Substance Abuse and Mental Health Services Administration
Center for Substance Abuse Treatment
Substance Use
Disorder Treatment
For People With
Physical and
Cognitive Disabilities
29
Treatment Improvement Protocol (TIP) Series
Reviewed: 4/8/16-SRC 4/19/16-CMMC
(for spine positioning)
Substance Use Disorder Treatment for People With Physical and Cognitive Disabilities
CSAT (TIP)
29
Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Acknowledgments
Electronic Access and Printed Copies
This publication was prepared under contract
This publication may be ordered for free from
number 270-95-0013 for the Substance Abuse
SAMHSA’s Publications Ordering Web page at
and Mental Health Services Administration
http://store.samhsa.gov. Or, please call
(SAMHSA), U.S. Department of Health and
SAMHSA at 1-877-SAMHSA-7 (1-877-726-4727)
Human Services (HHS). Sandra Clunies, M.S.,
(English and Español). The document can be
I.C.A.D.C, served as the Contracting Officer’s
downloaded from the KAP Web site at
Representative.
http://kap.samhsa.gov.
Disclaimer
Recommended Citation
The opinions expressed herein are the views of
Center for Substance Abuse Treatment.
the consensus panel members and do not
Substance Use Disorder Treatment for People With
necessarily reflect the official position of
Physical and Cognitive Disabilities. Treatment
SAMHSA or HHS. No official support of or
Improvement Protocol (TIP) Series, No. 29. HHS
endorsement by SAMHSA or HHS for these
Publication No. (SMA) 12-4078. Rockville, MD:
opinions or for the instruments or resources
Substance Abuse and Mental Health Services
described are intended or should be inferred.
Administration, 1998.
The guidelines presented should not be
considered substitutes for individualized client
Originating Office
care and treatment decisions.
Quality Improvement and Workforce
Development Branch, Division of Services
Public Domain Notice
Improvement, Center for Substance Abuse
All materials appearing in this volume except
Treatment, Substance Abuse and Mental Health
those taken directly from copyrighted sources
Services Administration, 1 Choke Cherry Road,
are in the public domain and may be
Rockville, MD 20857.
reproduced or copied without permission from
SAMHSA or the authors. Citation of the source
HHS Publication No. (SMA) 12-4078
is appreciated. However, this publication may
First Printed 1998
not be reproduced or distributed for a fee
Revised 2005, 2008, and 2012
without the specific, written authorization of the
Office of Communications, SAMHSA, HHS.
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What Is a TIP?
T
reatment Improvement Protocols (TIPs)
to facilities and individuals across the country.
are developed by the Substance Abuse
Published TIPs can be accessed via the Internet
and Mental Health Services
at http://kap.samhsa.gov.
Administration (SAMHSA) within the U.S.
Although each consensus-based TIP strives
Department of Health and Human Services
to include an evidence base for the practices it
(HHS). Each TIP involves the development of
recommends, SAMHSA recognizes that
topic-specific best-practice guidelines for the
behavioral health is continually evolving, and
prevention and treatment of substance use and
research frequently lags behind the innovations
mental disorders. TIPs draw on the experience
pioneered in the field. A major goal of each TIP
and knowledge of clinical, research, and
is to convey "front-line" information quickly but
administrative experts of various forms of
responsibly. If research supports a particular
treatment and prevention. TIPs are distributed
approach, citations are provided.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
vii
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Foreword
T
he Treatment Improvement Protocol (TIP)
they reach a consensus on best practices. This
series fulfills the Substance Abuse and
panel’s work is then reviewed and critiqued by
Mental Health Services Administration’s
field reviewers.
(SAMHSA’s) mission to improve prevention and
The talent, dedication, and hard work that TIPs
treatment of substance use and mental disorders
panelists and reviewers bring to this highly
by providing best practices guidance to clinicians,
participatory process have helped bridge the gap
program administrators, and payers. TIPs are the
between the promise of research and the needs of
result of careful consideration of all relevant
practicing clinicians and administrators to serve,
clinical and health services research findings,
in the most scientifically sound and effective ways,
demonstration experience, and implementation
people in need of behavioral health services. We
requirements. A panel of non-Federal clinical
are grateful to all who have joined with us to
researchers, clinicians, program administrators,
contribute to advances in the behavioral health
and patient advocates debates and discusses their
field.
particular area of expertise until
Pamela S. Hyde, J.D.
Administrator
Substance Abuse and Mental Health Services Administration
Peter J. Delany, Ph.D., LCSW-C RADM, USPHS
Director
Center for Substance Abuse Treatment
Substance Abuse and Mental Health Services Administration
Reviewed: 4/8/16-SRC 4/19/16-CMMC
xiii
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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VIKEVHXLIGLEMVEWERI\XIRWMSRSJ
XLIQWIPZIWERHXSYGLMRKXLIGLEMVQE]FI
SJJIRWMZIXSXLIQ2IZIVXEOIGSRXVSPSJXLI
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TIVQMWWMSR
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LEWFIIRPIEVRIHMRXLITVSKVEQERHLS[MX
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XVIEXQIRXSVEJXIVGEVI7SQITISTPIEVIZIV]
GSRXI\XFSYRHMRXLIMVPIEVRMRKERH
TVSZMHIVWGERRSXEWWYQIXLEXXLIPIWWSRW
PIEVRIHMRXVIEXQIRX[MPPFIETTPMIHMR
EJXIVGEVI
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TISTPI[MXLHMWEFMPMXMIWXLIMQTSVXERGISJ
EWOMRKUYIWXMSRWGERRSXFISZIVIQTLEWM^IH
%WOMRKFIJSVIVIRHIVMRKER]WIVZMGIMWE
FEWMGTVMRGMTPI
7IVZMGIPMROEKIWEVIIWWIRXMEPXSTVSZMHI
0MROEKIW
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QEREKIQIRXWIVZMGIWJSVTISTPI[MXL
HMWEFMPMXMIWWLSYPHFIETVMSVMX]MJXLSWI
WIVZMGIWEVIRSXEPVIEH]FIMRKTVSZMHIHF]
XLIWYFWXERGIYWIHMWSVHIVXVIEXQIRX
TVSKVEQ8VIEXQIRXTPERWJSVTISTPI[MXL
GSI\MWXMRKHMWEFMPMXMIWWLSYPHEHHVIWW
TVSFPIQWWYGLEWYRIQTPS]QIRXEPEGOSJ
VIGVIEXMSREPSTXMSRWWSGMEPMWSPEXMSRERH
TL]WMGEPEFYWIFIGEYWIXLI]EVIQSVIPMOIP]
XLERXLIKIRIVEPTSTYPEXMSRXSI\TIVMIRGI
XLIWIWMXYEXMSRW
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
IJJIGXMZIWYFWXERGIYWIHMWSVHIVXVIEXQIRXJSV
TISTPI[MXLGSI\MWXMRKHMWEFMPMXMIW
8VIEXQIRXTVSZMHIVWRIIHXSFIEFPIXS
MHIRXMJ][LEXERGMPPEV]WIVZMGIWEVIEZEMPEFPI
JSVXLIMVGPMIRXWERHFIEFPIXSEGGIWWXLSWI
WIVZMGIWERHJYRHMRKWSYVGIW
7MRGIEGPMIRXLEZMRKEWYFWXERGIYWIHMWSVHIV
ERHEHMWEFMPMX]QE]EPWSFIMRETL]WMGEP
VILEFMPMXEXMSRSVSXLIVHMWEFMPMX]TVSKVEQ
XVIEXQIRXTVSJIWWMSREPWWLSYPHFIE[EVISJ
XLIZEVMSYWETTVSEGLIWYWIHF]XLIWISXLIV
TVSKVEQWERHORS[LS[XSGSPPEFSVEXI[MXL
XLIQ8LI4ERIPVIGSQQIRHWGVSWWXVEMRMRK
FIX[IIRZSGEXMSREPVILEFMPMXEXMSRSVSXLIV
HMWEFMPMX]WIVZMGITVSZMHIVWERHWYFWXERGI
YWIHMWSVHIVXVIEXQIRXTVSZMHIVWXSLIPT
XVIEXQIRXTVSJIWWMSREPWYRHIVWXERHXLI
MQTEGXWSJFSXLHMWEFMPMX]ERHWYFWXERGIYWI
HMWSVHIVW
-RHIZIPSTMRKTEVXRIVWLMTW[MXLVIJIVVMRK
EKIRGMIWXLIXVIEXQIRXTVSKVEQWLSYPH
IRWYVIXLVSYKLMRXIVEKIRG]EKVIIQIRXWXLEX
QIGLERMWQWEVIMRTPEGIJSVI\GLERKMRK
GPMIRXMRJSVQEXMSR
-XMWRSXYRYWYEPJSVWIVZMGIWXSFIHYTPMGEXIH
SVMRIJJIGXMZI[LIREGEWIQEREKIVMWRSX
YXMPM^IHERHWSEWYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSZMHIVQE]RIIHXSIMXLIVGEWI
QEREKIXLIWIWIVZMGIWSVJMRHERSXLIV
SVKERM^EXMSRSVTIVWSRXSHSWS%GEWI
QEREKIVGERFIEWXVSRKEHZSGEXIJSVE
TIVWSR[MXLEHMWEFMPMX]ERHLIPTLIVPSGEXI
ETTVSTVMEXIERHEGGIWWMFPIWIVZMGIW
%WYFWXERGIEFYWIGSYRWIPSVQE]RSXLEZI
XLIXMQISVXLII\TIVXMWIXS[SVOSREPPXLI
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W
HMWEFMPMX]-JXLEXMWXLIGEWIEVIJIVVEPXSE
TIIVGSYRWIPSVEXE'IRXIVJSV-RHITIRHIRX
0MZMRK[LSWINSFMXMWXSLIPTHMWEFPIH
MRHMZMHYEPWGSQIXSXIVQW[MXLXLIPMQMXWSJ
XLIMVHMWEFMPMXMIWQE]FIMRSVHIV8LIX[S
GSYRWIPSVWGER[SVOXSKIXLIVEWEXIEQ
)\IGYXMZI7YQQEV]ERH6IGSQQIRHEXMSRW
8LIXVIEXQIRXTVSZMHIVWLSYPHMRZIWXMKEXI
[LIXLIVEGGSQQSHEXMSRW[MPPFIQEHIJSVE
GPMIRX[MXLEGSI\MWXMRKHMWEFMPMX]FIJSVI
WIRHMRKLMQXSEREJXIVGEVIJEGMPMX]
3VKERM^EXMSREP'SQQMXQIRX
4VSZMHIVWQYWXFITVITEVIHXSEGXEW
EHZSGEXIWJSVXLIMVGPMIRXW[LIRWIVZMGIWERH
WYTTSVXWXLEXEVIRSVQEPP]VIEHMP]EZEMPEFPI
ERHIJJIGXMZITVSZIMREGGIWWMFPIJSVXLIGPMIRX
;LIRXVIEXQIRXXIEQWQEOIXLIIJJSVXXS
EGGSQQSHEXIMRHMZMHYEPW[MXLGSI\MWXMRK
HMWEFMPMXMIWXLIUYEPMX]SJGEVIMQTVSZIWJSV
EPPGPMIRXW%PPGPMIRXWGERKIXQSVISYXSJ
XVIEXQIRXXLEXMWMRHMZMHYEPM^IHERHXLEX
XEOIWXLIMVWTIGMJMGJYRGXMSREPGETEGMXMIWERH
PMQMXEXMSRWMRXSEGGSYRX
8SIRWYVIJYPPSVKERM^EXMSREPWYTTSVXJSV
XVIEXMRKTISTPI[MXLGSI\MWXMRKHMWEFMPMXMIW
XLI'SRWIRWYW4ERIPVIGSQQIRHWXLEXE
XVIEXQIRXTVSKVEQHIZIPSTETSPMG]
WXEXIQIRXXLEXEVXMGYPEXIWXLITVSKVEQ
W
[MPPMRKRIWWXSEGGSQQSHEXIER]MRHMZMHYEP
[MXLEHMWEFMPMX][LSGLSSWIWXSEXXIRHXLI
TVSKVEQ
;LIRETVSKVEQQEOIWEGSQQMXQIRXXS
WIVZMRKTISTPI[MXLGSI\MWXMRKHMWEFMPMXMIW
FSEVHQIQFIVWLMTSJTISTPI[MXLHMWEFMPMXMIW
QE]FIMQTPIQIRXIHMQQIHMEXIP]SV
GSRWMHIVIHEWEKSEPXSFIVIEGLIHEWXLI
TVSKVEQFIKMRWXSWIVZIEKVIEXIVRYQFIVSJ
TISTPIJVSQXLIWIKVSYTW%TVSKVEQ
WLSYPHXV]XSSFXEMRVIKYPEVMRTYXJVSQXLI
GSQQYRMX]MXWIIOWXSWIVZIGVIEXMRKE
TIVQERIRXXEWOJSVGISVEREHZMWSV]
GSQQMXXIIMWERMHIEP[E]XSEHHVIWWXLMW
RIIH
8LISVKERM^EXMSRQYWXQEOIEGSQQMXQIRX
XSGSRXMRYEPP]VII\EQMRIXLITVSKVEQ
W
IJJIGXMZIRIWWJSVTISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIW7YGLMRUYMV]GERXEOITPEGIFSXL
JSVQEPP]YWMRKUYEPMX]EWWYVERGIQIXLSHW
ERHGSRWYQIVWEXMWJEGXMSRWYVZI]WERH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
MRJSVQEPP]XLVSYKLSTTSVXYRMXMIWJSV
MRHMZMHYEPERHKVSYTJIIHFEGO[MXLTVSKVEQ
WXEJJ
-XMWRSXIRSYKLJSVETVSKVEQWMQTP]XSFI
VIEH]XSWIVZITISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIW6EXLIVXLITVSKVEQWLSYPHFI
TVSEGXMZIMRQEOMRKXLIHMWEFMPMX]
GSQQYRMX]E[EVISJMXWWIVZMGIWXSIRWYVI
XLEXHMWEFMPMX]SVKERM^EXMSRW[MPPWYTTSVX
VIJIVVEPWXSXLITVSKVEQ
%RSXLIVWMKRSJSVKERM^EXMSREPGSQQMXQIRX
MWXSLMVITISTPI[MXLHMWEFMPMXMIWXS[SVOMR
XLIXVIEXQIRXTVSKVEQ,MVMRKTISTPI[MXL
HMWEFMPMXMIWEPWSFIRIJMXWSXLIVWXEJJQIQFIVW
[LSGERPIEVRJVSQXLIWIGS[SVOIVW
8LI'SRWIRWYW4ERIPVIGSQQIRHWERlSTIR
HSSVzTSPMG]XLEXWXEXIWXLEXEPPGPMIRXWEVI
IRXMXPIHXSEREWWIWWQIRXMJXLI]EVI
TVIWIRXMRK[MXLEGLIQMGEPHITIRHIRG]
TVSFPIQVIKEVHPIWWSJ[LEXIZIVSXLIV
TVSFPIQWXLI]QE]ETTIEVXSLEZI-JXLI
TVSTIVGSYVWISJXVIEXQIRXMWRSXEZEMPEFPIEX
XLIJEGMPMX]MXMWWXMPPTSWWMFPIXSTIVJSVQE
WYFWXERGIYWIHMWSVHIV EWWIWWQIRXERHVIJIV
XLIGPMIRXJSVXVIEXQIRXIPWI[LIVI
-QTVSZMRK8VIEXQIRXJSV
%PP'PMIRXW
8VIEXQIRXXLEXMWTPERRIHERHTVSZMHIHSRE
GEWIF]GEWIFEWMW[MPPFIRIJMXIZIV]SRIRSXNYWX
XLSWIGPMIRXW[MXLGSI\MWXMRKHMWEFMPMXMIW%PP
TISTPILEZIHMJJIVIRXJYRGXMSREPGETEGMXMIWERH
PMQMXEXMSRWERHERIZEPYEXMSRSJXLIWIEW
HIWGVMFIHERHIRGSYVEKIHMRXLMW8-4[MPPLIPT
TVSZMHIVWJSGYWSRMRHMZMHYEPRIIHW8LMW8-4
I\TPSVIWXLIXVIEXQIRXRIIHWSJTISTPI[MXL
TEVXMGYPEVX]TIWSJHMWEFMPMXMIWFYXXLITVSGIWWIW
SJEWWIWWQIRXERHIZEPYEXMSRMXWYKKIWXWGER
LIPTEPPGPMIRXWKEMRKVIEXIVFIRIJMXJVSQ
XVIEXQIRX
8LIVIMWEKVS[MRKFIPMIJMRXLIWYFWXERGIYWI
HMWSVHIVXVIEXQIRXJMIPHXLEXXVIEXQIRXMWQSVI
WYGGIWWJYPMJMXGERVIWTSRHXSEPPXLIRIIHWSJER
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)\IGYXMZI7YQQEV]ERH6IGSQQIRHEXMSRW
MRHMZMHYEPRSXNYWXXLIRIIHXSWXE]E[E]JVSQ
EPGSLSPERHHVYKW-JXVIEXQIRXMWXSWYGGIIHJSV
EGPMIRX[MXLEGSI\MWXMRKHMWEFMPMX]E[MHIVERKI
SJWIVZMGIWQE]FIVIUYMVIH*SVXLMWVIEWSRXLMW
8-4WXVSRKP]IRGSYVEKIWXLIYWISJGEWI
QEREKIQIRXWIVZMGIWERHWIVZMGIPMROEKIW8LI
8-4EPWSEMQWXSIHYGEXITISTPIMRFSXLXLI
\\MM
Reviewed: 4/8/16-SRC 4/19/16-CMMC
HMWEFMPMX]WIVZMGIWERHWYFWXERGIYWIHMWSVHIV
XVIEXQIRXJMIPHWGSRGIVRMRKXLITVSFPIQWJEGIH
F]TISTPI[LSLEZIFSXLEWYFWXERGIYWI
HMWSVHIVERHEGSI\MWXMRKHMWEFMPMX]%FIXXIV
YRHIVWXERHMRKSJXLIRIIHWSJXLIWIGPMIRXWERH
XLIWIVZMGIWEZEMPEFPIXSXLIQGERFIKEMRIH
XLVSYKLVIEHMRKXLMW8-4
3ZIVZMI[SJ8VIEXQIRX-WWYIW
-
RMX[EWIWXMQEXIHXLEXQMPPMSR
TISTPIMR%QIVMGETIVGIRXSJXLI
TSTYPEXMSRLEHEHMWEFMPMX]XLEXPMQMXIH
XLIMVJYRGXMSRMRKMRWSQIQERRIV0E4PERXI
%KVIEXRYQFIVSJTISTPI[MXL
HMWEFMPMXMIWLEZIWXVYKKPIHJSV]IEVW[MXL
FEVVMIVWXSIQTPS]QIRXMREGGYVEXIERHLYVXJYP
WXIVISX]TIWERHMREGGIWWMFPIGSQQYRMX]
WIVZMGIW-RSVHIVXSVIHVIWWXLIWIFEVVMIVWXLEX
EJJIGXQMPPMSRWSJ%QIVMGERW4VIWMHIRX&YWLMR
WMKRIHMRXSPE[XLI%QIVMGERW;MXL
(MWEFMPMXMIW%GX%(%XLIQSWXWMKRMJMGERXGMZMP
VMKLXWPIKMWPEXMSRMRX[SHIGEHIW8LIPIKMWPEXMSR
TVSLMFMXWHMWGVMQMREXMSRSRXLIFEWMWSJ
HMWEFMPMX]MRGPYHMRKWYFWXERGIYWIHMWSVHIVW
7II*MKYVIERHKYEVERXIIWJYPP
TEVXMGMTEXMSRMR%QIVMGERWSGMIX]MRGPYHMRK
EGGIWWXSGSQQYRMX]WIVZMGIWERHJEGMPMXMIWJSV
EPPTISTPI[MXLHMWEFMPMXMIW-XQEOIWTVSZMWMSR
JSVQER]EGGSQQSHEXMSRWXLEXQE]FI
RIGIWWEV]MRWYFWXERGIYWIHMWSVHIVXVIEXQIRX
WYGLEWXLIYWISJPEVKITVMRXQEXIVMEPWVIEHMRK
WIVZMGIWEXXIRHIHGEVIEHETXMZIIUYMTQIRX
WYGLEWPMWXIRMRKHIZMGIWERHJPI\MFPIWGLIHYPIW
XSEGGSQQSHEXIHMJJIVIRXTL]WMGEPRIIHW
&IGEYWISJXLMWPIKMWPEXMSRQER]TISTPIXSHE]
EVIQSVIE[EVISJXLITVSFPIQWJEGIHF]TISTPI
[MXLTL]WMGEPERHGSKRMXMZI HMWEFMPMXMIW
8LSYKLXLI%(%MWGSVVIGXMRKXLIWMXYEXMSR
QER]TISTPI[MXLHMWEFMPMXMIWVIQEMR
WXMKQEXM^IHERHWLYXSYX8LI]EVIEPWSEXQYGL
LMKLIVVMWOXLERXLIVIWXSJXLITSTYPEXMSRJSV
WYFWXERGIEFYWISVHITIRHIRGI%WXYH]SJ
EHYPXQEPIWVIGIMZMRKXVIEXQIRXJSVEPGSLSPMWQ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
JSVMRWXERGIVIZIEPIHXLEXTIVGIRXLEHE
LMWXSV]MRHMGEXMZISJPIEVRMRKHMWEFMPMXMIW
6LSHIWERH.EWMRWOM%RSXLIVWXYH]
MRHMGEXIHXLEXEXPIEWXSRILEPJSJTIVWSRW[MXLE
WYFWXERGIYWIHMWSVHIVERHEGSI\MWXMRK
HMWEFMPMX]EVIRSXFIMRKMHIRXMJMIHEWWYGLF]XLI
W]WXIQWTVSZMHMRKXLIQWIVZMGIW6ILEFMPMXEXMSR
6IWIEVGLERH8VEMRMRK'IRXIVSR(VYKWERH
(MWEFMPMX]?668'A
2I[=SVO7XEXIQEMRXEMRW[MXLMRXLIMV3JJMGI
SJ%PGSLSPMWQERH7YFWXERGI%FYWI7IVZMGIW
3%7%7WSQISJXLIQSWXGSQTVILIRWMZI
VIGSVHWMRXLIGSYRXV]SRWYFWXERGIYWIHMWSVHIV
WIVZMGIWJSVTIVWSRW[MXLHMWEFMPMXMIW8LI
3%7%7GPMIRXWIVZMGIWWXEXMWXMGWJSVWLS[IH
XLEXSJGPMIRXWWIVZIHF]PMGIRWIH
JEGMPMXMIWMR2I[=SVOEXSXEPSJSV
TIVGIRXSJXLIXSXEPGPMIRXIPI[IVIVIGSVHIHEW
LEZMRKEGSI\MWXMRKTL]WMGEPSVQIRXEP
HMWEFMPMX]3JXLIWIGPMIRXWTIVGIRXLEHE
HMWEFMPMX]RSXVIPEXIHXSQIRXEPMPPRIWWIK
QSFMPMX]MQTEMVIHZMWYEPP]MQTEMVIHHIEJ
3%7%78LIWIVIGSVHW[IVIKIRIVEXIH
F]XVIEXQIRXWXEJJTIVWSRRIP[LS[IVIRSX
RIGIWWEVMP]XVEMRIHMRHMWEFMPMX]EWWIWWQIRXSVF]
GPMIRXWIPJVITSVXW[LMGLWYKKIWXWXLEXWSQI
HMWEFMPMXMIWIKXVEYQEXMGFVEMRMRNYV]?8&-A
PIEVRMRKHMWEFMPMX]EXXIRXMSR
HIJMGMXL]TIVEGXMZMX]HMWSVHIV?%(,(AQE]
FIKVIEXP]YRHIVVITSVXIH+MZIRXLEXXLIWI
lLMHHIRzGSRHMXMSRWEJJIGXQSVIXLERLEPJSJEPP
WTIGMEPIHYGEXMSRWXYHIRXWGSI\MWXMRK
HMWEFMPMXMIWQE]EGXYEPP]EJJIGXYTXSTIVGIRX
'LETXIV
*MKYVI
7YFWXERGI9WI(MWSVHIVWEWE'SI\MWXMRK(MWEFMPMX]
'LIQMGEPHITIRHIRG]MWGEPPIHEHMWEFMPMX]ERHGSZIVIHEWWYGLYRHIVXLITVSZMWMSRWSJXLI
%QIVMGERW;MXL(MWEFMPMXMIW%GX%(%7YFWXERGIEFYWIMWERMPPRIWWXLEXJVIUYIRXP]VIWYPXWMR
WIVMSYWJYRGXMSREPPMQMXEXMSRWSVHIEXL[LIRRSXTVSTIVP]XVIEXIH-JERMRHMZMHYEPLEWFSXLE
WYFWXERGIYWIHMWSVHIVERHETL]WMGEPSVGSKRMXMZIHMWEFMPMX]XLIRLIMWVIEPP]GSTMRK[MXL
GSI\MWXMRKHMWEFMPMXMIW,S[IZIVJSVXLITYVTSWIWSJXLMW8VIEXQIRX-QTVSZIQIRX4VSXSGSP8-4
XLIXIVQlHMWEFMPMXMIWz[MPPVIJIVXSTL]WMGEPERHGSKRMXMZIHMWEFMPMXMIWERHRSXWYFWXERGIYWI
HMWSVHIVW;LIRXLI8-4VIJIVWXSETIVWSR[MXLElHMWEFMPMX]zXLIVIJSVIMXWLSYPHFIYRHIVWXSSH
XLEXMXMWEGSI\MWXMRKHMWEFMPMX]
SJEPPGPMIRXWWIVZIHF]WYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSKVEQW
=IXHIWTMXIXLITVIZEPIRGISJWYFWXERGIYWI
HMWSVHIVWEQSRKTISTPI[MXLHMWEFMPMXMIWXLIWI
MRHMZMHYEPWEVIPIWWPMOIP]XSIRXIVSVGSQTPIXI
XVIEXQIRXHI1MVERHEERH'LIVV]
/MVYFEOEVERIXEP,IP[MKERH,SPMGO]
7GLEWGLPERH7XVE[8LMWMWFIGEYWI
TL]WMGEPEXXMXYHMREPSVGSQQYRMGEXMSRFEVVMIVW
SJXIRPMQMXXLIMVXVIEXQIRXSTXMSRWSVIPWIVIRHIV
XLIMVXVIEXQIRXI\TIVMIRGIWYRWEXMWJEGXSV]
*SVXYREXIP]XSHE]WYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSZMHIVWEVIFIXXIVEFPIXSJEGIXLI
GLEPPIRKIWSJEGGSQQSHEXMRKTISTPI[MXL
GSI\MWXMRKHMWEFMPMXMIWFIGEYWIXLI]LEZIEPVIEH]
LEHXLII\TIVMIRGISJQEOMRKXVIEXQIRX
QSHMJMGEXMSRWJSVSXLIVGSRWXMXYIRGMIW3ZIVXLI
TEWXHIGEHIWXLIWYFWXERGIYWIHMWSVHIV
XVIEXQIRXJMIPHLEWQEXYVIHXLVSYKLXLI
GLEPPIRKIWSJXVIEXMRKTSTYPEXMSRW[MXLWTIGMJMG
RIIHWWYGLEW[SQIREHSPIWGIRXWTISTPIJVSQ
ZEVMSYWVEGMEPERHIXLRMGQMRSVMX]KVSYTWERH
KE]QIRERHPIWFMERW8LIIJJIGXMZIRIWWSJ
XVIEXQIRXLEWMQTVSZIHEWEVIWYPXMXLEW
FIGSQIQSVIHIZIPSTQIRXEPP]ERHGYPXYVEPP]
WTIGMJMGJPI\MFPIERHLSPMWXMG6EXLIVXLER
TPEGMRKETIVWSRMRERIWXEFPMWLIHXVIEXQIRX
lWPSXzXVIEXQIRXTVSZMHIVWEVIPIEVRMRKXLI
MQTSVXERGISJQSHMJ]MRKERHEHETXMRKWIVZMGIW
XSQIIXERMRHMZMHYEPGPMIRX
WRIIHW8LYWXLI
ORS[PIHKIERHWOMPPWRIGIWWEV]XSEHETXE
XVIEXQIRXTVSKVEQXSQIIXXLIRIIHWSJTISTPI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
[MXLGSI\MWXMRKHMWEFMPMXMIWEVIEPSKMGEP
I\XIRWMSRSJI\MWXMRKTVMRGMTPIW
(MWEFMPMXMIWGERFIGPEWWMJMIHEWTL]WMGEP
WIRWSV]GSKRMXMZISVEJJIGXMZIWII(IJMRMXMSRW
WIGXMSRFIPS[8LMW8-4EHHVIWWIWXLITVSFPIQW
XLEXQE]EVMWI[LIRXVIEXMRKTISTPI[MXLXLI
JMVWXXLVIIX]TIWTVSZMHIVWXVIEXMRKTISTPI[MXL
EJJIGXMZIMQTEMVQIRXWSJXIRGEPPIHHYEPP]
HMEKRSWIHTIVWSRWEVIVIJIVVIHXS8-4
%WWIWWQIRXERH8VIEXQIRXSJ4EXMIRXW;MXL
'SI\MWXMRK1IRXEP-PPRIWWERH%PGSLSPERH3XLIV
(VYK%FYWI8LMW8-4XEVKIXWWYFWXERGIYWI
HMWSVHIVXVIEXQIRXTVSZMHIVW[MXLPMXXPISVRS
I\TIVMIRGIXVIEXMRKTISTPI[MXLTL]WMGEP
GSKRMXMZISVWIRWSV]HMWEFMPMXMIW8LIWI
TVSZMHIVWQE]FITVSQTXIHXSEHHVIWW
HMWEFMPMX]MWWYIWFIGEYWISJXLI%(%SVTIVLETW
XLI]EVIXVIEXMRKXLIMVJMVWXIZIVGPMIRX[MXL
HIEJRIWW8&-WTMREPGSVHMRNYV]SVERSXLIV
HMWEFMPMX]8LMW8-4[MPPLIPTXLIQWGVIIR
EWWIWWVIJIVERHXVIEXXLMWPEVKIERH
YRHIVWIVZIHTSTYPEXMSR
(IJMRMXMSRWERH
8IVQMRSPSK]
4L]WMGEPERHGSKRMXMZIHMWEFMPMXMIWEVIZIV]
WIRWMXMZIXSTMGWJSVHMWGYWWMSRERHTVSZMHIVW
RIIHXSTE]EXXIRXMSRXSXLIPERKYEKIXLI]YWIXS
HMWGYWWXLMWMWWYI%TTIRHM\'TVIWIRXWWTIGMJMG
KYMHIPMRIWSRLS[XSVIJIVXSTIVWSRW[MXL
HMWEFMPMXMIWMREVIWTIGXJYPWIRWMXMZIQERRIV%W
3ZIVZMI[SJ8VIEXQIRX-WWYIW
EKIRIVEPVYPISRIWLSYPHEP[E]WTYXTISTPI
JMVWXFIJSVIXLIMVHMWEFMPMXMIWVIJIVVMRKXS
lTIVWSRW[MXLHMWEFMPMXMIWzVEXLIVXLERlHMWEFPIH
TISTPIz3RIWLSYPHRIZIVVIJIVXSXLI
HMWEFMPMX]MRTPEGISJXLITIVWSRRSXlXLI
VIXEVHIHzFYXVEXLIVlTISTPI[LSEVI
VIXEVHIHz2SVWLSYPHSRIGEPPETIVWSR[MXLE
HMWEFMPMX]ElTEXMIRXzSVlGEWIzYRPIWWMXMWXS
VIJIVXSLMWVIPEXMSRWLMT[MXLLMWHSGXSV
(MWEFMPMXMIW
(MWIEWIWHMWSVHIVWERHMRNYVMIW[LIXLIV
GSRKIRMXEPSVEGUYMVIHGERLEZIZEVMSYWIJJIGXW
SRSVKERWERHFSH]W]WXIQW'SRHMXMSRWERH
HMWIEWIWWYGLEWQYPXMTPIWGPIVSWMW8&-WTMREP
GSVHMRNYV]HMEFIXIWERHGIVIFVEPTEPW]GERPIEH
XS MQTEMVQIRXWWYGLEWMQTEMVIHGSKRMXMZI
EFMPMX]TEVEP]WMWFPMRHRIWWSVQYWGYPEV
H]WJYRGXMSR8LIWIMQTEMVQIRXWMRXYVRGEYWI
HMWEFMPMXMIW[LMGLPMQMXERMRHMZMHYEP
WEFMPMX]XS
JYRGXMSRMRZEVMSYWEVIEWSJPMJIWYGLEW
PIEVRMRKVIEHMRKERHQSFMPMX];LMPIHMWIEWIW
MQTEMVQIRXWERHHMWEFMPMXMIWEVIHMWXMRGX
GEXIKSVMIWXLI]EVISJXIRYWIHMRXIVGLERKIEFP]
XSIRWYVIGPEVMX]XLI]EVIHIJMRIHMR*MKYVI
8LIJMIPHSJHMWEFMPMX]WIVZMGIWLEWHIZIPSTIH
MXWS[RXIVQMRSPSK]XSHMWGYWWTL]WMGEPERH
GSKRMXMZIHMWEFMPMXMIWERHQER]WYFWXERGIYWI
HMWSVHIVXVIEXQIRXTVSZMHIVW[MPPRSXFIJEQMPMEV
[MXLXLIWIXIVQW8LIXIVQWYWIHXLVSYKLSYX
XLI8-4ERHMRXLIJMIPHSJHMWEFMPMX]WIVZMGIW
EVIHIJMRIHFIPS[
8LI;SVPH,IEPXL3VKERM^EXMSR;,3LEW
HIZMWIHEQIXLSHJSVXLIGPEWWMJMGEXMSRSJ
MQTEMVQIRXWERHHMWEFMPMXMIW;SVPH,IEPXL
3VKERM^EXMSR8LMWGSQTPI\W]WXIQLEW
FIIRWMQTPMJMIHLIVIMRXSJSYVQEMRGEXIKSVMIW
4L]WMGEPMQTEMVQIRXWEVIGEYWIHF]
GSRKIRMXEPSVEGUYMVIHHMWIEWIWERH
*MKYVI
7SQI(IJMRMXMSRW
8LIHIJMRMXMSRWXLEXJSPPS[I\TPEMRXLIXIVQWYWIHMRXLMW8-4
(MWIEWI%RMRXIVVYTXMSRGIWWEXMSRSVHMWSVHIVSJFSH]JYRGXMSRWW]WXIQWSVSVKERW
-QTEMVQIRX%R]PSWWSVEFRSVQEPMX]SJTW]GLSPSKMGEPTL]WMSPSKMGEPSVEREXSQMGEPWXVYGXYVISV
JYRGXMSRW
(MWEFMPMX]%R]VIWXVMGXMSRSVPEGOVIWYPXMRKJVSQERMQTEMVQIRXSJXLIEFMPMX]XSTIVJSVQEREGXMZMX]
MRXLIQERRIVSV[MXLMRXLIVERKIGSRWMHIVIHRSVQEPJSVELYQERFIMRK%HMWEFMPMX]MWEP[E]W
TIVGIMZIHMRXLIGSRXI\XSJGIVXEMRWSGMIXEPI\TIGXEXMSRWERHMXMWSRP][MXLMRXLEXGSRXI\XXLEXXLI
HMWEHZERXEKIWEGGVYMRKJVSQEHMWEFMPMX]SJXIRGEPPIHlLERHMGETWzGERFITVSTIVP]IZEPYEXIH
*YRGXMSREPGETEGMXMIW8LIEFMPMX]SVHIKVIISJEFMPMX]TSWWIWWIHF]XLIMRHMZMHYEPXSQIIXSVTIVJSVQ
XLIFILEZMSVWXEWOWERHVSPIWI\TIGXIHMREWSGMEPIRZMVSRQIRX
*YRGXMSREPPMQMXEXMSRW8LIMREFMPMX]XSTIVJSVQGIVXEMRFILEZMSVWJYPJMPPGIVXEMRXEWOWSVQIIXGIVXEMR
WSGMEPVSPIWEWEGSRWIUYIRGISJEHMWEFMPMX]8LSWIPMQMXEXMSRWGERFIEREXSQMGEPIKEQTYXEXMSR
TL]WMSPSKMGEPIKHMEFIXIWGSKRMXMZIIKXVEYQEXMGFVEMRMRNYV]SVEJJIGXMZIIKHITVIWWMSRMR
SVMKMRERHREXYVI8LI]VITVIWIRXWYFWXERHEVHTIVJSVQERGISRXLITEVXSJXLIMRHMZMHYEPMRQIIXMRK
PMJIEGXMZMXMIWERHVIJPIGXXLIMRXIVEGXMSRFIX[IIRXLITIVWSRERHXLIIRZMVSRQIRX%PMWXSJXLIWIZIR
EVIEWSJJYRGXMSREPGETEGMXMIWERHPMQMXEXMSRWQSWXSJXIREWWIWWIHJSPPS[WSRTEKI
7SYVGI7XIHQER
7SYVGI;SVPH,IEPXL3VKERM^EXMSR
7SYVGI0MZRILERH1EPI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
HMWSVHIVWSVF]MRNYV]SVXVEYQE*SV
I\EQTPIWTMREPGSVHMRNYV]MWEHMWSVHIVXLEX
GERGEYWITEVEP]WMWERMQTEMVQIRX
7IRWSV]MQTEMVQIRXWMRGPYHIFPMRHRIWWERH
HIEJRIWW[LMGLQE]FIGEYWIHF]GSRKIRMXEP
HMWSVHIVWHMWIEWIWWYGLEWIRGITLEPSTEXL]
SVQIRMRKMXMWSVXVEYQEXSXLIWIRWSV]
SVKERWSVXLIFVEMR
'SKRMXMZIMQTEMVQIRXWEVIHMWVYTXMSRWSJ
XLMROMRKWOMPPWWYGLEWMREXXIRXMSRQIQSV]
TVSFPIQWTIVGITXYEPTVSFPIQWHMWVYTXMSRW
MRGSQQYRMGEXMSRWTEXMEPHMWSVMIRXEXMSR
TVSFPIQW[MXLWIUYIRGMRKXLIEFMPMX]XS
JSPPS[EWIXSJWXITWMRSVHIVXSEGGSQTPMWLE
XEWOQMWTIVGITXMSRSJXMQIERHTIVWIZIVE
XMSRGSRWXERXVITIXMXMSRSJQIERMRKPIWWSV
MRETTVSTVMEXI[SVHWSVTLVEWIW
%JJIGXMZIMQTEMVQIRXWEVIHMWVYTXMSRWMRXLI
[E]IQSXMSRWEVITVSGIWWIHERHI\TVIWWIH
*SVXLITYVTSWIWSJXLMWHMWGYWWMSREJJIGXMZI
MQTEMVQIRXWEVIGSRWMHIVIHXSMRGPYHI
TVSFPIQWGEYWIHF]FSXLEJJIGXMZIERHQSSH
HMWSVHIVWWYGLEWQENSVHITVIWWMSRERH
QERME8LIWIMQTEMVQIRXWMRGPYHIXLI
W]QTXSQWSJQIRXEPHMWSVHIVWWYGLEW
HMWSVKERM^IHWTIIGLERHFILEZMSVQEVOIHP]
HITVIWWIHQSSHERHERLIHSRMENS]PIWWRIWW
*MKYVIGEXIKSVM^IWZEVMSYWHMWEFMPMXMIW
EGGSVHMRKXSXLIWIJSYVGPEWWMJMGEXMSRWLS[IZIV
WSQIGSRHMXMSRWQE]FIQSVIHMJJMGYPXXS
GEXIKSVM^IERHWSQIMRHMZMHYEPWQE]I\TIVMIRGI
QYPXMTPIGSRHMXMSRW
*MKYVI
(MWEFMPMX]'LEVX
'EXIKSV]
(MWEFMPMX]
4L]WMGEP
7TMREFMJMHE
7TMREP GSVH MRNYV]
%QTYXEXMSR
(MEFIXIW
'LVSRMGJEXMKYIW]RHVSQI
'EVTEP XYRRIP
%VXLVMXMW
0IEVRMRKHMWEFMPMX]
8VEYQEXMGFVEMRMRNYV]
1IRXEP VIXEVHEXMSR
%(,(
(ITVIWWMSR
&MTSPEV HMWSVHIV
7GLM^STLVIRME
)EXMRK HMWSVHIV
%R\MIX]
4SWXXVEYQEXMGWXVIWWHMWSVHIV
&PMRHRIWW
(IEJRIWW
:MWYEP MQTEMVQIRX
,EVHSJLIEVMRK
'SKRMXMZI
%JJIGXMZI
7IRWSV]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
3ZIVZMI[SJ8VIEXQIRX-WWYIW
*YRGXMSREP'ETEGMXMIWERH
0MQMXEXMSRW
4ISTPIQE]LEZIXLIWEQIHMWEFMPMX][MXLSYX
LEZMRKXLIWEQIJYRGXMSREPGETEGMXMIWERH
PMQMXEXMSRW-XMWLS[IZIVXLIMVGETEGMXMIWERH
PMQMXEXMSRWXLEX[MPPHIXIVQMRI[LEX
EGGSQQSHEXMSRWWLSYPHFIQEHIXSXLI
XVIEXQIRXTPER8VIEXQIRXTVSZMHIVWWLSYPH
PSSOEXIEGLMRHMZMHYEP[LIRHIXIVQMRMRKXLI
PIZIPERHX]TISJWIVZMGIRIIHIHVEXLIVXLER
TVIWGVMFMRKERETTVSEGLSVGSYVWISJXVIEXQIRX
FEWIHSRXLIHMWEFMPMX]HMEKRSWMW*SVI\EQTPI
SRITIVWSR[MXL8&-QE]VIUYMVIETIVMSHSJ
WTIGMEPM^IHWIVZMGIWFIGEYWISJTVSFPIQW[MXL
EXXIRXMSRWTERYRGSRWXVYGXMZIFILEZMSVWSV
QIHMGEPRIIHW7SQISRIIPWI[MXL8&-QE]FI
WXEFPIIRSYKLXSFIMRXIKVEXIH[MXLRSRHMWEFPIH
TIVWSRW[MXLQMRMQEPEGGSQQSHEXMSR
8LSYKLXLMW8-4EHHVIWWIWEGGSQQSHEXMSRW
ERHEHNYWXQIRXWF]HMWEFMPMX]JYRGXMSREP
PMQMXEXMSRWEVIEGXYEPP][LEX[MPPHVMZITVSKVEQ
QSHMJMGEXMSRW 8LIVI EVI WIZIRGEXIKSVMIWSJ
JYRGXMSREPGETEGMX]ERHPMQMXEXMSRXLEXGER
MQTMRKISRETIVWSR
WXVIEXQIRX8LI]EVI
PMWXIHFIPS[[MXLWSQISJXLIWTIGMJMGJYRGXMSRW
XLEXJEPPYRHIVIEGLGEXIKSV]
7IPJGEVI
i )EXMRK
i +VSSQMRK
i &EXLMRK
i (VIWWMRK
i &S[IPERHFPEHHIVQEREKIQIRX
i 1IHMGEXMSRYWEKI
1SFMPMX]
i 4SWMXMSRMRK
i ;EPOMRK[MXLSV[MXLSYXEWWMWXMZI
HIZMGIW
i 9WISJ[LIIPGLEMVSVSXLIVQSFMPMX]EMH
i 9WISJWXEMVW
i %FMPMX]XSSTIVEXIQSXSVZILMGPI
i 9WISJTYFPMGXVERWTSVXEXMSRSVSXLIV
EGGIWWXSXVERWTSVXEXMSR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'SQQYRMGEXMSR
i 6IEHMRK
i ;VMXMRK
i 7TIEOMRK
i 0MWXIRMRK
0IEVRMRK
i %XXIRXMSR
i 'SQTVILIRWMSR
i 6IXIRXMSR
i %TTPMGEXMSR
4VSFPIQWSPZMRK
i %[EVIRIWWERHVIGSKRMXMSRSJTVSFPIQW
i -HIRXMJMGEXMSRSJEPXIVREXMZIW
i %RXMGMTEXMSRSJTSWWMFPIGSRWIUYIRGIWSJ
ZEVMSYWEPXIVREXMZIW
i (IGMHMRKSRSTXMQEPEPXIVREXMZI
7SGMEPWOMPPW
i 9RHIVWXERHMRKSJWSGMEPQSVIWERHZEPYIW
i -QTYPWIGSRXVSP
i -RXMQEG]
i 'SRZIVWEXMSREPWOMPPW
i )QTEXL]
)\IGYXMZIJYRGXMSRW
i 4PERRMRKERHSVKERM^EXMSR
i 1SXMZEXMSRERHMRMXMEXMSR
i 1SRMXSVMRKERHVIZMI[MRK
i (IGMWMSRQEOMRK
(MWEFMPMXMIWERH
'LIQMGEP(ITIRHIRG]
(EXEJVSQXLI6SFIVX;SSH.SLRWSR*SYRHEXMSR
MRHMGEXIXLEXEFSYXTIVGIRXSJXLITSTYPEXMSR
LEZIEWYFWXERGIYWIHMWSVHIV6SFIVX;SSH
.SLRWSR*SYRHEXMSR=IXWXYHMIWLEZI
GSRWMWXIRXP]JSYRHXLEXTIVGIRXSVQSVISJEPP
TIVWSRWUYEPMJ]MRKJSV7XEXIZSGEXMSREP
VILEFMPMXEXMSRWIVZMGIWI\LMFMXW]QTXSQW
UYEPMJ]MRKXLIQJSVEHMEKRSWMWSJWYFWXERGI
EFYWISVWYFWXERGIHITIRHIRGI1SSVIERH0M
7GL[EFERH(M2MXXS668'
-RXLI668'WXYH]XLIHMWEFMPMXMIW
'LETXIV
VITVIWIRXIHMRGPYHIHXLSWIQSWXTVIZEPIRX
[MXLMR7XEXIZSGEXMSREPVILEFMPMXEXMSR:6
W]WXIQWQIRXEPMPPRIWWZEVMSYWSVXLSTIHMG
MQTEMVQIRXWHIEJRIWWLIEVMRKMQTEMVQIRXW
FPMRHRIWWZMWYEPMQTEMVQIRXWPIEVRMRK
HMWEFMPMX]QIRXEPVIXEVHEXMSR8&-ERHGLIQMGEP
HITIRHIRG]-REWYFWIUYIRXEREP]WMWTIVWSRW
[MXLXLITVMQEV]HMWEFMPMX]SJGLIQMGEP
HITIRHIRG][IVISQMXXIHJVSQXLIWEQTPI=IX
XLIVIQEMRMRK:6GSRWYQIVW[MXLSXLIV
HMWEFMPMXMIWVITSVXIHTEXXIVRWSJMPPMGMXHVYKYWI
XLEX[IVIQSVIJVIUYIRXERHLIEZMIVJSVIZIV]
HVYKGSQTEVIH[MXLEKIRIVEPTSTYPEXMSR
WEQTPIQEXGLIHJSVEKIERHKISKVETLMG
HMWXVMFYXMSR668'
-RXLI;MWGSRWMR(ITEVXQIRXSJ,IEPXL
ERH7SGMEP7IVZMGIWGSRHYGXIHEWXEXI[MHIWXYH]
SJEPGSLSPYWIF]TISTPI[MXLHMWEFMPMXMIW&YWW
ERH'VEQIV-XEWOIHGSRWYQIVWSJ
:6SVMRHITIRHIRXPMZMRKWIVZMGIWTISTPI[LS
LEHHMWEFMPMXMIWWYGLEWSVXLSTIHMGMQTEMVQIRXW
?MRGPYHMRKWTMREPGSVHMRNYV]ERHEQTYXEXMSRA
ZMWMSRMQTEMVQIRXWPSWWSJLIEVMRKEVXLVMXMW
GIVIFVEPTEPW]TSPMSFVEMRXVEYQELIEVX
HMWIEWIERHQYPXMTPIWGPIVSWMWXSVITSVXXLIMV
YWISJEPGSLSP%PGSLSPYWITEXXIVRW[IVIFEWIH
SRX]TSPSKMIWIWXEFPMWLIHF]'ELEPER'ELEPER
IXEP8LIWXYH]JSYRHXLEXVIWTSRHIRXW
[MXLEHMWEFMPMX][IVIQSVIPMOIP]XSFIlLIEZ]z
SVlQSHIVEXIzHVMROIVWTIVGIRXERH
TIVGIRXVIWTIGXMZIP]XLERXLIKIRIVEP
TSTYPEXMSR;LMPILIEZ]SVQSHIVEXIHVMROIVW
EVIRSXGSRWMHIVIHHITIRHIRXXLMWLIEZ]
EPGSLSPYWITYXWXLIQEXLMKLIVVMWOJSVMRNYV]
ERHSXLIVLIEPXLGSRWIUYIRGIWEW[IPPEWJYXYVI
VMWOSJHITIRHIRGI8LIVIWYPXWSJXLMWWXYH]
WYKKIWXXLEXTISTPI[MXLHMWEFMPMXMIWQE]YWI
EPGSLSPEXPIEWXEWQYGLMJRSXQSVIXLERXLI
KIRIVEPTSTYPEXMSR
2SXEPPTISTPI[MXLHMWEFMPMXMIWEVIIUYEPP]
PMOIP]XSLEZIWYFWXERGIYWIHMWSVHIVW'IVXEMR
X]TIWSJHMWEFMPMXMIWWIIQXSLEZIQSVIMQTEGX
XLERSXLIVWSRWYFWXERGIYWIFILEZMSV*SV
MRWXERGIVIWIEVGLWYKKIWXWXLEXXLIVEXISJ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
WYFWXERGIEFYWIEQSRKTISTPI[MXLQIRXEP
MPPRIWWQE]FIX[MGIEWLMKLEWXLEXSJXLI
KIRIVEPTSTYPEXMSRERHSZIVTIVGIRXSJ
]SYRKTISTPI[MXLQIRXEPMPPRIWWVITSVXWSQI
OMRHSJWYFWXERGIYWI/IPPI]ERH&IRWLSJJ
/IWWPIVERH/PIMR6IKMIVIXEP
&VS[RIXEP7YFWXERGIYWIMWSJXIRXLI
QENSVGSRXVMFYXMRKJEGXSVXSFSXLWTMREPGSVH
ERHXVEYQEXMGFVEMRMRNYVMIWERHTISTPIPMZMRK
[MXLXLIEJXIVIJJIGXWSJWYGLXVEYQESJXIR
GSRXMRYIXSLEZIWYFWXERGIYWIHMWSVHIVW
,IMRIQERRIXEP7TEVEHISERH+MPP
'SVVMKERIXEP
&SXLHMWEFMPMX]ERHGLIQMGEPHITIRHIRG]
WIVZMGITVSZMHIVWVITSVXMRGVIEWIWMRWYFWXERGI
YWIHMWSVHIVWEQSRKTISTPI[MXLHMWEFMPMXMIW
*SVI\EQTPI7XEXIHMVIGXSVWSJEPGSLSPERHHVYK
HITEVXQIRXWERHHMVIGXSVWSJ7XEXI:6EKIRGMIW
VITSVXIHMRGVIEWIWMRGSI\MWXMRKHMWEFMPMX]ERH
WYFWXERGIYWIHMWSVHIVWEQSRKVIGIRXVIJIVVEPW
XSXLIMVTVSKVEQW(MVIGXSVWSJFSXLEKIRGMIW
TVIHMGXIHXLEXXLIWIRYQFIVW[SYPHGSRXMRYI
VMWMRKMRXLIJYXYVI668'7MRGIQER]
TISTPI[MXLHMWEFMPMXMIWEVIRSXGYVVIRXP]
VIGIMZMRKXLIXVIEXQIRXJSVWYFWXERGIYWI
HMWSVHIVWXLI]VIUYMVIXLIRYQFIVSJTISTPI
[MXLHMWEFMPMXMIWWIIOMRKXVIEXQIRXGERSRP]FI
I\TIGXIHXSKVS[
0MJI4VSFPIQW'SRXVMFYXIXS
7YFWXERGI9WI(MWSVHIVW
4ISTPI[MXLHMWEFMPMXMIWEVIQSVIPMOIP]XSYWI
WYFWXERGIWMRTEVXFIGEYWIXLI]I\TIVMIRGI
YRIQTPS]QIRXPEGOSJVIGVIEXMSREPSTXMSRW
WSGMEPMWSPEXMSRLSQIPIWWRIWWERHZMGXMQM^EXMSR
SVTL]WMGEPEFYWIQSVIJVIUYIRXP]XLERXLI
KIRIVEPTSTYPEXMSR7YWWIVIXEP:EWL
(I0SEGLERH+VIIV1EVWLEOERH
7IPMKQER-JXLI]EPWSLEZIWYFWXERGIYWI
HMWSVHIVWWYGLTVSFPIQWEVIJYVXLIV
I\EGIVFEXIH
1ER]EHYPXW[MXLHMWEFMPMXMIWEVI
YRHIVIQTPS]IHSVYRIQTPS]IH7SQI
TIVGIRXPMZIFIPS[XLITSZIVX]PMRIEVEXI
3ZIVZMI[SJ8VIEXQIRX-WWYIW
ETTVS\MQEXIP]TIVGIRXLMKLIVXLERXLEXJSV
TISTPI[MXLSYXHMWEFMPMXMIW0E4PERXIIXEP
4ISTPI[MXLHMWEFMPMXMIWEXEPPMRGSQI
PIZIPWKIRIVEPP]WTIRHEPEVKITVSTSVXMSRSJ
XLIMVMRGSQIXSQIIXXLIMVHMWEFMPMX]VIPEXIH
RIIHW0MOISXLIVW[LSLEZIFIIRMWSPEXIHSV
YRIQTPS]IHSZIVEPSRKTIVMSHSJXMQIWSQI
TISTPI[MXLHMWEFMPMXMIWPEGOXLIWSGMEPWOMPPWERH
JEQMPMEVMX][MXL[SVOTPEGIWRIIHIHXSWYGGIIH
MRENSF
*SVQER]VIEWSRWTISTPI[MXLHMWEFMPMXMIW
QE]VIP]SREWQEPPIVWSGMEPRIX[SVO8LI]QE]
FIMWSPEXIHFIGEYWISJXLIMVJEQMPMIW
IJJSVXWXS
TVSXIGXXLIQXLITL]WMGEPHMJJMGYPX]SJKIXXMRK
SYXXSWSGMEPWIXXMRKWPEGOSJSTTSVXYRMXMIWXS
TVEGXMGIWSGMEPWOMPPWPEGOSJTL]WMGEPWXEQMRE
XVSYFPIJMRHMRKEGXMZMXMIWERHRIKSXMEXMRK
XVERWTSVXEXMSRTSZIVX]ERHRSRHMWEFPIH
TISTPI
WHMWGSQJSVX[MXLTISTPI[MXL
HMWEFMPMXMIW%REPXIVIHFSH]MQEKIGERQEOI
XLSWI[MXLEVIGIRXHMWEFMPMX]SRWIXIKTISTPI
YWMRKE[LIIPGLEMVJSVXLIJMVWXXMQIVIPYGXERXXS
WSGMEPM^I%HHMXMSREPP]TL]WMGEPPMQMXEXMSRW
QEOIWSQITISTPIJIEVZMSPIRGISVI\TPSMXEXMSR
4ISTPI[MXLHMWEFMPMXMIWEVIEXKVIEXIVVMWOSJ
FIMRKZMGXMQWSJWI\YEPEFYWIERHHSQIWXMGSV
SXLIVZMSPIRGI+PSZIVIXEP:EVPI]
8LI]EVIQSVIPMOIP]XSFIZMGXMQM^IHFIGEYWI
XLI]EVITIVGIMZIHEWYREFPIXSTVSXIGX
XLIQWIPZIW(ITVIWWMSRERHPS[WIPJIWXIIQ
EWWSGMEXIH[MXLXLIMVHMWEFMPMXMIWGEREPWSTPE]E
VSPIMRWSQIMRHMZMHYEPW
ZMGXMQM^EXMSRERHMR
XYVRXLIMVWYFWXERGIYWI
-WSPEXMSRERHJYRGXMSREPPMQMXEXMSRWPIEZI
QER]TISTPI[MXLHMWEFMPMXMIW[MXLJI[
VIGVIEXMSREPSTXMSRW]IXXLI]SJXIRLEZIQYGL
YRWXVYGXYVIHXMQISRXLIMVLERHW*SVI\EQTPI
TISTPI[LSEVIFPMRHSVLEZIEZMWYEP
MQTEMVQIRXQE]JEGIMRGVIEWIHMWSPEXMSRI\GIWW
JVIIXMQIERHYRHIVIQTPS]QIRX1SXIX
+VMKSVEWERH7GLYGOMX2IPMTSZMGLERH
&YWW7SQITISTPIQE]TIVGIMZIFEVWSV
SXLIVTPEGIW[LIVIEPGSLSPMWGSRWYQIHEWXLI
SRP]WSGMEPKEXLIVMRKTPEGIWSTIRXSXLIQERH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
HVMROMRKSVHVYKYWIXLISRP]TSWWMFPIQIERWSJ
VIGVIEXMRKSVKEMRMRKWSGMEPWYTTSVX+VIIV
4ERIPQIQFIVWVITSVXXLEXIQTPS]IH
EWWMWXERXWERHGEVIKMZIVWJSVTISTPI[MXL
HMWEFMPMXMIWQE]SJXIREFYWIXLIMVGPMIRXWWXIEP
JVSQXLIQSVSXLIV[MWII\TPSMXXLIQ8LI
GEVIKMZIVJSVEWYFWXERGIYWMRKGPMIRX[MXLE
HMWEFMPMX]QE]TYVGLEWIEPGSLSPSVHVYKWJSVXLI
GPMIRXSVXSPIVEXIXLIGPMIRX
WWIPJHIWXVYGXMZI
FILEZMSV
8VIEXQIRXMQTPMGEXMSRW
)EGLSJXLIWIPMJITVSFPIQWMRGVIEWIWXLI
MRHMZMHYEP
WVMWOSJWYFWXERGIYWIHMWSVHIV
QEOIWXVIEXQIRXQSVIGSQTPI\ERHLIMKLXIRW
XLITSWWMFMPMX]SJVIPETWI'SSVHMREXMSR[MXLER
EKIRG]TVSZMHMRKGEWIQEREKIQIRXWIVZMGIWJSV
TISTPI[MXLHMWEFMPMXMIWWLSYPHFIETVMSVMX]MJ
XLSWIWIVZMGIWEVIRSXTVSZMHIHF]XLIWYFWXERGI
YWIHMWSVHIVXVIEXQIRXTVSKVEQ4ISTPI[MXL
FSXLEWYFWXERGIYWIHMWSVHIVERHEGSI\MWXMRK
HMWEFMPMX]QE]RIIHEWWMWXERGIERH
MRHMZMHYEPM^IHEGGSQQSHEXMSRWXS
)WGETIJVSQEFYWMZIWMXYEXMSRW
0IEVRXSTVSXIGXXLIQWIPZIWJVSQ
ZMGXMQM^EXMSR
*MRHZSPYRXIIV[SVOSVSXLIVQIERWSJ
KEMRMRKEWIRWISJTVSHYGXMZMX]MRPMIYSJTEMH
IQTPS]QIRXEPXLSYKLTEMHIQTPS]QIRX
[SYPHEP[E]WFITVIJIVVIH
(IZIPSTTVIZSGEXMSREPWOMPPWWYGLEWFEWMG
KVSSQMRKHVIWWMRKETTVSTVMEXIP]YWMRK
TYFPMGXVERWTSVXEXMSRERHGSSOMRK
0IEVRWSGMEPWOMPPWXLEXQE]FIQMWWMRK
FIGEYWISJFSXLWYFWXERGIYWIHMWSVHIVWERH
HMWEFMPMX]VIPEXIHTVSFPIQW
0IEVRXSIRKEKIMRLIEPXL]VIGVIEXMSR
&IGSQIIHYGEXIHEFSYXXLIMVPIKEPVMKLXWXS
EGGIWWMFPIIRZMVSRQIRXWERHWIVZMGIWEW[IPP
EWIQTPS]QIRX
3FXEMRJMRERGMEPFIRIJMXWXS[LMGLXLI]EVI
IRXMXPIH
&YMPHRI[TIIVRIX[SVOW
'LETXIV
4VSKVEQWJEGITVSGIHYVEPERHSXLIV
SFWXEGPIW[LIRXLI]EXXIQTXXSVIGXMJ]WYGL
TVSFPIQW*SVI\EQTPIGPMIRXWQE]FIHIGPEVIH
MRIPMKMFPIJSVWSQI:6TVSKVEQWYRXMPXLI]LEZI
VIQEMRIHWSFIVJSVQSRXLWSVQSVIIZIR
XLSYKLWYGLEVIUYMVIQIRXMWGSYRXIV
TVSHYGXMZIERHGEREGXXSQEMRXEMREZMGMSYW
G]GPIFIX[IIREPEGOSJZSGEXMSREPWOMPPWERH
WYFWXERGIYWIHMWSVHIVW7SQI:6GSYRWIPSVW
VIWMWX[SVOMRK[MXLTISTPI[MXLWYFWXERGIYWI
HMWSVHIVWFIPMIZMRKXLIQXSSlHMJJMGYPXzERH
HIWXMRIHXSJEMP*YVXLIVQSVIF]XLIXMQIE
TIVWSR[MXLEHMWEFMPMX]EXXIQTXWXSEGGIWW
XVIEXQIRXXLIPIZIPSJLIVWYFWXERGIYWI
HMWSVHIVQE]FIVEXLIVWIZIVIFIGEYWISJ
WSGMIXEPIREFPMRKW]WXIQWXLEXHSRSXMHIRXMJ]
IEVP]WYFWXERGIYWIERHEFYWIERHXLIXIRHIRG]
