United Nations E/ESCAP/CST(4)/x Economic and Social Council Economic and Social Commission for Asia and the Pacific Committee on Statistics Fourth session Bangkok, 14-19 December 2014 Item x(y) of the provisional agenda* Modernization of Statistical Production and Services for Asia and the Pacific Summary At its third session in 2012, the ESCAP Committee on Statistics discussed implementation of its strategic goal (b) “creating a more adaptive and cost-effective information management environment for national statistical offices through stronger collaboration” and decided to establish a high-level strategic body and an expert community to accelerate progress towards its achievement through advocacy, awareness raising and capacity development . The high-level strategic body, the Strategic Advisory Board for the Modernization of Statistical Production and Services in Asia and the Pacific (SAB-AP) was formed in 2013 and has since its establishment identified priorities, developed a strategy and work-plan; and established a working group of technical experts in modernization activities. The SAB-AP’s work will provide the strategic direction for national statistical offices within the region to work together to develop frameworks and standards for modernization. Adoption of these frameworks and standards will assist NSIs, either independently or collectively, to develop solutions that address a shared business requirement. The present document outlines the work of the SAB-AP, provides an overview of other important developments and activities in the area of modernization, and gives indication of the expected developments for the next two year period, both on a regional and global level. The paper is presented to the Committee on Statistics to inform delegates, and to seek their * E/ESCAP/CST(3)/L.1/Rev.1 1 feedback and support. Contents 1 Introduction ............................................................................................................................ 2 2 Progress report of the SAB-AP ................................................................................................ 3 3 4 2.1 High-level body................................................................................................................. 3 2.2 Network of experts .......................................................................................................... 7 Recent developments and activities in the field of modernization........................................ 9 3.1 Global level ....................................................................................................................... 9 3.2 Regional level ................................................................................................................. 12 Actions to be taken by the Committee ................................................................................. 14 5 Annex I - Strategic Advisory Body for the Modernization of Statistical Production and Services in Asia and the Pacific ..................................................................................................... 15 6 Annex II - Draft Strategy of the SAB-AP - July 2014 ............................................................ 19 7 Annex III - Modernization Working Group on Production, Methods and Standards ........... 22 1 Introduction 1. National statistical offices in Asia and the Pacific at the second session of the ESCAP Committee on Statistics1 committed to a strategic goal of “creating a more adaptive and cost-effective information management environment for national statistical offices through stronger collaboration”. This goal demonstrated the NSOs’ strong commitment to progressing work on the modernization of statistical production and services. 2. At is third session, the ESCAP Committee on Statistics considered the global and regional initiatives that were taking place to modernize statistical information systems. For example, the Committee considered the modernization work of the High Level Group on the Modernization of Statistical Production and Services (HLG), which was established by the Conference of European Statisticians, and has a mandate to cooperate and coordinate its work with other relevant bodies such as the Committee of Statistics. The Committee also considered the outcomes and lessons learned from regional modernisation initiatives. 1 Recommendation 2/1, http://www.unescap.org/resources/report-committee-statistics-its-second-session 2 3. The Committee agreed that two central priorities should be addressed: a. Raise awareness and build capacity related to concepts, methods and standards to support modernisation efforts within NSIs; and b. Progress regional collaboration and influence the direction of modernisation activities being undertaken across the world. 4. As a means of progressing these priorities, the CST endorsed2 the establishment of a high-level strategic body - the Strategic Advisory Board for the Modernization of Statistical Production and Services in Asia and the Pacific (SAB-AP), and supported the formation of an expert community to support, on an informal basis, the sharing of communication and training materials, and the sharing of regional experiences and strategies. 2 Progress report of the SAB-AP 5. This section outlines the composition of the SAB-AP and the network of experts, their roles, and their work in this period. 2.1 High-level body 6. Based on the decision of the Committee on Statistics, the Secretariat developed the Terms of Reference (ToR) for the SAB-AP that were subsequently approved by the Bureau and can be found in Annex I. In May 2013, the Secretariat, on behalf of the Bureau, circulated a call for nominations for the SAB-AP. Nominations from seven NSOs were received. The Bureau accepted all seven nominations and proposed the member from the Australian Bureau of Statistics (ABS) – Mr Brian Pink – as chair of the SAB-AP. Mr Pink retired as the Australian Statistician in January 2014, and nominated Mr Trevor Sutton as his substitute in this area of work, including as the chair of the SAB-AP. Responsibilities 7. The primary objective of the SAB-AP is to drive and support changes towards the modernization of statistical production and services in the Asia-Pacific region. Its key responsibilities are: a. Developing a regional strategy to raise awareness and advocate on the importance and urgency of the modernization issue; 2 Decision 3/5, http://www.unescap.org/resources/report-committee-statistics-its-third-session 3 b. Mobilizing financial and human resources to implement the regional