Charter Schools: A Mixed-Methods Analysis of Parental Choice and Heuristics in North Carolina By Jonathan J. Pullin A Dissertation Submitted to the Gardner-Webb University School of Education in Partial Fulfillment of the Requirements for the Degree of Doctor of Education Gardner-Webb University 2016 Approval Page This dissertation was submitted by Student Name under the direction of the persons listed below. It was submitted to the Gardner-Webb University School of Education and approved in partial fulfillment of the requirements for the degree of Doctor of Education at Gardner-Webb University. Dr. Kelly Clark___________________________ Ed.D. Committee Chair ________________________ Date Dr. Adriane Mingo________________________ Ed.D. Committee Member ________________________ Date Dr. John Balls____________________________ Ed.D. Committee Member ________________________ Date Dr. Steve Laws__________________________ Ed.D. Committee Member ________________________ Date Dr. Jeffry Rogers________________________ Ph.D. Dean of the Gayle Bolt Price School of Graduate Studies ________________________ Date ii Acknowledgements iii Abstract Charter Schools: A Mixed-Methods Study of Why Parents Choose Them Over Traditional Public Schools. Pullin, Jonathan, 2016: Dissertation, Gardner-Webb University, Choice/Decision-Making/Heuristics/ Traditional Public School/Parental Choice iv Table of Contents Page Chapter 1: Introduction ........................................................................................................1 History of Charter Schools...................................................................................................3 Statement of the Problem .....................................................................................................4 Theoretical Framework ......................................................................................................10 Purpose of the Study ..........................................................................................................12 Significance of the Study ...................................................................................................12 Research Questions ............................................................................................................14 Types of Schools ................................................................................................................14 Traditional Public Schools .................................................................................................14 Charter Schools ..................................................................................................................15 Magnet Schools ..................................................................................................................16 Private Schools...................................................................................................................17 Definition of Terms............................................................................................................17 Limitations and Delimitations............................................................................................18 Summary ............................................................................................................................19 Chapter 2: Literature Review .............................................................................................20 Overview ............................................................................................................................20 Theoretical Framework ......................................................................................................20 The Sequential Approach to Decision-Making..................................................................21 The Non-Sequential Approach to Decision-Making .........................................................23 Heuristics and the Decision-Making Process ....................................................................25 Cues....................................................................................................................................27 Endorsement and Visual Heuristics ...................................................................................28 The History of Charter Schools in North Carolina ............................................................29 Traditional vs Charter Schools...........................................................................................32 Reasons for Parental Choice and Attitudes ........................................................................35 The Fedewa Study..............................................................................................................37 Summary ............................................................................................................................38 Chapter 3; Methodology ....................................................................................................39 Overview ............................................................................................................................39 Purpose of Study ................................................................................................................39 Research Questions ............................................................................................................40 Research Design.................................................................................................................40 Confidentiality ...................................................................................................................41 Conflict of Interest .............................................................................................................42 Participants .........................................................................................................................42 Selection of Focus Group...................................................................................................43 Selection of Interviews ......................................................................................................44 Quantitative Instrument .....................................................................................................45 Pilot Test ............................................................................................................................46 Readability of Survey Instrument ......................................................................................47 Qualitative Instruments ......................................................................................................48 Focus Group .......................................................................................................................48 v Interview Instrument ..........................................................................................................49 Data Collection Procedures................................................................................................49 Survey ................................................................................................................................49 Focus Groups .....................................................................................................................50 Interviews ...........................................................................................................................50 Data Analysis .....................................................................................................................51 Summary ............................................................................................................................54 References ..........................................................................................................................55 Appendix A ........................................................................................................................63 Appendix B ........................................................................................................................65 Appendix C ........................................................................................................................73 Appendix D ........................................................................................................................76 vi 1 Chapter 1: Introduction Today in the U.S. there are 2.9 million students being served by over 6,700 charter schools across 42 states and the District of Columbia (Charter School Laws, 2015). An average of 239 children are waiting to enter each charter school in America, demonstrating a 21 percent surge in parental demand for charters over last year (Another 5000 Charter Schools, 2015). Across the country students are on waiting lists – with most schools reporting waiting lists of nearly 300 students each – and demand continues to outstrip supply suggesting that charter schools could grow significantly faster to serve more students if the policy environment were more supportive (Charter School Laws Across, 2015). In Texas alone, it is estimated that 40,000 children are on waiting lists for charters schools. In Boston, the number is 8,000 (Another 5000 Charter Shools, 2015). In theory, parental demand and educational supply should work together to produce a satisfactory product for the market. The supplying of an abundance of charter schools will not necessarily improve the demand of satisfaction from parents and students for better educational services at their institutions of learning (Buckley & Schneider, 2009). In a market setting with only one supplier, consumers have no incentive to search for choices because there is only a single source. In a market where there is only one supplier, there is no incentive to improve services or respond to the demands of the clientele. “Informed consumers (parents) demand that suppliers (schools) improve the quality of the services (education) they provide to the consumers” (Buckley and Schneider, 2009, p.42). In the last 15 years, charter schools have been increasing across the country as parents are choosing to place their children in an alternative educational setting that is 2 different than a public school (Miron & Nelson, 2001). Charter schools are a hybrid form of school, combining elements of traditional public schools with those associated with private schools (Miron & Nelson, 2001). According to the National Charter School Resource Center, charter schools are publicly funded, independently operated schools that are allowed to operate with more autonomy than traditional public schools in exchange for increased accountability (National Charter Resource Center. n,d,). At the core of the charter school model is the idea that charter schools should be autonomous and held accountable for student learning (National Charter Resource Center). In an attempt to achieve acceptable levels of student learning, charter school leaders are being given freedom to do whatever it takes to help students achieve academically (National Charter Resource Center). Hence, parents are deciding if charter schools are providing a better education to their children than assigned traditional public schools. This is a national phenomenon that is causing the educational system to rethink the approach of how to provide a quality education to its clientele (National Charter Resource Center). The National Center for Education Statistics reports that between 1999–2000 and 2011– 12, the percentage of all public schools that were public charter schools increased from 1.7 to 5.8 percent, and the total number of public charter schools increased from 1,500 to 5,700 (National Center for Education Statistics, 2012-2013) In addition to increasing in number, charter schools have generally increased in enrollment size over time (National Center for Education Statistics, 2012-2013). For instance, the percentages of charter schools with the largest enrollment sizes (500–900 students and 1,000 or more students) increased from (11%-22%) 1999–2000 to 2011–12, and the percentage of charter schools with the smallest enrollment size (under 300 students) decreased from 77 to 56 percent 3 (National Center for Education Statistics, 2012-2013). The most recent data from the National Alliance for Public Charter School estimates that more than 600 new public charter schools opened 2013-14 school year. Compared with the 2012-13 school year, an estimated 288,000 additional students are attending public charter schools in the 2013-14. History of Charter Schools It appears that the term charter was a thought from the minds of Dr. Ray Budde and Mr. Al Shanker. They had the idea of the term charter early, but not as a type of school, but as a way to develop a platform for developing different schools (Saulny, 2005). Dr. Budde was assistant professor at the school of education at the University of Massachusetts, Amherst. He first suggested the term "charter" for use in education in the 1970's to describe a novel contracting arrangement designed to support the efforts of innovative teachers within the public school system. He espoused that the charter arrangement could produce a school giving teachers more curriculum control in exchange for more accountability over student achievement. In 1988, he wrote the booklet Education by Charter: Restructuring School Districts (Budde, 1988). Dr. Budde delineated various ideas using a model school system that allowed groups of teachers to receive charters from the school board, granting them the authority to manage schools and try new educational approaches within the existing structure of their home districts (Budde, 1998). In 1988, at a meeting of the National Press Club in Washington, American Federation President Albert Shanker first proposed the creation of charter schools— publicly funded institutions that would be given greater flexibility to experiment with new ways of educating students. His vision included small groups of teachers and parents that would submit research-based proposals outlining creative ways to educate kids. A 4 panel of local school board members and teachers’ union officials would review proposals and schools would be left alone for a period of 5 to 10 years (Budde, 1998). This did occur and lead to the opening of the first charter school in America, City Academy Charter School in 1992 (Resources on Minnesota Issues, 2015). Schools would be freed from certain collective bargaining provisions such as class-size limitations being waived to merge two classes and allow team-teaching. (The Charter School Idea Turns 20, 2008). Shanker’s idea was to use teacher expertise to try new ideas in the classroom. He wanted teams of teachers making suggestions on how to best educate students (The Charter School Idea Turns 20, 2008). President Shanker, working with Minnesota legislators, created the nation’s first charter school legislation in the 1990’s. In 1991, Minnesota became the first state to pass a charter school law (Resources on Minnesota Issues, 2015). The idea behind this revolution was to pass a law that granted parents, teachers and others in the community the opportunity to start and run new public schools outside the direct control of local school districts (Resources on Minnesota Issues, 2015). Statement of the Problem Students are assigned to a local public school annually, but parents are becoming increasingly more interested in enrolling their children into charter schools (Strum et al., 2005). Prior to choosing a charter school, some parents are not performing due diligence on charter schools prior to the enrollment of their children (Strum et al., 2005). If parents do not research the charter school before enrollment of their children, the possibility exists that having incomplete information could prove to be detrimental to the learning of the children (Islandpacket, 2014). The problem is that this could lead to unforeseen circumstances such as a changing national demographic, pervasiveness of racial 5 separatism, unequal patterns of poverty, the political divisiveness of the educational system (Meeks, et al., 2000). Furthermore, as more parents choose charter schools, the traditional public schools will be increasingly populated with low performing students that come from low socioeconomic backgrounds. This monolithic population will lack diversity in social environments and have limited exposure to economic prosperity (Strum, 2005). A major change in the education system of the United States occurred in 1954 with the Supreme Court in Brown v. Board of Education (Meeks, et al., 2000) when the Supreme Court recognized, in a 9-0 decision the important roles that fiscal, sociological, and psychological factors play in the public schools and their critical place in the sustainability of a democratic society (Meeks, et al., 2000). As court-ordered desegregation began to take hold, the avenues of escape for white parents from enrolling their children in largely minority and poor schools have been identified as choice options (Meeks, et al., 2000). These avenues include magnet schools; vouchers; privatization of public schools or charter school, for-profit schools; and home schooling. These choice options, which were initiated in the 1970s, provided an alternative to forced busing (Meeks, et al., 2000). They were particularly significant for middle-class families who could not afford to reside in affluent neighborhoods with well-financed, predominately white schools nor afford the tuition of private schools (Meeks, et al., 2000). Such separation in the educational system may cause a change in the economic base of the country, as well as shifts in the racial composition of communities and cities (Meeks, et al., 2000). The literature supports and continues to draw attention to the fact that there are 6 also racial disparities in charter schools. Evans and Renzulli (2005) state that whites get social status from their neighborhoods and the schools that their children attend. The authors studied the circumstances surrounding why charter schools enroll a high percentage of white students. They researched how the distribution of nonwhite students in a school district influenced the patterns of white enrollment in charter school. They argue that racial competition in school districts result in white flight into charter schools. Evans and Rezulli (2005) posit that national statistics tell us very little about (1) the local concentrations of whites and nonwhite in charter schools and (2) how the racial composition and distribution of charter schools compare with composition and racial distribution of local schools. The relative ease in which whites can find a mostly white educational district, suggests that white flight is positively related to the presence of lower minority populations in a district, even though this may be obtained at a higher residential cost and increased commute to work (Evans & Rezulli, 2005). This is important because white flight could promote segregation of the educational system (both charter and public) and prevent cross-cultural learning between various ethnicities of students. Evans and Rezulli (2005) found that segregated school districts are prime targets for segregated charter schools since they have a larger percentage of non-white students. In Minnesota, the percentage of students of color in charter schools were higher than the hosting school districts by 20 percent, while in Mississippi charter schools were almost 60% whiter than hosting school districts (Twin Cities, 2008). In each of these instances, a segregated school system is apparent to the casual observer. The Twin Cities report found that by 2002, more than half of the charter schools were non-white 7 segregated, compared to only 18% of traditional public schools. The charter school integration numbers remained about the same through 2008, while the public school numbers increased to 39% (Twin Cities, 2008). In the Twin Cities, in 2008, 89% of black charter school students were in segregated settings in comparison to 38% black traditional public school students. Hispanics and students of color were twice as likely to be located in a segregated charter school setting when compared to a traditional public school (Twin Cities, 2008). In St. Paul, 88% of all students of color in charter schools attended non-segregated schools compared to 73% of students of color in traditional public schools. In Minneapolis, over 96% of all students of color in charter school had a segregated environment compared to 80% in traditional public schools (Twin Cities, 2008). Student poverty rates were higher in the charter schools when compared to traditional public schools in the Twin Cities area (Twin Cities, 2008). In Minnesota, almost all white-segregated charter school were located in white suburban school districts, while non-white segregated charter schools were located in either urban school districts or racially transitioning inner suburbs (Twin Cities, 2008). Work by Frankenburg and Lee (2003) point out the following factors that influence the segregation of charter schools by race; (1) many charter schools recruit students they believe would be successful or adopt their mission. They have screening procedures that are not permitted in the public school sector (as public schools must provide an education to all students). Evans and Rezulli state that urbanicity is key because those students that are likely to relocate to a charter school often live in areas that have subpar performance. Evans and Rezulli also point out that the type of curriculum or attributes of a school may 8 impact minority enrollment. Specialized curricula may include marine biology or fine arts while others may offer direct instruction or “Back to the Basics” curricula. Evans and Rezulli (2005) point out that the type of curriculum or attributes of a school may impact minority enrollment. Specialized curricula may include marine biology or fine arts while others may offer direct instruction or “Back to the Basics” curricula. Bifulco, et al. (2008) found similar results in their analysis of charter school transfers in North Carolina. Black students, on average, transferred to schools that were proportionally more black, while white students, on average, transferred to schools that were more white. Customary attendance patterns- feeder systems or schools previously attend by siblings- also impact school choice; one study found that customary attendance patterns of middle class parents tend to include higher quality schools than those of their lower-income counterparts (Bell, 2006). According to American Renaissance, charter schools in North Carolina tend to be either overwhelmingly black or overwhelmingly white–in contrast to traditional public schools, which are more evenly mixed (American Renaissance, 2015). “When researching student grades 4-8, it was found that the regular public school population in North Carolina has become less white over the past 15 years; from 64.1 percent white to 53 percent white while the charter school population has grown more white (from 58.5 percent white to 62.2 percent white” (American Renaissance, 2015). “At the national level, seventy percent of black charter school students attend intensely segregated minority charter schools (which enroll 90-100% of students from under-represented minority backgrounds), or twice as many as the share of intensely segregated black students in traditional public schools. Some charter schools enrolled populations where 99% of the students were from underrepresented minority backgrounds. Forty-three percent of black charter school students 9 attended these extremely segregated minority schools, a percentage which was, by far, the highest of any other racial group, and nearly