EQSRKLYQERWIVZMGIEKIRGMIWXSJSGYWSR
HMWEFMPMX]VEXLIVXLERGLIQMGEPHITIRHIRG]
MWWYIW
3FZMSYW:IVWYW,MHHIR
(MWEFMPMXMIW
-HIRXMJ]MRKLMHHIRHMWEFMPMXMIWMWXLIOI]XS
WYGGIWWJYPWYFWXERGIYWIHMWSVHIVXVIEXQIRX%
TEXMIRX[LSVITIEXIHP]JEMPWEXXVIEXQIRXQE]
RSXYRHIVWXERH[LEXLIMWXSPHSVQE]RSXFI
EFPIXSVIEHSVVIQIQFIVQEXIVMEPW1ER]
TISTPI[LSLEZIHMWEFMPMXMIWIKTISTPI[MXL
QYPXMTPIWGPIVSWMWWIM^YVIHMWSVHIVWGEVHMEG
TVSFPIQWPSSOLIEPXL]QYGLSJXLIXMQIFYX
XLIWIGSRHMXMSRWSJXIRGEYWIWMKRMJMGERXJEXMKYI
SVPMQMXEXMSRWSR[EPOMRKHVMZMRKSVSXLIV
TL]WMGEPEGXMZMXMIW8VIEXQIRXWXEJJQIQFIVW
QE]RSXEGGITXSVFIPMIZIEGPMIRXLEWEHMWEFMPMX]
FEWIHSR[LEXXLI]WIIVIKEVHPIWWSJ[LEXXLI
GPMIRXWE]W-RWSQIGEWIWTISTPIQE]LEZILEH
EPMJIPSRKMRZIWXQIRXMRLMHMRKXLIMVGSKRMXMZI
HMWEFMPMXMIWERH[MPPRSXZSPYRXIIVSVEHQMXXS
XLIMVGSRHMXMSRW
(MWEFMPMXMIWGEREPWSFILMHHIRJVSQGPMIRXW
XLIQWIPZIW%WYFWXERGIYWIHMWSVHIVXVIEXQIRX
TVSKVEQQE]FI[LIVIETIVWSRJMVWXHMWGSZIVW
WLILEWHMEFIXIWEPIEVRMRKHMWEFMPMX]SVE
Reviewed: 4/8/16-SRC 4/19/16-CMMC
LIEVMRKPSWW)ZIRMJEGPMIRXORS[WLILEWE
HMWEFMPMX]LIQE]RSXFIE[EVISJ
EGGSQQSHEXMSRWXLEXGSYPHLIPTLMQJYRGXMSR
FIXXIV
;LIXLIVXLI]VIGSKRM^IMXSVRSXXVIEXQIRX
TVSZMHIVWEVIEPVIEH]HIPMZIVMRKWIVZMGIWXSE
ZEVMIX]SJTISTPI[MXLHMWEFMPMXMIW7SQISJ
XLIWIQE]FIXLIWEQITISTPI[LSHVSTSYXSJ
XVIEXQIRX[LSHSRSXWIIQXSQEOITVSKVIWW
SV[LSWIIQYRQSXMZEXIH7YGLGPMIRXWGERFI
TEVXMGYPEVP]JVYWXVEXMRKJSVXVIEXQIRXTVSZMHIVW
LS[IZIVMJJYRGXMSREPPMQMXEXMSRWEVIVIGSKRM^IH
ERHXVIEXQIRXMWQSHMJMIHEGGSVHMRKP]XLI
TVSKVEQMWPMOIP]XSWIIFIXXIVVIWYPXW
8LIGSYRWIPSVQYWXFIIWTIGMEPP]WIRWMXMZI
[LIR[SVOMRK[MXLTISTPI[LSEVIRSXE[EVI
SJSV[MWLSXLIVWXSVIQEMRYRE[EVISJXLIMV
HMWEFMPMX]'LETXIVIPEFSVEXIWWSQISJXLI
[E]WMR[LMGLXVIEXQIRXWXEJJGERWGVIIRJSV
GSKRMXMZIHMWEFMPMXMIWXLEXQE]RSXFIVIEHMP]
ETTEVIRX
,MHHIRGSKRMXMZIHMWEFMPMXMIW
4L]WMGEPERHWIRWSV]HMWEFMPMXMIWEVIKIRIVEPP]
QSVIETTEVIRXXLERGSKRMXMZIHMWEFMPMXMIW
7IZIVEPWXYHMIWLEZIMRHMGEXIHXLEXQER]TISTPI
VIUYMVMRKGLIQMGEPHITIRHIRG]XVIEXQIRXLEZI
GSKRMXMZITIVWSREPMX]SVSXLIVGSRHMXMSRWXLEX
EJJIGXXLIMVEFMPMX]XSPIEVRSVFIRIJMXJVSQ
XVIEXQIRX'SVVMKER&VS[RIXEP
6SYVOIERH0SFIVK4VSZMHIVI\TIVMIRGI
FIEVWSYXXLIJEGXXLEXERYQFIVSJTIVWSRW
TVIWIRXXSXLIXVIEXQIRXWIXXMRK[MXL
YRHMEKRSWIHSVQMWHMEKRSWIHGSKRMXMZI
MQTEMVQIRXW8VIEXQIRXTVSZMHIVWWLSYPHPSSO
SYXJSVXLIWITSXIRXMEPLMHHIRHMWEFMPMXMIW
FIGEYWIXLI]QE]RSXLEZIFIIRHSGYQIRXIHF]
TVIZMSYWLIEPXLGEVITVSJIWWMSREPWQE]RSXFI
JYPP]ETTVIGMEXIHF]XLIGPMIRXSVQE]LEZIFIIR
QMWMRXIVTVIXIHMRXLITEWXEWlTSSVQSXMZEXMSRz
SRXLITEVXSJXLIGPMIRX
8LIQENSVMX]SJMRHMZMHYEPW[MXLQIRXEP
VIXEVHEXMSRMWMRXLIQMPHXSFSVHIVPMRIVERKI-5
YTXSERHGERJYRGXMSR[IPPMRQER]
XVIEXQIRXWMXYEXMSRW[MXLQMRMQEPEHETXEXMSRW
3ZIVZMI[SJ8VIEXQIRX-WWYIW
,S[IZIVTISTPI[MXLQIRXEPVIXEVHEXMSRERH
SXLIVGSKRMXMZIHMWEFMPMXMIWQE]LEZIZIV]KSSH
WSGMEPERHGSQQYRMGEXMSRWOMPPWERH]IXWXMPP
LEZIWIVMSYWTVSFPIQW[MXLQIQSV]
HIGMWMSRQEOMRKTPERRMRKSVPIEVRMRK
GSQTVILIRWMSR7SQILMKLP]JYRGXMSRMRK
MRHMZMHYEPWKSXSKVIEXPIRKXLWXSOIITXLIMV
HMWEFMPMXMIWEWIGVIXIZIRTVIWIRXMRK[MXL
RSRGSQTPMERXSVRIKEXMZIFILEZMSVXSHIJPIGX
EXXIRXMSRJVSQXLIMVEVIEWSJJYRGXMSREP
PMQMXEXMSR
,MHHIRTL]WMGEPHMWEFMPMXMIW
3RIGERRSXEWGIVXEMRXLIREXYVISJWSQISRI
W
PMQMXEXMSRWFEWIHSRSFZMSYWTL]WMGEP
MQTEMVQIRXW%TIVWSR[LSWTIEOWWPS[P]HYI
XSGIVIFVEPTEPW]QE]FIEFPIXSVIEHERH
TVSGIWWMRJSVQEXMSRUYMXI[IPP3RXLISXLIV
LERHWSQISRI[LSYWIWE[LIIPGLEMVQE]MR
JEGXJEGIEQSVIWIVMSYWMQTEMVQIRXMRER
YRVIPEXIHPIEVRMRKHMWEFMPMX]XLEXHVEQEXMGEPP]
PMQMXWLMWEFMPMX]XSVIEH7SQITIVWSRW[MXL
TL]WMGEPHMWEFMPMXMIWQE]LEZILEHXSHIEP[MXL
WSQER]HMWETTSMRXQIRXWXLEXXLI]LEZI
WIVMSYWP]PS[IVIHXLIMVS[RI\TIGXEXMSRWSJ
[LEXXLI]GERHSMRXLIWIWMXYEXMSRWXLIWI
MRHMZMHYEPW
TL]WMGEPHMWEFMPMXMIWQE]FIPIWWSJ
ERMQTIHMQIRXXSVIGSZIV]XLERXLIMVPS[IVIH
I\TIGXEXMSRW
6IGSKRM^MRK&EVVMIVWXS
8VIEXQIRX
-RWTMXISJX[SVIGIRX*IHIVEPPE[WXLI
%QIRHQIRXWXSXLI6ILEFMPMXEXMSR%GXSJ
ERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GXSJ
WYFWXERGIYWIHMWSVHIVXVIEXQIRX
TVSKVEQWGSRXMRYIXSTVSZMHIMREHIUYEXI
WIVZMGIWJSVTISTPI[MXLHMWEFMPMXMIW%PXLSYKL
XLMWHMJJMGYPX]MWQSWXZMWMFPIMRMRTEXMIRXSV
VIWMHIRXMEPTVSKVEQWWXEXI[MHIPIKEP
TVSGIIHMRKWSRFILEPJSJTISTPI[MXLHMWEFMPMXMIW
LEZIFIIRMRMXMEXIHVIKEVHMRKEGGIWWXS
SYXTEXMIRXWIXXMRKWEW[IPP%GGSVHMRKXSXLI
%(%TVSKVEQWQYWXVIQSZISVGSQTIRWEXIJSV
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TL]WMGEPSVEVGLMXIGXYVEPFEVVMIVWXSI\MWXMRK
JEGMPMXMIW[LIREGGSQQSHEXMSRMWVIEHMP]
EGLMIZEFPIQIERMRKlIEWMP]EGGSQTPMWLEFPIERH
EFPIXSFIGEVVMIHSYX[MXLSYXQYGLHMJJMGYPX]SV
I\TIRWIz40i4VSZMHIVWWLSYPH
I\EQMRIXLIMVTVSKVEQWERHQSHMJ]XLIQXS
IPMQMREXIJSYVJYRHEQIRXEPKVSYTWSJFEVVMIVWXS
XVIEXQIRXJSVTISTPI[MXLHMWEFMPMXMIW
EXXMXYHMREPFEVVMIVWHMWGVMQMREXSV]TSPMGMIW
TVEGXMGIWERHTVSGIHYVIWGSQQYRMGEXMSRW
FEVVMIVWERHEVGLMXIGXYVEPFEVVMIVW*SVE
QSVIHIXEMPIHI\TPEREXMSRSJ[LEX
EGGSQQSHEXMSRWQYWXFIQEHIERHERW[IVWXS
SXLIVQSVIWTIGMJMGUYIWXMSRWGSRGIVRMRK%(%
GSQTPMERGIERHXLIFIWX[E]WXSSZIVGSQIXLIWI
FEVVMIVWWII%TTIRHM\(
%XXMXYHMREP&EVVMIVW
%XXMXYHIWEFSYXlHMWEFMPMX]zMRJPYIRGIXLI[E]W
RSRHMWEFPIHTISTPIVIEGXXSTISTPI[MXL
HMWEFMPMXMIW[LMGLGEREJJIGXXLIPEXXIV
W
XVIEXQIRXSYXGSQIW8LIWXIVISX]TIWERH
I\TIGXEXMSRWSJSXLIVWEPWSMRJPYIRGIXLI[E]W
TISTPIXLMROEFSYXXLIMVS[RHMWEFMPMXMIW
4IVGITXMSRWWXIVISX]TIWSVFIPMIJWLIPHF]
TVSZMHIVWGERLMRHIVXLIMVEFMPMX]XSXVIEXE
TIVWSR[MXLEHMWEFMPMX]*SPPS[MRKEVIWSQI
I\EQTPIWSJGSQQSRP]LIPHFIPMIJWXLEXGER
TSWIFEVVMIVWXSXVIEXQIRX
4ISTPI[MXLHMWEFMPMXMIWHSRSXEFYWI
WYFWXERGIW
4ISTPI[MXLHMWEFMPMXMIWWLSYPHVIGIMZI
I\EGXP]XLIWEQIXVIEXQIRXTVSXSGSPEW
IZIV]SRIIPWIWSXLEXXLI]EVIR
XWMRKPIHSYX
EWHMJJIVIRX&IMRKQEMRWXVIEQIHMRXS
WSGMIX]QIERWXLEX]SYWLSYPHHSI\EGXP]XLI
WEQIXLMRKWEWIZIV]SRIIPWI
%TIVWSRMWRSRGSQTPMERX[LIRLIV
HMWEFMPMX]TVIZIRXWLIVJVSQVIWTSRHMRKXS
XVIEXQIRX
%TIVWSR[MXLEHMWEFMPMX][MPPQEOISXLIV
GPMIRXWYRGSQJSVXEFPI
4ISTPI[MXLHMWEFMPMXMIW[MPPWYIXLITVSKVEQ
VIKEVHPIWWSJXLIWIVZMGIWSJJIVIH
'LETXIV
7IVZMRKTISTPI[MXLHMWEFMPMXMIWVIUYMVIW
KSMRKXSI\XVIQIW
)ZIV]TIVWSR[MXLEHMWEFMPMX]VIUYMVIW
LSWTMXEPM^EXMSRVEXLIVXLEREVIWMHIRXMEPSV
SYXTEXMIRXTVSKVEQ
4ISTPI[MXLGSKRMXMZIHMWEFMPMXMIWEVIRSX
GETEFPISJPIEVRMRKLS[XSWXE]WSFIV
4ISTPI[MXLHMWEFMPMXMIWQEOIXSSQER]
HIQERHWERHYWIXLIMVHMWEFMPMX]EWER
I\GYWIJSVRSXJYPP]TEVXMGMTEXMRKMR
XVIEXQIRX
4ISTPI[MXLHMWEFMPMXMIWHIWIVZITMX]WSXLI]
WLSYPHFIEPPS[IHQSVIPEXMXYHIXSMRHYPKI
MRWYFWXERGIYWI
7XEJJQIQFIVW[LSLSPHWYGLFIPMIJWEFSYX
TISTPI[MXLHMWEFMPMXMIWQE]WGVIIRSYXXLSWI
[LS[SYPHFI[IPPWIVZIHF]XLIMVTVSKVEQWSV
HIR]EGPMIRXERETTVSTVMEXIEGGSQQSHEXMSRJSV
LIVHMWEFMPMX]3RXLISXLIVLERHXLIWIWXEJJ
QIQFIVWQE]YR[MXXMRKP]IREFPIGPMIRXWXSYWI
XLIMVHMWEFMPMXMIWXSEZSMHXVIEXQIRX*SV
I\EQTPIWSJMRETTVSTVMEXIVIWTSRWIWWII*MKYVI
SR(IRMEP)REFPMRKERH%GGSQQSHEXMSR
7XEJJXVEMRMRKMWOI]XSSZIVGSQMRKEXXMXYHMREP
FEVVMIVW*SVQSVIMRJSVQEXMSRSRWXEJJXVEMRMRK
WII'LETXIVJSVXLIHMWGYWWMSRSJ4VSZMHIV
/RS[PIHKISJ4ISTPI[MXL(MWEFMPMXMIW8SPIEVR
XLIETTVSTVMEXIXIVQWXSYWIMRVIJIVVMRKXS
TISTPI[MXLHMWEFMPMXMIWWII%TTIRHM\',S[XS
6IJIVXS4ISTPI;MXL(MWEFMPMXMIW
(MWGVMQMREXSV]4SPMGMIW4VEGXMGIW
ERH4VSGIHYVIW
4VSKVEQWGERMREHZIVXIRXP]HMWGVMQMREXI[LIR
XLIMVTSPMGMIWTVEGXMGIWSVTVSGIHYVIWTVIWIRX
FEVVMIVWXSXLIXVIEXQIRXSJTISTPI[MXL
GSI\MWXMRKHMWEFMPMXMIW*SVI\EQTPIETVSKVEQ
QE]IWXEFPMWLEHMWGVMQMREXSV]TSPMG]WYGLEW
XLIJSPPS[MRK
;IHSRSXWIVZIGPMIRXW[LSEVIXEOMRK
QIHMGEXMSRIZIRMJXLIQIHMGEXMSRMWJSVE
QIHMGEPGSRHMXMSRWYGLEWITMPITW]7YGL
HMWGVMQMREXMSRMWEPWSSJXIRWIIREKEMRWX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
GPMIRXWMRSTMSMHQEMRXIRERGIXLIVET]SV
XLSWI[LSVIUYMVITW]GLSEGXMZIQIHMGEXMSRW
JSVETW]GLMEXVMGGSRHMXMSR
4ISTPI[LSQMWWETTSMRXQIRXWQYWXTE]
JMRIWIZIRXLSYKLHMWEFMPMX]VIPEXIH
TVSFPIQWQE]QEOIMXMQTSWWMFPIJSVE
TIVWSRXSQEOIEWGLIHYPIHETTSMRXQIRX
*MVIERHWEJIX]VIKYPEXMSRWVIUYMVIXLEXEPP
GPMIRXWFIEFPIXS[EPOSYXSJXLIFYMPHMRK
MRHITIRHIRXP][LMGLTVIGPYHIWXLI
TEVXMGMTEXMSRSJETIVWSR[LSYWIWE
[LIIPGLEMV
%PPGPMIRXWQYWXTEVXMGMTEXIMRLSYWIGLSVIW
WYGLEW[EWLMRKHMWLIWERHQS[MRKXLI
PE[R[LMGLTVIGPYHIWXLITEVXMGMTEXMSRSJ
TISTPI[MXLTEVXMGYPEVTL]WMGEPHMWEFMPMXMIW
)ZIV]TIVWSRQYWXVIEHX[SGLETXIVWSJE
FSSOTIVHE]IZIRMJWSQITISTPIHSRSX
LEZIXLIRIGIWWEV]VIEHMRKWOMPPW
)\EQTPIWSJHMWGVMQMREXSV]TVEGXMGIWMRGPYHI
XLIJSPPS[MRK
%GPMIRXMWI\GPYHIHJVSQXLIVIWMHIRXMEP
WIXXMRKFIGEYWILIRIIHWEWWMWXERGIMR
XVERWJIVVMRKJVSQXLI[LIIPGLEMVXSXLIFIH
IZIRXLSYKLXLMWXEWOMWVIEHMP]PIEVRIHF]
TVSKVEQWXEJJERHMWVIUYMVIHSRP]X[MGITIV
HE]JSVQMRYXIWEXEXMQI
%GPMIRXMWHMWGLEVKIHJVSQSYXTEXMIRX
XVIEXQIRXJSVQMWWMRKXLVIIWIWWMSRW[LIR
XLIGPMIRX[EWEGXYEPP]HIPE]IHF][EMXMRKJSV
ElLERHMGETTIHEGGIWWMFPIzFYWXLEXHSIWRSX
VYRSREWIXWGLIHYPI
8LI%(%WIXWJSVXLQER]VIUYMVIQIRXWXS
TVSXIGXTISTPI[MXLHMWEFMPMXMIWJVSQ
EHQMRMWXVEXMZIFEVVMIVW4VSKVEQWWLSYPH
TIVMSHMGEPP]VIZMI[XLIMVI\MWXMRKTSPMGMIW
TVEGXMGIWERHTVSGIHYVIWERHEHSTXRI[SRIW
EWRIIHIHMRSVHIVXSEZSMHHMWGVMQMREXMSR
6YPIWERHXVIEXQIRXTPERWGERFIWTIGMJMGEPP]
XEMPSVIHXSQIIXXLIRIIHWSJIEGLTIVWSRERH
GSRWIUYIRXP]XLIWTIGMJMGXVIEXQIRX
VIUYMVIQIRXW[MPPZEV]JSVWSQITISTPI%R
MRHMZMHYEPM^IHXVIEXQIRXETTVSEGLTIVQMXW
3ZIVZMI[SJ8VIEXQIRX-WWYIW
QSVIPEXMXYHIMREWWMKRMRKHMJJIVIRXX]TIWSJ
GLSVIWSVLSQI[SVOXSMRHMZMHYEPWERHMRYWMRK
HMJJIVIRXXIGLRMUYIWSVPIEVRMRKQSHEPMXMIWIK
EPPS[MRKEGPMIRX[LSLEWKVIEXHMJJMGYPX]
WTIEOMRKMREKVSYTWIXXMRKXSXYVRMRERSVEP
VITSVXSREYHMSGEWWIXXI%PWS[LIREPPGPMIRXW
VIGIMZIMRHMZMHYEPM^IHXVIEXQIRXXLIVI[MPPFI
PIWWJVMGXMSR[LIRSRIGPMIRXMWTIVQMXXIHXSHS
EREWWMKRQIRXHMJJIVIRXP]
&EVVMIVWXS'SQQYRMGEXMSR
8LIWIFEVVMIVWI\MWX[LIRETVSKVEQ
W
GSQQYRMGEXMSRW[MXLTISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIWEVIPIWWEGGIWWMFPIXLERMXW
GSQQYRMGEXMSRW[MXLSXLIVW8SIPMQMREXI
GSQQYRMGEXMSRWFEVVMIVWTVSKVEQWWLSYPHLEZI
EZEMPEFPIE[MHIVERKISJEY\MPMEV]EMHWERH
WIVZMGIW
'SQQYRMGEXMSRW[MXLTISTPI[MXL
TL]WMGEPHMWEFMPMXMIW
4IVWSRW[MXLWPS[WTIIGLWMKRMJMGERX
VIWTMVEXSV]TVSFPIQWSVSXLIVPMQMXEXMSRWMR
I\TVIWWMSRLEZIEKVIEXHIEPSJHMJJMGYPX]
I\TVIWWMRKXLIMVXLSYKLXWJYPP]'SRWIUYIRXP]
XVIEXQIRXWXEJJLEWPIWWMRJSVQEXMSRXSKYMHIMXW
XLIVETIYXMGEGXMSRW-VSRMGEPP]XLMWSGGYVWQSWX
SJXIR[MXLGPMIRXW[LSRIIHXSFIFIXXIV
YRHIVWXSSHF]XLIMVGSYRWIPSVWMRSVHIVXS
TVSKVIWWMRXVIEXQIRX%GSYRWIPSVSVGPMRMGMER
MWGSRJSYRHMRKXLITSXIRXMEPWYGGIWWSJ
XVIEXQIRXF]RSXEPPS[MRKGPMIRXW[LSLEZI
HIPE]WMRWTIIGLSVGSKRMXMSRWYJJMGMIRXXMQIXS
JYPP]I\TVIWWXLIMVXLSYKLXW
7TIIGLMQTEMVQIRXWGERVIWYPXJVSQEWXVSOI
SVJVSQEGSRHMXMSRWYGLEWGIVIFVEPTEPW]
%Y\MPMEV]EMHWJSVMRHMZMHYEPW[MXLWTIIGL
MQTEMVQIRXWMRGPYHIXIPIGSQQYRMGEXMSRHIZMGIW
JSVXLIHIEJ8((WGSQTYXIVXIVQMREPWWTIIGL
W]RXLIWM^IVWERHGSQQYRMGEXMSRFSEVHW
'SQQYRMGEXMSRW[MXLTISTPI[MXL
WIRWSV]HMWEFMPMXMIW
%TIVWSR[LSMWHIEJERHFPMRHQE]VIUYMVIXLI
YWISJEWMKRPERKYEKIMRXIVTVIXIVXVEMRIHMRXLI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
YWISJXEGXMPIGSQQYRMGEXMSR4ISTPI[LSEVI
FPMRHSVZMWYEPP]MQTEMVIHYWIE[MHIVERKISJ
GSQQYRMGEXMSRXIGLRMUYIWERHSRIWLSYPHRSX
EWWYQIXLEXEPPTISTPI[LSEVIFPMRHEVI&VEMPPI
PMXIVEXI4VSZMHIVWWLSYPHJMRHSYXJVSQXLI
FPMRHTIVWSRLIVTVMQEV]GSQQYRMGEXMSR
QIXLSHERHTVSZMHIQEXIVMEPWMRXLEXQIHMYQ
8LITVSZMHIVWLSYPHFIEFPIXSWYTTP]QEXIVMEPW
MR&VEMPPIPEVKITVMRXERHEYHMSGEWWIXXI0SGEP
7XEXISVTVMZEXIEKIRGMIWJSVXLIFPMRHGERIMXLIV
XVERWGVMFISVLIPTEVVERKIXVERWGVMTXMSRSJ
TVMRXIHQEXIVMEPMRXSXLIWIQIHME
-REHIUYEXIGSQQYRMGEXMSRWEVIXLIQENSV
FEVVMIVXSXVIEXQIRXJSVTISTPI[LSEVIHIEJERH
LEVHSJLIEVMRK;MXLSYXEGGSQQSHEXMSR
TISTPI[LSEVIHIEJ[LIXLIVXLI]YWIWMKR
PERKYEKISVRSX[MPPI\TIVMIRGIFEVVMIVWXS
GSQQYRMGEXMSRXLEXWMKRMJMGERXP]VIHYGIXLIMV
EFMPMX]XSFIRIJMXJVSQEXVIEXQIRXTVSKVEQERH
XSVIGIMZIWIVZMGIWIUYMZEPIRXXSXLSWILIEVMRK
GPMIRXWVIGIMZI:EVMSYWEY\MPMEV]WIVZMGIWERH
HIZMGIWGERLIPTETIVWSR[LSMWHIEJ
GSQQYRMGEXI[MXLTVSKVEQTIVWSRRIP
%RMRHMZMHYEP[LSMWHIEJGERI\TIVMIRGILMW
JMVWXFEVVMIV[LIRLIGEPPWETVSKVEQXSETTP]JSV
EHQMWWMSR%XVIEXQIRXTVSKVEQWLSYPHLEZIE
8((EPWSVIJIVVIHXSEWE88=[LMGLIREFPIW
TISTPIXSX]TIERHWIRHQIWWEKIWSZIVXLI
XIPITLSRIRIX[SVO-JEXVIEXQIRXTVSKVEQLEW
E8((TISTPI[LSEVIHIEJGERGEPPXLI
TVSKVEQHMVIGXP]
3RGIXLIMRHMZMHYEP[LSMWHIEJLEWFIIR
EHQMXXIHXSXLITVSKVEQWSQISRI[MPPLEZIXS
XVERWPEXIXLIWTSOIRGSQQYRMGEXMSRXLEX
GSQTVMWIWQSWXSJXLITVSKVEQ'PMIRXW[LSEVI
HIEJERHYWIWMKRPERKYEKI[MPPRIIHWMKR
PERKYEKIMRXIVTVIXIVWMRSVHIVXSLEZIEGGIWWXS
GSQQYRMGEXMSR-RHMZMHYEPW[LSWIJMVWX
PERKYEKIMW%QIVMGER7MKR0ERKYEKI%70
ORS[[VMXXIR)RKPMWLEWEWIGSRHPERKYEKIERH
QE]LEZIXLIWEQIHMJJMGYPXMIW[MXLMXXLEXSXLIV
RSRREXMZIWTIEOIVWLEZI-RXIVTVIXIVWWLSYPHFI
EZEMPEFPIEXEPPXMQIWWSXLEXGPMIRXW[LSEVIHIEJ
GERJYPP]TEVXMGMTEXIMRXLITVSKVEQMJXLIVIEVI
'LETXIV
RSWXEJJ[LSYWIWMKRPERKYEKIXLIRSRISVQSVI
SYXWMHIMRXIVTVIXIVW[MPPRIIHXSFILMVIH
8VIEXQIRXTVSKVEQWGERGSRXEGXXLIMV7XEXI
GSQQMWWMSRJSVXLIHIEJERHLEVHSJLIEVMRKSV
XLIEKIRG]MRXLIMV7XEXIXLEXJSGYWIWSRHIEJERH
LEVHSJLIEVMRKWIVZMGITVSZMWMSR1SWX7XEXIW
EPWSLEZIEGLETXIVSJXLI6IKMWXV]SR
-RXIVTVIXIVWJSVXLI(IEJ6-(XLITVSJIWWMSREP
EWWSGMEXMSRJSVWMKRPERKYEKIMRXIVTVIXIVWXS
LIPTTISTPISFXEMRXLIWIVZMGIWSJEUYEPMJMIH
MRXIVTVIXIV%WEKIRIVEPVYPIERMRXIVTVIXIV
[LSMWGIVXMJMIHF]XLI6-(MWGSRWMHIVIH
UYEPMJMIH,S[IZIVMRWSQI7XEXIWXLIVIMWE
WGVIIRMRKW]WXIQXSHIXIVQMRIMJMRXIVTVIXIVW
[LSLEZIRSX]IXVIGIMZIHGIVXMJMGEXMSRJVSQXLI
6-(EVIEFPIXSTVSZMHIUYEPMX]MRXIVTVIXMRK
WIVZMGIW-RXLIWI7XEXIWETIVWSR[LSTEWWIW
XLIIZEPYEXMSRSVVIGIMZIWEGIVXEMRVEXMRKQE]
FIUYEPMJMIH8LITVSZMHIVWLSYPHWTIEO[MXL
XLISVKERM^EXMSRSZIVWIIMRKXLIIZEPYEXMSR
W]WXIQXSIRWYVIXLEXXLMWMWXLIGEWI
-XMWMQTSVXERXJSVXVIEXQIRXTVSZMHIVWXS
YRHIVWXERHXLITEVEQIXIVW[MXLMR[LMGL
MRXIVTVIXIVW[SVO-JEREWWMKRQIRXIK
MRXIVTVIXMRKJSVEHIXS\MJMGEXMSRTVSKVEQMW
LSYVWSVPIWWERMRXIVTVIXIV[MPPYWYEPP]XEOIXLI
EWWMKRQIRXEPSRI,I[MPPTVSFEFP]RIIHE
FVIEOEXWSQITSMRXHYVMRKXLILSYVW
LS[IZIV-RXIVTVIXMRKMWXE\MRKERHER
MRXIVTVIXIV
WIJJIGXMZIRIWWHMQMRMWLIWSZIVXMQI
;IPPTPEGIHFVIEOWSVLMVMRKX[SMRXIVTVIXIVW
[MPPKVIEXP]VIHYGIWYGLJEXMKYIERHVIHYGIH
TIVJSVQERGI
8VIEXQIRXTVSKVEQWQE]LEZIHIEJGPMIRXW
[LSHSRSXYWIWMKRPERKYEKI-RXLMWGEWIE
TVSKVEQQE]RIIHXSKIXERSVEPMRXIVTVIXIV
[LSQSYXLWXLI[SVHWXLEXTISTPIEVIWE]MRK
SV'SQTYXIV%WWMWXIH6IEPXMQI8VERWGVMTXMSR
'%68WIVZMGIW%'%68VITSVXIVX]TIW
IZIV]XLMRKXLEXMWWEMHMRXSEGSQTYXIVW]WXIQ
[LMGLEHIEJTIVWSRXLIRVIEHWSREQSRMXSVSV
PETXSTWGVIIR7SQIMRHMZMHYEPW[LSEVIHIEJ
SVLEVHSJLIEVMRKQE]VIUYIWXEREWWMWXMZI
PMWXIRMRKHIZMGIXSEQTPMJ]WSYRH8LIGPMIRX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
[LSMWHIEJGERTVSZMHIEHZMGIXSXLITVSKVEQ
ERHWLSYPHFITVSZMHIHXLIX]TISJHIZMGILI
EWOWJSV8LI7XEXIEKIRG]JSVTISTPI[LSEVI
HIEJSVXLI7XEXI:6EKIRG]WLSYPHORS[[LIVI
XSSFXEMRXLIWIHIZMGIW
'SQQYRMGEXMSRW[MXLTISTPI[MXL
GSKRMXMZIHMWEFMPMXMIW
4VSKVEQWQYWXFITVITEVIHXSEHETXFEWMG
XVIEXQIRXQSHEPMXMIWJSVMRHMZMHYEPW[MXL
MQTEMVIHGSQQYRMGEXMSRVIGITXMZIERH
I\TVIWWMZIVIEHMRKSV[VMXMRKWOMPPW8LIYWI
SJTMGXYVIFSSOWGSQMGFSSOWMPPYWXVEXIHlJPEWL
GEVHWzEVXXLIVET]XIGLRMUYIWERHEYHMSERH
ZMHISXETIWQE]LIPTVIWSPZIWSQISJXLIWI
GSQQYRMGEXMSRFEVVMIVW
-RHMZMHYEPW[MXL8&-QE]LEZIHIGVIEWIH
GSQTVILIRWMSRSJFSXL[VMXXIRERHSVEP
MRJSVQEXMSRSVQE]LEZIHMJJMGYPXMIWWTIEOMRK
-RSXLIVGEWIWXLIWIEFMPMXMIWQE]FIMRXEGXFYX
WSGMEPGSKRMXMSRMWMQTEMVIHPIEZMRKXLSWI
TISTPIJYRGXMSREPP]GSQQYRMGEXMZIERHPMXIVEXI
FYX[MXLSYXXLIVIUYMWMXINYHKQIRXERHWSGMEP
MRXIVEGXMSRWOMPPWXSGSQQYRMGEXIQIERMRKJYPP]
SVETTVSTVMEXIP][MXLGPMRMGMERWERHTIIVW
4ISTPI[MXLETLEWMEPSWIXLIEFMPMX]XSGSRZI]
ERHGSQTVILIRHSVEPSV[VMXXIRMRJSVQEXMSR
8LIWIMRHMZMHYEPWQE]FIEFPIXSXLMROGPIEVP]
FYXQE]RSXFIEFPIXSJSVQXLIMVXLSYKLXWMRXS
GSLIVIRXWIRXIRGIW[MXLSYXEWXVYKKPI-RWSQI
GEWIWXLMWGSRHMXMSRGERZEV]JVSQHE]XSHE]
GEYWMRKGSYRWIPSVWXSWYWTIGX[MPPJYP
RSRGSQTPMERGISVEQIRXEPIQSXMSREPTVSFPIQ
YRVIPEXIHXSPERKYEKIGSQTVILIRWMSR
'SKRMXMZIHMWEFMPMXMIWQE]PMQMXTISTPI
W
YRHIVWXERHMRKSJFEWMGGSRGITXWSJXVIEXQIRX
-RHMZMHYEPW[MXLHIZIPSTQIRXEPHMWEFMPMXMIWQE]
RSXLEZIEGUYMVIHEFWXVEGXXLSYKLXWOMPPWERH
HIEPMRK[MXLEFWXVEGXGSRGITXWWYGLEWEHQMXXMRK
XLIMVTS[IVPIWWRIWWSZIVEPGSLSPGERFI
HEYRXMRK8LSWI[MXLPIEVRMRKHMWEFMPMXMIWQE]
LEZIXVSYFPITVSGIWWMRKERHYWMRKEFWXVEGX
MRJSVQEXMSR1ER][MPPLEZIPMQMXIH
ZSGEFYPEVMIW%RHQER]MRHMZMHYEPW[MXLE
ZEVMIX]SJHMWEFMPMXMIWRSXRIGIWWEVMP]GSKRMXMZI
3ZIVZMI[SJ8VIEXQIRX-WWYIW
SRIWLEZITSSVIHYGEXMSREPEGLMIZIQIRXHYI
XSRIKEXMZIWGLSSPI\TIVMIRGIW&EHI\TIVMIRGIW
MRWGLSSPEVIEPWSTVIHMGXSVWSJPEXIVWYFWXERGI
YWIHMWSVHIVW.IWWSVERH.IWWSV
%VGLMXIGXYVEP&EVVMIVW
4L]WMGEPFEVVMIVWMRGPYHIXLIEFWIRGISJ
IPIZEXSVWSVVEQTWREVVS[LEPP[E]WTSSV
PMKLXMRK[EPPXIPITLSRIWXSSLMKLJSVTISTPIMR
[LIIPGLEMVWHIITTMPIGEVTIXWXLEXMRXIVJIVI[MXL
[LIIPGLEMVWSVGVYXGLIWGSRZIRXMSREP
HSSVORSFWXLEXMQTIHIEGGIWWXSTISTPI[MXL
PMQMXIHQERYEPHI\XIVMX]SVIZIREPEGOSJ
XVERWTSVXEXMSRJVSQXLITVSTIVX]
WFSYRHEVMIW
[LIVITYFPMGXVERWTSVXEXMSRQE]HVSTSJJE
TIVWSRXSXLIJEGMPMX]
WIRXVERGI4VSKVEQW
WLSYPHGSRWMHIVSXLIVX]TIWSJQSHMJMGEXMSRWEW
[IPPMRSVHIVXSQEOIXLIMVFYMPHMRKWWEJIVJSVEPP
TEVXMGMTERXW
%TIVWSR[LSMWFPMRHSVZMWYEPP]MQTEMVIH
GERX]TMGEPP]QSZIWEJIP][MXLMRER
IRZMVSRQIRXSRGIMXFIGSQIWJEQMPMEV8LI
XVIEXQIRXTVSZMHIVWLSYPHIEVP]SRKMZIGPMIRXW
[LSEVIFPMRHEGSQTPIXISVMIRXEXMSRXSXLI
JEGMPMX]7MKREKIXSEGGSQQSHEXITISTPI[LS
EVIFPMRHERHZMWYEPP]MQTEMVIHMW[MHIP]
EZEMPEFPIERHMRGPYHIWWMKRWERHIPIZEXSV
WIXXMRKWXLEXEVITVSTIVP]GSPSVGSRXVEWXIHSV
LEZIVEMWIH&VEMPPI[SVHWERHRYQFIVW-R
EHHMXMSRPSSWIVYKW[EPPQSYRXIHJMVI
I\XMRKYMWLIVWERHPMKLXMRKXLEXMWXSSFVMKLXSV
XSSHMQGERGVIEXIQSFMPMX]TVSFPIQWJSV
MRHMZMHYEPW[LSEVIZMWYEPP]MQTEMVIH
;LIRFEVVMIVWGERRSXVIEHMP]FIVIQSZIHE
TVSKVEQQYWXJMRHEPXIVREXIQIXLSHWXSQEOI
MXWWIVZMGIWEZEMPEFPI%TVSKVEQXLEXSJJIVW
GSYRWIPMRKMRERYTWXEMVWVSSQQYWXSJJIV
GSYRWIPMRKHS[RWXEMVW[LIRRIIHIHMJMXMWRSX
EFPIXSEHHEVEQTSVIPIZEXSV-JERSRWMXI
EHNYWXQIRXGERRSXFIQEHIERSYXTEXMIRX
TVSKVEQQYWXJMRHEREPXIVREXIWMXI[LIVIMXGER
HIPMZIVXLIWEQIPIZIPSJGEVIMXTVSZMHIWEXMXW
RSREGGIWWMFPIWMXI%VIWMHIRXMEPTVSKVEQQE]
JMRHMXRIGIWWEV]XSQEOIERETTVSTVMEXIVIJIVVEP
Reviewed: 4/8/16-SRC 4/19/16-CMMC
EWEXIQTSVEV]WSPYXMSR[LMPIMXXEOIWXLIWXITW
RIGIWWEV]XSGLERKIMXWJEGMPMXMIWJSVJYXYVI
GPMIRXW
1EMRWXVIEQMRK:IVWYW
7TIGMEPM^IH7IVZMGIW
-RKIRIVEPMXMWFIRIJMGMEPERHJIEWMFPIXS
MRXIKVEXITISTPI[MXLHMWEFMPMXMIWMRXSEPVIEH]
I\MWXMRKGSQQYRMX]FEWIHWIVZMGIWYWIHF]
SXLIVMRHMZMHYEPWVIGSZIVMRKJVSQWYFWXERGIYWI
HMWSVHIVWETVSGIWWORS[REWQEMRWXVIEQMRK
,S[IZIVXLIVIEVIERYQFIVSJI\GITXMSRWXS
XLMWVYPI-RMRWXERGIW[LIVIEPIKMXMQEXI
HSGYQIRXIHVIEWSRI\MWXWWTIGMEPM^IHWIVZMGIW
QE]FIRIGIWWEV]
4ISTPI[LSEVIHIEJERHMHIRXMJ][MXL(IEJ
'YPXYVI[MPPYWYEPP]TVIJIVWTIGMEPM^IHXVIEXQIRX
TVSKVEQWWIIFIPS[-REHHMXMSRGPMIRXW[LS
LEZIWIZIVITW]GLMEXVMGHMWSVHIVW[MPPFIRIJMX
JVSQWTIGMEPM^IHWIVZMGIWXLEXYRHIVWXERHXLIMV
QIHMGEXMSRERHFILEZMSVEPMWWYIW4ISTPI[MXL
QIRXEPVIXEVHEXMSRQE]JMRHMXIEWMIVXS
YRHIVWXERHERHTEVXMGMTEXIMRHMWGYWWMSRWXLEX
MRZSPZISXLIVW[MXLWMQMPEVHMWEFMPMXMIW8LI]HS
RSXLEZIXSGLERRIPEPPXLIMVIRIVK]MRXS
lTEWWMRKEWRSVQEPzERHEVIPIWWEWLEQIHXSEWO
UYIWXMSRW7SQIGPMRMGMERWJMRHXLEXIZIRTISTPI
[MXLQMPHERHFSVHIVPMRIQIRXEPVIXEVHEXMSR
ERH[MXLPMQMXIHSVRSVIEHMRKEFMPMXMIWTVIJIV
XSFITPEGIH[MXLSXLIVRSRVIEHIVW3XLIV
HMWEFMPMX]GSRHMXMSRWXLEXQE][EVVERXWSQI
WXERHEPSRIWIVZMGIWMRGPYHI8&-WTMREPGSVH
MRNYV]SVWIZIVISVQYPXMTPIHMWEFMPMXMIW
-RWSQIWMXYEXMSRWLS[IZIVKVSYTMRK
TISTPI[MXLWMQMPEVHMWEFMPMXMIWQE]FI
GSYRXIVTVSHYGXMZI*SVI\EQTPITIVWSRW[LS
EVIKVSYTIHF]HMWEFMPMX]QE]XV]XSMKRSVIXLI
PEVKIVXVIEXQIRXTSTYPEXMSRSVXLI]QE]FIEX
[MHIP]HMWWMQMPEVWXEKIWSJEGGITXERGISV
EHETXEXMSRXSXLIMVHMWEFMPMXMIW(ITIRHMRKSR
XLITIVWSREPMXMIWSJXLIMRHMZMHYEPWMRZSPZIH
SRITIVWSRQE]OIITERSXLIVJVSQKSMRK
JSV[EVHMRXVIEXQIRX;LMPIKVSYTMRKKIRIVEPP]
'LETXIV
GERTVSHYGITSWMXMZISYXGSQIWMXMWER
EHETXEXMSRXLEXWLSYPHFIQSRMXSVIHSRGI
IWXEFPMWLIH
-HIEPP]WXERHEPSRIWIVZMGIWWLSYPHFI
SJJIVIHXSERMRHMZMHYEP[MXLEGSI\MWXMRK
HMWEFMPMX]MRGSRGIVX[MXLSXLIVGSQQYRMX]
WYTTSVXWXLIVIF]MRGVIEWMRKXLIHITXLSJXLI
VIGSZIV]TPERERHQEOMRKXLIXVERWMXMSRXSWSFIV
GSQQYRMX]PMZMRKQSVIPSKMWXMGEPP]TSWWMFPI
7YGLGSQQYRMX]WYTTSVXWGSYPHFIEXXIRHMRKER
SYXTEXMIRXGLIQMGEPHITIRHIRG]TVSKVEQMRER
EVIESJXLIXS[R[LIVIXLIGPMIRXPMZIW
FIGSQMRKIRVSPPIHMRZSGEXMSREPVILEFMPMXEXMSR
EXXIRHMRKWYTTSVXKVSYTQIIXMRKWJSVLIEH
MRNYV]SVIRVSPPMRKMREGSQQYRMX]GSPPIKI
HIZIPSTQIRXEP)RKPMWLTVSKVEQ
(IEJERH,EVHSJ,IEVMRK
1ER]QIQFIVWSJXLI(IEJ'SQQYRMX]FIRIJMX
JVSQWTIGMEPM^IHWIVZMGIW[LMGLKIRIVEPP]EVI
FIXXIVIUYMTTIHXSLERHPIWTIGMJMGGYPXYVEP
PERKYEKIERHGSQQYRMGEXMSRWMWWYIWXLEXQE]
EVMWI4ISTPI[LSEVIHIEJSVLEVHSJLIEVMRK
ERHYWIWMKRPERKYEKIXIRHXSMHIRXMJ]
XLIQWIPZIWEWTEVXSJEHIEJGSQQYRMX]1ER]
[MPPTVIJIVXSFIWIVZIHF]TVSKVEQWXLEX
WTIGMJMGEPP]EHHVIWWXLIMVRIIHWERH[LSWIWXEJJ
MWJPYIRXMRWMKRPERKYEKI9RPMOIQER]SXLIV
TISTPI[MXLHMWEFMPMXMIWTISTPI[LSEVIHIEJ
SJXIRHSRSXMHIRXMJ][MXLEQIHMGEPQSHIPSJ
HMWEFMPMX]ERHMRWXIEHIQFVEGIEGYPXYVEPQSHIP
XLEXIQTLEWM^IWXLIMVEFMPMXMIW[MXLMRXLI(IEJ
'SQQYRMX]ERHXLIMVS[RPERKYEKIERHZEPYIW
1SWXTISTPI[LSEVIHIEJWIIOMRKWYFWXERGI
YWIHMWSVHIVXVIEXQIRXTVIJIVWIKVIKEXIH
TVSKVEQWXSQEMRWXVIEQIHTVSKVEQW8LMW
EPPS[WGPMIRXW[LSEVIHIEJXSTEVXMGMTEXIMRE
KVSYT[MXLHIEJTIIVWERHEGSYRWIPSV[LSMW
JPYIRXMRWMKRPERKYEKI(MVIGXGSQQYRMGEXMSR
[MPPJEGMPMXEXIKVIEXIVTEVXMGMTEXMSRF]GPMIRXW
[LSEVIHIEJXLERGSQQYRMGEXMSRXLVSYKLER
MRXIVTVIXIV7YGLEKVSYTTVSZMHIWER
IRZMVSRQIRXSJTIIVW[LSWLEVIWMQMPEVPMJI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
I\TIVMIRGIWERHEGSQQSRPERKYEKIKIRIVEPP]
GSRWMHIVIHMQTSVXERXJSVXLIVIGSZIV]TVSGIWW
=IXLEZMRKEKVSYTXLEXMWEPPHIEJMWRSX
VIEPMWXMGJSVQSWXTVSKVEQW-XMWQSVIPMOIP]
XLEXSRSGGEWMSRXLIVI[MPPFISRP]SRIGPMIRX
[LSMWHIEJMRETVSKVEQERHXLIVIWXSJXLI
GPMIRXW[MPPFIEFPIXSLIEV-RXLMWGEWIXLI
TVSKVEQ[MPPRIIHXSLMVISRISVQSVIWMKR
PERKYEKIMRXIVTVIXIVWXSJEGMPMXEXI
GSQTVILIRWMZIGSQQYRMGEXMSREQSRKXLIGPMIRX
[LSMWHIEJLIEVMRKGPMIRXWERHLIEVMRKWXEJJ
-RWSQIMRWXERGIWXLITVSKVEQQE][ERXXS
VIJIVXLITIVWSRXSEWTIGMEPM^IHTVSKVEQ
WIVZMRKTISTPI[LSEVIHIEJERHLEVHSJ
LIEVMRK-JEWMKRPERKYEKIMRXIVTVIXIVMWRSX
EZEMPEFPIXLIPIEHIVSJXLIKVSYTQE]XV]XS
GSQQYRMGEXI[MXLXLITIVWSRXLVSYKLTIRGMP
ERHTETIVXV]MRKXSI\TPEMRWSQISJXLIMWWYIW
;MXLSYXXLITVIWIRGISJXLIMRXIVTVIXIV
LS[IZIVXLIMRHMZMHYEP[LSMWHIEJ[MPPQMWW
QYGLSJXLIMRJSVQEXMSRWLEVIHHYVMRKE
XLIVETIYXMGKVSYT
7SQIMRHMZMHYEPW[LSEVIPEXIHIEJIRIHSV
LEVHSJLIEVMRKHSRSXYWIWMKRPERKYEKIHMH
RSXKVS[YT[MXLSXLIVTISTPI[LSEVIHIEJ
ERHHSRSXMHIRXMJ][MXL(IEJ'YPXYVI8LMW
TSTYPEXMSRMWEGXYEPP]PEVKIVXLERXLITSTYPEXMSR
[LSYWIWWMKRPERKYEKI1MRRIWSXE'LIQMGEP
(ITIRHIRG]8VIEXQIRX4VSKVEQJSV(IEJERH
,EVHSJ,IEVMRK-RHMZMHYEPW8LIWI
MRHMZMHYEPW[MPPKIRIVEPP]TVIJIVXSFIWIVZIHF]
TVSKVEQWJSVXLIKIRIVEPTSTYPEXMSREPSRKWMHI
GPMIRXW[LSGERLIEV8LIX]TIWSJ
EGGSQQSHEXMSRWXLI]RIIH[MPPHMJJIVJVSQ
[LEXMWRIIHIHXSIJJIGXMZIP]XVIEXGPMIRXW[LS
MHIRXMJ][MXL(IEJ'YPXYVI8LIWI
EGGSQQSHEXMSRW[MPPYWYEPP]GSRWMWXSJXLIYWI
SJHIZMGIWIMXLIVXSEQTPMJ]WSYRHSVXSTVMRX
[LEXMRHMZMHYEPWMRXLITVSKVEQEVIWE]MRK
8LIWITISTPILEZIKVS[RYTYWMRK)RKPMWLEWE
TVMQEV]PERKYEKIERHHSRSXLEZIXLIWIGSRH
PERKYEKIMWWYIWXLEXEVIGSQQSRXSMRHMZMHYEPW
[LSEVIHIEJ[LSWITVMQEV]PERKYEKIMW%70
3ZIVZMI[SJ8VIEXQIRX-WWYIW
;SVOMRK;MXL4ISTPI
;MXL(MWEFMPMXMIW
%WMKRMJMGERXRYQFIVSJXLITISTPIGYVVIRXP]
WIIOMRKXVIEXQIRXJSVWYFWXERGIYWIHMWSVHIVW
EPWSLEZIETL]WMGEPGSKRMXMZIWIRWSV]SV
EJJIGXMZIHMWEFMPMX]1ER]SXLIVWEVISVFIPMIZI
XLI]EVIYREFPIXSEGGIWWXLIXVIEXQIRXXLI]
HIWTIVEXIP]RIIHSJXIRFIGEYWISJXLIHSYFPI
WXMKQESJLEZMRKEWYFWXERGIYWIHMWSVHIVERHE
GSI\MWXMRKHMWEFMPMX]8LMW8-4TVSZMHIWWMQTPI
TVEGXMGEPKYMHIPMRIWXSLIPTXVIEXQIRX
TVSJIWWMSREPWTVSZMHIWIVZMGIWJSVTISTPI[MXL
GSI\MWXMRKHMWEFMPMXMIWXLIVIF]MQTVSZMRKXLI
UYEPMX]SJXVIEXQIRXJSVEPEVKIRYQFIVSJ
TIVWSRW[LSWIRIIHWEVIRSXFIMRKQIX8LI8-4
MWSVKERM^IHXSEPPS[XVIEXQIRXTVSZMHIVWXSJMRH
MRJSVQEXMSRTIVXMRIRXXSGPMIRXW[LSQE]LEZIE
TEVXMGYPEVHMWEFMPMX])ZIRXLSYKLXLIWI
GEXIKSVMIWSJHMWEFMPMXMIWEVISJXIREVXMJMGMEP
HMWXMRGXMSRWXLMWW]WXIQSJSVKERM^EXMSRKMZIW
XVIEXQIRXTVSJIWWMSREPWEFEWIPMRIJVSQ[LMGLXS
QSHMJ]XVIEXQIRXSREGEWIF]GEWIFEWMWJSV
XLIMVGPMIRXW[MXLGSI\MWXMRKHMWEFMPMXMIW
8LI8-4EPWSEMQWXSIHYGEXITVSZMHIVWEFSYX
XLIRIIHWGSQQSRXSQSWXMJRSXEPPTISTPI
[MXLHMWEFMPMXMIWERHXLIPIKEPIXLMGEPERH
TVEGXMGEPVIEWSRWXSEGGSQQSHEXIXLMW
WMKRMJMGERXGPMIRXTSTYPEXMSR-RJSVQEXMSRMW
TVSZMHIHGSRGIVRMRKWGVIIRMRKJSVXLITL]WMGEP
ERHGSKRMXMZIHMWEFMPMXMIWSJXLSWIWIIOMRK
XVIEXQIRXMR'LETXIVLS[XVIEXQIRXGERFI
QSHMJMIHXS[SVOFIXXIVJSVTISTPI[MXL
HMWEFMPMXMIWMR'LETXIVIWXEFPMWLMRKPMROEKIW
[MXLSXLIVX]TIWSJEKIRGMIWERHTVSKVEQWMR
'LETXIVQSHMJMGEXMSRWXSXLITVSKVEQXLEX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
QMKLXRIIHXSXEOITPEGIEXXLIEHQMRMWXVEXMZI
PIZIPMR'LETXIVERH%(%GSQTPMERGIWII
%TTIRHM\(
1ER]XVIEXQIRXTVSZMHIVWLEZIFIIR
VIPYGXERXXSXEOISRGPMIRXW[MXLHMWEFMPMXMIW
FIGEYWIXLI]EWWYQIHMJJMGYPXMIWXLEXQE]RSX
I\MWX8LIPIWWSRIYRHIVWXERHWHMWEFMPMXMIWERH
XLIMVGSVVIWTSRHMRKJYRGXMSREPPMQMXEXMSRWXLI
QSVIHEYRXMRKEGGSQQSHEXMSRETTIEVW%
YWIJYPTEVEPPIPMWXLIFIKMRRMRKSJXLIEGUYMVIH
MQQYRSHIJMGMIRG]W]RHVSQI%-(7ITMHIQMG
MRXLIW[LIRQER]LIEPXLGEVI[SVOIVW
[IVIEJVEMHXSXVIEXTEXMIRXW[MXLLYQER
MQQYRSHIJMGMIRG]ZMVYW,-:ERH%-(7E
TSTYPEXMSREPWSGSZIVIHF]XLI%(%-RXLEX
GEWIIHYGEXMSRERHLERHWSRI\TIVMIRGI[MXL
%-(7TEXMIRXWGSYRXIVIHXLI[MHIWTVIEH
ETTVILIRWMSRFIXXIVXLERER]XLMRKIPWI
7MQMPEVP]QSVIMRJSVQEXMSRWYGLEWXLEX
TVSZMHIHMRXLMW8-4ERHXLIMRGPYWMSRSJGPMIRXW
[MXLHMWEFMPMXMIWMRXVIEXQIRXTVSKVEQW[MPPLIPT
VIHYGIFEVVMIVWXSXVIEXQIRXHMWGYWWIHEFSZI
8LITVSGIWWSJIHYGEXMSR[MPPLIPTXVIEXQIRX
TVSZMHIVWHMWGSZIVXLEXTISTPI[MXLHMWEFMPMXMIW
EVIQSVIPMOIXLERYRPMOISXLIVGPMIRXWERHXLEX
XLI]LEZIEPVIEH]FIIRXVIEXMRKTISTPI[MXL
HMWEFMPMXMIW[MXLSYXORS[MRKMX8LITVIWIRGISJ
TISTPI[MXLHMWEFMPMXMIWMREXVIEXQIRXKVSYTGER
FIRIJMXEPPGPMIRXW%TTVSTVMEXIEGGSQQSHEXMSR
SJETIVWSR[MXLEHMWEFMPMX]JSWXIVWGSSTIVEXMSR
EXXLIWEQIXMQIMXIRVMGLIWKVSYTHMZIVWMX]&]
FIXXIVWIVZMRKTISTPI[MXLMHIRXMJMIHHMWEFMPMXMIW
XLIXVIEXQIRXTVSZMHIV[MPPMQTVSZIGEVIJSVE
KVIEXQER]SXLIVGPMIRXWEW[IPPEWTVSZMHIVW
PIEVRXSXEMPSVXVIEXQIRXXSIEGLGPMIRX
W
MRHMZMHYEPRIIHW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
7GVIIRMRK-WWYIW
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Chapter 2
Figure 2-1
Educational and Health Survey
Please answer the following questions keeping in mind that we are trying to get to know you better and to
identify areas that may create difficulty for you in treatment if we don’t know about them.
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
20
Do you have a disability or have you ever been told that you have a disability?
Yes
No
Are you currently under the care of a doctor or other medical care professional?
Yes
No
Do you take medications?
Yes
No
Do you have difficulty hearing in group settings (e.g., theaters, classrooms, family dinners)?
Yes
No
Do you frequently need people to repeat what they have said to you?
Yes
No
Have people complained that you don’t hear or don’t listen to them?
Yes
No
Do you wear glasses or contact lenses?
Yes
No
Do you have difficulty seeing things that are far away or very close?
Yes
No
Do you have frequent eye pain or headaches?
Yes
No
Have you ever hit your head and lost consciousness?
Yes
No
Have you ever received health or disability benefits?
Yes
No
Have you ever been unemployed for a long period of time?
Yes
No
Have you ever been fired from a job, asked to leave a job, or passed over for a promotion?
Yes
No
Did you ever have special classes or tutoring in school?
Yes
No
In a school or work setting, do you like to learn or learn best by
Listening to someone talk
Watching someone perform a task
Reading on your own
Performing tasks yourself
Discussing things with another person
Discussing things with a group of people
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Screening Issues
Figure 2-1
(continued)
16. Have you had problems or difficulty with any of the following?
Getting your point across to others
Sitting still
Focusing on the task at hand for more than several minutes at a time
Understanding the point that others are making to you or what others are saying to you
Communicating your feelings or thoughts to others
17. Have you ever had problems with or been bothered by any of the following?
Controlling anger
Remembering things
Following instructions (verbal, written, or demonstrated)
Concentrating
Becoming tired easily
Getting along with others
18. Have you ever had problems or been bothered by any of the following?
Depression
Anxiety
Forgetfulness
Sleep problems
Nervousness
Muscle tension or soreness
Uncontrolled worry
Excessive worry
Irritability
Restlessness (feeling on edge)
Mind “going blank”
Rapid heart rate
Pounding in chest
Heart burn or stomach pain
Uncontrolled feelings of happiness or euphoria
impairment, the client should be referred to a
Throughout the screening interview, it is
disabilities expert for a more in-depth screening.
important for the screener to pay attention to the
Figure 2-2 presents the questions from Figure
individual’s affect and behavior in order to pick
2-1 in the manner they might be asked during a
up on possible cognitive or affective
spoken (or signed) interview, with the numbers
impairments. Screening for psychiatric
of the relevant questions provided in
parentheses. This figure also provides further
questions that might be asked and ideas for how
the information gained in the interview could be
used in followup treatment planning.
disorders is discussed in TIP 9, Assessment and
Treatment of Patients With Coexisting Mental
Illness and Alcohol and Other Drug Abuse (CSAT,
1994).
21
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Chapter 2
Figure 2-2
Impairment and Functional Limitation Screen
Questions
Further Questions
Followup Treatment
Do you have a disability, or have
It may be useful to ask what a typical day is
Refer to vocational rehabilitation. Consult
you ever been told that you have
like to gain a better understanding of how
with disability professionals.
one? (1)
these accommodations affect the person’s
daily life. Ask client to specifically describe
the activities and events of the day. Her
answer may indicate problems in functional
areas such as self-care, learning style,
mobility requirements, or reveal her
participation in a work program. If the
person uses an assistive device, inquire how
long it has been used.
Are you currently under the care
Inquire as to how a condition affects the
Consult and communicate with physician.
of a doctor or other medical care
person’s daily life (e.g., what
Obtain medical records.
professional? (2)
accommodations and precautions he takes).
Are you taking any medications
If the client takes medications, does she
Provide medication education. Use charting
(prescribed or over-the-counter)?
understand what they are being taken for?
or a pill case to organize medications and
(3)
What side effects from medications has she
ensure proper use. Remind client when she
experienced? A recent medication history
should take medication. Use timers or
should be taken.
pagers to remind client of when to take
medication. Set up appointment for
medication check with physician.
Do you have difficulty hearing in
Ask if client has had his hearing tested
Administer hearing test and language or
group settings (e.g., theaters,
recently (or ever). Look for nonverbal
communication test. Have client sit in front
classrooms, family dinners)? Do
signals that he is having difficulty hearing
during classroom type sessions. Place client
you frequently need people to
(e.g., looking at lips instead of eyes,
nearer to the speakers when movies or tapes
repeat what they’ve said to you?
thinking a long time before answering
are being used. Have sessions with client in
Have people complained that you
questions, ignoring questions, not directly
the room with the best acoustics. Meet with
don’t hear or don’t listen to them?
answering questions). Some attempt
client after group sessions to discuss what
(406)
should be made to determine if problems
occurred as a way to determine whether he
are attentional in nature rather than due to
heard everything that was said. Arrange the
a hearing impairment.
room so that outside noise is minimal and so
that clients can all see each other. Develop a
cueing system to let client know when he is
being spoken to and so client can signal when
he cannot hear. Repeat the points or
questions of group members often. Use an
interpreter when appropriate. Use a
microphone in a large group setting. Use
other assistive devices like a radio
amplification system. Frequently check in
with client to make certain that he is
following what is being said.
