division, Cancer Council NSW, New South Wales, Australia2 c School of Public Health, University of Sydney, New South Wales, Australia3 d School of Public Health and Community Medicine, UNSW, New South Wales, Australia e School of Medicine and Public Health, University of Newcastle, New South Wales, Australia f Royal Women’s Hospital, Victoria, Australia g Community Health Sciences, University of Manitoba, Winnipeg, Manitoba, Canada h Epidemiology and Cancer Registry, CancerCare Manitoba, Winnipeg, Manitoba, Canada i Division of Gynecologic Oncology, CancerCare Manitoba, Winnipeg, Manitoba, Canada j Cancer Control Research, British Columbia Cancer Agency, Vancouver, British Columbia, Canada k Royal Hospital for Women, New South Wales, Australia l Prince of Wales Hospital, New South Wales, Australia m Collaboration for Cancer Outcomes Research & Evaluation, Ingham Institute for Applied Medical Research, UNSW Australia, Sydney, New South Wales, Australia b A R T I C L E I N F O A B S T R A C T Article history: Received 10 November 2014 Received in revised form 16 April 2015 Accepted 17 April 2015 Available online xxx Background: Prior work estimating optimal treatment utilisation rates for cervical cancer has focused on radiotherapy or chemotherapy, using proportions of patients with clinical indications for specific treatment strategies which were obtained from the published literature. Objectives: To estimate optimal uptake rates for surgery, radiotherapy, chemotherapy and chemoradiotherapy for cervical cancer treatment in Australia and Canada, and to quantify the differences in the optimal and the observed treatment utilisation rates in a large cancer facility from each country. Methods: A decision tree was constructed to reflect treatments according to guidelines and current practice (in 1999–2008) in each setting. Detailed patterns of care data from a large cancer facility in each country were obtained, and the observed stage distribution and proportions of patients with each clinical indication were used as inputs. Results: The estimated overall optimal treatment rates for cervical cancer in Australia and Canada differed, largely due to the difference in the stage distribution at diagnosis in the two settings; 72% vs 54% with FIGO IA-IIA disease, respectively. The estimated optimal rates for surgery, radiotherapy, chemotherapy and chemo-radiotherapy in Australia were 63% (95% credible interval: 61–64%), 52% (53–56%), 36% (35–38%) and 36% (35–38%), respectively. The corresponding rates in Canada were 38% Keywords: Cervical cancer treatment optimal rate guidelines decision tree Abbreviations: FIGO, International Federation of Gynecology and Obstetrics; MCR, Manitoba Cancer Registry; HR, hazard ratio; CI, confidence interval; CrI, credible interval; ECOG, Eastern Cooperative Oncology Group; NCI, National Cancer Institute; BCCA, British Columbia Cancer Agency; GMCT, Greater Metropolitan Clinical Taskforce; EBRT, External beam radiotherapy; CCMB, CancerCare Manitoba; RWH, Royal Women’s Hospital; POWH, Prince of Wales Hospital; NSW, New South Wales. * Corresponding author at: Cancer Screening Group, Cancer Research Division, Cancer Council NSW, 153 Dowling Street, Woolloomooloo NSW 2011, Australia. Tel.: +61 2 9334 1632; fax: +61 2 8302 3550. E-mail addresses: [email protected] (Y.J. Kang), [email protected] (D.L. O’Connell), [email protected] (J. Tan), [email protected] (J.B. Lew), [email protected] (A. Demers), [email protected] (R. Lotocki), [email protected] (E.V. Kliewer), [email protected] (N.F. Hacker), [email protected] (M. Jackson), [email protected] (G.P. Delaney), [email protected] (M. Barton), [email protected] (K. Canfell). 1 Past affiliation of Kang, Lew and Canfell. 2 Current affiliation of Kang, Lew and Canfell. 3 Past affiliation of Kang. http://dx.doi.org/10.1016/j.canep.2015.04.009 1877-7821/ß 2015 Elsevier Ltd. All rights reserved. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 2 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx (36–39%), 68% (68–71%), 51% (49–52%) and 50% (49–51%), respectively. The absolute differences between the optimal and the observed rates were similar between the two settings; the absolute differences for chemotherapy and chemo-radiotherapy uptake were more pronounced (9–15% less than optimal) than those for surgery and radiotherapy uptake (within 5% of optimal). Conclusions: This is the first study to use detailed patterns of care data in multiple settings to compare optimal and observed rates for all cervical cancer treatment modalities. We found optimal treatment rates were largely dependent on the overall stage distribution. In Australia and Canada, observed surgery rates, as measured in the two large cancer facilities, were similar to the estimated optimal rates, whereas radiotherapy, chemotherapy and chemo-radiotherapy appeared to be under-utilised. ß 2015 Elsevier Ltd. All rights reserved. 1. Introduction Optimal rates of cancer treatment utilisation in a particular setting generally depend on the applicable stage-specific guidelines for treatment and the setting-specific stage-distribution of cancer at diagnosis. Initial treatment for cervical cancer performed with curative intent generally involves surgery and radiotherapy for early stage disease, and radiotherapy, chemotherapy and/or chemo-radiotherapy for locally advanced and regional disease. The most current international recommendations are encapsulated in guidelines published by the International Federation of Gynecology and Obstetrics (FIGO) [1]. Prior studies have estimated the optimal proportion of cervical cancer patients who should be treated with radiation [2–4] or chemotherapy [5]. However, no study has taken into account the full range of treatment types, nor explicitly compared the findings for optimal treatment rates across treatment modalities to observed data in different settings. The aim of the current study was, firstly, to build on the prior work to integrate existing clinical evidence to estimate the optimal percentages of patients with cervical cancer who should, according to the best available evidence, receive each specific treatment modality as their initial therapy (i.e. within the first year after diagnosis). The second aim was to quantify differences in the optimal and the observed treatment utilisation rates, using data from patterns of care studies in large cancer facilities. Our study was performed in two settings, Melbourne, a metropolitan city in the Australian state of Victoria and the Canadian province of Manitoba. The results will assist health care decision makers to set delivery targets for specific treatment modalities for cervical cancer and to evaluate whether the level of current service is adequate to meet demand [6]. 2. Materials and methods 2.1. Recommended treatments for cervical cancer National guidelines for cervical cancer treatment were not identified for either Australia or Canada, but published treatment recommendations from collaborative working groups [7] and provincial guidelines [8], respectively, were available. These available guidelines do not differ substantially from each other and they are both similar to FIGO international guidelines for cervical cancer treatment and recommendations from other comparable countries [1,9,10]. Therefore, for the purpose of the current analysis, synthesised international evidence-based guidelines were derived, which reflected both the standard of care in each local setting and international standards since 1999 (Table 1). 