three times as high as black students in traditional public schools. Overall, nearly three out of four students in the typical black student’s charter school are also black. This figure indicates extremely high levels of isolation, particularly given the fact that black students comprise less than one-third of charter students” (Frankenburg, et al., 2010). Latino students are also impacted by the demographics of charter schools. According to a study by the Center for American Progress, Latino students continue to lag behind their non-Latino counterparts in most educational indicators of success despite a rooted history and growing presence in the United States. The underperformance of Latino students and their staggering dropout rates have galvanized the civil rights community to take action and rally support behind comprehensive and transformative school initiatives. The prolific growth of charter schools in the Latino community is one outcome of this reformative action (Next Generation Charter Schools, 2010). In the Southwestern portion of United States, there is a large Latino population. A report by the organization Quality Charters states that English Language Learners (ELLs) may be from homes where a language other than English is spoken or where English is spoken with difficulty. ELLs may speak any one of more than 400 languages, although Spanish is the most widely spoken native language, accounting for 75 percent of all ELL students. Latinos represent the greatest number of ELL students nationwide, with first- and secondgeneration students from North, Central, and South America (Charter Schools and ELL, 2014). The report goes on to discuss the fact one-fifth of all children in the Midwest are born into homes where the parents don’t speak English (the vast majority Spanish- 10 speaking), and a tenth of all students are classified as English language learners (ELL) students (Frankenburg et al., 2010) This selection bias could have a positive impact on the academic performance of a charter school (Frankenburg & Lee, 2003), yet limit the number of minority student that are enrolled into the school. (2) Charter schools often lack the expertise to teach English Language Learners students and students with Special Needs. This is important because these students (ELL and Special Needs) tend to score lower on standardized tests and without their tests scores, the academic statistics of the school tend to be higher than traditional public schools. Furthermore, if the charter school does not have an ELL program (which may not be required by the charter), this further re-segregates the student population and promotes racial imbalance among charter schools (Gill, 2001). The absence of an ELL program will eliminate the enrollment of Hispanic/Latino students, thereby limiting the multicultural exposure and interaction between different demographics of students (Gill, 2001). An additional critical factor that may influence school demographics includes the attributes of a charter school and its urbanicity. To place emphasis on the problem, a seven percent growth in the number of operating charter schools and 13 percent growth in charter school student enrollment are demonstrations of parents’ demand for high-quality educational options (Estimated number of Charter Schools, 2014). The problem is that a continued increase in the growth charter schools could result in demographic shifts within K-12 education, racial separation among K-12 student populations and political division among parents, which may result in the resegregation of society. 11 Theoretical Framework A heuristic is a mental shortcut that allows people to solve problems and make judgments quickly and efficiently. These rule-of-thumb strategies shorten decisionmaking time and allow people to function without constantly stopping to think about their next course of action (What is a Heuristic, n.d.). While heuristics can speed up our problem and decision-making process, they can introduce errors (What is a Heuristic, n.d.). Just because something has worked in the past does not mean that it will work again, and relying on an existing heuristic can make it difficult to see alternative solutions or come up with new ideas (What is a Heuristic, n.d.). Decision theory is all about studying how decisions are made (Shah & Oppenheimer, 2008). It focuses on only some aspects of human activity. In particular, it focuses on how we use freedom. Our choices, in many situations, are goal-directed activities. Hence, decision theory is concerned with goal-directed behavior in the presence of options ( Shah & Oppenheimer, 2008). According to Buckley and Schneider, little is known about how parents (1) gather information about schools; (2) use that information to find an appropriate school for their child and (3) allow demographic factors such as race and socioeconomics influence resulting patterns of parental choice behaviors. They argue that information gathering from local schools is expensive, the nature of the good is more complex and the quality of the product is more difficult to assess. They continue this line of reasoning by writing that rather than exhaustively gathering information about local schools, parents often take shortcuts to collecting information or heuristics (Buckley &Schneider, 2009). This study will consider if parental choice was based upon them performing due diligence on the 12 selected charter school, or by determining that it was an easily available educational option. Purpose of the Study The primary purpose of this mixed methods research is to investigate why parents, who have no previous experience in the educational system (other than their own), are choosing to enroll their kindergarten children into charter schools over assigned traditional public schools. The secondary purpose of this research is to determine if parents use heuristic decision-making behavior when selecting a charter school for their children. Attitudinal data (e.g., aesthetic and facility features of the charter school and classroom size) will be examined to determine the level of importance parents placed on selection factors when choosing a charter school. This quantitative data will be collected using a survey instrument and analyzed for frequency. The study will incorporate quantitative and qualitative data collection methodologies in order to gain a deeper understanding of the decision-making processes behind parental selection of charter schools over assigned traditional public schools. These two forms of data will give a richer and more inclusive description of the phenomenon of parental choice and heuristics under study. Additionally, multiple sources of data will strengthen the validity of the study by providing layers of evidence that can corroborate reported findings. Significance of the Study Mindful of the purpose of the study, as noted above, the researcher hopes to provide an in-depth understanding of the most important selection factors and associated decision-making processes involving parental choice of charter schools over traditional public schools. According to current research educators, elected officials, business 13 leaders and parents are not producing 21st Century citizens that will be able to compete in the global economy (Balls, Eury & King, 2011). Research shows that charter schools have become one of the fastest developing public education sectors (National Center for Education Statistics, 2013-2013). In her dissertation, Green (2012) explored various influences that may drive a parent to select the charter school as their educational site of choice. Her study found sufficient evidence that the charter school phenomena could be attributed to like characteristics in the responding families rather than to differences based on income or race/ethnicity. There were no significant differences in satisfaction when the data was stratified using income and ethnicity characteristic factors. However, she did not study data on the parental decision-making process of when choosing a charter school (Greene, 2012). A study by the Cowen Institute for Public Education researched the accuracy of parental information, selection criteria and the prioritization of preferences when choosing a charter school in New Orleans (Spotlight on Choice, 2013). The study found that the parents in the study obtained most of their information and made school choice based on information from friends, and that misinformation about the schools was rampant. Selection criteria and prioritization were based on school reputation and proximity to home, while race was also a consideration (Spotlight on Choice, 2013). This study hopes to make a significant contribution to the body of knowledge by providing information on why parents are making school choices within the context of providing the best available education for their children so that they can compete in the global market upon completion of their secondary education. This study is significant because it will examine whether or not heurism plays a role in the decision making processes of reasons why parents are choosing to enroll their children into charter schools 14 as opposed to assigned traditional public schools. Furthermore, if parents are not performing their “due diligence” when selecting a charter school, this could prove to be detrimental to the learning of the child and increase the disillusionment of parents with the entire educational system (Braddock, 2009). There is a paucity of information in this area, and there is a need for mixed methods research to explore the decision-making process of parents when they choose to enroll their children into a charter school over an assigned traditional public school. Research Questions 1. Which selection factors (e.g., academic quality; administrative factors and program elements) are most influential in parental choice of charter schools? 2. How do cues, endorsement and visualization heuristics play a role in the decision-making process when a choosing Charter School for the first time? 3. How are parental attitudes influencing the choice of Charter Schools over Traditional Public Schools? Types of Schools Parents can select from a variety of public school choice options beyond their assigned educational facility (Hoffman, 2005). School choices include traditional public school choice plans, charter schools, private schools and magnet schools (Hoffman, 2005). Charter schools are public schools that to provide free elementary or secondary education to students (Hoffman, 2005). A magnet school is typically designed to attract students of different racial/ethnic backgrounds or to provide an academic or social focus on a particular theme (Hoffman 2005). Private schools (religious or secular) and home schools offer parents an alternative choice of education for students (Hoffman, 2005). 