22
Reviewed: 4/8/16-SRC 4/19/16-CMMC
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YRIQTPS]IHJSVEPSRKTIVMSHSJ
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WFIIREFPIXSJMRH%WOMJLI
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ETTPMGEFPI6IJIVXSZSGEXMSREPVILEFMPMXEXMSR
XMQI#,EZI]SYIZIVFIIRJMVIH
LEHENSF[LIVILIHMHR
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XEWOWLI[EWEWOIHXSTIVJSVQSVJIPXYREFPI
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SVFIIRTEWWIHSZIVJSV
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TVSQSXMSR#r
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EWWMKRQIRXW9WIJIIPMRKWGLEVXSVSXLIVTMGXYVI
PERKYEKI#'ER]SYVIEH)RKPMWL#(S]SY
XSSPWHYVMRKWIWWMSR8EOIJVIUYIRXFVIEOW
PMOIXSVIEH#;LEXHS]SYPMOIXSVIEH#
'SRJIV[MXLGPMIRXTIVMSHMGEPP]XSJMRHSYXMJWLI
,S[SJXIRHS]SYVIEHERHJSVLS[PSRK
MWYRHIVWXERHMRKQEXIVMEP%VVERKIJSVI\XVE
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LIPTXYXSVMRKJVSQTIIVWSVGSYRWIPSV
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%R]SXLIVQIXLSH#9RPIWWXLITIVWSR
WXEXIWXLEXWLIGERRSXVIEHJMRHER
STTSVXYRMX]PEXIVMRXLIMRXIVZMI[WSXLEX
MXMWRSXGSRRIGXIH[MXLXLIUYIWXMSRXS
LEZILIVVIEHWSQIXLMRKEPSYH8LMW
WLSYPHFIWSQIXLMRKFVMIJWYGLEWE
WIRXIRGIMREVIPIEWIWXEXIQIRXSVE
WXERHEVHM^IHWGVIIRMRKUYIWXMSRREMVIJSV
WYFWXERGIYWI
-REWGLSSPSV[SVOWIXXMRKHS
;LMPIQER]GPMIRXW[MPPRSXFIEFPIXS
%XXIQTXXSYXMPM^IGPMIRX
WTVIJIVVIHQIERWSJ
]SYPMOIXSPIEVRSVPIEVRFIWXF]
ERW[IVXLMWUYIWXMSRZIV]IEWMP]XLSWIXLEX
PIEVRMRKEWQYGLEWTSWWMFPI
PMWXIRMRKXSWSQISRIXEPO
GER[MPPFIEFPIXSTVSZMHIMRJSVQEXMSRXLEX
[EXGLMRKWSQISRITIVJSVQE
GERTVSZIXSFIZIV]ZEPYEFPIMRHIZIPSTMRK
XEWOVIEHMRKSR]SYVS[R
EXVIEXQIRXTPER%WOJSVHIXEMPW
TIVJSVQMRKXEWOW]SYVWIPJ
GSRGIVRMRKTSWMXMZIERHRIKEXMZIPIEVRMRK
HMWGYWWMRKXLMRKW[MXLERSXLIV
I\TIVMIRGIW*MRHSYXMJER]
TIVWSRHMWGYWWMRKXLMRKW[MXLE
EGGSQQSHEXMSRWLEZIFIIRQEHIMRXLI
KVSYTSJTISTPI#
TEWXMRSVHIVXSLIPTXLIGPMIRXPIEVRQSWX
IJJIGXMZIP]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
*MKYVIGSRXMRYIH
5YIWXMSRW
*YVXLIV5YIWXMSRW
*SPPS[YT8VIEXQIRX
(S]SYIZIVLEZIHMJJMGYPX]
%R]XLMRKFYXERYRUYEPMJMIHlRSzWLSYPH
8EOIJVIUYIRXFVIEOW%PPS[GPMIRXXSWXERHSV
WMXXMRKWXMPPJSGYWMRKSREXEWO
FIJSPPS[IHYTWMRGIMXGSYPHTSMRXXSE
EPXIVREXIWXERHMRKERHWMXXMRK9WIWLSVXIV
JSVQSVIXLERWIZIVEPQMRYXIW
TSWWMFPIEXXIRXMSRHIJMGMX%WOYRHIV[LEX
WIWWMSRW,EZIEREKIRHEJSVIEGLWIWWMSR
YRHIVWXERHMRK[LEXTISTPIEVI
GMVGYQWXERGIWXLITIVWSRLEWLEHXLIWI
[LMGLGPMIRXWGERJSPPS[7XEKKIVGPMIRX
WE]MRKXS]SYSV
TVSFPIQWERH[LEXOMRHWSJHMWXVEGXMSRWLI
TEVXMGMTEXMSRHYVMRKEWIWWMSRXSOIITLMQ
GSQQYRMGEXMRK]SYVXLSYKLXW
LEWLEHWYGLEWIRZMVSRQIRXEPRSMWISV
MRZSPZIHJSVI\EQTPIIZIV]XIRQMRYXIWEJXIV
ERHJIIPMRKWXSSXLIVW#
TL]WMGEPTEMR3FWIVZI[LIXLIVLIMWEFPI
IEGLOI]TSMRXSVEJXIVIEGLKVSYTQIQFIV
XSWMXWXMPPHYVMRKXLIMRXIVZMI[8LIWIRWSV]
WLEVIW9WIGYIWXSPIXGPMIRXORS[[LIRLIMW
EWTIGXWSJYRHIVWXERHMRKWTIIGLRIIHXSFI
KIXXMRKSJJXVEGO9WISXLIVVIJSGYWMRK
EHHVIWWIHWITEVEXIP]WIIEFSZI
XIGLRMUYIWPMOIWYQQEVM^MRK[LEXLEW
LETTIRIHSVYWMRKUYMGOVIWTSRWIEGXMZMXMIW
lIZIV]SRIXIPPQILS[]SYEVIJIIPMRKVMKLX
RS[z0MQMXXLIRYQFIVSJOI]TSMRXWTIV
WIWWMSR%PXIVREXIX]TIWSJEGXMZMXMIW
XLVSYKLSYXXLIWIWWMSR
(S]SYIZIVLEZITVSFPIQW
%WOEFSYXJVMIRHWLMTWERHVIPEXMSRWLMTW
9WIVIPE\EXMSRXIGLRMUYIW9WIQIQSV]
GSRXVSPPMRK]SYVERKIV
[MXLSXLIVWJMRHSYXMJXLIGPMIRXLEW
FSSOW4VSZMHIGPMIRX[MXLEWGLIHYPIXLEXMW
VIQIQFIVMRKXLMRKWJSPPS[MRK
TVSFPIQW[MXLJVMIRHWJEQMP]SVFIMRKE
MRWLSVXMRGVIQIRXW%HLIVIXSVIKYPEV
MRWXVYGXMSRWIMXLIVZIVFEP
lPSRIVz%WOMJWLIMWKIXXMRKXMVIHSV
WGLIHYPMRK+MZIGPMIRXEWQYGLRSXMGIERH
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LEZMRKXVSYFPIGSRGIRXVEXMRKHYVMRKXLI
VIQMRHIVWEWTSWWMFPIMJWGLIHYPI[MPPGLERKI
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6IJIVJSVEQIHMGEXMSRGLIGO,EZIGPMIRX
[SVV]MVVMXEFMPMX]VIWXPIWWRIWW
LMWRSVQEPWPIITMRKERHIEXMRKTEXXIVRWEVI
OIITENSYVREPSVPSKEFSYXLMWW]QTXSQWXS
JIIPMRKSRIHKIQMRHlKSMRK
ERH[LEXEX]TMGEPHE]MWPMOI0SSOXSWII
WIIMJXLIVIMWETEXXIVRXSXLIQ9WIQIQSV]
FPEROzVETMHLIEVXFIEX
MJLIETTIEVWWEHSVHITVIWWIHERHMJLMW
FSSOSVSXLIVQIQSV]XIGLRMUYIW,EZI
TSYRHMRKMRGLIWXLIEVXFYVRSV
KVSSQMRKMWEHIUYEXI
GPMIRXTVEGXMGIQIQSVM^MRKWLSVXWPSKERWSV
WXSQEGLTEMRYRGSRXVSPPIH
TLVEWIW
JIIPMRKWSJLETTMRIWWSV
IYTLSVME#
7GVIIRMRKJSVWIRWSV]HMWEFMPMXMIW
%XVIEXQIRXTVSZMHIVRIIHRSXGSRHYGXER
EWWIWWQIRXSJLIEVMRKPSWW[LIR[SVOMRK[MXL
TISTPI[LSEVIHIEJSVLEVHSJLIEVMRK8LI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TVSZMHIVWLSYPHLS[IZIVRSXIXLIMRHMZMHYEP
W
ETTEVIRXEHNYWXQIRXXSXLILIEVMRKPSWWERH
TW]GLSWSGMEPJEGXSVWVIPEXIHXSMX8LMW
MRJSVQEXMSRGSYPHFIYWIHMRHIXIVQMRMRKXLI
7GVIIRMRK-WWYIW
X]TISJTVSKVEQXS[LMGLXSVIJIVXLIGPMIRXE
QEMRWXVIEQIHTVSKVEQSVEREPPHIEJTVSKVEQ
ERHGSYPHFIYWIJYPXSXLIXVIEXQIRXTVSZMHIVMR
HIZIPSTMRKEXVIEXQIRXTPER'PMRMGMERW[LS
GSRHYGXWGVIIRMRKWWLSYPHGSRWYPX[MXLE
TVSJIWWMSREP[LSMWI\TIVMIRGIHMR[SVOMRK
[MXLTISTPI[LSEVIHIEJERHGEREWWMWXXLI
GPMRMGMERMRHIZIPSTMRKERETTVSTVMEXIVIJIVVEPXS
XVIEXQIRX
&EGOKVSYRHMRJSVQEXMSRXSGSRWMHIV[LIR
WGVIIRMRKERMRHMZMHYEP[LSMWHIEJSVLEVHSJ
LIEVMRKMRGPYHIWXLIJSPPS[MRK
-WXLIJEQMP]SJXLIGPMIRXHIEJSVLIEVMRK#
;LEXMWXLIREXYVISJXLIGPMIRX
WVIPEXMSRWLMT
[MXLJEQMP]QIQFIVW#
;LEXMWXLII\XIRXSJGSQQYRMGEXMSR
FIX[IIRXLIGPMIRXERHWMKRMJMGERXJEQMP]
QIQFIVW#
;LEXMWXLIGSQQYRMGEXMSRQSHIYWIHF]
XLIGPMIRX#-JWMKRMRK[LEXMWXLIWX]PIYWIH#
;LEXX]TISJWGLSSPTVSKVEQWHMHXLIGPMIRX
EXXIRH#,S[HMHLIJIIPEFSYXXLITVSKVEQ
ERHLMWI\TIVMIRGIWXLIVI#
-WXLIGPMIRX
WTVMQEV]TIIVKVSYTHIEJSV
LIEVMRK#-JLIEVMRK[LEXMWXLII\XIRXSJ
GSQQYRMGEXMSR[MXLXLIWITIIVWLS[
JPYIRX#
,S[HSIWXLIMRHMZMHYEPJIIPEFSYXERHGSTI
[MXLLIVLIEVMRKPSWW#
-JEGPMIRXYWIWWMKRPERKYEKIEWLIVTVMQEV]
QSHISJGSQQYRMGEXMSREXXIRHIHEVIWMHIRXMEP
WGLSSPJSVXLIHIEJSVWSGMEPM^IWTVMQEVMP][MXL
TISTPI[LSEVIHIEJMXMWPMOIP]XLEXEREPPHIEJ
TVSKVEQMWQSWXETTVSTVMEXIJSVLMQ3RXLI
SXLIVLERHMJWLIHSIWRSXYWIWMKRPERKYEKI
KVI[YTEXXIRHMRKTYFPMGWGLSSPW[MXLSYX
WYTTSVXWIVZMGIWERHLEWRSHIEJTIIVWE
QEMRWXVIEQIHTVSKVEQQE]FIXXIVQIIXLIV
RIIHW
7GVIIRMRKJSVGSKRMXMZIERH
EJJIGXMZIHMWEFMPMXMIW
7SQIGSKRMXMZIMQTEMVQIRXW[LMPIRSXVIEHMP]
ETTEVIRXQE]FIVIZIEPIHF]WYFXPIFILEZMSVEP
Reviewed: 4/8/16-SRC 4/19/16-CMMC
GYIW*SVMRWXERGIHMJJMGYPX]MREXXIRHMRKXSXLI
UYIWXMSRWFIMRKEWOIHSVJMHKIXMRKERH
VIWXPIWWRIWWHYVMRKXLIMRXIVZMI[QE]MRHMGEXI
EREXXIRXMSRHMWSVHIV
1IQSV]TVSFPIQWWYGLEWXLSWIVIWYPXMRK
JVSQ8&-QE]EPWSFILEVHXSHIXIGXMRMXMEPP]%
TIVWSRQMKLXFIUYMXIGSRZIVWEXMSREPP]WOMPPIH
ERHETTIEVXSFIGSQTVILIRHMRKEZEWXEQSYRX
SJRI[MRJSVQEXMSRFYXQMKLXRSXVIXEMRXLI
MRJSVQEXMSRIZIRYRXMPXLIJSPPS[MRKHE]+MZIR
XLIWMKRMJMGERGISJVIXEMRMRKXVIEXQIRX
MRJSVQEXMSRQIQSV]HMJJMGYPXMIWRIIHXSFI
HIXIGXIHIEVP]WSXLEXEQSVIMRHITXL
EWWIWWQIRXGERFIGSRHYGXIHERHXVIEXQIRX
VIGSQQIRHEXMSRWGERFIQEHI
%TIVWSR
WTVSFPIQWSPZMRKERHVIEWSRMRK
EFMPMXMIWQE]FIMQTEMVIHF]LIEHXVEYQEERH
WYFWXERGIYWI;LMPIXLMWJYRGXMSREPPMQMXEXMSR
GERKVIEXP]EJJIGXHIGMWMSRQEOMRKMRLMKLVMWO
WMXYEXMSRWMXQMKLXRSXIQIVKIEWTVSFPIQEXMG
[LMPIXLIGPMIRXMWVIWTSRHMRKXSUYIWXMSRWEFSYX
LMWTIVWSREPFEGOKVSYRHMRE[IPPVILIEVWIH
JEWLMSR*SVXLMWVIEWSRMXQE]FIMQTSVXERXJSV
XLIGPMRMGMERXSMRJSVQEPP]EWWIWWVIEWSRMRKERH
TVSFPIQWSPZMRK[MXLQSVIRSZIPUYIWXMSRMRKSV
EFVMIJWGVIIRMRKXSSPXLEXHSIWRSXWSPIP]XEVKIX
XLIMRHMZMHYEP
WTIVWSREPWSGMEPLMWXSV]3RI
[E]XSWGVIIRWIPJGEVIERHTVSFPIQWSPZMRK
GETEGMXMIWMRJSVQEPP]MWF]EWOMRKETIVWSRXS
GSQTPIXIWSQIWMQTPIEGXMZMXMIWWYGLEW[VMXMRK
EGLIGOSVTIVJSVQMRKETVEGXMGEPQEXLTVSFPIQ
7YFWXERGIYWIHMWSVHIVWQE]IPMGMXFILEZMSVW
XLEXGSYPHFIQMWXEOIRJSVQIRXEPLIEPXL
GSRGIVRW*SVI\EQTPIQER]WYFWXERGIYWMRK
GPMIRXWHMWTPE]TEVERSMHFILEZMSVWXLEXQE]XEOI
XMQIXSHMWWMTEXIIZIREJXIVHIXS\MJMGEXMSR
0SSOMRKEXXLIWIGYIWEWTSXIRXMEPWMKREPWVEXLIV
XLERHVE[MRKGSRGPYWMSRWJVSQXLIQ[MPPLIPT
XLIMRXIVZMI[IVEZSMHQEOMRKJEPWI
TVIWYQTXMSRW
-RXIVZMI[IVWEPWSRIIHXSFIE[EVIXLEX
WYFWXERGIYWIHMWSVHIVWGERSFWGYVIEHMWEFMPMX]
8LIYWISJGSGEMRIERHGVEGOGERQEWOGPMRMGEP
HITVIWWMSRERHWSQIMRHMZMHYEPW[MXLWIZIVI
'LETXIV
GLVSRMGHITVIWWMSRQE]WIPJQIHMGEXI[MXLGVEGO
SVGSGEMRI9TSREHQMWWMSRXSEWYFWXERGIYWI
HMWSVHIVXVIEXQIRXJEGMPMX]XLIWIMRHMZMHYEPW
ETTIEVETTVSTVMEXIMREJJIGX,S[IZIVEJXIV
HIXS\MJMGEXMSRXLI]TPYRKIMRXSEHIIT
MRXVEGXEFPIHITVIWWMSRVIUYMVMRKTW]GLMEXVMG
MRXIVZIRXMSRERHQIHMGEXMSR-RHMZMHYEPW[MXL
QIRXEPVIXEVHEXMSRSVHIZIPSTQIRXEPHMWEFMPMXMIW
SJXIRYWIQEVMNYERESVEPGSLSPXSQEWOXLIMV
HMWEFMPMX]MXMWHMJJMGYPXXSHMWGIVREHVYROSV
LMKLTIVWSR[MXLHIZIPSTQIRXEPHMWEFMPMXMIW
JVSQEHVYROSVLMKLTIVWSR[MXLSYXWYGL
HMWEFMPMXMIW
'SRZIVWMRK[MXLERMRHMZMHYEP[MXLE
GSKRMXMZIHMWEFMPMX]EFSYXLIVHMWEFMPMX]GER
TVSZMHISXLIVMRJSVQEXMSRVIPIZERXXSXVIEXQIRX
*SVI\EQTPIEWOMRKWSQISRILS[LIFIGEQI
GSKRMXMZIP]HMWEFPIHQE]VIZIEPELMWXSV]SJ
TL]WMGEPEFYWIEGGMHIRXWSVMPPRIWWIWVIWYPXMRK
MRLIEHMRNYVMIWMRGLMPHLSSH%WOMRKLS[SPH
WSQISRI[EW[LIRWLIJMVWXVIEPM^IHWLILEHE
HMWEFMPMX]ERH[LEXXLEXJIPXPMOIGERVIZIEP
WYMGMHEPMHIEXMSRMRGLMPHLSSHERHYRXVIEXIH
TEMRSZIVXLIHMWEFMPMX]TVSFPIQWXLEXQE]
GSRXVMFYXIXSEWYFWXERGIYWIHMWSVHIVMRPEXIV
PMJI
*VSQ7GVIIRMRKXS
8VIEXQIRX
3RISJXLIGLEPPIRKIWWYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSKVEQWJEGIMRTVSZMHMRKWIVZMGIWXS
TISTPI[MXLHMWEFMPMXMIWMWHIXIVQMRMRK[LEXXLI
TVSKVEQGERSJJIVXLIWIGPMIRXWXSFIWXQIIXXLIMV
RIIHW8LIWGVIIRMRKTVSGIWWGERLIPTXS
MHIRXMJ]XLSWIEVIEW[LIVIPMROEKIW[MXLSXLIV
WIVZMGIWERHEKIRGMIWEVIRIIHIH'LERKIWXS
XLITVSKVEQERHMXWJEGMPMXMIWQE]EPWSFI
RIIHIH
8LIEMQSJXLIMRMXMEPWGVIIRMRKJSVHMWEFMPMX]
VIPEXIHGSRWMHIVEXMSRWMWRSXEHMEKRSWMWFYX
VEXLIVETVEKQEXMGI\TPSVEXMSRSJXLITSXIRXMEP
FEVVMIVWXSXVIEXQIRXXLEXQE]EVMWIJVSQE
HMWEFMPMX]ERHMXWEWWSGMEXIHJYRGXMSREP
Reviewed: 4/8/16-SRC 4/19/16-CMMC
PMQMXEXMSRW-RHMZMHYEPWIRXIVMRKGLIQMGEP
HITIRHIRG]XVIEXQIRXHSRSXEP[E]WFIRIJMX
JVSQPIEVRMRKRI[TSXIRXMEPP]WXMKQEXM^MRK
XIVQWXLEXETTP]XSXLIQFYXXLI]QE]FIRIJMX
JVSQQSHMJMGEXMSRWXSXLIXVIEXQIRXTVSGIWW
;LMGLMWRSXXSWE]XLEXWXEJJERHGPMIRXWWLSYPH
EZSMHXEPOMRKEFSYXHMWEFMPMXMIWFYXXLEXMXMW
QSVIMQTSVXERXXSJSGYWSRRIGIWWEV]
QSHMJMGEXMSRWXSXVIEXQIRXXLERSREWTIGMJMG
PEFIP%HHMXMSREPP]XVIEXQIRXTIVWSRRIPEVI
YRPMOIP]XSFIUYEPMJMIHXSQEOIHMWEFMPMX]
HMEKRSWIWLS[IZIVMRETVEGXMGEPWIRWIXLI]
EVIPMOIP]XSFIQSVIWOMPPIHXLERXLI]VIEPM^IMR
EHNYWXMRKXVIEXQIRXETTVSEGLIWFEWIHSRXLI
RIIHWSJXLIMVGPMIRXW
5YIWXMSRWYWIHXSWGVIIRJSVXLITVIWIRGISJ
HMWEFMPMXMIWGERFIEWOIHZIVFEPP]SVXLIGPMIRX
GERJMPPSYXXLI[VMXXIRWYVZI]TVSZMHIHMR
*MKYVIFIJSVIERMRXIVZMI[FIKMRW%JXIVXLI
WGVIIRMRKMXQE]FIYWIJYPXSHVE[YTETVSJMPI
SJXLIGPMIRXXLEXTVIWIRXWXLITIVWSR
WWXVIRKXLW
ERHRIIHWEPSRK[MXLVIGSQQIRHEXMSRWXS
EHHVIWWXLSWIRIIHW8LMWTVSJMPIGERFIHVE[R
YTEWEGLEVXPMWXMRKXLIWIZIREVIEWSJJYRGXMSREP
PMQMXEXMSRWHIWGVMFIHMR'LETXIV)EGLSJXLI
WIZIREVIEWSJJYRGXMSREPPMQMXEXMSRYWIHMRXLMW
WGVIIRMRKWIPJGEVIQSFMPMX]GSQQYRMGEXMSRW
PIEVRMRKTVSFPIQWSPZMRKWSGMEPWOMPPWERH
I\IGYXMZIJYRGXMSRWTVIWIRXWWTIGMJMG
GSRWMHIVEXMSRWXLEXQE]FIMHIRXMJMIHMRXLI
WGVIIRMRKMRXIVZMI[-RXLII\EQTPIFIPS[
UYIWXMSRWJVSQ*MKYVIEVIETTPMIHMRER
EGXYEPMRXIVZMI[EREGGSQTER]MRKTVSJMPIJSVE
TIVWSR[MXL8&-MWHITMGXIHMR*MKYVI%
HMWGYWWMSRSJLS[XLIMRJSVQEXMSRKEXLIVIHGER
FIETTPMIHMRXVIEXQIRXTPERRMRKJSPPS[W
'EWI7XYH]
l.SLRzE]IEVSPH[LMXIQEPI[EWVIJIVVIH
JVSQEPSGEPGVMQMREPNYWXMGIEKIRG]EJXIVER
EVVIWXJSVHVMZMRKYRHIVXLIMRJPYIRGI(9-%
LMKLWGLSSPKVEHYEXILIPMZIH[MXLLMWQSXLIV
ERHLEHLIPHEWIVMIWSJIRXV]PIZIPNSFWRSRI
JSVQSVIXLERQSRXLW,ILEHRSSFZMSYW
7GVIIRMRK-WWYIW
HMWEFMPMXMIWERHWXEXIHXLEXLIMWEXXLITVSKVEQ
FIGEYWILIlKSXMRXSXVSYFPIz8LIWGVIIRMRK
UYIWXMSRWTVIWIRXIHFIPS[VIJPIGXETSVXMSRSJE
PIRKXLMIVMRXIVZMI[.SLR
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Screening Issues
Figure 2-3
Profile of “John”
Functional Area
Strengths
Needs
Recommended
Followup
Self-Care
Eating
OK
Grooming
Well groomed
Bathing
OK
Dressing
OK
Bowel and bladder
management
OK
Mobility
Positioning
OK
Walking, with or without
assistive devices (e.g.,
walker, cane)
OK
Use of wheelchair
No
Use of stairs
OK
Ability to operate motor
vehicle
License suspended due
to DUI
Use of public transportation
(or other access to
transportation)
Check on the
availability of
transportation and the
need for explicit
directions to treatment
site
Communication
Reading
Apparent reading
problem
Request school records;
records should also
indicate whether or not
he took special
education classes,
received a regular high
school diploma, or was
diagnosed with a
learning disability
profile may raise as many questions as they
sources of compromise to his mental abilities.
answer. However, after the interview the major
Regardless of the source, at this point the
issues become clearer, and the next steps are
screening has raised questions about his
more evident. John may have had one or more
reading, learning ability, problem-solving
29
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Chapter 2
Figure 2-3 (continued)
Functional Area
Strengths
Needs
Writing
Speaking
Recommended
Followup
Writing skills need to
be determined, but
requirements are
minimal in program
Well-spoken
Listening
Listening ability may be
limited by attention
problems
Learning
Attention
Comprehension
Attention problems
Ritalin use in childhood
may indicate the need
for a referral to a
psychiatrist for further
evaluation
Comprehension
appears to be good
Retention and
Application
May need formal
assessment of retention
and application abilities
Problem-Solving
Awareness and
recognition of problem
Statement that reason
for being in treatment is
he “got into trouble”
may indicate lack of
awareness of problem
(DUI)
Identification of
alternatives
Screen problem-solving
skills and anticipate
possible consequences
of various alternatives;
then decide on optimal
alternative
Social Skills
Understanding of social
mores and values
30
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Statement that he
“got into trouble”
indicates awareness
of social values
Screening Issues
Figure 2-3 (continued)
Functional Area
Strengths
Impulse control
Needs
Recommended
Followup
DUI and story of fight
indicate impulse
control problem;
although they may be
drinking-related
Further evaluation
called for since
substance use can cause
a lack of impulse
control
Intimacy
Conversational skills
Explore relationships
Conversational
skills consistent
with age, etc.
Empathy; ability to
identify with others
Need to further explore
Executive Functions
Planning and
organization
Motivation and
initiation
Monitoring and
reviewing
Motivation,
decision-making,
disinhibition
ability, and social skills. Additionally,
executive functions as they relate to vocational
capability need to be further evaluated. There
are two questions the treatment provider
should consider at this point:
How will these limitations affect
John’s participation in our program?
What additional information do we need
to make sure he can get the maximum
benefit from treatment?
The extent to which John’s needs will affect
participation depends on the program. His
reading problems will only limit participation
if written materials are a pivotal part of the
program. Attention problems will be more of a
difficulty in group treatment, extended
sessions,
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Explore basis of
sporadic work history
or treatment that occurs at the end of the day.
His possible difficulties with awareness and
problem solving will be more limiting if the
treatment program requires higher levels of
insight and abstraction, particularly if there are
not opportunities for individualized attention to
assist with understanding and recognition.
Finally, limitations in social skills may limit
participation in a residential program or other
treatment that involves significant peer
interaction.
If the nature of the treatment program is such
that John’s needs will limit his participation,
then more aggressive steps to seek additional
information and assistance may be necessary.
For instance, consultation with a rehabilitation
psychologist might be called for to help
31
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SFZMSYWHMWEFMPMX]ERMRMXMEPUYIWXMSREFSYXMXMW
MRETTVSTVMEXI,S[IZIVERMRHMZMHYEP[MXLE
HMWEFMPMX]QE]EPWSFIZIV]WIRWMXMZIXSSXLIVW
FIMRKYRGSQJSVXEFPIERHYR[MPPMRKXSXEPOEFSYX
LMWHMWEFMPMX]8LYWXLIMRXIVZMI[IVQYWXNYHKI
[LIXLIVMX[MPPQEOIXLIGPMIRXQSVIGSQJSVXEFPI
XSMRXVSHYGIUYIWXMSRWEFSYXXLIHMWEFMPMX]
HYVMRKXLIMRXVSHYGXSV]SVXLIMRXIVQIHMEXI
WXEKI8LIMRXIVZMI[IVQYWXVIQIQFIVXLIJSGYW
MWXLITIVWSRRSXLIVHMWEFMPMX]
-RXEOIMRXIVZMI[WJSVTISTPI[MXL
GSKRMXMZIHMWEFMPMXMIW
%WMRER]MRXIVZMI[[MXLWSQISRI[LSLEWE
GSKRMXMZIHMWEFMPMX]MXMWMQTSVXERXXSJMRHXLI
STXMQEPWIXXMRKSRIXLEXLEWEQMRMQEPRYQFIV
SJHMWXVEGXMSRW8LIMRXIVZMI[IVWLSYPHEPPS[
JSVFVIEOWMRXLIMRXIVZMI[ERHFIWIRWMXMZIXS
XLIGPMIRX
WEXXIRXMSRWTERERHVIWXPIWWRIWW
5YIWXMSRWJSVTISTPI[MXL8&-WLSYPHFI
WXVYGXYVIHXSTVSZMHIGSRGVIXIPERHQEVOWIK
l;LEX[IVI]SYHSMRK[IIOWFIJSVI]SYV
EYXSQSFMPIEGGMHIRX#z;SVOMRKFEGO[EVHMR
'LETXIV
XMQI[LMPIYWMRKWTIGMJMGIZIRXW[MPPEWWMWXXLI
GPMIRXXSWXVYGXYVILMWVIWTSRWIW*SVER]TIVWSR
[LSMWGSKRMXMZIP]MQTEMVIHOIITUYIWXMSRW
GSRGVIXIERHEZSMHEFWXVEGXGSRGITXW
*SVTISTPI[MXLGSKRMXMZIMQTEMVQIRXWMXMW
MQTSVXERXXSVIQIQFIVXSEWOWMQTPIUYIWXMSRW
XSVITIEXUYIWXMSRWERHXSEWOXLIGPMIRXXS
VITIEXFEGOMRLIVS[R[SVHW[LEX
WFIIRWEMH
8LIGSYRWIPSVQE]RIIHXSTIVMSHMGEPP]GLIGO
[LIXLIVXLITIVWSRMWYRHIVWXERHMRK[LEXMW
FIMRKEWOIH-JXLIUYIWXMSRMWRSXYRHIVWXSSHMX
[MPPRIIHXSFIVITIEXIHMREHMJJIVIRXQERRIV
,S[IZIVMXMWMQTSVXERXXSRSXXEPOXSTISTPI
[MXLGSKRMXMZIHMWEFMPMXMIWFIPS[XLIMVS[RPIZIP
SJGSQQYRMGEXMSRSVEWMJXLI][IVIGLMPHVIR
8LI][MPPFILMKLP]MRWYPXIHERH[MPPTVSFEFP]
RSXGSQIFEGO
%PSRKXLSWIWEQIPMRIWXLIMRXIVZMI[IV
WLSYPHKMZIWTIGMJMGI\EQTPIWXSMPPYWXVEXI[SVHW
SVTLVEWIW[LMGLQE]FIXSSEFWXVEGXSV
WSTLMWXMGEXIHWYGLEWlEFWXMRIRXzSV
l[MXLHVE[EPW]QTXSQWz7YGLVITLVEWMRKMW
ETTVSTVMEXIJSVE[MHIVERKISJGPMIRXWRSX
SRP]XLIGSKRMXMZIP]HMWEFPIHFYXEPWSGPMIRXW
JVSQHMJJIVIRXGYPXYVEPFEGOKVSYRHW
7SQIMRXIVZMI[IVWJMRHMXYWIJYPXSEWOE
GPMIRXXS[VMXIEJI[WIRXIRGIWHIWGVMFMRKLMW
EGXMZMXMIWSZIVXLITEWXJI[HE]WSV[IIOWSVXS
VIEHEWIRXIRGIJVSQXLIMRJSVQIHGSRWIRXJSVQ
7SQILMKLJYRGXMSRMRKMRHMZMHYEPWQE]WMQTP]
RIZIVLEZIPIEVRIHLS[XSVIEHERH[VMXIERH
XLIMRXIVZMI[IVWLSYPHRSXQEOIEWWYQTXMSRW
EFSYXEHMWEFMPMX]FEWIHSRXLIPEGOSJXLMW
EFMPMX]
8LIMRXIVZMI[IVWLSYPHIRHXLIMRXIVZMI[F]
WYQQEVM^MRKXLIMRJSVQEXMSRPIEVRIH
6IGSKRM^MRKETIVWSR
WHMJJMGYPXMIWF]TVSZMHMRK
JIIHFEGOMWERMQTSVXERX[E]XSPIXLIVORS[
XLEXWLILEWFIIRYRHIVWXSSH8LIMRXIVZMI[IV
WLSYPHTVIWIRXERSZIVZMI[SJXLIWIVZMGIWXLI
TVSKVEQSJJIVWXLEXQIIXXLIGPMIRX
WMRHMZMHYEP
RIIHWEW[IPPEWI\TVIWWXLITVSKVEQ
W
[MPPMRKRIWWXSEGGSQQSHEXILIVHMWEFMPMX]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
RIIHWMRLSTIWSJSFXEMRMRKLIVGSQQMXQIRXXS
VIXYVR
-RXEOIMRXIVZMI[[MXLTISTPI[MXL
WIRWSV]HMWEFMPMXMIW
%RMRXEOIMRXIVZMI[WLSYPHEHHVIWWXLII]I
GSRHMXMSRERHFPMRHRIWWEHNYWXQIRXWOMPPWSJ
TISTPI[LSEVIFPMRHSVZMWYEPP]MQTEMVIH8LI
GSYRWIPSVWLSYPHORS[XLITEXLSPSK]SJXLIPSWW
SJZMWMSRMJMX[EWGSRKIRMXEPEHZIRXMXMSYWSV
XVEYQEXMGERHTVIGMWIP]LS[QYGLZMWMSR
VIQEMRW)EGLWMXYEXMSR[MPPEJJIGXXLIXVIEXQIRX
TPERHMJJIVIRXP]
-XMWMQTSVXERXXSORS[LS[[IPPETIVWSR
[LSMWFPMRHGERQEMRXEMRMRHITIRHIRGI7SQI
GSRWMHIVEXMSRWEVI
;LEXXVEZIPEMHMWYWIH#
;LEXGSQQYRMGEXMSRWQSHEPMX]MWYWIH#
,S[HSIWXLITIVWSRQEMRXEMRGPSXLMRK
SVKERM^EXMSR#
;LEXEVIXLITIVWSR
WWOMPPWMRJSSH
TVITEVEXMSRERHL]KMIRI#
8LIGSYRWIPSVQYWXEWOHMVIGXUYIWXMSRW
FIGEYWIXLITIVWSR[LSMWFPMRHQE]FI
EWLEQIHSJLMWPEGOSJWOMPPWERHYRORS[MRKP]
PMI*SVI\EQTPIHSRSXEWWYQIFIGEYWI
WSQISRILEWE[LMXIGERIXLEXMXMWYWIH
TVSTIVP]4VSKVEQWGERGSRWYPX[MXLEPSGEP
HMWEFMPMX]WIVZMGITVSZMHIV[LSLEWI\TIVMIRGI
[SVOMRK[MXLTISTPI[LSEVIFPMRHXSJMRHSYX
[LEXEVIKSSHERHSVEGGITXEFPIPIZIPWSJ
EFMPMX]5YIWXMSRWWYGLEWl8IPPQILS[SJXIR
]SY
ZIYWIH&VEMPPIMRXLIPEWX[IIOWzGERXLIR
FIYWIHXSEWWIWWIEGLMRHMZMHYEP
WPIZIPSJ
EFMPMX]-JXLITIVWSR[LSMWFPMRHLEWPMQMXIH
ORS[PIHKIERHWOMPPWEFSYXFPMRHRIWWXLI
GSYRWIPSVQE]RIIHXSEVVERKIWSQIJSVQSJ
XVEMRMRK8LMWPEGOSJORS[PIHKIERHWOMPPW
GSYPHFIEJEGXSVMRXLITIVWSR
WWYFWXERGIYWI
;LIRMRXIVZMI[MRKTISTPI[LSEVIHIEJ
XVIEXQIRXTVSKVEQWWLSYPHGSRXEGXER
MRXIVTVIXIVVIJIVVEPWIVZMGIMRXLIMVEVIEXSIRWYVI
XLEXWMKRPERKYEKIMRXIVTVIXIVWIVZMGIW[MPPFI
EZEMPEFPI[LIRRIIHIH8LIMRXIVTVIXIVWLSYPH
7GVIIRMRK-WWYIW
FIERIYXVEPXLMVHTEVX]LMVIHWTIGMJMGEPP]XS
MRXIVTVIXJSVXLIGSYRWIPSVERHXLITIVWSR[LS
MWHIEJEJEQMP]QIQFIVSVJVMIRHSJXLIGPMIRX
WLSYPHRSXFIYWIHEWERMRXIVTVIXIV*EQMP]
ERHJVMIRHWSJXIRGERRSXFIRIYXVEPERH
YRFMEWIH[LMGLMWXLIMRXIVTVIXIV
W
VIWTSRWMFMPMX]9WISRP]UYEPMJMIHMRXIVTVIXIVWEW
HIXIVQMRIHF]IMXLIVEGLETXIVSJXLI6IKMWXV]SJ
-RXIVTVIXIVWJSVXLI(IEJSVEWXEXIMRXIVTVIXIV
WGVIIRMRKSVKERM^EXMSR-HIEPP]XLIMRXIVTVIXIV
[MPPLEZILEHTVIZMSYWI\TIVMIRGI[SVOMRKMR
XVIEXQIRXWIXXMRKWSV[MPPLEZIEXPIEWXEXXIRHIH
[SVOWLSTWVIPEXIHXSEHHMGXMSRXVIEXQIRX
WIXXMRKW,S[IZIVMXMWRSXEP[E]WTSWWMFPIXS
SFXEMRERMRXIVTVIXIV[MXLXLMWWTIGMEPM^IH
XVEMRMRK-RER]GEWITVMSVXSXLIWIWWMSRXLI
WXEJJWLSYPHXV]XSQIIX[MXLXLIMRXIVTVIXIVXS
GPEVMJ]XLITYVTSWISJXLIMRXIVZMI[ERHXLI
QIERMRKSJXLIXIVQMRSPSK]ERHXLIUYIWXMSRWXS
FIEWOIH
-RXEOITVSZMHIVWERHGSYRWIPSVWEXER]WXEKI
SJXLIXVIEXQIRXTVSGIWWWLSYPHVIEPM^IXLEXWMKR
PERKYEKIMRXIVTVIXIVWLEZIZEV]MRKWOMPPPIZIPW
-JERMRXIVTVIXIVLEWHMJJMGYPX]MRXIVTVIXMRKJSVE
TEVXMGYPEVMRHMZMHYEPXLIGSYRWIPSVWLSYPHEWO
UYIWXMSRWXSHIXIVQMRIMJXLITVSFPIQPMIW[MXL
XLIWOMPPPIZIPSJXLIMRXIVTVIXIVSVXLIGSKRMXMZI
TVSGIWWMRKSVPERKYEKIWX]PISJXLIGPMIRX[LSMW
HIEJ8LMWMWEGVMXMGEPTMIGISJMRJSVQEXMSRJSV
XLIGSYRWIPSVXSLEZIHYVMRKXLIMRXEOITVSGIWW
WSXLEXXLIGSYRWIPSVHSIWRSXQMWHMEKRSWIXLI
GPMIRXSVEWWMKREPIZIPSJJYRGXMSRMRKXSLMQXLEX
MWRSXGSVVIGX
7SQISJXLIUYIWXMSRWHYVMRKXLIMRXEOI
TVSGIWWQE]FIHMJJMGYPXXSMRXIVTVIXMRXSWMKR
PERKYEKI*SVI\EQTPIWSQIEWWIWWQIRXW
MRGPYHIUYIWXMSRWXSXIWXSVMIRXEXMSRXSVIEPMX]
ERHGSKRMXMZIJYRGXMSRMRK-RSVHIVJSVXLI
MRXIVTVIXIVXSMRXIVTVIXXLIWIUYIWXMSRWGSVVIGXP]
WLIGSYPHKMZIE[E]XLIERW[IVW-RXLIWI
MRWXERGIWXLIMRXIVTVIXIV[MPPRIIHXSHMWGYWWXLI
UYIWXMSR[MXLXLIGSYRWIPSVXSHIXIVQMRILS[
XLIUYIWXMSRGERFIWXFIEWOIHXSSFXEMRXLI
MRJSVQEXMSRRIIHIH1YGLSJXLIPERKYEKIYWIH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
MRWYFWXERGIYWIHMWSVHIVXVIEXQIRX[MPPRSXFI
JEQMPMEVXSGPMIRXW[LSEVIHIEJERH[MPPRIIHXS
FII\TPEMRIH
%HHMXMSREPP]WSQIMRHMZMHYEPW[LSEVIHIEJ
SVLEVHSJLIEVMRKQE]LEZIPMQMXIH
GSQQYRMGEXMSRWOMPPW8LI]QE]RSXLEZIIZIR
FIIRI\TSWIHXSER]JSVQEPW]WXIQSJWMKR
PERKYEKI-RXLIWIGEWIWERMRXIVTVIXIVQE]RSX
ORS[LS[XSGSQQYRMGEXIUYIWXMSRWXSXLI
TIVWSR[LSMWHIEJ8LIWGVIIRIVGERXV]XSYWI
TVSTWSVTMGXYVIWXSLIPTQEOIXLIQIWWEKI
YRHIVWXSSHMREHMJJIVIRX[E]-XQE]EPWSLIPT
XSLMVIEHIEJMRXIVTVIXIVXS[SVOEPSRK[MXLXLI
LIEVMRKMRXIVTVIXIV8LIHIEJMRXIVTVIXIV[SYPH
FIEREXMZIWMKRPERKYEKIYWIVERHXLYWMWPMOIP]
XSLEZIEFIXXIVYRHIVWXERHMRKSJLS[XS
GSQQYRMGEXI[MXLEHIEJTIVWSR[LSLEW
QMRMQEPGSQQYRMGEXMSRWOMPPW-JXLIWIQIXLSHW
HSRSX[SVOMXQE]RSXFITSWWMFPIXSQEOIXLI
WGVIIRIV
WUYIWXMSRWYRHIVWXSSHF]XLIGPMIRX
-RXEOIMRXIVZMI[[MXLTISTPI[MXL
TL]WMGEPHMWEFMPMXMIW
;LIRGSRHYGXMRKERMRXIVZMI[[MXLER
MRHMZMHYEP[MXLETL]WMGEPHMWEFMPMX]QEOI
GIVXEMRXLEXXEFPIWYVJEGIWEVIXLIGSVVIGXLIMKLX
ERHMRTEVXMGYPEVXLEX[LIIPGLEMVWGERJMX
FIRIEXLXLIQ-RXIVZMI[IVWWLSYPHXV]XSTPEGI
XLIQWIPZIWWSXLEXXLI]EVIRSLMKLIVXLERXLI
TIVWSRFIMRKMRXIVZMI[IH8LI]WLSYPHFI
E[EVISJXLITEGISJXLIMRXIVZMI[ERHEXXIQTX
XSKEYKI[LIRGPMIRXWEVIFIGSQMRKJEXMKYIH-R
EHHMXMSRWSQIJSVQWSJGLVSRMGTEMRQEOI
PIRKXL]MRXIVZMI[WI\GVYGMEXMRK4IVMSHMGEPP]
MRUYMVILS[XLIMRHMZMHYEPMWHSMRKERHSJJIVXS
XEOIFVIEOWMRSVHIVXSQEOIXLII\TIVMIRGI
QSVIXSPIVEFPI
-XMWMQTSVXERXXSGSRWMHIV[LIXLIVER
MRHMZMHYEP
WTL]WMGEPHMWEFMPMX]QE]MRJPYIRGI
LMWVIWTSRWIWMR[E]W[LMGLTSVXVE]LMQ
MRETTVSTVMEXIP]%TIVWSR[MXLEPSRKXIVQ
FEGOMRNYV]QE]MRJEGX[MWLXSVIXYVRXS[SVO
FYXWXMPPVIWTSRHXLEXLIHSIWR
XlMRXIRHSR
[SVOMRKMRXLIJYXYVIz,IQE]RIKPIGXXS
MRJSVQXLIMRXIVZMI[IVXLEX[SVOMRKIZIRTEVX
'LETXIV
XMQIMRXLIJYXYVIQE]NISTEVHM^ILMWHMWEFMPMX]
FIRIJMXWMRGPYHMRKQIHMGEPWIVZMGIW
%HETXMRK7YFWXERGI9WI
(MWSVHIV7GVIIRMRKJSV
4IVWSRW;MXL'SI\MWXMRK
(MWEFMPMXMIW
%WWXEXIHEFSZIXLIQSVIMRJSVQEXMSRE
TVSZMHIVLEWEFSYXEGPMIRX
WHMWEFMPMXMIWERH
JYRGXMSREPPMQMXEXMSRWXLIQSVIWLIGERXEMPSV
XVIEXQIRXXSXLIGPMIRX%W[MXLER]TIVWSR[MXL
EWYFWXERGIYWIHMWSVHIVHIXEMPWEFSYXXLI
TEXXIVRWSJEFYWIERHHITIRHIRGIEVIEPWS
GVMXMGEPXSIJJIGXMZIXVIEXQIRX8LMWWIGXMSR
TVIWIRXWQSHMJMGEXMSRWXSWGVIIRMRKERH
EWWIWWQIRXUYIWXMSRWJSVTISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIW
(VYKERH%PGSLSP,MWXSV]
-XMWMQTSVXERXXSYRHIVWXERHXLIVIPEXMSRSJ
HVYKYWIXSEREGUYMVIHHMWEFMPMX]7SQITISTPI
FIKMRYWMRKWYFWXERGIWMRVIWTSRWIXSER
EGUYMVIHHMWEFMPMX]JSVSXLIVWXLIMVWYFWXERGI
YWIQE]LEZIGEYWIHSVGSRXVMFYXIHXSXLI
GSI\MWXMRKHMWEFMPMX]7SQITISTPIQE]RSXIZIR
FIE[EVIXLEXXLIMVHMWEFMPMX]MWWYFWXERGI
VIPEXIH8LIYWISJTVIWGVMTXMSRQIHMGEXMSRMR
GSQFMREXMSR[MXLEPGSLSPERHXLIYWISJSXLIV
TISTPI
WTVIWGVMTXMSRQIHMGEXMSRWEVIGSQQSR
JSVWSQITIVWSRW[MXLTL]WMGEPHMWEFMPMXMIW
1SSVIERH4SPWKVSZI'SRWIUYIRXP]
QEOIGIVXEMRXLEXXLMWEWTIGXSJXLIHVYKLMWXSV]
MW[IPPHMWGYWWIH
7GVIIRMRKTISTPI[MXLGSKRMXMZI
HMWEFMPMXMIW
6EXLIVXLEREWOMRKKIRIVEPP]EFSYX
lEFWXMRIRGIzXEOIELMWXSV]SJYWI%WOl(MH
]SYKIXLMKLXSHE]#zSVl;LEXEFSYX
]IWXIVHE]#z8V]XSEWOGSRGVIXIUYIWXMSRW
TIVLETWYWMRKXMQIQEVOIVWWYGLEWXLIXLSJ
.YP]-XQE]FILIPTJYPXSEWOXLITIVWSRXS
VIPEXILMW[LSPIPMJIWXSV]STTSVXYRMXMIWXSEWO
Reviewed: 4/8/16-SRC 4/19/16-CMMC
EFSYXWYFWXERGIYWI[MPPSGGYVHYVMRKXLIXIPPMRK
SJXLIWXSV]
%GPMIRX
WYRHIVWXERHMRKSJlEPGSLSPzQE]FI
HMJJIVIRXXLERXLIMRXIVZMI[IV
W&IEWWTIGMJMGEW
TSWWMFPI[MXLGPMIRXWVEXLIVXLEREWOMRKMJXLI]
lYWIEPGSLSPzEWOMJXLI]PMOIXSHVMROFIIV
[MRI[MRIGSSPIVWIXG6IQIQFIVXLEX[MRI
GSSPIVWQE]RSXFIXLIWEQIEW[MRIXSQER]
TISTPI-XQE]LIPTXSYWITVSTWWYGLEW
HMJJIVIRXKPEWWSVFSXXPIWM^IWVEXLIVXLEREWOMRK
LS[QER]SYRGIW[IVIGSRWYQIH
(SRSXEWWYQITISTPI[MXLGSKRMXMZI
HMWEFMPMXMIWYRHIVWXERHXLIXIVQMRSPSK]FIMRK
YWIHI\TPEMRSVHIJMRIMXERHEWOXLIQXSVITIEX
FEGOXLIMVYRHIVWXERHMRKSJXLI[SVHW-RWXIEH
SJEWOMRKMJXLI]LEZILEHEFPEGOSYXHIWGVMFIE
WMXYEXMSRXLEX[SYPHI\TPEMR[LEXXLMWQIERW
*SVI\EQTPIEWOl,EZI]SYIZIVKSRIXSE
TEVX]ERHHVEROERHXLIRI\XXLMRK]SYORS[
]SY[EOIYTERHGER
XVIQIQFIVER]XLMRKJVSQ
XLIRMKLXFIJSVI#z-XQE]EPWSFIRIGIWWEV]XS
EWOMJXLMWTVSFPIQIZIVSGGYVVIH[LIRXLI
TIVWSR[EWWSFIVSVMWWXMPPLETTIRMRKRS[MR
SVHIVXSGLIGOJSVHMWWSGMEXIHW]QTXSQW
4W]GLSWSGMEP,MWXSV]
8LMWLMWXSV]WLSYPHPSSOEXERMRHMZMHYEP
W[SVO
VIGSVHVIWMHIRXMEPPMJIIHYGEXMSREPFEGOKVSYRH
JEQMP]IQTPS]QIRXWXEXYWQIRXEPLIEPXL
LMWXSV]ERHLMWXSV]SJTEWXEFYWIWMRGIQER]
TISTPI[MXLHMWEFMPMXMIWLEZIFIIRZMGXMQWSJ
TL]WMGEPIQSXMSREPERHSVWI\YEPEFYWI-XMW
EPWSMQTSVXERXXLEXXLIEWWIWWQIRXSJETIVWSR
[MXLEHMWEFMPMX]KEXLIVMRJSVQEXMSREFSYX
MRZSPZIQIRXMRZSGEXMSREPTL]WMGEPSVWSGMEP
VILEFMPMXEXMSR8LILMWXSV]WLSYPHHIXIVQMRI
[LIXLIVETIVWSRLEWLEHWOMPPWXVEMRMRK[LIVI
WLIVIGIMZIHMXERHLS[PSRKEKSMX[EW
GSQTPIXIH8LIMRXIVZMI[IVWLSYPHHIXIVQMRI
[LIRXLIXVEMRMRKXSSOTPEGIVIPEXMZIXSXLI
LMWXSV]SJXLIWYFWXERGIYWIHMWSVHIV-JXLI
GPMIRX[EWYRHIVKSMRKTIVWSREPEHNYWXQIRX
XVEMRMRKERHYWMRKWYFWXERGIWEXXLIWEQIXMQI
MXMWVIEWSREFPIXSEWWYQIXLEXLI[MPPRIIHXS
7GVIIRMRK-WWYIW
VITIEXEXPIEWXWSQIIPIQIRXWSJXLIEHNYWXQIRX
XVEMRMRK
9WISJ7GVIIRMRK
-RJSVQEXMSR
8VIEXQIRXTVSZMHIVWWLSYPHRSXJIIPXLIRIIHXS
FII\TIVXWSREPPHMWEFMPMXMIWSVHMWEFMPMX]MWWYIW
-RWXIEHTVSZMHIVWWLSYPHZMI[XLIXEWOSJ
WGVIIRMRKJSVHMWEFMPMX]W]QTXSQWEWEFIRIJMX
JSVMRHMZMHYEPM^MRKERHHIZIPSTMRKETTVSTVMEXI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XVIEXQIRXKSEPW8VIEXQIRXWLSYPHFIQSVI
FIRIJMGMEPXSGPMIRXWMJXLIMVPMQMXEXMSRWEVI
GSRWMHIVIHMRXLIHIZIPSTQIRXSJXLIMV
XVIEXQIRXKSEPW8LMWMRXYVRWLSYPHQEOIXLI
GSYRWIPSV
WNSFPIWWJVYWXVEXMRKERHHMJJMGYPX
'LETXIVSJXLMW8-4HMWGYWWIWLS[WGVIIRMRK
MRJSVQEXMSRGERFIETTPMIHMRXVIEXQIRX
TPERRMRKERHGSYRWIPMRKERHXLIEPXIVEXMSRWXLEX
[MPPRIIHXSFIQEHIJSVGPMIRXW[MXLGSI\MWXMRK
HMWEFMPMXMIW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
8VIEXQIRX4PERRMRKERH7IVZMGI
(IPMZIV]
'
SRWMHIVMRKXLITVIZEPIRGISJTISTPI
[MXLTL]WMGEPGSKRMXMZIERHWIRWSV]
HMWEFMPMXMIW[LSVIUYMVIWYFWXERGIYWI
HMWSVHIVXVIEXQIRXXVIEXQIRXTVSZMHIVWWLSYPH
FIFIXXIVMRJSVQIHEFSYXXLITEVXMGYPEVRIIHWSJ
XLMWWIKQIRXSJXLIXVIEXQIRXTSTYPEXMSR8LI]
WLSYPHEPWSTYXXLEXORS[PIHKIMRXSTVEGXMGI
[LMGLQE]VIUYMVIGLERKIWXSXLIXVIEXQIRX
TVSKVEQ7YGGIWWJYPXVIEXQIRXJSVEPPGPMIRXW
QYWXMRZSPZIEPPPIZIPWSJXLIXVIEXQIRXWXEJJ
GLERKIWEXXLIW]WXIQMGPIZIP[MPPFIVIJPIGXIHEX
XLISVKERM^EXMSREPPIZIPERHQSWXMQTSVXERXP]
EXXLIGPMIRXrGSYRWIPSVPIZIP[LIVIVIGSZIV]
FIKMRW;LIRWYGLW]WXIQMGERHSVKERM^EXMSREP
GLERKIHSIWRSXSGGYVXVIEXQIRXTIVWSRRIPHS
RSXVIGIMZIEHIUYEXIWYTTSVXERHXLI]ERHXLIMV
GPMIRXWJIIPMWSPEXIHVITIEXMRKERHQEMRXEMRMRK
XLIJIIPMRKWSJMWSPEXMSRXLEXEVISJXIREXXLIGSVI
SJEHHMGXMSR
-RSVHIVXSQEOIXVIEXQIRXEWIJJIGXMZIEW
TSWWMFPITIVWSRW[MXLGSI\MWXMRKHMWEFMPMXMIW[MPP
VIUYMVIWTIGMJMGEGGSQQSHEXMSRW8VIEXQIRX
TPERWWLSYPHFIVIZMWIHXSEGGSQQSHEXIXLI
RIIHWSJTISTPI[MXLGSI\MWXMRKHMWEFMPMXMIW[MXL
VIGSKRMXMSRXLEXRSXEPPGPMIRXWVIWTSRHIUYEPP]
[IPPXSXLIWEQIX]TIWSJXVIEXQIRX-JEXEPP
TSWWMFPIXVIEXQIRXTPERWWLSYPHFIHVE[RYT
SREGEWIF]GEWIFEWMWHSMRKWS[MPPIRWYVI
FIXXIVSYXGSQIWJSVEPPGPMIRXWRSXNYWXXLSWI
[MXLHMWEFMPMXMIW9RHIVWXERHMRKLS[ER
MRHMZMHYEPJIIPWEFSYXLIVS[RHMWEFMPMXMIW[MPP
EPWSIRLERGIXVIEXQIRX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
9RHIVWXERHMRK'PMIRX
%XXMXYHIWMR8VIEXQIRX
(IRMEP
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Figure 3-1
People’s Understanding and Acceptance of a Coexisting Disability
People vary in how well they understand or accept their own disabilities. Some persons entering
treatment for substance use disorders know what interventions their disabilities require. Others do not.
Some people appreciate and benefit from accommodations to their disability, whereas others may be
reluctant to acknowledge that some condition limits their functional capacity. The following are some of
the factors that affect a person’s willingness to accept the realities of her disability:
The severity, duration, or specific functional limitations of the disability
Societal reaction to and expectations of the person with a disability
The developmental stage at time of the disability’s onset
Access to resources and societal mobility
A history of risk-taking behaviors prior to the onset of the disability
A history of having used substances to cope with a disability
Recurring and episodic forms of personal grieving due to disability issues
The amount of independence resulting from a person’s lifestyle and personality
Age (generally, younger people are more willing to eventually accept their disability)
Marital status (married people are more willing to accept disability than single or unaached)
Income (the greater someone’s income, the more willing he is to accept disability)
Source: Chart modified from Li and Moore, 1998
Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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GSQQYRMX]GEWIQEREKIQIRXWIVZMGIWSVSXLIVSVKERM^EXMSRWVIGSKRM^IHF]XLIHMWEFMPMX]GSQQYRMX]
IK'-0WKSZIVRSVW
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TIVXMRIRXSVKERM^EXMSRWGERFIJSYRHMR%TTIRHM\&QSVISRHIZIPSTMRKPMROEKIW[MXLSXLIVEKIRGMIW
GERFIJSYRHMR'LETXIV
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
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%]SYRKTIVWSR[MXL8&-TVSXIWXWXLEXLIHSIWRSX[ERXXSEXXIRH%%QIIXMRKWFIGEYWIXLIQIIXMRKW
EVIJMPPIH[MXLSPHTISTPI[LSHSR
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JSVTEMR
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)REFPMRKVIWTSRWI-X
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PPLIPT]SYJMRHWYTTSVXEXXLII\MWXMRKQIIXMRKSVEHMJJIVIRXQIIXMRKSV
WYTTSVXKVSYTXLEXGERFIXXIVVIGSKRM^IERHEGGITX]SYVPIKMXMQEXIQIHMGEXMSRRIIHW
%XVIEXQIRXTVSKVEQLEWXLVIIHMWGYWWMSRKVSYTWHYVMRKHE]XMQILSYVW%TIVWSR[MXLQYPXMTPI
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(IRMEPVIWTSRWI-
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%TIVWSR[MXLEZMWYEPHMWEFMPMX]MWFIMRKGSEGLIHF]XLIXVIEXQIRXTVSKVEQMRLIVNSFWIEVGL%PP
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XSEXXIRH%%
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[SVO
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PPLIPT]SYJMRH[SVO[MXLEJPI\MFPIWGLIHYPI
%RYRIQTPS]IHTIVWSR[LSMWEPGSLSPMG[MXLXMQISRLMWLERHWERHPMXXPIWSGMEPWYTTSVXMWXYVRIH
E[E]JVSQE7XEXIVYR:6TVSKVEQFIGEYWILILEWRSX]IXQEMRXEMRIHWSFVMIX]JSVQSRXLW,IMW
SYXVEKIHFYXHIGMHIWXLIVIMWRSXLMRKLIGERHS
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PPLIPT
RIKSXMEXI[MXLXLIZSGEXMSREPVILEFMPMXEXMSRTVSKVEQJSVJPI\MFMPMX]8LITVSKVEQWLSYPH[SVOXSKIX
XLIW]WXIQXSEHQMXTIVWSRW[LSEVIGSQTPMERX[MXLXVIEXQIRXVIGSQQIRHEXMSRWIZIRMJXLI]LEZI
RSX]IXQIXXLIVIUYMVIQIRXMRXIVQWSJQSRXLWSJWSFVMIX]-RXLMW[E]XLIGPMIRXGERFIKMRKIXXMRK
MRZSPZIHMRTVSHYGXMZIEGXMZMXMIW%KVIIMRK[MXLXLIGPMIRXXLEXRSXLMRKGERFIHSRIIRGSYVEKIWLMW
WIRWISJZMGXMQM^EXMSR
QIHMGEPERHSXLIVTVSJIWWMSREPWTIGMEPMWXWSR
WTIGMJMGHMWEFMPMXMIWHMWEFMPMX]WIVZMGITVSZMHIVW
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
;LIRXVIEXQIRXXIEQWQEOIXLIIJJSVXXS
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HMWEFMPMXMIWXLIUYEPMX]SJGEVIMQTVSZIWJSVEPP
GPMIRXW%PPGPMIRXWGERKIXQSVISYXSJXVIEXQIRX
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
Figure 3-3 (continued)
5. A client with an alcohol use disorder who is deaf and lives in a remote rural area has few social
contacts, and these are all at the local bowling alley, where her acquaintances tend to drink alcohol.
Denial response: You’re an alcoholic—you just have to stay away from bars.
Enabling response: You need to get out and socialize. Go, but try not to drink.
Accommodation : It’s possible for you to see your friends at the bowling alley and not drink alcohol,
even if they are. We’ll teach you the skills to socialize in that seing without drinking alcohol, and
teach you to recognize cues that indicate you are vulnerable to relapse. (By making such an
accommodation the treatment program recognizes the unique challenges this person faces in
aempting to build sources of social support, as well as the additional responsibility of the program
to teach the skills she will need to function in the seings she is able to identify. If the program
insists that a person avoid all seings where alcohol is served it has a responsibility to help the
person find other sources of social support and companionship. Simply telling her to “stay away
from bars” denies that isolation is also a threat to her sobriety.)
XLEXMWMRHMZMHYEPM^IHERHXLEXXEOIWXLIMV
WTIGMJMGJYRGXMSREPGETEGMXMIWERHPMQMXEXMSRWMRXS
EGGSYRX
)\XIRHMRKXVIEXQIRXXMQIW
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EP
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XLVSYKLXLIMVZMWMSR3FZMSYWP]TISTPI[LSEVI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
1SXMZEXMSREP%WTIGXWSJ8VIEXQIRX
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Figure 3-4
Development and Coordination of Goals
Fred has mental retardation and is living in a group home and working with housing program staff so
that he may move with a roommate into one of the program’s apartments in 2 years. Short-term goals
developed with housing staff may include refining meal preparation skills, adhering to a schedule for
cleaning the house, and developing interpersonal skills to solve differences with housemates.
Simultaneously, he will be working daily in a transitional employment program with the goal of
graduating to competitive employment in a couple of years. Short-term goals developed with job
counselors may include learning proper grooming and punctuality. Fred may seem to be advancing
with lile trouble toward the ultimate goals of housing and vocational independence only to
experience repeated and discouraging setbacks due to monthly episodes of binge drinking. The
counselor should help him understand the concrete cause-and-effect relationship between staying
sober and achieving greater independence, which may not be clear to him. Treatment goals to
reinforce this direct association should be developed. Treatment plans should identify specific
behavioral goals and a number of different reinforcers for making progress (e.g., tokens toward the
purchase of his own “Big Book”; homework of reporting his daily activities and successes to a case
manager, counselor, 12-Step sponsor, or family member; a “sobriety chart” on the counselor’s wall
where he can see his progress charted).
Reviewed: 4/8/16-SRC 4/19/16-CMMC
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
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FIYWIHXSLIPTEGPMIRXVIGSKRM^IFILEZMSVWXLEXWIVMSYWP]XLVIEXIRXLIWYGGIWWSVUYEPMX]SJLIV
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
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I\EQTPIMJERSRHMWEFPIHGPMIRXJEMPWXSGSQTPIXI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
XLITVSKVEQQE]VIWTSRHF][SVOMRK[MXLLIV
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Figure 3-6
Sample Contracts for People With Disabilities
Task:
The individual must write a history of her addiction during the first 3 days of an
inpatient program.
Consequence:
Failure to accomplish the task will result in a loss of program privileges (e.g., not
viewing the Friday night movie, placing vocational goals or plans on hold,
delaying graduation from treatment).
Accommodations:
Allow more time.
Allow the use of alternative formats (e.g., someone who is blind, deaf, or
cognitively impaired can dictate or draw aspects of his history).
Be specific in assigning a time period for reporting substance use history (e.g.,
last year, “since my arrest”).
Task:
The individual in outpatient treatment must aend all groups.
Consequence:
Missing a group will result in automatic discharge.
Accommodations:
Work with the individual to be sure a ride is available. (Transportation
problems can be substantial for some persons with disabilities.)
Pair up a person with a coexisting disability with a nondisabled group
member who will help ensure he gets to the group session.
Substitute another activity if the individual cannot get to the meeting (e.g., an
individual session, a 12-Step meeting, writing a report).
For persons with memory problems, call and remind them that a session is
occurring or assist them in creating memory books that include necessary
information on group meetings.
Task:
The individual must aend 90 Alcoholics Anonymous (AA) meetings in 90 days.
Consequence:
Failure to aend will mean that the client is reported as noncompliant to referral
sources.
Accommodations:
Pair up the individual with a nondisabled group member who can
accompany her to a meeting. Take extra time to assist someone in finding a
temporary AA sponsor who understands disability issues or is willing to
learn.
Substitute another activity if the client cannot get to a meeting, such as
requiring aendance at other groups or self-help meetings (e.g., disabilityrelated groups in a rehabilitation program, Schizophrenics Anonymous,
church groups).
Have the client report daily by phone to the counselor or AA sponsor.
Olympics Commiee is one resource for youth
and some adults with developmental
disabilities, and can be located through local
school systems. The National Association of
Therapeutic Recreators assists adolescents and
adults in accessing a whole range of activities
from which they have traditionally been
Reviewed: 4/8/16-SRC 4/19/16-CMMC
omied; their offices can be located through
university disability offices or local physical
rehabilitation programs. YMCAs, YWCAs,
Boys’ Clubs, United Way, and CILs also can
assist treatment staff in identifying specialized
recreational programs that may be of assistance.
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
SYXHSSVWIKF]YWISJEWGSSXIVQE]FI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
1SHMJMGEXMSRWJSVTISTPI[MXL
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
1SHMJ]MRKGSYRWIPMRKJSVTISTPI
[MXLTL]WMGEPHMWEFMPMXMIW
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PERKYEKI
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PERKYEKIEFMPMXMIW8LIVIJSVIMXMWMQTSVXERXXS
EWOTISTPI[MXL8&-XSTVSZMHIWTIGMJMG
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
MQTEMVQIRXQE]RIIHLIPTHIZIPSTMRKE
VITIVXSMVISJMRXIVREPGSRXVSPWVEXLIVXLER
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Figure 3-8
Suggestions for Providers Working With Persons With Brain Injury
1. Try to determine a person’s unique learning style.
Ask how her reading is, how well she writes, or evaluate via samples.
Both ask about and observe a person’s aention span; be auned to whether aention seems to
change in busy versus quiet environments.
If someone is not able to speak (or speak easily), inquire as to alternate methods of expression
(e.g., writing, gestures).
Evaluate whether someone is able to comprehend either wrien or spoken language (is there a
receptive language problem?).
2. Help the individual compensate for a unique learning style.
Modify wrien material to make it concise and to the point.
Paraphrase concepts, use concrete examples, incorporate visual aids, or otherwise present an
idea in more than one way.
Encourage the individual to take notes or at least write down key points for later review and
recall.
If the treatment program includes a schedule, make sure a “pocket version” is kept for easy
reference; homework assignments should be wrien down as well.
After group sessions, meet individually to review main points.
Provide assistance with homework or worksheets; allow the person more time and take into
account reading or writing abilities.
Enlist family, friends, or other service providers to reinforce goals.
Do not take for granted that something learned in one situation will be generalized to another.
Repeat, review, rehearse, repeat, review, rehearse.
3. Provide direct feedback regarding inappropriate behaviors.
Let a person know a behavior is inappropriate; do not assume he knows and is choosing to do
so anyway.
Provide straightforward feedback about when and where behaviors are appropriate.
Redirect tangential or excessive speech, including a predetermined method of signals for use in
groups.
4. Be cautious concluding that an underlying emotional state is the basis of an observed behavior.
Do not presume that noncompliance arises from lack of motivation or resistance; check it out.
Be aware that unawareness of deficits can arise as a result of specific damage to the brain and
may not always be due to denial.
Confrontation shuts down thinking and elicits rigidity; roll with resistance.
Do not just discharge for noncompliance; follow up and find out why someone has not showed
up or otherwise not followed through.
