Current Organic Chemistry, 2000, 4, 305-342 305 Chiral Lewis Acid Catalyzed Ene-Reactions Luiz Carlos Dias* Instituto de Química - Universidade Estadual de Campinas - UNICAMP, CEP: 13083970 - C.P. 6154 - Campinas - SP - Brazil Abstract: This review covers recent progress in the use of chiral Lewis acid catalysts in ene-reactions which involve carbonyl and imine compounds as enophiles. Chiral Lewis acid catalysts containing aluminum, titanium, ytterbium and copper are critically reviewed. Synthetic applications of recent systems are specifically discussed. Dedicated to the Brazilian Chemical Society General Introduction Most of the molecules in the world are chiral, and a wide range of biological and physical functions are generated through precise molecular recognition that requires strict matching of chirality [1]. Chirality is not a prerequisite for bioactivity but in bioactive molecules where a stereogenic center is present great differences in biological activities are usually observed for both enantiomers as well as for the racemic mixture. At a molecular level, asymmetry dominates biological processes and a variety of functions responsible for metabolism and numerous biological responses occur because enzymes, receptors and other natural binding sites recognize substrates with specific chirality [1]. Asymmetric synthesis is an important means by which enantiopure chiral molecules may be obtained for biological studies and sale, and the synthesis of biologically relevant natural and unnatural organic molecules in optically pure form is of fundamental importance in medicinal chemistry and related disciplines [1,2,3]. Of particular importance is the development of asymmetric catalysts for the carboncarbon bond forming reactions [4,5,6]. The use of chiral catalysts is one of the most attractive methods for performing asymmetric reactions, because compared to the stoichiometric use of chiral auxiliaries, a smaller amount of a readily available chiral material is required. Therefore, a large quantity of the naturally and nonnaturally occurring chiral materials are directly obtained with no need for further manipulation or removal and recovery of the chiral auxiliary [7,8]. Because stoichiometric reagents are costly to use on a *Address correspondence to this author at the Instituto de Química Universidade Estadual de Campinas - UNICAMP, CEP: 13083-970 C.P. 6154 - Campinas - SP - Brazil; FAX: (019)-788-3023 - e-mail: [email protected] 1385-2728/00 $19.00+.00 mole-for-mole basis, many chemists are seeking new asymmetric catalysts, individual molecules each of which mediate thousands of enantioselective conversions [4,9,10]. The strategy is to employ a reagent that under normal circumstances does not react with the substrate, but undergoes a selective reaction under the influence of catalytic amounts of a chiral compound [11,12,13]. One important criterion when considering an asymmetric synthesis is the degree of enantioselectivity of a reaction. The pharmaceutical industry requires chiral products of greater than 99% ee, with less than 0.1% of the undesired enantiomer. The design and development of efficient chiral catalysts for enantioselective synthesis has become one of the most intense, dynamic and rapidly growing areas of organic chemical research [13,14]. Remarkable progress in the development of catalytic asymmetric reactions has enabled the synthesis of various optically active compounds with high optical purity [4]. This review presents a comprehensive survey of some modern and highly selective methods for the enantioselective ene-reaction, in which asymmetric induction is derived from the catalyst complex. Recent advances in this area are turning chemist’s dreams into reality at both academic and industrial levels. Introduction to Ene-reaction The ene-reaction is one of the most powerful methods for carbon-carbon bond construction in synthetic organic chemistry and it was first recognized in 1943 by Alder and classified in his Nobel Lecture as an “indirect substitution addition” or “ene synthesis” in 1950 [15,16]. The thermal and Lewis acid glyoxylate ene-reaction was introduced more than 30 years ago © 2000 Bentham Science Publishers B.V. 306 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias by Klimova and Arbuzov et al. and has been studied by several groups [17-22]. The ene-reaction occurs between an alkene having an allylic hydrogen (an "ene") and a compound containing an electrondeficient double bond (an "enophile") to form a σ-bond with migration of the ene double bond and a 1,5hydrogen shift (Scheme 1). It requires the energy for activating the σ C-H and π X=Y bonds, while energy is gained on forming the σ Y-H and σ X-C bonds. The thermal pericyclic ene-reaction can proceed through a concerted six-electron pathway with a suprafacial three component orbital interaction between the HOMO of the ene and the LUMO of the enophile (Scheme 1) [23-24]. bond formed 3 3 2 2 X X + Y 1 allylic transposition H ene 1 Y H enophile ene: alkene, alkyne, allene, arene, carbon-heteroatom bond X=Y: C=C, C=O, C=N, C=S, O=O, N=N bond formed Ene-reaction Molecular Orbital interaction C C (a) type I: reaction between all-carba-ene components with hetero-enophiles; (b) type II: reaction between hetero ene component and all-carba-enophile; (c) type III: reaction occurring between hetero-ene components and hetero enophiles. The ene-reaction is mechanistically related to the Diels-Alder cycloaddition, with enophiles oriented either exo or endo with respect to the ene component, but requires a greater activation energy and higher temperatures. In the ene–reaction involving a suprafacial orbital interaction, the two electrons of the allylic σ C-H bond replace the two π electrons of the diene in the Diels-Alder. The ene process is favored by electron withdrawing substituents on the enophiles, by strain in the ene component, and by geometrical alignments that direct the components in favorable relative positions. Whether the mechanism is concerted or stepwise, positive charge is developed to some extent at the ene component in Lewis acid promoted reactions [23,24]. At this point, the Lewis acid promoted ene reactions differ from thermal ene reactions where steric accessibility of the double bond and allylic hydrogen is the primary concern. High demand within the pharmaceutical and fine industries for efficient and economical methodologies for the asymmetric synthesis of both simple and complex molecules has resulted in new developments through the ene-reaction. An increasing emphasis has been placed on developing catalyzed asymmetric ene bond construction as a means of addressing the issues of cost and operational simplicity inherent in industrial chemistry [25-28]. HOMO C H H C O LUMO R Scheme 1. According to the nature of the reactants, the enereaction has been divided into two categories: (1) all-carbon ene-reactions: takes place between an olefin bearing an allylic hydrogen atom (the carba-ene) and an activated alkene or alkyne (the carba-enophile) and, (2) the hetero-ene-reaction: describes a reaction between an ene or enophile, either of which contains at least one heteroatom. The use of Lewis acid catalysts has led to remarkable progress in the areas of both inter- and intramolecular ene reactions. When compared to the intermolecular reactions, intramolecular ene-reactions are usually more facile, since these reactions take advantage of less negative activation entropy [2932,37,42]. The carbonyl ene-reaction, particularly promoted by a stoichiometric to catalytic amount of Lewis acid has currently emerged as a useful method for the asymmetric synthesis of acyclic molecules [25-28]. This asymmetric reaction is a powerful tool for the synthesis of enantiomerically pure, complex molecules, although asymmetric catalysis of carbonyl-ene-reactions is difficult to realize because the Lewis acid seems to be relatively far from the site of formation of the new chiral center. The selection of the central metals and the design of the chiral ligands are particularly important. Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 One of the major problems associated with the carbonyl-ene strategy is the limitation of the carbonyl enophiles thus far developed. The synthetic potential of the ene product heavily depends on the functionality of the carbonyl enophile employed. The carbonyl ene-reaction is severely substrate limited to highly activated carbonyl components (e.g. glyoxylates, formaldehyde or chloral) or to highly activated ene components (e.g. 3-methylene-2,3dihydrofuran). Usually, stoichiometric amounts of powerful Lewis acids are required owing to the low nucleophilicity of the olefin and tight binding of the homoallylic alcohol product to the catalyst. Another problem is that ene-reactions often suffer a serious drawback in terms of regiochemistry, for which steric accessibility of hydrogen is an important factor. Reactions with unsymmetrical olefins usually give a mixture of regioisomers. 