strategy, including identifying relevant partners and other stakeholders; c. Acting as a regional voice on the issue of modernization notably by representing the Asia-Pacific region in global standard-setting mechanisms on strategic bodies such as the High-Level Group for the Modernisation of Statistical Production and Services (HLG); d. Establishing a network of experts, and providing strategic directions and oversight to its programme of work. Work of the SAB-AP since its establishment 8. The SAB-AP’s first meeting was held on 22 November 2013 in Tokyo, Japan and its second meeting was held on 16 July 2014 in Bangkok, Thailand.3 At its first meeting, the SAB-AP signed-off a draft work-programme, and discussed the need to establish a modernization working group to assist in the implementation of this work-programme. Members noted that the working group could only function well if it had the strong support of national statistical offices at the highest level of management. Members also discussed the ADB/ESCAP SDMX initiative, and expressed its support for the project objectives (described more fully at paragraphs 47 to 51). 9. At the second meeting, the SAB-AP agreed on its 2014-16 strategy and work plan. Members also discussed the priorities for the next year, and how best to establish the modernisation working group with concrete tasks and dedicated time to work on the priority areas. 10. Members further agreed to reach out to other steering and advisory groups of the regional programmes4 to include modernization topics in their area of work; as well as to the international statistical community (e.g. PARIS21, United Nation Statistics Division, Asian Development Bank), especially targeting the National Strategies for the Development of Statistics (NSDS) development process. The SAB-AP members also suggested the topic of big data for the side-event at the Committee on Statistics fourth session. 11. The strategy, work plan and priorities, as developed by the SAB-AP, are outlined below. 3 Meeting reports can be found at: http://www.unescap.org/events/strategic-advisory-body-modernizationstatistical-production-and-services-asia-and-pacific 4 Bodies under the auspices of the Committee on Statistics, namely: Steering Group for the Regional Programme for Economic Statistics, Regional Steering Committee for Asia and the Pacific for Global Strategy to Improve Agricultural and Rural Statistics, Technical Advisory Group on Population and Social Statistics, and Regional Steering Group on CRVS. 4 SAB-AP’s 2014-16 Strategy 12. The purpose of the strategy is to inform NSOs about the challenges of modernisation and the opportunities to meet those challenges, to facilitate collaboration within the region, and to influence the global modernisation initiatives so that they meet the needs of the Asia-Pacific region. Hence, advocacy is a crucial component of the strategy. 13. Recognizing that modernization efforts are important for the overall quality of statistical products and that this may motivate governments to finance transformation work and catalyse change in the work culture of the NSOs, modernization for quality improvement is another central component of the strategy. 14. Furthermore, the strategy takes into account that many countries in the region will have the opportunity to leap-frog some stages in the modernisation process and build their business architecture from scratch to suit modern information needs. 15. Reflecting these broad considerations, the SAB-AP strategy for 2014-16 has three key themes: a. Testing global modernisation solutions in the regional context - A number of frameworks and standards (such as the Generic Statistical Business Process Model (GSBPM) and the Generic Statistical Information Model (GSIM)) have been developed by the HLG projects. There is an opportunity for countries in Asia-Pacific to use these common models, instead of developing their own. As countries in the region start to use them, they can see how they apply to the reality in a national statistical organisation with developing information systems. b. Influencing global modernisation work - The voice of national statistical organisations with developing information systems is not represented well in the global modernisation work. The SAB-AP will act as a regional voice on the issue of modernization, notably by representing the Asia-Pacific region in global standard-setting mechanisms and strategic bodies. c. Creating modernisation solutions for regional priority areas - The Asia-Pacific region will develop modernisation solutions that are the priority concerns of the region. The SAB-AP will provide support for these ideas to be developed. Ideas and solutions that are successful in the region could then be offered to global initiatives. 16. The full strategy can be found in Annex II. 5 SAB-AP’s work-programme and priorities 17. The main activities and outputs of the SAB-AP over the period 2014-16 will be: a. b. c. d. e. f. To coordinate strategic developments related to the modernization of official statistics and formulate and disseminate new ideas and proposals in this field; Determine the need for groupings of networks of experts to be established; To determine a yearly list of key priorities and their timeframes and allocate them to relevant working groups. The resources will be drawn from consenting members of the ESCAP Committee on Statistics; To make the results of its work public via a newsletter or other communication tools (such as a wiki); To actively promote the work on modernization including relevant standards, methods and tools within NSOs in the region and the international statistical community. To establish/open dialogue with the regional steering and technical advisory groups established under the auspices of the Committee on Statistics that oversee the work in other areas of statistics development. 18. The SAB-AP will seek to meet physically at least once per year, usually on the margins of another international meeting. Between these meetings, it will work mainly via electronic communication and telephone or video conferencing. 