15 Traditional Public Schools Tuition is free. Traditional public schools are funded by federal, state, and local tax dollars. These schools (elementary, middle and high schools) must be aligned with state guidelines in curriculum, instruction and methods of student/teacher evaluation standards as determined by each state (National Center for Educational Statistics, 2012-2013). In fall 2014, about 49.8 million students will attend public elementary and secondary schools. Of these, 35.1 million will be in prekindergarten through grade 8 and 14.7 million will be in grades 9 through 12. An additional 5.0 million students are expected to attend private schools (National Center for Educational Statistics, 2014). In 2011–12, there were about 13,600 public school districts with over 98,300 public schools, including charter schools. (National Center for Educational Statistics, 2012-2013). Charter Schools Charter schools are free. Charter schools reflect their founder’s varied philosophies, programs, and organizational structures, serve diverse populations and are generally committed to improving education (Hadderman, 1998). Charter schools are not under the same restrictions as traditional public schools and are reimbursed by the state for each student that attends (National Conference of State Legislatures). The charter schools are then expected to achieve (usually within 3-5 years) prescribed achievement outcomes or face having their charters revoked by the authorizer (National Conference of State Legislatures). In North Carolina, charter schools receive funds from the federal government, state and the school districts where their students reside (National Conference of State Legislatures). As publicly funded schools, charter schools receive money for the students 16 they enroll. When a student enrolls in a charter school, the money follows him or her from the resident school district. A main difference between charter schools and traditional schools is that charters are granted budgetary autonomy in exchange for educational results (National Conference of State Legislatures). Magnet Schools Magnet schools are free public elementary and secondary schools of choice that are operated by school districts or a consortium of districts. Magnet schools are typically more hands on – minds on and use an approach to learning that is inquiry or performance/project based. They use state, district, or Common Core standards in all subject areas which are taught within the overall theme of the school. Most magnet schools do not have entrance criteria, but rather, embody the belief that all students have interests and talents that families and educators believe are better cultivated in a magnet school. They often use a random computer-based lottery system for admission. Diversity is an important element of a magnet school. Since student interest in a theme is the only eligibility criteria to attend a magnet school, students from a wide array of backgrounds attend magnet schools. As a result, they promote higher level cognitive and social learning. Curriculum is also clear and transparent for families so they can more fully engage in the learning of their students. Magnet schools serve all students including English learners as well as students receiving Special Education services. Transportation is typically also provided for no cost to families (Magnet Schools of America). Private Schools Private schools are tuition driven. Sources of tuition include parents, grants, 17 donations, endowments, alumni, businesses, and community organizations. If the school is associated with a religious organization, the organization itself may be the primary source of funding. In some jurisdictions with a voucher system, some private schools are funded by tuition paid for by a voucher from the state. Tuition can be expensive. Some K-12 boarding schools approach the cost of some private universities. A survey of over 1,100 schools belonging to the National Association of Independent Schools found that the national average tuition for day schools is about $19,100. Tuition tends to be lower in elementary grades and higher in high school. Boarding schools where students live and attend school charge a much higher premium, about $45,400 on average, but can range up to $60,000 or more. Private schools are free to offer religious education, or curriculum not regulated by state standards (Public vs. Private. vs. Charter Schools, n.d.). Limitations and Delimitations There are several limitations to this study that inhibit the drawing of broad-based conclusions from the findings of the data. This research is a modification of previous work by Fedewa, 2005. This study is limited to the selection of participants which consists of parents with first time enrollment of a child into any school. No parents from home schools, private schools or parochial school will be asked to participate in the study. A delimitation of the study is the selection of three schools located in the Piedmont Region of North Carolina. Due to small sample population, this study may not be generalizable. Despite the above limitations and delimitations, this study hopes to provide a more in-depth understanding of parental choices and the heuristic decision-making behavior associated when choosing a charter school over their assigned traditional public school. 18 Definition of Terms Charter: A performance contract that details the school’s mission, its program and goals, the population served, and ways to assess success or failure. (Buckley & Schneider, 2009). Charter School: These are publicly funded entities that operate free from either some or most of the regulations that apply to most traditional public schools (Vergari, 2014). Decision Theory: Concerned with goal-directed behavior in the presence of options (Hansson, 2005). Heurism: Describes the simple processes that replace complex algorithms (Shan & Oppenheimer, 2008). No Child Left Behind Act: The legislation was proposed by President George W. Bush on January 23, 2001. The act requires states to provide “highly qualified” teachers to all students. Each state sets its own standards for what counts as "highly qualified". No Child Left Behind requires all public schools receiving federal funding to administer a state-wide standardized test annually to all students. This means that all students take the same test under the same conditions. (U.S. Department of Education, No Child Left Behind Act, 2001). School Choice: Any policy designed to break the link between residential location and school attendance zones in order to reduce the geometric constraint inherent in traditional public schooling. (Goldhaber & Fide, 2002). Parental Involvement: Parenting behaviors directed towards children’s education. (Gonzales-DeHass, Williams & Holbein, 2005). 19 Public School: Elementary or secondary schools supported by public funds. They provide a free and appropriate education for all children in the United States. These schools are organized by public authorities and provide public access without regard to race, sex, creed or religion (Public Schools of North Carolina, n.d.). Summary Charter schools continue to grow across the United States (Estimated number of Charter Schools, 2014). The ideas of Dr. Budde and Al Shanker continue to inspire parents and educators to experiment with improving the educational system. The problem that will be addressed in this study is that charter populations are increasing at a greater rate than in past years. The primary purpose of this mixed methods research is to investigate why parents, who have no previous experience in the educational system (other than their own), are choosing to enroll their kindergarten children into charter schools over assigned traditional public schools. Heuristics are the theoretical framework that will be used in this study; specifically cues, endorsement and visual heuristics. The significance of this study will hopefully explain the decision-making processes involved when parents are selecting an educational facility for their children. 20 Chapter 2: Literature Review Overview The presence of charters schools is increasing on a national basis. The ideas of Dr. Ray Budde and Al Shanker are continuing to flourish in different communities parents are not satisfied with the local educational system. Parents view charter schools as an affordable alternative to private schools and in some cases, they avoid the lottery system that is associated with magnet schools. However, parents that do not perform due diligence a charter school prior to enrolling their children risk may risk possibility of being disappointed and frustrated with the organization. Issues such as academics, school administration, demographics, free lunch, transportation and ELL services could be very important in the successful education of a child (Strum, 2005). The primary purpose of this mixed methods research is to investigate why parents, who have no previous experience in the educational system (other than their own), are choosing to enroll their kindergarten children into charter schools over assigned traditional public schools. This research hopes to find whether parents are making heuristic decisions or performing research on charter schools before enrolling their children. Chapter 2 will discuss the theoretical framework for study, which includes (1) decision-making processes, (2) parents and information and (3) heuristics and the decision-making process. It will review the impact of charter schools on traditional public schools, parental attitudes toward public schools, and summarize the current state of charter schools in North Carolina. 21 Theoretical Framework When discussing parental choice, the theory on cognitive heuristics or “mental shortcuts” that people use when making complex decisions (Sturm et al., 2005) is of particular interest in this study. Behavioral-based decision theory is about making decisions (Hansson, 2005). A major part of daily life is about making decisions such as whether or not to eat breakfast. Decision theory, according to Hanson, is concerned with goal-directed behavior in the presence of options (Hansson, 2005). Hansson also discusses two decision theories; normative and descriptive. Normative theory involves how a decision should be made in order to be rational. Descriptive theory discusses how a decision is actually made by an individual. Normative issues include questions about making a decision when a person is unsure how to proceed due to insufficient information, how a person can synchronize decisions, and how groups can socially coordinate their decisions. Descriptive issues revolve around making decisions with empirical data (Hansson, 2005). As found in the work of Hansson (2005), the French philosopher Cordecet discussed the three stages of the decision making process. In stage one, a person examines the principles and various aspects of the issue. In stage two, the question being discussed is clarified, various opinions combine to a small number of alternatives. In stage three, an actual choice is made from the alternatives (Cordecet, 1847). Prior to an individual making a choice, a decision-making process occurs. The Sequential Approach to Decision-Making Herbert Simon has been called the “father of the sciences of decision” and he won the Nobel Prize in economics in 1978 (Pomerol & Federic, 2004). Simon coined the term 22 satisficing, a portmanteau of satisfy and suffice, in 1956 to explain the behavior of decision makers under circumstances in which an optimal solution cannot be determined (Simon, 1977). In 1977, Simon wrote that decision-making consists of four principal phases: intelligence, design, choice and review (Simon, 1977). Simon was clearly interested in the mechanics of the decision making process, in that he considers how a decision maker evaluates all the consequences and compares them with each other. He observed that decision is a matter of compromise; i.e., all decision makers have several more or less contradictory objectives in mind (Pomerol &Federic, 2004). Thus, Simon was the first to stress the multicriterion aspect of decision making (Pomerol & Federic, 2004). The work of Cordecet, Simon and Brim are each noted for advancing the idea that decision-making occurs in sequential orderly steps. Brim et al. (1963) “describe the relevance of decisionmaking studies to the investigation of social and personality variables and the significance of a sociological approach to the study of the decision process” (p. 202-203). Brim further delineated Simon’s three decision processes into six phases: 1. Identification of the Problem 2. Obtaining necessary Information 3. Production of possible Solutions for Performance 4. Selection of a Strategy for Performance 5. Evaluation of such solutions (Stopping Rule) 6. Actual performance of an Action or Actions and Subsequent Learning and Revision (Brim, 1963) 23 This is the opposite of heuristic decision-making. Heuristics involves making a decision without process. Sequential decision making describes a situation where the decision maker makes successive observations of a process before a final decision is made. In most sequential decision problems there is an implicit or explicit cost associated with each observation. The procedure to decide when to stop taking observations and when to continue is called the stopping rule. The objective in sequential decision making is to find a stopping rule that optimizes the decision in terms of minimizing losses or maximizing gains, including observed costs (Diederich, 2002). The Non-Sequential Approach of Decision-Making There is research that disputes the sequential order of decision-making. In 1972, Witte examined decision-making and offered further insight into the process. He argued that “a more realistic model should allow the various parts of the decision process to come in different order in different decisions” (Witte, 1972). He believes that humans cannot collect information without simultaneously immediately evaluating alternatives. This process forces humans to make a decision and represents the total decision-making process (Witte, 1972). This process is more aligned to heuristics. Mintzberg, Raisinghani, and Théorêt (1976) proposed a non-sequential model in which decisionmaking occurred in interconnected phases and routines rather than in linear progression. 