Source:The Ohio Valley Center for Brain Injury Prevention and Rehabilitation, 1998.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
*SVI\EQTPIXLITIVWSRQE]EKVIIRSXXSHVMRO
ER]QSVIERHQE]YRHIVWXERHXLIGSRWIUYIRGIW
SJHVMROMRK8LIWEQITIVWSRLS[IZIVQE]
GSRXMRYIYWMRKQEVMNYEREERHQE]RSXXVYP]
YRHIVWXERHXLIHERKIVWEWWSGMEXIH[MXLXLEX
FILEZMSV
%PXLSYKLGSYRWIPSVWQYWXRSXI\TIGXXSS
QYGLJVSQTISTPI[MXLGSKRMXMZIHMWEFMPMXMIW
XLI]WLSYPHEPWSRSXI\TIGXlXSSPMXXPIz1ER]
EVINYWXEWGETEFPIEWER]SXLIVGPMIRXSJLEZMRK
XLIMRWMKLXWXLEXEVIMQTSVXERXMRXVIEXQIRX
WYGLEWl[LIR-HVMROERHHVYK-KIXMR
XVSYFPIz)\GITXMSRWMRGPYHIGPMIRXW[MXLWIZIVI
QIQSV]HIJMGMXWERHWSQI[MXL8&-
'SYRWIPSVW[MPPLEZIKVIEXIVWYGGIWWF]KSMRK
WPS[P]ERHVIMXIVEXMRK[MXLIEGLGVMWMWXLIVSPI
XLEXWYFWXERGIYWITPE]IH/IITEWOMRKEJXIV
IEGLVIPETWIl;LEXLETTIRIHERH[LEXHMH
]SYXLMRO[SYPHLETTIR#,S[HS]SYJIIP
EFSYX[LEXLETTIRIH#,S[[MPP]SYLERHPI
XLIWMXYEXMSRHMJJIVIRXP]RI\XXMQI#z
1SHMJ]MRKGSYRWIPMRKJSVTISTPI
[MXLWIRWSV]HMWEFMPMXMIW
8LIGSYRWIPSVWLSYPHEWOXLIGPMIRX[LSMWHIEJ
SVLEVHSJLIEVMRK[LEXEGGSQQSHEXMSRWLI
RIIHW-JXLIGPMIRXMWLEVHSJLIEVMRKSVHIEJ
ERHHSIWRSXYWIWMKRPERKYEKILIQE]VIUYIWX
SRP]XSLEZIEGSYRWIPSV[LSQLIGERPMTVIEH
*SVMRWXERGILIQE]RSXFIEFPIXSPMTVIEHE
GSYRWIPSV[MXLEFIEVHERHQYWXEGLIFYXE
GSYRWIPSV[MXLRSJEGMEPLEMVFPSGOMRKLMWQSYXL
QE]FIEGGITXEFPI8LIMRHMZMHYEPQE]RIIHER
MRXIVTVIXIVEREWWMWXMZIPMWXIRMRKHIZMGIJSV
WSYRHEQTPMJMGEXMSRSV'SQTYXIV%WWMWXIH
6IEPXMQI8VERWGVMTXMSR'%68 8LI
EGGSQQSHEXMSRVIUYIWXIHWLSYPHFITVSZMHIH
6IKEVHPIWWSJXLIQSHISJGSQQYRMGEXMSR
XLIGSYRWIPSVWLSYPHFIWIEXIHWSXLIHIEJSV
LEVHSJLIEVMRKGPMIRXGERPSSOHMVIGXP]EXLIV
;LIRERMRXIVTVIXIVMWYWIHXLIMRXIVTVIXIV
WLSYPHFIWIEXIHRI\XXSXLIGSYRWIPSVMRSVHIV
JSVXLIGPMIRXXSWIIXLIGSYRWIPSVERHXLI
MRXIVTVIXIVEXXLIWEQIXMQI8LIGSYRWIPSV
WLSYPHWTIEOHMVIGXP]XSXLIHIEJGPMIRXYWMRK
Reviewed: 4/8/16-SRC 4/19/16-CMMC
JMVWXTIVWSRXIRWIEWMJXLIMRXIVTVIXIV[EWRSX
TVIWIRX-XMWZIV]GSQQSRJSVLIEVMRK
GSYRWIPSVW[LSLEZIYWYEPP]LEHPMXXPISVRS
I\TIVMIRGIGSQQYRMGEXMRK[MXLETIVWSR[LSMW
HIEJERHYWMRKERMRXIVTVIXIVXSWTIEOXSXLI
MRXIVTVIXIVWE]MRKlXIPPLMQ|zVEXLIVXLERXS
XLIGPMIRX8LIVIQE]LS[IZIVFIMRWXERGIW
[LIVIXLIMRXIVTVIXIVRIIHWXSEWOXLIGSYRWIPSV
SVXLITIVWSR[LSMWHIEJJSVGPEVMJMGEXMSRSJ
WSQIXLMRKXLIGSYRWIPSVLEWWEMHMRSVHIVXS
MRXIVTVIXMXETTVSTVMEXIP]8LMWWSVXSJ
MRXIVVYTXMSRMWTEVXSJXLIMRXIVTVIXEXMSRTVSGIWW
,S[IZIVXLIGSYRWIPSVWLSYPHRSXXV]XS
MRGPYHIXLIMRXIVTVIXIVMRXLIGSYRWIPMRKTVSGIWW
I\GITXXSJEGMPMXEXIGSQQYRMGEXMSR[MXLXLI
GPMIRX
1ER]GPMRMGMERW[SVV]EFSYXGSRJMHIRXMEPMX]
[LIRYWMRKMRXIVTVIXIVWERHJIEVXLEXXLIYWISJ
MRXIVTVIXIVW[MPPQEOIMXHMJJMGYPXXSHIZIPST
VETTSVX[MXLEGPMIRX8VIEXQIRXTVSKVEQW
WLSYPHVIEPM^IXLEXWMKRPERKYEKIMRXIVTVIXIVW
[LSFIPSRKXS8LI6IKMWXV]SJ-RXIVTVIXIVWJSV
XLI(IEJ6-(XLITVSJIWWMSREPEWWSGMEXMSRJSV
WMKRPERKYEKIMRXIVTVIXIVWJSPPS[EGSHISJ
IXLMGWXLEXMRGPYHIWGSRJMHIRXMEPMX]SJNSFVIPEXIH
MRJSVQEXMSREWSRISJMXWXIRIXW8LIWXEJJSJE
XVIEXQIRXTVSKVEQGERIQTLEWM^IXLI
MQTSVXERGISJHMWGVIXMSRMRXLMWWMXYEXMSRF]
MRJSVQMRKXLIMRXIVTVIXIVSJXLIWXVMGXPE[W
VIKEVHMRKGSRJMHIRXMEPMX]MRWYFWXERGIYWI
HMWSVHIVXVIEXQIRX
'IVXEMRTVSKVEQWJSVXLIHIEJLEZI
WYGGIWWJYPP]YWIHEPXIVREXMZIQIHMEMRTPEGISJ
XLI[VMXMRKEWWMKRQIRXWSJXIRKMZIRXSLIEVMRK
GPMIRXW8LI'PMRMGEP%TTVSEGLIWQERYEP
HIZIPSTIHF]XLI1MRRIWSXE'LIQMGEP
(ITIRHIRG]4VSKVEQJSV(IEJERH,EVHSJ
,IEVMRKGSRXEMRWRYQIVSYWHVE[MRK
EWWMKRQIRXWGSRGIVRMRKGSRGITXWMQTSVXERXJSV
VIGSZIV]XLEXGPMIRXWGERFIKMZIREWLSQI[SVO
8LIWIEGXMZMXMIWEVITEVXMGYPEVP]YWIJYPJSVGPMIRXW
[LSEVIHIEJERHQE]RSXFIGSQJSVXEFPI[MXL
XLIMV[VMXXIR)RKPMWLWOMPPWSVJSVXLSWI[MXL
QMRMQEPGSQQYRMGEXMSRWOMPPWMRWMKRPERKYEKI
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
&SXLSRIXSSRIERHKVSYTHMWGYWWMSRWEVI
QSVIXMVMRKJSVTISTPI[LSEVIFPMRHSVZMWYEPP]
MQTEMVIHFIGEYWIXLI]PEGOXLIFIRIJMXSJ
SFWIVZMRKJEGMEPI\TVIWWMSRKIWXYVIWERH
TSWXYVI7MKLXIHGSYRWIPSVWGERLIPTXLIMVFPMRH
GPMIRXWF]EZSMHMRKZMWYEPMQEKIWMR
GSRZIVWEXMSRXLEXEGSRKIRMXEPP]FPMRHTIVWSR
[MPPRSXYRHIVWXERH4ISTPI[LSEVIFPMRH[MPP
EPWSVIUYMVIQSVIXMQIJSVVIEHMRKEWWMKRQIRXW
%KSSHTVMRXVIEHIVQE]VIEHERHGSQTVILIRH
JVSQXS[SVHWTIVQMRYXI[TQ[LMPI
EKSSH&VEMPPIVIEHIVVIEHWSRP][TQ
l6IEHMRKzEREYHMSGEWWIXXITVSGIIHWEXXS
[TQ8LIWIEPXIVREXMZI[E]WSJVIEHMRK
XEOIRSXSRP]QSVIXMQIFYXQSVIIRIVK]EW
[IPP
+VSYT'SYRWIPMRK
;LMPIEGGSQQSHEXMSRWQE]FIRIIHIHXS
MRXIKVEXITISTPI[MXLGSI\MWXMRKHMWEFMPMXMIWMRXS
KVSYTGSYRWIPMRKMXMWMQTSVXERXXSJMVWX
IQTLEWM^I[LEXEPPKVSYTQIQFIVWLEZIMR
GSQQSR'SYRWIPSVWGERIQTLEWM^IXSXLI
KVSYTXLEXHIWTMXIE[MHIZEVMIX]SJMRHMZMHYEP
HMJJIVIRGIWEPPQIQFIVWEVIXLIVIJSVXLIWEQI
VIEWSR)ZIV]SRIMWTVIWIRXFIGEYWIXLI]GERRSX
GSRXVSPXLIMVWYFWXERGIYWIERHXLI][ERXXS
WXE]WSFIV
7SQIGSYRWIPMRKKVSYTW[MXLEWMRKPITIVWSR
[LSLEWEZMWMFPIHMWEFMPMX]QE]QIIXSRE
VIKYPEVFEWMWERHHMWEFMPMX]MWWYIWEVIRIZIV
HMWGYWWIH*SVSXLIVKVSYTWXLMWXSTMGQE]
IQIVKIUYMGOP]%PXLSYKLMX
WRSXTSWWMFPIXS
WXEXISRITSPMG]XLEXETTPMIWXSEPPWMXYEXMSRW
XLIVIEVIWSQIGSQQSRGSRWMHIVEXMSRW+VSYT
QIQFIVWWLSYPHFISVMIRXIHXSER]WTIGMEP
GSRWMHIVEXMSRWXLEXWSQISRI[MXLEHMWEFMPMX]
QE]VIUYMVIMRSVHIVXSIJJIGXMZIP]TEVXMGMTEXI
(MWGYWWMSRWEFSYXERMRHMZMHYEP
WHMWEFMPMX]GER
FIUYMXIXLIVETIYXMGERHTIVXMRIRXXSXLITVSGIWW
SJVIGSZIV]IWTIGMEPP]MJXLIGPMIRXLEWVIGIRXP]
EGUYMVIHXLIHMWEFMPMX]SVLEWWTIRXWSQYGL
XMQIYRHIVXLIMRJPYIRGIXLEXLILEWGSRXMRYMRK
EHNYWXQIRXTVSFPIQWEWWSGMEXIH[MXLXLI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
HMWEFMPMX]'SRWIUYIRXP]XVIEXQIRXWXEJJWLSYPH
IRGSYVEKIHMWGYWWMSRSJHMWEFMPMX]MWWYIW[LIR
GPMIRXWFVMRKXLIQYT
+VSYTQIQFIVWGERFIXVEMRIHXSEWWMWXMR
QEOMRKEGGSQQSHEXMSRWJSVTIIVW[LSLEZI
HMWEFMPMXMIW-XMWMQTSVXERXLS[IZIVXS[SVO
[MXLRSRHMWEFPIHGPMIRXWXSQMRMQM^IXLIMV
IREFPMRKSJSVSZIVGSQTIRWEXMSRJSVTISTPI
[MXLGSI\MWXMRKHMWEFMPMXMIW(IWGVMFIXSXLI
KVSYTXLITVEGXMGEPEWTIGXWSJLIPTMRKXLITIVWSR
[MXLEHMWEFMPMX]ERHEWOXLEXTIVWSRXSHIWGVMFI
[LEXWLII\TIGXWTISTPIEVSYRHLIVXSHS8LI
GSRGITXSJEWOMRKJSVLIPTMWGSRKVYIRX[MXL
QER]XVIEXQIRXETTVSEGLIW,S[IZIVJSVE
TIVWSR[MXLPIWWE[EVIRIWWSVEGGITXERGISJLIV
HMWEFMPMX]MXMWMQTSVXERXXLEXTIIVWEVIE[EVISJ
[LEXMWETTVSTVMEXILIPTXSSJJIV
;LIR[SVOMRK[MXLTISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIWMREKVSYTGSYRWIPMRKWIXXMRK
GSYRWIPSVWQE]JMRHMXYWIJYPXSEPXIVKVSYT
TEVXMGMTEXMSRI\TIGXEXMSRWPMQMXXLIXMQIMR
KVSYTERH[SVO[MXLXLIKVSYTXSI\XIRHXLI
KVSYTPIEVRMRKI\TIVMIRGISYXWMHIXLIGSRJMRIW
SJXLIKVSYTWIWWMSR;LMPIXLIEGXYEP
EGGSQQSHEXMSRWYWIH[MPPPMOIP]FIXEMPSVIHXS
IEGLMRHMZMHYEPXLIVIEVIWSQIKIRIVEP
WXVEXIKMIWHMWGYWWIHFIPS[XLEXLEZIFIIR
WYGGIWWJYPMRQEOMRKKVSYTGSYRWIPMRKQSVI
EGGIWWMFPIJSVMRHMZMHYEPW[MXLTEVXMGYPEVX]TIW
SJHMWEFMPMXMIW
*MREPP]TVSZMHIVWQYWXGSRWMHIVERHTVITEVI
XSNYWXMJ]QSHMJMGEXMSRWXSKVSYTGSYRWIPMRKJSV
FMPPMRKTYVTSWIWIWTIGMEPP][MXLVIKEVHXS
1IHMGEMHERHQEREKIHGEVISVKERM^EXMSRW-R
QSWXGEWIWFMPPMRKJSVXLIWIWIVZMGIWF]XLILEPJ
LSYV[SYPHFIEGGITXEFPIEPXLSYKLXLI
WXERHEVHYRMXSJWIVZMGIMWLSYV-RWSQIGEWIW
GSYRWIPSVWGERGSRHYGXWLSVXIVWIWWMSRWFYXFMPP
JSVXLIIRXMVIWIWWMSR[LMGLMWETTVSTVMEXI
FIGEYWIEHHMXMSREPTVITEVEXMSRXMQIMWRIIHIH
JSVXLIWIQSHMJMIHKVSYTWIWWMSRW
'LETXIV
+VSYTGSYRWIPMRKJSVTISTPI[MXL
WIRWSV]HMWEFMPMXMIW
4ISTPI[LSEVIZMWYEPP]MQTEMVIHRIIHXSSVMIRX
XLIQWIPZIWXSXLIKVSYTMREHMJJIVIRXQERRIV
XLERXLSWI[LSEVIWMKLXIH8LI][MPPRIIHXS
YRHIVWXERHXLIKVSYTGSYRWIPMRKIRZMVSRQIRX
MRGPYHMRKXLITSWMXMSRSJEPPXLITEVXMGMTERXWERH
XLIJSVQEXSVWXVYGXYVISJPIEVRMRKEGXMZMXMIW
WYGLEWVIEHMRKEWWMKRQIRXWWSXLEXXLI]GER
TVITEVIJSVXLIQMREHZERGI3XLIVKVSYT
QIQFIVWWLSYPHFIE[EVIXLEXXLI]GERRSXYWI
I]IGSRXEGXXSGSQQYRMGEXI[MXLQIQFIVWSJ
XLIKVSYT[LSEVIFPMRHERHQYWXVIP]SR
HMJJIVIRXQIXLSHW 7II*MKYVIJSVSXLIV
WYKKIWXMSRWSJLS[XS[SVO[MXLGPMIRXW[LSEVI
FPMRHSVZMWYEPP]MQTEMVIH
-JETIVWSR[LSMWHIEJMWYWMRKER
MRXIVTVIXIVKVSYTQIQFIVW[MPPRIIHXSXEOI
XYVRWHYVMRKHMWGYWWMSRW-JWIZIVEPTISTPIEVI
XEPOMRKEXXLIWEQIXMQI[LMGLMWRSX
YRGSQQSRJSVLIEVMRKTISTPIXLIMRXIVTVIXIV
[MPPFIYREFPIXSGSQQYRMGEXIEPPXLI
MRJSVQEXMSR6IUYMVMRKTISTPIXSVEMWIXLIMV
LERHWFIJSVIWTIEOMRKMWEKSSHQIXLSHXS
IRWYVIXLEXSRP]SRITIVWSRMWWTIEOMRKEXE
XMQIEWMWHIGMHMRKFIJSVILERHXLISVHIVMR
[LMGLTISTPI[MPPWTIEO-REKVSYTWIWWMSRXLI
TIVWSR[LSMWHIEJ[MPPRSVQEPP]FIEJI[
WIGSRHWSVQMRYXIWFILMRHXLILIEVMRKKVSYT
QIQFIVWMX[MPPYWYEPP]XEOIPSRKIVXSMRXIVTVIX
EWIRXIRGIXLERMXXSSOJSVXLITIVWSRXSWTIEOMX
%RMRXIVTVIXIVQYWXYRHIVWXERHXLIGSRXI\X
FIJSVIMRXIVTVIXMRKERHMXQE]LETTIRXLEXE
QIWWEKI[MPPVIUYMVIQSVIWMKRWXLER[SVHW
8LIGSYRWIPSVWLSYPHQEOIETSMRXSJEWOMRKXLI
KVSYTQIQFIVW[LSEVIHIEJJSVXLIMVVIWTSRWIW
ERHUYIWXMSRWMRSVHIVXSIRWYVIXLEXXLI]EVI
MRGPYHIHMRXLIHMWGYWWMSR-JEWIWWMSRPEWXW
QSVIXLERERLSYVX[SMRXIVTVIXIVWQE]FI
RIGIWWEV]FIGEYWIWMKRMRKMWZIV]JEXMKYMRK
)ZIRMJWXEJJQIQFIVWEVIJPYIRXMRWMKR
PERKYEKISXLIVX]TIWSJMRXIVTVIXIVWMIE
'%68VITSVXIVQE]FIRIIHIH2SXEPP
MRHMZMHYEPW[LSEVIHIEJEVIJPYIRXMRWMKR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
PERKYEKIERHWSQIWYGLEWETIVWSR[LSMW
HIEJERHFPMRHQE]LEZIZIV]TEVXMGYPEV
GSQQYRMGEXMSRRIIHW8LIMWWYIWJSVXLIKVSYT
TVSGIWWEVIWMQMPEVMRXLIWIMRWXERGIWLS[IZIV
*SVI\EQTPIXLIHIEJSVLEVHSJLIEVMRK
MRHMZMHYEP[MPPKIXXLIQIWWEKIXLVSYKL'%68
WPMKLXP]PEXIVXLERXLILIEVMRKGPMIRXW8LI'%68
VITSVXIV[MPPLEZIXLIWEQIHMJJMGYPX]EWXLIWMKR
PERKYEKIMRXIVTVIXIVMJLIEVMRKKVSYTQIQFIVW
XEPOEXXLIWEQIXMQIEWSRIERSXLIV8LI
FMKKIWXHMJJIVIRGIMWXLEXMRHMZMHYEPW[LSEVI
HIEJERHHSRSXYWIWMKRPERKYEKIKIRIVEPP]
TVIJIVXSFIMRGPYHIHMRKVSYTW[MXLLIEVMRK
GPMIRXWVEXLIVXLERFIMRKMREPPHIEJKVSYTW
8LIWIMRHMZMHYEPWLEZIWTIRXQSWXSJXLIMVPMZIW
[MXLLIEVMRKTIIVWERHHSRSXWSGMEPM^I
TVMQEVMP][MXLSXLIVTISTPI[LSEVIHIEJ8LIMV
MHIRXMX]MWRSXXMIHXSFIMRKHIEJERHYWMRKWMKR
PERKYEKI
+VSYTGSYRWIPMRKJSVTISTPI[MXL
GSKRMXMZIHMWEFMPMXMIW
%GGSQQSHEXMSRWJSVTIVWSRW[MXLGSKRMXMZI
MQTEMVQIRXWGERMRGPYHIXLIYWISJZMWYEPGYIW
QM\IHQIHMEERHXLIVITIXMXMSRSJQENSVTSMRXW
)\TVIWWMZIXLIVET]SVXLITVEGXMGISJYWMRK
QSZIQIRXXSI\TVIWWJIIPMRKWMWEPWSSJXIR
IJJIGXMZIJSVTIVWSRW[MXLQIRXEPVIXEVHEXMSR
ERHSXLIVGSKRMXMZIHMWEFMPMXMIW6SPITPE]MRK
[SVOW[IPPJSVTIVWSRW[MXLHIZIPSTQIRXEP
HMWEFMPMXMIWXLITVSGIWWSJTPE]MRKEVSPI
XLIQWIPZIWLIPTWXLIQXSMRXIVREPM^IMX
8LIYWISJZIVFEPERHRSRZIVFEPGYIW[MPP
LIPTMRGVIEWITEVXMGMTEXMSRERHPIEVRMRKJSV
TISTPI[MXLGSKRMXMZIHMWEFMPMXMIWERHQEOIXLI
KVSYTVYRQSVIWQSSXLP]JSVEPP4ISTPI[MXL
GSKRMXMZIMQTEMVQIRXWEVISJXIRMQTYPWMZI
FIGEYWIXLI]PEGORSVQEPJIIHFEGOQIGLERMWQW
8LI]HSRSX[MWLXSFIMQTYPWMZIFYXPEGOXLI
EFMPMX]XSVIKYPEXIXLMWFILEZMSVJSVXLIQWIPZIW
8LIVIJSVIGSYRWIPSVWERHTIIVWWLSYPHXV]XS
TVSZMHII\XIVREPGYIMRKYRXMPXLITIVWSRGER
MRXIVREPM^IMX8LIGSYRWIPSVERHXLITIVWSR
[MXLEHMWEFMPMX]XSKIXLIVGERHIWMKRXLIGYIW
FYXWLSYPHOIITXLIQWMQTPIWYGLEWXSYGLMRK
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
XLITIVWSR
WPIKERHWE]MRKEGSHI[SVHIK
lMRXIVVYTXMRKz-JGYIWEVIYWIHMREWIXXMRK
[LIVISXLIVTISTPI[MPPSFWIVZIXLIQEPIVXXLI
KVSYTXSXLIGYIMREQEXXIVSJJEGX[E]EW]SY
[SYPHEPIVXXLIQXSEYWISJEHSKSVXLIWTEGI
RIIHIHJSVE[LIIPGLEMV'YIMRKGERFIYWIJYP
JSVTISTPI[MXLSXLIVX]TIWSJHMWEFMPMXMIWERH
JSVSXLIVTYVTSWIWEW[IPP
*SVTISTPI[MXL%(,(MXMWLIPTJYPXS
IWXEFPMWLEQE\MQYQPIRKXLSJXMQIJSV
I\EQTPIQMRYXIWJSVTVIWIRXEXMSRW%RSXLIV
QSHMJMGEXMSRXSKVSYTGSYRWIPMRK[LMGLMW
FIRIJMGMEPJSVXLSWI[MXLQIRXEPVIXEVHEXMSRSV
FVEMRMRNYV]EW[IPPEWSXLIVGPMIRXWMWXSWIX
EWMHIQMRYXIWEXXLIIRHSJXLIWIWWMSRXS
VIMRJSVGI[LEXSGGYVVIHHYVMRKXLIVET]7YGL
HMWGYWWMSRIRWYVIWXLEXGSRXIRXMWVIXEMRIHERH
TVSQSXIWEGXMZIVEXLIVXLERTEWWMZIPIEVRMRK
7SQITISTPI[MXLGSKRMXMZIHMWEFMPMXMIWQE]
LEZITVSFPIQW[MXLXMQIQEREKIQIRXERH[MPP
RIIHXSFIVIQMRHIHSJKVSYTWIWWMSRW[MXLE
TLSRIGEPPSVETEKI
%GGSQQSHEXMSRWJSVHMWEFMPMXMIWGERFIQEHI
[LIRHIZIPSTMRKKSEPWERHE[EVHWJSV
WYGGIWWJYPTEVXMGMTEXMSRMRKVSYTGSYRWIPMRK-X
QE]FILIPTJYPXSEWOETIVWSR[LEXLI[SYPH
PMOIMRVIGSKRMXMSRJSVEGGSQTPMWLMRKLMWKSEPW
7SQIXLMRKEWWMQTPIEWEGIVXMJMGEXISJ
GSQTPIXMSRQE]FIERI\XVIQIP]MQTSVXERX
VI[EVHJSVETIVWSR[MXLQIRXEPVIXEVHEXMSR
9XMPM^MRKXSOIRIGSRSQMIWWYGLEWXLI
lQIHEPPMSRWzKMZIRMRE7XITTVSKVEQQE]
FIERSXLIVQIXLSH
-XQE]FIRIGIWWEV]XSQEOIGLERKIWXS
KVSYTPIEVRMRKEGXMZMXMIWMRSVHIVXS
EGGSQQSHEXITISTPI[MXLGSKRMXMZI HMWEFMPMXMIW
8LIYWISJEPXIVREXMZIQIHMEXSVITPEGI
XVEHMXMSREPLSQI[SVOEWWMKRQIRXWMRZSPZMRK
VIEHMRKERH[VMXMRKQE]FIVIUYMVIH%R
MRHMZMHYEP[LSLEWERI\TVIWWMZIPERKYEKI
HMWSVHIVQE]FIYRJEMVP]NYHKIHEW
YRGSSTIVEXMZIMRI\TVIWWMRKJIIPMRKWERH
TEVXMGMTEXMRKMRKVSYTTVSGIWW,S[IZIVKMZIR
XLISTTSVXYRMX]XSI\TVIWWLIVWIPJXLVSYKL
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XLIVETIYXMGEVX[SVOWLIQE]GSQQYRMGEXI
UYMXIEFMX
1M\IHQIHMEGERFIMRGSVTSVEXIHMRSXLIV
[E]WEW[IPP%WEKVSYTTVSNIGXGPMIRXWGSYPH
[SVOXSKIXLIVXSlHVE[XLIVSEHXSWSFVMIX]z
HITMGXMRKXLITMXJEPPWXLI]QMKLXI\TIGXXS
IRGSYRXIVEPSRKXLI[E]SV[SVOEWEKVSYTXS
GSRWXVYGXERMQEKISJElWSFIVGMX]z'PMIRXWGER
GVIEXIQIQSV]FSSOWSVNSYVREPWXSGETXYVIXLI
GSRXIRXSJWIWWMSRWSVJPEWLGEVHWSJ[SVHWSV
TMGXYVIWXSNSKQIQSV]JSVVIPETWITVIZIRXMSR
TIVLETWTVIWIRXMRKTISTPIERHTPEGIWXSEZSMH
'PMIRXWGEREPWSHIWMKRJPEWLGEVHWGSRXEMRMRK
TLVEWIWXLEXEVIQIERMRKJYPXSXLIQXSEWWMWX
XLIQ[LIRXLI]EVIGSRJVSRXIH[MXLEWMXYEXMSR
XLEXXLVIEXIRWXLIMVWSFVMIX]
'SYRWIPSVWWLSYPHRSXEWWYQILS[IZIV
XLEXSRITIVWSR
WI\TIVMIRGI[MPPFIYRHIVWXSSH
F]ERSXLIVTEVXMGYPEVP]MRXLIGEWISJETIVWSR
[MXLEGSKRMXMZIHMWEFMPMX]8LIVIQE]FIEKVIEX
HIEPSJWLEVIHI\TIVMIRGIFYXXLITIVWSR[MXLE
HMWEFMPMX]QE]RSXYRHIVWXERHMXYRPIWWMXMW
QEHIWTIGMJMGERHTIVXMRIRXXSLMWS[RPMJI
+VSYTGSYRWIPMRKJSVTISTPI[MXL
TL]WMGEPHMWEFMPMXMIW
%WEKIRIVEPQSHMJMGEXMSRMXMWRIGIWWEV]XS
EGGITXHMJJIVIRXX]TIWSJFSH]TSWMXMSRMRKJSV
TISTPI[MXLTL]WMGEPHMWEFMPMXMIWWSQITISTPI
QE]RIIHXSWXERHYTSVQSZIHYVMRKEKVSYT
WIWWMSRERHXLMWEGXMZMX]WLSYPHRSXFI
GSRWMHIVIHVYHI'SYRWIPSVWQE]LEZIXSOIIT
KVSYTWIWWMSRWWLSVXSVWGLIHYPIJVIUYIRXFVIEOW
XSLIPTTISTPI[LSPEGOTL]WMGEPWXEQMREERH
QEOIEPPS[ERGIWJSVMRGVIEWIHXVEZIPXMQIXS
QIIXMRKWJSVTISTPI[LSYWI[LIIPGLEMVWSVVIP]
SRTYFPMGXVERWTSVXEXMSR7SQIXMQIW
MRHMZMHYEPW[MXLWTEWXMGMX]SVSXLIVQSXSV
TVSFPIQWWYGLEWXLSWIEWWSGMEXIH[MXL
UYEHVMTPIKMELEZIZSPYRXEV]SVMRZSPYRXEV]
QSZIQIRXWXLEXEVIWYHHIRERHYRYWYEPJSV
TISTPIRSXJEQMPMEV[MXLXLIQ8LIGSYRWIPSV
WLSYPHIRWYVIXLEXKVSYTQIQFIVWEVIRSX
HMWXVEGXIHF]XLIWIQSZIQIRXWERHYRHIVWXERH
'LETXIV
XLEXXLI]EVIERSVQEPQERMJIWXEXMSRSJWSQI
HMWEFMPMXMIW
1IHMGEXMSR%WWIWWQIRX
%RH1EREKIQIRX
8LIGSYRWIPSVWLSYPHFIE[EVIXLEXTISTPI[MXL
HMWEFMPMXMIWQE]FIHITIRHIRXSRSV
MRETTVSTVMEXIP]YWMRKTVIWGVMTXMSRQIHMGEXMSRW
(VYKWEVISJXIRTIVGIMZIHEWTVSZMHMRKGSQJSVX
ERHQEREKMRKXLIW]QTXSQWSJEHMWEFMPMX]IZIR
[LMPIXLI]EVIGSRXVMFYXMRKXSWIGSRHEV]
GSQTPMGEXMSRW8LIVSYXMRISJXEOMRKTEVXMGYPEV
QIHMGEXMSRWQE]MXWIPJTVSZMHIJIIPMRKWSJ
GSRXVSPWXEFMPMX]SVWEJIX]%HHMXMSREPP]WSQI
TL]WMGMERWTVIWGVMFIQIHMGEXMSRWMRETEPPMEXMZI
QERRIVMREREXXIQTXXSEWWMWX[MXLHMWEFMPMXMIW
XLI]GERRSXGYVIIKGLVSRMGTEMRQYPXMTPI
WGPIVSWMWYRJSVXYREXIP]XLITL]WMGMERQE]RSX
KIXTVSTIVJIIHFEGOJVSQTEXMIRXWVIKEVHMRKXLI
IJJMGEG]SJEKMZIRHVYKYRPIWWETEXMIRXMW
IHYGEXIHERHQSXMZEXIHVIKEVHMRKXLIRIIHXS
TVSZMHIWYGLJIIHFEGO
8LI4ERIPVIGSQQIRHWXLEXIEVP]MR
XVIEXQIRXEQIHMGEPTVSJIWWMSREPGSRHYGXE
QIHMGEPI\EQMREXMSRERHTVIWGVMTXMSR
EWWIWWQIRXSJEPPGPMIRXW[MXLGSI\MWXMRK
HMWEFMPMXMIW8LIQIHMGEXMSREWWIWWQIRXWLSYPH
VIZMI[XLIGSRWYQTXMSRSJFSXLTVIWGVMFIHERH
SZIVXLIGSYRXIVHVYKWMRGPYHMRKLIVFWERH
ZMXEQMRW8LIRIGIWWMX]JSVXLMWVIZMI[LEW
MRGVIEWIHMRVIGIRX]IEVWFIGEYWIQEREKIHGEVI
LEWQEHIMXMRGVIEWMRKP]PIWWPMOIP]XLEXSRI
TL]WMGMER[MPPFI[VMXMRKSVFIORS[PIHKIEFPI
EFSYXEPPTVIWGVMTXMSRWTVSZMHIHXSETEXMIRX
0IEVRMRKWIPJEHZSGEG]ERHEWWIVXMZIRIWW
[MXLTL]WMGMERWERHEVSYRHXLIMWWYISJLIEPXL
GEVIERHQIHMGEXMSRMWMQTSVXERXJSVTISTPI
[MXLHMWEFMPMXMIW4IVWSRW[MXLHMWEFMPMXMIWPMOI
SXLIVMRHMZMHYEPWQE]XEOIETEWWMZIVSPI
HYVMRKMRXIVEGXMSRW[MXLTL]WMGMERW
GSRWIUYIRXP]VIGIMZMRKMRGSQTPIXIMRJSVQEXMSR
EFSYXQIHMGEXMSRWXLEXEVITVIWGVMFIHJSVXLIQ
'PMIRXWWLSYPHEPWSLEZIEFEWMGYRHIVWXERHMRK
Reviewed: 4/8/16-SRC 4/19/16-CMMC
SJQIHMGEXMSRGSQTPMERGIIKXEOMRKE
QIHMGEXMSRVIKYPEVP]ERHSRWGLIHYPIVEXLIV
XLERNYWX[LIRXLIGSRHMXMSRJPEVIWYT%R
MQTSVXERXGSQTSRIRXSJPIEVRMRKXSPMZIEWSFIV
PMJIMWXSYRHIVWXERHERHTVSTIVP]YWI
QIHMGEXMSRW
8VIEXQIRXTVSKVEQWXLEXGEVIJSVTISTPI
[MXLHMWEFMPMXMIWLEZIJSYRHMXLIPTJYPXSGSRXVEGX
[MXLEORS[PIHKIEFPITL]WMGMERSVEPMGIRWIH
TLEVQEGMWX4LEVQ(XSGSRHYGXQIHMGEXMSR
EWWIWWQIRXWERHVIZMI[ERMRHMZMHYEP
WGLEVXW
JSVTSWWMFPIHVYKMRXIVEGXMSRW8LIVIWYPXMRK
MRJSVQEXMSRERHWYKKIWXMSRWGERXLIRFI
JSV[EVHIHXSQIHMGEPEYXLSVMXMIWEWWSGMEXIH
[MXLXLIGEVISJXLMWMRHMZMHYEP%PMGIRWIH
TLEVQEGMWXSJXIRLEWE[MHIVORS[PIHKISJ
HVYKWSJQER]GPEWWIWXLERQSWXTL]WMGMERW
[LSQE]WTIGMEPM^IMRXVIEXMRKGIVXEMR
GSRHMXMSRWERHQE]SRP]FIJEQMPMEV[MXLE
PMQMXIHRYQFIVSJHVYKW
'SRHMXMSRWWYGLEWHMEFIXIWPIYOIQMEERH
%-(7QE]VIUYMVIXLIYWISJQIHMGEXMSRWXLEX
EVIWIPJMRNIGXIHSVEHQMRMWXIVIHXLVSYKLETEMR
TYQT4LMPSWSTLMGEPP]WIPJMRNIGXMRKTISTPI
QE]TSWIETVSFPIQJSVWSQIHVYKXVIEXQIRX
TVSKVEQWFYXTVSZMHIVWWLSYPHOIITERSTIR
QMRH9RHIVRSGMVGYQWXERGIWWLSYPH
RSRQIHMGEPXVIEXQIRXWXEJJEHZMWIGPMIRXWXSXEOI
SVRSXXSXEOITEVXMGYPEVQIHMGEXMSRWZMXEQMRW
SVLIVFW1IHMGEXMSRHIGMWMSRWWLSYPHEP[E]W
FIPIJXXSWTIGMEPMWXW7XEJJWLSYPHXLSYKL
FIGSQIQSVIORS[PIHKIEFPIEFSYXXLI
TYVTSWIWERHTSXIRXMEPWMHIIJJIGXWSJ
QIHMGEXMSRWXEOIRF]TISTPI[MXLHMWEFMPMXMIW
8-47YFWXERGI%FYWI%QSRK3PHIV%HYPXW
'7%8VIZMI[WQER]SJXLIQIHMGEXMSRW
YWIHF]TISTPI[MXLHMWEFMPMXMIW
'LVSRMG4EMR
7SQITISTPI[MXLHMWEFMPMXMIWI\TIVMIRGI
VIGYVVMRKSVGLVSRMGTEMREWEVIWYPXSJE
HMWEFPMRKGSRHMXMSR8LIXVIEXQIRXTVSZMHIV
QYWXGSRWMHIVTEMRQEREKIQIRXEWER
MQTSVXERXTEVXSJXLIVILEFMPMXEXMSRTPER
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
4IVWSRW[MXLGLVSRMGTEMRQE]IRXIVXVIEXQIRX
EHHMGXIHXSXLIQIHMGEXMSRXLEXXLI]EVIXEOMRK
JSVXLITEMR-RXLIWIGEWIWMXMWGVMXMGEPXLEXXLI
XVIEXQIRXTPERMRZSPZIETL]WMGMERJSV
GSRWYPXEXMSRERHQIHMGEXMSRQEREKIQIRXEW
[IPPEWORS[PIHKIEFPIVILEFMPMXEXMSRWTIGMEPMWXW
[LSYRHIVWXERHEPXIVREXMZIXVIEXQIRXWJSV
GLVSRMGTEMR
7SFVMIX]QE]RSXFIEXXVEGXMZISVHIWMVEFPIMJ
MXMWEWWSGMEXIH[MXLYRVIPMIZIHTEMR8LI
XVIEXQIRXTVSZMHIVWLSYPHI\TPSVI[MXLXLI
GPMIRX[LEXTEMRQEREKIQIRXSTXMSRWLEZIFIIR
XVMIHMRXLITEWXERH[LMGLEPXIVREXMZIWWIIQXS
LSPHTVSQMWI8LIMRHMZMHYEPWLSYPHFI
IRGSYVEKIHXSHMWGYWWLIVJIIPMRKEFSYXTEMR
ERHLS[MXEJJIGXWLIVHEMP]PMJI
%GGSQQSHEXMRKGLVSRMGTEMR
8LIVIEVIERYQFIVSJEGGSQQSHEXMSRWXLEXE
XVIEXQIRXTVSZMHIVQYWXQEOIJSVTIVWSRW[MXL
GLVSRMGTEMR4VSZMHIVWQYWXEXXIQTXXS
HIXIVQMRIMJXLITEMRMWXLIVIEPVIEWSRER
MRHMZMHYEPLEWFIIRYWMRKEWYFWXERGIMJMXMW
XLI][MPPRIIHEGGIWWXSEKSSHEPXIVREXMZITEMR
QEREKIQIRXTVSKVEQTVIJIVEFP]SRI
EGGVIHMXIHF]XLI'SQQMWWMSRSR%GGVIHMXEXMSR
SJ6ILEFMPMXEXMSR*EGMPMXMIWXSLIPTQEREKI
[MXLHVE[EP8LIWYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSZMHIVWLSYPHRSXQEOIXLIWI
HIGMWMSRWEPSRIFYXMRGSRWYPXEXMSR[MXLXLIVIWX
SJXLIXVIEXQIRXXIEQERHXLIGPMIRX
'SRJMVQEXMSRSJXLIQIHMGEPGSRHMXMSRGERFI
SFXEMRIH[MXLXLIMRHMZMHYEP
WGSRWIRXJVSQXLI
QIHMGEPTVSZMHIV
-RGEWIWSJGLVSRMGTEMRMXMWGVMXMGEPXSSFXEMR
EREGGYVEXITEMRXLIVET]LMWXSV]JSVIEGL
TIVWSR8LEXLMWXSV]WLSYPHEWGIVXEMRXLI
EQSYRXSJQIHMGEXMSRFIMRKXEOIRERH
HIXIVQMRI[LIXLIVMXMW[MXLMRXLITVIWGVMFIH
PMQMXWERH[LIXLIVSVRSXQSVIXLERSRI
TL]WMGMERLEWFIIRTVIWGVMFMRKQIHMGEXMSRWJSV
XLIWEQISVWMQMPEVGSRHMXMSRW
7MRGIQSWXQIHMGEXMSRWJSVTEMRQEREKIQIRX
EVIEFYWEFPIHVYKWTVSKVEQWQE]RIIHXSEPXIV
XLIMVTSPMGMIWVIKEVHMRKXLIYWISJWYGLHVYKW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
-RXLIWIGEWIWXLIGPMIRXGERFIKMZIREPSGOIH
TPEGIXSWXSVIQIHMGEXMSRWSRXLITVIQMWIW
LS[IZIVEPXLSYKLMXQE]FIGSRZIRMIRXXSEWOE
TIVWSR[MXLGLVSRMGTEMRXSPIEZILMWQIHMGEXMSR
[MXLXLIXVIEXQIRXWXEJJJSVHMWTIRWMRKXLMWQE]
RSXFIPIKEPMREX]TMGEPVIWMHIRXMEPWYFWXERGI
YWIHMWSVHIVXVIEXQIRXTVSKVEQ
%PXIVREXMZIXVIEXQIRXWJSV
GLVSRMGTEMR
8LIVIEVIEPXIVREXMZIWXSXLIYWISJEREPKIWMG
REVGSXMGWJSVGLVSRMGTEMRQEREKIQIRXXLEXGER
FIGSRWMHIVIHJSVTISTPI[MXLHMWEFMPMXMIW[LS
EVIMRXVIEXQIRXJSVWYFWXERGIYWIHMWSVHIVW
%GYTYRGXYVIMWSRIXIGLRMUYIYWIHXS
QEREKIGLVSRMGTEMR-XMWEPVIEH]YWIHMRWSQI
XVIEXQIRXTVSKVEQWJSVHIXS\MJMGEXMSRERHXS
LIPTVIPMIZIW]QTXSQWSJ[MXLHVE[EP7SQI
ERIWXLIWMSPSK]HITEVXQIRXWRS[LEZIER
EGYTYRGXYVMWXSRWXEJJERHXLIXIGLRMUYIMW
KEMRMRKFVSEHIVEGGITXERGI3XLIVEPXIVREXMZI
XVIEXQIRXWJSVGLVSRMGTEMRMRGPYHI
4L]WMGEPXLIVET]ERHI\IVGMWI
'LMVSTVEGXMGGEVI
%XVERWGYXERISYWIPIGXVMGEPRIVZIWXMQYPEXMSR
8)27YRMX
&MSJIIHFEGO
,]TRSXMWQ
1EKRIXMGXLIVET]
)\IVGMWI
8LIVETIYXMGLIEXSVGSPH
1ER]SJXLIWIXLIVETMIWLEZIPMQMXIHSV
ERIGHSXEPWYTTSVXSJXLIMVIJJMGEG]8LI
XVIEXQIRXTVSZMHIV[MPPRIIHXSWIIOI\TIVX
EHZMGISRXLIMVYWIJSVER]TIVWSR[MXLGLVSRMG
TEMR
%JXIVGEVI
*SVTISTPI[MXLHMWEFMPMXMIWTVSZMHIVWWLSYPH
FIKMRXLMROMRKSJEJXIVGEVISTXMSRWIEVP]SRMR
XVIEXQIRXEWMXQE]FIHMJJMGYPXXSJMRHXLI
RIGIWWEV]WIVZMGIWMRXLIPSGEPGSQQYRMX]-XMW
MQTSVXERXXSYRHIVWXERHXLEXETIVWSR[MXLE
'LETXIV
HMWEFMPMX]QE]VIUYMVIQSVIWYWXEMRIHGSRXEGX
[MXLEJXIVGEVIVIWSYVGIWXLERYWYEPMRSVHIVXS
IRLERGIWOMPPHIZIPSTQIRXJYPJMPPIQTPS]QIRX
KSEPWSVHIZIPSTEPXIVREXMZIWSGMEPWYTTSVXW
%JXIVGEVITPERWRIIHXSMRGPYHITVSZMWMSRWJSV
GSYRWIPMRKSVVIPETWITVIZIRXMSRKVSYTWEW[IPP
EWSXLIVTVEGXMGEPQEXXIVWWYGLEWLSYWMRK
GSRGIVRWSVPIKEPMWWYIW-HIEPP]SRI
TVSJIWWMSREP[MXLMRXLIXVIEXQIRXTVSKVEQSV
EJJMPMEXIH[MXLWSQISXLIVGSQQYRMX]EKIRG]
[MPPFIVIWTSRWMFPIJSVQSRMXSVMRKEJXIVGEVI
EGXMZMXMIW-JEJXIVGEVIWIVZMGIWEVIRSX
VIEWSREFP]EGGIWWMFPIXVIEXQIRXTVSKVEQWGER
HMVIGXGPMIRXWXSXETISVFSSOPMFVEVMIW-RXIVRIX
WMXIWSVSXLIVX]TIWSJWIPJHMVIGXIHWYTTSVX
EGXMZMXMIW%KEMRXLIXVIEXQIRXTVSZMHIVWLSYPH
GSRWMHIVXLEXGPMIRXW[MXLGIVXEMRHMWEFMPMXMIW[MPP
VIUYMVIQSVIWXVYGXYVIERHEWWMWXERGIXLER
RSVQEPMRSVHIVJSVXLITVSKVEQXSFIIJJIGXMZI
4VSKVEQW[MPPRIIHXSQEOIYWISJPMROEKIW
MRSVHIVXSJEGMPMXEXIEJXIVGEVIJSVTISTPI[MXL
HMWEFMPMXMIWWII'LETXIV*SVI\EQTPIE
LEPJ[E]LSYWISVSXLIVWSFIVPMZMRK
EVVERKIQIRXGERLIPTI\XIRHWYTTSVXERH
WXVYGXYVISZIVEPSRKIVTIVMSHSJXMQI[LMGLMW
TEVXMGYPEVP]FIRIJMGMEPJSVTISTPI[MXL
HMWEFMPMXMIW8LI%(%VIUYMVIWXLEXLEPJ[E]
LSYWIWERHWSFIVLSYWIWFIEHETXEFPIJSV
TISTPI[MXLHMWEFMPMXMIWFYXMRVIEPMX]XLEXMWRSX
EP[E]WXLIGEWI8LIXVIEXQIRXTVSZMHIVWLSYPH
MRZIWXMKEXI[LIXLIVEGGSQQSHEXMSRW[MPPFI
QEHIJSVEGPMIRX[MXLEGSI\MWXMRKHMWEFMPMX]
FIJSVIWIRHMRKLMQXSEREJXIVGEVIJEGMPMX])ZIR
MJETIVWSRMWRSXKSMRKXSEREJXIVGEVIJEGMPMX]
XVIEXQIRXTVSZMHIVWWLSYPHQEOILSYWMRKE
TVMSVMX]ERHJMRHSYXJVSQXLIGSQQYRMX]
RIX[SVOSVSXLIVW]WXIQWWIVZMRKXLITIVWSR
[LIXLIVXLIVIMWLSYWMRKEZEMPEFPIERHMJMXMW
ETTVSTVMEXI
%JXIVGEVIJSV4ISTPI;MXL
'SKRMXMZI(MWEFMPMXMIW
*SVMRHMZMHYEPW[MXLGSKRMXMZIHMWEFMPMXMIW
TVSZMHIVWQYWXW]WXIQEXMGEPP]EHHVIWW[LEXLEW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
FIIRPIEVRIHMRXLITVSKVEQERHLS[MX[MPPFI
ETTPMGEFPIMRXLIRI\XWXEKISJXVIEXQIRXSV
EJXIVGEVI8LIWIGPMIRXWGERFIZIV]GSRXI\X
FSYRHMRXLIMVPIEVRMRKERHTVSZMHIVWGERRSX
EWWYQIXLEXXLIPIWWSRWPIEVRIHMRXVIEXQIRX[MPP
FIETTPMIHMREJXIVGEVI
8LIYWISJVSPITPE]MRKXSVILIEVWI[LEX[MPP
LETTIREXr7XITFEWIHQIIXMRKWSVMRSXLIV
EJXIVGEVIWIXXMRKWGERFIEKVIEXLIPTXSEPPGPMIRXW
MRXVIEXQIRXRSXNYWXXLSWI[MXLGSI\MWXMRK
HMWEFMPMXMIW7SQISRI[MXLEGSKRMXMZI
MQTEMVQIRXQE]JMRHMXI\XVIQIP]HMJJMGYPXXS
YRHIVWXERHERHGSQTPIXIEPP7XITWFYX
I\TSWYVIXSIZIREJI[SJXLIWXITWGERLIPTLIV
VIGSZIV]8LIVIEVIZIVWMSRWSJXLI7XITW
EHETXIHJSVTIVWSRW[MXLFVEMRMRNYV]VIEHMRK
PMQMXEXMSRWERHQIRXEPVIXEVHEXMSREPXLSYKL
RSXEPP7XITQIQFIVWSVKVSYTWEKVIISR
XLIWIQSHMJMGEXMSRW3XLIVQSHMJMGEXMSRWXS
7XITTVSKVEQWQE]EPWSTVSZIQSVIFIRIJMGMEP
XSWSQITISTPI[MXLHMWEFMPMXMIW*SVTIVWSRW
[MXLQIRXEPVIXEVHEXMSRXLITVIWIRGISJE
JEGMPMXEXSVQE]FIZIV]LIPTJYPIZIRXLSYKL
JEGMPMXEXSVWEVIRSXRSVQEPP]ETEVXSJ7XIT
QIIXMRKW
4ISTPI[MXLHMWEFMPMXMIWJEGIXLIWEQIWXMKQE
ERHXLIWEQIFEVVMIVWMREJXIVGEVIEWXLI]HSMR
XLIVIWXSJWSGMIX]-RHMZMHYEPW[MXLQIRXEP
VIXEVHEXMSRQE]FIWLYRRIHSVMKRSVIHMR
7XITQIIXMRKW8LI]QE]RSXYRHIVWXERH
WPSKERWSVGSRGITXWSVJSPPS[[LEXMWWEMHMR
QIIXMRKW3RXLISXLIVLERHXLI]QE]EPWSJMRH
KVSYTWSVMRHMZMHYEPW[LSGERFIZIV]
EGGITXMRK-XQE]LIPTMJGSYRWIPSVWJMRH
WSQISRIMREPSGEP7XITKVSYT[MPPMRKXSLIPT
WSQISRI[MXLEGSKRMXMZIHMWEFMPMX]GSRRIGX
[MXLSXLIVWMRXLIKVSYT
4IVLETWSRISJXLIKVIEXIWXVMWOWJSVGPMIRXW
[MXL8&-HYVMRKEJXIVGEVIMWXLIHMJJMGYPX]SJ
YRWXVYGXYVIHWIXXMRKW;LMPIXLI]QE]XLVMZIMR
LMKLP]WXVYGXYVIHHE]XVIEXQIRXSVVIWMHIRXMEP
TVSKVEQWXLI]QMKLXFIEXLMKLVMWOJSVVIPETWI
[LIRXLI]QYWXWIPJWXVYGXYVIXLIMV
IRZMVSRQIRXW%JXIVPIEZMRKJSVQEPXVIEXQIRXE
8VIEXQIRX4PERRMRKERH7IVZMGI(IPMZIV]
GPMIRX[MXL8&-QMKLXFIYREFPIXSEZSMHLMKL
VMWOWMXYEXMSRWJSPPS[XVIEXQIRX
VIGSQQIRHEXMSRWSVJMRHEVMHIXSER%%
QIIXMRK8LIJEGXXLEXXLIHMWEFMPMX]MWSJXIRRSX
SFZMSYWXSWXEJJTIIVWSVJEQMP]QIQFIVW
MRXIRWMJMIWXLMWWYWGITXMFMPMX]XSXLIPSWWSJ
WXVYGXYVIXLEXEGGSQTERMIWXVIEXQIRXHMWGLEVKI
6SPITPE]MRKERHSXLIVXIGLRMUYIWXLEXIREFPI
GPMIRXWXSTVITEVIJSVYTGSQMRKLMKLVMWO
WMXYEXMSRW[MPPFIZIV]FIRIJMGMEPJSVTISTPI[MXL
8&-
%JXIVGEVIJSV4ISTPI;MXL
7IRWSV](MWEFMPMXMIW
4ISTPI[LSEVIHIEJSJXIRPIEZILSQIXSEXXIRH
SRISJEJI[MRTEXMIRXXVIEXQIRXTVSKVEQW
EGVSWWXLIGSYRXV]ERHXLIRVIXYVRXSXLIMVLSQI
7XEXIWXSVIGIMZIEJXIVGEVI8LIVIXLI]QE]JMRH
JI[VIWSYVGIWEZEMPEFPI7XEJJQIQFIVWWLSYPH
XV]XSWIXYTEGSQTVILIRWMZIEJXIVGEVITVSKVEQ
MRXLIGPMIRX
WLSQIEVIEXLEX[SYPHSJJIV
IHYGEXMSRERHWYTTSVXJVSQPSGEPWIVZMGI
TVSZMHIVW-HIEPP]EJXIVERMRHMZMHYEPLEW
GSQTPIXIHTVMQEV]XVIEXQIRXWLI[MPPLEZI
EGGIWWXSEZEVMIX]SJEJXIVGEVIVIWSYVGIW
MRGPYHMRKWIPJLIPTKVSYTWEVIPETWITVIZIRXMSR
KVSYTEJXIVGEVIXLIVETMWXWJPYIRXMR%QIVMGER
7MKR0ERKYEKIERMRXIVTVIXIVVIJIVVEPGIRXIV
ZSGEXMSREPEWWMWXERGILEPJ[E]LSYWIWWSFIV
LSYWIWERHSXLIVWSYVGIWSJEWWMWXERGIERH
WYTTSVX2IX[SVOMRK[MXLSXLIVWIVZMGI
TVSZMHIVWFSXLPSGEPP]ERHREXMSREPP]MWER
MQTSVXERXEGXMZMX]MREJXIVGEVIWII'LETXIVSJ
XLMW8-4JSVQSVIMRJSVQEXMSRSRPMROEKIW[MXL
SXLIVTVSKVEQW
-X[MPPFIHMJJMGYPXJSVTISTPI[LSEVIHIEJSV
LEVHSJLIEVMRKXSJMRH7XITQIIXMRKW[LIVI
WMKRPERKYEKIMRXIVTVIXIVWEVIEZEMPEFPI)ZIRMJ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XLI]LEZIERMRXIVTVIXIVXSEWWMWXXLIQQER]
7XITXIVQWEVIJSVIMKRXS%QIVMGER7MKR
0ERKYEKIERHVIUYMVIZIV]GSQTIXIRXWMKRMRKXS
XVERWPEXI-JETIVWSR[LSMWHIEJHSIWR
XORS[
WMKRPERKYEKIXLIWMXYEXMSRFIGSQIWIZIRQSVI
GSQTPMGEXIH4VSJIWWMSREPW[LS[SVO[MXL
TISTPI[LSEVIHIEJLEZIHMJJIVIRXERW[IVWXS
XLMWTVSFPIQ7SQIFIPMIZIXLEXIZIRMJRS
MRXIVTVIXIVMWTVIWIRXE7XITQIIXMRKMWEX
PIEWXEWSFIVIRZMVSRQIRX[LIVIXLIXIQTXEXMSR
XSYWIQE]FIVIHYGIHJSVWSQITIVMSHSJXMQI
,S[IZIVSXLIVWFIPMIZIXLEXWMXXMRKMREQIIXMRK
ERHFIMRKYREFPIXSGSQQYRMGEXI[MXLER]SRI
SVYRHIVWXERHER]XLMRKXLEXMWWEMHMWSJRSYWI
XSXLIMRHMZMHYEPERHGERIZIRFILEVQJYP8LI
MRHMZMHYEPGSYPHJIIPMWSPEXIHMRXLMWWMXYEXMSR
FIGSQIJVYWXVEXIHERHERKV]ERHFIQSVIETX
XSYWI1IIXMRKEXXIRHERGIMWERMQTSVXERXMWWYI
JSVXLIGSYRWIPSVXSHMWGYWW[MXLETIVWSR[LSMW
HIEJHYVMRKXVIEXQIRXXLITIVWSRRIIHWXSPIEZI
XVIEXQIRX[MXLEVIEPMWXMGTPERJSVLS[XSHIEP
[MXLXLMWMWWYI8LITSWWMFMPMX]XLEXEGPMIRXQE]
YWILIVHIEJRIWWEWERI\GYWIJSVRSXEXXIRHMRK
QIIXMRKWWLSYPHEPWSFIGEVIJYPP]I\TPSVIH
3RIGSQQSRTMXJEPPSJEJXIVGEVIJSVGPMIRXW
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XLIVETMWXWI\TIGXXSSPMXXPIJVSQTISTPI[MXL
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
8VIEXQIRX4PERRMRKERHXLI
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3JXIRXLMWQSHIPMWYWIHXSQIIXEGYXIRIIHWMR
EW]WXIQ[LIVIRSTEVXRIVWLMTWLEZIFIIR
IWXEFPMWLIH;LMPIXLMWQSHIPLEWXLIEHZERXEKI
SJTVSZMHMRKEWMRKPITSMRXSJGSRXEGXJSVXLI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
GPMIRXMXQE]PMQMXXLIEVVE]SJWIVZMGIWEZEMPEFPI
ERHQE]VIUYMVIGSRWMHIVEFPIXMQISRXLITEVX
SJXLIXVIEXQIRXTVSZMHIVXSIWXEFPMWLE
GSRRIGXMSRERHVIEGLEWYMXEFPIEVVERKIQIRX
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WIZIVEPEKIRGMIWGSPPEFSVEXIEWEXIQTSVEV]XIEQ
XSTVSZMHIQYPXMTPIWIVZMGIWJSVGPMIRXWEHZMWMRK
ERHGSRWYPXMRKSRIERSXLIVERHI\GLERKMRK
MRJSVQEXMSR2SGSRXVEGXYEPQIGLERMWQMWYWIH
MRMRJSVQEPTEVXRIVWLMTW[LMGLEVIVIEHMP]
GSRWXVYGXIHSREGEWIF]GEWIFEWMW7YGL
TEVXRIVWLMTWQEOIQSVIWIVZMGIWEZEMPEFPIJSV
XLIGPMIRXERHMQTVSZIWIVZMGIGSSVHMREXMSR
,S[IZIVFVIEOHS[RWMRWIVZMGIGSSVHMREXMSR
EVITSWWMFPIERHHMJJIVIRXTVSFPIQSVMIRXEXMSRW
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% JSVQEPGSRWSVXMYQPMROWXLVIISVQSVI
TVSZMHIVWXLVSYKLEJSVQEP[VMXXIRGSRXVEGX
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XLVSYKLVIWSYVGIWTSSPIHJVSQQIQFIVWSJXLI
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LEVHSJLIEVMRK8SEGXEWXLIGPMIRX
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
RIIHIHPIKEPEWWMWXERGI8LIVIEVIQER]X]TIW
SJGVIEXMZITVSFSRSPIKEPWIVZMGIWEZEMPEFPISRE
PSGEP7XEXIERHREXMSREPPIZIPJSVFSXLXLI
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;LMPIIWXEFPMWLMRKEHHMXMSREPPMROEKIWQE]
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SZIVXE\IHXVIEXQIRXEKIRGMIWXLI]EVIIWWIRXMEP
XSMRGVIEWIXLIIJJIGXMZIRIWWSJWYFWXERGIYWI
HMWSVHIVXVIEXQIRXERHVIGSZIV]WIVZMGIWJSV
TISTPI[MXLHMWEFMPMXMIW%VIGIRX]IEVWXYH]
SJTISTPI[MXLHMWEFMPMXMIWXVIEXIHF]XLI%RM\XIV
'IRXIVMR'LMGEKSHIQSRWXVEXIHXLEXIZIR
MRHMZMHYEPW[MXLWIZIVIERHQYPXMTPIHMWEFMPMXMIW
EVIWYGGIWWJYPMRXVIEXQIRXERHQEMRXEMR
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ERHGEWIQEREKIQIRXWIVZMGIW6IWIEVGL
(IZIPSTQIRX%WWSGMEXIW&IGEYWIQER]
HMWEFMPMXMIWKSYRHIXIGXIHWYGGIWWJYPSYXGSQIW
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MHIRXMJ]MRKERHEGGSQQSHEXMRKHMWEFMPMXMIW
*YVXLIVQSVIXLIXIGLRMUYIWXLEXIREFPI
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8LIJSPPS[MRKEVIEQSRKXLIQSWXJVIUYIRXP]
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WYMXJVSQTISTPI[MXLHMWEFMPMXMIW(MWEFMPMX]
EHZSGEG]KVSYTWSVGSRWYPXERXWSJXIRLEZI
I\TIVXMWIXSWLEVISRLS[XSQIIXPIKEP
VIUYMVIQIRXW*SVI\EQTPISRISVKERM^EXMSR
QE]VIZMI[XLITSPMGMIWERHTVSGIHYVIW
TL]WMGEPJEGMPMXMIWERHGSQQYRMGEXMSRWXVEXIKMIW
SJERSXLIVMHIRXMJ]MRKEVIEWXLEXQE]FIMR
ZMSPEXMSRERHWYKKIWXMRKQIERWSJGSQMRKMRXS
GSQTPMERGI
8SMRGVIEWIXIEQ[SVOEQSRKTVSZMHIVWMR
EHHVIWWMRKEHZSGEG]MWWYIW4ISTPI[MXL
HMWEFMPMXMIW[LSLEZIWYFWXERGIYWIHMWSVHIVW
EVIWYFNIGXXSHSYFPIHMWGVMQMREXMSRERHQE]
JEGIWIIQMRKP]MRWYVQSYRXEFPIFEVVMIVWXS
XVIEXQIRX1ER]EVIRSXEFPIXSWTIEO
IJJIGXMZIP]XSXLIMVS[RRIIHW-RWYGLGEWIWXLI
XVIEXQIRXTVSZMHIVGERLIPTMHIRXMJ]
ETTVSTVMEXIVIWSYVGIWERHIRLERGIXLIGPMIRX
W
GETEGMX]JSVWIPJEHZSGEG]&SXLEXXLIGPMIRXERH
GSQQYRMX]PIZIPMXMWGVMXMGEPXLEXQIQFIVWSJ
XLIWYFWXERGIYWIHMWSVHIVERHHMWEFMPMX]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XVIEXQIRXGSQQYRMXMIWWYTTSVXSRIERSXLIVMR
TVSQSXMRKEHZSGEG]JSVXLIMVGPMIRXW
8SMQTVSZIGSSVHMREXMSRSJWIVZMGIW%TIVWSR
[MXLEGSI\MWXMRKHMWEFMPMX]QE]FIIPMKMFPIJSV
WIVZMGIWJVSQWIZIVEPEKIRGMIW[LMGLQMKLX
TVSZMHIWMQMPEVHYTPMGEXISVGSRJPMGXMRKWIVZMGIW
GSRGYVVIRXP]7IVZMGIWTVSZMHIHMRE
JVEKQIRXEV][E]X]TMGEPP]TVSZIJEVPIWW
IJJIGXMZIXLERXLSWIGSSVHMREXIHXLSYKLXJYPP]
&]IWXEFPMWLMRKE[SVOMRKVIPEXMSRWLMT[MXL
HMWEFMPMX]VIWSYVGIWFSXLSREGEWIWTIGMJMG
FEWMWERHXLVSYKLSRKSMRKGSSVHMREXMSR
QIGLERMWQWWYGLEWXEWOJSVGIWXLIXVIEXQIRX
TVSZMHIVGERFIXXIVWIVZIXLIGPMIRX-RXIVEKIRG]
GSPPEFSVEXMSRWEPWSXIRHXSJSVQEPM^IGEWI
QEREKIQIRXWIVZMGIWERHIRWYVIXLEXXLIWI
WIVZMGIWGSRXMRYIMRWTMXISJWXEJJXYVRSZIV
8SEGGIWWSVPIZIVEKIWGEVGIJMRERGMEPVIWSYVGIW
IJJIGXMZIP]7SQITISTPI[MXLHMWEFMPMXMIWEVI
IPMKMFPIJSVEVERKISJWIVZMGIWERHJYRHMRKJVSQ
EZEVMIX]SJEKIRGMIWWYGLEW7XEXIZSGEXMSREP
VILEFMPMXEXMSR:6WIVZMGIW'IRXIVWJSV
-RHITIRHIRX0MZMRK'-0WGSQQYRMX]QIRXEP
LIEPXLWIVZMGIW(ITEVXQIRXSJ:IXIVERW
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7SGMEP7IGYVMX](MWEFMPMX]-RWYVERGI77(-
7YTTPIQIRXEP7IGYVMX]-RGSQI77-[SVOIVW
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XVERWTSVXEXMSRTYFPMGEWWMWXERGIERHQEREKIH
GEVIGETMXEXMSRTVSKVEQWJSVQIQFIVWSJ
HIWMKREXIHlVMWOTSSPWz-RSVHIVXSIRWYVIXLEX
TISTPIFIRIJMXJVSQXLIWIWIVZMGIWXVIEXQIRX
TVSZMHIVWRIIHXSLEZIPMROEKIWXLEX[MPPIREFPI
XLIQXSMHIRXMJ][LEXQE]FIEZEMPEFPIJSVXLIMV
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VIPEXIHVIWSYVGIWMRXLIGSQQYRMX][MPPEPWS
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JSVMRETTVSTVMEXIEGGSQQSHEXMSRWSVSYXSJ
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XLEXLEWSFXEMRIHE1IHMGEMH[EMZIVLEHXS
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FVEMRMRNYVMIW8&-EWQEPPKVSYTXLEXVIUYMVIH
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7XEXISFXEMRIHELSQIGSQQYRMX]FEWIH
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GEREPWSLIPTXVIEXQIRXTVSZMHIVWHIZIPST
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MREGGIWWMFPIJSVQEXWJSVTISTPI[MXLHMWEFMPMXMIW
TEVXMGMTEXMRKMRXVIEXQIRX3XLIVFIRIJMXWGER
EGGVYIJVSQWYGLPMROEKIWWII*MKYVIJSV
I\EQTPIW'SRWYPXEXMSRWLSYPHEP[E]WSGGYV
IEVP]MRXLIXVIEXQIRXXSEZSMHXLIYRJEMVRIWWSJ
PEWXQMRYXIEHNYWXQIRXW*SVI\EQTPIE
ZMWYEPP]MQTEMVIHTIVWSR[LSRIIHWQEXIVMEPWMR
Figure 4-1
Examples of Interagency Collaborations
A treatment provider is provided space at a Center for Independent Living (CIL) to host a weekly
sobriety support group that people with disabilities can aend during aftercare.
A treatment provider purchases paratransit services to and from health care facilities at a negotiated
rate so people can receive appropriate treatment for their disabilities.
A CIL agrees to provide training to substance use disorder treatment staff on disability issues. This
keeps CIL staff certification current and sensitizes treatment staff to the issues of people with
coexisting disabilities.
A disability law center agrees to draft policies related to ADA compliance for a treatment center on
an ongoing, pro bono basis. This helps the treatment provider stay abreast of ADA-related
requirements.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
0MROEKIWERH'EWI1EREKIQIRX
PEVKITVMRXJSVQEXWLSYPHRSXJEPPFILMRH[LMPI
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VIGIMZIHXLITVIZMSYWHE]
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8]TIWSJHMWEFMPMXMIWTISTPIMRXVIEXQIRXLEZI
LEHERHXLIRYQFIVSJTISTPI[MXLIEGL
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)\EQTPIWSJHMWEFMPMX]VIPEXIHFEVVMIVW
IRGSYRXIVIHERHLS[XLI]LEZIFIIR
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TVSFPIQWERHXLIMVIJJIGXMZIRIWW
+ETWMRPMROEKIWXLEXWXMPPRIIHXSFI
EHHVIWWIH
8LMWMRJSVQEXMSRGERFIYWIHXSHIXIVQMRIXLI
EVIEWMR[LMGLHMWEFMPMX]WTIGMJMGI\TIVXMWISV
VIWSYVGIWEVIVIUYMVIHXSQSVIJYPP]EHHVIWW
TISTPI
WRIIHW
3JGSYVWIMJERMRMXMEPEWWIWWQIRXVIZIEPWXLI
EKIRG]MWRSXXVIEXMRKWMKRMJMGERXRYQFIVWSJ
TISTPI[MXLHMWEFMPMXMIWXLITVSKVEQWLSYPHXV]
XSHIXIVQMRI[LIXLIVTISTPIEVIHIXIVVIHF]
FEVVMIVWXLEXQE]RSXFIETTEVIRXXSXLIEKIRG]
8LIXVIEXQIRXEKIRG]WLSYPHHIXIVQMRI
SYXVIEGLQEXIVMEPWSVXLVSYKLHMVIGXGSRXEGXW
[MXLHMWEFMPMX]EHZSGEG]ERHVIWSYVGI
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;LIXLIVXLIEKIRG]MWTL]WMGEPP]MREGGIWWMFPI
SVTIVGIMZIHEWMREGGIWWMFPI
;LIXLIVXLIEKIRG]
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;LIXLIVXLIGYVVIRXEWWIWWQIRXTVSGIWWMW
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TVSKVEQWXSMHIRXMJ]XLIMVRIIHWERHTVIWIRX
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0SGEXMRK'SPPEFSVEXMZI4EVXRIVW
1SWXGSQQYRMXMIWGERLIPTPSGEXIEKIRGMIWXS
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HMWEFMPMXMIWIJJIGXMZIP]ERHIZIV]7XEXILEWE
7XEXI-RHITIRHIRX0MZMRK'SYRGMPXLEXGEREPWS
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SXLIVWIVZMGIWSJJIVIHMRXLIGSQQYRMX]
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VIPEXIHEHZSGEG]KVSYTWMWXSGSRXEGXXLI7XEXI
EKIRG]JSVZSGEXMSREPVILEFMPMXEXMSR)EGLSJJMGI
MWQERHEXIHXSLEZIERSRKSMRKGSRWYQIV
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PSGEXMRKPSGEPP]EGXMZIWIVZMGISVEHZSGEG]
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TVSZMHIEWWMWXERGIXSWYFWXERGIYWIHMWSVHIV
XVIEXQIRXTVSKVEQWWIIOMRKXS[SVO[MXL
TIVWSRW[MXLHMWEFMPMXMIWEVIPMWXIHMR*MKYVI
8LIRYQFIVSJMXWGPMIRXW[LSQMKLXFI
I\TIGXIHXSLEZIHMWEFMPMXMIWSRXLIFEWMWSJ
REXMSREPSV7XEXIMRGMHIRGIHEXEERH[LIXLIV
XLIEGXYEPRYQFIVSJGPMIRXW[MXLHMWEFMPMXMIW
MWPS[IVXLERI\TIGXIH
,S[MXLEWTYFPMGM^IHMXWWIVZMGIWMRXLI
HMWEFMPMX]GSQQYRMX]ERHLS[MXQMKLX
FIXXIVWIVZITISTPI[MXLHMWEFMPMXMIWXLVSYKL
HMJJIVIRXP]TPEGIHSVQSVIEGGIWWMFPI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
7SYVGIWSJ8IGLRMGEP%WWMWXERGI
8VIEXQIRXTVSZMHIVWRIIHRSXFII\TIVXWMREPP
EWTIGXWSJHMWEFMPMX]8LIVIEVIERYQFIVSJ
EKIRGMIWEZEMPEFPIXSTVSZMHIWTIGMJMG
MRJSVQEXMSRERHEWWMWXERGIMRXLIWIEVIEW 8LI
JSPPS[MRKOI]EKIRGMIWEVIVIWSYVGIWJSVKIRIVEP
XIGLRMGEPEWWMWXERGISRHMWEFMPMX]MWWYIWERHGER
JVIUYIRXP]TVSZMHIVIJIVVEPWXSPMROEKITEVXRIVW
'LETXIV
Figure 4-2
Potential Community Resources to Assist With Treatment
All Disabilities
Centers for Independent Living
United Way
Vocational rehabilitation agencies
State disability councils
Learning Disability (LD)
Local or national Learning Disabilities Association
Community, school, or university LD program
Community mental health centers
Literacy council
Developmental Disability (DD)
School or community DD program
Parent organizations
Goodwill Industries
Special Olympics
Blind or Visual Impairment
Vocational rehabilitation providers
Senior citizens’ center
Public library
Society for the Blind
Lion’s Club
Deaf and Hard of Hearing
Agencies for the deaf
Vocational rehabilitation providers
Senior citizens’ centers
State chapters for the Registry of Interpreters for the Deaf
Commission for the Deaf and Hard of Hearing (located in numerous states)
Spinal Cord Injury
Hospital rehabilitation programs
Paralyzed Veterans of America
Hospital or pain management program
United Cerebral Palsy
Developed by D. Moore and J. A. Ford for the Rehabilitation Research and Training Center on Drugs
and Disability (RRTC).