19. Given the number of activities and outputs in its work-programme, members agreed to focus on a small set of priorities in the next year or so that will create concrete outputs. The work will be progressed, in most cases, by the Modernization Working Group on Production, Methods and Standards. The Terms of Reference (ToR) of the Group can be found in Annex III. The work of this Group will be time limited and the priorities will be updated by the SAB-AP at regular intervals. The set of priorities are listed below. a. Advocacy strategy for modernization work – there is a lack of knowledge across the region about modernization and the effort that statistical organisations need to put into this important work. The advocacy strategy will emphasise the importance of modernization, and will seek to influence statistical offices in the region to accelerate implementation of standards and frameworks related to modernization, influence NSDSs and help them to co-ordinate with ministries. b. Big Data and how it relates to official statistics – this work will help statistical offices in the region embrace and understand Big Data. 6 c. Common Statistical Production Architecture (CSPA) services – the High Level Group for the Modernization of Statistical Production and Services currently has a project focussed on the creation and implementation of a number of CSPA compliant services (for example a ‘seasonal adjustment’ service and a ‘confidentialised access to microdata’ service). Under this priority area, work will be undertaken to test these services in the computing environments of statistical offices in the region. Services relating to electronic collection and dissemination are of particular interest. Membership of the SAB-AP 20. The ToR for the SAB-AP sets out the detail of its membership. It requires: a minimum of five members, plus ESCAP Statistics Division as an ex-officio member; an appropriate balanced representation, geographically and across developed and developing countries; and at least one of the regional members of the HLG to be a member of the SAB-AP (to ensure close coordination with HLG). 21. In the original ToR, the members of the SAB-AP were required to be at the level of the head of a National Statistical Office, but the SAB-AP members wish to amend this requirement to ensure balanced representation on the SAB-AP. The SAB-AP proposes to amend the ToR so that an NSO’s deputy, or a high-level official with relevant authority in the area of modernization could be a member. Committee members are invited to endorse the revised paragraph 7 of the ToR as presented in Annex I. 22. The initial membership includes the NSOs of Australia, India, Republic of Korea, Malaysia, Pakistan, Samoa and Viet Nam. In August 2014, the NSOs of Indonesia and Singapore expressed the wish to join the SAB-AP. The Committee members are invited to approve the extension of the membership of the SAB-AP to Mr Suryamin, Chief Statistician, BPS Statistics Indonesia and Ms Wong Wee Kim, Chief Statistician, Singapore. 2.2 Network of experts 23. The activities of the network of experts are organized under the Committee on Statistics decision to form an expert community to support, on an informal basis, the sharing of communication and training materials, and the sharing of regional experiences and strategies, as discussed in paragraph (4). There are three key groups of interest. 24. Firstly, the ESCAP secretariat organized two expert group meetings for the Management of Statistical Information Systems (MSIS) in April 2013 and 2014. These 7 two meetings have created a group of experts from NSOs in the region that are knowledgeable about modernization activities, standards and processes. These experts form part of a loose network and can be drawn on to support further developments in this area of work. 25. Secondly, the ADB/ESCAP SDMX capacity building initiative has also gathered a smaller group of experts on SDMX, national accounts and balance of payments from the four participating countries. 26. Finally, the SAB-AP’s Modernization Working Group on Production, Methods and Standards (the Working Group), established in mid-2014, comprises experts from Australia, Malaysia, Pakistan and Viet Nam <update when others are known>. Modernization Working Group on Production, Methods and Standards 27. The Working Group is focussing on the SAB-AP’s first priority area – that is, creating an advocacy strategy (the other priority areas will commence after the advocacy strategy is finalised, although they could occur earlier if further resources become available from member countries). The initial work includes: (a) Building awareness of modernization efforts in the regions The working group has created a questionnaire that gauges where NSOs are on the modernization journey. This includes indications of modernization plans, as well as knowledge and use of relevant standards and frameworks (for example GSBPM, GSIM, DDI, SDMX). The responses to the questionnaire will be used to plan how to target modernization messages to the different levels. (b) Creating promotional materials There are a number of existing materials on modernization (for example brochures and flyers) that have been created by HLG. These are being adapted and the new versions will reflect the same message, but in a regional context. (c) Providing examples of standards use. The Working Group is: finding regional examples of NSOs who are using standards and frameworks such as GSBPM, GSIM, DDI, SDMX and have gained real benefits from using them. finding global examples of use of standards. This includes HLG projects and the use cases of GSBPM and GSIM on the HLG wiki. gathering information about who the champions of the standards are, and where NSOs can go for help when starting to use the standards. 8 (d) Exploring linkages with other regional initiatives and programmes for the development of statistical capacity and ways of how to influence the inclusion of modernization in the NSDS process. 3 Recent developments and activities in the field of modernization 28. This section outlines other important developments and activities in the area of modernization and gives indication of the upcoming developments for the next two year period, both on a regional and global level. 3.1 Global level High Level Group for the Modernization of Statistical Production and Services (HLG)5 29. Much of the work being undertaken on global modernisation activities is under the umbrella of the HLG governance structure. The HLG Executive Board is responsible for the strategic management of on-going HLG projects. It is comprised of senior managers from national and international statistical organisations who have the authority to commit the resources of their organisations to supporting HLG activities. The membership also includes the chairs of the four modernisation committees (discussed below), to ensure coordination, and give access to broader perspective on modernisation activities. 