Ultrasound Sonochemistry 1 2 Improved mechanical properties of retorted carrots by ultrasonic pre-treatments 3 4 Li Day*, Mi Xu, Sofia K. Øiseth, Raymond Mawson 5 CSIRO Food and Nutritional Sciences, 671 Snedyes Road, Werribee, VIC 3030, Australia 6 7 8 9 10 * Corresponding author. Tel: +61 3 9731 3233; fax: +61 3 9721 3250. Email address: [email protected]. 11 12 13 - 1 of 32 - Ultrasound Sonochemistry 14 Abstract: 15 16 The use of ultrasound pre-processing treatment, compared to blanching, to enhance 17 mechanical properties of non-starchy cell wall materials was investigated using carrot as an 18 example. The mechanical properties of carrot tissues were measured by compression and 19 tensile testing after the pre-processing treatment prior to retort and after retort. Carrot samples 20 ultrasound treated for 10 min at 60 °C provided a higher mechanical strength (P<0.05) to the 21 cell wall structure than blanching for the same time period. With the addition of 0.5% CaCl2 22 in the pre-treatment solution, both blanching and ultrasound treatment showed synergistic 23 effect on enhancing the mechanical properties of retorted carrot pieces. At a relatively short 24 treatment time (10 min at 60 °C) with the use of 0.5% CaCl2, ultrasound treatment achieved 25 similar enhancement to the mechanical strength of retorted carrots to blanching for a much 26 longer time period (i.e. 40 min). The mechanisms involved appear to relate to the stress 27 responses present in all living plant matter. However, there is a need to clarify the relative 28 importance of the potential stress mechanisms in order to get a better understanding of the 29 processing conditions likely to be most effective. The amount of ultrasound treatment 30 required is likely to involve low treatment intensities and there are indications from the 31 structural characterisation and mechanical property analyses that the plant cell wall tissues 32 were more elastic than that accomplished using low temperature long time blanching. 33 34 35 36 Keywords: mechanical property, cell wall structure, carrot, retort processing, blanching, 37 ultrasound, CaCl2 - 2 of 32 - Ultrasound Sonochemistry 38 1. Introduction 39 The texture of fruit and vegetables is primarily determined by the mechanical 40 properties of the plant cell wall and the internal pressure of the cells (i.e. the turgor pressure) 41 [1-3]. Severe heat processing is known to cause the rupture of the cell membrane which leads 42 to the loss of turgor pressure [4]. In addition, thermal treatment also causes chemical and 43 physical changes to plant cell wall biopolymers which in turn impair the cell wall structure 44 and changes the mechanical properties of cell walls [5-7]. The consequences of the loss of 45 turgor pressure and changes to cell wall mechanical properties result in softening in the 46 texture of thermally treated plant based foods, which is opposite to the crunchy and crispy 47 texture that consumers associate with the sensory perception of fruit and vegetables [1, 8]. 48 Traditional technologies such as thermal processing have proven to be effective in terms of 49 product safety for shelf-stable foods, however, it remains a challenge to maintain the eating 50 quality of processed fruit and vegetables. The food manufacturing industry is constantly 51 searching for new processing means to improve the sensory quality (e.g. texture firmness and 52 taste, etc.) of vegetables in ready-made food products such as soups, sauces and yoghurts, etc. 53 without compromising safety and shelf-life of the food products. 54 Processes aiming to reduce the changes in the structure and texture of processed fruits 55 and vegetables often focus on controlling the changes to cell wall biopolymers, in particular 56 the pectins, which are most abundant polysaccharides in the plant primary cell walls and the 57 middle lamella [9-11]. Depending on its molecular structure assembling, pectin bioploymers 58 can be depolymerised and become water soluble at elevated processing temperature. Both 59 chemical and enzymatic changes of pectin play a role in process-induced plant tissue 60 softening. The loosening of pectin biopolymer network, particular in the middle lamella 61 between adjacent cells upon heating, allows the cells to be readily separated and the 62 weakening of the cell wall strength [1, 12]. The common approach to manipulate changes in - 3 of 32 - Ultrasound Sonochemistry 63 pectin structure during processing to a certain point is to control pectic enzyme activities by 64 inactivating the undesirable ones, e.g. polygalacturonase (PG) which induces pectin 65 depolymerisation, and by accelerating the activity of those that provide positive functional 66 benefits, e.g. pectinmethylesterase (PME) which removes the methyl groups from the pectin 67 molecules and creates negatively charged carboxyl groups in the process [13-16]. The 68 demethylesterified pectin backbonds can either interact with Ca2+ to promote the formation of 69 pectin-Ca2+ network (i.e. so-called ‘egg-box’ model structure), thus strengthening the 70 mechanical properties of cell walls. 