307 induced by catalytic amounts of chiral Lewis acid complexes in the presence of molecular sieves 4A (MS 4A) [36,37]. The authors described the first example of an asymmetric ene-reaction between prochiral, halogenated aldehydes and alkenes catalyzed by chiral binaphthol-derived aluminum complex (R)-5 (Scheme 3, Table 1). RCHO catalyst (20 mol%) + Me OH R1 R 4 absolute configuration established by conversion to the known L-2-hydroxyisocaproic acid CH 2Cl 2 -78 oC MS 4A R1 The catalyst: SiPh3 Many natural products can be prepared at an early stage of the synthetic scheme by taking advantage of an asymmetric ene-reaction. Of special synthetic value among many carbonyl-ene variants is the glyoxylate ene-reaction, which provides α-hydroxyesters of biological and synthetic importance. O AlMe O (R)-5 SiPh3 Asymmetric Ene-Reactions The first example of an asymmetric glyoxylate enereaction was described by Whitesell et al.in 1982 and consisted of the use of a chiral glyoxylate and stoichiometric amounts of a Lewis acid [33,34]. Addition of methylenecyclohexane 1 as the ene component to the chiral glyoxylate of 8-phenylmenthol 2 in the presence of equivalent amounts of SnCl4 afforded the corresponding ene product 3 with >99% diastereoselectivity in 94% yield (Scheme 2) [35]. OH SnCl4 (100 mol%) 1 O + -78 oC, ORc* 94% 3 >99 de ORc* O Table 1. Addition of Alkenes Halogenated Aldehydes to Prochiral entry R R1 catalyst (mol%) yield (%) ee (%)a 1 C6F5 Ph (R)-5 (20) 35 78 2 Cl 3C Ph (R)-5 (20) 43 73 3 C6F5 SPh (R)-5 (20) 88 88 4 C6F5 SPh (R)-5 (10) 67 78 5 Cl 3C SPh (R)-5 (20) 50 53 6 Cl 3C Me (R)-5 (20) 79 78 a. Determined by HPLC analysis after conversion to the (-)-MTPA esters H 2 Scheme 3. Me O Me Ph O Rc*O- = Me Scheme 2. Chiral Aluminum Lewis Acid In 1988, Yamamoto and coworkers provided the first indication that asymmetry in ene-reactions could be The authors observed that the hindered 3,3'-bis(triphenylsilyl)-substituent in chiral catalyst (R)-5 is essential to achieve good enantioselectivities since the use of a catalyst derived from Me3Al and 3,3'diphenylbinaphthol led to the racemic product 4 in low yields. The best result in terms of yields and enantioselectivities was obtained in the ene-reaction between pentafluorobenzaldehyde and 2(phenylthio)propene in the presence of 20 mol% of catalyst (R)-5 and MS 4A affording the corresponding 308 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias product 4 in 88% yield and 88% ee (entry 3). With less reactive methylene compounds, the observed yields and enantioselectivities in the catalyzed reaction were modest and the stoichiometric reaction is recommended. Despite the good levels of asymmetric induction obtained with this Al(III)-BINOL Lewis acid-based complex, no Al(III)-derived Lewis acid catalyst system that affords higher levels of enantioselectivity in the ene-reaction has been reported to date. ( iPrO)2 TiCl2 chiral diol 1 OH (10 mol% each) + Oi Pr MS 4A, -30 o C O 7 O Oi Pr H 6 O Chiral Titanium Lewis Acids OH Titanium-based Lewis acid complexes have undergone considerable development as vehicles for effecting asymmetric catalytic ene-reactions. Me Both (R)- and (S)-BINOL 1 1 are commercially available in optically pure forms. It is important to point out that the catalyst derived from (S)-BINOL 11 affords the (S)-alcohol and the catalyst derived from (R)-BINOL 1 1 consistently affords the corresponding (R)-alcohol. The high levels of enantiocontrol and rate acceleration observed with the BINOL catalysts are apparently due to the favorable influence of inherent C2-symmetry and the higher acidity of BINOL compared to those of aliphatic diols. Remarkable enantioselectivities were observed with the use of methylglyoxylate 1 3 instead of isopropylglyoxylate 6 (up to 99%, Scheme 5). The ene-reaction of Ph Ph Ph 8 Mikami and coworkers have reported an extremely efficient asymmetric glyoxylate ene-reaction catalyzed by the titanium complexes (R)-1 2 a / b , prepared in situ from diisopropoxytitanium dihalide and optically active binaphthol (BINOL) 1 1 in the presence of MS 4A (Schemes 4 and 5) [38]. Ene-reaction between methylenecyclohexane 1 and isopropylglyoxylate 6 in the presence of 10 mol% of a chiral catalyst derived from a chiral diol and TiCl2(i-PrO)2 afforded the corresponding ene-products (Scheme 4). The best result was obtained with the use of a chiral catalyst derived from (R)-BINOL 1 1 and TiCl 2(i-PrO)2 (86% ee and 82% yield). The discovery of the BINOL-derived chiral catalyst was made after the screening of various chiral catalysts derived from optically active diols [38]. Tetra(alcoxy)titanium complexes provided for the expedient synthesis of chiral catalyst structures by exploiting the facile substitution of monodentate alkoxide ligands for chelating optically active diols. Among the numerous chiral Ti(IV) complexes that are available from optically active chelating diols, Lewis acids derived from Binaphthol 1 1 (BINOL) have undergone the largest degree of development as catalysts for the ene-reaction (Scheme 4). OH Ph 9 OH 34% ee (72%) 4% ee (60%) Ph O Ph OH Ph OH OH OH Me OH O 10 Ph 44% ee (70%) 11 Ph 86% ee (82%) ee's determined by lanthanide induced shift NMR measurement with (+)-Eu(DPPM) 3 after conversion to the α-methoxy ester Scheme 4. methylenecyclohexane 1 with methylglyoxylate 1 3 in the presence of 10 mol% of catalyst (R)-1 2 a afforded the ene-product 1 4 in 83% yield and 97% ee. The use of 5 mol% of catalyst (R)-1 2 b afforded the same product in 89% yield and 98% ee. Especially noteworthy is the difference in asymmetric catalysis between the dibromo and dichloro catalysts. The dibromide catalyst is superior to the dichloride in both the reactivity and enantioselectivity for the glyoxylate ene-reaction involving a methylene hydrogen shift in particular (Scheme 5). On the other hand, the dichloride catalyst is lower in reactivity but superior in enantioselectivity for certain glyoxylate ene-reactions involving a methyl hydrogen shift (Scheme 6). However, due to limiting reactivity of the catalystglyoxylate complex, only nucleophilic 1,1-disubstituted Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 309 O (R)-12 + OH OMe H CH 2Cl 2 13 O OMe MS 4A 14 1 X = Cl (10 mol%), 82% (97%ee) O X = Br (5 mol%), 89% (98% ee) (R)-12 O OH (10 mol%) Me Me + 13 O Me 16 (R)-12 OMe OMe Ph CH 2Cl 2 13 O X = Cl, 72% (95% ee) X = Br, 87% (94% ee) OH (1 mol%) H 17 O MS 4A O Ph Me CH 2Cl 2 15 + OMe OMe H 18 O MS 4A X = Cl, 97% (97% ee) X = Br, 98% (95% ee) Me Et Et 19 + OMe H O OH (R)-12 OMe + Et OMe Et CH 2Cl 2 13 Me OH O 20 O MS 4A 21 O X = Cl (10 mol%) 89 (94%ee) : 11 (>90%ee) 68% X = Br (5 mol%) 91 (98% ee) : 9 (>90%ee) 73% The catalyst: X O Ti O X (R)-12a, X = Cl (R)-12b, X = Br Scheme 5. olefins can be employed. In the reaction of mono- and 1,2-disubstituted olefins, no ene product was obtained. This limitation has been overcome by the use of vinylic sulfides and selenides instead of mono- and 1,2-disubstituted olefins to afford the ene products with excellent enantioselectivity and diastereoselectivity [39]. (E)-phenylsulfides (>98% E) 2 9 were used in the glyoxylate ene-reaction catalyzed by (R)-1 2 a and provided the anti-diastereoisomers of β-alkyl-α-hydroxy esters 30 with excellent enantioselectivities (Scheme 7, Table 2). The anti selectivity increases with the steric demand of the vinylic substituent R (entries 1 and 4). It should be noted that the anti-isomers are obtained in higher ee's when compared to syn-isomers. In this same work the authors reported that the use of (Z)-phenylsulfides (>98% Z) affords good levels of diastereoselectivity for the syn-isomers (entry 5). 310 Current Organic Chemistry, 2000, Vol. 4, No. 3 Et Me Me (R)-1 22 + O OH OMe 23 OH OMe + Et MS 4A Me OH OMe CH 2Cl 2 H 13 Luiz Carlos Dias + Me 24 O OMe Me 25 O O O catalyst 23 %ee 24 %ee 25 %ee (R)-12b, X = Br (5 mol%) 39 91 (R)-12a, X = Cl (10 mol%) 42 54 57 >98 4 4 Yield (%) >90 93 68 Me Me 26 Me + O (R)-1 OH Me CH 2Cl 2 MS 4A OMe Me OMe Me 27 Me + O OMe Me H 13 OH 28 O O catalyst 27 %ee (R)-12, X = Br (5 mol%) (R)-12, X = Cl (10 mol%) 83 87 92 28 %ee 17 13 >98 Yield (%) 91 73 Scheme 6. H R Table 2. OH ( E )-Phenylsulfides in Glyoxylate reactions Ene- OMe PhS PhS Me 30 (R)-12a (E)-29 + R O anti (10 mol%) + O CH 2Cl 2 OMe H 13 O OH MS 4A -30 oC OMe PhS 31 R O syn R yield (%) anti % ee syn % eea 1 Me 91 45 > 99 55 78 2 Et 88 81 > 99 19 84 3 nBu 90 91 > 99 9 > 90 4 iBu 94 95 > 99 5 > 90 5b iBu 93 12 > 90 88 69 a. ee’s determined by conversion to the corresponding MTPA esters b. (Z)-phenylsulfide was used as the ene component The catalyst: O O Cl Ti Cl (R)-12a Scheme 7. entry This protocol was used as the initial step in a catalytic enantioselective synthesis of (R)-(-)-ipsdienol 3 7 , an aggregation pheromone of bark beetles (Scheme 8) [39]. Ene-reaction of prop-1-en-2-yl-phenylsulfide 3 2 and selenide 3 3 in the presence of 0.5 mol% of chiral catalyst (R)-1 2 a afforded (R)-hydroxyvinylsulfide 3 4 and selenide 3 5 , respectively, in good yields and excellent enantioselectivities. After a number of steps, Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 PhY Me (R)-12a 32, Y = S 33, Y = Se OH (0.5 mol%) OMe PhY + CH 2Cl 2 O O MS 4A -30 oC OMe H 34, Y = S, 94% (> 99% ee) 35, Y = Se, 95% (> 99% ee) 13 O TBS OH OMe PhSe 35 O 1. TBSOTf 2,6-lutidine O Me PhSe 2. DIBALH 3. Ph 3P=CMe2 57% 3 steps Me 36 OH 1. CH2 =CHMgBr-NiCl2 (dmpe) (3 mol%), 78% Me Me 2. TBAF, 94% (R)-(-)-ipsdienol The catalyst: 37 O O Cl Ti Cl (R)-12a Scheme 8. the ene-product 3 5 was converted to (R)-(-)-ipsdienol 37. OH type 2,4 CHO Mikami and coworkers have also described the first example of catalysis of carbonyl-ene cyclizations using the modified BINOL-Ti complexes (R)-BINOL-TiX2 (X = ClO4 or OTf), easily prepared by the addition of silver perchlorate or silver triflate to the corresponding BINOL-TiCl2 complex (R)-12a [40]. The ene cyclization of the α-alcoxy-aldehydes 3 8 in the presence of 20 mol% of catalysts (R)-1 2 afforded the product 3 9 in moderate yields and good enantioselectivities (Scheme 9, Table 3) [41,42]. cat.* O O Me R R MS 4A R R 38 39 absolute configuration deduced by the modified Mosher method The catalysts: X O The catalyst (R)-1 2 c prepared from BINOL-TiCl2 with 2.0 equivalents of AgClO4 was observed to give a higher level of enantioselectivity when compared to that obtained with the dichloride (R)-12a [42] (entries 1 and 3, and 4 and 5). The BINOL-derived titanium triflate (R)-1 2 d is shown to give comparably high levels of enantiomeric excess (92% ee, entry 2). Ti O X (R)-12a, X = Cl (R)-12c, X =ClO 4 (R)-12d, X = OTf Scheme 9. 