24 . Figure 1. MRT Nom-Sequential Model for Decision-Making Process (Mintzberg, Raisinghani, and Théorêt. Reprinted from The Structure of “Unstructured” Decision Processes (p.253). by Mintzberg, Henry., Raisinghani, Duru., & Theoret, Andre. (1976, June). Administrative Science Quarterly, Volume 21. Number 2. Pages 246-275. They renamed Simon’s three phases as identification, development and selection, each with multiple routines. The authors posit that in the identification phase there are two routines. The first routine consists of the “identification of problems and opportunities through verbal data received by the decision makers " (Mintzberg, et al., p. 253). During the second routine a diagnosis, or "the tapping of existing information channels and the opening of new ones clarify and define the issues of concern" 25 (Mintzberg, et al., p. 254). In the second phase, development, options are defined and clarified by the decision-makers. The two routines in this phase are search and design. The search routine seeks to discover ready-made solutions, and the design routine seeks to discover new solutions or modifying ready-made ones (Hansson, 2005). This is the phase that is most closely related to heuristics. The third phase introduced by Mintzberg, et al. (1976) is the selection phase which has three routines. First, the screen routine is applicable only when "when search is expected to generate more ready-made alternatives than can be intensively evaluated" (p. 257). Secondly, the evaluation-choice routine is the actual choice between the alternatives. The final routine, authorization, seeks approval for the solution selected (Mintzberg, et al., 1976). Heuristics and the Decision-Making Process In discussing the decision-making process, the term “heuristic” was brought to wide attention in psychology when A. Newell and Simon (1972) used the word to describe simple processes that replace complex algorithms. A heuristic is a mental shortcut that allows people to solve problems and make judgments quickly and efficiently. It is a rule-of-thumb strategy or mental shortcut that shortens decision-making time and allows people to function without constantly stopping to think about their next course of action (What is a Heuristic, n.d.). By definition, heuristics must allow decision makers to process information in a less effortful manner than one would expect from an optimal decision rule (Shah & Oppenheimer, 2008). According to Shah and Oppenheimer, heuristics are methods for arriving at satisfactory solutions with modest 26 amounts of computation, suggesting that people seek to reduce the effort associated with decision processes. “Heuristic processing is conceptualized as a more limited mode of information processing that requires less cognitive effort and fewer cognitive resources. Such processing is not predicated on message comprehension, and it suggests an orientation in which people rely primarily on that subset of incoming information that enables them to use simple decision rules to form their judgments” (Ratneshwar & Chaiken, 1991. p. 53). Shah and Oppenheimer also mention that in judgment and decision making, a complex algorithm (weight additive rule) is used to obtain optimal decisions and judgments (Shah & Oppenheimer, 2008). This weight additive rule requires a lot of effort and cognitive ability from people (Shah & Oppenheimer, 2008). Therefore, heuristics permits people to make either a decision or choice using rule of thumb techniques (Shah & Oppenheimer, 2008). As the demands on limited cognitive resources increase, people may employ methods or strategies that reduce the effort they expend on computation. Heuristics can be referred to as methods that use principles of effort-reduction and simplification (Shah & Oppenheimer, 2008). “At its core, the weighted additive rule describes how decision makers use and integrate relevant information” (p. 208). The authors posit that the heuristics people use will reduce their cognitive demands in the decision-making process. The literature discusses many related areas of heuristics that are centered on the decision making process. To name a few, the idea of attribute substitution discusses how people make judgments and decisions by using a limited amount of information. This idea states that decision makers may substitute a piece of readily available information for information that might be difficult to access but more likely to 27 yield accurate judgment; hence they use the answer to an easy question to solve a related problem (Kahneman & Frederick, 2002). Brand name heuristics states that people more favorably evaluate products with positively intrinsically attractive brand names (Maheswaran, Mackie, & Chaiken, 1992). The endorsement heuristic suggests that people will find messages more convincing if a positively regarded organization endorses them (Forehand, Gastil, & Smith, 2004). The expertise heuristic states that experts will convince people more effectively than novices (Ratneshwar & Chaiken, 1991). Shah and Oppenheimer posit that all the framework of heuristics depends on one or more of the following: 1. Examining fewer cues. 2. Reducing the difficulty associated with retrieving and storing cue values. 3. Simplifying the weighting principles for cues. 4. Integrating less information. 5. Examining fewer alternatives (Shah and Oppenheimer, 2008). They continue to hypothesize that people may use them, even if they are not consciously aware of having adopted the heuristic framework. Shah and Oppenheimer indicate that such a framework allows us to understand heuristics by highlighting the role of reducing the effort required by a task, thus simplifying the decision-making process. Because heuristics provide cognitive efficiency, they should be relied upon more heavily in more cognitively complex situations, and/or for decisions that involve more difficult choices (Lau, Richards and Redlawsk, 1991). Cues. The decision-making process is typically based on available information or a cue. 28 The traditional definition of a “cue” is a piece of information (Shah &Oppenheimer, 2008). According to Kahneman and Frederick (2002) cues can be broken down into subparts. Shah and Oppenheimer use the example of sportscasters that refer to the “athleticism” of players in various sports. They state that this cue (or piece of information) can be broken down into more basic elements or subsets of cues such as speed, strength, and height. They posit that in many cases only a subset of the available cues is actually used when making a decision, and this behavior could be described as heuristic. Endorsement and Visual Heuristics. Endorsements are a type of information that has heuristic value which can weaken the correctness of decision-making. A person could learn of a relevant interest group’s endorsement for a particular issue and rely on that endorsement in making a decision, thus deferring the required tough cognitive effort and entrusting it to others prior to making a decision. (Lau & Redlawsk, 2001). However, that decision may not have the heurist’s desired results. Another example of endorsement heuristics would be visual images. Appearances or visual images can be heuristically important when making important decisions. “Visual images are so pervasive in the social world that researchers rarely consider their heuristic value. A single picture or image provides a tremendous amount of information including gender, race, and age, and often general likableness, which immediately brings many social stereotypes into play (Lau & Redlawsk, 2001). Visual images can illicit emotions and therefore judgments about various situations; this can sometimes be misleading in the determination of accuracy and value of information. When certain images become disproportionately available even otherwise reliable 29 personal judgments could be mistaken (Lau & Redlawsk, 2001). Hence, appearances or visual images have the potential to cause a person to make an inaccurate heuristic decision regarding an important decision, such as choosing an educational facility for a child. Cues, endorsement and visual heuristics are the focus of this study due to the decision(s) being made by parents. The History of Charter Schools in North Carolina Rep. Steve Wood (R–Guilford) and Sen. Wib Gulley (D–Durham) introduced charter school legislation in 1994. The North Carolina Family Policy Council (NCFPC) focused on the ineffective education policies including substantial increases in public education funding that failed to raise test scores or lower illiteracy rates (North Carolina Primer on Charter Schools, 2010). Over the next year, parents and conservative leaders in the state called for education reforms and parental choice. The NCFPC worked with Senator Wib Gulley and Representative Steve Wood and developed charter school legislation acceptable to the leadership of the North Carolina House and Senate. A compromise proposal, which included a 100-school cap was drafted in 1996 and Republican Speaker Harold Brubaker and his counterpart in the Senate, Democrat President Pro Tempore Mark Basnight, agreed to the provisions in the bill, and North Carolina’s charter school legislation passed on June 21, 1996 (North Carolina Primer on Charter Schools, 2010). The 100-school cap was reached in 2001 and during that time, the state’s Charter School Advisory Board recommended raising the cap by 10% each year. In 2002, the State Board of Education asked the General Assembly to raise the cap by 10 schools. During the 2001-2002 session of the General Assembly, Representatives John Blust (R-Guilford) and Leo Daughtry (R-Johnston) introduced a bill to eliminate the 30 cap altogether. However, anti-charter school forces such as the North Carolina Association of Educators (NCAE) worked successfully to block this and similar bills (North Carolina Primer on Charter Schools, 2010). Between 2002 and 2007, parents began to increasingly seek charter schools as an alternative to traditional public schools (http://johnlocke.org/acrobat/policyReports/10yrsncchartersexcellence.pdf). Parents welcomed the educational opportunities, diverse curriculum and instructional methods offered by the state’s charter schools. Parents were more satisfied by the disciplinary policies at charter schools and felt that they were safer that public schools (Ten Years of Excellence, 2007). Also, NC DPI’s 2005-06 Annual Study of Suspensions and Expulsions revealed that short-term suspensions in charter schools decreased by 30 percent from 2004-05 to 2005-06 (Annual Study of Suspensions and Expulsions, 