'SQTPIXIGSRXEGXMRJSVQEXMSRJSVQER]SJXLIQ
MWTVSZMHIHMR%TTIRHM\&
'-0W8LIWIRSRTVSJMXSVKERM^EXMSRWEVI
YRHIVXLIGSRXVSPSJTISTPI[MXLHMJJIVIRX
X]TIWSJHMWEFMPMXMIW8LI]EVIRSRVIWMHIRXMEP
ERHTVSZMHIEHZSGEG]MRJSVQEXMSR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
MRHITIRHIRXPMZMRKWOMPPWXVEMRMRKERHTIIV
GSYRWIPMRKEQSRKSXLIVWIVZMGIWJSVTISTPI
[MXLHMWEFMPMXMIW'-0W ZEV]MRXIVQWSJXLI
WGSTISJWIVZMGIWXLI]TVSZMHIRYQFIVSJ
WXEJJERHXLIMVEVIEWSJI\TIVXMWIGSRWYQIV
KVSYTWWIVZIHERHEHZSGEG]EGXMZMXMIW
0MROEKIWERH'EWI1EREKIQIRX
,S[IZIVEPPWLEVIXLIKSEPSJIQTS[IVMRK
TISTPI[MXLHMWEFMPMXMIWXSEGLMIZIXLIQSWX
MRHITIRHIRXPMZIWTSWWMFPI1ER]'-0WXEJJ
[MPPRIIHXVEMRMRKMRMHIRXMJMGEXMSRERH
EWWIWWQIRXSJWYFWXERGIYWIHMWSVHIVWMR
SVHIVXSJYRGXMSREWIJJIGXMZITEVXRIVW-XMW
MQTSVXERXXSRSXIXLEXXLIXIVQl-RHITIRHIRX
0MZMRK'IRXIVz-0'MWEPWSYWIHF]
RSREJJMPMEXIHGIRXIVWXLEXQE]TVSZMHI
HMJJIVIRXWIVZMGIWWYGLEWPMZIMRJEGMPMXMIW
(MWEFMPMX]%HZSGEG]ERH7IVZMGI+VSYTW%
[MHIVERKISJEHZSGEG]ERHWIVZMGIKVSYTW
EVISVKERM^IHXSWIVZITIVWSRW[LSLEZI
WTIGMJMGHMWEFMPMXMIWSVWLEVIEGIVXEMRX]TISJ
MQTEMVQIRX8LIMVQMWWMSRWQE]FIXS
TVSZMHIXVEMRMRKGSRWYPXMRKWIVZMGIW
XIGLRMGEPEWWMWXERGISVVIWSYVGIQEXIVMEP
4VSKVEQWXLEXFIKMR[SVOMRK[MXLETIVWSR
[LSLEWEHMWEFMPMX]XLI]LEZIRSX]IX
IRGSYRXIVIHWLSYPHGSRWMHIVGSRXEGXMRKER
ETTVSTVMEXIEHZSGEG]ERHWIVZMGIKVSYTXS
EWOJSVMRJSVQEXMSRXSI\TPSVIPMROEKI
TSWWMFMPMXMIWSVXSPSGEXIWTIGMEPM^IHWIVZMGIW
:SGEXMSREP6ILEFMPMXEXMSR'IRXIVW)EGL
7XEXILEWEREKIRG]JSGYWIHSRTVSZMHMRK
ZSGEXMSREPXVEMRMRKERHVILEFMPMXEXMSR
WIVZMGIWXSTISTPI[MXLHMWEFMPMXMIW[MXLXLI
KSEPSJTPEGMRKXLIWIMRHMZMHYEPWMRXS
GSQTIXMXMZIIQTPS]QIRX8LIVIEVIJMIPH
SJJMGIWPSGEXIHXLVSYKLSYXIEGL7XEXIERH
UYEPMJMIHTVSJIWWMSREPWXS[SVOMRER
EHZSGEG]ERHGEWIQEREKIQIRXVSPI
6ILEFMPMXEXMSR6IWIEVGLERH8VEMRMRK'IRXIVW
668'W8LI2EXMSREP-RWXMXYXISR
(MWEFMPMX]ERH6ILEFMPMXEXMSR6IWIEVGL
2-(66JYRHWSZIV668'WHIZSXIHXS
WTIGMJMGHMWEFMPMXMIWSVHMWEFMPMX]VIPEXIH
MWWYIW(MJJIVIRX668'WJSGYWSRXSTMGWWYGL
EWWTMREPGSVHMRNYV]XVEYQEXMGFVEMRMRNYV]
QIRXEPMPPRIWWERHPSRKXIVQIQTPS]QIRX
QEREKIHGEVIJEQMP]MWWYIWHIEJRIWWEKMRK
SV2EXMZI%QIVMGERW[MXLHMWEFMPMXMIW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\&PMWXWGSRXEGXMRJSVQEXMSRJSV
2-(66ERHWIPIGXIH668'W
(MWEFMPMX]&YWMRIWW8IGLRMGEP%WWMWXERGI
'IRXIVW(&8%'72-(66LEWJYRHIHE
RIX[SVOSJVIKMSREP(&8%'W8LIWI
GIRXIVWTVSZMHIMRJSVQEXMSRXVEMRMRKERH
XIGLRMGEPEWWMWXERGIXSFYWMRIWWIWERH
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[MXLHMWEFMPMXMIW[LSLEZIVMKLXWYRHIVXLI
%(%8LI]EVISJXIR[IPPGSRRIGXIH[MXL
HMWEFMPMX]VIWSYVGIWERHEKIRGMIW[MXLMRXLIMV
VIKMSRERHGEREWWMWX[MXLVIJIVVEPW-R
EHHMXMSRXLI]HMWXVMFYXIEZEVMIX]SJ
VIWSYVGIWTIVXMRIRXXS%(%GSQTPMERGIEX
GSWXSVJVIISJGLEVKI
&YMPHMRK*SVQEPM^MRKERH
1EMRXEMRMRK0MROEKIW
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TSXIRXMEPTEVXRIVMXGERFIKMRXSPE]XLI
JSYRHEXMSRJSV[LEXQE]FIGSQIEPEWXMRK
VIPEXMSRWLMT%VIEWJSVGSPPEFSVEXMSRGERFI
MHIRXMJMIHERHXIWXIHSRERMRJSVQEPFEWMWTVMSV
XSGSRJMVQMRKXLIPMROEKIMRFMRHMRK
EKVIIQIRXW*SVI\EQTPIEVIPEXMSRWLMTQMKLX
FIHIZIPSTIHMRWXEKIWWYGLEWXLIJSPPS[MRK
8LIXVIEXQIRXGIRXIVEHQMRMWXVEXSVSV
TVSKVEQQEREKIVVIZMI[WXLIRIIHWSJ
GPMIRXW[MXLHMWEFMPMXMIWFEWIHSRWGVIIRMRK
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VIWSYVGIWERHEKIRGMIWXLEXTVSZMHIWIVZMGIW
JSVTISTPI[MXLHMWEFMPMXMIWERHGSRXEGXW
TIVWSRRIPMRXLIWIEKIRGMIWXSIWXEFPMWL
PMROEKIW
8LIGSRXEGXIHEKIRG]EWWMWXWMRJSVQYPEXMRK
XVIEXQIRXERHVIGSZIV]KSEPWJSVXLITIVWSR
[MXLEGSI\MWXMRKHMWEFMPMX]*SVI\EQTPIE
GPMIRXERHLMWGSYRWIPSVQMKLXEXXIRHER
SVMIRXEXMSRWIWWMSREXEPSGEP'-0XS
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GSYPHYWIHYVMRKEJXIVGEVI
'LETXIV
(YVMRKETIVMSHSJMRJSVQEPMRJSVQEXMSRERH
WIVZMGII\GLERKIEHQMRMWXVEXSVWHIXIVQMRI
[LIXLIVGVSWWXVEMRMRKEGXMZMXMIWJSVXLIMV
VIWTIGXMZIWXEJJQIQFIVWQMKLXFIFIRIJMGMEP
3XLIVHMWEFMPMX]WIVZMGITVSZMHIVWEVIMRZMXIH
XSTEVXMGMTEXIMRGVSWWXVEMRMRK*SVI\EQTPI
EVIWSYVGIJEMVSJHMWEFMPMX]WIVZMGI
SVKERM^EXMSRWQMKLXFIEXXIRHIHF]
XVIEXQIRXTVSZMHIVWXEJJSVEVITVIWIRXEXMZI
SJXLIXVIEXQIRXEKIRG]GSYPHKMZIEFVMIJMRK
SRWYFWXERGIYWIMWWYIWXSWXEJJQIQFIVWEXE
PSGEPLEPJ[E]LSYWI
-JXVEMRMRKSVE[EVIRIWWEGXMZMXMIWEVI
FIRIJMGMEPERHMJWIVZMGIWTVSZMHIHETTIEV
YWIJYPXSXLIGPMIRXQSVIJSVQEPXMIW[MXLXLI
HMWEFMPMX]WIVZMGITVSZMHIVQE]FIMRMXMEXIHXS
FIXXIVWIVZIJYXYVIGPMIRXW
3RISVKERM^EXMSRXLEXLEWIJJIGXMZIP]
IWXEFPMWLIHWXVSRKGSQQYRMX]PMROWMWXLI4MQE
4VIZIRXMSR4EVXRIVWLMTMXMWHIWGVMFIHMR*MKYVI
*SVQEPM^IHPMROEKIEKVIIQIRXW
3RGIVIPEXMSRWLMTWLEZIWLS[RXLIQWIPZIWXSFI
FIRIJMGMEPXLI]GERFIJSVQEPM^IHXLVSYKLE
[VMXXIRWIVZMGIEKVIIQIRXXLEXSYXPMRIWXLI
HYXMIWERHVIWTSRWMFMPMXMIWSJFSXLTEVXMIW8LMW
X]TISJHSGYQIRXGEREVXMGYPEXI[L]ERHLS[
XLITVSKVEQWWLSYPH[SVOXSKIXLIV
LMKLPMKLXMRKXLIFIRIJMXWIEGLTEVX]WLSYPH
Figure 4-3
The People With Disabilities Project
The Pima Prevention Partnership, a federally funded substance use disorder prevention partnership in
Tucson, Arizona, began including people representing disability service organizations on its Board of
Directors. Board members became aware of the degree to which people with disabilities used
substances and sought funding to address this issue community-wide. With grants from the Center for
Substance Abuse Treatment (CSAT) and the Center for Substance Abuse Prevention (CSAP), the
Partnership began a 3-year project to open treatment and prevention services for youth and adults with
disabilities. The Partnership’s activities to date have included
Hosting a training session for the clinical coordinators of area substance use disorder treatment
agencies to help them train their staffs on how to work with people with disabilities
Hosting a larger training session for the staff of local substance use disorder agencies with the
assistance of disability providers (including the local CIL, the Association for the Blind, the
Community Outreach Program for the Deaf, and the Arizona Center for Disability Law) and a panel
of recovering Tucsonians with disabilities who described the difficulties they encountered going
through treatment without adequate accommodations
Providing training for disability service providers on how to identify and refer substance-using
clients and how to address their social and medical needs without enabling their substance use
Developing case management procedures to ensure a coordinated approach to meeting client needs.
Following their procedures, when a provider identified a client with a disability, the provider
contacted the appropriate disability resource provider; when disability service providers
encountered a consumer with a substance use disorder they referred the individual to a treatment
agency.
Source:Kressler and Ward, 1997.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
0MROEKIWERH'EWI1EREKIQIRX
I\TIGXXSHIVMZIJVSQXLIVIPEXMSRWLMT0MWXIH
FIPS[EVIWSQII\EQTPIWSJEVIEWXLEXQMKLXFI
EHHVIWWIHMRWYGLEREKVIIQIRX
7YFWXERGIYWIHMWSVHIVXVIEXQIRXTVSKVEQW
GERTVSZMHI
8VEMRMRKERHGSRWYPXEXMSRSRIJJIGXMZI
WYFWXERGIYWIHMWSVHIVWGVIIRMRKQIXLSHW
%VIJIVVEPVIWSYVGIJSVWIVZMGIWEKIRGMIW
8VEMRMRKERHGSRWYPXEXMSRSRXLIH]REQMGWSJ
WYFWXERGIYWIHMWSVHIVWERHMXWMRXIVWIGXMSR
[MXLSXLIVHMWSVHIVWERHGSRHMXMSRW
8VEMRMRKSRLS[XSTVSZMHIVIPETWI
TVIZIRXMSRTPERWXLEXEPWSEHHVIWWHMWEFMPMX]
GSRGIVRW
'EWIWTIGMJMGGSRWYPXEXMSRJSVTISTPI[MXL
WYFWXERGIYWIHMWSVHIVW
8LIHMWEFMPMX]VIWSYVGIEKIRG]GERTVSZMHI
%WWMWXERGIMRQSHMJ]MRKTSPMGMIWERH
TVSGIHYVIWXSEZSMHMREHZIVXIRX
HMWGVMQMREXMSR
%WWMWXERGI[MXLMRGVIEWMRKEGGIWWMFMPMX]JSV
TIVWSRW[MXLHMWEFMPMXMIW
8VEMRMRKJSVGSYRWIPSVWXSLIPTXLIQ
MRHMZMHYEPM^IXVIEXQIRXTPERW
%GGIWWXSWTIGMJMGTVSKVEQWWYGLEW
WTIGMEPM^IHIQTPS]QIRXTVSKVEQWSJJIVIH
XLVSYKLZSGEXMSREPVILEFMPMXEXMSREKIRGMIW
7YTTSVXJSVTISTPI[MXLHMWEFMPMXMIWMR
VIGSZIV][LSPMZIMRKVSYTLSQIWSV
LEPJ[E]LSYWIW
%PPEKIRGMIWGER
'SQQYRMGEXIEXWXEXIHMRXIVZEPWXSIRWYVI
GSRWMWXIRG]MRGSSVHMREXMRKXVIEXQIRXTPERW
JSVQYXYEPGPMIRXW
'SRHYGXGEWIGSRWYPXEXMSRW
'SRHYGXSRXLINSFXVEMRMRKERHGVSWW
XVEMRMRKJSVWXEJJ
3JGSYVWIEJSVQEPEKVIIQIRXMWRS
KYEVERXIISJEJPSYVMWLMRKERHTVSHYGXMZI
VIPEXMSRWLMT%XXIRXMSRGERFIKMZIRXS
QEMRXEMRMRKXLIIWXEFPMWLIHVIPEXMSRWLMT
XLVSYKLWLEVIHEGXMZMXMIWWYGLEWXLII\GLERKI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
SJWTIEOIVWTYVWYMXSJNSMRXJYRHMRK
STTSVXYRMXMIWGVSWWXVEMRMRKERHTIVMSHMG
QIIXMRKW
0MROEKIWMR'EWI*MRHMRK
%RH4VIXVIEXQIRX
'EWIJMRHMRKKIRIVEXIWXLIJPS[SJGPMIRXWMRXS
XVIEXQIRXSJXIRXLVSYKLJSVQEPPMEMWSRW[MXL
VIJIVVEPWSYVGIW1SWXMRHMZMHYEPWEVIVIJIVVIH
XSWYFWXERGIYWIHMWSVHIVXVIEXQIRXF]SXLIV
EKIRGMIW%XVIEXQIRXTVSKVEQQE]YWIJSVQEP
EKVIIQIRXW[MXLVIJIVVEPWSYVGIWXSGVIEXIGPSWI
TEVXRIVWLMTWERHIRWYVIXLEXIJJIGXMZIVIJIVVEPW
EVIQEHIWSXLEXGPMIRXWHSRSXJEPPXLVSYKLXLI
GVEGOW*SVI\EQTPIEXVIEXQIRXTVSKVEQQMKLX
HIZIPSTEGSRXVEGX[MXLELSWTMXEPXSHSSRWMXI
IZEPYEXMSRSJTSXIRXMEPGPMIRXW[LIXLIVXLI]EVI
ZMWMXSVWXSXLIIQIVKIRG]VSSQ[MXLQMPHLIEH
MRNYVMIWSVMRHMZMHYEPW[LSEVIRI[P]HMWEFPIH
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QER]GSQQYRMXMIWLEZIMRJSVQEPVIJIVVEP
RIX[SVOWGVIEXIHF]MRHMZMHYEPW[LSORS[IEGL
SXLIVTEVXRIVWLMTWEVIQSWXIJJIGXMZIMJWSYKLX
ERHQEMRXEMRIHEXXLISVKERM^EXMSREPPIZIP
7IZIVEPGSQQSRVIJIVVEPWSYVGIWERHXLIMV
JYRGXMSRWEVIHIWGVMFIHMR*MKYVI
8SQEOIETTVSTVMEXIVIJIVVEPWVIJIVVMRK
EKIRGMIWWLSYPHLEZIEFEWMGORS[PIHKIEFSYX
XLIETTVSEGLERHTVSGIHYVIWYWIHF]XLI
XVIEXQIRXTVSKVEQMRGPYHMRKEHQMWWMSRGVMXIVME
-RTEVXMGYPEVJSVTISTPI[MXLHMWEFMPMXMIWXLI]
WLSYPHORS[XLEXXLITVSKVEQMWEGGIWWMFPIERH
TVITEVIHXSXVIEXTISTPI[MXLXLIHMWEFMPMX]MR
UYIWXMSR-RSVHIVXSIRWYVIXLEXHMJJIVIRX
EKIRGMIWLEZIXLIVIUYMWMXIORS[PIHKIMXQE]
FIRIGIWWEV]XSIWXEFPMWLEJSVQEPXVEMRMRK
PMROEKIXLEX[SYPHMRZSPZIWXEJJGVSWWXVEMRMRK
%VIJIVVEPMWIJJIGXMZISRP]MJXLITSXIRXMEP
GPMIRXGSRXEGXWXLIXVIEXQIRXTVSKVEQ)RWYVMRK
XLEXXLIGSRXEGXSGGYVWQE]FIEXEWOSJXLI
VIJIVVMRKEKIRG]XLIXVIEXQIRXTVSKVEQSVXLI
GPMIRXHITIRHMRKMRPEVKITEVXSRXLIGPMIRX
W
'LETXIV
Figure 4-4
Common Sources of Referral for Clients With Disabilities
Vocational Rehabilitation Agency: Provides training to prepare clients with disabilities to obtain and
maintain competitive or supported employment. Such assistance may include prevocational training,
such as building skills in grooming, punctuality, and interpersonal relations on the job. Specific
training targets the client’s desired job area.
Criminal Justice System: Clients with disabilities will be just as likely as other people with substance
use disorders to face legal problems, and many referrals come from probation or parole officers, the
public defender’s office, and the police.
Hospitals, Physicians, and Emergency Rooms: Health care providers often encounter substance use
disorders while treating people with disabilities for other medical conditions, including psychiatric
conditions.
Centers for Independent Living: These nonresidential, nonprofit organizations run by people with
different disabilities provide advocacy, information, skills training, and peer counseling for a crossdisability population.
Schools and Educational Agencies: Many substance use disorders become noticeable in an educational
environment where a student’s performance in different areas may be closely supervised.
Welfare Agency: Provides people with disabilities with access to Federal and State entitlement
programs such as Supplemental Security Income, Social Security Disability Income, food stamps,
general assistance, and Medicaid.
One Stop Job Shop (Career Center): Currently being set up in 33 States by the U.S. Department of
Labor. Provides help in writing a résumé, searching for job openings on the Internet (America’s Job
Bank lists 750,000 openings by region and job skills), and using a computer.
Physical Rehabilitation Agency: Helps people to regain physical functioning after an illness or
accident. These groups will have close contact with a number of people with disabilities.
Senior Citizens’ Center: Offers a variety of social and community services to individuals age 65 and
older. Services may include counseling and therapy, programming for persons with Alzheimer’s
disease, wellness programs, retirement adjustment programs, and meal delivery to homebound
persons.
Family or Significant Others: Those closest to an individual are always an important source of referral
for people seeking treatment for substance use disorders.
Veterans Affairs Program or Hospital: Serves active and nonactive military personnel and their
families, providing them with medical and behavioral healthcare including residential treatment.
JYRGXMSREPPIZIPERHWYTTSVXRIX[SVO-R
TPERRMRKEPPXVIEXQIRXEGXMZMXMIWJSVGPMIRXW[MXL
HMWEFMPMXMIWMXMWGVMXMGEPXSEGGYVEXIP]EWWIWWXLIMV
EFMPMX]XSFITVSEGXMZIERHYRHIVXEOIEGXMZMXMIW
SRXLIMVS[RFILEPJ7SQIMRHMZMHYEPW[MXL
HMWEFMPMXMIWQE]FIGSQIYRRIGIWWEVMP]
HITIRHIRXSRSXLIVW3XLIVWQE]MRWMWXSR
YRHIVXEOMRKEPPEGXMZMXMIWIZIRSRIWXLEXQE]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TVSZIXSFIFI]SRHXLIMVGETEGMX]*SVWSQI
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ERHXLIRGEVV]SYXEVSYXMRIXIPITLSRIJSPPS[YT
*SVSXLIVWEWXEJJQIQFIVJVSQXLIVIJIVVMRK
EKIRG]QE]LEZIXSEGGSQTER]XLIGPMIRXXSXLI
XVIEXQIRXTVSKVEQERHVIQEMR[MXLXLIGPMIRX
XLVSYKLXLIMRMXMEPTLEWISJXVIEXQIRX,S[IZIV
0MROEKIWERH'EWI1EREKIQIRX
XLIJMVWXGSRXEGXMWYRHIVXEOIRXLIQERRIVMR
[LMGLMXMWEGLMIZIHWLSYPHFIVIKEVHIHEWE
GVMXMGEPJMVWXWXITXS[EVHXVIEXQIRXERHMXWLSYPH
RSXFIPIJXXSGLERGI
-RHIZIPSTMRKTEVXRIVWLMTW[MXLVIJIVVMRK
EKIRGMIWXLIXVIEXQIRXTVSKVEQWLSYPHIRWYVI
XLVSYKLMRXIVEKIRG]EKVIIQIRXWXLEX
QIGLERMWQWEVIMRTPEGIJSVI\GLERKMRKGPMIRX
MRJSVQEXMSR8LIVIJIVVEPTVSGIWWMWX[S[E]
LS[IZIVERHXLIXVIEXQIRXTVSKVEQGEREPWS
LIPTGPMIRXW[MXLHMWEFMPMXMIWF]GSRRIGXMRKXLIQ
[MXLSXLIVWIVZMGIWGSQQSRP]EZEMPEFPIXLVSYKL
TVSKVEQWJSVTISTPI[MXLHMWEFMPMXMIW8SHS
XLMWTVSKVEQWRIIHXSQEMRXEMREVIWSYVGI
HMVIGXSV]SJTPEGIWXSQEOIVIJIVVEPW
0MROEKIWMR4VMQEV]
8VIEXQIRX
4VMQEV]XVIEXQIRXMWXLITIVMSH[LIREGPMIRXMW
QSWXEGXMZIP]IRKEKIH[MXLXLITVSZMHIVMR
XVIEXQIRX(YVMRKXLMWTIVMSHQER]TISTPI
[MXLHMWEFMPMXMIWJEGIGLEPPIRKIWXLEXQE]FI
EHHVIWWIHQSVIIJJIGXMZIP]XLVSYKL[IPPGLSWIR
PMROEKIW;LIXLIVXLIPMROEKIMWEGGIWWIH
XLVSYKLSRIXMQIEVVERKIQIRXWSVMW
MRGSVTSVEXIHMRXSEGSPPEFSVEXMZIXVIEXQIRXTPER
[MPPHITIRHSRXLIXVIEXQIRXEKIRG]
WTSPMGMIW
ERHXLII\XIRXSJXLIGPMIRX
WRIIHW
1ER]TISTPI[MXLHMWEFMPMXMIW[MPPEPWSLEZI
WTIGMJMGRIIHWWYGLEWXLIYWISJEHETXMZI
IUYMTQIRX[MXL[LMGLXLIXVIEXQIRXTVSZMHIV
QE]RSXFIJEQMPMEV-RJSVQIHVIWSYVGIWWYGL
EWHMWEFMPMX]EHZSGEG]KVSYTWGERLIPTIHYGEXI
TVSZMHIVWEFSYXXLIWIRIIHW
;LIRXVIEXMRKGPMIRXW[MXLHMWEFMPMXMIW
GSYRWIPSVWWLSYPHFITVITEVIHXSIRGSYRXIV
EHHMXMSREPGSQTPI\MXMIWMRWSQIVSYXMRIGEWI
QEREKIQIRXXEWOWEW[IPPEWWSQIRI[XEWOW
ERHGSRGIVRW&IGEYWIJEMPYVIXSVIGSKRM^IERH
EHHVIWWHMWEFMPMX]VIPEXIHMWWYIWGERWIVMSYWP]
YRHIVQMRIXVIEXQIRXXLI4ERIPVIGSQQIRHW
XLEXIEVP]VIJIVVEPWXSPMROEKIEKIRGMIWFIQEHI
ERHXLEXXLSWIWIVZMGIWFITVSZMHIHGSRGYVVIRX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
[MXLVEXLIVXLERJSPPS[MRKXVIEXQIRX*SV
I\EQTPIFIGEYWIIQTPS]QIRXMWPMOIP]XSFIE
TEVXMGYPEVP]GLEPPIRKMRKMWWYIVIEPMWXMG
IQTPS]QIRXKSEPWWLSYPHFIIWXEFPMWLIHIEVP]MR
XLIXVIEXQIRXTVSGIWW[MXLXLIEWWMWXERGISJE
ZSGEXMSREPVILEFMPMXEXMSREKIRG]
2YQIVSYWJEGXSVWHIXIVQMRIXLIX]TIERH
PIZIPSJEHNYWXQIRXWVIUYMVIH%QSRKXLIQSWX
SFZMSYWEVIXLIREXYVIERHWIZIVMX]SJXLI
HMWEFMPMX]XLIPIRKXLSJXMQIXLIMRHMZMHYEPLEW
LEHXLIHMWEFMPMX]XLIVIWSYVGIWXLIMRHMZMHYEP
LEWEGGIWWIHXSLIPTLMQ[MXLXLIHMWEFMPMX]XLI
TIVWSREPGLEVEGXIVMWXMGWERHWOMPPWSJXLIGPMIRX
LMWPMZMRKWMXYEXMSRERHLMWWYTTSVXW]WXIQW
0MROEKIWXSSXLIVWIVZMGIWQE]LIPTXSEHHVIWW
ERHEPPIZMEXIQER]SJXLIWITVSFPIQW8LI
JSPPS[MRKWIGXMSRWERH*MKYVITVIWIRXWSQI
SJXLIQSWXGSQQSRTVSFPIQWERHXLI[E]WMR
[LMGLPMROEKIWGERFIYWIHXSLIPTWSPZIXLIQ
%HHVIWWMRK(MWGVMQMREXMSR
%WXLIGPMIRX
WEHZSGEXIXLIXVIEXQIRXTVSZMHIV
QE]RIIHXSEHHVIWWHMWGVMQMREXMSRWTIGMJMGXS
XLIMRHMZMHYEP
WTL]WMGEPSVQIRXEPHMWEFMPMX]MR
EHHMXMSRXSXLIHMWGVMQMREXMSRXLEXQE]SGGYV
HYIXSEWYFWXERGIYWIHMWSVHIV8LIXVIEXQIRX
TVSZMHIVWLSYPHFIEFPIXSHIXIVQMRIMJE
HMWGVMQMREXSV]FEVVMIVLEWTVIZIRXIHEGPMIRX
JVSQEGGIWWMRKEVIUYMWMXIWIVZMGI ;LIR
HMWGVMQMREXMSRMWIRGSYRXIVIHXLIMRHMZMHYEP
QE]RIIHEWWMWXERGIJVSQHMWEFMPMX]VIWSYVGI
KVSYTWXSHIZIPSTERHI\IVGMWIWIPJEHZSGEG]
WOMPPW-RWSQIGEWIWMRXIVZIRXMSRF]XLI
TVSZMHIVQE]EPWSFIVIUYMVIHXSIRWYVI
EGGIWWMFMPMX]0MROEKIWMRXLMWEVIEEVII\XVIQIP]
MQTSVXERXFIGEYWIXLIXVIEXQIRXTVSZMHIVMW
YRPMOIP]XSORS[LS[XSEHZMWISVEWWMWXEGPMIRX
MJXLIGPMIRXI\TIVMIRGIWHMWGVMQMREXMSRJVSQ
ERSXLIVEKIRG]
0MROEKIWXVEXIKMIW
(MWEFMPMX]&YWMRIWW8IGLRMGEP%WWMWXERGI
'IRXIVW*IHIVEPIRJSVGIQIRXEKIRGMIW
WXEXI[MHITVSXIGXMSRERHEHZSGEG]KVSYTW
'LETXIV
Figure 4-5
Common Needs, Their Impacts, and Possible Resources
Need: Medication management
Impact on Treatment: The medication may cause the client to be disoriented or show symptoms of
illness.
Resources: Pharmacy, physician, nursing staff
Need: Self-care
Impact on Treatment: The client may be unable to feed or dress herself, aend to personal hygiene, etc.
Resources: Medical supply houses, nursing programs, aendant care, CILs, physical rehabilitation
programs
Need: Cognitively accessible materials (understandable wrien and verbal materials)
Impact on Treatment: The client may be unable to comprehend treatment goals and objectives,
directions, training materials, or other important documentation in wrien form.
Resources: Community mental health agency, Substance Abuse Resources and Disability Issues
(SARDI), National Clearinghouse, school or college counseling service or disability office
Need: Equally effective communication (accessible counseling or training sessions)
Impact on Treatment: The client is not able to participate fully in counseling sessions, lectures,
meetings or training.
Resources: Interpreters, computers, voice enhancement equipment
Need: Transportation
Impact on Treatment: The client may be unable to arrive at counseling sessions on time or reach
agencies to which she is referred.
Resources: CIL, disability service office of public transit authority, county disability programs,
volunteer assistance through United Way or other agencies, van pools, disability organizations, county
ombudsman, Retired Senior Volunteer Program (RSVP)
Need: Housing
Impact on Recovery: Because there is a shortage of low-cost housing that is also accessible, many
people with disabilities otherwise capable of independent living may have difficulty locating a stable
living situation. This may result in continued dependence on family members or caregivers whose
aitudes and actions deter recovery.
Resources: CILs
Need: Financial management
Impact on Treatment: Clients with cognitive disabilities or mental retardation may not understand
medical bills or benefits, resulting in a loss of services.
Resources: CILs, community case management services
0IKEP%MHERHSXLIVGSQQYRMX]FEWIHPIKEP
WIVZMGIW'-0WERHQER]HMWEFMPMX]EHZSGEG]
KVSYTWQE]FIEFPIXSTVSZMHIGPEVMJMGEXMSRSJ
PIKEPVIUYMVIQIRXWERHHSGYQIRXEXMSR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
(MWEFMPMX]WIVZMGIKVSYTWGEREPWSLIPTXLI
GPMIRXHIZIPSTERHI\IVGMWIWIPJEHZSGEG]
WOMPPW
0MROEKIWERH'EWI1EREKIQIRX
(MWEFMPMXMIW'SRXVMFYXIXS
7YFWXERGI9WI(MWSVHIVW
(MWEFMPMX]VIPEXIHMWWYIWGERGSRXVMFYXIXSE
WYFWXERGIYWIHMWSVHIVWERHSJXIRQYWXFI
EHHVIWWIHEWTEVXSJXLIXVIEXQIRXTVSGIWW*SV
I\EQTPIMRXLIGEWISJEVIGIRXP]EGUYMVIH
HMWEFMPMX]SVSRIXLEXMWRSXVIEHMP]ETTEVIRXXS
XLIGPMIRXEGPMIRXQE]RIIHTIIVGSYRWIPMRKSV
TW]GLSPSKMGEPGSYRWIPMRKMRXLIQMHWXSJ
XVIEXQIRXXSLIPTLMQHIEP[MXLYRVIWSPZIH
HMWEFMPMX]MWWYIW8LIHMWEFMPMX]QE]LEZILEHE
TVSJSYRHIJJIGXSRXLIUYEPMX]SJTIIV
VIPEXMSRWLMTWNSFEGGIWWWI\YEPJYRGXMSRERH
SXLIVEVIEWEPPSJ[LMGLQE]FIVIPIZERXXS
VIGSZIV]8LIMWSPEXMSRTSZIVX]I\GIWWPIMWYVI
ERHPS[WIPJIWXIIQXLEXQE]EGGSQTER]E
WIZIVIHMWEFMPMX]QE]EPWSLEZIFIIRJEGXSVWMR
XLIHIZIPSTQIRXSJXLIEFYWITEXXIVR
0MROEKIWXVEXIKMIW
'-0WERHGSQQYRMX]QIRXEPLIEPXLGIRXIVW
QE]SJJIVTIIVKVSYTERHMRHMZMHYEP
GSYRWIPMRKEW[IPPEWERI\XIRWMZIEVVE]SJ
MRJSVQEXMSRSRHMWEFMPMXMIW
2EXMSREPSVPSGEPSVKERM^EXMSRWXLEX[SVO
[MXLTISTPI[LSLEZIWTIGMJMGHMWEFMPMXMIW
WYGLEWXLI2EXMSREP1YPXMTPI7GPIVSWMW
7SGMIX]QE]EPWSSJJIVMRJSVQEXMSRSV
GSYRWIPMRKWIVZMGIWJSVTISTPI[MXL
HMWEFMPMXMIW
-RHMZMHYEPW[MXLVIGIRXP]EGUYMVIH
HMWEFMPMXMIWQE]RIIHEQIRXSVXSLIPTXLIQ
PIEVRXSQE\MQM^IQSFMPMX]ERHEGGIWW
RIIHIHWIVZMGIW
7SQITISTPI[MXLHMWEFMPMXMIWQE]FIRIJMX
JVSQWIPJEHZSGEG]WOMPPWERHEWWIVXMZIRIWW
XVEMRMRKXSIREFPIXLIQXSFITVSEGXMZIERH
WIGYVIXLIVIWSYVGIWXLI]RIIH8LMWXVEMRMRK
QE]FIEZEMPEFPIXLVSYKL'-0WZSGEXMSREP
VILEFMPMXEXMSREKIRGMIWERHGSQQYRMX]
QIRXEPLIEPXLGIRXIVW
4VSZMHIVWXEJJQE]FIYRJEQMPMEV[MXL
RYERGIWSJFILEZMSVERHGSRGIVRWJSVTISTPI
[MXLHMWEFMPMXMIW8LI]QE]FIRIJMXJVSQ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XVEMRMRKTVSZMHIHF]EGSPPEFSVEXMZITEVXRIV
[MXLI\TIVXMWIMRHMWEFMPMX]MWWYIWWYGLEWE
HMWEFMPMX]WIVZMGIKVSYTSV'-0MRSVHIVXS
VIGSKRM^IERHEHHVIWWXLIWIMWWYIW
IJJIGXMZIP]MRXVIEXQIRX
7IIOMRK)QTPS]QIRX
%OI]EVIESJGSRGIVRJSVQER]TISTPI[MXL
HMWEFMPMXMIWMWIQTPS]QIRX-XLEWFIIR
IWXMQEXIHXLEXXSTIVGIRXSJTISTPI[MXL
HMWEFMPMXMIWEVIIMXLIVYRHIVIQTPS]IHSV
YRIQTPS]IH8E]PSVIXEP0E4PERXIIXEP
0EGOSJIQTPS]QIRXQE]FIEJEGXSVMR
WYFWXERGIYWIGSRZIVWIP]EHHVIWWMRKERH
SZIVGSQMRKFEVVMIVWXSIQTPS]QIRX[MXLXLI
EMHSJGSPPEFSVEXMZITEVXRIVWQE]KVIEXP]
IRLERGIXLITVSWTIGXJSVVIGSZIV]ERHWLSYPHFI
EHHVIWWIHEWEGSQTSRIRXSJXVIEXQIRX
TPERRMRK *SVTISTPI[MXLHMWEFMPMXMIW[LSLEZI
RIZIV[SVOIHXLIPEGOSJ[SVOWOMPPWERHER
IQTPS]QIRXLMWXSV][MPPFIEREHHIHHMJJMGYPX]
MRWIGYVMRKIQTPS]QIRX
4PERRMRKJSVJYPPIQTPS]QIRX[MPPFIQSVI
GLEPPIRKMRKMRWSQIGEWIWMXQE]IZIRFIER
YRVIEPMWXMGKSEP-RWSQIGEWIWXLIXVIEXQIRX
TPERQE]GEPPJSVTEVXXMQI[SVOZSPYRXIIV
[SVOSVSXLIVEGXMZMXMIWXLEX[MPPIREFPIXLI
MRHMZMHYEPXSI\TIVMIRGIEGLMIZIQIRXERH
ETTVIGMEXMSR,S[IZIVKMZIRETTVSTVMEXI
EGGSQQSHEXMSRWERHERMQEKMREXMZIETTVSEGL
XSXLINSFWIEVGLTVSGIWWQER]QSVITISTPIEVI
IQTPS]EFPIXLERQMKLXEXJMVWXFIETTEVIRX
4VSZMHIVWWLSYPHFIE[EVIXLEXWYGGIWWJYP
WSFVMIX]ERHIQTPS]QIRXQMKLXQIERXLIPSWW
SJQIHMGEPSVSXLIVFIRIJMXWXLEXEVITIVGIMZIHEW
IWWIRXMEPJSVWYVZMZEP 4VSZMHIVWWLSYPHEPWS
VIGSKRM^IXLEXXLIVIMWERSRKSMRKREXMSREP
HIFEXIEFSYXXLIETTVSTVMEXITYFPMGEWWMWXERGI
TSPMGMIWJSVTISTPI[MXLHMWEFMPMXMIW
0MROEKIWXVEXIKMIW
7XEXIZSGEXMSREPVILEFMPMXEXMSREKIRGMIWGER
TVSZMHIGSEGLMRKSRVIWYQITVITEVEXMSRERH
'LETXIV
MRXIVZMI[WOMPPWXLI]QE]EPWSTVSZMHINSF
XVEMRMRKERHTYVGLEWIXSSPW
'-0WGERTVSZMHILIPTMRHIZIPSTMRKNSF
WOMPPWERHJMRHMRKIQTPS]QIRX
)QTPS]IVW[MXLWTIGMEPM^IHLMVMRKTVSKVEQW
EVII\GIPPIRXGSRXEGXW)QTPS]IVW[LSEVI
EFPIXSLMVIPEVKIRYQFIVWSJTIVWSRW[MXL
HMWEFMPMXMIWWYGLEW+SSH[MPP-RHYWXVMIWQE]
EPWSFIEFPIXSWYKKIWXSXLIVEKIRGMIW
0SGEPSV7XEXIGSQQMWWMSRWQE]I\MWXXLEX
EHHVIWWIQTPS]QIRXMWWYIWJSVTIVWSRW[MXL
HMWEFMPMXMIW
8LI.SF%GGSQQSHEXMSR2IX[SVOTVSZMHIW
JVIIEHZMGISREGGSQQSHEXMSRWJSVTEVXMGYPEV
XEWOWWII%TTIRHM\&
'SQQSR2IIHWSJ4ISTPI;MXL
(MWEFMPMXMIWMR4VMQEV]8VIEXQIRX
'PMIRXW[MXLHMWEFMPMXMIWQE]LEZIHMWXMRGXRIIHW
XLEXMQTEGXXVIEXQIRXERH[MPPRIIHXSFI
EHHVIWWIHXLVSYKLGEWIQEREKIQIRX-HIEPP]
XLIWIMWWYIWWLSYPHFIGSRWMHIVIHF]E
QYPXMHMWGMTPMREV]GSPPEFSVEXMZIXIEQMRGPYHMRKE
HMWEFMPMX]EHZSGEXI[SVOMRKXSKIXLIVXSEHHVIWW
XLIGPMIRX
WRIIHW*MKYVIFVMIJP]MHIRXMJMIW
RIIHWSVMWWYIWXLEXQE]EVMWIXLIMVTSWWMFPI
MQTEGXSRXVIEXQIRXERHVIWSYVGIWXLEXQMKLX
EWWMWXXLIGEWIQEREKIVMREHHVIWWMRKXLIWI
GSRGIVRW
0MROEKIWMR%JXIVGEVI
&IGEYWISJXLIQER]WMXYEXMSREPJEGXSVWXLEXQE]
JEGMPMXEXISVMQTIHIVIGSZIV]GEVIJYPTPERRMRK
JSVEJXIVGEVIMWVIUYMVIHERHPMXXPIGERFIXEOIR
JSVKVERXIH)\EQTPIWSJOI]HMJJIVIRGIWMR
EJXIVGEVIPMOIP]XSETTP]XSQER]TIVWSRW[MXL
HMWEFMPMXMIWJSPPS[
3RKSMRKERHQSVIJVIUYIRXQSRMXSVMRKQE]
FIVIUYMVIHWSQIXMQIWYWMRKHMJJIVIRX
GSQQYRMGEXMSRGLERRIPW
*VMIRHWJEQMP]ERHEHZSGEXIWEVISJXIR
IWTIGMEPP]QEXIVMEPXSXLIVIGSZIV]SJE
TIVWSR[MXLEGSI\MWXMRKHMWEFMPMX]FIGEYWISJ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
ELMKLIVHIKVIISJVIPMERGISRXLIMVGEVIERH
WYTTSVX
8LIGMVGPISJTISTPIMRZSPZIH[MXLVIGSZIV]
QE]FIPEVKIVJSVI\EQTPIXLIWYTTSVXSJ
EXXIRHERXWVIWMHIRXMEPJEGMPMX]WXEJJSVLSQI
LIEPXLGEVITVSZMHIVWQE]FIGVMXMGEP
1SHMJMGEXMSRWXSlX]TMGEPzEJXIVGEVITPERWEVI
PMOIP]XSFIVIUYMVIH4VSZMWMSRWJSV
XVERWTSVXEXMSRERHGSQQYRMGEXMSREMHIW
QE]FIRIGIWWEV]
7IVZMGIGSSVHMREXMSRERHGEWIQEREKIQIRX
VIWTSRWMFMPMXMIWEVIQSVITVSQMRIRXERHXMQI
GSRWYQMRKXLERJSVGPMIRXW[MXLSYX
HMWEFMPMXMIW
8LIXVERWMXMSRGSYRWIPSVJSVXLIVIJIVVMRK
TVSKVEQQE]RIIHXSFVMIJSYXTEXMIRX
TVSKVEQWXEJJSRXLIGPMIRX
WRIIHW
JYRGXMSREPPMQMXEXMSRWERHGETEFMPMXMIWERH
WYKKIWXEGGSQQSHEXMSRWSVQSHMJMGEXMSRWXS
YWYEPTVSGIHYVIW
9WMRK0MROEKIWXS%HHVIWW
'SQQSR'LEPPIRKIW
(IZIPSTMRKMRXIVEKIRG]PMROEKIW
%GGSQTPMWLMRKPMROEKIWXSSXLIVEKIRGMIWGERRSX
FIXEOIRJSVKVERXIHERHEHHMXMSREPWXITWQE]
FIVIUYMVIH&EPPI[ERH1MROMHIRXMJ]
JMZIlXEWOWzVIPEXIHXSPMROMRKXLEXWLSYPHFI
EHHVIWWIHTVMSVXSGPMIRXGSRXEGX[MXLXLI
VIWSYVGIEKIRG]WII*MKYVI
*SVTISTPI[MXLHMWEFMPMXMIWMXMWMQTSVXERX
XLEXXLIXVIEXQIRXTVSZMHIVRSXWIRHXLIGPMIRXXS
ERSXLIVEKIRG]JSVGEVI[MXLSYXJMVWXGLIGOMRKXS
IRWYVIXLEXXLIGPMIRX[MPPFIEFPIXSEGGIWWXLI
WIVZMGIW*SVI\EQTPIMRXLITVSGIWWSJ
VILIEVWMRKXLITPERHIWGVMFIHEFSZIXLI
TVSZMHIVQE]JMRHXLEXEPEGOSJVEQTWTSSV
JEGMPMXMIWJSVFEXXIV]QEMRXIRERGIJSV
[LIIPGLEMVWSVMREGGIWWMFMPMX]XSTYFPMG
XVERWTSVXEXMSRQE]FIWMKRMJMGERXFEVVMIVWJSVXLI
GPMIRX
7TIGMJMGTVSFPIQWSPZMRKWXITW[MPPZEV]JVSQ
GPMIRXXSGPMIRXJSVWSQIMXQE]FIMQTSVXERXXS
IRWYVIXLEXWSQISRIEGGSQTERMIWXLIGPMIRXXS
0MROEKIWERH'EWI1EREKIQIRX
Figure 4-6
Five Linkage Tasks
1. Enhancing client’s commitment to following
through with contacting the resource
2. Carefully planning the client’s initial contact
with the other agency
3. Analyzing the potential obstacles that might
hinder successful contact
4. Modeling and rehearsing the implementation
5. Summarizing for the client what was learned
in steps one through four
Source: Ballew and Mink, 1996, pp. 235–236.
XLIJMVWXQIIXMRK*SVSXLIVWEWMQTPIHVE[MRK
SJXLIVSYXIWLS[MRKFYWWXSTERHVEQT
PSGEXMSRWQE]WYJJMGMIRXP]EPPIZMEXIER\MIX]XS
IREFPIXLIMRHMZMHYEPXSQEOIXLIGSRRIGXMSR
[MXLSYXJYVXLIVEWWMWXERGI
0MROEKIWXVEXIKMIW
(MWEFMPMX]EHZSGEG]EKIRGMIWQE]FIEFPIXS
WYKKIWXIJJIGXMZIGSQQYRMGEXMSRERH
QIQSVM^EXMSRWXVEXIKMIW
%PGSLSPMGW%RSR]QSYWMRXIVKVSYTSJJMGIW
WLSYPHFIEFPIXSMHIRXMJ]QIIXMRKWXLEXEVI
EFPIXSEGGSQQSHEXITISTPI[MXLHMWEFMPMXMIW
LS[IZIVEPPQIIXMRKWWLSYPHFIZMWMXIHJMVWX
XSIRWYVIXLEXXLMWMRJSVQEXMSRMWGSVVIGX
7SQIPSGEPQIIXMRKWQE]FI[MPPMRKXS
TVSZMHIEKYMHISVlFYHH]zXSLIPTXLIGPMIRX
EXXIRHERHTEVXMGMTEXIMRQIIXMRKW
-XQE]FILIPTJYPSVRIGIWWEV]JSVWSQISRIXS
XEOIXLIGPMIRXXSEWIVZMGIEKIRG]*SV
I\EQTPIXLMWX]TISJEWWMWXERGIQE]FIRIJMX
TIVWSRW[LSWIGSKRMXMZIMQTEMVQIRXWQEOI
MXHMJJMGYPXXSJSPPS[HMVIGXMSRWERHTIVWSRW
[MXLQSFMPMX]MQTEMVQIRXW[LSWIGSRGIVRW
EFSYXEGGIWWMFMPMX]QE]SXLIV[MWITVIZIRX
XLIMVEGXMRKSRXLIVIJIVVEP8LMWVSPIQE]FI
XEOIRF]EHIWMKREXIHERGLSVEJEQMP]
QIQFIVJVMIRHHMWEFMPMX]WIVZMGIEHZSGEXI
GLYVGLQIQFIVTEVSPISVTVSFEXMSRSJJMGIV
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TIIVSVQIRXSVEXXIRHERXLIEPXLGEVI
[SVOIVZSGEXMSREPVILEFMPMXEXMSRWXEJJ
QIQFIVGEWI[SVOIVSVZSPYRXIIV
4IVWSRW[MXLHMWEFMPMXMIWSR
QIHMGEXMSR
8LIRIIHJSVQIHMGEXMSRVIUYMVIHFIGEYWISJE
HMWEFMPMX]QE]QIERXLEXEGPMIRXMWRSXZMI[IH
EWlGPIERz%GPMIRX[MXLEQIRXEPHMWEFMPMX]QE]
VIP]SRTVIWGVMTXMSRHVYKWXSWXEFMPM^IQSSHERH
VIHYGIXLIRIKEXMZIMQTEGXSJXLIHMWSVHIVE
GPMIRX[MXLETL]WMGEPHMWEFMPMX]QE]HITIRHSR
TEMRQIHMGEXMSRERHEGPMIRX[MXLITMPITW]QE]
YWIHMPERXMREFEVFMXYVEXIPMOIHVYKXSGSRXVSP
WIM^YVIW7SQI7XITTVSKVEQWQE]ZMI[
WYGLQIHMGEXMSRWEWElGVYXGLz7SQILEPJ[E]
LSYWIWQE]EPWSLEZITSPMGMIWXLEX[SYPHHIR]
EHQMXXERGIXSTISTPI[LSEVIYWMRKXLIWISV
WMQMPEVQIHMGEXMSRWIZIRXLSYKLWYGLTSPMGMIW
EVIMRGSRJPMGX[MXLXLI%(%
%GPMIRX
WTL]WMGMERQE]MREHZIVXIRXP]FI
IREFPMRKEGPMIRX
WWYFWXERGIYWI%TL]WMGMER
[LSMWWMRGIVIP]XV]MRKXSLIPTLMWTEXMIRXQMKLX
TVIWGVMFITEMRQIHMGEXMSRJSVEGLVSRMGTL]WMGEP
HMWEFMPMX]VEXLIVXLERMRZIWXMKEXMRKEPXIVREXI
QIERWSJQEREKMRKXLITEMR3XLIVTVIWGVMTXMSR
QIHMGEXMSRWGERFIGSQIHVYKWSJEFYWI*SV
QSVIMRJSVQEXMSRSRXLIEFYWISJTVIWGVMTXMSR
ERHSZIVXLIGSYRXIVQIHMGEXMSRWWII8-4
7YFWXERGI%FYWI%QSRK3PHIV%HYPXW'7%8
0MROEKIWXVEXIKMIW
2IKSXMEXI[MXLlHS[RWXVIEQzTVSZMHIVWXS
IRWYVIXLEXWIVZMGIWEVIEZEMPEFPIXSTISTPI
VIKEVHPIWWSJXLIMVQIHMGEXMSRYWI
'SRXEGXXLI%QIVMGER7SGMIX]SJ%HHMGXMSR
1IHMGMRIXSSFXEMRXLIREQIWSJTL]WMGMERW
ORS[PIHKIEFPIEFSYXEHHMGXMSRWJEGMPMXEXIE
GSRWYPXEXMSR[MXLXLIGPMIRX
WTL]WMGMER
%VVERKIJSVXLIXVIEXQIRXEKIRG]
WWXEJJ
TL]WMGMERXS[VMXIERSXIXSXLITVMZEXI
TL]WMGMERSRJSPPS[YTTPERRMRKERHWYKKIWX
EQIIXMRK
'LETXIV
;SVO[MXLLIEPXLQEMRXIRERGISVKERM^EXMSRW
XSHIZIPSTTL]WMGMERTVSXSGSPWXLEXTVSZMHI
KYMHERGISRXLIHMWXMRGXMSRFIX[IIRIREFPMRK
WYFWXERGIYWIERHETTVSTVMEXITEMR
QEREKIQIRX
*EQMP]ERHGEVIKMZIVW
*EQMP]ERHGEVIKMZIVWQE]FIFEVVMIVWXS
XVIEXQIRXVEXLIVXLERWSYVGIWSJWYTTSVX*SV
ER]RYQFIVSJVIEWSRWIKXSQEOIPMJIIEWMIV
JSVXLIQWIPZIWXSQEMRXEMRGYVVIRXTEXXIVRWSJ
VIPEXMSRWLMTJEQMP]QIQFIVWQE]GSRXVMFYXIXS
XLIMRHMZMHYEP
WGSRXMRYIHWYFWXERGIYWI-R
WSQIGEWIWXLI]QE]HSWS[MXLXLIFIWXSJ
MRXIRXMSRW&IGEYWIXLI]JIIPWSVV]JSVXLI
TIVWSR[LSMWHMWEFPIHXLI]QE]IZIR
IRGSYVEKIWYFWXERGIYWIEWE[E]JSVXLIMV
JEQMP]QIQFIVXSJIIPFIXXIVEFSYXLIVWIPJ
7GLEWGLPERH7XVE[8LIJEQMP]ERH
SXLIVGEVIKMZIVWQE]EPWSFISZIVTVSXIGXMZISJ
XLIMRHMZMHYEPERHYRHIVQMRIXLITSXIRXMEPJSVE
KVIEXIVHIKVIISJMRHITIRHIRGI3RXLISXLIV
LERHXLI]QE]FI[IEV]JVSQXLIWXVEMRSJ
TVSZMHMRKGEVIERHETTIEVMRHMJJIVIRXXSXLI
VIGSZIV]TVSGIWW*SVXLIWIVIEWSRWJEQMP]ERH
GEVIKMZIVWWLSYPHFIMRGPYHIHMRXVIEXQIRX
TPERRMRK[LIRIZIVTSWWMFPI
0MROEKIWXVEXIKMIW
*EQMP]GSYRWIPMRKWIVZMGIWTVSZMHIH
XLVSYKLEGSQQYRMX]QIRXEPLIEPXLEKIRG]
QE]LIPTJEQMP]GEVIKMZIVWXSJYRGXMSREW
IJJIGXMZIlERGLSVWz
*EQMPMIWWLSYPHFIMRGPYHIHMRVIIRXV]
TPERRMRKXLVSYKLVIPIEWIWJVSQXLIGPMIRX
6IGSQQIRHPMXIVEXYVIXSJEQMPMIWXLEX
EHHVIWWIWIREFPMRKFILEZMSVMRKIRIVEPERH
JSVTISTPI[MXLHMWEFMPMXMIWMRTEVXMGYPEV
(MWEFMPMX]VIWSYVGIEKIRGMIWQE]FIEFPIXS
TVSZMHILIPTJYPPMXIVEXYVI
*SVWSQIJEQMPMIWJIHIVEPQSRI]JSVVIWTMXI
GEVIQE]FIEZEMPEFPI
-RJSVQEXMSRSRVIWTMXIGEVISVVIWTMXI
WIVZMGIWQE]FIEZEMPEFPIXLVSYKLXLI7XEXI
9RMXJSV(IZIPSTQIRXEP(MWEFMPMXMIWXLI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
9RMXIH;E]ERHXLI7SGMEP7IVZMGI
'PIEVMRKLSYWI
-WSPEXMSRSJGPMIRX
7SQITISTPILEZII\TIVMIRGIHMWSPEXMSRFIGEYWI
SJXLIMVHMWEFMPMXMIWERHQE]LEZIEVIPEXMZIP]
PMQMXIHWSGMEPGMVGPI-JMWSPEXMSR[EWE
GSRXVMFYXMRKJEGXSVMRXLIHIZIPSTQIRXSJ
EHHMGXMZIFILEZMSVXLIVIXYVRXSVIPEXMZI
MWSPEXMSREJXIVXLIMRXIRWMX]SJXVIEXQIRXMWSJ
IZIRKVIEXIVGSRGIVR&IGEYWIXLIWIPJGEVIERH
TVITEVEXMSRVIUYMVIHXSPIEZILSQIEVIXMQI
GSRWYQMRKERHQE]TVSHYGIER\MIX]TISTPI
[MXLHMWEFMPMXMIWQE]LEZIQSVIHMJJMGYPX]KSMRK
SYXXSIRKEKIMRWSGMEPGSRXEGXW'PMIRXW[LS
TIVGIMZISTXMSRWJSVWSGMEPGSRXEGXEWPMQMXIH
QE]LEZITEVXMGYPEVHMJJMGYPX]VIJYWMRKEPGSLSP
JVSQJVMIRHW[LSZMWMXERHEWWYQIXLEXEPGSLSP
[MPPFIWLEVIH
0MROEKIWXVEXIKMIW
4VEGXMGEPWXITWWLSYPHFIXEOIRXSGSRRIGXXLI
GPMIRX[MXLEREGGIWWMFPIWSFVMIX]KVSYTSV
VIGSZIV]GSQQYRMX]-X[MPPFILIPTJYPXS
LEZIWSQISRIEZEMPEFPIXSEGGSQTER]E
GPMIRXEXJMVWXSVLEZILMQFIKMRTEVXMGMTEXMRK
MRXLIWITVSKVEQWWIZIVEP[IIOWFIJSVILIMW
HMWGLEVKIH
*SVTISTPI[LSWIMRXIVEGXMSRWOMPPWEVI
PMQMXIHXVEMRMRKMRWSGMEPWOMPPWSVTIIV
GSYRWIPMRKQE]FILIPTJYP8VEMRMRKQE]FI
EZEMPEFPIXLVSYKL'-0WGSQQYRMX]QIRXEP
LIEPXLGIRXIVWYRMZIVWMX]HMWEFMPMX]WXYHIRX
WIVZMGIWZSGEXMSREPVILEFMPMXEXMSRTVSKVEQW
ERHTVSKVEQWJSVQIRXEPVIXEVHEXMSRERH
HIZIPSTQIRXEPHMWEFMPMXMIW
)WXEFPMWLGSRRIGXMSRW[MXLTIIVVSPIQSHIPW
IWTIGMEPP]XLSWI[MXLHMWEFMPMXMIWXLVSYKL
7XITKVSYTWERHHMWEFMPMX]EHZSGEG]WIVZMGI
KVSYTW
7SQIHMWEFMPMX]SVKERM^EXMSRWWYGLEW'-0W
,-:EKIRGMIW%QIVMGER'SYRGMPSJXLI&PMRH
7IVZMGI'IRXIVWERH(ITEVXQIRXSJ
:IXIVERW
%JJEMVWSJJMGIWSJJIVWYTTSVX
KVSYTWERHWSGMEPEGXMZMXMIW
0MROEKIWERH'EWI1EREKIQIRX
:EVMSYWGSQQYRMX]KVSYTWQE]WTSRWSV
WYFWXERGIJVIITMGRMGWERHTEVXMIW
0MQMXEXMSRWSJHMWEFMPMX]
%HMWEFMPMX]QE]PMQMXXLIPIMWYVIEGXMZMXMIW
EZEMPEFPIXSEGPMIRX*SVXLSWI[MXLQSHIVEXIXS
WIZIVIHMWEFMPMXMIWXLIREXYVISJXLIHMWEFMPMX]
QE]VIUYMVIWTIGMEPEXXIRXMSRJSVMHIRXMJ]MRK
WYMXEFPIPIMWYVIEGXMZMXMIW3YXWMHISVKERM^EXMSRW
GERFII\XVIQIP]YWIJYPMRJMRHMRKSV
IWXEFPMWLMRKWYGLEGXMZMXMIW
0MROEKIWXVEXIKMIW
-JHMWEFMPMX]KVSYTW[MXL[LSQXLIGPMIRXMW
EJJMPMEXIHYWIEPGSLSPEWERMRXIKVEPTEVXSJ
WSGMEPJYRGXMSRW XLITVSZMHIVQE]SJJIV
E[EVIRIWWIHYGEXMSRJSVQEPP]SVMRJSVQEPP]
XSIRGSYVEKIXLITVSZMWMSRSJRSREPGSLSPMG
EPXIVREXMZIW1ER]HMWEFMPMX]VIPEXIH
GSQQYRMX]SVKERM^EXMSRW[SYPHFI[MPPMRK
XSHIZIPSTWYFWXERGIJVIIEGXMZMXMIWMJXLI]
[IVIE[EVISJXLIHMJJMGYPXMIWJEGIHF]TISTPI
[MXLHMWEFMPMXMIWPIEZMRKXVIEXQIRXERHXV]MRK
XSQEMRXEMRWSFVMIX]
4VSZMHIVWWLSYPHJEGMPMXEXIGSRXEGX[MXLPSGEP
TEVOWERHVIGVIEXMSRHITEVXQIRXW9RHIV
XLI%(%TYFPMGTEVOWERHVIGVIEXMSREVIRSX
TIVQMXXIHXSI\GPYHITISTPI[MXLHMWEFMPMXMIW
JVSQIZIRXWJSV[LMGLXLI]EVIlSXLIV[MWI
UYEPMJMIHzSVPIZ]WYVGLEVKIW[LIRXLI]
TEVXMGMTEXI
1ER]KVSYTWSJJIVGLEPPIRKMRKSYXHSSVSV
WTSVXWEGXMZMXMIWWTIGMJMGEPP]EHETXIHJSV
TISTPI[MXLHMWEFMPMXMIW4VSZMHIVWGER
GSRXEGXKVSYTWWYGLEWXLI&PMRH3YXHSSV
0IMWYVI(IZIPSTQIRX&30(;LIIPGLEMV
3P]QTMGWERH;MPHIVRIWW-RXIVREXMSREP
8LI2EXMSREP0MFVEV]7IVZMGIWJSVXLI&PMRH
ERH4L]WMGEPP],ERHMGETTIHGERTVSZMHI
QEXIVMEPWSRVIGVIEXMSREPEGXMZMXMIWWII
%TTIRHM\&7XEXIERHPSGEPPMFVEVMIWJSVXLI
FPMRHERHTL]WMGEPP]HMWEFPIH[MPPEPWSLEZI
VIWSYVGIWEZEMPEFPI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
9RGIVXEMRGPMIRX–IQTPS]IV
VIPEXMSRWLMT
'PMIRXW[LSEVIIQTPS]IHQE][MWLXSEZSMH
MRZSPZMRKXLIMVIQTPS]IVMREVIGSZIV]TPERJSV
JIEVSJNISTEVHM^MRKIQTPS]QIRX-RWSQI
MRWXERGIWXLIIQTPS]IV
WTSPMGMIWQE]XLVIEXIR
VIGSZIV];LMPIXLIWIEVIGSQQSRGPMIRX
GSRGIVRWTISTPI[MXLHMWEFMPMXMIWSJXIRLEZI
QSVIHMJJMGYPX]WIGYVMRKIQTPS]QIRXERH
XLSYKLXJYPQEREKIQIRXSJXLIVIXYVRXS
IQTPS]QIRXQE]FIIWTIGMEPP]MQTSVXERX
0MROEKIWXVEXIKMIW
(&8%'WPSGEPHMWEFMPMX]PE[GIRXIVW)UYEP
)QTPS]QIRX3TTSVXYRMX]'SQQMWWMSRERH
GMZMPVMKLXWGSQQMWWMSRWSVSJJMGIWQE]
TVSZMHIPIKEPGSYRWIPSVMRJSVQEXMSR
GSRGIVRMRKIQTPS]QIRXMWWYIW
)RGSYVEKIXLIGPMIRXXSYWI)QTPS]II
%WWMWXERGI4VSKVEQWMJXLI]EVIEZEMPEFPI
'SRWMHIVQIIXMRK[MXLXLIIQTPS]IVXS
JEGMPMXEXIYRHIVWXERHMRKSJVIGSZIV]RIIHW
WYGLEWTVSZMHMRKEREPXIVREXMZIXSEPGSLSP
EX[SVOVIPEXIHIZIRXW
0SRKIVQSRMXSVMRKTIVMSHRIIHIH
1SVIJVIUYIRXQSRMXSVMRKSZIVEPSRKIVTIVMSH
SJXMQIXLERMWGSQQSRQE]FIVIUYMVIHJSV
TISTPI[MXLHMWEFMPMXMIW'VIEXMZIWXVEXIKMIWQE]
FIRIIHIHXSIRWYVIXLEXQSRMXSVMRKSGGYVW[MXL
WYJJMGMIRXJVIUYIRG]XSMHIRXMJ]VIPETWIXVMKKIVW
MRWTMXISJJYRHMRKPMQMXEXMSRW*SVI\EQTPII
QEMPSVEYXSQEXIHXIPITLSRIGEPPWLEZIFIIR
YWIHXSJEGMPMXEXIQSRMXSVMRKXLEXVIUYMVIWPIWW
XMQIXLERHMVIGXSVJEGIXSJEGIGSRXEGX
0MROEKIWXVEXIKMIW
9WIE'SQQYRMX],IEPXL6ETEPMRIXLEX
IREFPIWXLILIEPXLTVSJIWWMSREPXSVIGSVH
ERW[IVWXSUYIWXMSRWERHQEOIXLIQ
EZEMPEFPIXSSXLIVW
7IXYTXIPITLSRIWYTTSVXKVSYTWXLEXIREFPI
TISTPIXSEGGIWWEXIPITLSRIGSRJIVIRGIMR
PMIYSJEJEGIXSJEGIQIIXMRK
'LETXIV
%YXSQEXIHTIVMSHMGXIPITLSRIGSRXEGXGERFI
YWIHXSHIXIGXERHTVIZIRXVIPETWIE
XIPITLSRIVIQMRHIVW]WXIQQE]FI
TEVXMGYPEVP]YWIJYPJSVTEXMIRXW[MXLQIQSV]
MQTEMVQIRXW%PIQMIXEP
'SQQYRMX]4EVXRIVWLMTW
8SSSJXIRXLIRIIHWSJTISTPI[MXLHMWEFMPMXMIW
[LSLEZIWYFWXERGIYWIHMWSVHIVWEVIIMXLIVRSX
QIXEXEPPSVQIXMREHIUYEXIP]1ER]W]WXIQMG
JEGXSVWGERGSRXVMFYXIXSTSSVSVRSRI\MWXIRX
XVIEXQIRX&IGEYWISJXLIWIW]WXIQMGFEVVMIVWXS
XVIEXQIRXQER]FIPMIZIEWHSIW6IFIGGE7EKIV
%WLIV]XLEXGEWIQEREKIQIRXQYWXMRZSPZI
EGXMZIGSQQYRMX]EHZSGEG]ERHW]WXIQW
MRXIVZIRXMSRMRSVHIVXSFIXVYP]IJJIGXMZI
%WLIV]8LIEGXMZMXMIWSJWYGLEGSEPMXMSR
GSYPHWLIWYKKIWXWMRGPYHI
(SGYQIRXEXMSRSJKETWMRWIVZMGIW
(SGYQIRXEXMSRSJWIVZMGIHYTPMGEXMSR
)\EQMREXMSRSJIPMKMFMPMX]GVMXIVME
*SVQEXMSRSJEGSQTVILIRWMZIVIJIVVEP
RIX[SVO[MXLJSVQEPM^IHQIGLERMWQWSJ
VIJIVVEP
(IZIPSTQIRXSJGSQQYRMGEXMSRGLERRIPW
FIX[IIREKIRGMIW
%FMPMX]XSQIVKIWIVZMGIW[LIVIRIIHIH
%FMPMX]XSEHHVIWWKETWMRWIVZMGIW
4SPMXMGEPEHZSGEG]JSVQSVIVIWSYVGIWERHSV
QEOMRKGLERKIWMRXLIWIVZMGIW]WXIQ
(EXEGSPPIGXMSRERHIZEPYEXMSR
5YEPMX]EWWYVERGISJTVSKVEQW
7YFWXERGIYWIHMWSVHIVXVIEXQIRXTVSZMHIVW
ERHHMWEFMPMX]WIVZMGITVSZMHIVWGERERHLEZI
[SVOIHXSKIXLIVXSQIIXSRISVQSVISJXLIWI
KSEPW*SVXLSWIWIIOMRKW]WXIQMGGLERKIEOI]
WXITLEWFIIRGSPPIGXMRKHEXEXLEXHIQSRWXVEXI
YRQIXRIIHW*SVI\EQTPIHEXEHIVMZIH
XLVSYKLWGVIIRMRKTISTPIJSVHMWEFMPMXMIWQE]FI
YWIJYPMREHZSGEXMRKJSVMRGVIEWIHJYRHMRK
TEVXMGYPEVP][LIRWIZIVEPTVSZMHIVWEVIEFPIXS
SJJIVWMQMPEVHEXE(MWEFMPMX]SVKERM^EXMSRWQE]
EPWSFIEFPIXSTVSZMHIHEXESRXLITVIZEPIRGISJ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
GIVXEMRHMWEFMPMXMIW[MXLMREKMZIREVIEEHHMRK
WTIGMJMGMX]XSIWXMQEXIWSJYRQIXRIIHW7YGL
HEXEGERFIYWIHXSNYWXMJ]RI[VMWOTSSPWERH
GVIEXIJYRGXMSREPGEVZISYXWXLEXFIRIJMXTIVWSRW
[MXLHMWEFMPMXMIW[LSLEZIWYFWXERGIYWI
HMWSVHIVW&]WLEVMRKXLIWIHEXE[MXLHIGMWMSR
QEOIVWMRQEREKIHGEVISVTYFPMGLIEPXLTSPMG]
GSEPMXMSRWGERLIPTGVIEXIERE[EVIRIWWSJRIIHW
XLEXQE]PIEHXSIRLERGIHVIWSYVGIW
4VSZMHIVWGSRGIVRIH[MXLGSQQYRMX]
EHZSGEG]QE]IMXLIVWXEVXEXEWOJSVGIJVSQ
WGVEXGLSVGSRZMRGIERI\MWXMRKXEWOJSVGIXS
[SVOXSMQTVSZIEGGIWWXSWYFWXERGIYWI
HMWSVHIVXVIEXQIRXJSVTISTPI[MXLHMWEFMPMXMIW
8LSWI[LSWLSYPHFIVITVIWIRXIHSRWYGLXEWO
JSVGIW[MPPZEV]EGGSVHMRKXSGSQQYRMX]
GLEVEGXIVMWXMGWERHXEWOJSVGIKSEPW'SQQSR
TEVXMGMTERXWMRGPYHIVITVIWIRXEXMZIWSJXVIEXQIRX
TVSKVEQWVILEFMPMXEXMSRWIVZMGIWHMWEFMPMX]
EHZSGEG]SVWIVZMGISVKERM^EXMSRWQIRXEPLIEPXL
EKIRGMIWZSPYRXIIVSVKERM^EXMSRWJYRHIVW
GSQQYRMX]PIEHIVWERHGSRWYQIVWSJHMWEFMPMX]
ERHWYFWXERGIYWIHMWSVHIVXVIEXQIRXWIVZMGIW
1ER]TVSZMHIVWLEZIGLSWIRXS[SVO
XLVSYKLI\MWXMRKGSEPMXMSRW*SVXYREXIP]MRXLI
EVIRESJWYFWXERGIEFYWITVIZIRXMSRQER]PSGEP
GSEPMXMSRWI\MWXXLVSYKLSYXXLI9RMXIH7XEXIW
[LSWIQMWWMSRMWXSVIHYGIWYFWXERGIEFYWIMRE
GSQQYRMX]7II*MKYVIJSVEJI[I\EQTPIW
JVSQXLI7XEXISJ'EPMJSVRME8LIWIGSEPMXMSRW
QE]FIJYRHIHF]PSGEP7XEXISV*IHIVEPWSYVGIW
SVF]TVMZEXIJSYRHEXMSRW1ER]SJXLIWI
SVKERM^EXMSRWLEZIFSEVHQIQFIVW[LSEVI
GSRGIVRIHEFSYXXLITVIZEPIRGISJWYFWXERGIYWI
MRXLIMVGSQQYRMX],S[IZIVQIQFIVWSJ
XLIWISVKERM^EXMSRWEVISJXIRYRE[EVISJXLI
HIKVIIXS[LMGLTISTPI[MXLHMWEFMPMXMIWEVI
EJJIGXIHF]WYFWXERGIYWIHMWSVHIVW8VIEXQIRX
TVSZMHIVW[LSEVIEFPIXSHIQSRWXVEXIRIIHERH
WYKKIWXWTIGMJMGEGXMZMXMIWXLEX[SYPHFIRIJMXXLI
GSQQYRMX]QE]TIVWYEHIXLIWIEPVIEH]JYRHIH
GSQQYRMX]GSEPMXMSRWXSEWWMWXMRQEOMRK
GLERKIWXLEX[MPPFIRIJMXTISTPI[MXLGSI\MWXMRK
HMWEFMPMXMIW
0MROEKIWERH'EWI1EREKIQIRX
8VIEXQIRXTVSZMHIVWMRXIVIWXIHMR
ETTVSEGLMRKI\MWXMRKGSEPMXMSRWQE][ERXXS
GSRWMHIVEHETXMRKXLIJSPPS[MRKWXITF]WXIT
WXVEXIK]
-HIRXMJ]EPSGEPGSYRX][MHISVWXEXI[MHI
IJJSVX[LSWIQMWWMSRMXMWXSLIPTVIHYGI
WYFWXERGIYWI1SXLIVW%KEMRWX(VYRO
(VMZMRK+SZIVRSV
W%PPMERGIWJIHIVEPP]
JYRHIHGSQQYRMX]TEVXRIVWLMTWERH
GSEPMXMSRWFSEVHWSJPEVKITVIZIRXMSRERH
XVIEXQIRXEKIRGMIW
(IZIPSTERHTVIWIRXMHIEPP]MRGSRGIVX[MXL
EHMWEFMPMX]WIVZMGIWTVSZMHIVXLIMWWYIWSJ
TISTPI[MXLGSI\MWXMRKHMWSVHIVW
+EMRGSQQMXQIRXXSTVSZMHIJYVXLIV
IHYGEXMSRERHXVEMRMRKMRGPYHMRKXLI
HIZIPSTQIRXSJEWLSVXXIVQEGXMSRTPERXLEX
MRGPYHIWGSRWXMXYIRG]
)ZEPYEXILS[IJJIGXMZIXLITEVXRIVWLMTMWMR
LIPTMRKTISTPI[MXLHMWEFMPMXMIW
4YFPMGM^IERHVI[EVHXLIIJJSVXWSJXLI
GSEPMXMSRSVTEVXRIVWLMT[MXLTYFPMG
EGORS[PIHKQIRX
*MKYVI
)\EQTPIWSJ'SQQYRMX]'SEPMXMSRW
8LI(MWEFMPMX]7YFWXERGI%FYWI8EWO*SVGIRS[XLI'SRKVIWWSR'LIQMGEP(ITIRHIRGIERH
(MWEFMPMX]0SW%RKIPIW'SYRX]'EPMJSVRME
4YVTSWI8SVIQIH]XLIlYRNYWXI\GPYWMSRJVSQEPGSLSPERHHVYKEFYWIWIVZMGIWSJTISTPI[MXL
HMWEFMPMXMIWzHI1MVERHEERH'LIVV]
6ITVIWIRXEXMZI%GGSQTPMWLQIRXW%PP0SW%RKIPIW'SYRX]EPGSLSPWIVZMGIHIPMZIV]GSRXVEGXWRS[
MRGPYHIWTIGMJMGPERKYEKIQERHEXMRKXLEXIEGLTVSKVEQTVITEVIETPERXSMRGVIEWIMXWEGGIWWMFMPMX]XS
TISTPI[MXLHMWEFMPMXMIW8LI'SYRX]EPWSVIUYMVIWEPPRI[XVIEXQIRXWIVZMGITVSKVEQWXSFIJYPP]
EGGIWWMFPIXSTIVWSRW[MXLTL]WMGEPMQTEMVQIRXW
(MWEFPIH%GGIWW'SSVHMREXMRK'SQQMXXII3VERKI'SYRX]'EPMJSVRME
4YVTSWI8SIRWYVIXLEXEPGSLSPXVIEXQIRXTVSKVEQWGSQTPMIH[MXL7IGXMSRSJXLI6ILEFMPMXEXMSR
%GXSJ
6ITVIWIRXEXMZI%GGSQTPMWLQIRXW8LIGSQQMXXIIGSRHYGXIHERIIHWEWWIWWQIRXERHJEGMPMXMIWWYVZI]
ERHMWGYVVIRXP]TVSHYGMRKEWIVMIWSJVIGSQQIRHEXMSRWXSMQTVSZIEGGIWWMFMPMX]XLVSYKLSYXXLI
EPGSLSPEFYWIWIVZMGIWW]WXIQ
'SEPMXMSRSR(MWEFMPMX]ERH'LIQMGEP(MWEFMPMX]7ER*VERGMWGS&E]%VIE'EPMJSVRME
4YVTSWI8SGVIEXIERIX[SVOSJEKIRGMIWXLEX[SYPHHSGYQIRXXLIRIIHJSVETTVSTVMEXIWIVZMGIWJSV
TISTPI[MXLHMWEFMPMXMIWMRXLIEVIEERHXSIRGSYVEKIGVIEXMZIGSSVHMREXMSRRIX[SVOMRKERHGVSWW
XVEMRMRKEQSRKEVIEEPGSLSPHVYKERHHMWEFMPMX]TVSKVEQW
%GGSQTPMWLQIRXW8LIGSEPMXMSRLIPHEGSRJIVIRGI[LMGLMRGPYHIHGVSWWXVEMRMRKWIWWMSRWERHGSYRX]
GEYGYWIWXSIRGSYVEKIEHZSGEG]WTSRWSVIH[SVOWLSTWSRWYFWXERGIYWIHMWSVHIVTVIZIRXMSR
EQSRK]SYRKTIVWSRW[MXLHMWEFMPMXMIWERHGSRHYGXIHERIIHWEWWIWWQIRXXSHSGYQIRXXLI
TVIZEPIRGISJHVYKYWIEQSRKTIVWSRW[MXLHMWEFMPMXMIWMRXLIEVIE
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%HQMRMWXVEXMZI8EWOW
;
LMPIMXMWMQTSVXERXJSVWYFWXERGI
EFYWIGSYRWIPSVWXSYRHIVWXERHXLI
IQSXMSREPERHTVEGXMGEPRIIHWSJ
MRHMZMHYEPW[LSEVIPMZMRK[MXLGSI\MWXMRK
HMWEFMPMXMIWTVSKVEQEHQMRMWXVEXSVWEPWSTPE]ER
MQTSVXERXVSPIMRXLIMVXVIEXQIRXF]IRWYVMRK
XLEXWXEJJEVITVSTIVP]XVEMRIHERHF]QSHMJ]MRK
GSQTSRIRXWSJTVSKVEQWEWRIIHIH7YFWXERGI
YWIHMWSVHIVXVIEXQIRXTVSKVEQWWLSYPHXEOI
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HMWEFMPMXMIWETTP]WTIGMJMGQIEWYVIWXSIPMQMREXI
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8LIVIEVIHIJMRMXIPIKEPERHIXLMGEP
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TVIWIRXWEVIEPSTTSVXYRMX]XSEWOTVSKVEQ
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Figure 5-1
Benefits of Modifying Programs To Accommodate Persons With Disabilities
Improved treatment completion rates
New service population
Legal compliance insulates program from liability
Many grants and contracts are contingent upon Americans With Disabilities Act compliance
Different funding sources available for a new population base
Niche area or specialty area for the program
Communities need to have this service available
Expand scope of approaches and services to use with all clients
Broader connection to disability agencies and the Disability Community provides political benefit
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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IJJIGXMZIEREHZMWSV]KVSYTQYWXLEZIXLI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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'LETXIV
Figure 5-2
Questions for Counselors To Think About
What books about people with disabilities did I read as a child?