2.2. Analysis of patterns of care data For the purpose of the analysis, observed ‘‘current practice’’ was defined as treatment over the years 1999–2008. Patient performance status was considered in the evaluation, and if apparently sub-optimal treatments were observed for patients with poor performance status (Eastern Cooperative Oncology Group [ECOG] score 3–4) then treatment was assessed as being in accordance with guideline treatments for the purposes of this evaluation. This was done in order to take into account, as far as possible, the potential impact of co-morbidities on the treatment decision apparently deviating from the evidence-based guidelines. Data from patterns of care studies performed in large cancer facilities in Australian and Canadian jurisdictions were analysed to provide information about actual treatment patterns and the proportions of patients with clinical indications for various treatment strategies in each setting. With respect to current management practice in Australia, data from the Royal Women’s Hospital (RWH) were used for patients who received their first treatment for diagnosed cervical cancer during the period 1999– 2008. The RWH is an area-based tertiary referral centre in Melbourne, a metropolitan city in the Australian State of Victoria. During the period, 385 patients were treated at the centre, representing 25% of all cervical cancer patients diagnosed in Victoria during the same period. These data are not populationbased, but were the only FIGO stage-specific data available since population-based cancer registries do not collect information on FIGO stage. Data on current practice in Canada were obtained for patients diagnosed in the period 1999–2008 who were identified from the population-based Manitoba Cancer Registry (MCR) [11]. Detailed information on stage and treatment were obtained by combining the MCR (for the period 1984–2008) and a database derived from chart reviews (for the period 1984–1999); both the MCR and the charts were maintained by CancerCare Manitoba. The Manitoba data are population-based, and all cancer patients are referred to CancerCare Manitoba for treatment. Of the 452 cervical cancer patients who were identified from the MCR during the period 1999–2008, FIGO stage was recorded for 369 patients (75%). For early stages (FIGO IA, FIGO IB-IIA with small lesions), the proportions of patients with lymphovascular space invasion, negative surgical margins or lymph node involvement and the associated treatment patterns were only available for those who were diagnosed in the period 1990–2003. The recommended treatments, management practice and stage-specific survival for these early stages of the disease did not significantly change over the period 1990–2008. Therefore, it was expected that the use of the data from the earlier period for early stage disease would not affect the results substantially. Hence, for the current analysis, data for 542 patients were used: these include 369 cases diagnosed in 1999–2008 who had complete records on FIGO stage, treatment and lesion size (for FIGO IB-IIA stage disease) and 173 cases with early stage disease (FIGO IA, FIGO IB-IIA with small lesions) diagnosed in 1990–2003 who had complete records on lymphovascular space invasion, negative surgical margins or lymph node involvement. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 1 1.1 1.1.1 Clinical indications Recommended treatment Guidelines/recommendation (published since 1999) Observed proportions of patients Baseline (range)b (a) Australia (b) Canada Data sourcesd FIGO stage IA1 IA1, medically operable IA1, medically operable, LVSI ve IA1, medically operable, LVSI ve, standard – – – – – – 0.22 (0.21–0.22) 0.98 (0.94–1.00) 1.00 (0.94–1.00) 0.14 (0.13–0.15) 1.00 (0.94–1.00) 0.92 (0.80–0.98) RWH, CCMB RWH, CCMB RWH, CCMB Total hysterectomy 0.40 (0.28–0.53) 0.78 (0.63–0.89) RWH, CCMB IA1, medically operable, LVSI ve, margin ve/ fertility saving IA1, medically operable, LVSI +ve Conisation 0.60 (0.72–0.47) 0.22 (0.11–0.37) RWH, CCMB 0.00 (0.00–0.06) 0.08 (0.02–0.20) RWH, CCMB 1.2 IA1, medically inoperable Brachytherapy FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], BCCA Guidelines [8], NCCN Guidelines [10] FIGO Guidelines [1], NCI PDQ statement [9], BCCA Guidelines [8] GMCT Guidelines [7], BCCA Guidelines [8], NCCN Guidelines [10] NCI PDQ statement [9], NCCN Guidelines [10] 0.02 (0.00–0.06) 0.00 (0.00–0.06) RWH, CCMB, NSW Health Survey [12] 2 2.1 2.1.1 FIGO stage IA2 IA2, medically operable IA2, medically operable, standard – – (Modified) Radical hysterectomy + PL 0.04 (0.03–0.06) 1.00 (0.94–1.00) 0.55 (0.55–1.00) 0.05 (0.04–0.06) 0.89 (0.67–0.99) 0.88 (0.55–1.00) RWH, CCMB RWH, CCMB RWH, CCMB 2.1.2 IA2, medically operable, consideration IA2, medically operable, consideration, LVSI ve IA2, medically operable, consideration, fertility saving IA2, Medically inoperable – – – FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], BCCA Guidelines [8], NCCN Guidelines [10] – 0.45 (0.00–0.45) 0.12 (0.00–0.45) RWH, CCMB Total hysterectomy + PL FIGO Guidelines [1] 0.20 (0.03–1.00) 1.00 (0.03–1.00) RWH, CCMB Radical trachelectomy + PL 0.80 (0.00–0.98) 0.00 (0.00–0.98) RWH, CCMB Radical RT FIGO Guidelines [1], GMCT Guidelines [7], NCCN Guidelines [10] NCI PDQ statement [9], BCCA Guidelines [8], NCCN Guidelines [10] 0.00 (0.00–0.06) 0.11 (0.01–0.33) RWH, CCMB, NSW Health Survey [12] 3 3.1 3.1.1 FIGO stage IB-IIA IB-IIA, non bulky IB-IIA, non bulky, not HR – – – – – – IB-IIA, non bulky, low risk (Modified) radical hysterectomy + PL 3.1.1.2 IB-IIA, non bulky, Intermediate risk Radical RT IB1: 0.00 (0.00–0.04) IB2: 0.00 (0.00–0.27)c IIA: 0.30 (0.30–0.30) IB1: 0.33 (0.31–0.34) IB2: 0.00 (0.00–0.27)c IIA: 0.75 (0.41–0.97) RWH, CCMB 3.1.1.3 IB-IIA, non bulky, not HR, Radical hysterectomy + PL + adjuvant pelvic radiation FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], BCCA Guidelines [8], NCCN Guidelines [10] FIGO Guidelines [1], NCI PDQ statement [9], BCCA Guidelines [8], NCCN Guidelines [10] FIGO Guidelines [1], GMCT Guidelines, NCCN Guidelines 0.35 (0.34–0.36) 0.70 (0.64–0.75) IB1: 0.94 (0.89–0.98) IB2: 0.02 (0.01–0.05) IIA: 0.03 (0.01–0.06) IB1: 0.60 (0.55–0.64) IB2: 1.00 (0.45–1.00) IIA: 0.25 (0.03–0.34) RWH, CCMB RWH, CCMB RWH, CCMB 3.1.1.1 0.46 (0.43–0.49) 0.74 (0.66–0.80) IB1: 0.96 (0.88–0.99) IB2: 0.03 (0.01–0.07) IIA: 0.01 (0.00–0.05) IB1: 0.77 (0.68–0.82) IB2: 0.33 (0.08–0.35) IIA: 0.40 (0.40–0.40) IB1: 0.23 (0.18–0.28) IB2: 0.67 (0.38–0.92) IIA: 0.30 (0.30–0.30) IB1: 0.08 (0.05–0.11) IB2: 0.00 (0.00–0.27) IIA: 0.00 (0.00–0.25) RWH, CCMB 1.1.1.1 1.1.1.2 1.1.2 2.1.2.1 2.1.2.2 Modified radical hysterectomy + PL RWH, CCMB G Model CANEP-854; No. of Pages 12 Brancha Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 Table 1 Synthesised evidence-based guideline recommendation for invasive cervical cancer treatment according to stage and the corresponding proportions of patients diagnosed at each stage in (a) Australia and (b) Canada in 1999–2008. 