2007), Specifically, short-term suspensions received by black students in charter schools decreased 34.3 percent, and suspensions received by white students decreased 19.9 percent (Annual Study of Suspensions and Expulsions 2007). These factors helped to promote the increased presence of charter schools in North Carolina. In the 2007 study by Robert Bifulco and Helen Ladd (Bifulco & Ladd, 2007), it stated that charter school students lag behind public school students on end-ofgrade tests and the 2007 report by the North Carolina Center for Public Policy Research (Bifulco & Ladd, 2007) came to a similar conclusion. NCCPPR also warned that charter schools were racially imbalanced. They reported that more than one-third of North Carolina charter school students are black and that fourteen charter schools have a student body that is more than 95% black (Bilfulco & Ladd, 2007). This has led critics like Bifulco and Ladd to accuse charter schools of resegregation (North Carolina Primer 31 on Charter Schools, 2010). Presently, there are 148 charter schools in North Carolina, according to the North Carolina Department of Public Instruction. In January, 2015, the State Board of Education granted final approval to 11 charter applications at its regularly-scheduled January meeting. These charter schools will be opening to serve students in August 2015: Charlotte Lab Excelsior Classical Ignite KIPP: Durham Preparatory Winterville Charter Academy (formerly Patriot Academy) PAVE SE Raleigh Piedmont Classical Queen City STEM Shining Rock Classical VERITAS Community School Youngsville Academy In February 2015, the State Board of Education granted final approval to the two applications for the Virtual Pilot Program at its regularly-scheduled February meeting. These charters will be opening to serve students in August 2015: NC Connections Academy NC Virtual Academy 32 In March 2015, the State Board of Education granted final approval to the following accelerated charter application at its regularly-scheduled March meeting. This charter will be opening to serve students in August 2015. Northeast Academy of Aerospace and Advanced Technologies Traditional versus Charter Schools A Nation at Risk indicated that our students and school systems were academically behind our international competitors and that our educational system must change in order for our students to compete globally (A Nation at Risk, 1983). According to Buckley and Schneider (2009) charter schools are expected to create innovative educational programs in order to meet the challenge of global competition. In February, 2015, President Obama unveiled his proposed budget for Fiscal Year 2016, which includes $375 million for the Charter Schools Program – a 48 percent increase over the $253.1 million included in the FY2015 Omnibus Appropriations Act (National Alliance Applauds President Obama, 2015). This showed that the Obama administration supported the growth of charter schools by providing additional financial support for this sector of education in the United States. Charter schools are changing public and private school enrollment patterns across the United States (Buddin, 2012). “Charter schools are likely to have their most direct effects on traditional and private schools with students in similar grades. A new charter elementary school is likely to have a more direct effect on enrollments at nearby traditional and private elementary schools, but charter competition may also have indirect effects on other schools as well. For example, the success of an elementary school charter may encourage groups to start charters at the middle or high 33 school level. Similarly, if charters are deemed successful in one community, then parents might promote new charters in their own community” (Buddin, 2012, page 5,). Buddin found that while most students are drawn from traditional public schools, charter schools are also taking significant numbers of students from the private education market and present a serious impact on the private education market (Buddin, 2012). He found that the shift of students from private to public schools represents a significant shift in the financial burdens for education from the private to the public sector (Buddin, 2012). In his dissertation, Cedric Stone stipulates that class size, academic performance, attendance rates, suspension rates, student-to-teacher ratio and teacher ratio have caused great alarm in the academic community (Stone, 2010). Parents may believe that the Charter school atmosphere is more conducive to enhancement of their child’s academic performance. School attendance is another important comparison point between traditional public schools and charter schools. According to Hoffman, Llagas and Snyder (2003) when absenteeism increases the learning opportunities for students decrease. This is a critical point since the school environment is a primary place where children learn the importance of obtaining an education. If a child does not attend classes, then it becomes more difficult for that child to achieve academically. In a 2015 report, the website Public School Review listed the 10 major challenges facing public school. These include the following: 1. Classroom size. Classroom sizes are increasing as budgets are being cut. Most teachers indicated that they cannot effectively teach if the population in the classroom exceeds 30 students. 34 2. Poverty: Students that get less sleep or not enough to eat are less likely to perform at a high academic level. These students typically have a high dropout rate. 3. Family factors: What is going on at home will impact student performance. Divorce, domestic violence, drugs and other concerns are things that students bring with them to the classroom on a daily basis and will impact academic performance. 4. Technology: Technology at school is not keeping pace with what students are learning. Also, some students do not have access to technology at home. 5. Bullying: Technology has given bullies even more avenues to torment their victims – through social networking, texting and other virtual interactions. Cyberbullying has become a major issue for schools, as evidenced by the number of suicides that can be directly traced to bullying events. 6. Student Attitudes and Behavior: Many public school teachers cite student attitudes, such as apathy and disrespect for teachers, as a major problem facing schools. 7. No Child Left Behind: Although the current Obama Administration is working to reform NCLB policies, the focus in education on both the national and state level continues to be on the testing process. Student test scores are now being used by a number of states as a way to evaluate teacher performance, putting even more pressure on faculty in schools to teach to the tests. 8. Parent Involvement: Some parents won’t be seen for the entire school year, no 35 matter what sort of issues might arise. Others never seem to go away, hovering over the child and teacher and interfering with the education process. 9. Student Health: Obesity has reached epidemic proportions in the U.S., and the same poor eating habits that led to the obesity problem may also be contributing to lower student achievement. Obesity also increases a student’s risk for other conditions, like diabetes and high blood pressure, which could result in higher absenteeism and more academic issues. 10. Funding: have created huge problems for most public schools in recent years. Less funding means smaller staffs, fewer resources and a lower number of services for students (10 Major Challenges, 2015). Charter schools are seemingly addressing most, if not all of these critical parental concerns as this sector of the educational systems continues to grow nationally (Stone, 2010) . Some charter schools have smaller student to teacher ratios, they have modern technology, some require parental involvement and funding is provided through student enrollment. Parents are responding, positively, by making the decision to enroll their children into charter schools (Stone, 2010). Reasons for Parental Choice and Attitudes In theory, parents will choose a school that provides the best available and affordable education for their children. Hence, market forces should prompt traditional public schools to implement changes to improve their student outcomes and avoid losing students (Twin Cities, 2008). This argument assumes that parents are motivated. School choice is irrelevant if parents do not act to move their children from failing schools; expanded choice options are not important in such a scenario (Twin Cities, 2008).Only 36 one in three percent of the 3.5 million parents that had the choice to move their children from failing school in the No Child Left Behind Act have actually done so (Bell, 2005). The argument also assumes that parents make school choices based upon academic achievement (Twin Cities, 2008). When parents choose schools based upon income and race, as opposed to academic achievement, it leads to segregation rather than improved academic outcomes (Schneider & Buckley, 2007). But if parents are making choices based on limited information or bad information they run the risk of becoming disappointed with the entire educational system. It is important to understand, as this research hopes to show, why parents are choosing charter schools and the heuristic behavior associated with their choice. The 46th Annual PDK/Gallup Poll of the Public’s Attitude toward the Public Schools (2014) found the following facts: 1. 32% of Americans believed that lack of financial support is one of public school’s biggest problems. 2. A majority of Americans reject using student scores from standardized tests to evaluate teachers. 3. 12% Americans would give their public school the grade of A, 38% a grade of B, 31% a grade of C , 11% a D and 6% a grade of E (The Public’s Attitude toward the Public Schools, 2014). This poll is conducted on an annual basis. The goal of this poll was to elucidate the opinions of Americans, 18 years and older, about the nation’s educational system. During telephone interviews, 1,001 adults were surveyed with at 95% Confidence Interval with a sampling error of +/- 4.6%. More than 70% of Americans said new 37 teachers should spend at least a year practice teaching under the guidance of a certified teacher before assuming responsibility for their own classrooms (The Public’s Attitude toward the Public Schools, 2014). More than 80% of Americans said teachers should pass board certification in addition to being licensed to practice, similar to professions like medicine and law (The Public’s Attitude toward the Public Schools, 2014). Four of 10 Americans agree that the school year should be longer and include a shorter summer break with longer breaks at other times of the year. About three of 10 Americans support a longer school day (The Public’s Attitude toward the Public Schools, 2014). Six of 10 American public school parents agree that their child’s school supports higher levels of well-being, and over half said their child’s school encourages their child to build strong relationships with friends and family members (The Public’s Attitude toward the Public Schools, 2014). This is indicative of the various reasons why parents are choosing charter schools over traditional public schools. The Fedewa Study Michael Fedewa’s dissertation, North Carolina Charter School Choice: Selection Factors and Parental Decision-Making (2005) illuminated and isolated those qualities that parents sought and desired in their children’s charter school. His quantitative study was designed to examine the decision-making process used by parents who selected charter schools. He investigated the 16 selection factor including curriculum, class size and school size (Fedewa, 2005). He employed these 16 factors as research questions and showed that parents organized these selection factors into three categories: (1) academic quality; (2) administrative