311 312 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias Ene Cyclization of α-Alcoxyaldehydes Table 3. entry R catalyst % eea yield (%) 1 H (R)-12c 91 43 2 H (R)-12d 92 40 3 H (R)-12a 88 64 4 Me (R)-12c 82 40 5 Me (R)-12a 67 27 a. ee's determined by 1H NMR analysis of MTPA esters The 6-membered cyclization of the homoallylic ether 4 0 afforded the trans-alcohol 4 1 as the major isomer in moderate enantiomeric excess (Scheme 10). The use of an α-alkoxy-aldehyde affords much better results in terms of yields and enantioselectivities, when compared to the same reaction with the carbonanalogue [42,43]. axial orientation is used to explain the trans/cis selectivity (Scheme 11). The equatorial orientation, which depends on the steric bulk of the chiral Lewis acid complexes, leads to the trans alcohol 4 1 , while the axial orientation of the complexed carbonyl group leads to the cis alcohol 4 2 . The Mikami group has also described the asymmetric catalytic fluoral-ene-reaction [44]. The chiral titanium catalyzed ene-type reaction with fluoral provides an efficient approach for the asymmetric synthesis of biologically important fluorine containing compounds in high enantiomeric excess (Scheme 12). This reaction provides the homoallylic alcohol 4 4 (major isomer), and the allylic alcohol 4 5 as a by-product in high ee’s independent of the solvent and halide ligand of the BINOL-Ti catalyst (Table 4, entries 1-3). OH type 3,4 + Me CHO X Me cat.* 20 mol% X 40 Me 44 (10-20 mol%) 1 H solvent MS 4A OH CY3 CY3 45 absolute configuration determined by the Mosher method 43 OH Me X = CH2 X > 95% ee + O trans-41 + MS 4A CY3 (R)-12 OH cis-42 The catalyst: (R)-12c, 69 (55% ee) 31 (64% ee) (66%) (R)-12a, 59 (21% ee) 41 (41% ee) (54%) X=O (R)-12c, 80 (84% ee) 20 (74% ee) (50%) O (R)-12a, 47 (70% ee) 53 (79% ee) (73%) O Scheme 10. O Me MLn* H O trans-alcohol 41 H MLn* O Me O H cis-alcohol 42 Scheme 11. X (R)-12a (R)-12b A bicyclic transition state model in which the complexed carbonyl group adopts an equatorial or an H X Ti Scheme 12. It is interesting to note that when chloral is used as the enophile, lower ee’s and more allylic alcohols are observed (entries 4-6). The authors estimated the ene reactivity of trihaloacetaldehydes in terms of the balance of the LUMO energy level versus atomic charges of reaction sites of the enophile components. Based on semiempirical and ab-initio molecular orbital calculations of trihaloacetaldehyde/H+ complexes, the authors suggest that the lower LUMO energy is responsible for the higher reactivity of fluoral/H + , giving the homoallylic alcohols 4 4 . The chloral/H+ complex has a higher LUMO energy but bears the greater Chiral Lewis Acid Table 4. Current Organic Chemistry, 2000, Vol. 4, No. 3 313 Asymmetric Fluoral Ene-reaction X solvent 44 : 45a yield (%) Br CH 2Cl 2 79 (>95% ee) : 21 (>95% ee) 95 Cl CH 2Cl 2 76 (>95% ee) : 24 (>95% ee) 93 3 Cl toluene 79 (>95% ee) : 21 (>95% ee) 82 4 Br CH 2Cl 2 48 (45% ee) : 52 (80% ee) 40 Cl CH 2Cl 2 52 (34% ee) : 48 (66% ee) 49 Cl toluene 63 (11% ee) : 37 (66% ee) 35 entry Y 1 2 F 5 Cl 6 a. ee's determined by 1H NMR analysis of (S)-(-)- and (R)-(+)-MTPA esters positive charge at the carbonyl carbon and is therefore more reactive in terms of the cationic (Friedel-Crafts type) reaction affording the allylic alcohols 4 5 [44]. Later, the same authors described a new type of asymmetric catalyst for carbonyl ene-reactions with methylglyoxylate 1 3 (Scheme 13) [45]. While trying to isolate BINOL-TICl 2 catalyst (R)-1 2 a , the binaphthol (BINOL)-chiral titanium µ-oxo complex (R)-4 6 was obtained accidentally upon azeotropic removal of isopropanol with toluene from a solution of BINOL 1 1 and TiCl2(OiPr)2 after filtration of MS 4A. Glyoxylate ene-reaction with α-methylstyrene 1 7 in the presence of 0.2 mol% of catalyst (R)-4 6 afforded α-hydroxyester 1 8 in 88% isolated yield and 98.7% ee (Scheme 13). The same reaction with methylenecyclohexane 1 in the presence of 1 mol% of catalyst (R)-4 6 afforded the corresponding ene-product 1 4 in > 99% ee and 68% isolated yield. The dimeric nature of µ-oxo complex 4 6 in solution was confirmed by vapor pressure osmometry molecular mass measurements, NMR and infrared spectroscopy, O + Ph Me A highly selective asymmetric ene-reaction was reported in 1995 by Nakai and collaborators [46], that described the preparation and use of an µ-oxo catalyst similar to that used previously by Mikami and Terada [45]. This dimeric catalyst was prepared by mixing (R)OH catalyst 46 OMe H OMe Ph CH 2Cl 2, -30 o C 13 17 as well as by mass spectrometry [45]. They found that this catalyst exhibits a positive non-linear effect in the glyoxylate ene-reaction. The homochiral catalyst, prepared from pure (R)-BINOL 11 possessed catalytic activity nine times superior to that of the heterochiral catalyst, prepared from racemic BINOL. The molecular mass of the µ-oxo complex prepared from enantiomerically pure (R)-(R)-BINOL was shown to be concentration-dependent, ranging from 682 (1.5g/L solution) to 786 in 12g/L solution [calc. 696.4 for (C20H12O2TiO)2] while with racemic (R)-(S)-BINOL it remained unchanged upon dilution, which indicates a greater stability of the meso µ-oxo dimer prepared from racemic BINOL. These results led to the conclusion that the heterochiral complex is relatively unstable in solution and dissociates to the monomeric form that is, probably, the species that is responsible for catalysis. O 88% O 98.7% ee The catalyst: OH OH (R)-11 Scheme 13. 1. Ti(Oi Pr) 2Cl 2 MS 4A 2. azeotropic removal of i PrOH 3. filtration of MS 4A O O Ti O O Ti O (R)-46 O 18 314 Current Organic Chemistry, 2000, Vol. 4, No. 3 Ph 17 O Luiz Carlos Dias Me OH catalyst 46 OMe + solvent, -30 Ph oC OMe 18 O H 13 O OH Ti(O iPr) 4 Oi Pr O Ti OH O toluene Oi Pr (R)-47 (R)-11 The catalyst: 1. H2O, ∆ O O Ti 2. azeotropic removal of iPrOH O O Ti O O (R)-46 dark brown solid Scheme 14. BINOL 1 1 and Ti(OiPr)4, followed by hydrolysis and complete azeotropic removal of isopropanol. The structure of this complex 4 6 was confirmed by 1H-NMR spectrum and molecular weight measurements. Using the µ-oxo complex 4 6 , the ene-reaction of αmethylstyrene 17 with methylglyoxylate 1 3 was studied (Scheme 14, Table 5). Solvent also plays a very important role, since reaction in dichloromethane afforded higher enantioselectivities and chemical yields (entries 1 and 2) than the same reaction in toluene (entry 3). Table 5. Glyoxylate Ene-reaction Catalyzed by (R)-46 entry catalyst (mol%) solvent yield (%) % ee (conf.)a 1 5 CH 2Cl 2 93 98 (R) 2 20 CH 2Cl 2 92 97 (R) 3 20 toluene 64 95 (R) a. ee's determined by 1H NMR analysis of (+)- and (-)-MTPA esters The authors observed a positive non-linear effect, with the maximum % ee for the product (98% ee) being obtained using BINOL 11 with only 55-60% ee. This result is consistent with the results described earlier by Mikami and Terada [45]. This suggests that the source of asymmetric amplification involves both mutual enantiomer recognition, the predominant formation of the heterochiral (meso) dimeric species over the homochiral dimeric species, and a higher catalytic activity of the latter species [46]. Mikami and colleagues designed a new class of chiral titanium catalysts from binaphthyls with larger dihedral angles derived from 6-Br-BINOL (Scheme 15, Table 6) [47]. It is believed that the compression of the internal bond angle X-Ti-X (φ´) would lead to higher levels of enantioselectivity based on a greater shielding effect over the enantioface of the glyoxylate by the halide ligands. Glyoxylate ene-reaction with αmethylstyrene 1 7 in the presence of 0.05 mol% of catalyst (R)-48a (X=Cl) in toluene as solvent gave the corresponding ene product with 99% ee in 99% yield (entry 4). The same reaction in CH2Cl2 afforded the ene-adduct in 94% yield and 97.5% ee (entry 3) The catalyst (R)-4 8 b (X=Br) affords the glyoxylate ene product of methylenecyclohexane 1 in CH2Cl2 as solvent with more than 99% ee in 82% yield (entry 5). The use of titanium catalyst (R)-4 9 , derived from binaphthyl ligand and a bulky trifylamine moiety afforded no enantioselectivity (entry 1) [47]. As can be Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 seen from the example in entry 2, a certain level of positive non-linear effect is observed in these reactions. The 6-Br-BINOL-derived titanium complex (R)-4 8 a with 70.4% ee affords the glyoxylate-ene product in 85% ee. diisopropoxytitanium dihalides (Scheme 16, Table 7) [48,49]. OH Me OMe Me 1 mol% (R)-48a/b + Me + OH catalyst OMe CH 2Cl 2 OMe -30 o C H 13 O O syn-50 + 0 o C, toluene O 315 OH MS 4A, 2h OMe OMe H O 13 O O Me O anti-51 The catalysts: - diastereoselectivity determined by 1H NMR analysis Br - absolute stereochemistry determined by the Mosher method The catalyst: O X Br Ti O X (R)-48a, X=Cl (R)-48b, X=Br Br O TiX2 O Tf X N Scheme 16. φ Ti N X Tf (R)-49 Scheme 15. Table 6. Glyoxylate ene-reaction 48 and 49 (R)-48a, X=Cl (R)-48b, X=Br Br catalyzed by ene component This reaction affords syn-α-hydroxy-β-methyl esters 5 0 in good enantioselectivities (entries 1-5). The same reaction catalyzed by (R)-1 2 (X = Cl, Br) provides only a modest level of enantioselectivity, although with good syn-diastereoselectivity (entries 6-8). As can be observed, the sense of asymmetric induction is the same as the reactions catalyzed by (R)-1 2 a , with (R)catalysts providing (2R)-2-hydroxy esters. Table 7. Glyoxylate Ene-reaction tuted Olefins of Trisubsti- ene component Ph 1 Me Me Me 17 entry ene catalyst yield (%) % eeb solvent 1 17 49 69 0 CH 2Cl 2 2a 17 48a 92 85 CH 2Cl 2 3 17 48a 94 97.5 CH 2Cl 2 4 17 48a 99 99 toluene 5 1 48b 82 > 99 CH 2Cl 2 a. 70.4% ee of catalyst was used b. enantiomeric excess determined by chiral HPLC analysis The Mikami group has also described a diastereoand enantioselective carbonyl ene-reaction of methylglyoxylate 1 3 with trisubstituted olefins catalyzed by a chiral titanium complex (R)-4 8 a / b (1 mol%) derived from 6-Br-BINOL and Me Me 53 52 54 Me syn (% ee)a : anti entry (R)-cat.