3 Clinical indications Recommended treatment Guidelines/recommendation (published since 1999) 3.1.2 IB-IIA, non bulky, HR – – 3.1.2.1 IB-IIA, non bulky, HR, good PS Radical hysterectomy + PL + adjuvant chemo-radiotherapy 3.1.2.2 IB-IIA, non bulky, HR, poor PS IB-IIA, bulky IB-IIA, bulky, good PS Radiotherapy FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], BCCA Guidelines [8], NCCN Guidelines [10] – 3.2 3.2.1 – – Primary chemo-radiotherapy 3.2.2 IB-IIA, bulky, poor PS 4 4.1 4.2 4.3 4.4 4.1.1 FIGO stage IIB-IVA FIGO stage IIB FIGO stage IIIA FIGO stage IIIB FIGO stage IVA Good PS (in each FIGO sub-stage) 4.1.2 Poor PS (in each FIGO substage) 5 5.1 FIGO stage IVB IVB, curative/palliative Neoadjuvant CT + radical hysterectomy + PL adjuvant RT/chemo-radiotherapy Radiotherapy – – Chemo-radiotherapy FIGO Guidelines [1], NCI PDQ statement [9], BCCA Guidelines [8] Radiotherapy Chemotherapy Radiotherapy Chemo-radiotherapy FIGO Guidelines [1], NCI PDQ statement [9], BCCA Guidelines [8] (a) Australia (b) Canada Data sourcesd IB1: 1.00 (0.71–1.00) IB2: 0.00 (0.00–0.15)c IIA: 0.00 (0.00–0.15)c 1.00 (0.90–1.00) IB1: 0.94 (0.66–1.00-) IB2: 0.00 (0.00–0.14) IIA: 0.06 (0.00–0.20) 1.00 (0.90–1.00) RWH, CCMB RWH, CCMB 0.00 (0.00–0.10)c 0.00 (0.00–0.10)c RWH, CCMB 0.26 (0.20–0.34) 1.00 (1.00–0.90) IB1: 0.00 (0.00–0.29) IB2: 0.72 (0.58–0.81) IIA: 1.00 (0.41–1.00) 0.30 (0.25–0.36) 1.00 (1.00–0.90) IB1: 0.00 (0.00–0.33) IB2: 0.69 (0.510.81-) IIA: 0.93 (0.64–1.00) RWH, CCMB RWH, CCMB RWH, CCMB IB1: 1.00 (0.41–1.00) IB2: 0.28 (0.19–0.33) IIA: 0.00 (0.00–0.29) IB1: 1.00 (0.34–1.00) IB2: 0.31 (0.19–0.35) IIA: 0.07 (0.00–0.22) RWH, CCMB IB1: 0.00 (0.00–0.29) IB2: 0.00 (0.00–0.09) IIA: 0.00 (0.00–0.29) 0.00 (0.00–0.10)c IB1: 0.00 (0.00–0.33)c IB2: 0.00 (0.00–0.14)c IIA: 0.00 (0.00–0.15)c 0.00 (0.00–0.10)c RWH, CCMB 0.27 0.51 0.10 0.27 0.12 1.00 0.40 0.48 0.04 0.43 0.05 1.00 (0.42–0.39) (0.50–0.46) (0.03–0.06) (0.44–0.41) (0.03–0.06) (1.00–0.86) RWH, CCMB 0.00 (0.00–0.14) 0.00 (0.00–0.14) RWH, CCMB, POWH 0.01 0.00 0.50 0.50 0.06 0.06 0.64 0.30 RWH, CCMB RWH, CCMB (0.27–0.27) (0.45–0.58) (0.07–0.13) (0.27–0.28) (0.09–0.15) (0.86–1.00) (0.01–0.03) (0.00–0.24)c (0.38–0.50) (0.38–0.50) (0.05–0.07) (0.01–0.14) (0.54–0.73) (0.25–0.33) RWH, CCMB, POWH RWH, CCMB FIGO – International Federation of Gynecology and Obstetrics; NCI – National Cancer Institute; BCCA – British Columbia Cancer Agency; GMCT – Greater Metropolitan Clinical Taskforce. LVSI ve – lymphovascular space invasion absent; LVSI +ve – lymphovascular space invasion present; Margin ve – margin negative; margin +ve – margin positive; PL – pelvic lymphadenectomy; RT – radiotherapy; EBRT – external beam radiotherapy; CT – chemotherapy; Non bulky – tumour size in diameter 4 cm; Bulky – tumour size in diameter >4 cm; Not HR – not at high risk of recurrence (lymph node not present); HR – high risk of recurrence (LN present, parametria positive, margin positive); Low risk – lymph node (LN) absent, parametria negative, margin negative, LVSI absent; Intermedaite risk – lymph node negative, large tumour volume or LVSI present or outer onethird invasion of the cervical stroma or GOG > 120; PS – performance status; Poor PS – poor performance status (Eastern Cooperative Oncology Group (ECOG) score 3). a This hierarchical branch represents detailed model structure. b Baseline is the point estimate for each parameter obtained from data analysis. The initial range was based on the binomial exact 95% confidence interval (CI)s around the point estimate of each parameter. Using the Dirichlet distribution, the range was then re-calculated so that each of the lower confidence limits and the upper confidence limits in multiple branches sum to 1. This range was used in sensitivity/uncertainty analysis. c No data were available, and one-sided exact 97.5% CI was calculated. d Australian patterns of care data were obtained from the Royal Women’s Hospital (RWH, n = 385) in the state of Victoria and Canadian patterns of care data were obtained from CancerCare Manitoba in the Province of Manitoba (CCMB, n = 542). Data from the New South Wales (NSW) Health Survey and the Prince of Wales Hospital (POWH) in the Australian state of NSW were used to inform the proportions of patients with FIGO IA1/IA2 disease who are medically inoperable and the proportions of patients with FIGO IIB-IVA disease with poor performance status (ECOG score 3–4), respectively. Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx Radical hysterectomy + PL adjuvant RT –‘ – FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], NCCN Guidelines [10] FIGO Guidelines [1], NCI PDQ statement [9], GMCT Guidelines [7], NCCN Guidelines [10] FIGO Guidelines [1] Observed proportions of patients Baseline (range)b G Model Brancha CANEP-854; No. of Pages 12 4 Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 Table 1 (Continued ) G Model CANEP-854; No. of Pages 12 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx In terms of proportions of patients with poor performance status, different data sources were used to inform the model for each stage. The range of proportions of patients with FIGO IA1/IA2 stage disease who are medically inoperable was estimated from the NSW Health Survey [12] using information on the proportion with self-rated health status as poor or very poor, assuming performance status for these patients was similar to that of the general population (for the low end of the range), and also using the estimated proportion of patients with FIGO IA1/IA2 stage disease who received radiotherapy in the data analysis (for the high end of the range). Because patient performance status was not recorded in Manitoba, and was not complete in the RWH data, the stage-specific proportions of patients (with FIGO IB-IIA or FIGO IIBIVA stage disease) with poor performance status (indicated as ECOG score 3 or over) were estimated via an audit of hospital records for 75 patients (31 cases with stage IB-IIA and 44 cases with stage IIB-IVA disease) at the Prince of Wales Hospital (POWH), New South Wales (NSW), Australia who were diagnosed with cervical cancer in the period 2000–2007. Table 1 describes the base-case values and ranges for the observed proportions of patients with clinical indications as well as the observed proportions of patients who received each guideline treatment option for each clinical stage as per the synthesised guidelines in Australia and Canada. In order to estimate optimal uptake rates of initial treatments and to quantify differences from the corresponding observed rates for current practice in the two settings, proportions of patients receiving treatment in accordance with the guidelines for each stage is described in Table 2. 2.3. Model structure A decision tree was constructed to reflect the application of treatments in accordance with observed current practice as described in patterns of care studies in Melbourne and Manitoba, 5 as well as to alternately simulate the use of the synthesised international guidelines for each FIGO stage (and sub-stage) at diagnosis, if perfect compliance with guidelines could be achieved (i.e. the optimal rate). The model was constructed to explicitly reflect each recommended (and alternate) treatment option for each FIGO stage as per the synthesised international guidelines. The model considered initial therapy only, because good quality data on the management of recurrence are not available. Also, in general, treatment for recurrent disease is more heterogeneous and more difficult to quantify than initial therapy. That is, treatment of progressed or recurrent disease will depend on the previous treatment given, the site or extent of recurrence, the disease-free interval, and the patient’s performance status at presentation. In addition, registries do not collect data on recurrence, so it is impossible to know the population-based recurrence rates which would be used as a denominator when assessing the proportion of cases that adhered