Liquid-phase esterification of levulinic acid with ethanol catalyzed by sulfonated carbon catalysts: effects of additional surface functional groups Yukei Suzuki, Isao Ogino,* Shin R. Mukai Division of Applied Chemistry, Graduate School of Engineering, Hokkaido University, Sapporo, Hokkaido 060-8628, Japan *Corresponding author: [email protected] Keywords: esterification, levulinic acid, acetic acid, sulfonated carbon catalyst, liquid-phase reaction 1. Introduction Additional functional groups present near acid sites in solid acid catalysts often have a significant influence on the overall catalyst performance because they affect adsorption equilibrium of reacting molecules and sometimes modify acid strength of active sites. In this work, we report such effects for sulfonated carbon catalysts on their catalytic performance in the liquid-phase esterification reaction of levulinic acid with ethanol. Levulinic acid has been identified as the most important value-added chemicals derived from biomass [1] and its esters have been used as ingredients for flavour and fragrance.[2] To disentangle effects caused by potentially modified acid strength of active sites, modified adsorption properties of reacting molecules, and highly swelling ability of some sulfonated carbon catalysts, a series of sulfonated carbon catalysts was synthesized with different concentrations of additional functional groups, swelling ability, and porous properties. Then, they were tested in the liquid-phase esterification reaction of levulinic acid with ethanol as well as in the esterification reaction of acetic acid with ethanol because the latter test reaction can probe primarily the performance of active sites. 2. Experimental Sulfonated carbon catalysts were synthesizing via sulfonation of various carbon materials using sulfonic acid at 423 K. In addition to commercially available activated carbon and multi-walled carbon nanotubes (MWCNT), four different micromesoporous carbon materials were synthesized from resorcinol-formaldehyde (RF) resins through pyrolyzation and three different carbon materials were synthesized from cellulose or glucose through pyrolyzation or hydrothermal treatment. The synthesized catalysts were characterized by N2 adsorption, water vapor adsorption, Boehm titration, IR and Raman spectroscopies, and X-ray photoelectron spectroscopy (XPS). Esterification reactions were conducted in a batch reactor operated at 333 K with reactants consisting of equimolar acetic acid and ethanol or 1:3 molar ratio of levulinic acid and ethanol. Products were analyzed using a gas chromatography. In some experiments, to identify and quantify active sites, a set of catalysts was prepared by neutralizing a fraction of –SO3H sites by Na+ to different degrees and tested their activity in the esterification reaction of acetic acid with ethanol. 3. Results and discussion Synthesized catalysts (Table 1) bear strong acid sites (–SO3H groups, <1.0 mmol g–1) as characterized by elemental analysis, base titration, and XPS. All catalysts contain some additional oxygen-containing functional groups such as –COOH and – OH groups as characterized by IR and XP spectroscopies. In particular, catalysts derived from carbohydrates and graphite oxides are rich in –COOH groups (≈1.4 mmol g–1). RF resins-derived SCG catalysts contain moderate concentrations of –COOH and –OH groups (0.2–0.9 mmol g–1, each). The synthesized catalysts exhibit significantly different porous properties as well as swelling ability in the presence of water vapor as characterized by N2 and water vapor adsorption experiments. SAC and SCNT retain high internal and external surface areas after sulfonation, respectively. The carbohydrate-derived catalysts are nonporous in dry form but swell significantly in the presence of water vapor as reported in various literature. SGO also exhibits similar swelling ability although it exhibits a low surface area in dry form. SCG catalysts are micro-mesoporous with similar surface areas but different mesopore volumes. Although the synthesized catalysts exhibit vastly different porous properties and concentrations of surface functional groups, their apparent turnover frequencies (TOFs) expressed with respect to the concentration of –SO3H group were approximately 0.02 mol-ester/(mol-(–SO3H)·s) in the liquid-phase esterificaiton reaction of acetic acid with ethanol. Our previous work with SCG catalyst [3] show that reaction experiments conducted using a set of SCG1 catalyst with different degrees of poisoning of acid sites with Na+ show a linear decrease in TOF as the degree of poisoning was increased with the line extrapolated to zero activity at 100% poisoning. These data indicate that –SO3H groups function as a single site because of their low concentration, all reactants can access them without mass transfer limitations, and additional functional groups made negligible contributions to the catalytic performance for this esterification reaction. swelling ability show relatively high performance. These results suggest that such variations in activity were caused either by favorable interaction of reacting molecules with the additional surface functional groups, presumably through the γ-keto group of levulinic acid, or by potentially different reaction mechanism between the two reactions. Table 1. Sulfonated carbon catalysts tested in this work Catalyst name SAC Source of carbon material activated carbon Remarks SCNT multi-walled carbon SBET = 251 m2 g–1 SGO graphite oxide SBET = 77 m2 g–1, highly swellable in water vapor SGlu glucose pyrolyzed at 673 K nonporous, highly swellable in water vapor SCel cellulose pyrolyzed at 673 K nonporous, highly swellable in water vapor SHTGlu glucose treated under hydrothermal condition RF resin pyrolyzed at 673 K nonporous, highly swellable in water vapor SCG-2 RF resin pyrolyzed at 673 K SBET = 658 m2 g–1, Vmeso = 0.46 cm3 g–1 SCG-3 RF resin pyrolyzed at 1273 K SBET = 596 m2 g–1, Vmeso = 0.31 cm3 g–1 SCG-4 RF resin pyrolyzed at 1273 K SBET = 570 m2 g–1, Vmeso = 1.5 cm3 g–1 SCG-1 microporous, SBET = 947 m2 g–1 micro-mesoporous, SBET = 618 m2 g–1, Vmeso = 0.20 cm3 g–1 Although the reaction of levulinic acid with ethanol is considered to proceed via the same mechanism as that for the reaction of acetic acid with ethanol, it shows a variation of activity among tested catalysts. The reaction tends to proceed faster with higher concentrations of additional functional groups (–COOH and –OH) as shown in a cross-plot in Figure 1. Despite the high mesopore volume, SCG-4, it shows a lower activity than SCG-1. In addition, the catalysts with low porosity but high Figure 1. Liquid-phase esterification reaction of levulinic acid with ethanol catalyzed by the following catalysts at 333 K in a batch reactor: ●, SAC; ●, SCNT; ▲,SGO; ▲, SGlu; ▲, SCel; ▲, SHTGlu; ◼, SCG-1; ◼, SCG-2; ◼, SCG-3; ◼, SCG-4. 4. Conclusions Presence of additional functional groups such as – COOH and –OH groups led to promotional effects on the catalytic performance of the sulfonated carbon catalysts for the liquid-phase esterification of levulinic acid with ethanol. Such promotional effects are absent in the reaction of acetic acid with ethanol. Thus, the promotional effects observed in the former reaction suggest favorable interaction of reacting molecules with the catalyst surface or slightly different reaction mechanisms in the two esterificaiton reactions. More precise control of the distribution of these additional groups around – SO3H groups will allow for further investigations on such promotional effects and thereby enable design of high performance catalysts. Acknowledgments A part of this work was supported by JSPS KAKENHI Grant Number 26420774. Reference [1] J. J. Bozell, G. R. Petersen, Green Chem. 2010, 12, 539. [2] A. Scott, One Company’s Big Plans for Levulinic Acid. Chem. Eng. News, 2016, 94, 19 . [3] I. Ogino, Y. Suzuki, S. R. Mukai, ACS Catal. 2015, 5, 4951.
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