* ene solvent yield (%) 1 48a 52 CH 2Cl 2 44 93 (81) : 7 2 48a 52 toluene 60 93 (88) : 7 3 48b 52 toluene 84 94 (89) : 6 4 48b 53 toluene 89 97 (87) : 3 5 48b 54 toluene 63 94 (61) : 6 6 12a 52 toluene 61 93 (69) : 7 7 12b 53 toluene 80 96 (60) : 4 8 12b 54 toluene 56 95 (2) : 5 a. ee determined by 1H NMR comparison of (S)- and (R)-MTPA derivatives 316 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias OH R3 Si OMe Me 56 R3 Si Me (10 mol%) O OMe 59 Me 57 O + -30 oC, 2h OMe Me R3 Si OMe 58 OTMS R3 Si OTMS O O + H 13 R3 Si OMe CH 2Cl 2 + OH OH (R)-12a 55a, R =Ph 55b, R=Me O + OMe 60 O O The catalyst: O O Cl Ti Cl (R)-12a Scheme 17. Interestingly, maximum enantioselectivity and better yields were achieved with the use of a less polar solvent such as toluene (entries 2-4). This solvent effect is not observed for catalyst (R)-1 2 . Table 8. Ene-reactions with Allylsilanes entry 1 2 R Ph Me product yield (%) % eea 56 45 95 57 0 - 58 0 - 59 0 - 60 0 - 56 45 94 57 21 86 58 17 94 59 10 92 60 7 92 a. ee's and absolute configuration determined by MTPA esters Mikami and Matsukawa described that chiral catalyst (R)-BINOL-TiCl2 1 2 a catalyzed the reaction of glyoxylate esters with methallylsilanes 5 5 to afford enetype products 5 6 (allylic silanes) as the major products, instead of the expected Sakurai-Hosomi derived products 5 7 (Scheme 17, Table 8) [50]. Reaction of methallyl(triphenyl)silane 5 5 a (less reactive) or methallyl(trimethyl)silane 55b with methylglyoxylate 1 3 either in toluene or CH2Cl2 as solvents afforded the ene-type allylic silane 5 6 as the major product (entries 1 and 2). The products obtained in the reaction of methallyl(trimethyl)silane 5 5 b are converted to the “usual” Sakurai-Hosomi product 57 after protodesilylation in high enantiomeric excess (92% ee). Desilylation of the crude mixture of 5 6 -6 0 with 3N HCl in MeOH afforded product 5 7 in 75% yield and 92% ee (Scheme 18). In this same work, the authors reported that allyltrimethylsilane affords the "usual" product instead of the ene product, that may reflect the less-ene reactivity of monosubstituted olefins [50]. In a very interesting paper, Mikami and coworkers described the first example of an asymmetric catalytic formaldehyde-ene-reaction with symmetrical prochiral bicyclic olefins [51]. The best result was obtained in the Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 317 OH Me3 Si OMe OH 56 O H H + Me 61 OTBS + OH Me3 Si OMe 59 (R)-12b (20 mol %) 9α H H CH2 Cl2 , MS 3A -30 oC, 61% 11 76% ee O H + (11S)-∆6(9a) -63 H 62 + Me 57 OTBS O OH OMe 6 O HO + Me OTMS Me3 Si 6 7 OMe H 60 H O 11 OTMS Me3 Si OTBS OMe (11R)-64 58 O 88 : 12 ee determined by 1 H NMR analysis of MTPA esters 3N HCl The catalyst: MeOH OH OMe O Me 57 Br Ti O O 75% yield 92% ee Br (R)-12b Scheme 18. reaction of the symmetrical olefin 6 1 with formaldehyde in the presence of (R)-BINOL-TiBr2 1 2 b (20 mol%) and MS 3A in CH2Cl2 at -30 oC, affording adduct (11S)∆ 6(9α) -6 3 (prostaglandin numbering) as the major isomer in 61% yield and 76% ee (Scheme 19). The analogous reaction with chiral bicyclic olefin 6 5 in the presence of (R)-BINOL-TiBr2 catalyst 1 2 b , formally completes the total synthesis of a potent analogue of (3-oxa)-isocarbacyclin 6 8 , a therapeutic agent with promising physiological activities (Scheme 20). Treatment of chiral bicyclic olefin 6 5 with formaldehyde 6 2 in the presence of (R)-BINOL-TiBr2 1 2 b and MS 3A in CH2Cl2 at -30 oC led to the formation of formaldehyde-ene adduct 6 7 in 90% ∆ 6(9α) regioselectivity (Table 9). After a sequence involving few steps, the ene adduct 6 7 was converted to (3oxa)-isocarbacyclin 6 8 . Scheme 19. The corresponding (S)-BINOL-Ti catalyst afforded the opposite ∆ 6-regioisomer 6 6 in 80% regioselectivity (entry 2) while the use of Me2AlCl (entry 1) led to a much lower regioselectivity in poor chemical yield (Table 9). Table 9. Formaldehyde Ene-reaction Entry Lewis acid ratio (66 : 67) yield (%) 1 Me2AlCl 49 : 51 24 2 (S)-cat. 80 : 20 65 3 (R)-cat. 10 : 90 64 318 Current Organic Chemistry, 2000, Vol. 4, No. 3 H Luiz Carlos Dias O H Me + (R)-12b (20 mol %) H H CH 2Cl 2, MS 3A 62 OTBS TBSO Me -30 oC, 64% Me 65 OH OH 6 9α H H H H Me Me + OTBS TBSO Me Me 66 TBSO OTBS Me Me 67 ∆6(9a) O CO2 H (3-oxa)-isocarbacyclin H H Me OH HO Me Me 68 Scheme 20. The same methodology has been applied before by the same group in the synthesis of potential intermediates for the synthesis of isocarbacyclin analogues (Scheme 21) [52]. Reaction of the bicyclic ene substrate 6 9 with methyl glyoxylate 1 3 in the presence of 10 mol% of catalyst (R)-1 2 b (X=Br) and MS 4A proceeds with high diastereo-(96% de) and enantioselectivities (98% ee). carbonyl ene-reaction between conjugated ynal 7 1 and formylacrylate 7 2 with methylenecyclohexane 1 and methylenecyclopentane 7 3 catalyzed by (R)BINOL-TiCl2 1 2 a afforded the corresponding ene products 7 4 and 7 5 , respectively, in good yields and good enantioselectivities (Scheme 22, Table 10) [53]. O H G + OH catalyst OH Me Me (R)-12b (10 mol %) 69 Me2 HSiO + O MS 4A -30 oC, 100% OMe Me OMe H 13 O CH 2Cl 2 MS 4A rt, 1h O Me n 1, n = 1 73, n = 0 n CO2 Me 74, n = 0 75, n = 1 The catalyst: 70 96% de (98% ee) Ti O Scheme 21. The Mikami group described an extension of the glyoxylate ene-reaction to the use of 3-formylpropiolate 7 1 and (E)-3-formylacrylate 72 [53]. Asymmetric Cl O OSiHMe2 (R)-12a Scheme 22. Cl Chiral Lewis Acid Table 10. Current Organic Chemistry, 2000, Vol. 4, No. 3 Asymmetric Carbonyl Catalyzed by (R)-12a entry enophile Ene-reactions n yield (%) % eea 0 85 87 1 70 94 0 80 72 1 60 86 In this same work, the authors reported that the double asymmetric induction with chiral bicyclic olefin 6 5 catalyzed by (R)-1 2 a serves as a key step for the total synthesis of new potent analogues of isocarbacyclin. Reaction of 6 5 with aldehyde 7 1 in the presence of 20 mol% of catalyst (R)-1 2 a afforded the corresponding ene product 7 8 in 99% ∆ 6(9α) regioselectivity and 96% ee (Scheme 24). The eneadduct 7 8 was converted to α-allenyl isocarbacyclin derivative 8 0 after a sequence involving few steps. O 1 H 2 CO2 Me 71 In 1996, Faller and Liu reported an interesting Chloral ene-reaction catalyzed by a Ti(OiPr)2Cl2/racemic BINOL poisoned with an inactive enantiopure catalyst, diisopropyl-D-tartrate/Ti(OiPr)2Cl2 [54]. This strategy is based on the selective deactivation of a racemic catalyst by a chiral molecule (Scheme 25). O 3 H CO2 Me 4 72 a.ee's determined by analysis of the corresponding (S)- and (R)-MTPA esters Reaction between isobutylene 1 5 and chloral 8 1 in the presence of Ti(OiPr)2Cl2/(S)-BINOL as catalyst, afforded the homoallylic alcohol 8 2 and the allylic alcohol 8 3 in a 2:1 ratio in 24% ee and 66% ee, respectively (Scheme 26, Table 11). The ee for allylic alcohol 8 3 can be improved to 88% after a single recrystallization step from pentane. It is interesting to see that formylpropiolate 7 1 affords similar levels of enantioselectivity to that observed with methylglyoxylate 1 3 (entry 2). The authors reported also the asymmetric desymmetrization of prochiral olefin 6 1 with aldehyde 7 1 as a model system for the synthesis of isocarbacyclin analogues (Scheme 23). The product ∆ 6(9α) -7 6 was obtained with high regio- and enantioselectivity in the presence of (R)-1 2 a at room temperature [53]. H H 61 OTBS O (R)-12a (20 mol%) CH 2Cl 2,-30 o C MS 4A Catalysts prepared in situ by mixing Ti(OiPr)2Cl2/racemic BINOL and Ti(OiPr)2Cl2/ diisopropyl-(D)-tartrate poison were used to afford homoallylic alcohol 8 2 as the major product, although in low ee. The best ratio Ti(OiPr)2Cl2/diisopropyl-(D)OH OH 4 4 6 6 CO2 Me 9α + H + H H H 81% OTBS OTBS 71 CO2 Me ∆6(9α) -76 92 (89%ee) : The catalyst: Cl O Ti O (R)-12a Scheme 23. CO2 Me 7 + H 319 Cl ∆6 -77 8 320 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias O H H + (R)-12a (20 mol%) H Me 71 TBSO OTBS 65 Me Me 78% OH OH 4 4 6 6 CO2 Me H + + Me TBSO OTBS CO2 Me 7 9α H CH 2Cl 2, 0 o C MS 4A CO2 Me Me 78 H H Me Me TBSO OTBS Me 79 Me ∆6(9 α)-78 : ∆6 -79 99 (96% ee) : 1 C H H CO2 Me - stereoselectivity at C4 determined by LIS analysis using (+)-Eu(hfc)3 isocarbacyclin analogue Me HO OH Me 80 - ∆6(9 α) regioselectivity determined by 1H MMR analysis Me Scheme 24. tartrate was found to be 1:3, respectively (entries 2-4). The observed enantioselectivities as well as the regioselectivities are greater than those with catalyst prepared from enantiomerically pure BINOL 11 (entry 1). Both the homoallylic alcohol 8 2 and allylic alcohol 8 3 are formed with modest enantioselelectivities. These results are consistent with the presence of a heterodimer as the active complex and it is believed that Ti/(R)-BINOL has been effectively deactivated upon forming a Ti2/(R)-BINOL/(D)-DIPT complex [54]. A catalytic enantioselective carbonyl cyclization has been used by the Mikami group in the synthesis of the A ring of a hybrid of Vitamin D 19-nor-22-oxa D3 analogue 8 8 , which shows significant transactivation activity, as shown by its great ability to transactivate a rat 25-hydroxy vitamin D3-24-hydroxylase gene [55]. The Concept of asymmetric activation (R)-Cat*---Deact* (R)-Cat* + Deact* deactivated less reactive ene (S)-Cat* chiral deactivator (S)-Cat* more reactive species Scheme 25. enophile ene-product X% ee Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 OH Me Me Me catalyst (R)-12a 15 + O cyclohexanodiols 85 and 86 with high enantiomeric purity (R,R stereochemistry as a geometrical mixture [(trans,Z):(trans,E):(cis,Z/E) = 75:23:2]) in 65% yield (Scheme 27). It is interesting to note that the use of (S)BINOL-TiCl2 catalyst gave the four possible isomers (trans,Z):(trans,E):(cis,Z):(cis,E) in a ratio of 32:8:32:28, in an apparently mismatched reaction. CCl3 82 CH 2Cl 2 -20 o C + Me 321 OH MS 4A H CCl3 Me Although obtained as a geometrical mixture, the intermediates 85 and 86 were transformed to the same single component 8 7 after removal of the MPM group. Further transformation led to the hybrid analogue of 19-nor-22-oxa-1α,25(OH) 2D3 8 8 [56]. CCl3 81 83 Scheme 26. intramolecular 6-(2,4)-carbonyl-ene-reaction of (R)MPMoxy(benzyloxyethyl)hexenal 8 4 catalyzed by (R)BINOL-Ti catalyst (5 mol%) at room temperature provided the desired pseudo C2-symmetric Table 11. Mikami's mechanistic rationale to explain the source of asymmetric induction in these Lewis acid catalyzed carbonyl-ene cyclizations involves a 6-memberedtransition state to afford the (trans,Z)-8 5 and (trans,E)- Chloral Ene-reaction entry mol% catalyst Ti(OR) 2Cl2/BINOL poison (mmol) Ti(OR) 2Cl2/(D)-DIPT yield (%) ratio 82 : 83 % eea 82 83 1 0.10 (S) 0.0/0.0 87 67 : 33 24 66 2 0.20 (rac) 0.1/0.2 53 88 : 12 30 20 3 0.20 (rac) 0.1/0.3 58 94 : 06 48 25 4 0.10 (S) 0.05/0.15 40 90 :10 33 9 