factors and (3) program elements. He also found that the race of the parent, income of the parent and education level of the parent could influence the 38 decision of the parent (Fedewa, 2005). Sixteen charter schools in North Carolina were invited to participate and thirteen agreed to participate in his study. They represented the piedmont, central and western regions of the state and were kindergarten to grade eleven. He distributed 2,325 surveys with 903 being completed; a return rate of 39%. He found that a large number of respondent’s children had not attended school prior to enrolling in a charter school. He also found that school size and the perception that charter schools had better teachers were chosen most frequently by parents as most important to them in the selection of a charter school. Of the 16 factors elucidated above, parent indicated that teacher quality was most important, followed by academic standards, and the amount of individual attention provided by teachers (Fedewa, 2005). These data support the research by Noblit & Corbett (2001) and Vanourek, e. al,. (1997) which found that parents felt charter schools were better than other types of school options relative to class size (69%), individual attention by teachers (69%) and school size (68%). Fedewa’s research helps to explain the growth of charter schools in North Carolina but does not address the role of heuristics in the parental decision making process in the selection of a charter school to educate their children, which this study hopes to address. Summary This chapter will introduce the theoretical framework of the decision-making process. It will delineate the various aspects of heuristics and the role it has in how a person makes decisions. Next, the history of charter schools in North Carolina will be discussed and a description of how the legislative process evolved that led to the eventual lifting of a cap on charters schools. An explanation of charter schools versus traditional schools will be explored which included how parents feel about public schools and how 39 charter schools are addressing different areas of parental concern. Finally, the Fedewa study will be discussed which provided qualitative reasons why parents choose charter schools. 40 Chapter 3: Methodology Overview Chapter 1 discussed the increasing national presence of charter schools on a national basis. Parental due diligence and the ideas of Dr. Ray Budde and Al Shanker were delineated relative to the idea of parental due diligence in choosing a charter school over a traditional public school. Academics, school administration, demographics, free lunch, transportation and ELL services were explored as potential factors in the long-term impact that charter schools could have on society. Chapter 2 will discussed the theoretical framework for study, which includes (1) decision-making processes, (2) parents and information and (3) heuristics and the decision-making process. It will review the impact of charter schools on traditional public schools, parental attitudes toward public schools, and summarize the current state of charter schools in North Carolina. This chapter will discuss the selection of participant, focus groups and interviewees. It will delineate instrumentation and readability of the survey, research design as well as the procedures for data collection and analysis. Purpose of Study The primary purpose of this mixed methods research is to investigate why parents, who have no previous experience in the educational system (other than their own), are choosing to enroll their kindergarten children into charter schools over assigned traditional public schools. The researcher is investigating how cues, endorsement and visual heuristics played role (if any) in their decision-making process. 41 Research Questions 1. Which selection factors (e.g., academic quality; administrative factors and program elements) are most influential in parental choice of charter schools? 2. How do cues, endorsement and visualization heuristics play a role in the decision-making process when a choosing Charter School for the first time? Research Design The research methodology selected for this study is an explanatory mixed methods design. “This approach involves a two-phased project in which the researcher will collect quantitative data in the first phase, analyzes the results and the uses the results to plan (or build on) the second, qualitative phase. The quantitative results will inform the types of participants to purposefully selected for the qualitative phase and the types of questions that will be asked of the participants. The overall intent of this design is to have the qualitative data help explain in more detail the initial quantitative results” (Creswell, 2014, page 224). This approach is appropriate for this study because the researcher hopes to inform the quantitative phase (survey) using qualitative data (focus groups and interviews). This two-phased study will begin with a quantitative data collected through a web-based survey and followed by qualitative data collected through focus groups and interviews to elaborate on the quantitative data (Creswell, 2014). Phase I of this study will use a web-based program to conduct a survey with parents that have a child enrolled in a charter school. The purpose of the survey is to identify the frequency associated with various selection factors when choosing an educational facility for a parent’s child. 42 Parents will be asked to choose the selection factors in terms of importance in choosing a charter school. Phase 2, focus groups and interviews with parents, will explore the decision-making actions that led to frequency of the selection factors by parents when choosing a charter school. The focus group and interview questions will provide rich details not available in the quantitative surveys. The focus groups and interviews will delve deeper into the decision-making processes of the parents, and determine if either cues, endorsement heuristics or visual heuristics were was a part of their selection process. This research is a modification of previous doctoral work performed by Michael Fedewa in his dissertation entitled “The North Carolina Charter School Choice: Selection Factors and Parental Decision-Making” (2005). The current researcher did obtain written permission from Fedewa to modify his dissertation (see Appendix A). In his work, Fedewa quantitatively explored parents’ decision-making processes and those items that attracted them to enroll their children into a charter school. He performed data analysis on information collected from thirteen charter schools located in various counties across North Carolina. The schools included grade levels kindergarten to eleventh grade, they were racially mixed and varied in student population. Fedewa did not perform any qualitative analysis of the survey respondents. The addition of qualitative analysis (focus groups and interviews) to Fedewa’s research will be the primary modification to his work, as this will increase the body of knowledge surrounding why parents made their choices and the heuristics involved during the decision-making process. Confidentiality Confidentiality will be maintained on the online survey by aggregating all of the responses to identify trends in intervention selections. Focus group and interview 43 participant names will be kept separate from reporting forms and data will be recorded in the database according to a numerical identification code. Focus group and interview participant data will be reported by a lettering system to maintain anonymity. For example, the schools will be lettered A, B and C while focus group and interview participants will be assigned a distinctive number. Survey, focus group and interview confidentiality will be maintained during the reporting phases of this research by storing the recordings and the researcher notes on an encrypted USB device in a secure location inaccessible by any unauthorized person. Conflict of Interest The researcher worked as the Director of Science, Technology, Engineering and Mathematics for a charter school for six months. The Conflict of Interest could be the fact that the researcher has previously worked in a charter school and may view the data, interviews and focus groups with bias. This bias will be overcome by having an SME review the survey instrument, focus group instrument and interview instrument. Participants The selection of survey participants for this research will be done using purposive selection. According to Creswell, “…to purposefully select participants or sites means that qualitative researchers select individuals who will best help them understand the research problem and the research question” (Creswell, 2014, page 246). In this study, three charter schools will be purposively selected from the Piedmont area of North Carolina. In order to provide anonymity, a limited general description of the schools is provided in this study. The schools will be selected based upon having, at a minimum, a kindergarten grade level. The schools will have been in operation for at least 2 years. The 44 schools will have different demographics, socioeconomics and curriculums. This is critical to the study, since all parents will be enrolling their kindergarten children into school for the first time. Parents will meet the following specific criteria: (1) their children will be enrolled in the selected charter school; (2) parents had the option of choosing an assigned public school to enroll their child; (3) the parent had no previous experience with either charter schools or traditional public schools. The surveys will be sent to approximately 300 participants with an expected return rate of 32% or 96 participants. Demographic data of the participants will be provided in Chapter 4. Selection of Focus Group Focus group members will be randomly selected from convenience samples. Randomization helps ensure a nonbiased cross-section, essentially giving everyone in the pool an equal chance of selection. Randomization is an effective strategy to minimize selection bias. A convenience sample is simply one where the units that are selected for inclusion in the sample are the easiest to access (Convenience Sampling. n.d.). The researcher will draw names out of a hat to select from a list of parents from the principal of the school. This process will be repeated until 6 names have been selected. Those participants will be contacted in the same manner as the survey in an email that will be blind-copied. This will be done at the design of the researcher to minimize participant knowledge of focus group members. The researcher will give the requested participants 5 business days to respond, then will send a follow-up email. If no response is returned within 2 additional business days, another name will be selected using the original selection procedure. This procedure will be repeated, as necessary, until a focus group composed of 6 parents who have no previous experience in the educational system, other 45 than their own has been attained or all participants have been exhausted. Focus groups will be conducted at three charter school sites between 1-4 weeks after the end of the survey. The focus groups will last between 45 minutes and one hour. The researcher will request, from the school administrator, a conference room at each school that will be used to provide a comfortable environment for the parents. This space will allow participants to sit comfortably and still create an intimate environment for discussion among the participants. The researcher will facilitate the discussion among the participants using questions and protocol generated by the researcher. The researcher will take notes during the session. Audio recordings of the sessions will be taken on a recording device to ensure that all information will be captured for review by the researcher. Selection of Interviews