30. The four modernisation committees generate ideas for projects, identify good practices, and highlight issues and developments in their respective fields of competence. These committees are: Organizational Framework and Evaluation – This committee considers human resources, training, legal, licensing and similar issues. It is also responsible for evaluating the success of HLG activities Production and Methods – This committee considers the technical, methodological and architectural aspects of modernising statistical production. It will oversee the maintenance of the Common Statistical Production Architecture (CSPA) Products and Sources – This committee considers how to use and integrate a growing range of data sources, and provide new types of outputs and services for users of official statistics. It looks beyond the official statistics 5 More information on the HLG can be found at: http://www1.unece.org/stat/platform/display/hlgbas/HighLevel+Group+for+the+Modernisation+of+Statistical+Production+and+Services 9 community for new data sources and new opportunities to add value by enhancing statistical outputs. Standards – This committee considers how to develop, enhance, integrate and support the range of standards needed for statistical modernisation. It is responsible for the on-going support and maintenance of the Generic Statistical Business Process Model (GSBPM) and the Generic Statistical Information Model (GSIM). 31. The HLG bodies have been instrumental in updating and developing new standards and frameworks, such as the GSBPM, GSIM and CSPA, which will enable NSOs to modernise their activities in such a way that they can build and share statistical solutions. These standards and frameworks are briefly described below. In addition, the HLG is building services that can be shared across the NSOs of the world. Generic Statistical Business Process Model (GSBPM) 32. Version 5.0 was released in 2013. It provides a common reference framework and set of terminology for discussing statistical business processes. Generic Statistical Information Model (GSIM) 33. Version 1.1 was released in 2013. It provides a common set of terminology and a common conceptual model for statistical information. The Common Statistical Production Architecture (CSPA) 34. The Common Statistical Production Architecture (CSPA) was developed during 2013. It was created in response to a concern amongst statistical organizations that they were not able to easily share their processes, methods and solutions. In most cases, sharing required significant work because tools were not designed in a way that facilitated sharing. CSPA seeks to address these issues by building on existing standards, such as the GSBPM and the GSIM, to create an agreed set of common principles and standards designed to promote greater interoperability within and between statistical organizations. It provides the “industry architecture” for official statistics. 35. In the first year, the project developed and specified the architecture, then created a practical test of its principles and applicability in a “proof of concept”. In 2014, the project was extended to create the first “production” CSPA-compliant services and implement them in several statistical organisations. It will not create the full set of services needed for all statistical production activities, but it will show how this could be done. It will result in the practical application of CSPA, and could result in enhancements to the architecture based on implementation experiences. 36. The services being built during 2014 are: 10 Seasonal Adjustment Confidentiality on the fly Error correction SVG Generator SDMX transform Selecting sample from business register Editing components Classification Editor Statistical Data and Metadata eXchange (SDMX) global conference 2015 37. The Statistical Data and Metadata eXchange (SDMX) sponsoring agencies regularly hold biennial global conferences that brings together more than 200 high-level statisticians and experts involved in data exchange and dissemination. These conferences discuss the role that SDMX can play in modernising official statistics. National statistical institutes, central banks and international organisations share their growing expertise in using SDMX at various stages of their statistical business processes. 38. The 5th SDMX Global Conference, scheduled for 28 to 30 September 2015, will be brought to the Asia-Pacific region and hosted by ESCAP. It will provide an excellent opportunity for the NSOs in the region to gain exposure to the recent modernisation developments, and allow the sponsoring agencies to listen to the needs of countries in this region. SDMX supports the global modernisation aims of the statistical community, e.g. business process integration, interoperability, standardisation, shared services, etc. SDMX implementation leads to business process redesign and often to better datasharing between national/international organisations (i.e. one national data value disseminated by all national/international bodies). In some cases, SDMX is used beyond its original purpose of data/metadata exchange, e.g. for data/metadata dissemination, which leads to more metadata-driven statistical business processes. Global work on big data and modernization of statistical systems 39. The Statistical Commission at its 45th session discussed the topic of big data and modernization of statistical systems. The report6 discussed at the session presented the results of a global assessment on the use of big data for official statistics conducted by the Statistics Division in 2013. It was evident at the discussion that statistical systems must be modernized if NSO are to face the challenges of big data. 40. The Commission expressed the need to further investigate the sources, challenges and areas of use of big data for official statistics at the global level, especially 6 E/CN.3/2014/11 (http://unstats.un.org/unsd/statcom/doc14/2014-11-BigData-E.pdf) 11 with respect to the circumstances of developing countries and the link to the post-2015 development agenda and the data revolution initiative. The Commission agreed to create a global working group on the use of big data for official statistics. This group’s activities would complement the work carried out by the regional commissions, and manage the globally relevant issues. 41. As part of its work programme, the global working group should make the case that national statistical systems have a comparative advantage over other parties in their role of validating big data for policy use, or combining big data sources with existing official statistics. The global working group could further address specific issues related to the role of big data for the post-2015 development agenda, and should facilitate partnership with other United Nations and international organizations, civil society organizations and other members of the global partnership for the emerging data revolution initiative. 