71 Various pre-processing treatments have been explored in attempt to improve the 72 quality, especially textural properties, of processed fruit and vegetables. For example, it has 73 been shown that low temperature blanching (e.g. 60 °C) for a relatively long time (e.g. 30–40 74 min) prior to further thermal processing could improve the firmness of carrot tissues [17-20]. 75 This low temperature long time blanching (LTB) provided a condition that helps to elevate 76 the PME activity (prior to its being inactivated by high temperature) [21], thereby resulting in 77 a lower degree of pectin depolymerisation, better adhesion of the cell walls and the overall 78 stronger mechanical properties of thermally processed plant materials compared to those that 79 have not been pre-treated (Ng & Waldron, 1997; Sila, Smout, Vu, & Hendrickx, 2004). 80 Another common practice is to soak vegetables in CaCl2 for a period of several hours to 81 overnight. The presence of additional Ca ions increases the interaction between pectins and 82 strengthens polymer networks within the cell wall as well as between the cell walls. The Ca 83 crosslinked pectin biopolymer network within the cell wall structure enhances the pectin’s 84 resistance to heating degradation, and thus comparatively higher mechanical properties of 85 plant materials after thermal processing. Soaking in CaCl2 in combination with LTB 86 blanching has showed synergistic effect on the improved firmness of thermal processed 87 vegetables [17, 22]. - 4 of 32 - Ultrasound Sonochemistry 88 Recently, emerging innovative processing technologies such as high hydrostatic 89 pressure processing (HPP) have shown potential in minimising softening of plant tissues [23- 90 26]. HPP treatment in combination with high temperature (~100 °C) has shown to be effective 91 to enhance the firmness of vegetable tissues [27-29]. This is believed due to the shift of the 92 optimal temperature for PME action towards higher temperatures at pressure levels beyond 93 atmospheric pressure, therefore having positive effects to reduce the degree of methyl 94 esterification of pectin and to minimise changes in the pectin fractions during treatment, 95 consequently causing negligible changes in intercellular adhesion [16, 30, 31]. 96 The use of low frequency ultrasound as a processing aid to improve quality and safety 97 of processed foods has also attracted considerable interest. To date, the technology has been 98 largely explored for inactivating enzymes such as polyphenoloxidases and peroxidises [32]. 99 Denaturation of protein is thought to be the main reason for inactivation of enzymes either by 100 free radicals in sonolysis of water molecules or shear forces resulting from the formation or 101 collapse of cavitating bubbles [33]. Ultrasound has also been reported to enhance processes 102 such as bioactive extraction, crystallisation, freezing, emulsification, filtration and drying 103 through its highly efficient heat and mass transport mechanism [34, 35]. A few studies have 104 also immerged on the use of ultrasound to modify the viscosity of particulate systems (e.g. 105 cell wall particles and/or starch granules). Ultrasound treatment enables a higher penetration 106 of moisture into the cell wall fibre network which causes swelling of cell wall particles 107 resulting in an increase in the viscosity of tomato puree [36]. Curulli et al. [37] found that 108 ultrasound at a selected frequency, energy and time profile can be used to modify the surface 109 structure of plant tissue which has a cellular structure with substantial starch content (e.g. 110 potatoes). The modified surface structure acts as a moisture barrier to retain the moisture 111 within the core structure in a high temperature subsequent cooking process. - 5 of 32 - Ultrasound Sonochemistry 112 However there have been few reports on the use of ultrasonic technologies to improve 113 the mechanical properties of primarily polysaccharides based cell wall materials (e.g. 114 containing no or little starch). So the objective of this study was to evaluate whether 115 ultrasound technology can be used as a pre-processing treatment alternative to improve 116 mechanical properties of plant materials that subject to severe heating processing such as 117 retorting. 118 119 2. Materials and Methods 120 121 2.1. 122 Material Carrots (c.v. Kuroda) were purchased from a local supermarket. The skin, top and 123 bottom ends of the carrots were removed. Carrots were then cut into discs of ~15 mm 124 thickness with a diameter of ~15–25 mm. 125 126 For tensile testing, carrot strips (2 mm thickness) were prepared by slicing the carrots 127 lengthwise using a kitchen vegetable slicer (Swisstar V-slicer). The carrot scrips consisted of 128 phloem tissue only. The strips were then cut into 7 mm wide bands using a razor blade. 