a. ee determined by GC using a cyclodex-β chiral column OH OH 11 OBn BnO OBn Cl2Ti(OiPr)2 (5mol%) OHC OMPM MS 4A, CH2 Cl2 rt, 38 h, 65% HO (R)-84 OMPM (trans,Z)-85 Me O HO OMPM (trans,E)-86 (75 : 23 : 2) OH Me + (cis, Z,E) + CAN CH 3CN/H 2O rt, 89% Me Me OBn BnO OH HO 88 HO HO Scheme 27. OH 87 OH 87 322 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias 8 6 depending on the balance of acyclic allylic 1,2-strain and repulsion between the bulkly BINOL-Ti-catalyst and benzyloxymethyl group (Scheme 28). *LnTi O these reactions, including product structure, the olefin geometry of the silyl enol ether products, and the insensitivity of the observed diastereoselectivity to enolsilane geometry (entries 3 and 4). Table 12. H Ene-reactions with Enolsilanes OBn H entry OMPM enolsilane yield (%) syn:anti Z:E ee (%) 75 - - > 99 67 - 95:05 > 99 58 98:02 94:06 99 54 98:02 94:06 99 OTBS (trans,Z)-85 1 Me OTMS *LnTi O 2 H Prn BnO H OMPM OTMS 3 (trans,E)-86 Me Me Scheme 28. OTMS Addition of enolsilanes 8 9 to methylglyoxylate 1 3 in the presence of 5 mol% of catalyst (R)-4 7 affords the homoallylic alcohols 9 0 in good yields and >99% ee (Scheme 29, Table 12) [57]. OTMS R1 H (R)-47 (5 mol%) + CH2Cl 2 O TMSO OH R1 90 H R2 O O The catalyst: O Me OMe OMe 13 Me Terminal enolsilanes afford the corresponding eneproducts in nearly perfect ee's (entries 1 and 2). As can be seen from the results showed in Table 11, high selectivity for the formation of Z-olefin is observed (entries 2-4) and (E)- and (Z)-enolsilanes afford the corresponding products with high syn-selectivity and excellent ee's (entries 3 and 4). R2 89 4 Oi Pr Ti O Oi Pr (R)-47 Scheme 29. The Z-isomer is formed in high selectivity (Z:E>94:06) and although not expected, an enereaction pathway nicely explains the characteristics of The formation of syn-products from (E)-enolsilanes is explained by invoking the transition-state assembly 9 2 (Scheme 30). This approach avoids the developing 1,3-transanular interaction between the pseudoaxial alkyl substituent (R2) and TiL* in the alternative transition state 9 4 . With (Z)-enolsilane, the closed transition-state 9 3 avoids the developing gauche interaction between the ester residue and the enolsilane substituent (R2) in transition state 9 5 [57]. In 1997, Mikami and Matsunaga described a very interesting strategy for asymmetric catalysis based on a selective activation of one enantiomer of a racemic catalyst by addition of a chiral activator (Scheme 31) [58]. High enantioselectivities (up to 89.8% ee) were obtained for the glyoxylate ene-reaction between αmethylstyrene 1 7 and n-butylglyoxylate 9 6 in the presence of racemic BINOL-Ti(OiPr)2 4 7 (10 mol%) when (R2)-BINOL 1 1 and (R2)-5-Cl-BIPOL were used as chiral activators (Scheme 32, Table 13). Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 (E)-enolsilanes R1 H (Z)-enolsilanes OSiR3 O R3 SiO OH OMe R2 R2 (Z) R1 R3 R1 H OMe O *LTi TMSO H O H 90 O H R2 H TiL* 92 93 1,2-syn R3 SiO R3 H R1 TMSO H R1 H OMe R2 OSiR3 H R2 O O OMe H 94 R1 OH TiL* R2 (Z) 1,3-Transanular interaction (R 2/TiL*) O 91 *LTi O gauche interaction (R2 /OMe) 1,2-anti Scheme 30. Concept of asymmetric activation ene (R)-Cat* (R)-Cat*---Act* + activated more reactive Act* (S)-Cat* ene-product X% ee enophile (S)-Cat* Scheme 31. Oi Pr O Ti O Ph Me OH (10 mol%) O + + On Bu On Bu Ph activator (R)-97 toluene, -30 o C H 96 Oi Pr (+/-)-47 17 (R2 )-BINOL (R)-5-Cl-BIPOL mol (%) Yield (%) %ee 5.0 2.5 52 35 89.8 80.0 5.0 38 80.8 OH OH HO Me Me OH Cl (R2 )-BINOL Scheme 32. O O activator H Me Me (R)-5-Cl-BIPOL Cl 95 323 324 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias Oi Pr O Ti O Ph Me (R1 )-47 17 O OH (10 mol%) + On Bu On Bu + H 96 Oi Pr O Ph activator (10 mol%) (R)-97 O toluene, -30 o C The catalyst: OiPr H O O Ti O 98 O OiPr H Scheme 33. The authors propose a hexacoordinated and monomeric (R)-BINOLate-Ti(OiPr)2/(R)-BINOL complex 9 8 as the active catalyst, based on 1H and 13C NMR experiments. They confirmed the activation of (R1)BINOLate-Ti catalyst by addition of 1 mole equivalent of (R2)-BINOL (Scheme 33, Table 13). Table 13. Glyoxylate Ene-reaction in Presence of a Chiral Activator the activates the (R1)-BINOLate-Ti(IV) catalyst less than (R2)-BINOL, affording the ene-product in 48% yield and 86% ee (entry 4). The use of (R2)-5-Cl-BIPOL affords 66% yield and 97.2% ee (entry 2). Even the addition of racemic BINOL to the (R1)-BINOLate-Ti(IV) catalyst afforded better levels of enantioselectivity (95.7% ee) when compared to the use of catalyst (R1)-47 alone (entries 1 and 5, Table 13) [58]. OH entry activator time (min) yield (%) % eea Ph 1 None 60 2 (R 2)-5-Cl-BIPOL 60 20 66 94.5 O 97.2 3 (R 2)-BINOL 60 82 96.8 4 (S2)-BINOL 60 48 86.0 5 (+/-)-BINOL 60 69 95.7 a. ee's determined by HPLC (Daicel Chiral AS column) Me 17 R1* + OH R2* OH OH On Bu + H Using only catalyst, the reaction afforded the glyoxylate-ene product in 20% yield and 94.5% ee (entry 1). When (R2)-BINOL was added, the ene-product was obtained in 82% yield and 96.8% ee (entry 3). These results demonstrated that racemic BINOLate-Ti(IV) and a half-mole equivalent of (R2)-BINOL are converted to the (R1)-BINOLateTi(IV)/(R2)-BINOL complex 9 8 . The use of (S2)-BINOL (R)-97 toluene, 0 o C O Me The catalyst: Cl H (R1)-BINOLate-Ti(IV) Ph Ti(O iPr) 4 On Bu 96 OH Me OiPr H O O Ti O Me H Cl Me Scheme 34. O OiPr H O Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 In this same line, also in 1997, Mikami and coworkers described a "smart" self-assembly of highly enantioselective catalyst from pre-catalyst and neutral ligands. These catalysts (10 mol%) were evaluated in the glyoxylate-ene reaction with α-methylstyrene 1 7 (Scheme 34, Table 14) [59]. Table 14. R1*(OH) 2 Ph 1 Me Me 2 The combination of (R)-BINOL and the less acidic (R)-TADDOL with Ti(OiPr)4 in a molar ratio of 1:1:1 forms a new catalytic system that affords the ene-product 9 7 in 50% yield and 91% ee (entry 1). Combination of (R)BINOL with the more acidic (R)-5-Cl-BIPOL and Ti(OiPr)4 in a 1:1:1 ratio leads to a new catalyst system Self Assembly of Enantioselective Catalysts entry Me Me O R2*(OH) 2 Yield (%) % eea 50 91 0 - 66 97 - 13 75 - 20 95 Ph OH OH OH OH O Ph Ph Ph Ph O OH - OH O Ph Me Ph Cl 3 Me OH OH Me OH OH Cl Me Me Cl 4 Me OH Me OH Cl Me 5 OH OH a. ee's determined by HPLC (Daicel CHIRALPAK AS column) 325 326 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias that affords the (R)-ene-product 97 in 66% yield and 97% ee (entry 3). The use of (R)-TADDOL/Ti(OiPr)4 affords no product (entry 2), the (R)-5-ClBIPOL/Ti(O iPr)4 affords the (R)-ene-product 9 7 in 13% yield and 75% ee (entry 4) and (R)-BINOL/Ti(OiPr)4 affords the ene-product 9 7 in 20% yield and 95% ee (entry 5) [59]. In a related paper, the ene-reaction of αmethylstyrene 17 with n-butylglyoxylate 96 was catalyzed by complexes 1 0 0 a -d prepared from (R)BINOL-Ti(OiPr)2 4 7 and several conformationally flexible ortho-substituted 2,2’-biphenols (BIPOL) 9 9 a d or (R)-BINOL 1 1 [60] (Scheme 35, Table 15). 0.1 eq. cat. Ph OH toluene 0 oC Me 17 + 97 O O R Oi Pr O R HO toluene + Ti Entry Second Ligand Time (h) % eea 1 none 7 93.2 2 (R)-BINOL 11 2 91.6 3 BIPOL 99a 2 95.4 4 BIPOL 99a 7 94.8 5 Cl 4BIPOL 99b 2 96.7 6 Br4BIPOL 99c 2 96.3 7 tBu BIPOL 99d 4 2 97.3 a. ee's determined by HPLC analysis (DAICEL Chiralpak AD) absolute configuration based on literature data On Bu O with Ph H 96 Ene-reaction of α-Methylstyrene n-Butyl Glyoxylate On Bu 18-33% O Table 15. HO Oi Pr 0 oC The authors also observed that the addition of cheap and readily available non-chiral biphenols to (R)BINOL-Ti(OiPr)2 complex formed a new catalytic species. Based on NMR experiments the authors proposed that BIPOL ligand 9 9 a -d reacts with the optically active BINOL-Ti(OiPr)2 pre-catalyst leading to complexes 1 0 0 a -d as the active enantioselective catalyst. Non-substituted BIPOL 99a (entries 3 and 4), as well as substitution in positions 3,3’ increased the enantioselectivities [60]. (R)-47 R R 99a-d R Me + The catalyst: OH (R)-catalyst Me O R R R Me L O O 101 Ti O L 100a, R = H 100b, R = Cl OBn OBn O R L= (R)-102 H The catalyst: TiCl2 (OiPr) 2 R iPrOH active catalyst (R)-12a (R)-BINOL MS 4A 100c, R = Br 100d, R = tBu TiLn* Scheme 35. Products 9 7 were isolated in low yields (18-33%), but with very good enantioselectivities (up to 97.3 ee). The poor yields are attributed to the polymerization of n-butylglyoxylate. As can be seen in Table 15, an acceleration of the reaction in entries 2 to 7 is observed, when compared to entry 1. O Me H H BnO Felkin addition Scheme 36. Nu Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 In 1997, Mikami and coworkers described an interesting double-stereodifferentiating study (Scheme 36). Carbonyl ene-reactions of (S)benzyloxypropanal 1 0 1 catalyzed by (R)-BINOL-Ti complex (R)-12a (matched pair) affords the antidiastereoisomer 1 0 2 with good selectivities (entries 1, 3, 4, Table 16) [61]. The (S)-catalyst (mismatched pair) provides the synisomer although in lower chemical yields and selectivities (entries 2 and 5). The use of achiral titanium catalysts, like TiCl2(iPrO)2 and TiCl(iPrO)3 leads to the corresponding anti-isomer in good yields (entries 6 and 7). Table 16. Diastereofacial Selectivity Carbonyl-ene-reactions in ene component Me 1 73 Me 15 entry ene catalyst yield (%) syn : antia 1 1 R 38 <1 : >99 2 1 S 10 84 : 16 3 73 R 55 <1 : >99 4 15 R 24 <1 : >99 5 15 S 7 84 : 16 6 15 TiCl 2( iPrO)2 60 87 : 13 7 15 TiCl(iPrO)3 48 91 : 09 a. Isomeric ratio determined by GC and/or HPLC analysis The authors suggest that this reaction proceed through an open transition state with Felkin addition as depicted in Scheme 36 [61]. Table 17. Role of Molecular Sieves (MS 4A) entry MS 4A (mg) R = Me % yield % ee R = Ph % yield % ee 1a 500 72 95 100 97 2b none 79 7 81 10 3c 500 - none 76 95 96 97 a. in situ preparation of the chiral catalyst; b. absence of MS 4A; c. absence of MS 4A after filtering of MS used for preparing the chiral catalyst the presence of MS 4A (entries 1 and 3). These results showed that MS 4A is essential for the formation of the chiral catalyst but do not