42. One of the complaints regarding the Millennium Development Goals indicators was that their timeliness was poor. Big data are most often generated in real time and could potentially provide very timely indicators. 43. To launch the global working group, a global big data conference in October 2014 in Beijing, China was organized. The working group was formed and the work programme on common methodology, training, platforms and other issues related to the use of big data for official statistics was defined. The interest of the SAB-AP and wider statistical community in the Asia-Pacific region is represented through the chair of SAB-AP and ESCAP as members of the global working group on big data. The Committee members are encouraged to take part in these discussions and to contact the chair of the SAB-AP and/or ESCAP Statistics Division. 3.2 Regional level Expert group meeting on Management of Statistical Information Systems (MSIS) 44. Two expert group meetings in the area of modernization were organized in April of 2013 and 20147 on the Management of Statistical Information Systems (MSIS). The MSIS has been organized annually since 2000 by UNECE, Eurostat and OECD to create awareness of research on modernization of statistical production and services and share experiences of related developments in national statistical systems and international organizations. For the MSIS 2013, ESCAP joined the organizing committee. MSIS 2013 was hence organized in two locations (Paris and Bangkok) from 23 to 25 April 2013, with joint sessions held during morning hours in Paris and afternoon hours in Bangkok, using 7 Report of MSIS 2013 available at: http://www.unescap.org/events/management-statistical-informationsystems-msis-2013; and report of MSIS 2014 available at: http://www.unescap.org/events/joint-meetingmanagement-statistical-information-systems-msis-2014 12 a web-link. The same modality was replicated for MSIS 2014, which was jointly held in Dublin, Ireland, hosted by the Central Statistics Office of Ireland and Manila, Philippines, hosted by the ADB, from 14 to 16 April 2014. 45. At both MSIS meetings, participants recognized the importance and need for high-level support to encourage regional collaboration on modernization of statistical production and services. The participants pointed to the need for the SAB-AP to lend the weight and credibility of its members, and the institutions they represent, to the work. Thus, the expert group called on the heads of NSOs in the region to more actively engage in the work of SAB-AP, and to actively advocate for investment in the key priority areas identified, by international organizations, national statistical offices, and other statistical organizations in the national statistical systems. Additionally, both groups of experts agreed to organize work in smaller, focused technical working groups on clearly identified priority areas. These working groups would need to be formalized and have the full support of the SAB-AP. 46. However, the two expert meetings expressed different views on how to lead and organize the work of the working groups. At the MSIS 2013, the participants recommended that working groups be formed on the basis of expressed common interest and identification of a “champion” that could provide technical direction for the work of the group and secretarial support for the group activities. At the MSIS 2014, it was put forward that international organizations should coordinate and facilitate the establishment and the work of these technical working groups, as they have close links to NSOs in the region and a better overview of regional efforts in this area. This discrepancy was brought to the attention of the SAB-AP and taken into account in the decisions made regarding the strategy and work plan for the SAB-AP, including the establishment of the Modernization Working Group. ADB/ESCAP SDMX Capacity Building Initiative 47. Many international organizations (such as the Asian Development Bank, United Nations Statistics Division, and International Monetary Funds) collect economic data from national statistical offices, central banks, finance and other line ministries. This data collection is often complex and inefficient due to: multiplicity of collection channels; lack of compliance with international standards for naming, classification and metadata; and use of questionnaire-based techniques (usually MS Excel). The process is often time consuming and places significant burden on national organizations as the same dataset is often reported in different formats to different international organizations. The questionnaire-based system often results in a loss of metadata along the data collection and subsequent processing trail. 48. To address issues with the collection and exchange of data, the international statistical community has developed the Statistical Data and Metadata Exchange (SDMX) standard to automate data exchanges between data producers and data users. SDMX 13 offers a standard way to describe data and metadata as part of an exchange and allows information systems from separate organizations to “talk to each other”. SDMX is currently used by a number of advanced statistical systems and has proven to significantly improve the quality and effectiveness of data exchange. Within Asia and the Pacific region only a handful of countries currently use SDMX. 49. This project is a direct outcome of MSIS 2013 as the interest of the participants and international organizations to promote the use of SDMX. The objective of the project is to promote the use of SDMX standard among NSSs in the region and build regional capacities in applying it to improve efficiency of data exchange. The project focuses on the implementation of standards, guidelines and tools to support automated statistical data exchange between NSSs and international organizations. 50. The necessary tools will be adapted from already available SDMX tools and will include; web services, national SDMX data repository tools and/or mapping tools to original data sources. The scope of the project, are the statistical indicators collected by ADB for the preparation of statistical publication “Key indicators for Asia and the Pacific” and related data products. Where possible globally accepted SDMX Data Structure Definitions for Balance of Payments and National Accounts will be used to ensure that the data can also be communicated using SDMX to other international organizations. 