129 Reverse Osmosis water (RO water) was used throughout the trial. 130 131 132 133 2.2. Pre-processing treatment The pre-processing treatment conditions are summarised in Table 1. A total of 9 134 treatments including controls were applied to the carrots. A Branson Ultrasonic Bath 135 (Branson Ultrasonics Corporation, USA) was used for all treatments except the controls. 136 Water (12 L) with or without 0.5 wt% (45 mM) CaCl2 at required treatment temperature was 137 added to the bath, followed by the addition of carrot discs (1.2 kg) and the strips (about 50). - 6 of 32 - Ultrasound Sonochemistry 138 For blanching only, the temperature of the bath was maintained by heating, but without the 139 application of ultrasound for the required time. For ultrasound treatment, the ultrasound (US) 140 power of the bath was applied (40 kHz/850W, calculated in-bath power allowing for 141 transducer and acoustic inductance losses 0.046 W/cc) together with the use of a 400 KHz 142 probe (400KHz/520W, calculated 0.021 W/cc,, SONOSYS Ultraschall systeme GmbH, 143 Germany) immersed in the bath to give approximate in-bath total power of 0.067 W/cc. 144 All treatments were repeated in two consecutive days with freshly prepared carrots. 145 146 2.3. Retorting 147 The carrots were removed from the bath after the treatment, placed in 400 mL aluminium 148 cans (75mmW×110mmH, VISYPAK, Australia) with equal amount of water by weight and 149 cooled down to room temperature (~30 °C) in an ice bath. One can of treated carrot discs and 150 strips from each treatment was reserved for mechanical and tensile testing. Thermocouples 151 were attached to the centre of a representative carrot disc in one can for each treatment to 152 record the temperature profile during retorting. The cans were then sealed and retorted in a 153 FMC retort (Model Surdry AR-171, USA) overpressure rotary retort. Processing time was 154 established based on an equivalent accumulated lethality (F) of 10 min at 121 °C. All 155 treatments were retorted in one batch and two batches of retorting were carried out at 156 consecutive days for repeated treatments. 157 158 159 2.4. Mechanical testing – compression 160 Carrot cylinders were prepared according to the method of Singh et al. [38] to a final 161 size of 15 mm in diameter and 10 mm in length. Compression tests were performed using an 162 Instron 5564 instrument (Instron Pty Ltd., Melbourne, Australia) loaded with a 500 N cell and - 7 of 32 - Ultrasound Sonochemistry 163 a 35 mm aluminium cylinder at the speed of 60 mm/min to 60% strain. The true stress (σe) 164 and true strain (εe) were calculated using the equations: FH 165 σe = 166 ε e = ln Ho (1) Ao H o H (2) 167 where F is the force measured during compression, Ao is the initial cross-sectional area of the 168 sample, H o is the initial sample height and H is the actual height after deformation. 169 170 Stress/strain plots were used to represent the typical mechanical behaviour of carrot tissues and average strengths (maximum stresses at fracture) were calculated. 171 172 2.5. Mechanical testing – tensile 173 174 Carrot strips (40 mm long, 7 mm wide, 2 mm thick) were clamped into a Linkham TST350 175 tensile stage (Linkham Scientific Instruments, Surrey, UK) with both ends secured by 176 superglue and double-sided sticky tape. A notch was made in the middle of the strip to initiate 177 and guide the fracture. The tensile forces were recorded as the strip was pulled horizontally 178 from both ends at a speed of 6 mm/min until the strip fractured completed. The tensile 179 strength results were presented as an average of six strips for each processing treatment. 180 181 182 183 2.6. Microstructure characterisation by CLSM 184 - 8 of 32 - Ultrasound Sonochemistry 185 Flat subsamples of the phloem tissue from retorted carrot cylinders were cut by razor 186 blade and stained by addition of a few drops of Congo red solution (0.1% in distilled water). 187 Images of the microstructure was captured by a Leica TCS SP5 (Leica Microsystems GmbH, 188 Wetzlar, Germany) using a HC PL APO 20× immersion fluid objective. 189 Fractured carrot strips from the tensile tests were dismounted from the tensile stage. 190 The fractured ends were stained with Congo red (0.1% in distilled water) for 5 minutes. The 191 microstructure of the fractured samples was captured using an N PLAN, L 20× air objective. 192 193 2.7. 194 Statistical analysis One-way Analysis of Variance (ANOVA, MINITAB®14) was used to analyse data 195 with a confidence interval of 95.0 based on pooled standard deviations. Treatment 196 comparisons with P-values smaller than 0.05, were considered significantly different. 