to guidelines. In the model, external beam radiotherapy (EBRT) and brachytherapy were grouped together since the synthesised guidelines recommend EBRT combined with brachytherapy for most cases except patients with FIGO IA1 stage disease who are medically inoperable, in whom brachytherapy only is recommended. For some disease stages (FIGO IB-IIA with small lesions but with a high risk of recurrence or bulky lesions), either surgery with adjuvant chemoradiotherapy or surgery with adjuvant radiotherapy is recommended. However, comprehensive data on adjuvant chemoradiotherapy were not available from the patterns of care studies in the two countries, therefore the model did not consider adjuvant chemo-radiotherapy explicitly and women receiving this treatment were considered together with those receiving surgery with adjuvant radiotherapy. Fig. 1 shows a schematic diagram of the decision tree, which was structured by FIGO stage (IA1, IA2, IB-IIA, IIB-IVA and IVB) to accommodate stage-specific treatment recommendations. In order Table 2 Proportions of patients receiving treatment in accordance with the guidelines in (a) Australia and (b) Canada in 1998–2008. Clinical indications FIGO sub-stage (a) Australia Baseline (range)a (b) Canada Baseline (range)a FIGO IA1 FIGO IA2 FIGO IB-IIA, non bulky, not HR IA1 IA2 IB1 IB2 IIA IB1 IB2 IIA IB1 IB2 IIA IB1 IB2 IIA IB1 IB2 IIA IIB IIIA IIIB IVA IIB IIIA IIIB IVA IVB 0.74 0.69 0.68 1.00 0.00 0.69 0.00 0.00 0.69 0.00 0.00 1.00 0.74 0.43 1.00 0.82 0.57 0.63 0.50 0.54 0.33 0.85 1.00 0.71 0.67 0.80 0.69 0.70 0.75 1.00 0.67 0.47 0.00 0.00 0.60 0.00 0.00 0.33 0.81 0.64 0.33 0.81 0.68 0.75 0.50 0.56 0.33 0.95 1.00 0.91 0.83 0.92 FIGO IB-IIA, non bulky, HR, good PS FIGO IB-IIA, non bulky, HR, poor PS FIGO IB-IIA, bulky, good PS FIGO IB-IIA, bulky, poor PS FIGO IIB-IVA, good PS FIGO IIB-IVA, poor PS FIGO IVB (0.64–0.83) (0.41–0.89) (0.58–0.77) (0.29–1.00) (0.00–0.00)b (0.41–0.89) (0.00–0.00)b (0.00–0.00)b (0.32–0.84) (0.00–0.00)b (0.00–0.00)b (0.29–1.00) (0.56–0.87) (0.10–0.82) (0.29–1.00) (0.65–0.93) (0.18–0.90) (0.49–0.76) (0.19–0.81) (0.34–0.72) (0.10–0.65) (0.72–0.93) (0.69–1.00) (0.51–0.87) (0.35–0.90) (0.28–0.99) (0.57–0.79) (0.50–0.86) (0.68–0.82) (0.40–1.00) (0.22–0.96) (0.21–0.73) (0.00–0.00)b (0.00–0.00)b (0.32–0.84) (0.00–0.00)b (0.00–0.00)b (0.01–0.91) (0.54–0.96) (0.41–0.83) (0.01–0.91) (0.54–0.96) (0.45–0.86) (0.64–0.85) (0.07–0.93) (0.45–0.67) (0.04–0.78) (0.87–0.98) (0.40–1.00) (0.83–0.96) (0.36–1.00) (0.78–0.98) Non bulky – tumour size in diameter 4 cm; bulky – tumour size in diameter >4 cm; not HR – not at high risk of recurrence (lymph node not present); HR – high risk of recurrence (lymph node present); PS – performance status; Poor PS – poor performance status (Eastern Cooperative Oncology Group (ECOG) score 3). a Baseline is the point estimate for each parameter obtained from patterns of care data analysis and the range was based on the binomial exact 95% confidence intervals around the point estimate of each parameter. This range was used in sensitivity/uncertainty analysis. b No data were available as there were zero cases in this category. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 6 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx Fig. 1. Schematic diagram of decision tree to estimate optimal rates for each type of initial treatment for invasive cervical cancer in Australia and Canada. FIGO – International Federation of Gynecology and Obstetrics; Tx – treatment; Recommended Tx – treatment according to the guidelines; Other Tx – treatment not according to the guidelines; LVSI – lymphovascular space invasion; LN – lymph node; HYST – hysterectomy; THYST – total hysterectomy; RHYST – radical hysterectomy; LEEP – Loop electrical excision procedure; adj. – adjuvant; RT – radiotherapy; CT – chemotherapy; PS – performance status; ECOG – Eastern Cooperative Oncology Group. *The decision tree has seven different ‘‘Payoffs’’ that represent different types of standard therapy for cervical cancer. These include surgery alone, radiotherapy alone, chemotherapy alone, concurrent chemoradiotherapy, surgery with either adjuvant or pre-operative radiotherapy, surgery with either adjuvant or neo-adjuvant chemotherapy and no treatment. The payoff for each terminal branch was set to either 1 (indicating therapy for the selected terminal branch corresponds to the treatment type specified at each payoff) or 0 (indicating they do not correspond), and the probabilities for the seven different payoffs sum to 1. to reflect treatment differentials according to the synthesised international guidelines, the branch representing FIGO IB-IIA disease was split by tumour size (bulky, non-bulky), and the branch corresponding to non-bulky disease was further classified by the risk of recurrence (high risk and not high risk). Although the guidelines recommend that lymph node and parametrium involvement as well as positive surgical margins should be used to determine increased risk of recurrence, in the model lymph node involvement alone was used as the indicator of high risk of recurrence as data for the other indications were not available. Each FIGO stage was constructed with two subsequent modelled pathways based on the concordance with the recommended practice (recommended treatment or alternate treatment) that end with terminal branches specifying mutually exclusive therapies. Patients with FIGO IB-IVA stage disease with poor performance status are sub-optimally treated with radiotherapy alone rather than chemo-radiotherapy. Therefore, the recommended treatment for patients with FIGO IB-IIA stage disease with non-bulky lesions (4 cm) and a high risk of recurrence, or with bulky lesions (>4 cm) and FIGO IIB-IVA stage disease was further assigned according to the patient’s performance status with branches for good performance status (ECOG score 0–2) or poor performance status (ECOG score 3–4) (see Table 1 for treatment types by FIGO sub-stage). The decision tree was constructed with seven different ‘‘payoffs’’ that represent different types of standard therapy for cervical cancer. These include: (1) surgery alone; (2) radiotherapy alone; (3) chemotherapy alone; (4) concurrent chemo-radiotherapy; (5) surgery with either adjuvant or pre-operative radiotherapy; (6) surgery with either adjuvant or neo-adjuvant chemotherapy; and (7) no treatment. The payoff for each terminal branch was set to either unity (indicating therapy for the selected terminal branch corresponds to the treatment type specified at each payoff) or zero (indicating they do not correspond), and the probabilities for the seven different payoffs sum to unity. For example, if the treatment type specified in the terminal branch is surgery alone, then the terminal branch is set to unity for the payoff corresponding to surgery alone and zero for the remaining six payoffs. This approach was used to model multiple treatment types at the same time including the situation where more than one treatment recommendation occurs for a selected disease stage. Values for the seven different outcomes were then combined to estimate the overall rates for: (1) surgery (surgery alone, surgery with either adjuvant or pre-operative radiotherapy, surgery with either adjuvant or neo-adjuvant chemotherapy); (2) radiotherapy (radiotherapy alone, concurrent chemo-radiotherapy, surgery with either adjuvant or pre-operative radiotherapy); (3) chemotherapy (chemotherapy alone, concurrent chemo-radiotherapy, surgery with either adjuvant or neo-adjuvant chemotherapy); and (4) concurrent chemo-radiotherapy. Therefore, these four treatment types are not mutually exclusive. The model was implemented in TreeAge Pro 2008 (Release 1.3.2, TreeAge Software, Inc., MA, USA). 