51. The participating countries are Malaysia, Thailand, Australia and New Zealand (with the latter two playing the roles of technical advisors, as they already have systems that are SDMX enabled). Depending on the centralization of the NSS, other organizations, apart from the NSO, might participate in the project. 4 Actions to be taken by the Committee 52. The Committee on Statistics at its fourth session is invited to: Reaffirm the importance of regional collaboration in the area of work on modernization of statistical production and services Encourage members to advocate for the modernisation of statistical production and services on a national and regional levels Appeal to the international organizations working on statistical capacity building to include modernization issues in their activities, including their inclusion in national and regional development plans (e.g. NSDS) Support the formation of the technical level Modernization Working Group and encourage members to nominate experts to participate in such group Provide guidance on the current priority areas and the future work Consider the revised Terms of Reference of the SAB-AP and the extension of membership to Indonesia and Singapore for endorsement 14 5 Annex I - Strategic Advisory Body for the Modernization of Statistical Production and Services in Asia and the Pacific Terms of reference I. II. Background 1. The creation of a more adaptive and cost-effective information management environment, the key results of the modernization of statistical production and services, was established by the Committee on Statistics on its second session as one of the overarching strategic goals to be achieved by 2020. 2. Experts’ discussions organized by ESCAP since 2010 have pointed to the importance and urgency for national statistical institutions to modernize their information systems to address the evolving field of statistics and maintain relevance across developed and developing countries. 3. Considering the ambition, scope, complexity and long-term aspects of programmes to modernize statistical production and services, experts’ discussions also noted the vital importance of regional cooperation including the development of common frameworks and standards, and knowledge-sharing mechanisms, to accelerate the modernization of statistical information systems. 4. Building on these discussions, the ESCAP Committee on Statistics on its third session in December 2012 considered and endorsed the establishment of a highlevel strategic body and of an experts’ network to raise awareness and build capacity related to concepts, methods and standards to support national modernization efforts. 5. In order to reflect the organizational transformation of national statistical systems, supported by but not driven by improvement in information technology, the high-level strategic body shall be referred to as the Asia-Pacific Strategic Advisory Body for the Modernization of Statistical Production and Services (SAB-AP). Key responsibilities 6. The primary objective of the SAB-AP shall be to drive and support changes towards the modernization of statistical production and services in the Asia- 15 Pacific region. As such the strategic body shall be responsible for: a. Developing a regional strategy to raise awareness and advocate on the importance and urgency of the modernization issue; b. Mobilizing financial and human resources to implement the regional strategy, including identifying relevant partners and other stakeholders; c. Acting as a regional voice on the issue of modernization notably by representing the Asia-Pacific region in global standard-setting mechanisms and strategic bodies such as the High-Level Group for the Modernisation of Statistical Production and Services (HLG); d. Providing strategic directions to and overseeing the programme of work of the network of experts to be established. III. IV. Composition 7. The SAB-AP shall comprise a minimum of five members, plus ESCAP Statistics Division as ex-officio member. Members of the SAB-AP shall be at the level of the head of National Statistical Office, their deputy or a high-level official with relevant authority in the area of modernization. 8. The National Statistical Offices shall represent ESCAP members and associate members countries taking into account the need for balanced representation, geographically and across developed and developing countries. 9. The size of the SAB-AP shall be decided by the Bureau of the Committee on Statistics and may be changed as needed to ensure that the group continues to effectively and efficiently perform its functions. The Bureau shall appoint one of the members as the Chair of the SAP-AP. Selection of members 10. The Bureau of the Committee on Statistics shall, with support from the ESCAP secretariat, decide on the composition of the SAB-AP on the basis of the need for balanced representation and the need to ensure efficient and effective functioning. 11. In order to ensure close coordination with the global HLG, the SAB-AP shall include at least one of the regional members of the global HLG. 12. The SAB-AP members shall be appointed for a period of two years. All members shall be eligible for re-appointment. 16 V. VI. 13. If an appointed SAB-AP member vacates a position, the remaining members shall decide and nominate the most appropriate replacement. 14. Members of the SAB-AP shall commit to devote the time necessary for adequate discharge of their duties. Members of the SAB-AP will not be considered staff members of United Nations; hence, will not be entitled to the privileges and immunities accorded to staff members of the United Nations. Functioning 15. Subject to availability of resources, the SAB-AB shall establish a yearly programme of work setting priority areas and related activities to be implemented with the support of the experts’ network. 16. The SAB-AP shall meet in person or through video- or teleconference at least one time per year to review progress on the programme of work and review priorities. 