197 198 199 3. Result and discussions Thermal processing of carrots is known to result in plant tissue softening leading to 200 poor sensory textural perception. The loss of tissue hardness is initially caused by damage to 201 the cell membrane and associated loss of turgor pressure, which is then followed by the break 202 down of cell wall biopolymers, namely pectins, through β-elimination reaction. Blanching at 203 low temperature (e.g. 60 °C) for a relatively long time (e.g. 40 min) has been shown to 204 improve mechanical strength of cell walls by stabilising the pectin structure [39, 40]. 205 In this study, this specific low temperature long time blanching (LTB) pre-treatment 206 was used to compare the effectiveness of ultrasound treatment. Compression test of carrot 207 cylinders prepared from the carrot pieces and tensile test of carrot strips that were treated at 208 selected conditions were used to assess the mechanical properties of the carrots from various - 9 of 32 - Ultrasound Sonochemistry 209 pre-treatment before and after the retorting process. It has been suggested that a combination 210 of two or more frequencies of ultrasound can produce a significant increase in cavitations 211 compared with single frequency [41], therefore a combination of 400 kHz and 40 kHz was 212 selected for this study. 213 214 215 216 3.1. The effect of pre-treatments on the mechanical properties of carrots prior to retorting 217 Fig. 1 shows the maximum stress to fracture values for pre-treated samples compared to non- 218 treated control (C1). Duplicate pre-treatment runs for each treatment conditions were carried 219 out in two separate days. No significant differences were found between the two days for all 220 treatment except the ultrasound only treatment at room temperature (USrt) (P=0.015). The 221 control (C1) which had not been exposed to any pre-treatment, had the lowest maximum 222 stress to fracture values of 2.9 N/mm2 than all the treated samples, whereas the carrot tissues 223 treated with blanching at 60 °C for 40 min (LTB) showed the highest mechanical resistance 224 (maximum stress = 4.0 N/mm2) to fracture. No significant differences were found for the 225 carrot tissues treated by blanching for 10 min (LTBs), ultrasound at room temperature (USrt), 226 or ultrasound at the blanching temperature. However they all had a slightly higher maximum 227 stress to fracture values in the range of 3.3-3.5 N/mm2 than the control C1, but lower than the 228 carrot tissues treated by LTB (P<0.005). Close examination of the compression curves for 229 non-treated carrots (C1), and those pre-treated by ultrasound at 60 °C (US) and blanching 230 (LTB) (Fig. 2) indicate that there is a significant difference in the strain-stress relationship 231 between the raw carrots (C1) and those pre-treated carrots (LTB and US). A one-step steep 232 increase in the stress as a function of strain was observed for raw carrots, whereas the pre- 233 treated carrots underwent a two-stage stress response to applied strain: a much slower stress - 10 of 32 - Ultrasound Sonochemistry 234 response initially up to the applied strain of 20%, followed by a similar rate of stress increase 235 to that of raw carrots up to the point of its fracture. Not only were the maximum stresses in 236 which the carrot tissues fractured higher for those pre-treated than raw, the fractures also 237 occurred at a much higher strains than for the raw carrots. 238 The differences in the mechanical behaviour of carrot tissues between non-treated and 239 those treated by LTB and US were also observed for the strip samples that underwent tensile 240 test (Fig. 3). An average maximum force of 3.9 N to fracture carrot materials (LTB and US) 241 was observed, although a slight decrease compared to the control C1, the difference was not 242 statistically significant (P=0.213). However, one major difference found between the control 243 and treated samples in the tensile testing was the distance that the carrot strips had been 244 stretched apart until they fractured. The pre-treated samples (both LTB and US) took 245 approximately twice as long the distance to fracture compared to the control. The CLSM 246 images taken of the fracture edge of the fractured strips showed that the tensile force had 247 caused the cell walls to break leaving cell fragments along the fracture path in all of the 248 examined cases regardless whether the carrot strips have been pre-treated or not (Fig. 3). The 249 similarity of microstructure and comparable forces for the pre-treated carrot strips indicate 250 that adhesion between the cell walls were much greater than the strength of the cell wall after 251 the LTB and US treatment. The effect on the cell wall fracturing behaviour by pre-treatments 252 (LTB or US) of carrot tissues was not obvious compared to the raw carrot tissues. 