What view of people with disabilities do I get from the media?
What scholarly information have I read concerning people with disabilities?
What experience have I had with significant others who are disabled?
Who else from the Disability Community have I had contact with?
What are my issues, hot spots, fears, and stereotypes concerning disabilities?
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Figure 5-3
Out-of-State Specialized Services in New Jersey
Beginning in the late 1980s, New Jersey began developing services to meet the needs of persons who
were deaf and hard of hearing and had substance use disorders. A statewide coordinator was hired
by the Single State Agency, and funding was sought in order to begin developing a continuum of
services for this population. There was a great deal of discussion involving referring agencies and
individuals’ families about how to meet the immediate need for residential treatment, and a decision
was made to approve the Minnesota Chemical Dependency Program for Deaf and Hard of Hearing
Individuals as a New Jersey Medicaid provider. The reasons for this decision were twofold. First, this
was the only hospital-based residential treatment program designed specifically to meet the needs of
people who are deaf and hard of hearing. Secondly, this high quality program offered services that
were more cost effective than what could be offered in New Jersey at that time. The daily cost was
between two and three hundred dollars; a “hearing” program in New Jersey utilizing the services of
sign language interpreters throughout the day and evening (to make the entire program accessible)
would have easily cost twice as much. Additionally, a hearing program with interpreters would not
work as effectively for most people who are deaf as would a program designed specifically to meet
their linguistic and cultural needs. This cooperative relationship between agencies within one State
and with an out-of-state, disability-specific program resulted in a more cost effective and higher
quality solution.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'LETXIV
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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TPERRMRK8LMWMRHMZMHYEPGERLIPTMRXIVTVIX
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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XLIWIEGGSQQSHEXMSRW[MPPRSXVIUYMVII\XIRWMZI
SVI\TIRWMZIGLERKIW4IVLETWIZIRQSVI
MQTSVXERXP]QEOMRKEGGSQQSHEXMSRWERH
EHETXMRKXVIEXQIRXJSVTISTPIFEWIHSRXLIMV
JYRGXMSREPPMQMXEXMSRWWLSYPHMQTVSZIXVIEXQIRX
SYXGSQIWSZIVEPPERHWLSYPHIREFPIXLI
TVSKVEQXSTVSZMHIFIXXIVWIVZMGIWXSEPPGPMIRXW
&IXXIVSYXGSQIWERHMQTVSZIHWIVZMGIWWLSYPH
VIWYPXMRQSVIVIJIVVEPWERHQSVIWEXMWJMIH
GYWXSQIVW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\%
&MFPMSKVETL]
%PIQM*7XITLIRW6'ERH&YXXW.'EWI
QEREKIQIRX%XIPIGSQQYRMGEXMSRWTVEGXMGI
QSHIP-R%WLIV]67IH4VSKVIWWERH
-WWYIWMR'EWI1EREKIQIRX2-(%6IWIEVGL
1SRSKVETL7IVMIW2YQFIV,,74YF
2S%(16SGOZMPPI1(2EXMSREP
-RWXMXYXISR(VYK%FYWITT
%PXIVQER%ERH8EVXIV6%RI\EQMREXMSRSJ
WIPIGXIHX]TSPSKMIW,]TIVEGXMZMX]JEQMPMEP
ERHERXMWSGMEPEPGSLSPMWQ-R+EPERXIV1
IH 6IGIRX(IZIPSTQIRXWMR%PGSLSPMWQ2I[
=SVO4PIRYQ4VIWWTTr
%QIVMGER4W]GLMEXVMG%WWSGMEXMSR(MEKRSWXMG
ERH7XEXMWXMGEP1ERYEPSJ1IRXEP(MWSVHIVWXL
IH;EWLMRKXSR('%QIVMGER4W]GLMEXVMG
4VIWW
%QIVMGER7SGMIX]SJ%HHMGXMSR1IHMGMRI
4EXMIRX4PEGIQIRX'VMXIVMEJSVXLI8VIEXQIRXSJ
7YFWXERGI6IPEXIH(MWSVHIVWRHIH'LIZ]
'LEWI1(%QIVMGER7SGMIX]SJ%HHMGXMSR
1IHMGMRI
%RXLIRIPPM61ERH7GLYGOMX1%+IRIXMGW
-R0S[MRWSR.,6YM^4ERH1MPPQER
6&IHW7YFWXERGI%FYWI%'SQTVILIRWMZI
8I\XFSSO&EPXMQSVI;MPPMEQW;MPOMRW
TTr
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%WLIV]67'EWIQEREKIQIRXGSQQYRMX]
EHZSGEG]JSVWYFWXERGIEFYWIGPMIRXW-R
%WLIV]67IH4VSKVIWWERH-WWYIWMR'EWI
1EREKIQIRX2EXMSREP-RWXMXYXISR(VYK
%FYWI6IWIEVGL1SRSKVETL2YQFIV
,,74YF2S%(16SGOZMPPI
1(2EXMSREP-RWXMXYXISR(VYK%FYWI
TTr
&EPPI[.6ERH1MRO+'EWI1EREKIQIRXMR
7SGMEP;SVO(IZIPSTMRKXLI4VSJIWWMSREP7OMPPW
2IIHIHJSV;SVO;MXL1YPXMTVSFPIQ'PMIRXW
7TVMRKJMIPH-0'LEVPIW'8LSQEW
&EVGS4'VSWWSR&&SPIWXE1;IVXW(ERH
7XSYX68VEMRMRKE[EVIRIWWERH
GSQTIRWEXMSRMRTSWXEGYXIVILEFMPMXEXMSR-R
/VIYX^IV.7ERH;ILQER4,IHW
'SKRMXMZI6ILEFMPMXEXMSRJSV4IVWSRW;MXL
8VEYQEXMG&VEMR-RNYV]%*YRGXMSREP%TTVSEGL
&EPXMQSVI4,&VSSOIWTTr
&IXXW,&ERH6MGLQSRH.&(MWEFMPMX]MR
%QIVMGE6ITSVX;EWLMRKXSR('-RWXMXYXISJ
1IHMGMRI'IRXIVWJSV(MWIEWI'SRXVSPERH
XLI2EXMSREP'SYRGMPSR(MWEFMPMX]
&PEGO[IPP06+SMRKFI]SRHXLIERKIV-R
+EVVIXWSR1(IH(IEJRIWWr%
(IEJ%QIVMGER1SRSKVETL:SP7MPZIV
7TVMRK1(2EXMSREP%WWSGMEXMSRSJXLI
(IEJTTr
%TTIRHM\%
&VS[R:&6MHKIP]174ITTIV&0IZMRI
-7ERH6]^PI[MG^,8LIHYEPGVMWMW
1IRXEPMPPRIWWERHWYFWXERGIEFYWI4VIWIRX
ERHJYXYVIHMVIGXMSRW%QIVMGER4W]GLSPSKMWX
r
&VYGOQER&&VYGORIV:8ERH'EPEFVIWI'
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW
;MXL(MWEFMPMXMIW%GX%'SQTPMERGI+YMHIJSV
4VMZEXIP]3TIVEXIH4VSKVEQW3EOPERH'%
4EGMJMG6IWIEVGLERH8VEMRMRK%PPMERGI
&YVKHSVJ60)UYEPEGGIWWXSTYFPMG
EGGSQQSHEXMSRW-R;IWX.IH8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX2I[=SVO
1MPFERO1IQSVMEP*YRHTTr
&YWW%ERH'VEQIV'-RGMHIRGISJ%PGSLSP9WI
F]4ISTPI;MXL(MWEFMPMXMIW%;MWGSRWMR7YVZI]
SJ4ISTPI;MXL(MWEFMPMX]1EHMWSR;-3JJMGI
SJ4IVWSRW[MXL(MWEFMPMXMIW
'ELEPER('MWMR-,ERH'VSWWPI],1
%QIVMGER(VMROMRK4VEGXMGIW%2EXMSREP7XYH]
SJ(VMROMRK&ILEZMSVERH%XXMXYHIW2I[
,EZIR'8'SPPIKI9RMZIVWMX]4VIWW
'IRXIVJSV7YFWXERGI%FYWI8VIEXQIRX
%WWIWWQIRXERH8VIEXQIRXSJ4EXMIRXW;MXL
'SI\MWXMRK1IRXEP-PPRIWWERH%PGSLSPERH3XLIV
(VYK%FYWI8VIEXQIRX-QTVSZIQIRX
4VSXSGSP8-47IVMIW2YQFIV,,74YF
2S71%;EWLMRKXSR('97
+SZIVRQIRX4VMRXMRK3JJMGI
'IRXIVJSV7YFWXERGI%FYWI8VIEXQIRX
7YFWXERGI%FYWI%QSRK3PHIV%HYPXW
8VIEXQIRX-QTVSZIQIRX4VSXSGSP8-4
7IVMIW2YQFIV ,,74YF2S71%
;EWLMRKXSR('97+SZIVRQIRX
4VMRXMRK3JJMGI
'IRXIVJSV7YFWXERGI%FYWI8VIEXQIRX
'SQTVILIRWMZI'EWI1EREKIQIRXJSV7YFWXERGI
%FYWI8VIEXQIRX8VIEXQIRX-QTVSZIQIRX
4VSXSGSP8-47IVMIW2YQFIV ,,7
4YF2S71%;EWLMRKXSR('
97+SZIVRQIRX4VMRXMRK3JJMGI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'SVVMKER.(7YFWXERGIEFYWIEWEQIHMEXMRK
JEGXSVMRSYXGSQIJVSQXVEYQEXMGFVEMR
MRNYV]%VGLMZIWSJ4L]WMGEP1IHMGMRIERH
6ILEFMPMXEXMSRr
'SVVMKER.(6YWX)ERH0EQF,EVX+0
8LIREXYVIERHI\XIRXSJWYFWXERGIEFYWI
TVSFPIQWMRTIVWSRW[MXLXVEYQEXMGFVEMR
MRNYV].SYVREPSJ,IEH8VEYQE6ILEFMPMXEXMSR
r
(I0SEGL'ERH+VIIV&+%HNYWXQIRXXS
7IZIVI4L]WMGEP(MWEFMPMX]%1IXEQSVTLSWMW
2I[=SVO1G+VE[,MPP
HI1MVERHE.ERH'LIVV]0'EPMJSVRME
VIWTSRHW'LERKMRKXVIEXQIRXW]WXIQW
XLVSYKLEHZSGEG]JSVXLIHMWEFPIH%PGSLSP
,IEPXLERH6IWIEVGL;SVPHr
HI1MVERHE./MPI](ERH+EQFMRE,
-RJSVQ=SYVWIPJ%PGSLSP(VYKWERH7TMREP
'SVH-RNYV]%6IWSYVGI+YMHIJSV4IVWSRW;MXL
7TMREP'SVH-RNYV]ERH8LIMV*EQMPMIW7ER
1EXIS'%2SZEXMSR
(MGO.)l7MKRMRKJSVELMKL%WXYH]SJEPGSLSP
ERHHVYKYWIF]HIEJERHLEVHSJLIEVMRK
EHSPIWGIRXWz4L(HMWWIVXEXMSR6YXKIVW
9RMZIVWMX]2I[&VYRW[MGO
(VEOI6)1YIWIV/8'PEVO6)ERH
;EPPEGL1%8LIGSYVWIXVIEXQIRXERH
SYXGSQISJWYFWXERGIHMWSVHIVMRTIVWSRW
[MXLWIZIVIQIRXEPMPPRIWW%QIVMGER.SYVREP
SJ3VXLSTW]GLMEXV]r
(VYFEGL(%/IPP]14;MRWPS[11ERH
*P]RR.4+7YFWXERGIEFYWIEWEJEGXSVMR
XLIGEYWEPMX]WIZIVMX]ERHVIGYVVIRGISJ
XVEYQEXMGFVEMRMRNYV]1EV]PERH1IHMGEP
.SYVREP r
)PQUYMWX(01SVKER(4ERH&SPHW4/
%PGSLSPERHSXLIVHVYKYWIEQSRK
EHSPIWGIRXW[MXLHMWEFMPMXMIW-RXIVREXMSREP
.SYVREPSJXLI%HHMGXMSRWr
&MFPMSKVETL]
*SVH.%ERH1SSVI(7YFWXERGI%FYWI
6IWSYVGIWERH(MWEFMPMX]-WWYIW8VEMRMRK
1ERYEP(E]XSR3,;VMKLX7XEXI
9RMZIVWMX]7GLSSPSJ1IHMGMRI
*VIIQER%'*IVVI]VE2ERH'EPEFVIWI'
*SWXIVMRK6IGSZIV]JSV;SQIR[MXL(MWEFMPMXMIW
)PMQMREXMRK&EVVMIVWXS7YFWXERGI%FYWI
4VSKVEQW1IIXMRKXLI2IIHWSJ;SQIR[MXL
(MWEFMPMXMIW%&PYITVMRXJSV'LERKI3EOPERH
'%&IVOIPI]4PERRMRK%WWSGMEXIW
*VMIHIR%07YFWXERGIEFYWIERHHMWEFMPMX]
8LIVSPISJXLIMRHITIRHIRXPMZMRKGIRXIV
.SYVREPSJ%TTPMIH6ILEFMPMXEXMSR'SYRWIPMRK
r
+EPERXIV1ERH/PIFIV,8I\XFSSOSJ
7YFWXERGI%FYWI8VIEXQIRX;EWLMRKXSR('
%QIVMGER4W]GLMEXVMG4VIWW
+PSZIV2.ERMOS[WOM84ERH&IRWLSJJ..
8LIMRGMHIRGISJMRGIWXLMWXSVMIWEQSRK
GPMIRXWVIGIMZMRKWYFWXERGIEFYWIXVIEXQIRX
.SYVREPSJ'SYRWIPMRKERH(IZIPSTQIRXr
+VIIR[SSH;%PGSLSPMWQ%GSQTPMGEXMRK
JEGXSVMRXLIVILEFMPMXEXMSRSJHMWEFPIH
MRHMZMHYEPW.SYVREPSJ6ILEFMPMXEXMSR r
+VIIV&+7YFWXERGIEFYWIEQSRKTISTPI[MXL
HMWEFMPMXMIW%TVSFPIQSJXSSQYGL
EGGIWWMFMPMX].SYVREPSJ6ILEFMPMXEXMSR
r
+YXLQERR(l%REREP]WMWSJZEVMEFPIWXLEX
MQTEGXXVIEXQIRXSYXGSQIWSJGLIQMGEPP]
HITIRHIRXHIEJERHLEVHSJLIEVMRK
MRHMZMHYEPWz4L(HMWWIVXEXMSR9RMZIVWMX]
SJ1MRRIWSXE1MRRIETSPMW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
+YXLQERR(0]FEVKIV6ERH7ERHFIVK/
'LIQMGEPHITIRHIRG]XVIEXQIRX7TIGMEPM^IH
ETTVSEGLIWJSVHIEJERHLEVHSJLIEVMRK
GPMIRXW-R4VSGIIHMRKWJVSQXLI-RRSZEXMZI
4EVXRIVWLMTWMR6IGSZIV]8LI(MZIVWI(IEJ
)\TIVMIRGI;EWLMRKXSR('+EPPEYHIX
9RMZIVWMX]TTr
,ERWSR:0ERH4EHHIR'%-RXIVEGXMZI
ZMHISJSVFMPMRKYEP%70)RKPMWLMRWXVYGXMSR
SJHIEJ%QIVMGER%RREPWSJXLI(IEJ.YP]r
,IMRIQERR%(SPP1%VQWXVSRK/ERH
7GLRSPP77YFWXERGIYWIERHVIGIMTXSJ
XVIEXQIRXF]TIVWSRW[MXLPSRKXIVQWTMREP
GSVHMRNYVMIW%VGLMZIWSJ4L]WMGEP1IHMGMRI
ERH6ILEFMPMXEXMSRr
,IMRIQERR%;(SPP1ERH7GLRSPP7
8VIEXQIRXSJEPGSLSPEFYWIMRTIVWSRW[MXL
VIGIRXWTMREPGSVHMRNYVMIW%PGSLSP,IEPXLERH
6IWIEVGL;SVPHr
,IMRIQERR%;/IIR1(SRSLYI6ERH
7GLRSPP7%PGSLSPYWIF]TIVWSRW[MXL
VIGIRXWTMREPGSVHMRNYV]%VGLMZIWSJ4L]WMGEP
1IHMGMRIERH6ILEFMPMXEXMSRr
,IP[MK%%ERH,SPMGO]67YFWXERGIEFYWI
MRTIVWSRW[MXLHMWEFMPMXMIW8VIEXQIRX
GSRWMHIVEXMSRW.SYVREPSJ'SYRWIPMRKERH
(IZIPSTQIRXr
,WIV=%RKPMR1(ERH'LSY')ZEPYEXMSR
SJHVYKEFYWIXVIEXQIRX%VITIEXIH
QIEWYVIWHIWMKREWWIWWMRKQIXLEHSRI
QEMRXIRERGI)ZEPYEXMSR6IZMI[
r
.IWWSV6ERH.IWWSV74VSFPIQ&ILEZMSVERH
4W]GLSPSKMGEP(IZIPSTQIRX%0SRKMXYHMREP
7XYH]SJ=SYXL2I[=SVO%GEHIQMG4VIWW
%TTIRHM\%
/IPPI]7(1ERH&IRWLSJJ..(YEPHMEKRSWMW
SJQIRXEPMPPRIWWERHWYFWXERGIEFYWI
'SRXIQTSVEV]GLEPPIRKIWJSVVILEFMPMXEXMSR
.SYVREPSJ%TTPMIH6ILEFMPMXEXMSR'SYRWIPMRK
r
0ERKPI]1.0MRHWE];40EQ'7ERH
4VMHH](%%GSQTVILIRWMZIEPGSLSPEFYWI
XVIEXQIRXTVSKVEQQIJSVTIVWSRW[MXL
XVEYQEXMGFVEMRMRNYV]&VEMR-RNYV]r
/IWWPIV(8ERH/PIMR1%(VYKYWI
TEXXIVRWERHVMWOJEGXSVWSJEHSPIWGIRXW[MXL
TL]WMGEPHMWEFMPMXMIW-RXIVREXMSREP.SYVREPSJ
XLI%HHMGXMSRWr
0E4PERXI14,S[1ER]%QIVMGERW,EZIE
(MWEFMPMX](MWEFMPMX]7XEXMWXMGW%FWXVEGX
2YQFIV7ER*VERGMWGS'%(MWEFMPMX]
7XEXMWXMGW'IRXIV
/MVOYFEOEVER:/YQEV24S[IPP&8]PIV
%ERH%VQEXEW47YVZI]SJEPGSLSPERH
HVYKQMWYWIMRWTMREPGSVHMRNYVIHZIXIVERW
.SYVREPSJ7XYHMIWMR%PGSLSPr
0E4PERXI14/IRRIH]./E]I7ERH
;IRKIV&0(MWEFMPMX]ERH)QTPS]QIRX
(MWEFMPMX]7XEXMWXMGW%FWXVEGX2YQFIV
7ER*VERGMWGS'%(MWEFMPMX]7XEXMWXMGW
'IRXIV
/SWXIR866SYRWEZMPPI&.ERH/PIFIV,(
'SRGYVVIRXZEPMHMX]SJXLI%HHMGXMSR7IZIVMX]
-RHI\ .SYVREPSJ2IVZSYWERH1IRXEP(MWIEWI
r
0M0ERH1SSVI(%GGITXERGISJHMWEFMPMX]
ERHMXWGSVVIPEXIW.SYVREPSJ7SGMEP4W]GLSPSK]
r
/VIWWPIV,ERH;EVH)&VMHKMRKGYPXYVIW
4VSZMHIVW[SVO[MXLHMWEFMPMX]WIVZMGIW
%PGSLSPMWQERH(VYK%FYWI;IIOP]%YKYWX
/VIYX^IV.7;MXSP%(ERH1EV[MX^.,
%PGSLSPERHHVYKYWIEQSRK]SYRKTIVWSRW
[MXLXVEYQEXMGFVEMRMRNYV].SYVREPSJ
0IEVRMRK(MWEFMPMXMIWr
/YFPIV6SWW)3R(IEXLERH(]MRK2I[=SVO
1EGQMPPER
0EHH4(IEJGYPXYVEPWXYHMIWXS[EVHWERIRH
XSMRXIVREPWXVMJI-R+EVVIXWSR1(IH
:MI[TSMRXWSR(IEJRIWW%(IEJ%QIVMGER
1SRSKVETL:SP7MPZIV7TVMRK1(
2EXMSREP%WWSGMEXMSRSJXLI(IEJTT
r
0E(YI6%7XVIMWWKYXL%46ERHEPW74
'PMRMGEPGSRWMHIVEXMSRWTIVXEMRMRKXS
EHSPIWGIRXWERHEHYPXW[MXL*%7-R
7SVHIVIKKIV8&IH4IVMREXEP7YFWXERGI
%FYWI6IWIEVGL*MRHMRKWERH'PMRMGEP
-QTPMGEXMSRW&EPXMQSVI8LI.SLRW,STOMRW
9RMZIVWMX]4VIWWTTr
Reviewed: 4/8/16-SRC 4/19/16-CMMC
0MZRIL,ERH1EPI6*YRGXMSREPPMQMXEXMSRW
%VIZMI[SJXLIMVGLEVEGXIVMWXMGWERH
ZSGEXMSREPMQTEGX.SYVREPSJ6ILEFMPMXEXMSR
r
1ERMWWIW'SQQYRMGEXMSR+VSYT'EPMJSVRME
TEGXSRHMWEFPIHGSYPHSTIRJPSSHKEXIW
%PGSLSPMWQERH(VYK%FYWI;IIOP]3GXSFIV
r
1EVWLEO0ERH7IPMKQER1'SYRWIPMRK
4IVWSRW;MXL4L]WMGEP(MWEFMPMXMIW8LISVIXMGEP
%RH'PMRMGEP4IVWTIGXMZIW%YWXMR8<4VS)H
1MRRIWSXE'LIQMGEP(ITIRHIRG]8VIEXQIRX
4VSKVEQJSV(IEJERH,EVHSJ,IEVMRK
-RHMZMHYEPW 'PMRMGEP%TTVSEGLIW%1SHIPJSV
8VIEXMRK'LIQMGEPP](ITIRHIRX(IEJERH,EVHSJ
,IEVMRK-RHMZMHYEPW1MRRIETSPMW12
(IEGSRIWW4VIWW
&MFPMSKVETL]
1SSVI(l6IWIEVGLMRWYFWXERGIEFYWIERH
HMWEFMPMXMIWXLIMQTPMGEXMSRWJSVTVIZIRXMSR
ERHXVIEXQIRXl4PIREV]7IWWMSR4ETIV
4VIWIRXIHEXXLI8LMVH2EXMSREP4VIZIRXMSR
ERH8VEMRMRK'SRJIVIRGI4ISTPI[MXL
(MWEFMPMXMIW4LSIRM\%>%TVMPrE
1SSVI(l7YFWXERGIEFYWITVIZIRXMSRERH
MRXIVZIRXMSRJSVWXYHIRXW[MXLTL]WMGEP
HMWEFMPMXMIWz4ETIVTVIWIRXIHEXXLI2EXMSREP
'SRJIVIRGIJSVXLI%WWSGMEXMSRSR
,ERHMGETTIH7XYHIRXW7IVZMGI4VSKVEQWMR
4SWX7IGSRHEV])HYGEXMSR2EWLZMPPI82
%YKYWXrF
1SSVI(l8LIQEKRMXYHISJXLITVSFPIQXLI
WGSTISJTVIZIRXMSRERHXVIEXQIRXMWWYIWJSV
TIVWSRW[MXLQIRXEPVIXEVHEXMSRSVPIEVRMRK
HMWEFMPMX]z4ETIVTVIWIRXIHEX%PGSLSPERH
3XLIV(VYK%FYWI-QTPMGEXMSRWJSV1IRXEP
6IXEVHEXMSRERH0IEVRMRK(MWEFMPMX]
'SRJIVIRGI,SJWXVE9RMZIVWMX],IQTWXIEH
2=.YRIE
1SSVI(l1MHHPIEKIHERHSPHIVEHYPXW[MXL
HMWEFMPMXMIWz4ETIVTVIWIRXIHEXXLI*SYVXL
2EXMSREP4VIZIRXMSR6IWIEVGLERH8VEMRMRK
'SRJIVIRGI7EPX0EOI'MX]981EVGL
F
1SSVI(l7YFWXERGI%FYWIERHTIVWSRW[MXL
HMWEFMPMXMIW%WMKRMJMGERXTYFPMGLIEPXL
TVSFPIQz4ETIVTVIWIRXIHEXXLI%QIVMGER
4YFPMG,IEPXL%WWSGMEXMSR;IWXMR4IEGLXVII
4PE^E,SXIP%XPERXE+%2SZIQFIV
G
1SSVI(7YFWXERGIEFYWIEWWIWWQIRXERH
HMEKRSWMWMRQIHMGEPVILEFMPMXEXMSR
2IYVS6ILEFMPMXEXMSRr
1SSVI(ERH*SVH.%4VIZIRXMSRSJ
WYFWXERGIEFYWIEQSRKTIVWSRW[MXL
HMWEFMPMXMIW%HIQSRWXVEXMSRQSHIP
4VIZIRXMSR*SVYQrr
Reviewed: 4/8/16-SRC 4/19/16-CMMC
1SSVI(+VIIV&ERH0M0%PGSLSPERH
SXLIVWYFWXERGIYWIEFYWIEQSRKTISTPI
[MXLHMWEFMPMXMIW.SYVREPSJ7SGMEP&ILEZMSVERH
4IVWSREPMX] r
1SSVI(ERH0M07YFWXERGIYWIEQSRK
VILEFMPMXEXMSRGSRWYQIVWJSVZSGEXMSREP
VILEFMPMXEXMSRWIVZMGIW.SYVREPSJ
6ILEFMPMXEXMSRr
1SSVI(ERH0M0*MREP6ITSVXXS2-(66
6IWYPXWSJER)TMHIQMSPSKMG7YVZI]SJ(VYK9WI
%QSRK4IVWSRW[MXL(MWEFMPMXMIW(E]XSR3,
6ILEFMPMXEXMSR6IWIEVGLERH8VEMRMRK'IRXIV
SR(VYKWERH(MWEFMPMX]
1SSVI(ERH4SPWKVSZI0(MWEFMPMXMIW
HIZIPSTQIRXEPLERHMGETWERHWYFWXERGI
QMWYWI%VIZMI[-RXIVREXMSREP.SYVREPSJXLI
%HHMGXMSRWr
1SSVI(ERH7MIKEP,(SYFPIXVSYFPI
%PGSLSPERHSXLIVHVYKYWIEQSRK
SVXLSTIHMGEPP]MQTEMVIHGSPPIKIWXYHIRXW
%PGSLSP,IEPXLERH6IWIEVGL;SVPHr
1SXIX+VMKSVEW'ERH7GLYGOMX1
(ITVIWWMSRERHWYFWXERGIEFYWIMR
LERHMGETTIH]SYRKQIR.SYVREPSJ'PMRMGEP
4W]GLMEXV]r
2EXMSREP%WWSGMEXMSRSR%PGSLSP(VYKWERH
(MWEFMPMX] *EGXW7LIIXSR%PGSLSP(VYKWERH
(MWEFMPMX]3VIKSR;-2EXMSREP%WWSGMEXMSR
SR%PGSLSP(VYKWERH(MWEFMPMX]
2IPMTSZMGL1ERH&YWW)%PGSLSPEFYWIMR
TIVWSRW[LSEVIFPMRH%PGSLSP,IEPXLERH
6IWIEVGL;SVPHr
3JJMGIJSV%PGSLSPERH7YFWXERGI%FYWI
7IVZMGIW2I[=SVO7XEXIl1EREKIQIRX
W]XIQWHEXEz-RXIVREPVITSVX%PFER]2=
3LMS:EPPI]'IRXIVJSV&VEMR-RNYV]4VIZIRXMSR
l7YKKIWXMSRWJSV4VSZMHIVW;SVOMRK;MXL
4IVWSRW;MXL&VEMR-RNYV]z8VEMRMRKWLIIX
'SPYQFYW3,
%TTIRHM\%
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F]2-(66
Information Resources
Federal ADA
Enforcement Agencies
Architectural and Transportation
Barriers Compliance Board: The
Access Board
Suite 1000
1331 F Street, NW
Washington, DC 20004-1111
(800) USA-ABLE (voice)
(800) 993-2822 (TTD)
(202) 272-5434 (voice/TTD)
(202) 272-5447 (fax)
(202) 307-5448 (BBS)
An independent Federal agency that developed
the ADA Accessibility Guidelines and other
architectural accessibility guidelines for the
Government, the Access Board enforces UFAS
but not ADAAG standards. It provides
technical assistance and information on the
architectural requirements of the ADA and other
access-related legislation, and architectural,
communication, and transportation accessibility.
The Access Board provides a list of free
publications upon request.
Equal Employment Opportunity
Commission (EEOC)
1801 L Street, NW
Washington, DC 20507
Complaints and Information
(800) 669-4000 (voice) (800) 6996820 (TTD) Documents/Public
Information Center (800) 669-3362
(voice)
(800) 800-3302 (TTD)
(513) 791-2954 (fax)
(800) 669-4000 (referral to regional offices)
investigates charges of employment
discrimination and works to resolve problems
through conciliation. The 800 referral number
also provides information on discrimination
laws in English and Spanish. The EEOC
provides free technical assistance publications
on request.
Department of Justice (DOJ)
Civil Rights Division
Disability Rights Section
P.O. Box 66738
Washington, DC 20035-6738
(800) 514-0301 (voice)
(202) 514-0301 (voice)
(800) 514-0383 (TTD)
(202) 307-1198 (fax)
(202) 514-6193 (BBS)
Numbers listed are information lines on the
ADA and the regulatory process.
The Equal Employment Opportunity
Commission and the Department of Justice have
jointly produced the Americans With Disabilities
Act Handbook. This comprehensive publication
provides background, summary, rulemaking
history, overview of the regulations, section-bysection analysis of comments and revisions, P.L.
101-336, and annotated regulations of Titles I, II,
and III. It includes appendices and related
Federal disability laws. One copy is available
free upon request from EEOC or DOJ or from
the Disability and Business Technical Assistance
Centers. Multiple copies can be purchased
from:
U.S. Government Printing Office
Superintendent of Documents
Mail Stop: SSOP
Washington, DC 20402-9328
(202) 783-3238 (voice)
(202) 512-1426 (TDD)
EEOC is responsible for developing and
enforcing the ADA employment regulations. It
Reviewed: 4/8/16-SRC 4/19/16-CMMC
107
Appendix B
Department of Transportation
400 Seventh Street, SW
Washington, DC 20590
Federal Highway Administration:
(202) 366-3764
Federal Transit Administration:
Documents and Questions
(888) 446-4511 (voice)
(202) 366-1656 (voice)
(800) 877-8339 (TTD)
(202) 366-7951 (fax)
Legal Questions
(202) 366-4011 (voice) (202)
366-3809 (fax) Complaints
and Enforcement (202) 3652285 (voice)
(202) 366-0153 (TTD)
The Department of Transportation developed
and continues to enforce the regulations to
implement the transportation requirements of
the ADA. It provides, upon request,
information on the Title II and Title III
requirements for public and specified private
transportation, and publishes the Paratransit
Handbook.
Federal Communications
Commission (FCC)
Office of Public Affairs
Suite 1000
1919 M Street, NW
Washington, DC 20554
Documents and Questions
(202) 418-0190 (voice)
(202) 418-2555 (TTD)
Legal Questions
(202) 418-2357 (voice) (202)
418-0484 (TTD) Complaints
and Enforcement
ǻŘŖŘǼȱŜřŘȬ7553 (voice)
(202) 418-0485 (TTD)
108
Reviewed: 4/8/16-SRC 4/19/16-CMMC
FCC developed and continues to enforce the
regulations to implement the Title IV
telecommunications requirements, such as those
requiring relay services. It provides technical
assistance and produces publications (available
in print only).
Federal and Federally
Funded ADA Technical
Assistance Agencies
Administration of Developmental
Disabilities
370 L’Enfant Promenade, SW
Washington, DC 20447
(202) 690-6590
Clearinghouse on Disability
Information
OSERS/U.S. Department of Education
Room 3132, Switzer Building
330 C Street, SW
Washington, DC 20202
(202) 205-5465 (voice)
(202) 732-1252 (fax)
Job Accommodation Network (JAN)
West Virginia University
P.O. Box 6080
Morgantown, WV 26506-6080
ADA Information
(800) ADA-WORK (voice/TDD)
Accommodation Information
(800) 526-7234 (voice/TDD)
(304) 293-5407 (fax)
(800) DIAL-JAN (Computer Bulletin Board
System)
A service of the President’s Committee on
Employment of People with Disabilities, JAN is
an international, free consulting service that can
provide information about job accommodation
Information Resources
for people with disabilities. It helps solve
specific job accommodation problems through
its toll-free hotline.
Library of Congress National
Library Service for the Blind
and Physically Handicapped
1291 Taylor Street, NW
Washington, DC 20542
(800) 424-9100
MRI/Penn Research and Training
Center on Vocational
Rehabilitation And Mental Illness
Matrix Research Institute
University of Pennsylvania Department of
Psychiatry
6008 Wayne Avenue
Philadelphia, PA 19144
(215) 438-8200
National Institute on Disability
and Rehabilitation Research
U.S. Department of Education
Room 3060
330 C Street, SW
Washington, D.C. 20202
(202) 205-8134
National Institute on Neurological
Disorders and Stroke
Building 31, Room 8A06
31 Center Drive, MSC 2540
Bethesda, MD 20892-2540
(301) 496-5751 (voice)
(800) 325-9424 (voice)
(301) 402-2186 (fax)
Reviewed: 4/8/16-SRC 4/19/16-CMMC
National Research and Training
Center on Psychiatric Disability
University of Illinois—Chicago
Suite 900
104 South Michigan Avenue
Chicago, IL 60603-5901
(312) 422-8180
President’s Committee on
Employment of People
With Disabilities
3rd floor
1331 F Street, NW
Washington, DC 20004-1107
(202) 376-6200 (voice)
(202) 376-6205 (TDD)
(202) 376-6219 (fax)
The President’s Committee on Employment of
People with Disabilities is a nationwide
organization of 600 volunteer members that
works to build and maintain a climate of
acceptance of people with disabilities in the
work force. It can assist in locating State
governors’ committees and local mayoral
committees that address disability issues. It
produces technical assistance materials,
including videotapes, public service
announcements, and fact sheets, and provides
information on job accommodation, assistive
technology, tax incentives, and other topics. A
list of publications can be obtained by calling the
above numbers.
Rehabilitation Research and
Training Center for Persons
Who Are Deaf or Hard of
Hearing
University of Arkansas
4601 West Markham Street
Little Rock, AR 72205 (501) 686-9691
109
Appendix B
Rehabilitation Research and
Training Center on Blindness
and Low Vision
Mississippi State University
P.O. Drawer 6189
Mississippi State, MS 39762 (601) 325-2001
Rehabilitation Services
Administration
U.S. Department of Education
Switzer Building
330 C Street, SW
Washington, D.C. (202) 205-5482
Research and Training Center
on Rehabilitation for Persons
With Long-Term Mental Illness
Boston University/Sargent College
Center for Psychiatric Rehabilitation
930 Commonwealth Avenue
Boston, MA 02215 (617) 353-3549
Research and Training Center on
Community Integration of
Individuals With Traumatic
Brain Injury
Mount Sinai School of Medicine
One Gustave L. Levy Place, Box 1240
New York, NY 10029-6574
(212) 241-7917
Research and Training Center on
Community Living
University of Minnesota
College of Education and Human Development
Institute on Community Integration
RTC on Residential Services and Community
Living
150 Pillsbury Drive, SE
Minneapolis, MN 55455
(612) 624-5005
Research and Training Center
on Improving CommunityBased Rehabilitation Programs
University of Wisconsin—Stout
College of Human Development
Stout Vocational Rehabilitation Institute
Menomonie, WI 54751
(715) 232-1219
Research and Training Center on
Improving the Functioning of
Families Who Have Members
With Disabilities
University of Kansas
Beach Center on Families and Disability
3111 Haworth Hall
Lawrence, KS 66045
(913) 864-7600
Research and Training Center
on Independent Living for
Underserved Populations
University of Kansas
4089 Dole Building
Lawrence, KS 66045
(913) 864-0575
110
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Information Resources
Research and Training Center on
Rural Rehabilitation Services
American Association of Retired
Persons Disability Initiative
University of Montana
Rural Institute on Disabilities
52 Corbin Hall
Missoula, MT 59812
(406) 243-5467
601 E Street, NW
Washington, DC 20049
(800) 424-3410 (voice)
Other General Disability
Resources
Access/Abilities
P.O. Box 458
Mill Valley, CA 94942
(415) 388-3250
The Accreditation Council
Suite 406
100 West Road
Towson, MD 21204-2331
(410) 583-0060
(410) 583-0063 (fax)
This organization works to promote and
measure quality services for people with
disabilities and performs accreditation reviews
for agencies that work with people with
disabilities.
American Medical Rehabilitation
Providers Association (AMRPA)
3rd floor
1606 20th Street, NW
Washington, DC 20009
(888) 346-4624
(202) 833-9168 (fax)
Association on Higher
Education and Disability
P.O. Box 21192
Columbus, OH 43221-0192
(614) 488-4972 (voice)
(614) 488-1174 (fax)
This organization is comprised of most student
disability offices in higher education. It can
assist with identifying disability services at
nearby community colleges and universities.
American Association of People
With Disabilities
Suite 330
1819 H Street, NW
Washington, DC 20006
(800) 840-8844 (voice)
(202) 457-0473 (fax)
Reviewed: 4/8/16-SRC 4/19/16-CMMC
111
Appendix B
Centers for Independent Living
(CILs)
Centers for Independent Living is a national
network of more than 200 community-based
service and advocacy programs run by people
with disabilities. If you are unable to find a
Center for Independent Living in your phone
book, contact any of the following for assistance
in locating one near you:
Your State vocational rehabilitation agency
National Council on Independent Living
Suite 209
1916 Wilson Boulevard Arlington, VA
22201 (703) 525-3406 (voice)
(703) 525-4153 (TDD)
(703) 525-3409 (fax)
Independent Living Research Utilization
Center
Suite 100
2323 South Shepherd
Houston, TX 77019
(713) 520-0232 (voice)
(713) 520-5136 (TDD)
(713) 520-5785 (fax)
Consortium for Citizens With
Disabilities
Suite 1212
1730 K Street, NW
Washington, DC 20006
(202) 785-3388 (voice)
(202) 467-4179 (fax)
Independent Living for the
Handicapped
1301 Belmont Street, NW
Washington, DC 20009
(202) 797-9803
112
Reviewed: 4/8/16-SRC 4/19/16-CMMC
Mainstream, Inc.
Suite 830
3 Bethesda Metro Center
Bethesda, MD 20814
(301) 654-2400 (voice/TDD)
(301) 654-2403 (fax)
National Alliance of the Disabled
1352 Sioux Street Orange
Park, FL 32065
The NAOTD is an online informational and
advocacy organization working toward equal
rights for people with disabilities.
National Association of
Developmental
Disabilities Councils
Suite 103
1234 Massachusetts Avenue, NW
Washington, DC 20005
(202) 347-1234 (voice)
(202) 347-4023 (fax)
National Clearinghouse of
Rehabilitation Training
Materials
816 West 6th Street
Oklahoma State University
5202 Richmond Hill Drive
Stillwater, OK 74078-4080
(800) 223-5219 (voice)
(405) 624-0695 (fax)
This organization is an excellent resource for
training materials in disability areas.
Information Resources
National Easter Seal Society
Suite 1800
230 West Monroe Street
Chicago, IL 60606
(312) 726-6200 (voice)
(312) 726-4258 (TDD)
(312) 726-1494 (fax)
This organization provides technical assistance
and referral to employers and individuals with
disabilities on such topics as assistive
technology, vocational training, and
rehabilitation.
National Information Center
for Children and Youth With
Disabilities
8th floor
1875 Connecticut Avenue, NW
Washington, DC 20009
(202) 884-8200
(202) 884-8441 (fax)
National Center on Life Planning
19029 Nordhoff St., Suite 204
Northridge, CA 91324-4804
818-709-5558
National Organization on
Disability
Suite 600
910 16th Street, NW
Washington, DC 20006
(202) 293-5960
(202) 293-7999 (fax)
Reviewed: 4/8/16-SRC 4/19/16-CMMC
National Rehabilitation
Information Center
Suite 935
8455 Colesville Road
Silver Spring, MD 20910
(800) 346-2742
(301) 495-5626 (TTD)
(301) 587-1967 (fax)
Rehabilitation Accreditation
Commission
4891 East Grand Road
Tucson, AZ 85712
(520) 325-1044 (voice/TDD)
(520) 318-1129 (fax)
The Rehabilitation Accreditation Commission
promotes quality services for people with
disabilities by establishing and using standards
of quality for such services.
Rehabilitation Institute of Chicago
345 East Superior Street
Chicago, IL 60611
(312) 908-6066 (voice)
Society for the Advancement of
Travel for the Handicapped
Suite 610
347 Fifth Avenue
New York, NY 10016
(212) 447-7284
World Institute on Disability
Suite 100
510 16th Street
Oakland, CA 94612-1500
(510) 763-4100 (voice)
(510) 208-9496 (TTD)
(510) 763-4109 (fax)
113
Appendix B
Disability-Specific
Service Resources
American Deafness and
Rehabilitation
Association (ADARA)
P.O. Box 6956
San Mateo, CA 94403
(650) 372-0620 (voice/TTD)
(650) 372-0661 (fax)
The ADARA is the largest national organization
for professionals who work with persons who
are deaf and hard of hearing. It provides
information and referral, and networking and
holds biennial conferences in topics related to
substance use disorders, mental health, vocation
rehabilitation, job coaching, education, and
interpreting.
American Foundation for the Blind
Suite 300
11 Penn Plaza
New York, NY 10001
(800) 232-5463 (voice)
(212) 620-2158 (TDD)
(212) 727-7418 (fax)
(800) 829-0500 (product information)
This organization provides information and
referral on adaptive and assistive technology for
people who are blind or visually impaired.
114
Reviewed: 4/8/16-SRC 4/19/16-CMMC
American Printing House for the
Blind
1839 Frankfurt Avenue
Louisville, KY 40206
(502) 895-2405 (voice)
(502) 899-2274 (fax)
(800) 223-1839 (Customer Service)
This organization provides Braille and large
print books (including textbooks), computer
voice synthesis hardware and software,
computer-related materials on disk, and
instructional aids.
Association of Late Deafened
Adults, Inc.
Suite 274
10310 Main Street
Fairfax, VA 22030
(404) 289-1596 (TTD)
(404) 284-6862 (fax)
The Arc (formerly Association for
Retarded Citizens)
Suite 300
500 East Border Street
Arlington, TX 76010
(817) 261-6003 (voice)
(817) 277-0553 (TDD)
(817) 277-3491 (fax)
The Arc aids the employment of people with
mental retardation or developmental disability
and publishes resource materials.
Information Resources
Brain Injury Association
105 North Alfred Street
Alexandria, VA 22314
(703) 236-6000 (voice)
(703) 236-6001 (fax)
Children and Adults With ADD
Suite 101
499 Northwest 10th Avenue
Plantation, FL 33317
(800) 233-4050
(954) 587-4599 (fax)
Learning Disabilities Association
of America
4156 Library Road
Pittsburgh, PA 15234-1349
(412) 341-1515
(412) 344-0224 (fax)
The Learning Disabilities Association of
America is a national, nonprofit, volunteer
organization dedicated to enhancing the quality
of life for all people with learning disorders and
their families. It is an advocacy organization
that conducts education, research, and service.
National Association of the Deaf
814 Thayer Avenue
Silver Spring, MD 20910-4500
(301) 587-1788 (voice)
(301) 587-1789 (TTD)
(301) 587-1791 (fax)
The National Association of the Deaf provides
information and referral on deafness and
accommodations for people who are deaf. It has
local chapters in each State.
Reviewed: 4/8/16-SRC 4/19/16-CMMC
National Center for Learning
Disabilities, Inc.
Suite 1401
381 Park Avenue South
New York, NY 10016
(212) 545-7510
(888) 575-7373
National Information Center on
Deafness
Galludet University
800 Florida Avenue, NE
Washington, DC 20002-3695
202-651-5051 (voice)
202-651-5054 (fax)
National Organization for Rare
Disorders
P.O. Box 8923
New Fairfield, CT 06812-8923
(203) 246-6518 (voice)
(800) 999-6673 (voice)
(203) 746-6481 (fax)
A disease is considered rare if it affects fewer
than 200,000 people in the United States; over
5,000 different disorders fall into this category.
The NORD provides information and referrals
for people with these lesser known diseases.
National Spinal Cord Injury
Hotline
Kernan Hospital
2200 Kernan Drive
Baltimore, MD 21207
(800) 526-3456
115
Appendix B
Paralyzed Veterans of America
801 18th Street, NW
Washington, D.C. 20006
(202) 872-1300
Rehabilitation Research and
Training Center on Severe
Traumatic Brain Injury
1314 West Main Street
Richmond, VA 23284-2011
(804) 828-1851 (voice)
Stroke Clubs International
805 12th Street
Galveston, TX 77550
(409) 762-1022
Substance and Alcohol Intervention
Services for the Deaf (SAISD)
Rochester Institute of Technology
National Technical Institute for the Deaf
115 Lomb Memorial Drive
Rochester, NY 14623-5608
(716) 475-4978 (voice/TDD)
This center publishes the National Directory of
Prevention and Treatment Programs Accessible to
the Deaf, a comprehensive directory of substance
use disorder programs for people who are deaf.
The 1998 edition is available electronically on
SAISD’s website. Printed copies of the 1995
directory can be obtained through the Rochester
Institute of Technology’s bookstore at (716) 4752501.
116
Reviewed: 4/8/16-SRC 4/19/16-CMMC
The University of California Center
On Deafness (UCCD)
Suite 10
3333 California Street
San Francisco, CA 94143-1208
(415) 476-4980 (voice)
(415) 476-7600 (TDD)
The UCCD is a research and training center
focusing on deafness and mental health. They
have a variety of materials, including training
videos for substance use disorder treatment
providers entitled “Meeting the Challenge:
Working with Deaf People in Recovery,” and “I
Can: Stories of Deaf and Hard of Hearing People
in Recovery.”
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8LIVIUYMVIQIRXWSJXLI%(%EVIWYFNIGXXS
ZEVMSYWERHTSWWMFP]GSRXVEHMGXSV]MRXIVTVIXEXMSRW
8LIIHMXSVWXLIVIJSVIYWIHXLIMVVIEWSREFPI
TVSJIWWMSREPIJJSVXWERHNYHKQIRXWXSMRXIVTVIXXLI
%GXERHSJJMGMEP97(ITEVXQIRXSJ.YWXMGIXIGLRMGEP
EWWMWXERGIHSGYQIRXWEWXLI]ETTP]XSEPGSLSPERH
HVYKTVSKVEQW8LIGSRXIRXWSJXLMWTYFPMGEXMSREVI
TVIWIRXIH[MXLRS[EVVERX]IMXLIVI\TVIWWIHSV
MQTPMIHERH4EGMJMG6IWIEVGLERH8VEMRMRK%PPMERGI
ERHXLIIHMXSVWEWWYQIRSPIKEPVIWTSRWMFMPMX]JSVXLI
MRJSVQEXMSRGSRXEMRIHLIVIMR2IMXLIVMWPMEFMPMX]
EWWYQIHJSVXLISYXGSQISJHIGMWMSRWGSRXVEGXW
GSQQMXQIRXWSVSFPMKEXMSRWQEHISRXLIFEWMWSJXLMW
TYFPMGEXMSR%PPEPGSLSPERHHVYKTVSKVEQREQIW
YWIHMRXLMWHSGYQIRXEVIJMGXMXMSYWER]
VIWIQFPERGIXSEGXYEPEPGSLSPERHHVYKTVSKVEQ
REQIWMWTYVIP]GSMRGMHIRXEP
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
-RXVSHYGXMSR
;LS8LMW4YFPMGEXMSR-W*SVERH
;L]-X,EW&IIR;VMXXIR
8LMWKYMHIMW[VMXXIRJSVS[RIVWEHQMRMWXVEXSVW
ERHWXEJJSJTVMZEXIEPGSLSPERHHVYKXVIEXQIRX
TVSKVEQW4VMZEXIEPGSLSPERHHVYKXVIEXQIRX
TVSKVEQWEVIER]TVSKVEQW[LMGLEVIRSX
HMVIGXP]STIVEXIHF]KSZIVRQIRXEKIRGMIWMI
%(4GSYRX]SVGMX]KSZIVRQIRXW8LI]
MRGPYHIFSXLRSRTVSJMXERHJSVTVSJMXTVSKVEQW
8LI]EPWSMRGPYHITVSKVEQWXLEXGSRXVEGXERH
VIGIMZIJYRHWJVSQ%(4SVPSGEPKSZIVRQIRXW
8LITYVTSWISJXLMWQERYEPMWXSLIPT]SY
YRHIVWXERHXLITVSGIWWSJGSQMRKMRXS
GSQTPMERGI[MXL8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GXWSXLEX]SYVTVSKVEQGER
FIGSQIEGGIWWMFPIXSTIVWSRW[MXLHMWEFMPMXMIW
;LEX-WXLI%(%#
8LI%QIVMGERW;MXL(MWEFMPMXMIW%GXSJMW
XLIJMVWXJIHIVEPPE[MRMXMEXIHERHGLEQTMSRIH
F]TIVWSRW[MXLHMWEFMPMXMIW9RPMOITVMSVPE[W
ERHVIKYPEXMSRWXLI%(%TYXWXLISRYWSJ
EGGSQQSHEXMSRSRWSGMIX]VEXLIVXLERXLI
MRHMZMHYEP[MXLEHMWEFMPMX].