17. In-between physical meetings, the SAB-AP shall review most issues by means of electronic discussion and exchange of emails. Other experts may participate as observers in the meetings of the SAB-AP. Reporting 18. VII. Chair 19. VIII. The SAB-AP shall submit an annual report to the Bureau of the Committee on Statistics on its work on the development and implementation of regional strategies supporting changes towards the modernization of statistical production and services. Further, as per request by the Bureau, the SAB-AP shall submit a written or oral report for the information of the Committee on Statistics at its formal sessions. The Chair of the SAB-AP shall guide the work of the strategic body. The Chair will serve for a period of two years after which he/she will eligible for reappointment. Secretariat 20. The office of the Chair shall support secretarial services to the SAB-AP in carrying out its functions as described above. 17 IX. Review of the Terms of Reference 21. X. The SAB-AP shall, in consultation with the secretariat, review its Terms of Reference every two years to ensure that it has the necessary mandate to effectively and efficiently perform its functions. The revisions shall be subject to the approval of the Committee on Statistics. Sunset clause 22. Unless the Committee on Statistics decides otherwise, the SAB-AP shall expire by the end of 2020. 18 6 Annex II - Draft Strategy of the SAB-AP - July 2014 Background The main function of statistical organisations is to assist national stakeholders, such as governments and business, in informed decision-making. The national statistical organisations work to provide a coherent base of information with accurate measurement of change over time in key economic, social, demographic and environmental indicators. The official statistics industry is part of a more extensive information industry. Within this wider information industry, the pace of creation of new information products and new ways of combining and using information is increasing rapidly. Alternative sources of information allow new data producers to produce and update information in real time and make it available with fewer constraints and with greater detail than official statistics provided through the national statistical organisations. It is necessary for these statistical organizations to stay relevant to the modern world. Statistical organizations are confronted with accelerating change in society and the way that data are produced and used within the information industry. As such the ways in which statistical organizations have worked to provide official statistics needs to change. Statistical organisations have to be transformed from traditional data producer, characterized by domain-specific silos, legacy information systems and the production process centred around paper forms and publications, to a modern ‘information service provider’, characterized by internet data capture, expanding data sources and innovative ways of communicating with users. Addressing the challenge The official statistics industry has recognised that they should work together to better face all of the opportunities and threats that accompany a data deluge. For example, in 2010 the Conference of European Statisticians (CES) established the High-Level Group for the Modernisation of Statistical Production and Services (HLG). The Group is composed mainly of countries with developed statistical systems in terms of information systems. Australia and Republic of Korea are the members from the Asia-Pacific region. New Zealand participates in the HLG Executive Board and in the technical working groups. The HLG has created important momentum to work on modernization on the global level. They have focused in recent years on developing common processes, architecture, and standards that are needed to underpin modernization work. They “see a future where the community of statistical organisations work together collaboratively. We will be able to share and reuse 19 common processes and methods, together with the IT components which allow them to be put into effect, within one organization and/or between organizations. We will reduce the duplication of effort in regard to development and maintenance and support the sharing of “leading practice” solutions, potentially on a worldwide basis.”8 A vision for modernisation work in the Asia Pacific Region The need to modernise is well recognised in the Asia Pacific region. The creation of a more adaptive and cost-effective information management environment, the key results of the modernization of statistical production and services, was established by the Committee on Statistics on its second session as one of the overarching strategic goals to be achieved by 2020. In December 2012, the ESCAP Committee on Statistics on its third session considered and endorsed the establishment of a high-level strategic body called Asia-Pacific Strategic Advisory Body for the Modernization of Statistical Production and Services (SAB-AP). The SAB-AP is a small group of heads of national statistical offices in the region. The SAB – AP aspires to the same vision as the HLG. The primary objective of the SAB-AP shall be to drive and support changes towards the modernization of statistical production and services in the Asia-Pacific region. The SAB-AP will raise awareness and advocate on the importance and urgency of the modernisation issue in the region. Collaboration at a regional level is of vital importance, especially considering the ambition, scope, complexity and long-term aspects of programmes to modernize statistical production and services. There are at least three themes in the work of SAB-AP. These are outlined below: 1) Testing global modernisation solutions in the regional context - A number of frameworks and standards (such as the Generic Statistical Business Process Model (GSBPM) and the Generic Statistical Information Model (GSIM)) have been developed by the HLG projects. This work represents an opportunity for countries in Asia-Pacific to use these common models instead of developing their own. Countries in the region can use these global solutions to see how they apply to the reality in a national statistical organisation with developing information systems. 2) Influencing global modernisation work - The voice of national statistical organisations with developing information systems is not represented well in the global modernization work. The SAB-AP will act as a regional voice on the issue of modernization notably by representing the Asia-Pacific region in global standard-setting mechanisms and strategic bodies. 8 http://www1.unece.org/stat/platform/pages/viewpage.action?pageId=99492302. 