253 As expected, there was a significant reduction of the apparent Young’s modulus for 254 the raw carrots to those pre-treated carrots (prior to retort) due to the loss of turgor pressure 255 caused by pre-treatments (Table 2). Both cell turgor pressure and the integrity of cell walls 256 are important in determining the rigidity or firmness of plant materials. The mechanical 257 failure of raw carrots is primarily caused by cell rupture initiated by the abrupt breakage of 258 cell membranes and cell walls through increased internal pressure [38, 42]. Plant tissues - 11 of 32 - Ultrasound Sonochemistry 259 losses turgor pressure rapidly when the tissue internal temperature reached 50 °C due to heat 260 damage of cell membrane [4]. The LTB and US treated carrots are likely to have no or very 261 low turgor pressure, thus the plant materials are more deformable and showing less resistance 262 to compression (e.g. lower stress at early stage of applied strain) and elongation (e.g. lower 263 force required to the same elongation distance). It has also been suggested that a more 264 deformable material will require a higher force to fracture than a rigid one [43]. The 265 maximum stress results to fracture the pre-treated carrots are in agreement this, no significant 266 differences were found in the tensile forced required to fracture the carrot strips. The results 267 provided similar evidence to that demonstrated by Trejo Araya et al. [44] who showed that 268 when the turgor was lost after high pressure treatment, the maximum force required to cut 269 through the sample increased and also at a at a long displacement. Both compression and 270 tensile tests suggest that pre-treatment of carrot materials using a long time blanching (40 271 min) or using ultrasound at a much shorter time (10 min) had similar effect on the mechanical 272 properties of the carrot cell walls that became more elastic and deformable compared to the 273 carrot tissues that had not been subjected to any treatment (C1). 274 275 276 3.2. The effect of pre-treatments on the mechanical properties of carrots after retorting 277 Fig. 4 shows the maximum stress to fracture values of the carrot samples after 278 retorting tested by compression. When comparing different pre-treatments, the control C1 and 279 ultrasound treated at room temperature (USrt) had highest impact on carrot tissues softening 280 demonstrated by their low maximum stress to fracture values. All the other pre-treated 281 samples displayed a significantly increase in the maximum stress to fracture values compared 282 to the C1 and USrt, however the extent of the increase was treatment dependent (P<0.05). In 283 particular, the carrots pre-treated with LTB (60 °C, 40 min) and US (60 °C for 10 min) - 12 of 32 - Ultrasound Sonochemistry 284 showed an increase of ~2.5–3 times in the maximum stress values to that of C1 or USrt. 285 Interestingly carrot samples ultrasound treated for 10 min at 60 °C (US) exhibited a higher 286 mechanical strength (P<0.05) than blanching only for the same time period (LTBs) (Fig. 4). 287 Microstructural examination of the carrot cylinders after retorting showed some differences in 288 the extent of cell separation and cell deformation dependent on the specific pre-treatment 289 (Fig. 5). The C1 sample (no pre-treatment) displayed substantial gaps between the cells and a 290 high degree of cell deformation, whereas the LTB and US treated carrots showed much less 291 tight cell connection. 292 Fig. 6 shows typical tensile profiles of the carrots strips from the control, LTB and US 293 treatment respectively, after the retorting. The tensile strength of the carrot strips after 294 retorting was overall much lower than those obtained prior to retorting, at ~10% of the stress 295 values before retorting. Similar maximum force to failure values were found for the carrot 296 strips which had been treated by LTB or US, but at ~1.5–2 times higher than the control C1 297 (P<0.05). The CLSM images showed that the fracture of the carrot strips after retorting had 298 propagated between the cells and cell walls were still intact along the fractured edge (Fig. 6, 299 CLSM images). The distance that the carrot strips were stretched to before failure is shorter 300 after retorting compared to them before retorting. Although there appears to be some small 301 but significant differences (P = 0.013) depending on the various pre-treatments where the 302 LTB can withstand a slightly higher strain than the US but neither of the pre-treatments 303 showed a significant difference to the control (P = 0.25 and P = 0.16). 304 In carrots, β-elimination reaction is pronounced in the highly methoxylated pectins 305 and is the main contributor to thermal texture degradation during thermal processing [45]. 