8LI%(%KYEVERXIIWIUYEPSTTSVXYRMX]JSV
MRHMZMHYEPW[MXLHMWEFMPMXMIWMRTYFPMGERH
TVMZEXIWIGXSVWIVZMGIWERHMRIQTPS]QIRX-XMW
EGSQTVILIRWMZIERXMHMWGVMQMREXMSRPE[[LMGL
I\XIRHWXSZMVXYEPP]EPPWIGXSVWSJWSGMIX]ERH
IZIV]EWTIGXSJHEMP]PMZMRK8LI%(%MWE
JIHIVEPGMZMPVMKLXWEGX[LMGLTVSZMHIWXLIWEQI
FEWMGGMZMPVMKLXWTVSXIGXMSRWXSTIVWSRW[MXL
HMWEFMPMXMIWEWEJJSVHIHEPPSXLIV%QIVMGERW
8LI%(%MWSVKERM^IHMRXSJMZIXMXPIW
8MXPI-)QTPS]QIRX)QTPS]IVW[MXLSV
QSVIIQTPS]IIWQYWXIRWYVIXLEXXLIMV
IQTPS]QIRXTVEGXMGIWHSRSXHMWGVMQMREXI
EKEMRWXUYEPMJMIHTISTPI[MXLHMWEFMPMXMIW-R
'EPMJSVRMEXLMWETTPMIWXSIQTPS]IVW[LS
LEZISVQSVIIQTPS]IIW8MXPI-TVSZMHIW
TVSXIGXMSRJSVNSFETTPMGERXWERHIQTPS]IIW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
HYVMRKEPPTLEWIWSJIQTPS]QIRXMRGPYHMRK
XLIETTPMGEXMSRTVSGIWWMRXIVZMI[MRKLMVMRK
IQTPS]QIRXMXWIPJERHHMWGLEVKIJVSQ
IQTPS]QIRX)QTPS]IVWQYWXEPWS
VIEWSREFP]EGGSQQSHEXIXLIHMWEFMPMXMIWSJ
UYEPMJMIHETTPMGERXWERHIQTPS]IIWYRPIWW
ERYRHYILEVHWLMT[SYPHVIWYPX
8MXPI--7XEXIERHPSGEPKSZIVRQIRX
WIVZMGIW6IUYMVIWXLEXTYFPMGTVSKVEQWERH
WIVZMGIWFIQEHIEGGIWWMFPIXSTIVWSRW[MXL
HMWEFMPMXMIW1ERHEXIWRSRHMWGVMQMREXMSRSR
XLIFEWMWSJHMWEFMPMX]MRTSPMG]TVEGXMGIERH
TVSGIHYVI4VIWGVMFIWEWIPJIZEPYEXMSR
TVSGIWWERHVIUYMVIWXLEXEVGLMXIGXYVEPERH
GSQQYRMGEXMSRWFEVVMIVWFIVIQSZIHXSXLI
I\XIRXVIUYMVIHXSTVSZMHIJYPPEGGIWWXS
TVSKVEQWIVZMGIW
8MXPI---4YFPMGEGGSQQSHEXMSRW8MXPI---
VIUYMVIWTPEGIWSJTYFPMGEGGSQQSHEXMSRXS
FIEGGIWWMFPIXSERHYWEFPIF]TISTPI[MXL
HMWEFMPMXMIW4PEGIWSJTYFPMGEGGSQQSHEXMSR
EVIEPPTVMZEXIFYWMRIWWIWERHTVMZEXIP]
S[RIHERHSTIVEXIHTVSKVEQWXLEXSJJIV
KSSHWERHWIVZMGIWXSXLIKIRIVEPTYFPMG
8MXPI---IRXMXMIWQYWXRSXHMWGVMQMREXIF]
I\GPYHMRKTISTPI[MXLHMWEFMPMXMIWXVIEXMRK
XLIQWITEVEXIP]SVVIUYMVMRKXLIQXS
TEVXMGMTEXIMRWITEVEXITVSKVEQW6IEWSREFPI
QSHMJMGEXMSRWQYWXFIQEHIXSTSPMGMIW
TVEGXMGIWERHTVSGIHYVIWWSXLEXTISTPI[MXL
HMWEFMPMXMIWQE]TEVXMGMTEXI%Y\MPMEV]EMHW
ERHWIVZMGIWXLEXIRWYVIIJJIGXMZI
GSQQYRMGEXMSR[MXLTISTPI[MXLHMWEFMPMXMIW
QYWXEPWSFITVSZMHIHWSPSRKEWXLI]HSRSX
GVIEXIERYRHYIFYVHIRSVJYRHEQIRXEPP]
EPXIVXLIWIVZMGIWXLEXXLITVSKVEQSJJIVW
2I[GSRWXVYGXMSRQYWXFIFEVVMIVJVII-R
I\MWXMRKFYMPHMRKWEVGLMXIGXYVEPFEVVMIVWXS
HMWEFMPMX]EGGIWWQYWXFIVIQSZIH[LIRMXMW
VIEHMP]EGLMIZEFPIl6IEHMP]EGLMIZEFPIz
QIERWlIEWMP]EGGSQTPMWLEFPIERHEFPIXSFI
GEVVMIHSYX[MXLSYXQYGLHMJJMGYPX]SV
I\TIRWIz4VSKVEQWQYWXVIZMI[TSWWMFPI
VIEHMP]EGLMIZEFPIFEVVMIVVIQSZEPSRER
%TTIRHM\(
SRKSMRKFEWMWX]TMGEPP]ERRYEPP]SV[MXL
IEGLRI[TVSKVEQFYHKIX
8MXPI-:8IPIGSQQYRMGEXMSRW8MXPI-:LEW
QERHEXIHXLIIWXEFPMWLQIRXSJEREXMSREP
RIX[SVOSJXIPIGSQQYRMGEXMSRVIPE]WIVZMGIW
XLEXMWEGGIWWMFPIXSTISTPI[LSLEZILIEVMRK
ERHWTIIGLHMWEFMPMXMIW-XEPWSVIUYMVIW
GETXMSRMRKSJEPPJIHIVEPP]JYRHIHXIPIZMWMSR
TYFPMGWIVZMGIERRSYRGIQIRXW
8MXPI:2SRVIXEPMEXMSRERHSXLIV
TVSZMWMSRW8MXPI:I\TPMGMXP]TVSLMFMXW
VIXEPMEXMSREKEMRWXTISTPII\IVGMWMRKXLIMV
VMKLXWYRHIVXLI%(%-XWIXWJSVXLWTIGMJMG
VIWTSRWMFMPMXMIWJSVXLIEHSTXMSRSJ
IRJSVGIQIRXVIKYPEXMSRWF]JIHIVEPEKIRGMIW
-XEPWSMRGPYHIWERYQFIVSJQMWGIPPERISYW
TVSZMWMSRW
8LI%(%MRGPYHIWEWIXSJEVGLMXIGXYVEP
WXERHEVHWGEPPIHXLI%QIVMGERW;MXL(MWEFMPMXMIW
%GX%GGIWWMFMPMX]+YMHIPMRIW%(%%+%PP8MXPI--
ERH8MXPI---IRXMXMIWQYWXGSQTP][MXL%(%%+
VIUYMVIQIRXWJSVRI[GSRWXVYGXMSRERH
EPXIVEXMSRFYMPHMRKTVSNIGXW-R'EPMJSVRME
TYFPMGERHTVMZEXIFYMPHMRKTVSNIGXWQYWXEPWS
GSQTP][MXLWXEXIEGGIWWMFMPMX]VIKYPEXMSRW8MXPI
8MXPILEWVIGIRXP]FIIRVIZMWIHXS
MRGSVTSVEXIWTIGMJMGEXMSRWJSYRHMRXLI%(%%+
8LI)UYEP)QTPS]QIRX3TTSVXYRMX]
'SQQMWWMSRERHXLI97(ITEVXQIRXSJ.YWXMGI
LEZIFIIRHIWMKREXIHEWXLIPIEH%(%
IRJSVGIQIRXEKIRGMIW8LI%VGLMXIGXYVEPERH
8VERWTSVXEXMSR&EVVMIVW'SQTPMERGI&SEVH
HIZIPSTWEGGIWWMFMPMX]KYMHIPMRIWEVGLMXIGXYVEP
WXERHEVHWJSVIRJSVGIQIRXSJXLI%GX
;LS-WER-RHMZMHYEP;MXLE
(MWEFMPMX]#
8LI%(%LEWIWXEFPMWLIHXLIJSPPS[MRK
HIJMRMXMSRSJHMWEFMPMX]
%RMRHMZMHYEP[MXLEHMWEFMPMX]MWETIVWSR
[LSLEWETL]WMGEPSVQIRXEPMQTEMVQIRXXLEX
WYFWXERXMEPP]PMQMXWSRISVQSVIlQENSVPMJI
EGXMZMXMIWzLEWEVIGSVHSJWYGLER
Reviewed: 4/8/16-SRC 4/19/16-CMMC
MQTEMVQIRXSVMWVIKEVHIHEWLEZMRKWYGLER
MQTEMVQIRX
1ENSVPMJIEGXMZMXMIWEVIIWWIRXMEPJYRGXMSRW
WYGLEWTIVWSREPGEVIXEWOWQERYEPXEWOW
[EPOMRKWIIMRKLIEVMRKWTIEOMRKFVIEXLMRK
XLMROMRKPIEVRMRKERH[SVOMRK
-RQMPPMSRTIVWSRWPMZMRKMRXLI
9RMXIH7XEXIW[IVIGSYRXIHEWIPMKMFPIJSV
TVSXIGXMSRYRHIVXLI%(%7XMPPQSVI
%QIVMGERW[MPPFIGSQIIMXLIVXIQTSVEVMP]SV
TIVQERIRXP]HMWEFPIHHYVMRKXLIMVPMJIXMQIWERH
[MPPGPEMQXLIMVVMKLXWYRHIVXLI%GX-XLEWFIIR
IWXMQEXIHXLEXXSHE]RIEVP]TIVGIRXSJXLI
TSTYPEGISJ'EPMJSVRMELEWEHMWEFMPMX]EWHIJMRIH
F]XLI%(%
3JWTIGMEPMQTSVXERGIXSTVMZEXIP]STIVEXIH
HVYKXVIEXQIRXTVSKVEQWMWXLIJSPPS[MRK
I\GIVTXJVSQXLI(ITEVXQIRXSJ.YWXMGI%(%8MXPI
---8IGLRMGEP%WWMWXERGI1ERYEP
8MXPI---TVSLMFMXWHMWGVMQMREXMSREKEMRWXHVYK
EHHMGXWFEWIHWSPIP]SRXLIJEGXXLEXXLI]
TVIZMSYWP]MPPIKEPP]YWIHGSRXVSPPIH
WYFWXERGIW4VSXIGXIHMRHMZMHYEPWMRGPYHI
TIVWSRW[LSLEZIWYGGIWWJYPP]GSQTPIXIHE
WYTIVZMWIHHVYKVILEFMPMXEXMSRTVSKVEQSV
LEZISXLIV[MWIFIIRVILEFMPMXEXIHWYGGIWWJYPP]
ERH[LSEVIRSXIRKEKMRKMRGYVVIRXMPPIKEP
YWISJHVYKW%HHMXMSREPP]HMWGVMQMREXMSRMW
TVSLMFMXIHEKEMRWXERMRHMZMHYEP[LSMW
GYVVIRXP]TEVXMGMTEXMRKMREWYTIVZMWIH
VILEFMPMXEXMSRTVSKVEQERHMWRSXIRKEKMRKMR
GYVVIRXMPPIKEPYWISJHVYKW*MREPP]ETIVWSR
[LSMWIVVSRISYWP]VIKEVHIHEWIRKEKMRKMR
GYVVIRXMPPIKEPYWISJHVYKWMWTVSXIGXIH
-XWLSYPHFIRSXIHLS[IZIVXLEXHVYK
XIWXMRKMWTIVQMXXIHYRHIV8MXPI---ERHXLEX
MRHMZMHYEPW[LSIRKEKIMRXLIMPPIKEPYWISJ
HVYKWEVIRSXTVSXIGXIHF]XLI%(%[LIRER
EGXMSRMWXEOIRSRXLIFEWMWSJXLIMVGYVVIRX
MPPIKEPYWISJHVYKW7IIWIGXMSRWXMXPIHl'ER
[IVIJYWIWIVZMGIWXSMRHMZMHYEPWGYVVIRXP]
IRKEKMRKMRMPPIKEPYWISJHVYKW#zERHl-WHVYK
XIWXMRKTIVQMXXIH#zSRTEKI
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
;LEX(SIWXLI%(%6IUYMVISJ
4VMZEXIP]3TIVEXIH%PGSLSPERH
(VYK4VSKVEQW#
%PGSLSPERHHVYKTVSKVEQWSTIVEXIHF]TVMZEXI
EKIRGMIW[LIXLIVSVRSXXLI]VIGIMZI*IHIVEP
7XEXISVPSGEPJYRHMRKEVIGSRWMHIVIHTPEGIWSJ
TYFPMGEGGSQQSHEXMSRYRHIVXLI%(%ERHEVI
XLIVIJSVIWYFNIGXXS8MXPI---VIUYMVIQIRXW8LI
VIQEMRHIVSJXLMWQERYEPHMWGYWWIWXLI
VIUYMVIQIRXWSJ8MXPI---SJXLI%(%MRHIXEMPWS
XLEXTVSZMHIVWGERKEMRYRHIVWXERHMRKSJLS[XS
GSQTP][MXL8MXPI---
8LI'MZMP6MKLXW(MZMWMSRSJXLI97
(ITEVXQIRXSJ.YWXMGILEWTVSZMHIHXLI
JSPPS[MRKSZIVZMI[SJXLIVIWTSRWMFMPMXMIWSJ
8MXPI---IRXMXMIW9RHIVXLI%(%ETVMZEXIP]
STIVEXIHEPGSLSPSVHVYKTVSKVEQQYWX
4VSZMHIWIVZMGIWXSTISTPI[MXLHMWEFMPMXMIWMR
ERMRXIKVEXIHWIXXMRKYRPIWWWITEVEXISV
HMJJIVIRXQIEWYVIWEVIRIGIWWEV]XSIRWYVI
IUYEPSTTSVXYRMX]
)PMQMREXIYRRIGIWWEV]IPMKMFMPMX]WXERHEVHW
SVVYPIWXLEXHIR]MRHMZMHYEPW[MXL
HMWEFMPMXMIWERIUYEPSTTSVXYRMX]XSIRNS]XLI
EGXMZMXMIWFIRIJMXWERHWIVZMGIWSJEPGSLSP
ERHHVYKTVSKVEQW
1EOIVIEWSREFPIQSHMJMGEXMSRWMRTSPMGMIW
TVEGXMGIWERHTVSGIHYVIWXLEXHIR]IUYEP
EGGIWWXSMRHMZMHYEPW[MXLHMWEFMPMXMIWYRPIWW
EJYRHEQIRXEPEPXIVEXMSRMRXLIREXYVISJXLI
TVSKVEQ[SYPHVIWYPX
*YVRMWLEY\MPMEV]EMHW[LIRRIGIWWEV]XS
IRWYVIIJJIGXMZIGSQQYRMGEXMSRYRPIWWER
YRHYIFYVHIRSVJYRHEQIRXEPEPXIVEXMSR
[SYPHVIWYPX
6IQSZIEVGLMXIGXYVEPERHWXVYGXYVEP
GSQQYRMGEXMSRFEVVMIVWMRI\MWXMRKJEGMPMXMIW
[LIVIVIEHMP]EGLMIZEFPI
4VSZMHIEPXIVREXMZI?QIERWSJHIPMZIVMRK
WIVZMGIWA[LIRVIQSZEPSJFEVVMIVWMWRSX
VIEHMP]EGLMIZEFPI
4VSZMHIIUYMZEPIRXXVERWTSVXEXMSRWIVZMGIW
ERHTYVGLEWIEGGIWWMFPIZILMGPIWMRGIVXEMR
GMVGYQWXERGIW?-JXLITVSKVEQTVSZMHIW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XVERWTSVXEXMSRXSMXWGPMIRXWIUYMZEPIRX
EGGIWWMFPIXVERWTSVXEXMSRJSVGPMIRXW[MXL
HMWEFMPMXMIWQYWXFITVSZMHIHA
1EMRXEMREGGIWWMFPIJIEXYVIWSJJEGMPMXMIWERH
IUYMTQIRX
(IWMKRERHGSRWXVYGXRI[JEGMPMXMIWERH
[LIRYRHIVXEOMRKEPXIVEXMSRWEPXIVI\MWXMRK
JEGMPMXMIWMREGGSVHERGI[MXLXLI%QIVMGERW
;MXL(MWEFMPMXMIW%GX%GGIWWMFMPMX]+YMHIPMRIW
MWWYIHF]XLI%VGLMXIGXYVEPERH
8VERWTSVXEXMSR&EVVMIVW'SQTPMERGI&SEVH
ERHMRGSVTSVEXIHMRXLIJMREP(ITEVXQIRXSJ
.YWXMGI8MXPI---VIKYPEXMSR
*SYV7XITW8S[EVH%(%
'SQTPMERGI
4VMZEXIP]STIVEXIHEPGSLSPERHHVYKTVSKVEQW
QYWXXEOIEGXMSRXSSZIVGSQIJSYVJYRHEQIRXEP
KVSYTWSJFEVVMIVWMRSVHIVXSGSQTP][MXL%(%
VIUYMVIQIRXWERHTVSZMHITISTPI[MXL
HMWEFMPMXMIWERIUYEPSTTSVXYRMX]XSFIRIJMXJVSQ
WIVZMGIW8LI]EVIEWJSPPS[W
%XXMXYHMREPFEVVMIVW
(MWGVMQMREXSV]TSPMGMIWTVEGXMGIWERH
TVSGIHYVIW
'SQQYRMGEXMSRFEVVMIVW
%VGLMXIGXYVEPFEVVMIVW
8LIVIQEMRHIVSJXLMWFSSOPIX[MPPIPEFSVEXI
YTSREGXMSRWXSXEOIXSJEGMPMXEXIXLIVIQSZEPSJ
XLIWIJSYVKVSYTWSJFEVVMIVW
7XIT3RI'LERKMRK
%XXMXYHIW8LEX4VIZIRX
%GGIWWXS%PGSLSPERH
(VYK4VSKVEQWJSV
4IVWSRW;MXL(MWEFMPMXMIW
%REXXMXYHMREPFEVVMIVXSWYFWXERGIEFYWI
MRXIVZIRXMSRERHXVIEXQIRXGERFIHIJMRIHEWE
[E]SJXLMROMRKSVJIIPMRKXLEXVIWYPXWMRPMQMXMRK
XLITSXIRXMEPSJTISTPI[MXLHMWEFMPMXMIWXS
JYRGXMSRMRHITIRHIRXP][MXLMRWSGMIX]ERHXSFI
%TTIRHM\(
lXVIEXEFPIzERHVIGSKRM^IHEW[ERXMRKLIPT[MXL
XLIMVWYFWXERGIEFYWITVSFPIQW
,S[-QTSVXERX-W(MWEFMPMX]
6IPEXIH8VEMRMRKJSV%PGSLSPERH
(VYK7XEJJ#
8LIVIEVIQER]YRMUYIMWWYIWMRXLITVSZMWMSRSJ
EPGSLSPERHHVYKVILEFMPMXEXMSRWIVZMGIWXS
TIVWSRW[MXLHMWEFMPMXMIW
-RSVHIVXSQEOI%(%GSQTPMERGIIJJSVXW
XVYP]WYGGIWWJYPEPGSLSPERHHVYKTVSKVEQWXEJJ
QYWXLEZIXLIWOMPPWERHXLI[MPPMRKRIWWXS
VIWTSRHXSXLIRIIHWSJGPMIRXW[MXLHMWEFMPMXMIW
7XEJJXVEMRMRKMWOI]XSSZIVGSQMRKEXXMXYHMREP
FEVVMIVWXLEXTVIZIRXTISTPI[MXLHMWEFMPMXMIW
JVSQVIGIMZMRKIUYEPP]IJJIGXMZIEPGSLSPERH
HVYKXVIEXQIRXWIVZMGIW
(MWEFMPMX]E[EVIRIWWXVEMRMRKWLSYPHMRGPYHI
IJJSVXWXSIRWYVIXLEXWXEJJQIQFIVWSZIVGSQI
XLIMVJIEVWERHWXIVISX]TMRKSJTISTPI[MXL
HMWEFMPMXMIWPIEVRXLIVMKLXWSJTISTPI[MXL
HMWEFMPMXMIWERHXLIVIWTSRWMFMPMXMIWSJEPGSLSP
ERHHVYKTVSKVEQWYRHIVXLI%(%ERH
HIZIPSTWOMPPWERHVIWSYVGIWXSTVSZMHIIUYEPP]
IJJIGXMZIWIVZMGIWXSTISTPI[MXLHMWEFMPMXMIW
4ISTPI[MXLHMWEFMPMXMIW[LSEVIJEQMPMEV[MXL
XLI%(%ERHEPGSLSPERHHVYKTVSKVEQWGER
TVSZMHIXLIFIWXMRMXMEPXVEMRMRKJSVEPGSLSPERH
HVYKTVSKVEQWXEJJ4EGMJMG6IWIEVGLERH
8VEMRMRK%PPMERGI468%MWSRISVKERM^EXMSR
XLEXTVSZMHIWWYGLWTIGMEPM^IHWIVZMGIW=SYV
PSGEPMRHITIRHIRXPMZMRKGIRXIVWLSYPHEPWSFI
ERI\GIPPIRXVIWSYVGIJSVQIIXMRKTIVWSRW[MXL
HMWEFMPMXMIW[LSGERTVSZMHITIVXMRIRXXVEMRMRK
ERHXIGLRMGEPEWWMWXERGI3RKSMRKXVEMRMRKSJ
RI[WXEJJGERMRGPYHIXLIYWISJZMHISWl.6
W
7XSV]zMWEZMHISXLEXIPEFSVEXIWSRQER]SJXLI
YRMUYIMWWYIWJEGIHF]EGPMIRX[MXLEHMWEFMPMX]
[LSIZIRXYEPP]WIIOWGLIQMGEPHITIRHIRG]
XVIEXQIRX'SRXEGX468%VIKEVHMRKXVEMRMRK
WIVZMGIWJSVEPMWXSJMRHITIRHIRXPMZMRKGIRXIVW
MR'EPMJSVRMEERHJSVMRJSVQEXMSRSRLS[XS
FSVVS[SVTYVGLEWIXLMWERHSXLIVZMHISW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
2IKEXMZIQ]XLWEFSYXHMWEFMPMX]XIRHXS
PIWWIRSTTSVXYRMXMIWJSVTISTPI[MXLERH
[MXLSYXHMWEFMPMXMIWXSLEZIWSGMEPGSRXEGX[MXL
IEGLSXLIV-XMWGVYGMEPXLEXTVSZMHIVW[LS
EXXIRHHMWEFMPMX]E[EVIRIWWXVEMRMRKLEZIXLI
STTSVXYRMX]XSQIIXERHEWOUYIWXMSRWSJTISTPI
[MXLE[MHIZEVMIX]SJHMWEFMPMXMIWIWTIGMEPP]
TISTPI[MXLHMWEFMPMXMIW[LSEVIMRVIGSZIV]
4ERIPHMWGYWWMSRWSJXIRTVSZMHIXLIFIWX
STTSVXYRMX]JSVXLMWHMEPSKYIERHWIVZIEWE
TSWWMFPIWTVMRKFSEVHJSVJYVXLIVGSRXEGXERH
GSSTIVEXMSR
,MKLUYEPMX]HMWEFMPMX]E[EVIRIWWXVEMRMRK
WLSYPHFIPIHF]JEGMPMXEXSVW[LSLEZIXLIWOMPPW
XSGVIEXIERIRZMVSRQIRXMR[LMGLTISTPIJIIP
JVIIXSHMWGYWWXLIJIEVWXLEXXLI]LEZIERHXLI
WXIVISX]TIWXLEXXLI]WXMPPQE]LSPH4EGMJMG
6IWIEVGLERH8VEMRMRK%PPMERGIGERWYTTP]ER
ETTVSTVMEXIP]XVEMRIHGSRWYPXERX[MXLI\XIRWMZI
I\TIVMIRGIMRHIPMZIVMRKHMWEFMPMX]E[EVIRIWW
XVEMRMRKXSEYHMIRGIWSJEPGSLSPERHSXLIVHVYK
%3(TVSZMHIVWERHWXEJJ
-REHHMXMSRJEGXWLIIXWEFSYXMWWYIWVIPEXIHXS
WYFWXERGIYWIERHEFYWIF]TISTPI[MXLZEVMSYW
HMWEFMPMXMIWEVIEZEMPEFPIJVSQXLI6IWSYVGI
'IRXIVJSV7YFWXERGI%FYWI4VIZIRXMSRERH
(MWEFMPMX]MR;EWLMRKXSR('8LIWIJEGXWLIIXW
GSQTEVIQ]XLWERHJEGXWEFSYXTISTPI[MXL
QER]X]TIWSJHMWEFMPMXMIWERHHMWGYWWWXVEXIKMIW
JSVSZIVGSQMRKEXXMXYHMREPFEVVMIVWXLEXTVIZIRX
TISTPI[MXLHMWEFMPMXMIWJVSQEGGIWWMRK%3(
WIVZMGIW8LI]EPWSHMWGYWWWSQISJXLIX]TMGEP
VIEWSREFPIEGGSQQSHEXMSRWJSVQER]
HMWEFMPMXMIW4EGMJMG6IWIEVGLERH8VEMRMRK
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,S[7IVMSYW-WXLI4VSFPIQSJ
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(MWEFMPMXMIW#
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ERHHVYKWIVZMGIWMRWQEPPRYQFIVW]IXXLI]EVI
EXELMKLIVVMWOJSVEPGSLSPERHHVYKEHHMGXMSR
7XYHMIWLEZIWLS[RXLEXEPGSLSPERHHVYKEFYWI
VEXIWJSVTISTPI[MXLHMWEFMPMXMIWQE]VERKIJVSQ
XSTIVGIRXSJEPPTIVWSRW[MXLHMWEFMPMXMIW
VEXIWJSVTISTPI[MXLGIVXEMRHMWEFMPMXMIWWYGLEW
WTMREPGSVHERHLIEHMRNYV]I\GIIHTIVGIRX
4ISTPI[MXLSYXHMWEFMPMXMIWGSQQSRP]HSRSX
XLMROSJTISTPI[MXLHMWEFMPMXMIWEWLEZMRK
GLIQMGEPHITIRHIRG]TVSFPIQW,S[IZIV
XLIWITVSFPIQWEVI[MHIWTVIEHERHMJMKRSVIH
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8LIVIEVIQER]VIEWSRW[L]TISTPI[MXL
HMWEFMPMXMIWHSRSXEZEMPXLIQWIPZIWSJEPGSLSP
ERHHVYKXVIEXQIRXWIVZMGIW8LIWIVERKIJVSQ
MRHMZMHYEPHMJJMGYPXMIWWYGLEWPEGOSJWSGMEPWOMPPW
SVGLVSRMGTEMRXSWSGMIXEPTVSFPIQWWYGLEWPEGO
SJXEVKIXIHSYXVIEGLPEGOSJXVERWTSVXEXMSRERH
MREGGIWWMFPIJEGMPMXMIW1ER]SJXLIWITVSFPIQW
GERFIVIWSPZIHHYVMRKXLIEPGSLSPERHHVYK
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MWWYIWGERFIEHHVIWWIHF][SVOMRKGPSWIP][MXL
IEGLMRHMZMHYEP[MXLEHMWEFMPMX]ERH[MXL
HMWEFMPMX]EHZSGEG]SVKERM^EXMSRW
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HMWEFMPMXMIWMRXSXLIQEMRWXVIEQSJ%QIVMGER
WSGMIX]8LI%(%VIUYMVIWXLEXMRHMZMHYEP
EKIRGMIWQEOIXLIMVTVSKVEQWEGGIWWMFPIERHMX
MWXLIGPIEVVIWTSRWMFMPMX]SJEPGSLSPERHHVYK
TVSKVEQWXSWIIOSYXGPMIRXW[MXLHMWEFMPMXMIW
8LIJSPPS[MRKEGXMSRWLEZITVSZIHIJJIGXMZI
MRGVIEXMRKEGPMIRXFEWISJTISTPI[MXL
HMWEFMPMXMIW
-RWXMXYXIERSRKSMRKGEQTEMKRXSTYFPMGM^I
]SYVTVSKVEQXSTISTPI[MXLHMWEFMPMXMIW
7IRHHMWEFMPMX]WTIGMJMGTVSKVEQMRJSVQEXMSR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
XSPSGEPEHZSGEG]EKIRGMIWJSVTIVWSRW[MXL
HMWEFMPMXMIWMRGPYHMRKXLI(ITEVXQIRXSJ
6ILEFMPMXEXMSRGEQTYWHMWEFPIHWXYHIRX
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GLMPHVIR[MXLHMWEFMPMXMIWERHEHZSGEG]
SVKERM^EXMSRWJSVTISTPI[MXLWTIGMJMG
HMWEFMPMXMIWWYGLEWEVXLVMXMWGIVIFVEPTEPW]
QYPXMTPIWGPIVSWMWQYWGYPEVH]WXVSTL]ERH
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MRHITIRHIRXPMZMRKGIRXIVW-RZMXIXLIMV
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XLSYKLXSJMRXIVQWSJTL]WMGEPEGGIWWXSXLI
FYMPXIRZMVSRQIRX1SWXTISTPIYRHIVWXERHXLI
RIIHJSVVEQTWGYVFGYXWERHTEVOMRKWTEGIW
JSVTISTPI[MXLHMWEFMPMXMIW;LEXQER]HSRSX
GSRWMHIVEVIXLIRSRTL]WMGEPFEVVMIVWXSTISTPI
[MXLHMWEFMPMXMIWTSPMGMIWTVEGXMGIWERH
TVSGIHYVIWXLEXHMWGVMQMREXISVXIRHXS
HMWGVMQMREXISRXLIFEWMWSJHMWEFMPMX];IGER
X
WIIXLIWIlEHQMRMWXVEXMZIFEVVMIVWzFYXXLI]
LEZIEWQYGLMQTEGXSRTISTPI[MXLHMWEFMPMXMIW
EWTL]WMGEPSRIW
8LI%(%WIXWJSVXLEWYFWXERXMEPRYQFIVSJ
VIUYMVIQIRXWXSTVSXIGXTISTPI[MXLHMWEFMPMXMIW
JVSQEHQMRMWXVEXMZIFEVVMIVW-XMWRIGIWWEV]JSV
EPGSLSPERHHVYKTVSKVEQWXSVIZMI[I\MWXMRK
TSPMGMIWTVEGXMGIWERHTVSGIHYVIWERHEHSTX
RI[SRIWMRSVHIVXSEZSMHHMWGVMQMREXMSRERH
IRWYVIGSQTPMERGI[MXL%(%8MXPI---
VIUYMVIQIRXW8LIEHQMRMWXVEXMZIVIZMI[
WLSYPHFITIVJSVQIHF]XLITVSKVEQHMVIGXSVSV
ERSXLIVMRHMZMHYEP[LSMWXLSVSYKLP]JEQMPMEV
Reviewed: 4/8/16-SRC 4/19/16-CMMC
[MXLXLITVSKVEQERHLEWXLIEYXLSVMX]XSIJJIGX
TSPMG]GLERKIW
8LIJSPPS[MRKWIGXMSRMWMRXIRHIHXSERW[IV
UYIWXMSRWXLEX]SYQE]LEZIEFSYXWTIGMJMG
TSPMGMIWTVEGXMGIWERHTVSGIHYVIWVIPIZERXXS
EPGSLSPERHHVYKTVSKVEQSTIVEXMSR
%HQMXXMRK4ISTPI;MXL(MWEFMPMXMIW
-RXS=SYV4VSKVEQ
(MWGVMQMREXMRKEKEMRWXTISTPI[MXLHMWEFMPMXMIW
SJXIRSGGYVWHYVMRKJMVWXGSRXEGX8LIVIJSVIER
MQTSVXERXJMVWXWXITMWXSVIZMI[EHQMWWMSRW
TSPMGMIWTVEGXMGIWERHTVSGIHYVIW(VYKERH
EPGSLSPTVSKVEQEHQMWWMSRWMRGPYHIW
VIGVYMXQIRXVIJIVVEPWGVIIRMRKERHMRXEOISJ
GPMIRXW[MXLHMWEFMPMXMIWIZIV]XLMRKXLEXSGGYVW
TVMSVXSVIGIMTXSJWIVZMGIWSVTEVXMGMTEXMSRMRXLI
TVSKVEQ
1E];I6IJYWI8S%HQMX4ISTPI
;MXL(MWEFMPMXMIW#
4VSKVEQWQE]RSXVIJYWIXSEHQMXTISTPIWSPIP]
FEWIHYTSRHMWEFMPMX]&PEROIXTSPMGMIW
TVEGXMGIWERHTVSGIHYVIWXLEXTVSLMFMXXLI
TEVXMGMTEXMSRSJTISTPI[MXLHMWEFMPMXMIWEVI
HMWGVMQMREXSV].
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4EVXMGMTEXMSRSJ4ISTPI;MXL'IVXEMR
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MRHMZMHYEPW[MXLEHMWEFMPMX]GERSVGERRSX
TEVXMGMTEXIMRER]EWTIGXSJETVSKVEQ%R
MQTSVXERXWXITMRIRWYVMRKRSRHMWGVMQMREXMSR
SRXLIFEWMWSJHMWEFMPMX]MWXSIWXEFPMWL
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)ZIRMJEVGLMXIGXYVEPSVGSQQYRMGEXMSRW
FEVVMIVWWIIQMRKP]TVIZIRXTVSKVEQEGGIWWJSV
TISTPI[MXLGIVXEMRHMWEFMPMXMIWXLITVSKVEQ
QYWXKMZIIEGLMRHMZMHYEP[MXLEHMWEFMPMX]ER
STTSVXYRMX]XSHIXIVQMRIJSVLMQSVLIVWIPJ
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
[LIXLIVLISVWLIGERJYRGXMSR[MXLMRXLI
TVSKVEQ
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)<%140)%TVSKVEQREQIH%[EOILEWRS
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GSQQYRMGEXMRK[MXLTISTPI[LSLEZILEH
WXVSOIW8LITVSKVEQGERRSXLS[IZIVVIJYWI
XSEHQMXTISTPI[MXLWIZIVIWTIIGL
MQTEMVQIRXWGEYWIHF]EWXVSOIFEWIHYTSR
XLMWGSRWXVEMRX%RMRHMZMHYEP[MXLEWIZIVI
WTIIGLMQTEMVQIRXGEYWIHF]EWXVSOIQYWXFI
ETTVMWIHSJXLITVSKVEQ
WPMQMXEXMSRWERH
SXLIVTVSKVEQWWIIQMRKP]QSVIWYMXIHXSLMW
SVLIVRIIHWQE]FIWYKKIWXIHFYXXLI
MRHMZMHYEPGERWXMPPSTXXSTEVXMGMTEXIMRXLI
%[EOITVSKVEQ
'ER;I0MQMXXLI2YQFIVSV
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(MWEFMPMXMIW%HQMXXIHXS3YV
4VSKVEQ#
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)<%140)%TVSKVEQGERRSXPMQMXXLI
RYQFIVSJHIEJTIVWSRWXLEXMXWIVZIWMRE
KMZIR]IEVFEWIHYTSRXLIHIWMVIXSPMQMXWMKR
PERKYEKIMRXIVTVIXMRKGSWXW
-JEVGLMXIGXYVEPJMRERGMEPSVSXLIVGSRWXVEMRXW
PMQMXXLIRYQFIVSJTISTPI[MXLHMWEFMPMXMIWXLEX
ETVSKVEQGERWIVZIEXER]KMZIRXMQIXLI
TVSKVEQQYWXQEOIIZIV]IJJSVXXSIRWYVIXLEX
MRHMZMHYEPW[MXLHMWEFMPMXMIWEVITVSZMHIH[MXL
SXLIVSTXMSRWJSVWIVZMGIWWYGLEWEVIJIVVEPXSE
GSQTEVEFPITVSKVEQ8LIMRHMZMHYEP[MXLE
HMWEFMPMX]WLSYPHFIETTVMWIHSJEPPSTXMSRWERHLMWSV
LIVTVIJIVIRGIJSVTPEGIQIRXQYWXFIKMZIRTVMQEV]
GSRWMHIVEXMSR
)<%140)%VIWMHIRXMEPVIGSZIV]TVSKVEQ
LEWSRP]SRI[LIIPGLEMVEGGIWWMFPIFIHVSSQ
XLEXMWGYVVIRXP]SGGYTMIH%TIVWSR[LSYWIW
E[LIIPGLEMVFYXGER[EPOWLSVXHMWXERGIWQE]
STXXSIRXIVXLITVSKVEQMQQIHMEXIP]IZIR
XLSYKLXLI[LIIPGLEMVEGGIWWMFPIFIHVSSQMW
RSXEZEMPEFPI%TIVWSR[LSMWUYEHVMTPIKMG
QE]LS[IZIVVIUYMVIEVIJIVVEPXSER
EPXIVREXIEGGIWWMFPITVSKVEQ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
;LEX-JE4IVWSR
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,MQSV,IV9REFPI8S1IIX3YV
)PMKMFMPMX]6IUYMVIQIRXW#
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TISTPI[MXLHMWEFMPMXMIWQIIXIWWIRXMEPIPMKMFMPMX]
GVMXIVMEMRSVHIVXSTEVXMGMTEXIMRTVSKVEQWERH
WIVZMGIWERHXLI]QE]VIJYWIWIVZMGIWXS
MRHMZMHYEPW[MXLHMWEFMPMXMIW[LSGERRSXQIIX
XLIWIEHQMWWMSRVIUYMVIQIRXW4VSKVEQWQYWX
LS[IZIVHIQSRWXVEXIXLEXXLIWIVIUYMVIQIRXW
EVIIWWIRXMEPERHXLEXRSTIVWSR[MXLEHMWEFMPMX]
MWYRRIGIWWEVMP]I\GPYHIHSVPMQMXIHJVSQ
TEVXMGMTEXMSRMRTVSKVEQWERHWIVZMGIW
)WWIRXMEPVIUYMVIQIRXWEVIXLSWI
VIUYMVIQIRXWXLEXEVIJYRHEQIRXEPXSXLIREXYVI
SJETVSKVEQSVEGXMZMX]
)<%140)%TVSKVEQGERRSXVIUYMVIXLEX
GPMIRXWTVIWIRXEZEPMHHVMZIV
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3XLIVJSVQWSJMHIRXMJMGEXMSRWYGLEWEWSGMEP
WIGYVMX]GEVHSVFMVXLGIVXMJMGEXIWLSYPHFI
EGGITXIHMRPMIYSJEHVMZIV
WPMGIRWI
)<%140)%QIXLEHSRIQEMRXIRERGI
TVSKVEQMWETTVSEGLIHF]EFPMRH[SQER
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RSLMWXSV]SJYWMRKLIVSMRSVSXLIVSTMEXIW
8LITVSKVEQQE]HIR]LIVMXWWIVZMGIW
FIGEYWIXLI]EVIWTIGMJMGEPP]HIWMKRIHJSV
LIVSMRYWIVW8LITVSKVEQWLSYPHVIJIVLIVXS
SXLIVXVIEXQIRXWIVZMGIWJSVGVEGOGSGEMRI
YWIVW
8LI(ITEVXQIRXSJ.YWXMGIHSIWRSXGSRWMHIVMX
HMWGVMQMREXSV]JSVETVSKVEQ[MXLEWTIGMEPX]MR
ETEVXMGYPEVEVIEXSVIJIVERMRHMZMHYEP[MXLE
HMWEFMPMX]XSEHMJJIVIRXTVSKVEQMJ
8LIMRHMZMHYEPMWWIIOMRKEWIVZMGISV
XVIEXQIRXSYXWMHIXLIVIJIVVMRKTVSKVEQ
W
EVIESJI\TIVXMWIERH
8LITVSKVEQ[SYPHQEOIEWMQMPEVVIJIVVEP
JSVERMRHMZMHYEP[LSHSIWRSXLEZIE
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%TTIRHM\(
TVSZMHIWVIGSZIV]QIIXMRKWJSV0EXMRS
MQQMKVERXW%TIVWSR[LSYWIWE
[LIIPGLEMVFYXMWRSXE0EXMRSMQQMKVERX
EWOWXSEXXIRHXLIQIIXMRKW8LIEKIRG]QE]
VIJIVXLIMRHMZMHYEPXSERSXLIVEKIRG]XLEX
TVSZMHIWEGGIWWMFPIQIIXMRKW
1E];I6IUYMVI*YVXLIV
-RJSVQEXMSRSV(SGYQIRXEXMSR
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(MWEFMPMXMIW#
4VSKVEQWGERRSXVIUYMVIXLEXTISTPI[MXL
GIVXEMRHMWEFMPMXMIWTVSZMHIMRJSVQEXMSRRSX
VIUYMVIHSJSXLIVETTPMGERXW)PMKMFMPMX]JSV
TEVXMGMTEXMSRQE]RSXFIHIXIVQMRIHFEWIH
YTSRHMWEFMPMX]YRPIWWXLITVSKVEQSVWIVZMGIMW
WTIGMJMGEPP]HIWMKREXIHJSVTISTPI[MXL
HMWEFMPMXMIW
)<%140)%TVSKVEQGERRSXVIUYMVIXLEXER
ETTPMGERX[MXL,-:TVSZMHIQIHMGEPVIGSVHWSV
HMWGPSWILIEPXLMRJSVQEXMSRXLEXMWRSXVIUYMVIH
SJSXLIVETTPMGERXW
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%GGSVHMRKXSXLI(ITEVXQIRXSJ.YWXMGIlMPPIKEP
YWISJHVYKWQIERWXLIYWISJSRISVQSVI
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YRPE[JYPYRHIVXLI'SRXVSPPIH7YFWXERGIW%GX
-XHSIWRSXMRGPYHIYWISJGSRXVSPPIHWYFWXERGIW
TYVWYERXXSEZEPMHTVIWGVMTXMSRSVSXLIVYWIW
XLEXEVIEYXLSVM^IHF]XLI'SRXVSPPIH7YFWXERGIW
%GXSVSXLIVJIHIVEPPE[%PGSLSPMWRSXE
GSRXVSPPIHWYFWXERGIFYXEPGSLSPMWQMWE
HMWEFMPMX]z
;LEX-Wl'YVVIRX9WIz#
8LI(ITEVXQIRXSJ.YWXMGIHIJMRIWGYVVIRXYWIEW
lXLIMPPIKEPYWISJGSRXVSPPIHWYFWXERGIWXLEX
SGGYVVIHVIGIRXP]IRSYKLXSNYWXMJ]EVIEWSREFPI
FIPMIJXLEXETIVWSR
WHVYKYWIMWGYVVIRXSVXLEX
GSRXMRYMRKYWIMWEVIEPERHSRKSMRKTVSFPIQ
8LIVIJSVIETVMZEXIIRXMX]WLSYPHVIZMI[
GEVIJYPP]EPPXLIJEGXWWYVVSYRHMRKMXWFIPMIJXLEX
ERMRHMZMHYEPMWGYVVIRXP]XEOMRKMPPIKEPHVYKWXS
IRWYVIXLEXMXWFIPMIJMWEVIEWSREFPISRIz
Reviewed: 4/8/16-SRC 4/19/16-CMMC
'ER;I6IJYWI7IVZMGIWXS
-RHMZMHYEPW'YVVIRXP])RKEKMRKMR
-PPIKEP9WISJ(VYKW#
8LI(ITEVXQIRXSJ.YWXMGISJJIVWXLIJSPPS[MRK
KYMHERGIMRVIKEVHXSXLIMPPIKEPYWISJHVYKWF]
XLSWIWIIOMRKHVYKVILEFMPMXEXMSRWIVZMGIW
(VYKEHHMGXMSRMWERMQTEMVQIRXYRHIVXLI
%(%%TYFPMGEGGSQQSHEXMSRKIRIVEPP]
LS[IZIVQE]FEWIEHIGMWMSRXS[MXLLSPH
WIVZMGIWSVFIRIJMXWMRQSWXGEWIWSRXLIJEGX
XLEXEREHHMGXMWIRKEKIHMRXLIGYVVIRXERH
MPPIKEPYWISJHVYKW
%PXLSYKLMRHMZMHYEPWGYVVIRXP]YWMRKMPPIKEP
HVYKWEVIRSXTVSXIGXIHJVSQHMWGVMQMREXMSR
XLI%(%HSIWTVSLMFMXHIRMEPSJLIEPXL
WIVZMGIWSVWIVZMGIWTVSZMHIHMRGSRRIGXMSR
[MXLHVYKVILEFMPMXEXMSRXSERMRHMZMHYEPSR
XLIFEWMWSJGYVVIRXMPPIKEPYWISJHVYKWMJXLI
MRHMZMHYEPMWSXLIV[MWIIRXMXPIHXSWYGL
WIVZMGIW
&IGEYWIEFWXIRXMSRJVSQXLI?MPPIKEPAYWISJ
HVYKWMWERIWWIRXMEPGSRHMXMSRJSV
TEVXMGMTEXMSRMRWSQIHVYKVILEFMPMXEXMSR
TVSKVEQWERHQE]FIERIGIWWEV]
VIUYMVIQIRXMRMRTEXMIRXSVVIWMHIRXMEP
WIXXMRKWEHVYKVILEFMPMXEXMSRSVXVIEXQIRX
TVSKVEQQE]HIR]TEVXMGMTEXMSRXS
MRHMZMHYEPW[LSYWIHVYKW?MPPIKEPP]A[LMPI
XLI]EVIMRXLITVSKVEQ
)<%140)-X[SYPHFIMRETTVSTVMEXIJSVE
GVEGOGSGEMRIHIXS\MJMGEXMSRTVSKVEQXSVIJYWI
XSEHQMXERMRHMZMHYEPFIGEYWIWLIMWMPPIKEPP]
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8LIMRHMZMHYEPEWWIWWQIRXQYWXFIFEWIHSR
VIEWSREFPINYHKQIRXXLEXVIPMIWSRGYVVIRX
QIHMGEPIZMHIRGISVSRXLIFIWXEZEMPEFPI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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STTSVXYRMX]ERHEZSMHHMWGVMQMREXMSREKEMRWX
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XSEPPS[JSVXLIETTVSTVMEXIYWISJTVIWGVMFIH
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TVSKVEQGSYPHRSXVIJYWIXSEHQMXLIVJSVXLMW
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QSHMJ]MRKXLITVSKVEQ
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VIUYMVIWXLEXGPMIRXWTEWWEYVMRIWGVIIRMRKNYWX
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WGVIIRMRKVIUYMVIQIRXJSVETIVWSR[MXLE
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TVSKVEQW,S[IZIVXLI%(%HSIWRSXTVSLMFMX
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GSQQYRMXMIWSJTIVWSRW[MXLHMWEFMPMXMIWWYGL
EWEVIWMHIRXMEPXVIEXQIRXJEGMPMX]JSVTIVWSRW
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VIWMHIRXMEPJEGMPMX]JSVTIVWSRW[MXLXVEYQEXMG
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8LIGSYRX]QE]SJJIVXLMWWITEVEXITVSKVEQMR
SVHIVXSQIIXXLIYRMUYIGSKRMXMZIERH
IRZMVSRQIRXEPRIIHWSJTIVWSRW[MXL
XVEYQEXMGFVEMRMRNYVMIWMRVIGSZIV]8LI
GSYRX]GERRSXLS[IZIVVIUYMVIXLEXTIVWSRW
[MXLXVEYQEXMGFVEMRMRNYVMIWTEVXMGMTEXIMRXLMW
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VIKYPEVTVSKVEQWFIGEYWISJXLIMVHMWEFMPMX]
'ER4IVWSRW;MXL(MWEFMPMXMIW
6IJYWI7TIGMEP7IVZMGIWERH'LSSWI
-RWXIEH8S4EVXMGMTEXIMR6IKYPEV
4VSKVEQW#
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TEVXMGMTEXIMRVIKYPEVTVSKVEQW[LIXLIVSVRSX
EPGSLSPERHHVYKTVSKVEQTIVWSRRIPFIPMIZI
XLEXXLI]GERFIRIJMXJVSQVIKYPEVWIVZMGIW8LI
I\MWXIRGISJWTIGMEPTVSKVEQWHSIWRSXVIPMIZI
EPGSLSPERHHVYKTVSKVEQWSJXLIMVSFPMKEXMSRXS
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TVSZMHIVIEWSREFPIQSHMJMGEXMSRWERHEY\MPMEV]
EMHWERHWIVZMGIWXSMRHMZMHYEPWGLSSWMRKXS
TEVXMGMTEXIMRXLIVIKYPEVTVSKVEQ
)<%140)%VIWMHIRXMEPJEGMPMX]GEPPIH
8VERWMXMSRWMWPSGEXIHMREVYVEPWIXXMRKERH
VIWMHIRXWTIVJSVQJEVQPEFSVEWTEVXSJXLI
XVIEXQIRXTVSKVEQ%[LIIPGLEMVYWIVREQIH
.SIETTPMIWXS8VERWMXMSRW4VSKVEQWXEJJ
EHZMWILMQXLEXEVMKSVSYWTL]WMGEPVSYXMRIMWE
JYRHEQIRXEPTEVXSJXLI8VERWMXMSRWTVSKVEQ
8LI]WYKKIWXEREPXIVREXITVSKVEQXLEXSJJIVW
WTIGMEPWIVZMGIWJSVTIVWSRW[MXLQSFMPMX]
HMWEFMPMXMIW
.SIGLSSWIWXSNSMRXLI8VERWMXMSRWTVSKVEQ
HIWTMXIXLIEZEMPEFMPMX]SJEWTIGMEPTVSKVEQ
WYMXIHXSLMWHMWEFMPMX],IFIPMIZIWXLEXLIGER
RIKSXMEXIXLIXIVVEMRSJXLI8VERWMXMSRWJEGMPMX]
ERHHSWSQISJXLIVIUYMVIHTL]WMGEPPEFSV
[MXLPMQMXIHTVSKVEQQSHMJMGEXMSRW
8VERWMXMSRWQE]PMQMXXLII\XIRXSJ
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TVSZMHIHJSVSXLIVGPMIRXWFYXXLI]RIIHRSX
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IUYMTQIRX8LI]QE]EPWSQSHMJ].SI
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GLSVIWLIMWEFPIXSTIVJSVQ
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GSQQYRMGEXMSRWWYGLEWXIPIGSQQYRMGEXMSRW
HIZMGIWJSVHIEJTIVWSRWERHVIEWSREFPI
TIVWSREPEWWMWXERGIXSTIVWSRW[MXLHMWEFMPMXMIW
WYGLEWLIPT[MXLJMPPMRKSYXERETTPMGEXMSR
JSVQMXMWRSXVIUYMVIHXSTVSZMHIIUYMTQIRXSV
WIVZMGIWSJETIVWSREPREXYVIWYGLEW
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4VSZMHMRK7IVZMGIWXS8LIQ#
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VEMWIXLIJIIJSVEPPGPMIRXWFYXXLI]QE]RSXTPEGI
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HMWEFMPMXMIWSVKVSYTWSJMRHMZMHYEPW[MXL
HMWEFMPMXMIWXSGSZIVXLIWII\TIRWIW
)<%140)7%QIXLEHSRITVSKVEQMWPSGEXIH
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FYMPHMRKXLEXHSIWRSXLEZIERIPIZEXSV
&IGEYWIXLIHMVIGXSVLEWHIXIVQMRIHXLEX
TVSZMHMRKTL]WMGEPEGGIWWXSXLITVSKVEQJSV
XLSWIYREFPIXSGPMQFWXEMVW[SYPHRSXFI
VIEHMP]EGLMIZEFPIWLILEWGLSWIRXSTVSZMHI
LSQIWIVZMGIWEWEVIEHMP]EGLMIZEFPI
EPXIVREXMZIXSFEVVMIVVIQSZEP%QIHMGEP
XIGLRMGMER[MPPZMWMXGPMIRXW
LSQIWXSTIVJSVQ
YVMRIXIWXWERHKMZIMRNIGXMSRWERHGSYRWIPSVW
[MPPTVSZMHIWIVZMGIWXSGPMIRXWF]TLSRI8LI
TVSKVEQQE]RSXGLEVKIMRHMZMHYEPW[LS
VIGIMZILSQIGEVIJSVXLIEHHMXMSREPGSWXSJ
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MQTSWIVIWXVMGXMSRWSRWQSOMRKEXXLIMV
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%RMQEPWMR3YV*EGMPMX]#
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WIVZMGIERMQEPWYGLEWEKYMHILIEVMRKSV
GSQTERMSRHSKXSEGGSQTER]ETIVWSR[MXLE
HMWEFMPMX]JSVEPPWIVZMGIWI\GITX[LIRHSMRKWS
[SYPHJYRHEQIRXEPP]EPXIVXLITEVXMGYPEV
EGXMZMX]SVNISTEVHM^IXLIWEJISTIVEXMSRSJXLI
TVSKVEQ7IIWIGXMSRXMXPIHl0MQMXEXMSRWERH
%PXIVREXMZIWzFIPS[
-XMWXLIVIWTSRWMFMPMX]SJXLIERMQEP
WS[RIV
XSJIIH[EPOERHGEVIJSVXLIWIVZMGIERMQEPMR
ER]SXLIV[E]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
)<%140)%RMRHMZMHYEP[LSMWFPMRH[MWLIW
XSFIEGGSQTERMIHF]LMWKYMHIHSKXSER
EPGSLSPERHHVYKTVSKVEQSVMIRXEXMSRWIWWMSR
8LIEPGSLSPERHHVYKTVSKVEQQYWXTIVQMX
XLIKYMHIHSKXSEGGSQTER]MXWS[RIVMREPP
EVIEWSJXLIJEGMPMX]STIRXSSXLIVGPMIRXWERH
QE]RSXMRWMWXXLEXXLIHSKFIWITEVEXIHJVSQ
LMQEXER]XMQI*YVXLIVQSVIXLIGPMIRXQE]
RSXFIGLEVKIHEHITSWMXEWEGSRHMXMSRJSV
TIVQMXXMRKXLIWIVZMGIERMQEPMRXSXLI
TVSKVEQ
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8LI%(%4VSXIGXW4ISTPI;MXL
(MWEFMPMXMIWERH8LIMV%PPMIW*VSQ
6IXEPMEXMSRSV'SIVGMSR
%PGSLSPERHHVYKTVSKVEQWQE]RSXXEOIER]
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XLIMVVMKLXWYRHIVXLI%(%SVMRHMZMHYEPW[LS
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HMWTPE]WERHI\GLERKISJ[VMXXIRRSXIW
)\EQTPIWJSVMRHMZMHYEPW[MXLZMWMSR
MQTEMVQIRXWMRGPYHIUYEPMJMIHVIEHIVWXETIH
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TSWWMFPIXSTISTPI[MXLHMWEFMPMXMIW8LI%(%
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KMZIRXLISTTSVXYRMX]XSVIUYIWXXLIEY\MPMEV]
EMHWERHWIVZMGIWSJXLIMVGLSMGIERHXLEX
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TVMQEV]GSRWMHIVEXMSRFIKMZIRXSXLIGLSMGI
I\TVIWWIHF]XLIMRHMZMHYEP
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HMWEFMPMX]MWQSWXJEQMPMEV[MXLLMWSVLIV
HMWEFMPMX]ERHMWMRXLIFIWXTSWMXMSRXSHIXIVQMRI
[LEXX]TISJEMHSVWIVZMGI[MPPFIIJJIGXMZI*SV
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TVIZIRXMSRQIEWYVIWSVER]SXLIVMQTEGXSJ
XLIEGXMSRSRXLISTIVEXMSRSJXLIWMXI
8LIKISKVETLMGWITEVEXIRIWWERHXLI
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
EPXIVEXMSRSVYRHYIFYVHIRGSRGIVRWWLSYPH
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QIQFIVWSJXLIKIRIVEPTYFPMGE
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MRHMZMHYEPW[LSEVIHIEJLEVHSJLIEVMRKSV
WTIIGLMQTEMVIH%8((EPPS[WMRHMZMHYEPWXS
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TEXMIRXWSVTEVXMGMTERXWEVITIVQMXXIHXSQEOI
SYXKSMRKGEPPWSRQSVIXLERERMRGMHIRXEP
GSRZIRMIRGIFEWMW*SVI\EQTPI8((WQYWXFI
QEHIEZEMPEFPISRVIUYIWX[LIVIMRVSSQ
Reviewed: 4/8/16-SRC 4/19/16-CMMC
TLSRIWIVZMGIMWTVSZMHIHz-JGEPPWGSQIXSXLI
JVSRXHIWOFIJSVIXLI]EVIXVERWJIVVIHXSGPMIRXW
VSSQWXLIJVSRXHIWOWLSYPHEPWSFIIUYMTTIH
[MXLE8((WSXLEXGPMIRXWYWMRK8((WMRXLIMV
VSSQWLEZIXLIWEQIEGGIWWXSMRLSYWIWIVZMGIW
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TVIZIRXMSRSVSXLIVQEXIVMEPWEVIRSXEZEMPEFPI
MREJSVQEXXLEXMWETTVSTVMEXIJSVETIVWSR[MXL
EHMWEFMPMX]XLIRTVSKVEQWWLSYPHQEOIXLEX
QEXIVMEPEZEMPEFPIMRERETTVSTVMEXIEPXIVREXMZI
JSVQEX%PXIVREXMZIJSVQEXWMRGPYHIFYXEVIRSX
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LEVHSJLIEVMRKMRHMZMHYEPWMRGETXMSRIH
JSVQEX[MXLWYFXMXPIW
%YHMSXETIWQE]FIQEHIEZEMPEFPIXSHIEJSV
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VITVIWIRXEXMSRSJTISTPI[MXLHMWEFMPMXMIW
4VSKVEQWWLSYPHEPWSXEOIWXITWXSIRWYVIXLEX
RSQEXIVMEPTVSHYGIHF]SXLIVWFYXHMWXVMFYXIH
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PERKYEKISVVITVIWIRXEXMSRSJTISTPI[MXL
HMWEFMPMXMIW
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HMWXVMFYXIW%WEREPXIVREXMZITVSKVEQWQE]
GLSSWIXSIWXEFPMWLETVSGIHYVIF][LMGL
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QEXIVMEPXSFIHMWGVMQMREXSV]EKEMRWXTISTPI
[MXLHMWEFMPMXMIW%GSQTPEMRXVIZMI[TVSGIHYVI
WLSYPHFIIWXEFPMWLIH6IQIHMIWQE]MRGPYHI
HMWGSRXMRYMRKYWISJXLIQEXIVMEPSVVIQSZMRK
XLIHMWGVMQMREXSV]TSVXMSRSJXLIQEXIVMEP
;LIRWIPIGXMRKSVHIWMKRMRKRI[QEXIVMEPW
468%VIGSQQIRHWXLEXTVSKVEQWWLSYPHQEOI
ERIJJSVXXSJMRHSVTVSHYGIQEXIVMEPWXLEX
GSRXEMRTSWMXMZIVITVIWIRXEXMSRWSJTISTPI[MXL
HMWEFMPMXMIW-REHHMXMSRERETTVSTVMEXIRYQFIV
SJQEXIVMEPWWLSYPHEHHVIWWMWWYIWWTIGMJMGXS
HMWEFMPMX]*SVI\EQTPI]SYQE]MRGPYHIE
ZMHISXLEXEHHVIWWIWXLIMWWYISJHIEJRIWWERH
EPGSLSPYWIMR]SYVZMHISPMFVEV]468%
Reviewed: 4/8/16-SRC 4/19/16-CMMC
WYKKIWXWXLEXERlETTVSTVMEXIRYQFIVzSJ
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MWWYIW7MRGISZIVTIVGIRXSJ'EPMJSVRME
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VIGSQQIRHXLEXEXPIEWXTIVGIRXSJ]SYV
TVSKVEQ
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TSTYPEXMSR
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%RH3XLIV4YFPMG)ZIRXW
%GGIWWMFPI#
8LIJSPPS[MRKEVIQMRMQYQKYMHIPMRIWJSV
LSPHMRKEREGGIWWMFPIQIIXMRKSVSXLIVTYFPMG
IZIRX
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ERRSYRGIQIRXWEZEMPEFPIMREPXIVREXMZI
JSVQEXWYTSRVIUYIWX'SRHYGXSYXVIEGLXS
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ETTVSTVMEXIJSVQEX
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TIVWSRW[MXLHMWEFMPMXMIWXSGSRXEGX]SYV
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LERHSYXWSVWMKRPERKYEKIMRXIVTVIXIV
WIVZMGIW
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PSGEXMSR%XEQMRMQYQXLIWIWMXIWWLSYPH
LEZI[LIIPGLEMVEGGIWWMFPITEVOMRK
IRXVERGIWTEXLWSJXVEZIPWIEXMRKXSMPIX
JEGMPMXMIWERHTYFPMGTLSRIW
-JTSWWMFPIWIGYVIEWMKRPERKYEKIMRXIVTVIXIV
JSVXLIIZIRX3XLIV[MWITVSZMHIRSXMGIMR
]SYVEHZIVXMWIQIRXWXLEXEWMKRPERKYEKI
MRXIVTVIXIV[MPPFIEZEMPEFPIMJVIUYIWXIH
LSYVWMREHZERGI
-JTSWWMFPIQEOI[VMXXIRLERHSYXQEXIVMEPW
VIEHMP]EZEMPEFPIMRXLIJSPPS[MRKGSQQSR
EPXIVREXMZIJSVQEXWPEVKITVMRXGSQTYXIV
HMWOERHEYHMSGEWWIXXI
4PEGIVIJVIWLQIRXWERHLERHSYXQEXIVMEPWMR
EREGGIWWMFPIPSGEXMSR
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
7XIT*SYV-X(SIWR
X
,EZI8S'SWX1YGL
4L]WMGEP%GGIWW'ER&I
6IEHMP]%GLMIZIH
9RHIVXLI%(%TVMZEXIP]STIVEXIHEPGSLSPERH
HVYKTVSKVEQWWLSYPHVIQSZIEVGLMXIGXYVEPSV
TL]WMGEPFEVVMIVWXSTVSKVEQEVIEWMRI\MWXMRK
JEGMPMXMIW[LIVIMXMWVIEHMP]EGLMIZEFPIXSHSWS
6IEHMP]EGLMIZEFPIMWHIJMRIHF]XLI(ITEVXQIRX
SJ.YWXMGIEWlIEWMP]EGGSQTPMWLEFPIERHEFPIXS
FIGEVVMIHSYX[MXLSYXQYGLHMJJMGYPX]SV
I\TIRWIz2I[GSRWXVYGXMSRERHEPXIVEXMSR
VIUYMVIQIRXWEVIQYGLQSVIWXVMRKIRXXLERXLI
VIEHMP]EGLMIZEFPIFEVVMIVVIQSZEPWXERHEVHJSV
I\MWXMRKJEGMPMXMIW;LIRYRHIVXEOMRKERI[
GSRWXVYGXMSRSVEPXIVEXMSRTVSNIGXTVMZEXIP]
STIVEXIHEPGSLSPERHHVYKTVSKVEQWMR
'EPMJSVRMEQYWXGSQTP][MXLXLI%QIVMGERW
;MXL(MWEFMPMXMIW%GX%GGIWWMFMPMX]+YMHIPMRIW
%(%%+ERHWXEXIEGGIWWMFMPMX]VIKYPEXMSRW
8MXPI
8MXPI---EPPS[WXLEXFEVVMIVWFIVIQSZIH
WPS[P]SZIVXMQIEWMXFIGSQIWVIEHMP]
EGLMIZEFPIXSHSWS%GGSVHMRKXS8MXPI---
TVSKVEQWWLSYPHLEZIVIQSZIHEPPXLSWI
FEVVMIVWXLI]VIEHMP]GSYPHF].ERYEV]
3ZIVXMQITVSKVEQWEVISFPMKEXIHXSXEOIWXSGO
SJFEVVMIVWXLEXVIQEMRERHXSIZEPYEXI[LEX
VIWSYVGIWXLI]LEZIWSXLEXXLI]GERHIXIVQMRI
[LMGLEHHMXMSREPFEVVMIVWGERFIVIQSZIH
&IGEYWIXLI'EPMJSVRME(ITEVXQIRXSJ
%PGSLSPERH(VYK4VSKVEQW(%(4ERHIEGL
GSYRX]LEWMXWS[RSFPMKEXMSRWYRHIVXLI%(%
ERHXLI6ILEFMPMXEXMSR%GXSJXLIWXEXIERH
GSYRXMIWQE]LSPH%3(TVSKVEQWXLI]JYRHXS
ELMKLIVWXERHEVHSJEGGIWWXLERVIEHMP]
EGLMIZEFPI8LIWXEXIERHGSYRXMIWEVIPMOIP]XS
VIUYMVIXLEXEPPTYFPMGP]JYRHIHEPGSLSPERH
HVYKTVSKVEQW[MXLSVQSVIIQTPS]IIW
EGLMIZITVSKVEQQEXMGEGGIWW8LMWQIERWXLEX
TL]WMGEPFEVVMIVWXSTVSKVEQWERHWIVZMGIWQYWX
FIVIQSZIH[LIXLIVSVRSXMXMWVIEHMP]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
EGLMIZEFPIXSHSWS%KIRGMIW[MXLWIZIVEP
JEGMPMXMIWQE]FIEPPS[IHXSQEOISRP]SRI
JEGMPMX]EGGIWWMFPITIVXLMWLMKLIVWXERHEVHMJ
IEGLJEGMPMX]TVSZMHIWIWWIRXMEPP]XLIWEQI
TVSKVEQWEQIQSHEPMX]ERHXEVKIXTSTYPEXMSR
ERHXLIJEGMPMXMIWEVIPSGEXIH[MXLMRXLIWEQI
KIRIVEPKISKVETLMGEVIE
4VSKVEQW[MXLJI[IVXLERIQTPS]IIWQE]
FIVIUYMVIHXSVIJIVTIVWSRW[MXLHMWEFMPMXMIWXS
IWWIRXMEPP]IUYMZEPIRXEGGIWWMFPITVSKVEQW
[MXLMRXLIMVWIVZMGIKVSYT-JRSWYGLIUYMZEPIRX
EGGIWWMFPITVSKVEQMWEZEMPEFPITYFPMGP]JYRHIH
TVSKVEQW[MXLJI[IVXLERIQTPS]IIW[MPP
QSWXPMOIP]FIVIUYMVIHXSEGLMIZITVSKVEQQEXMG
EGGIWW=SYVGSYRX]EPGSLSPERHHVYKTVSKVEQ
EHQMRMWXVEXSVSV(%(4%(%GSSVHMREXSVGER
LIPT]SYHIXIVQMRI[LEXMWGYVVIRXP]VIUYMVIH
SJ]SYVTVSKVEQ
-REHHMXMSR468%VIGSQQIRHWXLEX
TVSKVEQWWLSYPHLEZIEPSRKXIVQTPERXS
EGLMIZITVSKVEQQEXMGEGGIWW[LIXLIVSVRSX
MQQIHMEXIP]VIUYMVIHF]XLIWXEXI
%(%%+SV'EPMJSVRME8MXPIVIKYPEXMSRWEVI
SJXIRYWIHEWXLIWXERHEVHXSWYVZI]EJEGMPMX]
3RGIXLIWYVZI]MWGSQTPIXIETVSKVEQGER
REVVS[XLIWGSTISJVIRSZEXMSRHITIRHMRKYTSR
XLIPIZIPSJEGGIWWMQQIHMEXIP]VIUYMVIH
VIEHMP]EGLMIZEFPISVTVSKVEQQEXMGEGGIWW
4VSKVEQWXLEXLEZIRSXEPVIEH]HSRIWS
WLSYPHTIVJSVQEWYVZI]SJXLIMVJEGMPMXMIWXS
MHIRXMJ]TL]WMGEPFEVVMIVWXSTVSKVEQWERH
WIVZMGIW8LIWYVZI]WLSYPHFITIVJSVQIHF]E
TIVWSR[LSMWXLSVSYKLP]JEQMPMEV[MXLTL]WMGEP
EGGIWWWXERHEVHWERHXLISTIVEXMSRSJEPGSLSP
ERHHVYKTVSKVEQW8LMWMWMQTSVXERXFIGEYWI
XLIWYVZI]SVWLSYPHFIEFPIXSMHIRXMJ]ERH
TVMSVMXM^ITL]WMGEPFEVVMIVWXSTVSKVEQEGGIWW
RSXNYWXMHIRXMJ]%(%%+SV8MXPIZMSPEXMSRWMR
KIRIVEP%WYVZI]SV[LSYRHIVWXERHWXLI
REXYVISJETVSKVEQGERWYKKIWXGSWXIJJMGMIRX
WSPYXMSRWERHEPXIVREXMZIWXSTL]WMGEPFEVVMIV
VIQSZEP8LI(ITEVXQIRXSJ.YWXMGIEPWSEHZMWIW
XLEXXLMWTVSGIWWWLSYPHMRGPYHIGSRWYPXEXMSR
[MXLMRHMZMHYEPW[MXLHMWEFMPMXMIWSV
%TTIRHM\(
SVKERM^EXMSRWVITVIWIRXMRKXLIQ8LI]QE]
TVSZMHIYWIJYPKYMHERGIMHIRXMJ]MRKXLIQSWX
WMKRMJMGERXFEVVMIVWXSVIQSZIERHXLIQSWX
IJJMGMIRXQIERWSJVIQSZMRKXLIQl%WIVMSYW
IJJSVXEXWIPJEWWIWWQIRXERHGSRWYPXEXMSRGER
HMQMRMWLXLIXLVIEXSJPMXMKEXMSRERHWEZI
VIWSYVGIWF]MHIRXMJ]MRKXLIQSWXIJJMGMIRX
QIERWSJTVSZMHMRKVIUYMVIHEGGIWWz
(ITIRHMRKYTSRXLITVSKVEQFEVVMIVWXLEX
TVIZIRXEGGIWWXSXSMPIXERHWLS[IVJEGMPMXMIW
FIHVSSQWQIIXMRKEVIEWHMRMRKVSSQW
GSYRWIPMRKSJJMGIWQIHMGEPSJJMGIWERHSXLIV
IWWIRXMEPTVSKVEQEVIEW[SYPHFIGSRWMHIVIH
TVSKVEQQEXMGFEVVMIVW4VSKVEQQEXMGFEVVMIVW
SJXIREPWSMRGPYHIWXEMVWREVVS[HSSV[E]WERH