20 3) Creating modernisation solutions for regional priority areas - The Asia Pacific region develops modernisation solutions that are important for the region. SAB – AP will provide support for these ideas to be developed. Ideas and solutions that are successful in the region could then be offered to global initiatives. The challenges facing statistical organizations are too big for individual statistical organizations to tackle on their own. In order for this vision to be successful, producers of official statistics can and should work together as an “industry”, to address these shared challenges and make the most of new opportunities. SAB-AP will need to be active in mobilizing financial and human resources to achieve their goals. A Modernization Working Group on Production, Methods and Standards will be created to implement the strategy and priorities of the SAB-AP. It is important for the experts to get support from their organizations to engage in regional collaboration and to maintain commitment to modernisation work in the region. 21 7 Annex III - Modernization Working Group on Production, Methods and Standards Terms of Reference I. BACKGROUND 1. II. As the importance of the work undertaken by the Strategic Advisory Body for the Modernization of Statistical Production and Services in Asia and the Pacific (SAP-AP) grows, and the expectations of statistical organisations for concrete outputs increase, it is increasingly important to put in place an appropriate governance structure for the different SAB-AP initiatives. While the SAB-AP will ensure strategic coordination with the modernization work undertaken in other regions of the world, notably the work undertaken under the auspices of the High-Level Group for the Modernisation of Statistical Production and Services (HLG), increased coordination and cooperation at the Asia-Pacific regional level is of utmost importance. The SAB-AP therefore proposes the creation of a Modernization Working Group on Production, Methods and Standards (hereafter referred to as “the working group”) to ensure a more efficient implementation of its regional strategy. MANDATE 2. III. The ESCAP Committee on Statistics (CST), at its third session in December 2012, considered and endorsed the establishment of the SAB-AP. The CST, through its Bureau, approved the terms of reference of the SAB-AP, including the proposed governance structure for activities and working groups overseen by the SAB-AP. The working group is part of that structure. It reports to the SAB-AP, and derives its mandate from the SABAP. OBJECTIVES 3. The working group will consider and make proposals in three priority areas: Develop advocacy strategy and prepare advocacy material for the regional implementation and adaptation of the architectures, tools and standards needed to support modernization in statistical organizations, especially the Common Statistical Production Architecture (CSPA), the Generic Statistical Business Process Model (GSBPM) and the Generic Statistical Information Model (GSIM); The use of big data in official statistics; and 22 Explore opportunities for the use of modules developed under the Common Statistical Production Architecture (CSPA) for capacity building in Asia and the Pacific (e.g. the seasonal adjustment module). 4. In doing so, the working group will regularly consult and coordinate with related initiatives undertaken in other regions, notably the related modernization committees established under the HLG. In this respect, it will contribute inputs reflecting the regional perspective in relation to the maintenance and development of the Common Statistical Production Architecture and associated catalogues of sharable artefacts (such as tools and methods) as well as to the maintenance and development of the Generic Statistical Business Process Model (GSBPM) and the Generic Statistical Information Model (GSIM). 5. The work on the above priority areas should begin sequentially in the order as listed. However, if there is another group of experts available that subgroup may take on another of the priority area. IV. PLANNED ACTIVITIES AND OUTPUTS 6. V. The main activities and outputs of the working group will be: To oversee the organization of relevant workshops and expert group meetings. To oversee the preparation of materials on the topics of the management of statistical information systems, statistical methodology (including data editing), and the components of an “industry architecture” for official statistics. To contribute to the SDMX, DDI and geospatial capacity building of the countries in the Asia-Pacific region. To monitor developments in these areas within and beyond official statistics, and inform the SAB-AP of any important issues. To provide input as needed to the SAB-AP. To prepare a report for the SAB-AP once per year, on results, key issues, and outreach activities. TIMETABLE 7. VI. The working group will start work in August 2014. The terms of reference, and the continued existence of the working group will be reviewed every two years by the SAB-AP, which will make recommendations accordingly to the bureau of the CST. METHODS OF WORK 8. The working group will work mainly by web conferences and wikis. Upon availability of financial resources, the working group should meet physically at least once per year, tentatively on the margins of other events. It will ensure effective 23 communication with all stakeholder groups, using all appropriate communication channels. The working group may decide to establish smaller groups of experts among its membership to work on specific issues in relation with the broader mandate of the working experts. VII. MEMBERSHIP 9. 10. The list of members will be confirmed by the SAB-AP, taking due account of the representation of different regions, specialists and stakeholder groups. Members will normally be drawn from national and international statistical organizations; however, to encourage greater interaction with other relevant initiatives beyond official statistics, representatives of such initiatives may also be invited to join the working group. The working group will have a target membership size of around 10-12 people. 11. The working group may invite additional persons to participate in some or all of its activities, depending on priorities and interests, where their contributions would be of benefit to the work of the committee. 12. The members of the working group undertake to devote the necessary time to adequately discharge their duties. The members shall dedicate at least two working days per month to the work of the working group. 13. The working group will elect one of its members to be chair. The term of the chair will be limited to a maximum of 2 years. 14. The Statistics Division of ESCAP will serve as the secretariat to the working group. 24
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