306 Severe thermal processing such as retorting is likely to cause significant changes to the 307 pectins through β-elimination. Substantial cell separation observed after retorting, particularly 308 in the non-treated carrots (C1) (Fig. 5) indicates that the middle lamella had been severely - 13 of 32 - Ultrasound Sonochemistry 309 affected by the retorting process and the adhesion between the cells had become much weaker 310 than the strength of the cell wall. The fact that LTB and US treated samples show similar 311 fracture behaviour, e.g. through the middle lamella/intercellular joints with minimal cell 312 rupture (Fig. 6, CLSM images), suggests that the higher values obtained for the maximum 313 stresses to fracture in compression and tensile forces to failure are associated with the strength 314 of the middle lamella prior to its failure in which the pre-treatment did give some protection 315 to the breakdown of pectins. Improved mechanical properties due to low-temperature 316 preheating were found to correlate with strengthened intercellular adhesion and with 317 significant modification in matrix-bond pectins [45, 46]. Pre-treatment such as blanching at 318 60 °C (LTB) provided a condition where PME activity was encouraged and resulted in a 319 reduction in pectin methylester groups. This change to the pectin molecules provided a greater 320 opportunity for the pectin polymers to be ionically cross-linked by divalent ions such calcium. 321 In addition, the reduction in the degree of methylation in the pectins also reduces the rate and 322 the extent of β-elimination reaction at high temperatures [47, 48] 323 Interestingly, in this study, the carrot discs that had been pre-treated using ultrasound 324 at room temperature had minimum effect on the improvement of carrot tissue mechanical 325 properties after retorting. However, even with a very short time (e.g. 5 min, USs), application 326 of ultrasound at 60 °C enhanced the mechanical properties of retorted carrots, more than 327 blanching alone for 10 min (LTBs) (Fig. 4). Increasing the time of the ultrasound treatment to 328 10 min (US), a further increase in the mechanical properties of retorted carrots was found, 329 significantly higher than blanching alone for the same time period, though slightly lower than 330 the long time blanching (LTB). 331 The mechanism of how ultrasound alters cell wall structure and its related mechanical 332 properties is still unclear. One theory is that it may penetrate the membrane in such a way that 333 allows the diffusion out of inner content at a much earlier stage of heating, thus cause a - 14 of 32 - Ultrasound Sonochemistry 334 gradual decease of tugor pressure, therefore lowing the impact on cell wall structure. 335 Secondly, ultrasound waves may aid to a more efficient mass transfer, by doing so, it 336 enhances the interaction of enzyme with the substrate and higher diffusion rate of ions 337 through cell walls and more efficiently through bound cells across entire parenchyma tissue. 338 Increased water diffusion through cell wall materials by ultrasound treatment have been 339 reported to shortening the soaking time of chickpeas allowing. 340 Alternatively, from plant physiology point of view, living plant tissues respond to 341 physical stressors through stress response biochemical pathways that typically involve the 342 rapid synthesis H2O2 which could enhance phenolic polymer cross bridging between cells and 343 within cell walls, the suppression of pathways that would break down these structures, 344 synthesis of cell wall carbohydrates, activation of specific PMEs and, if appropriate, the very 345 rapid synthesis of waxy compounds to seal wounds against microbial invasion. It has recently 346 been established through enzyme kinetic studies that phenolic synthesis is a mechanism 347 involved in ultrasonic blanching at temperatures below those lethal to the plant’s enzyme 348 pathways [49]. While it has also been demonstrated through gene expression analysis that 349 carbohydrate modification and synthesis pathways are stimulated by a range of stressors [14, 350 50-53]. Our recent study also showed the stresses to the plant during growth by limiting the 351 supply of minerals could induce accelerated production of phenolic compounds and changes 352 to the mechanical properties of the cell wall structure [38, 54]. Furthermore when plant tissues 353 have been previously stressed they are more rapidly responsive when exposed to stress again 354 [55]. Whether similar mechanisms are likely to be involved in LTB has not been definitively 355 established. 356 - 15 of 32 - Ultrasound Sonochemistry 357 3.3. 358 Synergistic effect of pre-processing treatments in the presence of CaCl2 The synergistic effect of LTB or US pre-treatment in the presence of CaCl2 was also 359 investigated. Although a slight increase in the maximum stress to fracture of LTB and US 360 treated carrots was observed compared to the control (C2) before retorting (Fig. 7(a)), they 361 weren’t significantly different to those found for LTB and US treated carrots without CaCl2 362 (Fig. 1). However both LTB and US treated carrots showed a significantly increase in the 363 resistance to fracture, i.e. a 3–4 fold increase in the measured maximum stress, compared to 364 the control (C2) (Fig. 7(b)). As expected, LTB treatment in the presence of Ca had synergistic 365 effect on plant cell wall mechanical properties, a higher maximum stress to fracture value was 366 found for the carrot treated in the presence of Ca (Fig. 7(b)) than LTB alone (Fig. 1). 