PEGOSJEGGIWWMFPIJIEXYVIWWYGLEWHMWEFPIH
EGGIWWMFPITEVOMRKWTEGIWXSMPIXWXEPPWWMROW
WLS[IVWTE]XIPITLSRIWERHHVMROMRK
JSYRXEMRW
'IVXEMREVGLMXIGXYVEPJIEXYVIWWYGLEW
FEXLVSSQWERHQIIXMRKVSSQWQYWXFIQEHI
EGGIWWMFPI-RQER]GEWIWLS[IZIVEPXIVREXMZI
QIEWYVIWXSFEVVMIVVIQSZEPGERREVVS[XLI
WGSTISJVIRSZEXMSRVIUYMVIH[LMPITVSZMHMRK
IUYMZEPIRXTVSKVEQEGGIWWJSVTIVWSRW[MXL
HMWEFMPMXMIW
)<%140)%TVSKVEQRSVQEPP]TIVJSVQW
MRXEOISJJWMXIEXERMREGGIWWMFPIJEGMPMX]%R
EPXIVREXMZIXSEGSWXP]VIRSZEXMSRTVSNIGX
[SYPHFIXSGSRHYGXMRXEOISJETTPMGERXW[MXL
HMWEFMPMXMIWEXEREPXIVREXIEGGIWWMFPIPSGEXMSR
8LMWQE]WSYRHZIV]GSQTPMGEXIHSRTETIV
FYXMRQSWXGEWIWFEVVMIVVIQSZEPMWEGSQQSR
WIRWIMWWYI&IGSQMRKJEQMPMEV[MXLXLI%(%
8MXPI---TL]WMGEPEGGIWWVIUYMVIQIRXWMWER
MQTSVXERXJMVWXWXITXS[EVHYRHIVXEOMRKE
FEVVMIVVIQSZEPTVSNIGX
8LIJSPPS[MRKVIEHMP]EGLMIZEFPIFEVVMIV
VIQSZEPKYMHIPMRIWEVIUYSXIHHMVIGXP]JVSQXLI
(ITEVXQIRXSJ.YWXMGI%(%8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEPYRPIWWSXLIV[MWIWTIGMJMIHMR
XLI6IJIVIRGIWWIGXMSRSJXLMWTYFPMGEXMSR
Reviewed: 4/8/16-SRC 4/19/16-CMMC
;LEX-WER%VGLMXIGXYVEP&EVVMIV#
%VGLMXIGXYVEPFEVVMIVWEVITL]WMGEPIPIQIRXWSJE
JEGMPMX]XLEXMQTIHIEGGIWWF]TISTPI[MXL
HMWEFMPMXMIW8LIWIFEVVMIVWMRGPYHIQSVIXLER
SFZMSYWMQTIHMQIRXWWYGLEWWXITWERHGYVFW
XLEXTVIZIRXEGGIWWF]TISTPI[LSYWI
[LIIPGLEMVW
-RQER]JEGMPMXMIWXIPITLSRIWHVMROMRK
JSYRXEMRWQMVVSVWERHTETIVXS[IPHMWTIRWIVW
EVIQSYRXIHEXELIMKLXXLEXQEOIWXLIQ
MREGGIWWMFPIXSTISTPIYWMRK[LIIPGLEMVW
'SRZIRXMSREPHSSVORSFWERHSTIVEXMRKGSRXVSPW
QE]MQTIHIEGGIWWF]TISTPI[LSLEZIPMQMXIH
QERYEPHI\XIVMX](IITTMPIGEVTIXMRKSRJPSSVW
ERHYRTEZIHI\XIVMSVKVSYRHWYVJEGIWSJXIREVI
EFEVVMIVXSEGGIWWF]TISTPI[LSYWI
[LIIPGLEMVWERHTISTPI[LSYWISXLIVQSFMPMX]
EMHWWYGLEWGVYXGLIW-QTIHMQIRXWGEYWIHF]
XLIPSGEXMSRSJXIQTSVEV]SVQSZEFPIWXVYGXYVIW
WYGLEWJYVRMXYVIIUYMTQIRXERHHMWTPE]VEGOW
EVIEPWSGSRWMHIVIHEVGLMXIGXYVEPFEVVMIVW
;LEX-WE*EGMPMX]#
8LIXIVQlJEGMPMX]zMRGPYHIWEPPSVER]TEVXSJE
FYMPHMRKWXVYGXYVIIUYMTQIRXZILMGPIWMXI
MRGPYHMRKVSEHW[EPOWTEWWEKI[E]WERH
TEVOMRKPSXWSVSXLIVVIEPSVTIVWSREPTVSTIVX]
&SXLTIVQERIRXERHXIQTSVEV]JEGMPMXMIWEVI
WYFNIGXXSXLIFEVVMIVVIQSZEPVIUYMVIQIRXWz
;LEX%VGLMXIGXYVEP7XERHEVHW
%TTP]XS%PGSLSPERH(VYK
4VSKVEQWMR'EPMJSVRME#
1IEWYVIWXEOIRXSVIQSZIFEVVMIVWWLSYPH
GSQTP][MXLXLI(ITEVXQIRXSJ.YWXMGI
W%(%
%GGIWWMFMPMX]+YMHIPMRIW%(%%+ERH
'EPMJSVRME%GGIWWMFMPMX]6IKYPEXMSRW8MXPI
(IZMEXMSRWJVSQ%(%%+ERH8MXPIEVI
EGGITXEFPISRP][LIRJYPPGSQTPMERGI[MXLXLSWI
VIUYMVIQIRXWMWRSXVIEHMP]EGLMIZEFPI-RWYGL
GEWIWFEVVMIVVIQSZEPQIEWYVIWQE]FIXEOIR
XLEXHSRSXJYPP]GSQTP][MXLXLIWXERHEVHWWS
PSRKEWXLIQIEWYVIWHSRSXTSWIEWMKRMJMGERX
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
VMWOXSXLILIEPXLSVWEJIX]SJMRHMZMHYEPW[MXL
HMWEFMPMXMIWSVSXLIVW
,S[(SIWXLI6IEHMP]%GLMIZEFPI
7XERHEVH6IPEXIXSXLI%(%
7XERHEVHWJSV2I['SRWXVYGXMSRW
%RH%PXIVEXMSRW#
8LI%(%IWXEFPMWLIWHMJJIVIRXWXERHEVHWJSV
EVGLMXIGXYVEPFEVVMIVVIQSZEPJVSQI\MWXMRK
JEGMPMXMIWXLERJVSQJEGMPMXMIWYRHIVKSMRKERI[
GSRWXVYGXMSRSVEPXIVEXMSRTVSNIGX-RI\MWXMRK
JEGMPMXMIW[LIVIVIXVSJMXXMRKQE]FII\TIRWMZI
XLIVIUYMVIQIRXXSTVSZMHIEGGIWWMWPIWW
WXVMRKIRXXLERMXMWMRRI[GSRWXVYGXMSRERH
EPXIVEXMSRW[LIVIEGGIWWMFMPMX]GERFI
MRGSVTSVEXIHMRXLIMRMXMEPWXEKIWSJHIWMKRERH
GSRWXVYGXMSRSJXIR[MXLSYXEWMKRMJMGERXMRGVIEWI
MRGSWX
8LIVIEHMP]EGLMIZEFPIWXERHEVHEPWSVIUYMVIW
EPIWWIVHIKVIISJIJJSVXSRXLITEVXSJEPGSLSP
ERHHVYKTVSKVEQWXLERXLIlYRHYIFYVHIRz
PMQMXEXMSRSRXLIEY\MPMEV]EMHWVIUYMVIQIRXWSJ
XLI%(%-RXLEXWIRWIMXGERFIGLEVEGXIVM^IH
EWEPS[IVWXERHEVH%PWSWIIWIGXMSRXMXPIH
l0MQMXEXMSRWERHEPXIVREXMZIWzSRTEKI?A
;LEX&EVVMIVW%VI6IEHMP]
%GLMIZEFPIXS6IQSZI#
8LIVIMWRSHIJMRMXMZIERW[IVXSXLMWUYIWXMSR
FIGEYWIHIXIVQMREXMSRWEWXS[LMGLFEVVMIVWGER
FIVIQSZIH[MXLSYXQYGLHMJJMGYPX]SVI\TIRWI
QYWXFIQEHISREGEWIF]GEWIFEWMW
8LI(ITEVXQIRXSJ.YWXMGI
WVIKYPEXMSR
GSRXEMRWEPMWXSJI\EQTPIWSJQSHMJMGEXMSRW
XLEXQE]FIVIEHMP]EGLMIZEFPI
-RWXEPPMRKVEQTW
1EOMRKGYVFGYXWMRWMHI[EPOWERHIRXVERGIW
6ITSWMXMSRMRKWLIPZIW
6IEVVERKMRKXEFPIWGLEMVWZIRHMRK
QEGLMRIWHMWTPE]VEGOWERHSXLIVJYVRMXYVI
6ITSWMXMSRMRKXIPITLSRIW
%HHMRKVEMWIHQEVOMRKWSRIPIZEXSVGSRXVSP
FYXXSRW
-RWXEPPMRKJPEWLMRKEPEVQPMKLXW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
;MHIRMRKHSSVW
-RWXEPPMRKSJJWIXLMRKIWXS[MHIRHSSV[E]W
)PMQMREXMRKEXYVRWXMPISVTVSZMHMRKER
EPXIVREXMZIEGGIWWMFPITEXL
-RWXEPPMRKEGGIWWMFPIHSSVLEVH[EVI
6IEVVERKMRKXSMPIXTEVXMXMSRWXSMRGVIEWI
QERIYZIVMRKWTEGI
-RWYPEXMRKPEZEXSV]TMTIWYRHIVWMROWXS
TVIZIRXFYVRW
-RWXEPPMRKEVEMWIHXSMPIXWIEX
-RWXEPPMRKEJYPPPIRKXLFEXLVSSQQMVVSV
6ITSWMXMSRMRKXLITETIVXS[IPHMWTIRWIVMRE
FEXLVSSQ
'VIEXMRKHIWMKREXIHEGGIWWMFPITEVOMRK
WTEGIW
-RWXEPPMRKEREGGIWWMFPITETIVGYTHMWTIRWIV
EXERI\MWXMRKMREGGIWWMFPI[EXIVJSYRXEMR
6IQSZMRKLMKLTMPIPS[HIRWMX]GEVTIXMRK
SV
-RWXEPPMRKZILMGPILERHGSRXVSPW
8LIPMWXMWMRXIRHIHXSFIMPPYWXVEXMZI)EGLSJ
XLIWIQSHMJMGEXMSRW[MPPFIVIEHMP]EGLMIZEFPIMR
QER]MRWXERGIWFYXRSXMREPP;LIXLIVSVRSX
ER]SJXLIWIQIEWYVIWTIVXEMRXS]SYVTVSKVEQ
SVEVIVIEHMP]EGLMIZEFPIMWXSFIHIXIVQMRIHSR
EGEWIF]GEWIFEWMWMRPMKLXSJXLITEVXMGYPEV
GMVGYQWXERGIWTVIWIRXIHERHXLIJEGXSVW
HMWGYWWIHEFSZI
,S[(S;I(IXIVQMRI;LIR
&EVVMIV6IQSZEP-W6IEHMP]
%GLMIZEFPI#
(IXIVQMRMRKMJFEVVMIVVIQSZEPMWVIEHMP]
EGLMIZEFPIMWRIGIWWEVMP]EGEWIF]GEWI
NYHKQIRX*EGXSVWXSGSRWMHIVMRGPYHI
8LIREXYVIERHGSWXSJXLIEGXMSR
8LISZIVEPPJMRERGMEPVIWSYVGIWSJXLIWMXISV
WMXIWMRZSPZIHXLIRYQFIVSJTIVWSRW
IQTPS]IHEXXLIWMXIXLIIJJIGXSRI\TIRWIW
ERHVIWSYVGIWPIKMXMQEXIWEJIX]VIUYMVIQIRXW
RIGIWWEV]JSVWEJISTIVEXMSRMRGPYHMRKGVMQI
TVIZIRXMSRQIEWYVIWSVER]SXLIVMQTEGXSJ
XLIEGXMSRSRXLISTIVEXMSRSJXLIWMXI
%TTIRHM\(
8LIKISKVETLMGWITEVEXIRIWWERHXLI
EHQMRMWXVEXMZISVJMWGEPVIPEXMSRWLMTSJXLI
WMXISVWMXIWMRUYIWXMSRXSER]TEVIRX
GSVTSVEXMSRSVIRXMX]
-JETTPMGEFPIXLISZIVEPPJMRERGMEPVIWSYVGIW
SJER]TEVIRXGSVTSVEXMSRSVIRXMX]XLI
SZIVEPPWM^ISJXLITEVIRXGSVTSVEXMSRSV
IRXMX][MXLVIWTIGXXSXLIRYQFIVSJMXW
IQTPS]IIWXLIRYQFIVX]TIERHPSGEXMSRSJ
MXWJEGMPMXMIWERH
-JETTPMGEFPIXLIX]TISJSTIVEXMSRSV
STIVEXMSRWSJER]TEVIRXGSVTSVEXMSRSV
IRXMX]MRGPYHMRKXLIGSQTSWMXMSRWXVYGXYVI
ERHJYRGXMSRWSJXLI[SVOJSVGISJXLITEVIRX
GSVTSVEXMSRSVIRXMX]
-JXLI?EPGSLSPERHHVYKTVSKVEQAMWEJEGMPMX]
XLEXMWS[RIHSVSTIVEXIHF]ETEVIRXIRXMX]XLEX
GSRHYGXWSTIVEXMSRWEXQER]HMJJIVIRXWMXIWXLI
?EPGSLSPERHHVYKTVSKVEQAQYWXGSRWMHIVXLI
VIWSYVGIWSJFSXLXLIPSGEPJEGMPMX]ERHXLITEVIRX
IRXMX]XSHIXIVQMRIMJVIQSZEPSJETEVXMGYPEV
FEVVMIVMWlVIEHMP]EGLMIZEFPIz8LI
EHQMRMWXVEXMZIERHJMWGEPVIPEXMSRWLMTFIX[IIR
XLIPSGEPJEGMPMX]ERHXLITEVIRXIRXMX]QYWXEPWS
FIGSRWMHIVIHMRIZEPYEXMRK[LEXVIWSYVGIWEVI
EZEMPEFPIJSVER]TEVXMGYPEVEGXSJFEVVMIV
VIQSZEP
(SIWXLI%(%4IVQMXER%PGSLSP
%RH(VYK4VSKVEQ8S'SRWMHIVXLI
)JJIGXSJE1SHMJMGEXMSRSRXLI
3TIVEXMSRSJ-XW&YWMRIWW#
=IW8LI%(%TIVQMXWGSRWMHIVEXMSRSJJEGXSVW
SXLIVXLERXLIMRMXMEPGSWXSJXLITL]WMGEP
VIQSZEPSJEFEVVMIV
)<%140)%VIWMHIRXMEPHVYKXVIEXQIRX
TVSKVEQ[MXLFIHWXLEXLEWSRP]SRI
[LIIPGLEMVEGGIWWMFPIWPIITMRKVSSQMW
GSRWMHIVMRKQEOMRKERSXLIVWPIITMRKVSSQ
EGGIWWMFPI%JXIVERETTVSTVMEXIEGGIWWWYVZI]
ERHGSRWYPXEXMSRWIITEKIWrJSV
HIXEMPWMXMWHIXIVQMRIHXLEXXLISRP][E]XS
QEOIXLIVSSQMRUYIWXMSREGGIWWMFPI[SYPH
FIXSQSZIXLITEVXMXMSRFIX[IIRMXERHER
EHNEGIRXWPIITMRKVSSQ[LMGLLEWJSYVFIHW
,S[IZIVQSZMRKXLITEVXMXMSRXSGVIEXI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
EGGIWWMFPIWTEGI[SYPHQIERXLEXXLITVSKVEQ
[SYPHPSWIX[SSJXLIJSYVFIHWMRXLIEHNEGIRX
VSSQ8LIIJJIGXSJXLIRIXPSWWSJX[SFIHWSR
XLITVSKVEQ
WSTIVEXMSRGERFIGSRWMHIVIHMR
XLITVSGIWWSJHIXIVQMRMRK[LIXLIVQSZMRK
XLITEVXMXMSR[SYPHFIVIEHMP]EGLMIZEFPI
;LEX%VIXLI4VMSVMXMIWJSV&EVVMIV
6IQSZEP#
8LI(ITEVXQIRX?SJ.YWXMGI
WAVIKYPEXMSR
VIGSQQIRHWTVMSVMXMIWJSVVIQSZMRKFEVVMIVWMR
I\MWXMRKJEGMPMXMIW&IGEYWIXLIVIWSYVGIW
EZEMPEFPIJSVFEVVMIVVIQSZEPQE]RSXFI
EHIUYEXIXSVIQSZIEPPI\MWXMRKFEVVMIVWEXER]
KMZIRXMQIXLIVIKYPEXMSRWYKKIWXWE[E]XS
HIXIVQMRI[LMGLFEVVMIVWWLSYPHFIQMXMKEXIHSV
IPMQMREXIHJMVWX8LITYVTSWISJXLIWITVMSVMXMIW
MWXSlJEGMPMXEXIPSRKXIVQTPERRMRKERHXS
QE\MQM^IXLIHIKVIISJIJJIGXMZIEGGIWWXLEX[MPP
VIWYPXJVSQER]KMZIRPIZIPSJI\TIRHMXYVI
8LIWITVMSVMXMIWEVIRSXQERHEXSV]
?4VSKVEQWAEVIJVIIXSI\IVGMWIHMWGVIXMSRMR
HIXIVQMRMRKXLIQSWXIJJIGXMZIlQM\zSJFEVVMIV
VIQSZEPQIEWYVIWXSYRHIVXEOIMRXLIMV
JEGMPMXMIWz
8LIVIKYPEXMSRWYKKIWXWXLEXl?EREPGSLSP
ERHHVYKTVSKVEQ
WAJMVWXTVMSVMX]WLSYPHFIXS
IREFPIMRHMZMHYEPW[MXLHMWEFMPMXMIWXSTL]WMGEPP]
IRXIVMXWJEGMPMX]z8LMWTVMSVMX]SRlKIXXMRK
XLVSYKLXLIHSSVzVIGSKRM^IWXLEXTVSZMHMRK
TL]WMGEPEGGIWWXSEJEGMPMX]JVSQTYFPMG
WMHI[EPOWTYFPMGXVERWTSVXEXMSRSVTEVOMRKMW
KIRIVEPP]TVIJIVEFPIXSER]EPXIVREXMZI
EVVERKIQIRXWMRXIVQWSJFSXLFYWMRIWW
IJJMGMIRG]ERHXLIHMKRMX]SJMRHMZMHYEPW[MXL
HMWEFMPMXMIW
8LIRI\XTVMSVMX]MWJSVQIEWYVIWXLEXTVSZMHI
EGGIWWXSXLSWIEVIEWSJ?XLIJEGMPMX]A[LIVI
WIVZMGIWEVIQEHIEZEMPEFPIXSXLITYFPMG
?GPMIRXWA
8LIXLMVHTVMSVMX]WLSYPHFITVSZMHMRKEGGIWW
XSVIWXVSSQWMJVIWXVSSQWEVITVSZMHIHJSVYWI
F]GPMIRXW
8LIJSYVXLTVMSVMX]MWXSVIQSZIER]
VIQEMRMRKFEVVMIVWXSYWMRKXLI?EPGSLSPERH
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
HVYKTVSKVEQ
WAJEGMPMX]F]JSVI\EQTPI
?MRWXEPPMRKZMWYEPEPEVQWEHHMRK&VEMPPIHJPSSV
MRHMGEXSVWXSIPIZEXSVTERIPWSVAPS[IVMRK
XIPITLSRIW
-J;I4VSZMHI7IVZMGIW8LVSYKL
%PXIVREXMZI1IEWYVIW7YGL%W
,SQI:MWMXW1E];I'LEVKIXLI
'PMIRXJSV,MW7TIGMEP7IVZMGI#
-J;I*MRH&EVVMIVW8LEX7LSYPH&I
6IQSZIHFYX-X-W2SX6IEHMP]
%GLMIZEFPI8S9RHIVXEOI%PPSJXLI
1SHMJMGEXMSRW2S[;LEX7LSYPH
;I(S#
2Sl;LIRWIVZMGIWEVITVSZMHIHXSER
MRHMZMHYEP[MXLEHMWEFMPMX]XLVSYKLEPXIVREXMZI
QIXLSHWFIGEYWI?ETVSKVEQ
WAJEGMPMX]MW
MREGGIWWMFPI?XLITVSKVEQAQE]RSXTPEGIE
WYVGLEVKISRXLIMRHMZMHYEP[MXLEHMWEFMPMX]JSV
XLIGSWXWEWWSGMEXIH[MXLXLIEPXIVREXMZI
QIXLSHWz
8LI(ITEVXQIRX?SJ.YWXMGIAVIGSQQIRHWXLEX
?EPGSLSPERHHVYKTVSKVEQWAHIZIPSTER
MQTPIQIRXEXMSRTPERHIWMKRIHXSEGLMIZI
GSQTPMERGI[MXLXLI%(%
WFEVVMIVVIQSZEP
VIUYMVIQIRXW7YGLETPERMJETTVSTVMEXIP]
HIWMKRIHERHHMPMKIRXP]I\IGYXIHGSYPHWIVZIEW
IZMHIRGISJEKSSHJEMXLIJJSVXXSGSQTP][MXL
XLI%(%
WFEVVMIVVIQSZEPVIUYMVIQIRXW
;LEX%VIl%PXIVREXMZIWXS&EVVMIV
6IQSZEPz#
;LIRETVSKVEQGERHIQSRWXVEXIXLEXXLI
VIQSZEPSJFEVVMIVWMWRSXVIEHMP]EGLMIZEFPIXLI
TVSKVEQQYWXQEOIMXWWIVZMGIWEZEMPEFPI
XLVSYKLEPXIVREXMZIQIXLSHWMJWYGLQIXLSHW
EVIVIEHMP]EGLMIZEFPI
)<%140)%VIWMHIRXMEPTVSKVEQXLEXLEWMXW
GSYRWIPMRKVSSQWYTWXEMVWHIXIVQMRIWXLEXMXMW
RSXVIEHMP]EGLMIZEFPIXSTVSZMHIEVEQTSV
IPIZEXSVXSXLIWIYTWXEMVWVSSQW,S[IZIV
XLITVSKVEQMWWXMPPVIUYMVIHXSTVSZMHIEGGIWW
XSMXWWIVZMGIWMJER]VIEHMP]EGLMIZEFPI
EPXIVREXMZIQIXLSHSJHIPMZIV]MWEZEMPEFPI
8LIVIJSVIXLMWTVSKVEQ[SYPHFIVIUYMVIHXS
QEOIGSYRWIPMRKEZEMPEFPIMREHS[RWXEMVW
VSSQ[LIRRIIHIH
,S['ER;I(IXIVQMRIMJER
%PXIVREXMZIXS&EVVMIV6IQSZEP-W
6IEHMP]%GLMIZEFPI#
l8LIJEGXSVWXSGSRWMHIVMRHIXIVQMRMRKMJER
EPXIVREXMZIMWVIEHMP]EGLMIZEFPIEVIXLIWEQIEW
XLSWIXLEXEVIGSRWMHIVIHMRHIXIVQMRMRKMJ
FEVVMIVVIQSZEPMWVIEHMP]EGLMIZEFPIz
Reviewed: 4/8/16-SRC 4/19/16-CMMC
1E];I'SRWMHIV7IGYVMX]-WWYIW
;LIR(IXIVQMRMRK-JER
%PXIVREXMZI-W6IEHMP]%GLMIZEFPI#
=IWl7IGYVMX]MWEJEGXSVXLEXQE]FIGSRWMHIVIH
[LIR?EREPGSLSPERHHVYKTVSKVEQAMW
HIXIVQMRMRKMJEREPXIVREXMZIQIXLSHSJ
HIPMZIVMRKMXWWIVZMGIWMWVIEHMP]EGLMIZEFPIz
1YWX&EVVMIVW&I6IQSZIHMR%VIEW
9WIH3RP]F])QTPS]IIW#
2Sl8LIDVIEHMP]EGLMIZEFPI
SFPMKEXMSRXS
VIQSZIFEVVMIVWMRI\MWXMRKJEGMPMXMIWHSIWRSX
I\XIRHXSEVIEWSJEJEGMPMX]XLEXEVIYWIH
I\GPYWMZIP]F]IQTPS]IIWEW[SVOEVIEWz
,S[IZIVMJSRISVQSVIIQTPS]IIWLEZI
HMWEFMPMXMIW[LMGLRIIHXSFIEGGSQQSHEXIH
XLVSYKLFEVVMIVVIQSZEPXLIRFEVVMIVVIQSZEP
QYWXFIGEVVMIHSYXYRPIWWMXTSWIWERlYRHYI
LEVHWLMTzXSXLIIQTPS]IV8LMWlYRHYI
LEVHWLMTzWXERHEVHMWIWXEFPMWLIHF]8MXPI-SJ
XLI%(%
%VI4SVXEFPI6EQTW4IVQMXXIH#
=IWFYXlSRP][LIRXLIMRWXEPPEXMSRSJE
TIVQERIRXVEQTMWRSXVIEHMP]EGLMIZEFPI-R
SVHIVXSTVSQSXIWEJIX]ETSVXEFPIVEQTWLSYPH
LEZIVEMPMRKWERHEJMVQWXEFPIRSRWPMTWYVJEGI
-XWLSYPHEPWSFITVSTIVP]WIGYVIHz
(S;I,EZIXS-RWXEPPER)PIZEXSV#
8LIVIEHMP]EGLMIZEFPIWXERHEVHHSIWRSX
VIUYMVIFEVVMIVVIQSZEPXLEX[SYPHRIGIWWMXEXI
%TTIRHM\(
I\XIRWMZIVIWXVYGXYVMRKSVFYVHIRWSQI
I\TIRWI,S[IZIVXLITVSKVEQQEXMGEGGIWW
WXERHEVH[SYPHVIUYMVIXLEXTVSKVEQWIVZMGIW
FIQSZIHXSEREGGIWWMFPIWMXI[LIRRIIHIH
8LIVIJSVIWQEPPTVMZEXIP]STIVEXIHEPGSLSPERH
HVYKTVSKVEQWXLEXLEZIPMQMXIHFYHKIXW
KIRIVEPP][SYPHRSXFIVIUYMVIHXSVIQSZIE
FEVVMIVXSTL]WMGEPEGGIWWTSWIHF]EJPMKLXSJ
WXITWMJVIQSZEP[SYPHVIUYMVII\XIRWMZI
VEQTMRKSVERIPIZEXSV
(SIWXLI%(%6IUYMVI&EVVMIV
6IQSZEPMR,MWXSVMG&YMPHMRKW#
=IWMJMXMWVIEHMP]EGLMIZEFPI,S[IZIVXLI
%(%XEOIWMRXSEGGSYRXXLIREXMSREPMRXIVIWXMR
TVIWIVZMRKWMKRMJMGERXLMWXSVMGWXVYGXYVIW
&EVVMIVVIQSZEP[SYPHRSXFIGSRWMHIVIHVIEHMP]
EGLMIZEFPIMJMX[SYPHXLVIEXIRSVHIWXVS]XLI
LMWXSVMGWMKRMJMGERGISJEFYMPHMRKSVJEGMPMX]XLEX
MWIPMKMFPIJSVPMWXMRKMRXLI2EXMSREP6IKMWXIVSJ
,MWXSVMG4PEGIWYRHIVXLI2EXMSREP,MWXSVMG
4VIWIVZEXMSR%GX97'IXWIUSVMW
HIWMKREXIHEWLMWXSVMGYRHIV7XEXISVPSGEPPE[
)<%140)%VIWMHIRXMEPXVIEXQIRXTVSKVEQ
MWPSGEXIHMREGIRXYV]SPHLSYWIXLEX[EW
HIWMKRIHF]EJEQSYWEVGLMXIGXERHMWPMWXIHMR
XLI2EXMSREP6IKMWXV]SJ,MWXSVMG4PEGIW%R
EVGLMXIGXJEQMPMEV[MXLHMWEFMPMX]EGGIWW
VIKYPEXMSRWLEWHIXIVQMRIHXLEXVEQTMRKXLI
JVSRXIRXVERGI[SYPHVIUYMVII\XIRWMZI
WXVYGXYVEPQSHMJMGEXMSRWXSXLIJVSRXTSVGL
8LITSVGLVSSJMWWYTTSVXIHF]HIGSVEXMZI
GSPYQRWXLEXGERRSXFIQSZIHERHEVEQT
GERRSXJMXFIX[IIRXLIQ8LIVIJSVIVEQTMRK
XLIJVSRXIRXVERGI[SYPHRSXFIVIEHMP]
EGLMIZEFPI-X[SYPHFIVIEHMP]EGLMIZEFPI
LS[IZIVXSVIQSZISFWXEGPIWERHFVSEHIRE
TEXL[E]XSEWMHIHSSVSRXLIKVSYRHPIZIP
[LMGLMW[MHIIRSYKLXSTIVQMX[LIIPGLEMV
EGGIWW
)<%140)%RSRVIWMHIRXMEPEPGSLSPERH
HVYKGSYRWIPMRKGIRXIVMWPSGEXIHMRETVMZEXI
FYMPHMRK[LIVIGMX]JSYRHIVWWMKRIHEGLEVXIV
]IEVWEKS8LIFYMPHMRKMXWIPJLEWRS
EVGLMXIGXYVEPJIEXYVIWXLEXEVILMWXSVMG
,S[IZIVMXMW[IPPORS[RXLEXXLIGLEVXIV[EW
WMKRIHXLIVIERHETPEUYIRIEVXLIJVSRX
IRXVERGIGSQQIQSVEXIWXLMWJEGX8LI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
IRXVERGIWXSXLMWFYMPHMRKEVIIEGLYTWIZIVEP
WXITW-X[SYPHFIVIEHMP]EGLMIZEFPIXSMRWXEPP
EVEQTSVETPEXJSVQPMJXEHNEGIRXXSXLIWXITW
EXXLIJVSRXIRXVERGIMJXLITVSKVEQLEHXLI
VIWSYVGIWXSHSWSERHMJEGGIWWXSXLITPEUYI
ERHXLITPEUYI
WZMWMFMPMX][IVIRSXSFWXVYGXIH
F]XLIVEQTSVPMJX
-J;I1SZI(S;I,EZIER
3FPMKEXMSR8S7IEVGLJSV%GGIWWMFPI
7TEGI#
4VMZEXIP]STIVEXIHEPGSLSPERHHVYKTVSKVEQW
EVIRSXVIUYMVIHXSPIEWIWTEGIXLEXMWEGGIWWMFPI
,S[IZIVYTSRPIEWMRKXLIFEVVMIVVIQSZEP
VIUYMVIQIRXWJSVI\MWXMRKJEGMPMXMIWETTP]-R
EHHMXMSRER]EPXIVEXMSRWXSXLIWTEGIQYWXQIIX
XLIEGGIWWMFMPMX]VIUYMVIQIRXWJSVEPXIVEXMSRW
;LS,EW6IWTSRWMFMPMX]JSV%(%
'SQTPMERGIMR0IEWIH*EGMPMXMIWXLI
0ERHPSVHSVXLI8IRERX#
&SXLXLIPERHPSVHERHXLIXIRERXEVITYFPMG
EGGSQQSHEXMSRWERHLEZIXLIJYPPVIWTSRWMFMPMX]
JSVGSQTP]MRK[MXLEPP%(%8MXPI---
VIUYMVIQIRXWETTPMGEFPIXSXLEXTPEGISJTYFPMG
EGGSQQSHEXMSR8LI8MXPI---VIKYPEXMSRTIVQMXW
XLIPERHPSVHERHXLIXIRERXXSEPPSGEXI
VIWTSRWMFMPMX]MRXLIPIEWIJSVGSQTP]MRK[MXL
TEVXMGYPEVTVSZMWMSRWSJXLIVIKYPEXMSR
,S[IZIVER]EPPSGEXMSRQEHIMREPIEWISV
SXLIVGSRXVEGXMWSRP]IJJIGXMZIEWFIX[IIRXLI
TEVXMIWERHFSXLPERHPSVHERHXIRERXVIQEMR
JYPP]PMEFPIJSVGSQTPMERGI[MXLEPPTVSZMWMSRWSJ
XLI%(%VIPEXMRKXSXLEXTPEGISJTYFPMG
EGGSQQSHEXMSR
1EMRXEMRMRKXLI%GGIWWMFPI*IEXYVIW
3J=SYV*EGMPMX]
l4YFPMGEGGSQQSHEXMSRW?WYGLEWTVMZEXIP]
STIVEXIHEPGSLSPERHHVYKTVSKVEQWAQYWX
QEMRXEMRMR[SVOMRKSVHIVIUYMTQIRXERH
JIEXYVIWSJJEGMPMXMIWXLEXEVIVIUYMVIHXSTVSZMHI
VIEH]EGGIWWXSMRHMZMHYEPW[MXLHMWEFMPMXMIWz
;LIVI?EPGSLSPERHHVYKTVSKVEQWAQYWX
TVSZMHIEREGGIWWMFPIVSYXIXLIVSYXIQYWX
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
VIQEMREGGIWWMFPIERHRSXFPSGOIHF]SFWXEGPIW
WYGLEWJYVRMXYVIJMPMRKGEFMRIXWSVTSXXIH
TPERXW7MQMPEVP]EGGIWWMFPIHSSVWQYWXFI
YRPSGOIH[LIR?XLIJEGMPMX]AMWSTIRJSV
FYWMRIWW
)<%140)4PEGMRKEZIRHMRKQEGLMRISR
XLIEGGIWWMFPIVSYXIXSEREGGIWWMFPIVIWXVSSQ
[SYPHFIZMSPEXMSRMJMXSFWXVYGXIHXLIVSYXI
)<%140)4PEGMRKSVREQIRXEPTPERXWMRER
IPIZEXSVPSFF]QE]FIEZMSPEXMSRMJXLI]FPSGO
XLIETTVSEGLXSXLIIPIZEXSVGEPPFYXXSRWSV
SFWXVYGXEGGIWWXSXLIIPIZEXSVGEVW
)<%140)9WMRKEREGGIWWMFPIVSYXIJSV
WXSVEKISJWYTTPMIW[SYPHEPWSFIEZMSPEXMSR
MJMXQEHIXLIVSYXI?XSSREVVS[SVGVS[HIH
XSFIEGGIWWMFPIA
&98%RMWSPEXIHMRWXERGISJTPEGIQIRXSJER
SFNIGXSREREGGIWWMFPIVSYXI[SYPHRSXFIE
ZMSPEXMSRMJXLISFNIGXMWTVSQTXP]VIQSZIH
%PXLSYKLMXMWVIGSKRM^IHXLEXQIGLERMGEP
JEMPYVIWMRIUYMTQIRXWYGLEWIPIZEXSVWSV
EYXSQEXMGHSSVW[MPPSGGYVJVSQXMQIXSXMQI
XLISFPMKEXMSRXSIRWYVIXLEXJEGMPMXMIWEVIVIEHMP]
EGGIWWMFPIXSERHYWEFPIF]MRHMZMHYEPW[MXL
Reviewed: 4/8/16-SRC 4/19/16-CMMC
HMWEFMPMXMIW[SYPHFIZMSPEXIHMJVITEMVWEVIRSX
QEHITVSQTXP]SVMJMQTVSTIVSVMREHIUYEXI
QEMRXIRERGIGEYWIWVITIEXIHERHTIVWMWXIRX
JEMPYVIW-RSTIVEFPISVlSYXSJWIVZMGIz
IUYMTQIRXHSIWRSXQIIXXLIVIUYMVIQIRXWJSV
TVSZMHMRKEGGIWW
*MREP6IQEVOW
4ISTPI[MXLHMWEFMPMXMIWRIIHEPGSLSPERHHVYK
EFYWITVIZIRXMSRERHXVIEXQIRXWIVZMGIWEW
QYGLEWER]SRIIPWIMRWSGMIX]-RJEGXTISTPI
[MXLHMWEFMPMXMIWEVIEXLMKLIVVMWOJSVEPGSLSP
ERHHVYKEFYWITVSFPIQWXLERXLIKIRIVEP
TSTYPEXMSR=SYV%(%MQTPIQIRXEXMSRIJJSVXW
[MPPLIPTXSIRWYVIXLEXTISTPI[MXLHMWEFMPMXMIW
MR]SYVGSQQYRMX][MPPVIGIMZIHIWTIVEXIP]
RIIHIHEPGSLSPERHHVYKTVIZIRXMSRERH
XVIEXQIRXWIVZMGIW;ILSTIXLEXXLMWWYQQEV]
SJXLI97(ITEVXQIRXSJ.YWXMGI%(%8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEPEWEHETXIHXSQIIX
XLIRIIHWSJEPGSLSPERHSXLIVHVYKWIVZMGI
TVSZMHIVWLEWFIIRSJEWWMWXERGIXS]SY-J
RIIHIHJYVXLIVXIGLRMGEPEWWMWXERGIMWEZEMPEFPI
JVSQ468%
%TTIRHM\(
7EQTPI%PGSLSPERH(VYK4VSKVEQ4SPMGMIWERH
4VSGIHYVIW
+IRIVEP4SPMGMIW
7XEXIQIRXSJRSRHMWGVMQMREXMSR
-XMWXLITSPMG]SJCCCCCCCCCCCCCCCCCTVSKVEQXSWYTTSVXERHGSQTP][MXLXLIVIUYMVIQIRXWERHTVMRGMTPIW
SJXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX%(%ERHXSIRWYVIXLEXXSXLIQE\MQYQI\XIRXTVEGXMGEFPI
TIVWSRW[MXLHMWEFMPMXMIWEVIEJJSVHIHIUYEPEGGIWWXSXLIJEGMPMXMIWTVSKVEQWERHWIVZMGIWSJ
CCCCCCCCCCCCCCTVSKVEQ
CCCCCCCCCCCCCCTVSKVEQLEWEWWMKRIHSZIVEPPVIWTSRWMFMPMX]JSVIRWYVMRKIUYEPSTTSVXYRMX]ERH
RSRHMWGVMQMREXMSRMRXLITVSZMWMSRSJWIVZMGIWERHSRKSMRKGSQTPMERGI[MXLXLI%(%XS
CCCCCCCCCCCCCCCCCCCCCCCREQICCCCCCCCCCCCCCCCCCCCXMXPI
8LIJSPPS[MRKRSXMGI[MPPFIMRGPYHIHMREPPGSRXVEGXW[IIRXIVMRXS[MXLSXLIVIRXMXMIWXSTVSZMHI
WIVZMGIWXSSYVTVSKVEQERHGPMIRXW
*IHIVEPPE[VIUYMVIWXLEX]SYGSQTP][MXLXLI%QIVMGERW;MXL(MWEFMPMXMIW%GXERHCCCCCCCCCCCCC
TVSKVEQVIUYMVIW]SYXSEHLIVIXSSYVTSPMG]SJRSRHMWGVMQMREXMSR[LIRTVSZMHMRKWIVZMGIWXS
CCCCCCCCCCCCCTVSKVEQERHSYVGPMIRXW
4VIZIRXMSRERHSYXVIEGL
8LITVIZIRXMSRERHSYXVIEGLQEXIVMEPWTVSHYGIHF]CCCCCCCCCCCCCCCCTVSKVEQ[MPPFIEZEMPEFPIMR
EPXIVREXMZIJSVQEXWYGLEWPEVKITVMRXGEWWIXXIXETISVGSQTYXIVHMWOYTSRVIUYIWX
%VITVIWIRXEXMZIRYQFIVSJXLISYXVIEGLIZIRXWERHTVIZIRXMSRIHYGEXMSREPTVIWIRXEXMSRWGSRHYGXIH
F]CCCCCCCCCCCCCCCCTVSKVEQ[MPPFILIPHMR[LIIPGLEMVEGGIWWMFPIPSGEXMSRW9TSREHZERGIVIUYIWXWMKR
PERKYEKIMRXIVTVIXIVW[MPPFIEZEMPEFPIEXSYXVIEGLIHYGEXMSREPTVIWIRXEXMSRW[LIRJIEWMFPI
6IGVYMXQIRXERHEHZIVXMWMRK
%PP[VMXXIRTVSKVEQEHZIVXMWMRKQEXIVMEPW[MPPFIEZEMPEFPIMREPXIVREXMZIJSVQEXWYTSRVIUYIWX%PP
EHZIVXMWIQIRXW[MPPGSRXEMREWXEXIQIRXXLEXCCCCCCCCCCCCTVSKVEQHSIWRSXHMWGVMQMREXIEKEMRWXTISTPI
[MXLHMWEFMPMXMIW;LIRIZIVTSWWMFPIMRJSVQEXMSR[MPPFIGMVGYPEXIHXSSVKERM^EXMSRWERHEKIRGMIWXLEX
WIVZITISTPI[MXLHMWEFMPMXMIW
&IRIJMXWERHWIVZMGIW
CCCCCCCCCCCCCCCCCTVSKVEQ[MPPIRWYVIXLEXTIVWSRW[MXLHMWEFMPMXMIWEVITVSZMHIHQE\MQYQSTTSVXYRMX]
XSTEVXMGMTEXIMRERHFIRIJMXJVSQEPPSYVTVSKVEQWWIVZMGIWERHEGXMZMXMIW1SVISZIVMXMWSYVKSEPXLEX
WYGLTEVXMGMTEXMSR[MPPFIMRERIUYEPP]IJJIGXMZIQERRIVEWRSRHMWEFPIHTISTPI
4VSZMHMRKEGGSQQSHEXMSRW
CCCCCCCCCCCCCCCCCCTVSKVEQ[MPPEGGSQQSHEXIXLIORS[RHMWEFMPMXMIWSJSXLIV[MWIUYEPMJMIHTVSKVEQ
ETTPMGERXWERHTEVXMGMTERXW;LIRETVSWTIGXMZIGPMIRXSVTVSKVEQTEVXMGMTERXMHIRXMJMIWLEZMRKE
HMWEFMPMX]XLEXVIUYMVIWEGGSQQSHEXMSRTVSKVEQWXEJJ[MPPHMWGYWWTSWWMFPIHMWEFMPMX]EGGSQQSHEXMSRW
[MXLXLEXTIVWSR
;LIRIZIVTSWWMFPITVIJIVIRGI[MPPFIKMZIRXSXLIHMWEFMPMX]EGGSQQSHEXMSRXLEXMWXLIMRHMZMHYEP
W
JMVWXGLSMGI-JXLEXEGGSQQSHEXMSRGERRSXFITVSZMHIHTVSKVEQWXEJJ[MPPWYKKIWXSRISVQSVI
EPXIVREXMZIEGGSQQSHEXMSRWXLEXGSYPHFITVSZMHIHXSIRWYVIXLIMRHMZMHYEP
WJYPPTEVXMGMTEXMSRMRXLI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
TVSKVEQ-JRIGIWWEV]WXEJJ[MPPWIIOXLIEWWMWXERGISJHMWEFMPMX]WIVZMGITVSZMHIVWMRSVHIVXSHIZIPST
IJJIGXMZIEGGSQQSHEXMSRW
1IHMGEXMSRW
4VSKVEQTEVXMGMTERXW[MPPRSXFII\GPYHIHJVSQSYVTVSKVEQFIGEYWIXLI]XEOIETTVSTVMEXIP]TVIWGVMFIH
QIHMGEXMSRWXSQEMRXEMRXLIMVLIEPXL4VSKVEQWXEJJ[MPPEVVERKIJSVXLIWIGYVIWXSVEKISJETTVSTVMEXIP]
TVIWGVMFIHQIHMGEXMSR%PPQIHMGEXMSRW[MPPFIPSGOIHMRCCCCCCCCCCCCCCC%PPTVIWGVMFIHQIHMGEXMSRW[MPP
FIXEOIREWSYXPMRIHSRXLIFSXXPIERHPSKKIHMRXLIQIHMGEXMSRVIGSVHFSSO
%TTPMGEXMSRJSVQWERHMRXEOIUYIWXMSRW
8LIGVMXIVMEJSVEHQMWWMSRMRXSXLMWTVSKVEQWLEPPRSXI\GPYHISVVIWXVMGXXLITEVXMGMTEXMSRSJTISTPI[MXL
HMWEFMPMXMIW(YVMRKMRXEOIWXEJJWLEPPRSXEWOUYIWXMSRWEFSYXHMWEFMPMX]YRPIWWXLMWMRJSVQEXMSRMWTEVXSJ
QIHMGEPLMWXSV]XEOMRKERHQIHMGEPLMWXSV]XEOMRKMWVIUYMVIHSJEPPTVSWTIGXMZIGPMIRXW-JETVSWTIGXMZI
GPMIRXWIPJMHIRXMJMIWEWLEZMRKEHMWEFMPMX]MRXEOIWXEJJQE]EWOUYIWXMSRWEFSYXLS[XSEGGSQQSHEXIXLI
TIVWSR
WHMWEFMPMX]RIIHW
6MWOMHIRXMJMGEXMSR
;LIRWXEJJSVSXLIVTEVXMGMTERXWEVIGSRGIVRIHXLEXEGPMIRXSVTVSWTIGXMZIGPMIRX[MXLEHMWEFMPMX]QE]
TSWIEWMKRMJMGERXVMWOXSSXLIVW
LIEPXLERHWEJIX]WYTIVZMWSV]WXEJJ[MPPGSRHYGXEREWWIWWQIRXSJXLEX
TSXIRXMEPVMWO8LMWEWWIWWQIRX[MPPXEOIMRXSEGGSYRXJEGXYEPMRJSVQEXMSREFSYXXLITIVWSR
WHMWEFMPMX]
ERHEFMPMXMIW-X[MPPI\GPYHIJVSQGSRWMHIVEXMSRWXIVISX]TIWLIEVWE]VYQSVWERHYR[EVVERXIHJIEVW
'SQQYRMGEXMSR%GGIWW
+IRIVEPTSPMG]
CCCCCCCCCCCCCCCCCTVSKVEQ[MPPIRWYVIIUYEPP]IJJIGXMZIGSQQYRMGEXMSRERHTEVXMGMTEXMSRMRSYVWIVZMGIW
JSVTISTPI[MXLHMWEFMPMXMIW
%Y\MPMEV]EMHWERHWIVZMGIWJSVTISTPI[MXLHMWEFMPMXMIWMRGPYHMRKTISTPI[LSEVIHIEJSVLEVHSJ
LIEVMRKFPMRHSVZMWMSRMQTEMVIHWTIIGLMQTEMVIHPIEVRMRKHMWEFPIHERHGSKRMXMZIP]HMWEFPIH[MPPFI
TVSZMHIHMREPPTLEWIWSJTEVXMGMTEXMSRMRSYVTVSKVEQ8LIWI[MPPFITVSZMHIHYRPIWWXLI4VSKVEQ
(MVIGXSVHIXIVQMRIWXLEXEWTIGMJMGEPP]VIUYIWXIHEY\MPMEV]EMHSVWIVZMGI[SYPHJYRHEQIRXEPP]EPXIVXLI
REXYVISJSYVTVSKVEQSVVIWYPXMRERYRHYIJMRERGMEPFYVHIR
8LIMRHMZMHYEP[MXLXLIHMWEFMPMX][MPPFITVSZMHIHERSTTSVXYRMX]XSVIUYIWXXLIEY\MPMEV]EMHSV
WIVZMGISJXLIMVGLSMGI-JMXMWRSXJIEWMFPIJSVCCCCCCCCCCCTVSKVEQXSTVSZMHIXLIVIUYIWXIHEMHSVWIVZMGI
XLI4VSKVEQ(MVIGXSV[MPPWYKKIWXSXLIVIJJIGXMZIEMHWSVWIVZMGIW[LMGLCCCCCCCCCCTVSKVEQGERTVSZMHI
XSEGGSQQSHEXIXLIMRHMZMHYEP
WRIIHW
8IPIGSQQYRMGEXMSR(IZMGIJSVXLI(IEJ8((*SVTVSKVEQWXLEXLEZI8((W
CCCCCCCCCCCCCCCCCCCCCCLEWE8((ERHEXPIEWXSRIWXEJJTIVWSRTIVWLMJXMWXVEMRIHMRLS[XSYWIMX3YV8((
TLSRIPMRIMJWITEVEXIMWMRGPYHIHMRSYVPSGEPXIPITLSRIHMVIGXSV]ERHMREPPSYVEHZIVXMWMRKQEXIVMEPW
4VSKVEQTEVXMGMTERXW[MPPEWRIIHIHLEZIEGGIWWXSERHYWISJXLMW8((
'EPMJSVRME6IPE]7IVZMGI
%XPIEWXSRIWXEJJTIVWSRTIVWLMJXMWXVEMRIHMRLS[XSYWIXLI'EPMJSVRME6IPE]7IVZMGI8LMWTIVWSR[MPP
XVEMRSXLIVWXEJJMRLS[XSYWIXLI'EPMJSVRME6IPE]7IVZMGIMJRIGIWWEV]
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\(
-RXIVTVIXIVWIVZMGIW
9TSRFIMRKTVSZMHIH[MXLVIEWSREFPITVMSVRSXMGISJRIIHCCCCCCCCCCCCCTVSKVEQ[MPPXSXLIQE\MQYQ
I\XIRXJIEWMFPITVSZMHIMRXIVTVIXIVWJSVTVSKVEQWIVZMGIWERHSVEGXMZMXMIWF]GSRXEGXMRKCCCCCCCCCCCCCCCCMR
SYVGSQQYRMX]
;ILEZIXLIKSEPSJEPPSGEXMRKJYRHWMRSYVFYHKIXJSVTVSZMHMRKMRXIVTVIXIVWIVZMGIW[LIRXLI]EVI
RIIHIH
;VMXXIRQEXIVMEPW
%PP[VMXXIRTVSKVEQQEXIVMEPWHMWXVMFYXIHXSGPMIRXW[MPPYTSRVIEWSREFPITVMSVRSXMGISJRIIHFIQEHI
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)QIVKIRG]'SQQYRMGEXMSRWERH)ZEGYEXMSR
3YVJMVIWEJIX]ERHIQIVKIRG][EVRMRKW]WXIQWEVIGSRJMKYVIHERHQEMRXEMRIHMRGSQTPMERGI[MXL
ETTPMGEFPIWXEXIERHPSGEPFYMPHMRKGSHIWERHVIKYPEXMSRW8LMWMRGPYHIWTVSZMWMSRSJZMWYEPEPEVQW
ERHSVFIHWLEOIVWXSEPIVXXLIHIEJERHLEVHSJLIEVMRKXSJMVIERHSXLIVIQIVKIRG]WMXYEXMSRW
8LIIQIVKIRG]IZEGYEXMSRTVSGIHYVIMWEWJSPPS[W
;LIRXLIJMVIEPEVQVMRKWGPMIRXWPIEZIXLIFYMPHMRKERHEWWIQFPICCCCCCCCCCCCCCPSGEXMSR
6SPPGEPPMWXEOIRERHXLIWMKRSYXFSSOMWGLIGOIHXSEGGSYRXJSVIEGLVIWMHIRXTEVXMGMTERX
8LITIVWSRSRHYX][MPPEWWMWXER]HMWEFPIHTIVWSRJVSQXLIFYMPHMRK3XLIVVIWMHIRXWTEVXMGMTERXW
[MPPEWWMWXMJRIGIWWEV]
)QIVKIRG]HVMPPWEVIGEVVMIHSYXSREVIKYPEVFEWMW
-RJSVQEXMSRSRIQIVKIRG]IZEGYEXMSRTVSGIHYVIW[MPPEWETTVSTVMEXIFITVSZMHIHXSGPMIRXWZIVFEPP]
MR[VMXXIRJSVQSVMREPXIVREXMZIJSVQEXEWIEVPMIVHIWGVMFIH
7XEJJERHSXLIVVIWMHIRXW[MPPVIGIMZIXVEMRMRKJVSQIEGLVIWMHIRXTEVXMGMTERX[MXLEHMWEFMPMX]MRXLI
FIWX[E]XSEWWMWXLMQLIVMRERIZEGYEXMSR
8LITIVWSRWVIWTSRWMFPIJSVGSSVHMREXMSRXVEMRMRKJSVIQIVKIRG]IZEGYEXMSRMRSYVTVSKVEQEVI
CCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCCC
8VERWTSVXEXMSR
;LIRIZIVXVERWTSVXEXMSRMWTVSZMHIHEWEGSQTSRIRXSJTVSKVEQWIVZMGIWCCCCCCCCCCCCCCCCCTVSKVEQ
[MPPTVSZMHIHETTVSTVMEXIEGGIWWMFPIXVERWTSVXEXMSRXSVIWMHIRXWTEVXMGMTERXW[MXLHMWEFMPMXMIW
CCCCCCCCCCCCCCCCCCCCCCCERYQFIVSJXLIZILMGPIW[IYWIJSVXVERWTSVXMRKGPMIRXWEVIEGGIWWMFPIXS
TISTPI[LSYWI[LIIPGLEMVW
SV
;ILEZIRSEGGIWWMFPIZILMGPIFYXGSRXVEGX[MXLCCCCCCCCCCCCCCCREQISJWIVZMGIXSTVSZMHI
EGGIWWMFPIXVERWTSVXEXMSRWIVZMGIW[LIRRIIHIH
)\XVEGYVVMGYPEV%GXMZMXMIW
;LIRIZIVI\XVEGYVVMGYPEVEGXMZMXMIWWYGLEW7XITQIIXMRKWERHWSGMEPIHYGEXMSREPERHVIGVIEXMSREP
IZIRXWEVITVSZMHIHSVSJJIVIHEWEGSQTSRIRXSJTVSKVEQWIVZMGIWCCCCCCCCCCCCCCCCCTVSKVEQ[MPP
IRWYVIXLEXXLIWISVSXLIVIUYMZEPIRXEGXMZMXMIWEVIEGGIWWMFPIXSTIVWSRW[MXLHMWEFMPMXMIW
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
'SQTPIXMSRERH*SPPS[YT
6IEWSREFPIQSHMJMGEXMSRW[MPPFIQEHIXSGSQTPIXMSRERHJSPPS[YTTVSGIHYVIWJSVTEVXMGMTERXW[MXL
HMWEFMPMXMIW6IJIVVEPW[MPPMRGPYHIEGGIWWMFPI7XITQIIXMRKWKVSYTERHJEQMP]GSYRWIPMRKIHYGEXMSREP
ERHZSGEXMSREPWIVZMGIWVIGVIEXMSREPTVSKVEQWERHSXLIVGSQQYRMX]VIWSYVGIWETTVSTVMEXIJSVXLI
MRHMZMHYEPTEVXMGMTERX
+VMIZERGI4VSGIHYVIW
%PPTEVXMGMTERXW[MPPFIMRJSVQIHSJXLIMVVMKLXXSI\TVIWWKVMIZERGIWXLVSYKLERIJJIGXMZIKVMIZERGI
TVSGIHYVI-XQE]FIYWIHF]ER]SRI[LS[MWLIWXSJMPIEGSQTPEMRXEPPIKMRKHMWGVMQMREXMSRSRXLIFEWMW
SJHMWEFMPMX]MRXLITVSZMWMSRSJWIVZMGIWEGXMZMXMIWTVSKVEQWSVFIRIJMXW
8LIGSQTPEMRXWLSYPHFIQEHIMR[VMXMRKERHGSRXEMRMRJSVQEXMSREFSYXXLIEPPIKIHHMWGVMQMREXMSR
WYGLEWREQIEHHVIWWTLSRIRYQFIVSJGSQTPEMRERXERHPSGEXMSRHEXIERHHIWGVMTXMSRSJXLITVSFPIQ
%PXIVREXMZIQIERWSJJMPMRKGSQTPEMRXWWYGLEWTIVWSREPMRXIVZMI[WSVXETIVIGSVHMRKSJXLIGSQTPEMRX
[MPPFIQEHIEZEMPEFPIXSTIVWSRW[MXLHMWEFMPMXMIWYTSRVIUYIWX
8LIGSQTPEMRXWLSYPHFIWYFQMXXIHXSCCCCCCCCCCCCCCCCREQICCCCCCCCCCCCCCCXMXPIEWWSSREWTSWWMFPI
FYXRSPEXIVXLERGEPIRHEVHE]WEJXIVXLIEPPIKIHZMSPEXMSR
;MXLMRGEPIRHEVHE]WEJXIVVIGIMTXSJXLIGSQTPEMRXCCCCCCCCCCCCCCREQIXMXPI[MPPQIIX[MXLXLI
GSQTPEMRERXXSHMWGYWWXLIGSQTPEMRXERHTSWWMFPIVIWSPYXMSRW
;MXLMRGEPIRHEVHE]WEJXIVXLIQIIXMRKCCCCCCCCCCCREQIXMXPI[MPPVIWTSRHMR[VMXMRKSVSXLIV
JSVQEXEGGIWWMFPIXSXLIGSQTPEMRERXERHSJJIVSTXMSRWJSVVIWSPYXMSR
-JXLIGPMIRXMWRSXWEXMWJMIHLISVWLIQE]ETTIEPXLIQEXXIVXSCCCCCCCCCCC
REQIXMXPIEKIRG]EHHVIWWTLSRI[LS[MPPEHLIVIXSWXITWlGzERHlHzEFSZI
-JXLIGPMIRXMWWXMPPRSXWEXMWJMIHLISVWLIQE]ETTIEPXSXLI'SYRX]%(%'SSVHMREXSVCCCCCCCCCCC
REQIXMXPIEKIRG]EHHVIWWTLSRI
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\(
6IJIVIRGIW
7IIl-RHMZMHYEPW[MXLHMWEFMPMXMIW+IRIVEPz
8LI%(%8MXPI---8%1r
7II8LI%QIVMGERW;MXL(MWEFMPMXMIW%GX
,ERHFSSO)UYEP)QTPS]QIRX3TTSVXYRMX]
'SQQMWWMSRERH97(ITEVXQIRXSJ.YWXMGI
;EWLMRKXSR('97+SZIVRQIRX4VMRXMRK
3JJMGI4VIEQFPI
*VSQl(VYKEHHMXMSREWERMQTEMVQIRXz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP;EWLMRKXSR('
(ITEVXQIRXSJ.YWXMGI'MZMP6MKLXW(MZMWMSR
3JJMGISRXLI%QIVMGERW;MXL(MWEFMPMXMIW
%GX---
7II8LI%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
*EGX7LIIX;EWLMRKXSR('97(ITEVXQIRX
SJ.YWXMGI'MZMP6MKLXW(MZMWMSR3JJMGISRXLI
%QIVMGERW;MXL(MWEFMPMXMIW%GX
*VSQ7XVEXIKM^IV'SEPMXMSRW%HHVIWW%QIVMGERW
;MXL(MWEFMPMXMIW6IWSYVGI'IRXIVSR
7YFWXERGI%FYWI4VIZIRXMSRERH(MWEFMPMX]
;EWLMRKXSR(''SQQYRMX]%RXM(VYK
'SEPMXMSRWSJ%QIVMGE
7II%PGSLSPERH3XLIV(VYK%FYWI4VIZIRXMSRJSV
4IVWSRW;MXL(MWEFMPMXMIW;EWLMRKXSR('
6IWSYVGI'IRXIVSR7YFWXERGI%FYWI
4VIZIRXMSRERH(MWEFMPMX]
*VSQl7TIGMEPXMIWz8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP;EWLMRKXSR('97(ITEVXQIRX
SJ.YWXMGI'MZMP6MKLXW(MZMWMSR3JJMGISRXLI
%QIVMGERW;MXL(MWEFMPMXMIW%GX---
*VSQl(VYKEHHMGXMSREWERMQTEMVQIRXz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
*VSQl(VYKEHHMXMSREWERMQTEMVQIRXz8LI
%(%8MXPI---8%1---
-FMH
*VSQ l-PPIKEPYWISJHVYKWz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
-FMH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
*VSQl(MVIGXXLVIEXz8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
7IIl7ITEVEXIFIRIJMXMRXIKVEXIHWIXXMRKz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
ERH---
7IIl7ITEVEXIFIRIJMXMRXIKVEXIHWIXXMRKzERH
l1SHMJMGEXMSRWMRXLIVIKYPEVTVSKVEQz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---ERH---
7IIl4IVWSREPWIVZMGIWERHHIZMGIWz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
7IIl7YVGLEVKIWz8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
*VSQl7QSOMRKz8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
%REREPSKSYWWMXYEXMSRMWHIWGVMFIHMRl7IVZMGI
ERMQEPWz8LI%QIVMGERW;MXL(MWEFMPMXMIW%GX
8MXPI---8IGLRMGEP%WWMWXERGI1ERYEP---
7IIl6IXEPMEXMSRSVGSIVGMSRz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
7IIl)JJIGXMZIGSQQYRMGEXMSRWz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
*VSQl)\EQTPIWSJEY\MPMEV]EMHWERH
WIVZMGIWzUYSXIHJVSQ8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
7IIl)JJIGXMZIGSQQYRMGEXMSRWz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
*VSQl0MQMXEXMSRWERHEPXIVREXMZIWz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
*VSQ-FMH
%PGSLSPERH(VYK4VSKVEQWERHXLI%QIVMGERW;MXL(MWEFMPMXMIW%GX
7IIl)JJIGXMZIGSQQYRMGEXMSRWz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
*VSQl3YXKSMRKGEPPWF]GYWXSQIVWGPMIRXW
TEXMIRXWSVTEVXMGMTERXWz8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
-FMH
*VSQl6IQSZEPSJFEVVMIVW+IRIVEPz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
-FMH
7IIl7XERHEVHWXSETTP]z8LI%QIVMGERW;MXL
(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP%WWMWXERGI
1ERYEP---
7IIl6IEHMP]EGLMIZEFPIFEVVMIVVIQSZEPz8LI
%QIVMGERW;MXL(MWEFMPMXMIW8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
-FMH
-FMH
-FMH
7IIl4VMSVMXMIWJSVFEVVMIVVIQSZEPz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
Reviewed: 4/8/16-SRC 4/19/16-CMMC
-FMH
*VSQl%PXIVREXMZIWXSFEVVMIVVIQSZEP
+IRIVEPz8LI%QIVMGERW;MXL(MWEFMPMXMIW%GX
8MXPI---8IGLRMGEP%WWMWXERGI1ERYEP---
-FMH
-FMH
*VSQl4VMSVMXMIWJSVFEVVMIVVIQSZEPz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
*VSQl7XERHEVHWXSETTP]z8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
7IIl6IEHMP]EGLMIZEFPIFEVVMIVVIQSZEPz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
-FMH
*VSQl4YFPMGEGGSQQSHEXMSRWz8LI%QIVMGERW
;MXL(MWEFMPMXMIW%GX8MXPI---8IGLRMGEP
%WWMWXERGI1ERYEP---
*VSQl1EMRXIRERGISJEGGIWWMFPIJIEXYVIWz8LI
%QIVMGERW;MXL(MWEFMPMXMIW%GX8MXPI---
8IGLRMGEP%WWMWXERGI1ERYEP---
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\)
6IWSYVGI4ERIP
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7TIGMEP)\TIVX
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&IXLIWHE1EV]PERH
+ISVKI/ERYGO
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4VSKVEQ3JJMGIV
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%HQMRMWXVEXMSR
(ITEVXQIRXSJ,IEPXLERH,YQER7IVZMGIW
6SGOZMPPI1EV]PERH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
1EV]/E]1YPPIR
,IEPXL-RWYVERGI7TIGMEPMWX
1IHMGEMH&YVIEY
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,IEPXL'EVI*MRERGMRK%HQMRMWXVEXMSR
&EPXMQSVI1EV]PERH
,]HIR7LIR
0IKMWPEXMZI%JJEMVW
'IRXIVJSV7YFWXERGI%FYWI4VIZIRXMSR
6SGOZMPPI1EV]PERH
Reviewed: 4/8/16-SRC 4/19/16-CMMC
%TTIRHM\*
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9RMZIVWMX]SJ'MRGMRREXM
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(MWEFMPMX]
'ETMXEP%VIE'IRXIVJSV-RHITIRHIRX0MZMRK
0ERWMRK1MGLMKER
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(MVIGXSV
4YTMP4IVWSRRIP7IVZMGIW
'EPMJSVRME7GLSSPJSVXLI(IEJ
*VIQSRX'EPMJSVRME
Reviewed: 4/8/16-SRC 4/19/16-CMMC
.6,EVHMRK
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'IRXIV
1SVILSYWI7GLSSPSJ1IHMGMRI
%XPERXE+ISVKME
7LERI/SGL
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6ILEFMPMXEXMSR(SGXSVW
%FVE\EWSJ3LMS
7LIPF]3LMS
/EXLPIIR&1EWMW1(
1IHMGEP3JJMGIVJSV'LIQMGEP(ITIRHIRG]
3JJMGIJSV,IEPXLGEVI4SPMG]
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4YFPMG,IEPXL7IVZMGI
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&MPPMRKW1SRXERE
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'SRWYPXERX
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Reviewed: 4/8/16-SRC 4/19/16-CMMC
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7GLSSPSJ)HYGEXMSR
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The TIPs Series
TIP 2
Pregnant, Substance-Using Women BKD107
TIP 5
Improving Treatment for Drug-Exposed Infants BKD110
TIP 6
Screening for Infectious Diseases Among Substance Abusers BKD131
TIP 11 Simple Screening Instruments for Outreach for Alcohol and Other Drug Abuse and Infectious Diseases BKD143
TIP 13 The Role and Current Status of Patient Placement Criteria in the Treatment of Substance Use Disorders BKD161
TIP 14 Developing State Outcomes Monitoring Systems for Alcohol and Other Drug Abuse Treatment BKD162
TIP 16 Alcohol and Other Drug Screening of Hospitalized Trauma Patients SMA 12-3686
TIP 18 The Tuberculosis Epidemic: Legal and Ethical Issues for Alcohol and Other Drug Abuse Treatment Providers BKD173
TIP 21 Combining Alcohol and Other Drug Abuse Treatment With Diversion for Juveniles in the Justice System SMA 08-4073
TIP 23 Treatment Drug Courts: Integrating Substance Abuse Treatment With Legal Case Processing SMA 12-3917
TIP 24 A Guide to Substance Abuse Services for Primary Care Clinicians SMA 08-4075
TIP 25 Substance Abuse Treatment and Domestic Violence SMA 12-4076
TIP 26 Substance Abuse Among Older Adults SMA 12-3918
TIP 27 Comprehensive Case Management for Substance Abuse Treatment SMA 12-4215
TIP 29 Substance Use Disorder Treatment for People With Physical and Cognitive Disabilities SMA 12-4078
TIP 30 Continuity of Offender Treatment for Substance Use Disorders From Institution to Community SMA 08-3920
TIP 31 Screening and Assessing Adolescents for Substance Use Disorders SMA 12-4079
TIP 32 Treatment of Adolescents With Substance Use Disorders SMA 12-4080
TIP 33 Treatment for Stimulant Use Disorders SMA 09-4209
TIP 34 Brief Interventions and Brief Therapies for Substance Abuse SMA 12-3952
TIP 35 Enhancing Motivation for Change in Substance Abuse Treatment SMA 12-4212
TIP 36 Substance Abuse Treatment for Persons With Child Abuse and Neglect Issues SMA 12-3923
TIP 37 Substance Abuse Treatment for Persons With HIV/AIDS SMA 12-4137
TIP 38 Integrating Substance Abuse Treatment and Vocational Services SMA 12-4216
TIP 39 Substance Abuse Treatment and Family Therapy SMA 12-4219
TIP 40 Clinical Guidelines for the Use of Buprenorphine in the Treatment of Opioid Addiction SMA 07-3939
TIP 41 Substance Abuse Treatment: Group Therapy SMA 09-3991
TIP 42 Substance Abuse Treatment for Persons With Co-Occurring Disorders SMA 12-3992
TIP 43 Medication-Assisted Treatment for Opioid Addiction in Opioid Treatment Programs SMA 08-4214
TIP 44 Substance Abuse Treatment for Adults in the Criminal Justice System SMA 05-4056
TIP 45 Detoxification and Substance Abuse Treatment SMA 08-4131
TIP 46 Substance Abuse: Administrative Issues in Outpatient Treatment SMA 06-4151
TIP 47 Substance Abuse: Clinical Issues in Outpatient Treatment SMA 12-4182
TIP 48 Managing Depressive Symptoms in Substance Abuse Clients During Early Recovery SMA 12-4353
TIP 49 Incorporating Alcohol Pharmacotherapies Into Medical Practice SMA 09-4380
TIP 50 Addressing Suicidal Thoughts and Behaviors in Substance Abuse Treatment SMA 09-4381
TIP 51 Substance Abuse Treatment: Addressing the Specific Needs of Women SMA 12-4426
TIP 52 Supervision and the Professional Development of the Substance Abuse Counselor SMA 09-4435
TIP 53 Addressing Viral Hepatitis in People With Substance Use Disorders SMA 11-4656
TIP 54 Managing Chronic Pain in Adults With or in Recovery From Substance Use Disorders SMA 11-4661
Other TIPs may be ordered by calling 1-877-SAMHSA-7 (1-877-726-4727) (English and Español)
or visiting http://store.samhsa.gov.
HHS Publication No. (SMA) 12-4078
Substance Abuse and Mental Health Services Administration
First Printed 1998
4/8/16-SRC
4/19/16-CMMC
RevisedReviewed:
2005, 2008,
and 2012
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