play an important role in the ene-reaction. Analysis of 13C NMR spectra showed the hydroxy-carbon signal of BINOL at δ 153 ppm (s). No change was observed by mixing BINOL with Ti(OiPr)2Cl2 in the absence of MS 4A. The addition of MS 4A to a solution of BINOL and Ti(OiPr)2Cl2 lead to a downfield shift of the hydroxy-carbon signal (m, 160163 ppm) indicating the formation of the BINOLattached chiral catalyst [62]. It appears that MS 4A facilitates the alcoxy-ligand exchange reactions in the in situ preparation step of the chiral catalyst BINOL-TiCl2. catalyst R Me O + OMe H OH (0.1 mol%) CH 2Cl 2 0 oC OMe R O 13 O (1 mmol) The catalyst: O The Role of Molecular Sieves The use of molecular sieves is essential to obtain high levels of enantioselectivity in the asymmetric catalytic glyoxylate-ene-reaction [38]. The authors observed no significant difference in rate and chemical yield in these catalytic ene-reactions in the absence and in the presence of MS 4A, but observed a low optical yield when the catalyst solution was prepared in the absence of MS 4A (Scheme 37, Table 17). The authors observed that higher levels of enantioselectivity are obtained using a catalyst solution prepared in the presence of MS 4A. The use of a catalyst solution obtained by removal of the MS 4A by filtration afforded the same levels of high enantioselectivity to that obtained for the reaction in 327 O Cl Ti Cl (R)-12a Scheme 37. In 1997, Mikami and coworkers further elucidated the role of molecular sieves and proved that the dichlorotitanium complex (R)-1 2 a is not the active titanium catalyst based on 17O NMR and elemental analysis [63]. The authors proposed a BINOL-Ti catalyst composed of a µ3-oxo (Ti3O) as the active catalyst. The dichlorotitanium complex (R)-1 2 a , prepared from BINOL dilithium salt 103 and TiCl4 in CH2Cl2 was used as catalyst for the ene-reaction between αmethylstyrene 17 and n-butylglyoxylate 96 (Scheme 328 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias 38). The best result was obtained in the presence of MS 4A, affording the ene product in 74% yield and 89.6% ee. In the absence of MS 4A, the ene product is obtained in only 31% yield and 53.1% ee. These results are consistent with the participation of MS 4A, converting the pre-catalysts 1 0 3 into the reactive BINOL-Ti-catalyst 1 2 a . H2O) afforded the ene product in 94.2% ee and only 46% yield. Catalyst prepared in the presence of commercially available and unactivated MS 4A (5.3% m/m H2O) afforded the ene product in 97.2% ee and 96% yield. These results clearly demonstrate the importance of MS 4A as a H 2O donor for the formation of the active BINOL-Ti catalyst [63]. Positive Non-Linear Effect Ph (R)-12a (10 mol%) Me 17 O OH CH2 Cl 2 + On Bu On Bu -30 o C, 1h Ph 97 H 96 O with MS 4A 89.6% ee (74%) no MS 4A 53.1% ee (31%) O A very strong (+)-NLE (Positive Non-Linear-Effect) was observed in the glyoxylate ene-reaction with the titanium catalyst BINOL-TiBr2 1 2 b [64]. The authors observed that the optical yield (% ee) for the ene product obtained in the reaction of α-methylstyrene 1 7 with methylglyoxylate 1 3 in the presence of chiral BINOL-TiBr2 complex was significantly higher than the enantiomeric purity of chiral BINOL ligand (Scheme 40, Table 18). 1. TiCl4 CH2 Cl2 -78 o C, rt, 1h OLi Ph OLi 2. -2LiCl filtration Me 17 cat. (R)-12b (66.8% ee) 1 mol% O + 103 OMe OMe H 13 The catalyst: OH CH 2Cl 2 -30 o C Ph 18 O 96% (94.4% ee) MS 4A O (1 mmol) The catalyst: Cl O Ti O Cl Ti O It is interesting to observe the important role of MS 4A in the preparation of the active catalyst (Scheme 39). Catalyst prepared from BINOL and Ti(Cl) 2(OiPr)2 in the presence of highly activated MS 4A (0.2% m/m active BINOL-Ti catalyst (10 mol%) Me 17 OH O + On Bu H 96 O CH2 Cl2 -30 oC, 1h On Bu Ph - activated MS 4A (<0.2% m/m H2 O) 97 O Scheme 40. Table 18. Positive Non-linear Effect entry BINOL 12b (% ee) 18 ( % ee) yield (%) 1 13 59.9 94 2 33 91.4 92 3 46.8 92.9 88 4 66.8 94.4 96 5 100 94.6 98 94.2% ee (46%) - commercially available MS 4A (5.3% m/m H 2O) 97.2% ee (96%) Scheme 39. Br (R)-12b Scheme 38. Ph Br O (R)-12a The reaction using a BINOL-Ti complex of 33% ee affords the corresponding ene product with 91.4% ee Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 (entry 2). The use of a BINOL-Ti complex of 66.8% ee affords product 1 8 with 94.4% ee, which is close to that obtained with enantiomerically pure BINOL (entries 4 and 5). The non-linear relationship that exists between catalyst optical purity and reaction enantioselection documented by Mikami and coworkers is indicative of catalyst aggregation in solution. The BINOL 1 1 reacts first with Ti(OiPr)2Br2 to form, by alkoxy exchange, both enantiomeric monomers of BINOL-TiBr2, (R)- and (S )-1 2 . These monomers are in equilibrium with the corresponding dimers (R)● (R)-1 0 4 , (S )● (S )-1 0 5 and (S )-(R)-1 0 6 , with the dimeric nature of these titanium complexes having been confirmed by vapor pressure osmometry measurements (Scheme 41). A closer look at the three-dimensional representations of these dimers is presented in these references and explains the stability differences observed in solution. It is observed that steric interactions are much more important in the C2symmetric homochiral dimers (R)● (R)-1 0 4 and (S )● (S )-1 0 5 , since the binaphhyl moieties are synperiplanar (distorted Ti2O2 4-membered-ring). The heterochiral complex (S )● (R)-1 0 6 which possesses Ci-symmetry with a coplanar Ti2O2 4-membered-ring and anti-periplanar orientation of the ligands seems to be more stable [64] (Scheme 41). Transition-State reaction Model for the OH (+/-)-BINOL 11 TiBr 2(OiPr) 2 X O X Ti O Ti X (R)-12a X O (S)-12a X = Br X X O X O O O Ti X O X O O Ti X (R).(R)-104 X X O Ti O O O Ti X X (S).(S)-105 Scheme 41. X Ti Ti O Mikami Ene- Very recently, Corey published three very interesting papers describing experimental X-ray crystallographic evidences for formyl CH--O and formyl C--F hydrogen bonds [65] Fig. (1 ). OH O 329 X (S).(R)-106 330 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias negative charge on boron increases basicity of oxygen Cl BINOL A Cl Ti BINOL Cl O Ti B BINOL Ti OH Ti BINOL O C Scheme 42. F X F B B R O F H Y O O H R R coordination enhances the positive charge at formyl hydrogen Fig. (1). Formyl CH--F and CH--O hydrogen bonds. In these papers, Corey describes the use of formyl CH--O hydrogen bond as an additional factor that contributes to the high degree of enantioselectivity that is observed in several enantioselective Lewis acid catalyzed reactions. In the last paper of this series, Corey describes applications of this new kind of hydrogen bond in determining transition-state geometry in chiral Lewis-acid catalyzed aldol, carbonyl allylation and Diels-Alder reactions [4]. The preference for this coplanar/eclipsed conformer derives from an attractive interaction between the formyl hydrogen (acidified by coordination of oxygen to the boron) and the coplanar fluorine (more electron rich because of the negative charge on boron). An alternative explanation for this same fact comes from an interaction between the HOMO (oxygen lone pair) and LUMO (σ* B-F). This type of stabilization cannot be ruled out although the energy of the HOMO (oxygen lone pair) is considerably lowered because of the positive charge on oxygen, and the energy of the LUMO (σ* B-F) is increased because of the negative charge on boron Fig. (2 ). F σ* B-F F Based on the fact that both methylglyoxylate 1 3 (2point-binding) and 3-methoxycarbonylpropynal 7 1 (1point-binding) afford similar levels of enantioselectivity, the authors propose that bidentate coordination of both carbonyl groups of the glyoxylic esters is not essential. They propose that the aldehyde is activated by complexation with the chiral catalyst (R)-BINOL-TiX2 via the formyl lone electron pair syn to the formyl hydrogen to form a pentacoordinated titanium structure Fig. (3 ) A trigonal bipyramidal geometry with the activated aldehyde and one of the electronegative ligands in the apical position is proposed for this pentacoordinated complex. The authors also propose formyl CH---O hydrogen bonding with the closer and more accessible oxygen lone pair of the BINOL generating structure 1 0 7 Fig. (3 ). aldehyde in apical position X X Ti O O O OCH3 O H CH--O hydrogen bond 107 Fig. (3). Complexation of aldehyde to BINOL-Ti catalyst. Approach of the nucleophile from the top (re face) of the aldehyde is much more accessible than approach from the si face, shielded by the close naphthol ring [66] Fig. (4 ). B O H R H F X R X Fig. (2). Molecular orbital interactions. Also in 1997, Corey et al. presented a transitionstate model for the Mikami enantioselelective enereaction based on the same arguments presented above [66]. Although the exact structure of the effective Mikami catalyst is unknown, the authors believe that any of the following species may function as effective catalytic species (Scheme 42). Ti O O R H O H OCH3 O si face shielded by the naphthol ring Fig. (40). Transition State for the Mikami ene-reaction. Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 331 Ytterbium Lewis Acids Copper Lewis Acids Limited degrees of success have been achieved in developing optically active chiral catalysts derived from lanthanides for the ene-reaction [67]. Chiral ytterbium complex 108 generated from Yb(OTf)3 and (S)-6,6'dibromo-binaphthol, produces a very modest asymmetric induction in the ene-reaction of methylglyoxylate 13 with α-methylstyrene 1 7 (Scheme 43, Table 19). The best result in terms of enantioselectivity (38% ee) for the derived αhydroesters 18 was obtained using this dibromoderivative (entry 2) [67]. Copper as a Lewis acid is a moderately oxophilic metal with a high propensity for 4-coordinacy [68]. A bidentate ligand can occupy 2 free coordination sites and 2-point-substrate-binding is possible. Cationic Cu(II) complexes are among the rare examples of late transition metal based Lewis acid catalysts that have been successfully applied to organic reaction methodology. C2-symmetric bis-oxazoline-Cu complexes are structurally related to the C2-symmetric semicorrins developed by Pfaltz et al. [69,70] Fig. (5 ). 