367 Similarly, a higher maximum stress was also required to fracture the carrots that have been 368 treated by US with Ca than those treated by US without Ca, indicating also a synergistic 369 effect. 370 The presence of Ca during pre-treatment of carrots may serve two purposes: 1) 371 promoting cell wall biopolymer cross-links, specifically pectin-Ca interaction, 2) accelerating 372 PME catalysis. The amplified PME activity in the presence of cation is thought due to the 373 shift of the pH optimum for the enzyme activity and competitive nature of cations with the 374 enzyme which releases enzyme molecules that were initially bound to 'blocks' of carboxy 375 groups on pectin [13, 16, 56]. The crosslink via divalent ion bridges on the resulting pectins 376 (with a lower degree of methyl esterification) could form intermolecular networks within the 377 cell wall matrix, thus reinforce the cell wall strength and increase its firmness. It is interesting 378 that in the present study the addition of Ca2+ ions also had synergistic impact of the structural 379 parameters of the ultrasound treated retorted carrot resulting in an increase in the maximum 380 stress to fracture. Fig. 8 presented typical compression curves of carrots (after retorting) that 381 had been pre-process treated by LTB or US with or without Ca, showing the enhancement of - 16 of 32 - Ultrasound Sonochemistry 382 the mechanical properties of both pre-treatment and synergistic effects with the addition of Ca 383 ions. Interestingly, with a much shorter treatment time, US treatment in the presence of Ca 384 achieved similar effects to enhance the mechanical properties of carrot tissues to that of LTB 385 alone. 386 Without doing a whole of cycle analysis on a hypothetical processing situation there is 387 little that can be said about the energy inputs of calcium treatment vs LTB vs ultrasonic 388 processing? There is energy input into the manufacture of the calcium salt used vs. vessel 389 heat loss during holding the product in the LTB and the thermal and transmission 390 inefficiencies in providing electrical power to the ultrasonic transducers. The energy 391 requirement for the ultrasonic treatment is likely to improve by more than an order of 392 magnitude, depending on the processing vessel configuration, on scale up to production scale. 393 Suffice it to say that the electrical power involved is likely to be in the 10s of kW for an 394 industrial process and that the treatment can likely be applied during the hydraulic conveying 395 of the carrot pieces. Each processing plant differs in processing and energy management 396 practices and the significance of using a small amount of electrical power vs. recycled heat 397 will vary widely between plants. The greatest benefit in using the ultrasonic process vs. 398 calcium salt addition is likely to be in the market with clean labelling and possibly preferred 399 texture. The drawbacks of LTB are the size of treatment vessels required and the leaching of 400 water soluble nutrients. 401 402 403 4. Conclusions The potential for using ultrasound to improve the mechanical properties of canned 404 non-starchy vegetables has been demonstrated using carrot as an example. The mechanisms 405 involved appear to relate to the stress responses present in all living plant matter. However, 406 there is a need to clarify the relative importance of the potential stress mechanisms in order to - 17 of 32 - Ultrasound Sonochemistry 407 get a better understanding of the processing conditions likely to be most effective. The 408 amount of ultrasound treatment required is likely to involve low treatment intensities and 409 there are indications from the textural analysis that the texture induced is less tough and 410 rubbery than that accomplished using calcium ion addition or low temperature long time 411 blanching. 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Hendrickx, Pectin methylesterase and its proteinaceous inhibitor: a review, Carbohydrate Research, 345 (2010) 2583-2595. - 22 of 32 - Ultrasound Sonochemistry 575 Table 1 576 Pre-treatment experiment conditions for carrot pieces with various thermal heating time with 577 or without ultrasound in the absence or presence of CaCl2. 