2.4. Estimation of optimal treatment rate The model was used to estimate the optimal treatment rate in each setting. The optimal treatment rate is defined as the predicted proportion of patients receiving a certain type of treatment (surgery, chemotherapy, radiotherapy or chemo-radiotherapy) in the patient population diagnosed with a particular cancer type, as a proportion of all patients, if perfect compliance with the treatment recommendations was achieved for all patients. The estimated overall optimal rate for a specific treatment type represents a Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx weighted average of the recommended rate for that treatment according to the stage distribution at diagnosis and other factors important in treatment decisions. We estimated the optimal treatment rate in Australia and Canada informed by patterns of care data from a large cancer facility in each country. 7 cervical cancer were calculated by subtracting the estimated optimal rates from the observed rates using the PSA. 3. Results 3.1. Optimal utilisation rates for initial treatments and comparison with the observed rates in Melbourne, Australia 2.5. Sensitivity and uncertainty analysis Both one-way sensitivity analysis and uncertainty analysis using probabilistic sensitivity analyses (PSA) for selected parameters were performed in order to examine the level of uncertainty associated with the outputs from the model. Key clinical factors determining treatment modality were included in the sensitivity analyses. These included the overall FIGO stage distribution (IA1, IA2, IB-IIA, IIB-IVA and IVB); the proportion with bulky IB-IIA tumours; the proportion at risk of recurrence for FIGO IB-IIA stage disease (high risk or not at high risk); the proportion of medically inoperable patients with IA1/ IA2 stage disease; and the proportion of patients with FIGO IB-IVA stage disease and poor performance status. The binomial exact 95% confidence intervals (CI) estimated from the observational data were used as the range of uncertainty for the parameters (when the observed number of cases corresponding to a parameter was zero, a one-sided exact 97.5% CI was calculated). These ranges were re-weighted to ensure that existing dependencies were satisfied (e.g. the lower confidence limits and the upper confidence limits in multiple branches summed to 1) [13]. One-way sensitivity analysis was performed by varying one parameter at a time while other parameters were held at their baseline. Uncertainty analysis with PSA was performed involving 3000 scenarios, each one involving sampled parameter sets within the range of uncertainty for the input parameters. Mean differences and 95% credible intervals (CrI: the range within which 95% of the estimates fell) for the differences between the observed and the optimal uptake rates for each initial treatment for The estimated overall proportions (and 95% CrI) of patients who should optimally have received surgery, radiotherapy, chemotherapy or chemo-radiotherapy in Australia were 63% (61–64%), 52% (53–56%), 36% (35–38%) and 36% (35–38%), respectively (Table 3). The corresponding observed proportions of patients (and 95% CrI) receiving each treatment in Melbourne were 63% (60–65%), 49% (46–52%), 27% (24–30%) and 25% (21–28%), respectively (Table 3). Detailed results for the seven different types of standard therapy associated with payoffs are presented in the Appendix (Table A.1). When the optimal rates were subtracted from the observed rates, the differences (and 95% CrI) in the overall surgery, radiotherapy, chemotherapy and chemo-radiotherapy rates were 1% ( 1% to 2%), 4% ( 7% to 2%), 9% ( 13% to 5%) and 11% ( 14% to 7%) (Fig. 2). In general, uncertainty associated with the proportion of patients with large IB-IIA lesions generated the greatest uncertainty in the estimated percentage of patients who should receive each treatment (Fig. 3). 3.2. Optimal utilisation rates for initial treatments and comparison with the observed rates in Manitoba, Canada The estimated overall proportions (and 95% CrI) of the optimal rate for surgery, radiotherapy, chemotherapy or chemo-radiotherapy were 38% (36–39%), 68% (68–71%), 51% (49–52%) and 50% (49–51%), respectively (Table 3). The corresponding proportions (and 95% CrI) of patients receiving each treatment observed in Manitoba were 42% (39–44%), 65% (64–68%), 37% (33–40%) and 36% (31–39%), respec- Table 3 The estimated percentage of patients who should receive each treatment type according to the guidelines compared with the observed rates from patterns of care studies in (a) Australia and (b) Canada in 1999–2008. FIGO stage Baseline % (95% credible intervala) Surgeryb (a) Australia Overall IA1 IA2 IB-IIA (Overall) IB-IIA (4 cm) IB-IIA (>4 cm) IIB-IVA IVB (b) Canada Overall IA1 IA2 IB-IIA (Overall) IB-IIA (4 cm) IB-IIA (>4 cm) IIB-IVA IVB Radiotherapyc Chemotherapyd Chemo-radiotherapy Optimal rates Observed rates Optimal rates Observed rates Optimal rates Observed rates Optimal rates Observed rates 63 98 100 81 100 28 0 0 (61–64) (96–100) (95–100) (79–85) (99–100) (27–34) (0–0) (0–0) 63 99 100 77 89 43 9 0 (60–65) (95–100) (95–100) (72–81) (85–92) (35–50) (7–11) (0–0) 52 2 0 52 35 100 100 100 (53–56) (1–6) (1–6) (51–58) (34–40) (100–100) (100–100) (100–100) 49 1 0 52 40 84 87 80 (46–52) (0–5) (0–5) (47–57) (36–46) (74–90) (84–91) (30–98) 36 0 0 19 0 72 100 50 (35–38) (0–0) (0–0) (17–23) (0–0) (68–75) (97–99) (50–50) 27 0 0 22 13 48 60 40 (24–30) (0–0) (0–0) (18–28) (10–18) (36–58) (50–69) (15–49) 36 0 0 19 0 72 100 50 (35–38) (0–0) (0–0) (17–23) (0–0) (68–75) (97–99) (50–50) 25 0 0 20 11 48 56 40 (21–28) (0–0) (0–0) (16–25) (8–15) (36–58) (45–66) (15–49) 38 100 89 56 69 23 0 0 (36–39) (96–100) (74–98) (55–59) (69–71) (21–28) (0–0) (0–0) 42 100 93 59 66 41 6 6 (39–44) (96–100) (75–99) (55–63) (64–68) (34–54) (5–8) (1–15) 68 0 11 62 45 100 100 94 (68–71) (1–6) (9–32) (61–65) (45–48) (100–100) (100–100) (94–94) 65 0 19 57 45 84 98 89 (64–68) (0–4) (11–34) (53–60) (43–48) (75–90) (97–98) (81–93) 51 0 0 23 0 77 100 36 (49–52) (0–0) (0–0) (21–27) (0–0) (74–81) (97–99) (36–36) 37 0 0 24 11 56 65 36 (33–40) (0–0) (0–0) (19–29) (8–14) (42–65) (57–72) (36–36) 50 0 0 23 0 77 100 30 (49–51) (0–0) (0–0) (21–27) (0–0) (74–81) (97–99) (30–30) 36 0 0 23 10 54 64 28 (31–39) (0–0) (0–0) (18–27) (7–13) (39–63) (56–71) (24–30) Note: some of the numbers in the text are slightly different from the results presented in this table due to rounding. These four treatment types are not mutually exclusive. a 95% credible interval: the range within which 95% of the estimates fell from the probabilistic sensitivity analysis (PSA) involving a total of 3000 scenarios, each one involving sampled parameter sets within the range of uncertainty for the input parameters provided in Tables 1 and 2. b Surgery includes surgery alone, surgery with either adjuvant or pre-operative radiotherapy, surgery with either adjuvant or neo-adjuvant chemotherapy. c Radiotherapy includes radiotherapy alone, concurrent chemoradiotherapy, surgery with either adjuvant or pre-operative radiotherapy. d Chemotherapy includes chemotherapy alone, concurrent chemoradiotherapy, surgery with either adjuvant or neo-adjuvant chemotherapy. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx 8 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% (e) Surgery (Canada) Mean differ Rangeenc of eth(PSA) e differences (PSA) 95% credible interval (PSA) Over-treated in current pracce Difference Difference (a) Surgery (Australia) Baselinedifference difference Baseline Mean difference (PSA) Under-treated in current pracce Overall IA1 IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% Baselinediffer difference Baseline ence Mean difference (PSA) Under-treated in current pracce (b) Radiotherapy (Australia) 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% 95% credible interval (PSA) Mean difference (PSA) Over-treated in current pracce Under-treated in current pracce Overall IA1 IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA 50% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% IVB 50% 95% credible interval (PSA) 30% Over-treated in current pracce 20% -10% 95% credible interval (PSA) IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA IVB Mean Range difference of th(PSA) e differences (PSA) 95% credible interval (PSA) Mean difference (PSA) Over-treated in current pracce 10% 0% -10% -20% -20% -30% -30% Under-treated in current pracce -40% Under-treated in current pracce -50% -50% Overall IA1 IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA Overall IVB (d) Chemo-radiotherapy (Australia) Baselinedifference difference Baseline Mean difference (PSA) Under-treated in current pracce IA1 IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage Baselinediffer difference Baseline ence 95% credible interval (PSA) Over-treated in current pracce Overall IA1 IB-IIA (B) IIB-IVA IVB (h) Chemo-radiotherapy (Canada) Mean Range difference of th(PSA) e differences (PSA) Difference Difference Mean differ Rangeenc of eth(PSA) e differences (PSA) 40% 0% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% IVB (g) Chemotherapy (Canada) 10% -40% IA1 Baselinediffer diffeence rence Baseline Difference Difference 20% IB-IIA (B) IIB-IVA Under-treated in current pracce Overall 40% 30% IB-IIA IB-IIA (Overall) (NB) FIGO stage Over-treated in current pracce Mean Range difference of th(PSA) e differences (PSA) Mean difference (PSA) IA2 Baselinediffer diffeence rence Baseline Mean difference (PSA) (c) Chemotherapy (Australia) Baselinediffer diffeence rence Baseline IA1 (f) Radiotherapy (Canada) Mean Range difference of th(PSA) e differences (PSA) Difference Difference Baselinedifference difference Baseline 95% credible interval (PSA) Over-treated in current pracce Overall IVB Mean differ Rangeenc of eth(PSA) e differences (PSA) IVB 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% Mean Range differenc of eth(PSA) e differences (PSA) Mean difference (PSA) 95% credible interval (PSA) Over-treated in current pracce Under-treated in current pracce Overall IA1 IA2 IB-IIA IB-IIA (Overall) (NB) FIGO stage IB-IIA (B) IIB-IVA IVB Fig. 2. Differences in treatment rates between current practice and the estimated optimal rate in Australia and Canada. Mean differences and 95% credible intervals (the range within which 95% of the estimates fell) for the differences between the observed and the optimal uptake rates for each initial treatment for cervical cancer were calculated by subtracting the estimated optimal rates from the observed rates using the probabilistic sensitivity analysis (PSA). PSA involved 3000 scenarios, each one involving sampled parameter sets within the range of uncertainty for the input parameters (refer to Tables 1 and 2 for the ranges of each parameters used in the PSA). The graphs illustrate differences up to 50% and do not show the differences for radiotherapy, chemotherapy and chemoradiotherapy for FIGO stage IA1 and IA2; NB – non bulky (<4 cm); B – bulky (4 cm). These four treatment types are not mutually exclusive. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx (a) Opmal surgery rate (Australia) IB-IIA (Bulky) Stage distribuon (IB-IIA) Stage distribuon (IVB) Medically inoperable (IA1) Stage distribuon (IA2) Stage distribuon (Overall) Stage distribuon (IA1) Medically inoperable (IA2) Stage distribuon (IIB-IVA) Poor PS (IB-IIA_Bulky) Poor PS (Overall) IB-IIA (Nonbulky HR) Poor PS (IIB-IVA) Poor PS (IB-IIA_Nonbulky_HR) 55% (e) Opmal surgery rate (Canada) 0.34 0.43 0.03 0.06 0.03 0.20 0.49 0.01 0.00 0.06 0.21 0.06 0.27 0.10 0.22 0.00 0.27 0.08 0.14 0.10 0.20 57% 59% 61% 63% 65% 67% Stage distribuon (IIB-IVA) Stage distribuon (Overall) IB-IIA (Bulky) Medically inoperable (IA2) Stage distribuon (IA1) Stage distribuon (IA2) Medically inoperable (IA1) Stage distribuon (IVB) IB-IIA (Nonbulky HR) Stage distribuon (IB-IIA) Poor PS (Overall) Poor PS (IB-IIA_Nonbulky_HR) Poor PS (IIB-IVA) Poor PS (IB-IIA_Bulky) 69% (b) Opmal radiotherapy rate (Australia) IB-IIA (Bulky) IB-IIA (Nonbulky HR) Stage distribuon (IA2) Medically inoperable (IA1) Stage distribuon (Overall) Stage distribuon (IVB) Stage distribuon (IA1) Medically inoperable (IA2) Stage distribuon (IIB-IVA) Stage distribuon (IB-IIA) Poor PS (IB-IIA_Bulky) Poor PS (Overall) Poor PS (IIB-IVA) Poor PS (IB-IIA_Nonbulky_HR) 45% 0.20 0.20 0.06 0.06 0.01 0.21 0.00 0.57 0.43 0.03 0.22 0.06 0.27 0.49 0.10 51% 53% 55% 57% 59% (c) Opmal chemotherapy rate (Australia) IB-IIA (Bulky) Stage distribuon (IB-IIA) Poor PS (Overall) Poor PS (IIB-IVA) Stage distribuon (IA2) Stage distribuon (IA1) Stage distribuon (IVB) Stage distribuon (Overall) Stage distribuon (IIB-IVA) Poor PS (IB-IIA_Bulky) Poor PS (IB-IIA_Nonbulky_HR) Medically inoperable (IA2) Medically inoperable (IA1) IB-IIA (Nonbulky HR) 30% 0.14 0.06 0.22 0.01 32% 0.27 0.00 0.00 0.20 34% 36% 38% 40% 42% 44% (d) Opmal chemo-radiaon rate (Australia) IB-IIA (Bulky) Stage distribuon (IB-IIA) Poor PS (Overall) Poor PS (IIB-IVA) Stage distribuon (IA2) Stage distribuon (IA1) Stage distribuon (IVB) Stage distribuon (Overall) Stage distribuon (IIB-IVA) Poor PS (IB-IIA_Bulky) Poor PS (IB-IIA_Nonbulky_HR) Medically inoperable (IA2) Medically inoperable (IA1) IB-IIA (Nonbulky HR) 30% 0.14 0.06 0.22 0.01 32% 0.27 0.00 0.00 0.20 34% 36% 38% 40% 42% 45% Stage distribuon (Overall) IB-IIA (Bulky) Stage distribuon (IIB-IVA) Poor PS (Overall) Poor PS (IIB-IVA) Stage distribuon (IA2) Stage distribuon (IB-IIA) Stage distribuon (IA1) Stage distribuon (IVB) Poor PS (IB-IIA_Bulky) Poor PS (IB-IIA_Nonbulky_HR) Medically inoperable (IA2) Medically inoperable (IA1) IB-IIA (Nonbulky HR) 0.03 0.21 0.03 0.27 0.10 0.10 0.06 0.06 0.08 0.36 0.01 0.15 0.06 0.00 0.07 0.13 0.34 0.10 0.14 0.10 32% 34% 36% 38% 40% 42% 44% 0.36 0.42 0.33 0.13 0.13 0.04 0.06 0.07 0.34 0.10 0.10 0.14 0.25 0.39 0.01 0.05 0.15 0.06 0.00 0.05 0.36 62% 64% 66% 68% 70% 72% 74% 0.25 0.36 0.39 0.42 0.14 0.06 0.36 0.15 0.07 0.10 0.10 0.01 0.00 0.05 0.10 0.04 0.34 0.13 0.10 47% 0.33 0.06 0.13 49% 51% 53% 55% (h) Opmal chemo-radiaon rate (Canada) 0.34 0.43 0.20 0.49 60% IB-IIA (Bulky) Stage distribuon (Overall) Stage distribuon (IIB-IVA) Poor PS (Overall) Poor PS (IIB-IVA) Stage distribuon (IA2) Stage distribuon (IB-IIA) Stage distribuon (IA1) Stage distribuon (IVB) Poor PS (IB-IIA_Bulky) Poor PS (IB-IIA_Nonbulky_HR) Medically inoperable (IA2) Medically inoperable (IA1) IB-IIA (Nonbulky HR) 0.03 0.21 0.03 0.27 0.10 0.10 0.06 0.06 0.08 0.25 0.33 0.13 0.04 0.06 0.05 0.05 0.36 (g) Opmal chemotherapy rate (Canada) 0.34 0.43 0.20 0.49 0.42 Stage distribuon (Overall) IB-IIA (Bulky) Stage distribuon (IIB-IVA) Medically inoperable (IA2) IB-IIA (Nonbulky HR) Stage distribuon (IA1) Stage distribuon (IA2) Medically inoperable (IA1) Stage distribuon (IVB) Stage distribuon (IB-IIA) Poor PS (IB-IIA_Nonbulky_HR) Poor PS (IB-IIA_Bulky) Poor PS (IIB-IVA) Poor PS (Overall) 0.14 0.10 49% 30% 0.39 (f) Opmal radiotherapy rate (Canada) 0.34 0.08 0.03 0.00 47% 9 44% 45% 0.25 0.36 0.39 0.42 0.14 0.06 0.36 0.15 0.07 0.10 0.10 0.01 0.00 0.05 0.10 0.04 0.34 0.13 0.10 47% 0.33 0.06 0.13 49% 51% 53% 55% Fig. 3. Tornado diagrams summarising the results from one-way sensitivity analysis on the overall percentage of patients who should receive each initial treatment in Australia and Canada. HR – high risk of recurrence; PS – performance status. The tornado diagrams illustrate changes in the modelled estimates by varying the selected parameter input values as shown in the graph one at a time, while the other parameters remained unchanged. The vertical lines in each of the graphs represent the baseline results. Stage distribution (Overall) used the re-calculated proportions of each of the 95% lower and upper confidence limits for FIGO stage IA1, IA2, IB-IIA, IIB-IVA and IVB as inputs so that each of the lower and upper confidence limits in multiple branches sum to 1. Poor PS (Overall) used the upper range of the proportions of patients with poor performance status (FIGO stage IB-IVA) or who are medically inoperable (IA1/IA2). These four treatment types are not mutually exclusive. Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 10 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx tively (Table 3). Detailed results for the seven different types of standard therapy associated with payoffs are presented in the Appendix (Table A.2). When the estimated optimal rates were compared to the observed rates, the differences (and 95% CrI) in the overall surgery, radiotherapy, chemotherapy and chemo-radiotherapy rates were 4% (3% to 6%), 3% ( 4% to 2%), 14% ( 17% to 10%) and 15% ( 18% to 11%), respectively (Fig. 2). In general, uncertainty associated with the overall stage distribution, the proportions of patients with FIGO IIB-IVA stage disease or FIGO IBIIA stage disease with large lesions had the greatest impact on uncertainty in the estimated percentage of patients who should receive each treatment (Fig. 3). 3.3. Similarities and differences in the two countries In Australia and Canada, the estimated overall optimal treatment rates for each type of treatment differed considerably (Table 3). The larger proportion of patients diagnosed with early stage disease in Melbourne compared to Manitoba (26% vs 19% with FIGO IA disease and 46% vs 35% with FIGO IB-IIA disease) resulted in the higher optimal surgery rate (63% vs 38%). By contrast, the smaller proportion of patients diagnosed with regional/metastatic disease in Melbourne (27% vs 40% with FIGO IIB-IVA disease and 1% vs 6% with FIGO IVB disease) resulted in the lower radiotherapy (52% vs 68%), chemotherapy (36% vs 51%) and chemo-radiotherapy rates (36% vs 50%). However, the observed utilisation rates within each disease stage were generally comparable between the two settings (Table 3). Although the absolute treatment rates varied, the relative differences between the observed and the estimated optimal rates were similar in the two settings. In both Melbourne and Manitoba, the overall surgery rate in current practice was slightly higher than the estimated optimal rate (1% and 4%), whereas the observed rates for radiotherapy ( 4% and 3%), chemotherapy ( 9% and 14%) and chemo-radiotherapy ( 11% and 15%) were lower than the estimated optimal rates. The largest differences between the observed and the estimated optimal radiotherapy rates were seen for FIGO IVB stage disease in both Melbourne and Manitoba ( 20% and 8%). For chemotherapy, the differences were largest for FIGO IIB-IVA stage disease in the two settings ( 40% and 35%). Similarly for chemo-radiotherapy, the differences were largest for FIGO IIB-IVA stage disease in the two settings ( 44% and 36%) (Fig. 2 and Table 3, note that some of the numbers in the text presented here are slightly different from the results presented in Table 3 due to rounding). 4. Discussion This study estimated optimal rates for each type of initial treatment for cervical cancer in Australia and Canada, and quantified the differences between the estimated optimal and the observed treatment utilisation rates in a large cancer facility in each country. The estimated overall optimal rates for each initial treatment type differed substantially in the two countries, but this was driven mostly by differences in the stage distribution at diagnosis. The estimated FIGO stage-specific optimal rates for each treatment type in the two settings were generally comparable. The extent of the differences between the two countries appeared to be similar when the estimated optimal rates were compared to the observed rates. In both cancer facilities, the observed surgery rates were very close to, but slightly higher than the optimal rates, whereas the observed rates for radiotherapy, chemotherapy and chemo-radiotherapy rates were lower than the estimated optimal rates. The reasons for the differences in stage distribution at diagnosis between the two centres were not clear, as the agestandardised incidence rates and the screening rates are very similar in the two settings. This could be the subject of future research. In general, the recommended treatment for locally advanced/ regional cervical cancer is radiotherapy with or without chemotherapy, while surgery is mostly given to patients diagnosed with early stage disease. The larger proportion of patients diagnosed with early stage disease in Melbourne compared to Manitoba resulted in the higher optimal surgery rate, whereas the smaller proportion of patients diagnosed with locally advanced/regional stage disease in Melbourne resulted in the lower radiotherapy, chemotherapy and chemo-radiotherapy rates. In our study, the range of proportions of cervical cancer patients treated with any of the possible multiple treatments was based on the observed distribution obtained from a patterns of care study in each setting, which represents treatment of choice in a given setting when more than one treatment type is recommended for a given sub-stage. As a result, there were some differences in the estimated optimal rates for specific sub-stages between the two settings. For example, for stage IB-IIA disease (4 cm without high risk of recurrence) where both surgery and radiotherapy are recommended, surgery (with or without adjuvant radiotherapy) was the predominant treatment in Melbourne, while radiotherapy was given to one-third of the patients in Manitoba. This resulted in a higher estimated optimal surgery rate (100% vs 69%) and lower radiotherapy rate (35% vs 45%) in Australia compared to Canada for this sub-stage. Similarly, the estimated radiotherapy rate for stage IA2 disease was lower (0% vs 11%) and the estimated chemoradiotherapy rate for stage IVB disease was higher (50% vs 30%) in Melbourne compared to Manitoba. Prior studies, which considered a single type of treatment only and obtained data from the published literature, have estimated that the optimal radiotherapy rate in Australia [2] and Canada [4] were 56% and 63%, respectively. The estimated optimal radiotherapy rates from our model are not substantially different from the previous studies in each setting (52% and 68%, respectively, as the first line therapy). The small differences were due to different assumptions about the proportions of key clinical indicators (including FIGO stage