2 Me Ph chiral ytterbium catalyst (20 mol%) Me 17 + O OMe H 13 O OH N OMe CH3 CN 0 oC, 24h Me O (S)-18 Cu But Ph N t Bu O O R Fig. (5). Bis-oxazoline copper (II) complex. OH OH In 1995, Jorgensen and coworkers described that copper(II) bisoxazolines are very useful catalysts for the reaction of glyoxylate esters with dienes, affording highly valuable hetero Diels-Alder and ene products [71]. The authors observed that the hetero Diels-Alder product:ene product ratio is in the 1.0:0.6 to 1.0:1.8 Yb(OTf)3 + CH 2Cl 2, 2h R R1 The catalyst: O R1 chiral ytterbium catalyst OEt R2 110 R2 (S)-(-)-108 a, R = H b, R = Br c, R = Ph d, R = -CCTMS O O catalyst + + OH OEt OEt H 109 O 111 O Me Scheme 43. Table 19. The catalysts: Glyoxylate Ene-reaction Catalyzed by a Chiral Ytterbium Catalyst Me Me entry (S)-(-)-catalyst 108 R yield (%) ee % (conf.)a 1 a H 82 12 (S) 2 b Br 78 38 (S) 3 c Ph 87 25 (S) 4 d -CCTMS 83 29 (S) a. optical yields and absolute configuration determined by comparison with literature data Me O O N N Cu R TfO (S)-112, R = tBu (R)-113, R = Ph (S)-113, R = Ph Scheme 44. O N R OTf Me O N Mg But I (S)-114 t Bu I 332 Current Organic Chemistry, 2000, Vol. 4, No. 3 Table 20. Luiz Carlos Dias Glyoxylate Ene-reactions with Dienes DA product (110) Ene product (111) ratio entry R1 R2 catalyst yield (%) ee % (conf.) yield (%) ee % a 110:111 1 Me Me (S)-112 20 85 (S) 36 83 1.0:1.8 2 Me Me (R)-113 31 83 (S) 50 88 1.0:1.6 3 Me Me (S)-114 10 5 (S) 20 10 1.0:2.0 4 Me H (R)-113 33 80a 34 91 1.0:1.0 a. absolute configuration not assigned range and is dependent on the chiral ligand attached to the metal, the glyoxylate ester, and the reaction temperature (Scheme 44, Table 20). These copper(II) bisoxazoline catalysts give much better hetero DielsAlder selectivity when compared with the chiral BINOL and titanium complexes. As can be seen from the results in Table 19, the copper catalysts (R)-1 1 3 and (S )-1 1 2 (entries 1 and 2) are much better catalysts than the corresponding magnesium (II) iodide bisoxazoline complex (S )-1 1 4 (entry 3) , both in terms of yields and enantioselectivities. Using isoprene as the substrate and (R)-1 1 3 as the catalyst afforded a hetero Diels-Alder product:ene product ratio of 1.0:1.0. In the same reaction, the chiral BINOL titanium complex gives a 1.0:4.0 ratio [72]. The authors observed that using the tert-butyl-substituted bisoxazoline ligand catalyst, the methyl glyoxylate esters gives the highest ee in the hetero Diels-Alder and the ene-reaction. They observed also that the absolute stereochemistry in Diels-Alder products is dependent on the catalyst applied. The use of a bisoxazoline ligand with a tert-butyl substituent at the chiral center gives the opposite stereochemistry compared with a bisoxazoline ligand having a phenyl substituent at the chiral center (entries 1 and 2). They propose that this result is explained by a geometrical change at the copper atom, with a planar complex as the intermediate when R=tBu, and a tetrahedral CO2 Me 115 NHCbz CO2 Me SPh CO2 Me NHCbz 116 + MeO 2C catalyst (R)-113 unstable product 42% O SPh NHCbz 117 94:06 diastereomeric excess determined at a later stage OMe H 13 OH O The catalyst: Me Me O O N N TfO Ph OTf (R)-113 Scheme 45. S NH 2 NH 2 meso-DAP 118 Cu Ph R CO2 H HO2C Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 arrangement at the metal when the bisoxazoline ligand is phenyl. The authors attributed the turnover to a change in metal geometry from square planar to tetrahedral. A very interesting synthetic application of this methodology was used by Vederas and coworkers who reported the use of bis(oxazoline)copper-(II) complex (R)-1 1 3 as a chiral catalyst for the ene-reaction of the N-Cbz-derivative of methyl (S)-4-(phenylthio) allylglycinate 1 1 6 and methylglyoxylate 1 3 affording 1 1 7 in modest 42% yield and 88% de (S) (Scheme 45) [73]. This reaction was employed as a key step in the synthesis of meso-diaminopimelic acid (meso-DAP) 1 1 8 , a key constituent of bacterial peptidoglycan, and a potential target for development of new antibiotics. The alcohol 1 1 7 was transformed into the desired acid 1 1 8 after a sequence involving few steps. Attempts to use N-(benzyloxy-carbonyl)-Lallylglycine methyl ester 1 1 5 in this reaction, in the presence of several chiral catalysts failed because of the unreactive terminal olefin. To circumvent this problem, a sulfur substituent was temporally introduced at the terminus of the allylglycine residue. It is important to point out that the use of chiral binaphthol-titanium complexes as Lewis acids also failed and lead only to recovered starting materials [73]. An extremely useful and highly enantioselective ene-reaction was reported recently by Evans and coworkers [74]. They described that the utilization of the bidentate bis(oxazolinyl)(box)-Cu(II) complexes The catalysts Me Me O N Ph Me 2 O N Ph N Cu But (S)-119 (S)-113 2 O O N Cu Me t Bu 1 1 3 , 119 and 120 are highly selective and effective enantioselective catalysts for glyoxylate ene-reactions (Scheme 46). These bis(oxazoline)-copper complexes were initially used for asymmetric Diels-Alder reactions and were reported to produce undesired ene side products. These C2-symmetric copper-(II) complexes provided excellent yields and enantioselectivitites in the addition of a variety of olefins (including less nucleophilic olefins) to glyoxylate esters (Table 21). Ene-reaction of methylenecyclohexane 1 with ethylglyoxylate 1 0 9 afforded (S )-1 2 1 in 97% ee (97% yield) in the presence of 10 mol% of (S)-catalyst 1 1 9 (Table 21). The use of bis(aqua) catalyst (S )-1 2 0 (less reactive) led essentially to the same result (entry 1). It is interesting to note that the [Cu((S,S)-Ph-box)](OTf)2 complex 1 1 3 affords the absolute stereochemistry (87% ee, 97% yield) of the resulting product opposite to that produced by (S,S)-tBu-box catalysts 1 1 9 and 1 2 0 , in perfect accordance with the results previously reported by the Jorgensen group and with those reported by Vederas et al. [71,73]. The optimized Cu-(II)-bis-oxazoline catalyst system has been successfully applied to the ene-reaction of unsymmetrical 1,1-disubstituted olefins (entries 3 and 6), as well as with less nucleophilic monossubstituted olefins (entry 4). The (S)-Ph-box-derived catalyst 1 1 3 (10 mol%) mediates the addition of 2-methyl-1heptene 1 2 8 to ethylglyoxylate 109 to afford (R)1 2 9 in 91% ee, and 90:10 regioselectivity, the best ee obtained so far for this type of enophile (entry 6). This result clearly demonstrate that this catalytic system can discriminate between methyl and methylene hydrogens. The use of catalyst (S )-120 affords (S )1 2 9 in 96% ee but with only 74:26 regioselectivity [74]. It is interesting to observe that bis(aqua) complex (R)-1 2 0 , readily prepared as a bench-stable solid, can be used as catalyst with loadings as low as 0.1 mol% (entries 2, 5 and 6). The sense of asymmetric induction can be rationalized by assuming that the reaction proceeds via the intermediacy of the square planar catalyst- 2 SbF6 2 OTf Me Me Me 2 Me N N N Cu But H2 O (S)-120 t Bu N Cu But O t Bu O OH2 blue solid 130 Nu H OEt re face shielded by the bulk t butyl group 2 SbF6 Scheme 46. 2 O O O O 333 Scheme 47. 334 Current Organic Chemistry, 2000, Vol. 4, No. 3 Table 21. Luiz Carlos Dias Glyoxylate Ene-reactions Catalyzed by Copper (II) Complexes entry olefin product cat. (mol %) T (oC) yield (%) % ee (conf.)a 120 (10) 0 97 97 (S) 119 (10) 0 97 97 (S) 113 (10) 0 99 87 (R) 120 (1) 0 83 96 (S) 113 (10) 0 92 92 (R) 120 (10) 25 62 98 (S) 113 (2) 25 88 92 (R) 119 (10) 25 96 98 (S) 120 (1) 0 97 93 (S) 113 (10) 0 99 89 (R) 120 (1) 25 89 96 (S) 113 (10) 25 81 91 (R) O OEt 1 OH 121 1 O 2 Me Me Me OEt 15 OH 122 OBn 3 O BnO Me OEt 123 OH 124 O 4 C3 H7 OEt 125 OH C3 H7 126 O 5 Ph Ph Me OEt 17 OH 127 C4H9 6 O C4 H9 Me OEt 128 OH 129 a. absolute configuration assigned by conversion to MTPA esters b. ee's determined by GLC (Cyclodex-β) column or HPLC (Chiralcel OD-H column) glyoxylate complex 130 (Scheme 47). The re face of the coordinated aldehyde is blocked by the tert-butyl substituent and the approach of olefins occurs from the accessible aldehyde si face. More recently, Evans and coworkers at Harvard suggested, based on structural and mechanistic studies, that a change in geometry at the metal center is not necessarily responsible for the reversal in enantioselectivity observed in glyoxylate ene- reactions, as proposed earlier by Jorgensen et al. [75]. According to the Evans group, Cu(II)-bis(oxazoline) complexes (S )-1 1 3 and (S )-1 1 9 catalyze the enereaction of methylenecyclohexane 1 and ethylglyoxylate 1 0 9 with the enantiomeric excess of the product dependent on the oxazoline ring substituent (Scheme 48). α-hydroxy-ester 1 2 1 is obtained in 97% ee employing catalyst (S,S)-1 1 3 , and the corresponding enantiomer is obtained in 87% ee using complex (S )-1 1 9 . The use of complex (S )-1 3 1 Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 10 mol% (S)-113 OH OEt OH OEt + CH 2Cl 2, 0 o C 121 10 mol% (S)-119 1 CH 2Cl 2, 0 o C O 121 O O OEt H (S):(R) = 98.5:1.5 (97% ee) 335 (S):(R) = 6.5:93.5 (87% ee) 109 O The catalysts Me Me Me 2 O O N Cu Ph But Ph (S)-113 N a: X = OTf Me 2X t Bu N Pri (S)-119 2 O O N Cu Me 2 O O 2X N Me 2X N Cu iPr (S)-131 b: X = SbF6 Scheme 48. afforded the corresponding ene product with only 36% ee (S). The authors believe that the intermediacy of a distorted square planar bis(oxazoline) Cu-(II)-substrate complex is responsible for this reversal in enantioselectivity. The Evans group employed double stereodifferentiating experiments, EPR spectroscopy, Me Me 2 O O N N 2SbF6 Cu But H2 O t Bu OH2 (S)-120 semiempirical calculations and crystallographic techniques to investigate this phenomenon (Scheme 49). X-Ray crystal structures of the Cu[(S,S)-iPrbis(oxazoline)](H2O)2(SbF 6)2 and Cu[(S,S)- tBubis(oxazoline)](H2O)2(SbF 6)2 complexes are also presented. In bis-aquo-complex 1 2 0 , the Cu-(II) center presents a geometry distortion