578 Sample No. Pre-treatment Temperature, time 1 Control 1 (C1) ____ 2 Low temperature blanching short time (LTBs) 60 °C, 10 min 3 Low temperature blanching long time (LTB) 60 °C, 40 min *1 34 °C*2, 10 min 4 Ultrasound without heating (USrt) 5 Short time ultrasound at blanching temperature (USs)*1 60 °C, 5 min US*3 6 Long time ultrasound at blanching temperature (US)*1 60 °C, 10 min US*3 7 Control 2 (0.5wt% CaCl2, C2) ____ 8 Low temperature long time blanching in 0.5% CaCl2 (LTB + Ca) 9 Long time ultrasound at blanching temperature in CaCl2 (US + Ca) 60 °C, 40 min *1 60 °C, 10 min US*3 579 580 *1 581 Ultrasonics Corporation, USA) and a 400 KHz/520W probe (SONOSYS Ultraschall systeme 582 GmbH, Germany). 583 *2 Temperature of the water used. 584 *3 3-5 °C increase in temperature was recorded after ultrasound treatment. Ultrasound was applied using a combination of an Ultrasonic Bath (40KHz/850W, Branson 585 586 587 588 589 590 591 592 593 594 595 596 - 23 of 32 - Ultrasound Sonochemistry 597 Table 2 598 Elastic properties of raw and treated carrots before and after retorting. Sample no. Sample Treatment Young’s modulus (compression) Young’s modulus (tensile) (N/mm2) (N/mm2) Prior to retorting After retorting Prior to retorting After retorting 1 Control 1 (C1) 9.1 0.22 12.0 ± 1.1 0.7 ± 0.3 3 Low temperature 7.1 0.56 4.0 ± 2.6 1.4 ±1.1 6.4 0.57 5.3 ± 3.1 1.8 ± 0.6 blanching (LTB) 6 ultrasound (US) 8 Low temperature 0.70 blanching (LTB) + Ca 9 ultrasound (US) + Ca 0.57 599 - 24 of 32 - Ultrasound Sonochemistry 600 c 4 b b 2 Maximum stress (N/mm ) 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 b b a 3 2 1 0 C1 LTBs 60 °C 10 min LTB 60 °C 40 min USrt 10 min USs 60 °C 5 min US 60 °C 10 min 626 Fig. 1. Maximum stress to fracture carrot pieces after blanching with or without ultrasound 627 pre-treatments. The compression test was carried out prior to retort. - 25 of 32 - Ultrasound Sonochemistry 628 629 Blanching (LTB) 2 Stress (N/mm ) 4 3 Ultrasound (US) No treatment (C1) 2 1 0 0.0 0.1 0.2 0.3 0.4 Strain 0.5 0.6 630 631 632 633 634 Fig. 2. Typical compression curves of carrot piece from the control (no pre-treatment), or 635 treated with low temperature low time blanching (LTB, 60°C, 40 min) or low temperature 636 with the application of ultrasound (US, 60°C, 10 min). 637 638 - 26 of 32 - Ultrasound Sonochemistry 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 Fig. 3. Typical CLSM tensile profiles of carrot strips from the control (no pre-treatment), or 670 treated with low temperature low time blanching (LTB, 60°C, 40 min) or low temperature 671 with the application of ultrasound (US, 60°C, 10 min), and CLSM images of fractured edges 672 corresponding to each pre-treatment. C1 LTB US 5 Blanching (LTB) Force (N) 4 No treatment (C1) Ultrasound (US) 3 2 1 0 0 1 2 3 Distance (mm) - 27 of 32 - 4 5 Ultrasound Sonochemistry 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 Fig. 4. Maximum stress to fracture of carrot pieces pre-treated with various blanching and 699 ultrasound. The compression test was carried out after retorting. 2 Maximum stress (N/mm ) 0.25 0.20 f e 0.15 d c 0.10 a a 0.05 0.00 NT LTBs 60 °C 10 min LTB 60 °C 40 min USrt 10 min - 28 of 32 - USs 60 °C 5 min US 60 °C 10 min Ultrasound Sonochemistry 700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715 Fig. 5. Micrographs of the carrot cylinders after retorting showing differences in cell structure 716 depending on the specific pre-treatment. C1 LTB US 25 µm - 29 of 32 - Ultrasound Sonochemistry 717 718 719 720 721 722 723 724 725 726 727 728 729 730 731 732 733 734 735 736 737 738 739 740 741 742 743 744 Fig. 6. Typical CLSM tensile profiles of carrot strips after retorting from the control (no pre- 745 treatment), pre-treated with low temperature low time blanching (LTB, 60°C, 40 min) or low 746 temperature with the application of ultrasound (US, 60°C, 10 min), and CLSM images of 747 fractured edges corresponding to each pre-treatment. LTB 0.3 Blanching (LTB) Force (N) Ultrasound (US) US 0.2 0.1 C1 No treatment (C1) 0.0 0.0 0.5 1.0 Distance (mm) - 30 of 32 - 1.5 2.0 Ultrasound Sonochemistry 748 0.25 749 750 751 752 753 754 755 756 757 758 759 760 761 762 763 764 765 766 767 768 769 770 771 772 Fig. 7. Maximum stress to fracture of carrot pieces pre-treated with various blanching and 773 ultrasound in the presence of 0.5% CaCl2. (a) prior to retorting; (b) after retorting. (b) (a) 2 2 Maximum stress (N/mm ) b Maximum stress (N/mm ) b 4 a 3 2 1 0 g h 0.20 0.15 0.10 b 0.05 0.00 CaCl2 C2 CaCl2 LTB 60 °C 40 min CaCl2 US 60 °C 10 min CaCl2 C2 - 31 of 32 - CaCl2 LTB 60 °C 40 min CaCl2 US 60 °C 10 min Ultrasound Sonochemistry 0.25 Blanching (LTB) + Ca 0.20 2 Stress (N/mm ) Ultrasound (US) + Ca 0.15 Blanching (LTB) 0.10 Ultrasound (US) 0.05 No treatment (C1) 0.00 0.0 0.1 0.2 0.3 Strain 0.4 0.5 774 775 776 777 778 Fig. 8. Typical compression curves of carrot pieces after retorting. Carrot pieces were 779 prepared from the control (C1), pre-treated with low temperature low time blanching (LTB) 780 with or without 0.5% CaCl2, and low temperature blanching in combination with the 781 application of ultrasound (US) with or without 0.5% CaCl2. 782 783 784 785 786 - 32 of 32 -
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