distribution and the proportion of bulky FIGO IB-IIA disease), as well as modelling single recommended treatment in the prior studies versus our ability to model multiple treatments. Our study has some limitations due to data availability. We considered initial therapy only, however it is expected that treatment for recurrent disease would marginally increase the overall optimal treatment rates in a given setting. For example, recurrent disease or symptomatic control affects the number of treatment episode of radiotherapy, but not the proportion of patient treated. We used lymph node status alone as the indicator for being at high risk of recurrence for FIGO IB-IIA stage disease due to data availability; however, uncertainty associated with this parameter did not affect the estimated percentage of patients who should receive each treatment. When the proportion with positive lymph nodes in FIGO IB-IIA stage disease (4 cm) was varied from the lower to the upper limit of the range in one-way sensitivity analysis, the estimated optimal rate for radiotherapy increased by 3% for Australia and 1% for Canada. In general, the estimated rates for surgery, chemotherapy and chemo-radiotherapy remained unchanged when the proportion was varied, with the exception of a 1% increase in the estimated optimal surgery rate for Canada. Data on adjuvant chemo-radiotherapy were not available, and therefore this treatment type was not considered explicitly. Despite some limitations due to data availability, the use of patterns of care data is preferred over the use of information obtained from the international literature, which does not take into account the particular setting in which the optimal treatment rate is being considered. A limitation of our study is the possibility that Please cite this article in press as: Kang Y-J, et al. Optimal uptake rates for initial treatments for cervical cancer in concordance with guidelines in Australia and Canada: Results from two large cancer facilities. Cancer Epidemiology (2015), http://dx.doi.org/10.1016/ j.canep.2015.04.009 G Model CANEP-854; No. of Pages 12 Y.-J. Kang et al. / Cancer Epidemiology xxx (2015) xxx–xxx the data sources used for the study, specifically in the Australian setting, are not representative of the population-based practice and the sample to which we had access was relatively small. The Australian data came from one large tertiary cancer facility and therefore may or may not be more broadly applicable. While the vast majority of gynaecological oncology work in Australia does get referred to tertiary centres, the data may not necessarily reflect overall population-based patterns of care. Most patients who were referred to this centre were likely to live in major cities; therefore, the stage distribution observed in these patients as well as treatment they received might differ from that observed elsewhere in Victoria. However, population-based data were not available since: (i) Australian State and Territory Cancer Registries do not collect any staging information, except for New South Wales that collects extent of disease at diagnosis; and (ii) detailed information on radiotherapy and chemotherapy, usually administered on an outpatient basis, is not routinely collected. This is the first study to provide detailed modelled estimations of optimal treatment rates for cervical cancer, that has used patterns of care data in multiple settings. The study clearly demonstrates that optimal treatment rates were largely dependent on the overall stage distribution in a given setting; therefore observers in a different setting should expect different rates of treatment utilisation. However, it appears that the differences in the observed and the estimated optimal rates are similar for some treatment types across different settings. A number of factors may contribute to suboptimal radiotherapy, chemotherapy and chemo-radiotherapy utilisation rates, such as limitations in health care access, patient factors (such as patient’s age and socio-economic status) and provider factors (including potentially suboptimal referral practices) [14]. We are uncertain of the drivers for the suboptimal utilisation of treatments, and this warrants further research. Our estimation of optimal treatment rates and the gap between the optimal and the observed rates will assist health care decision makers in evaluating whether a current level of cancer care resources are adequate to meet patient demand. 5. Conclusion The proportions of patients receiving cervical cancer treatment in accordance with international treatment guidelines were similar in two large cancer facilities in Australia and Canada. In both settings, the observed surgery rates were similar to the estimated optimal rates, whereas radiotherapy, chemotherapy and chemo-radiotherapy may be somewhat under-utilised compared with optimal rates. Differences in stage distribution at diagnosis explained most of the difference in the estimated overall optimal treatment rates for specific treatment types in the two countries. The results from this study will assist in setting clinical ‘targets’ for various treatment modalities for cervical cancer. Ethics approval The study obtained human research ethics approval from NSW Population and Health Services Research Ethics Committee, the University of Manitoba Health Research Ethics Boards, the University of Sydney Human Research Ethics Committee, the Royal Women’s Hospital (RWH) Research Committee and RWH Human Research Ethics Committee and Cancer Council NSW Ethics Committee. Conflict of interests K.C. is co-PI of an investigator-initiated cervical screening trial in Australia which is partly funded by Roche Molecular Systems 11 and Ventana Inc., USA. K.C. receives salary support from the National Health and Medical Research Council Australia (CDF 1007994). E.K. and A.D. have received travel grants from Merck. E.K. has consulted for Merck and GlaxoSmithKline. Other authors have no competing interests to declare. Y-J.K. received funding from Cancer Council NSW for her postgraduate study and has received a travel grant from the Association of Canadian Studies in Australia and New Zealand. Y-J.K., K.C. and D.O.’C received the University of Sydney Health Data Linkage Funding to conduct record linkage in NSW, Australia. The funding sources had no involvement in study design, analysis, or interpretation of results, writing of the manuscript or the decision to submit for publication. Authorship contribution Y-J.K., D.L.C and K.C contributed to the conception and design of the study and interpreted the findings. Y-J.K. designed and constructed the decision tree and analysed the data. G.D. and M.B. provided their radiotherapy model for cervical cancer, and helped with the design of the study. J.T., N.H., M.J., A.D., R.L. and E.K. provided the data and helped draft the manuscript. J-B.L. advised on the model construction and simulation, and also developed a platform to automate the simulation process and probabilistic sensitivity analysis. Y-J.K. drafted the manuscript and all authors read and approved the final manuscript. Acknowledgements We thank the NSW Centre for Health Record Linkage for conducting record linkage. We also thank Mr Robert Walker (Cancer Council New South Wales), Ms Margot Osinski (the Royal Women’s Hospital), Ms Grace Musto (CancerCare Manitoba) and Ms Sharon Lum (the Prince of Wales Hospital) for extracting the data. Appendix A. 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