from square planarity, with the ligated water molecules distorted +33.3o away from oxazoline substituents (Scheme 49). In the case of phenyl-substituted complex 1 3 2 , the water molecules tilt toward the oxazoline substituents by –9.3 o. The authors observed also that these distortions are independent of the nature of the counterion and the absence of nonlinear effects in these glyoxylate ene-reactions [75]. O1 -Cu-N1 -C1 dihedral < +30.2o Ene-reactions Esters O2 -Cu-N2 -C2 dihedral < +35.9o Me Me 2 O O N N Cu Ph H2 O 2SbF6 Ph OH2 (S)-132 O1 -Cu-N1 -C1 dihedral < - 11.3o O2 -Cu-N2 -C2 dihedral < - 7.2o Scheme 49. with α-Tosyl-imino Another highly enantioselective ene-reaction was reported by the Jorgensen group in 1998 [76]. The authors described a highly enantioselective enereaction of tosyl- α-iminoesters with alkenes catalyzed by 0.1 mol % of chiral CuPF6-BINAP and CuClO4BINAP complexes. This reaction afforded chiral αaminoesters 1 3 4 , that can be used to prepare both optically active and biologically important natural and non-natural α-aminoacids. The chiral phosphine ligands (R)-BINAP and (R)-tol-BINAP in combination with copper (I) salts have been found to be the best in 336 Current Organic Chemistry, 2000, Vol. 4, No. 3 Luiz Carlos Dias The catalyst R1 + NHTos catalyst (10 mol%) R2 Tos N EtO Ar OEt Ar R1 CH 2Cl 2 or THF 25 o C P (S)-134 O tosyl α-imino ester si face approach H CuClO4 P Ar Ar O 133 (R)-135a, R = Ph (R)-135b, R = tol Scheme 50. terms of chemical yields and enantioselectivities for the ene-reaction of α-methylstyrene 1 7 with tosyl-αiminoester 1 3 3 (Scheme 50). As can be seen from the results showed in Table 22, the best enantioselectivities are obtained with PF6 and ClO4 (entries 1-4) as the anions showing that this reaction is counterion dependent. The use of complexes BINAPAgOTf and BINAP-CuOTf led to lower yields and enantioselectivities (entries 5-7). Table 22. Good results also are obtained for the ene-reaction of various alkenes with the tosyl-α-iminoester 1 3 3 in the presence of (R)-tol-BINAP 1 3 5 -CuX as the catalyst (Scheme 50, Table 23). R R' (2 equiv.) Tos + catalyst (5 mol%) R'' BTF R' NHTos OEt N Ene-reaction of α-Methylstyrene with Tosyl-α-iminoester 133 (S)-134 17 25 o C EtO H O tosyl α-imino ester si face approach O 133 entry R1 R2 ligand-metal salt yield (%) ee (%) 1 Ph H 135a-CuClO 4 73 93 2 Ph H 135b-CuClO 4 75 95 Ar 3 Ph H 135a-CuPF6 77 93 P 4 Ph H 135b-CuPF6 80 95 P 5 Ph H 135a-CuOTf 58 76 Ar 6 Ph H 135b-CuOTf 67 80 7 Ph H The catalyst: 135b-AgOTf 75 CuClO4 Ar (R)-135 Ar = 4-MeC6 H5 73 * all reactions were run in THF as solvent Table 23. Ar Scheme 51. Ene-reaction Between Various Alkenes and α-Tosylimino Ester 133 entrya R1 R2 ligand-metal salt load (%) yield (%) ee (%)b 1 Ph H 135b-CuClO 4 10 85 95 2 Ph H 135b-CuPF6 1.0 80 99 3 Ph H 135b-CuPF6 0.5 82 98 4 Ph H 135b-CuPF6 0.1 71 95 5 p-OMe-C6H4 H 135b-CuClO 4 0.1 80 91 6 (CH 2) 3 (CH 2) 3 135b-CuPF6 0.5 74 92 7 Me H 135b-CuPF6 1.0 62 78 a. all reactions were run in CH2Cl 2 b. ee's determined by chiral HPLC using a Chiralcel OJ or OD column Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 methylstyrene 17 and α-iminoester 133 in the presence of 5 mol% of (R)-Tol-BINAP-CuClO4.2CH3CN and have found that the best conditions involves the use of benzotrifluoride (BTF) as solvent and 2.0 equiv. of alkene (Table 24, entry 1). Under these conditions, the corresponding ene-product 134 was obtained in 92% yield and 99% ee after 18h at room temperature. The authors observed that reducing the catalyst loading from 1.0 to 0.1 mol% caused no significant reduction in yields and enantioselectivities (entries 2, 3 and 4). Although the catalytic enantioselective ene-reaction of carbonyl compounds is very well studied and there are many highly efficient variants, the same is not observed for the related ene-reaction with imines. As pointed out by Jorgensen, one possible problem is the fact that the imine probably competes with the chiral ligand by coordinating to the Lewis acid which suppresses the chiral information from the ligand [76,77]. Several other alkenes, including heteroatomcontaining ene substrates were used, affording good yields and excellent enantioselectivities for the corresponding ene products (Table 24). Removal of the tosyl group was carried out by treatment of product 1 3 4 a with HBr/phenol, providing the α-aminoacid 1 4 0 in 75% yield [78] (Scheme 52). In this same year, Lectka and coworkers described a very useful catalytic enantioselective imino enereaction of tosyl-α-imino ester 1 3 3 with alkenes in the presence of copper-complex 1 3 5 (Scheme 51) [78]. The authors studied the reaction between αTable 24. entry Very recently, Rich and Elder reported a very interesting synthetic application of this methodology to the synthesis of the 16- and 17-membered DEF ring Ene-reaction with α-Iminoester 133 alkene product yield (%) ee (%)a 92 99 94 99 85 95 85 98 90 85 85 89 NHTos 1 Me CO2 Et 13 134a NHTos 2 CO2 Et 134b 136 NHTos 3 CO2 Et 134c 1 S NHTos 4 Me S 137 CO2 Et 134d Tos N 5 NHTos N 138 CO2 Et 134e Tos NHTos 6 O CO2 Et O 139 a.ee's determined by NMR in the presence of a chiral shift reagent 337 134f 338 Current Organic Chemistry, 2000, Vol. 4, No. 3 NHTos 1. PhOH HBr/AcOH OEt Ph 2. H 2O (S)-134a O NH 2 Luiz Carlos Dias Compound 1 4 2 was converted to the 17membered DEF ring system 1 4 3 of complestatin after a few steps (Scheme 54). Acid catalyzed ring contraction of this 17-membered ring (TFA, 50 oC) generated the 16-membered DEF ring system of chloropeptin. OH Ph Conclusions (S)-140 O Scheme 52. systems of chloropeptin and complestatin, two very potent biologically active macrocyclic polypeptides [79]. Ene-reaction of tosyl α-imino ester 1 3 3 with 3methyleneindoline 1 4 1 in the presence of (S)-tolBINAP-CuClO4-2CH3CN in BTF as solvent afforded the fully protected 6-bromo-D-tryptophan 1 4 2 in 76% yield and 94% ee (Scheme 53). N Br 141 catalyst (5 mol%) Tos + BTF 25 o C, 4h Tos N EtO H O 133 Tos N NHTos CO2 Et Br (R)-142 76%, 94% ee ee determined by Mosher ester analysis of the primary alchol obtained after ester reduction The catalyst: Ar Ar P P Ar CuClO4 Ar (S)-135 Ar = 4-MeC6 H5 Scheme 53. The progress in the catalytic asymmetric enereaction has been outstanding and impressive results through the use of titanium Lewis acids have been obtained by Mikami et al. and Nakai et al. In particular, the asymmetric induction achieved by using chiral glyoxylate esters and the catalysis with BINOL-Lewis acid complexes are major achievements. The use of copper Lewis acids derived from bisoxazolines as described by Evans affords also fantastic results in terms of yields and enantioselectivities for the glyoxylate ene-reaction. With regard to the imino ene-reaction, the results described recently by Jorgensen and Lectka are also very promising. Despite these impressive recent advances, many unsolved problems still remain and there are some other features of the catalytic ene-process that remain to be improved. These include limitations with regard to scope and frequent practical problems associated with catalyst preparation and use, especially on large scale. Appropriate structural design of catalyst complexes to avoid the formation of oligomeric aggregation is also a worthwhile goal, since monomeric structures of catalysts would lead to enhanced catalytic activity. Reaction enantioselection is highly sensitive to minor variations in catalyst preparation and, presumably, the solution-state structure that is derived therefrom, resulting in nearly identical catalyst systems providing different results, ranging from low to nearly perfect asymmetric induction. The control of the regio- and stereochemistry of the ene-reaction is still far from developed. It is therefore not surprising that considerable attention has been focused on the development of metal catalyzed asymmetric variants of this reaction. We predict that discoveries of even more practical chiral Lewis acid catalysts, displaying substrate tolerance and requiring lower catalyst loading, will continue to be a challenge for synthetic organic chemists. We expect to see more developments in the direction of ene-reactions involving both rich- and poor enophile partners, which will need a new generation of asymmetric catalysts. Further work on the design of more practical chiral Lewis acid catalysts and new Chiral Lewis Acid Current Organic Chemistry, 2000, Vol. 4, No. 3 339 OH Tos F N NHTos D Br (R)-142 N H H O CO2 Et TBDPSO H N N H NHTos O 17-membered DEF ring of complestatin 143 E TFA, 50 oC OH F D HN O H H HO N N H NHTos O 144 16-membered DEF ring of chloropeptin E Scheme 54. technological developments will provide further possibilities to enlarge the scope and applications of catalytic asymmetric ene-reactions in academics and industry. (Fundação de Amparo à Pesquisa do Estado de São Paulo) and CNPq (Conselho Nacional de Desenvolvimento Científico e Tecnológico). It is essential for asymmetric synthesis to understand the factors that control π-facial selectivity in enantioselective reactions. Using the words of Prof. Kagan in his excellent review about Nonlinear Effects, “the development of asymmetric synthesis gave the opportunity to elaborate methods, reagents, and reactions in order to prepare enantiomerically pure compounds. But this journey is far from being over, and there are still a lot of surprises left. No chemist would have thought that an enantiomerically impure chiral auxiliary or ligand could give a stereoselection higher than its own and even equivalent to the pure one” [80]. References [1] For very interesting papers about chiral drugs, see: (a) Thall, E. J. Chem. Ed., 1996, 3 (6), 481. (b) Stinson, S.C. Chemical & Engineering News, 1994, 38. [2] For a very interesting review paper dealing with the requirements for using enantioselective catalysis in the synthesis of fine chemicals, see: Blaser, H.U.; Studer, M. Chirality, 1999, 11(5-6), 459. [3] For excellent books dealing with the principles of asymmetric synthesis, see: (a) Seyden-Penne, J. 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