Parents will be randomly selected from convenience samples via a list provided by the principal of the school. According to Creswell (2013), sample size depends on the qualitative design being used. He suggests that for interviews four participants is sufficient (Creswell, 2014) Hence, the researcher will interview four parents from each school for this study. The interview will last between 45 minutes and one hour. The researcher will request, from the school administrator, a conference room at each school that will be used to provide a comfortable environment for the parents. This space will allow participants to sit comfortably and still create an intimate environment for discussion among the participants .Interviewees will meet the following specific criteria: (1) their children will be enrolled in the selected charter school; (2) parents had the option of choosing an assigned public school to enroll their child; (3) the parent had no previous experience with either charter schools or traditional public schools. Interview questions 46 will be developed after coding focus group data for themes. The researcher will take notes during the session. Audio recordings of the sessions will be taken on a recording device to ensure that all information will be captured for review by the researcher. Quantitative Instrument The data collection instruments will be designed specifically to facilitate the development of credible, valid, and reliable findings that would address the research questions. The first instrument is a survey. Respondent fatigue is a well-documented phenomenon that occurs when survey participants become tired of the survey task and the quality of the data they provide begins to deteriorate. It occurs when survey participants' attention and motivation drop toward later sections of a questionnaire. Tired or bored respondents may more often answer "don't know," engage in "straight-line" responding (i.e. choosing answers down the same column on a page), give more perfunctory answers, or give up answering the questionnaire altogether (Respondent Fatigue, 2008). To address this threat, the web-based survey will be designed to take 30 minutes or less to complete. This will address the tendency of participants to not complete the survey or to answer the questions without careful consideration. A quantitative web-based survey will be used to determine the selection frequency of following parental choice factors: (1) curriculum, (2) individual attention by teachers, (3) class size, (4) school size, (5) program elements, (6) other extracurricular activities, (7) administrative qualities (8) people running the school, (9) opportunities to participate, (10) how much the school expects from parents, (11) academic standards for students, (12) academic quality (13) quality of teaching, (14) academic standards for students, (15) technology, (16) school facilities, (17) transportation/location of school (18) food (19) accessibility and openness. 47 Fedewa’s survey instrument is a modified version of the original 1997 national study entitled “Charter Schools in Action” (Vanourek, e. al., 1997). The survey instrument used in this study is located in Appendix B. As modified by this researcher, Fedewa’s survey instrument was redesigned to determine the selection frequency of various choice factors, by parents, when deciding on an educational facility for their children. The instrument survey will ask the participants to select each factor in their decision to enroll their student into a charter school using a 5-point Likert scale. Text boxes for each selection factor will gather data on how important these factors were when parents were making an enrollment decision. To ensure validity and reliability, the survey instrument will be validated by two SMEs in charter administration. The validation will focus on insufficient definitions, variable measures, and whether the data collected will provide the information needed to answer the research questions (Creswell, 2014). Feedback from the two SMEs on the survey will help reduce the threats to the validity and increased the reliability of the instrument. Pilot Test. Tracking undeliverable emails will inform the sampling procedure and response rate (Kaplowitz, 2004). The pilot test was conducted by the researcher meeting with the principal to explain the purpose of the research and asking for permission the survey kindergarten parent population at the school. The principal agreed and asked that the researcher to email the survey to his office so that he could distribute it to the kindergarten parents. The survey was emailed via SurveyMonkey to the principal and he forwarded it to 100 parents and 60 responded. Thus, the pilot study generated a 60% response rate. This is unusually high for an online survey, but could be attributed to the 48 fact that the researcher is a parent at the charter school where the pilot survey was conducted. According to the website Super Survey.com, an acceptable response rate is 32% (Response Rates, n.d.). The researcher will expect at 32% response rate for this study, since the researcher will have no historical affiliation with the schools. Emails will be sent (via school administration) to announce the survey in advance, to explain the purpose of the survey, and to identify the benefits of participation. Emails will also be used as reminders to complete the survey. The survey will be conducted using a webbased program to collect quantitative data on the relative importance parents place on certain categorical factors regarding school choice. For those parents that do not have access to the internet, but volunteer to participate in the study, surveys will be administered and collected at the school by administration. Readability of the Survey Instrument. The researcher determined the readability of the survey instrument since understanding the questions being asked will be essential to eliciting honest and complete responses. The researcher’s implementation of this specific readability assessment was influenced by the continued use by the U.S. Department of defense and U.S. Navy (Flesch Ease Readibility, (n.d.). According to the website ‘The Writer” the FleschKincaid Reading Ease Score is the most widely used readability checker when compared to other readability tests like the Gunning Fog Score and the SMOG (Simple Measure of Gobbledygook) (The Writer, n.d.). The Flesch-Kincaid Reading Ease Score provides a numerical score on a scale of 1 (low readability) to 120 (high readability) and an associated grade level (K-12) that a parent would need to be at in order to clearly understand the quantitative phase of this research project. (Plain Talk, n.d.). According 49 to the results of Dr. Flesch’s research, 83% of Americans scored in the range of 60-70 (Flesch, 1946). In order to determine the readability of the survey instrument used in this study, the current researcher performed a readability test to ensure that his questions would be understood by a universal audience of parents that have children enrolled at charter schools. The current researcher inserted the instrument into the Reading Ease Assessment (this is an online process) and obtained as score of 59.1. This readability score indicates that parents who participate in the qualitative portion of this research will have an education level equivalent to the 8th-9th grade level (Readibility Score, n.d.). Based upon the readability score of the survey instrument that will be used in this research, parents should be able to read and comprehend the questions being asked in Phase I of this study. Qualitative Instruments Focus Group. The focus group questions will be constructed from the answers provided in the survey instrument. The researcher will ask the participants to comment on their responses to the survey instrument used in the quantitative phase of this study. The focus group instrument will include the heuristic decision-making processes of cues, endorsement and visualization. This is appropriate because since they completed the survey, these parents will represent the characteristics being studied and will be able to contribute to the goals of the study (Arcury & Quandt, 1999). The survey will provide data regarding the frequency of parental selection factors. The focus groups will explore the role cues, endorsement and visual heuristics played in the decision-making process. To ensure validity and reliability, the focus group instrument will be validated with a SME in 50 charter administration. The validation will place emphasis on insufficient definitions, variable measures, and whether the data collected will provide the information needed to answer the research questions (Creswell, 2014). The Focus Group Protocol and Consent forms are located in Appendix C. Interview Instrument. The researcher will ask the participants to comment on responses from the focus groups. The interview instrument will include the heuristic decision-making processes of cues, endorsement and visualization. This is appropriate because interviewees will be able to expound on the views of a similar population and provide a deeper understanding of parental choices and heuristics. To ensure validity and reliability, the focus group instrument will be validated with a SME in charter administration. The validation will place emphasis on insufficient definitions, variable measures, and whether the data collected will provide the information needed to answer the research questions (Creswell, 2014).The interviews will last between 30 minutes and 45 minutes. The Interview Protocol and Consent forms are located in Appendix D. Data Collection Procedures Survey. Providing the participant with information about the purpose of the study and targeting the survey to people with salience has been shown to increase survey response rates (Bean & Roszkowski, 1995). The data will be collected using a web-based program. The participants will be emailed a link to the survey by the principal of the school. The information provided to the participants will explain that individual responses are confidential and that results will be reported only in an aggregate form. In addition, the 51 information will assure participants that the web-based survey should take no longer than 30 minutes to accurately complete. Upon completion of the survey, the participants will submit their survey via the web-based program. To increase the response rate, two reminder emails with the link to the survey will be sent by the principal of the school to the participants over the subsequent two weeks (Heberlein & Baumgartner, 1978). Focus Groups. Focus group questions will be designed to gather pertinent data from the participants in an effort to answer the research questions that guided this study. Focus groups will be used as a means to conduct a systematic search for meaning (Hatch, 2002). The researcher will conduct the 3 focus groups which will include 6 participants per focus group. The semi-structured focus groups will follow an open framework and encourage conversational communication (Spradley, 1979). The focus groups in this study will consist of questions that are both open-ended and structured. This will allow for questions to be rephrased, added, or emphasized as needed during the interviews. The focus groups will be recorded using a digital audio recorder in combination with handwritten notes. The digital recordings will be transcribed, as suggested by Merriam (1998), and saved as a Microsoft Word document. Handwritten notes will be recorded in a notebook by the investigator during focus groups. Focus group sessions will last 30-45 minutes. Transcriptions from the focus groups will be used to identify emerging topics and themes important to this study. Interviews. Interview questions will be designed to gather pertinent data from the participants in an effort to answer the research questions that guided this study. Interviews will 52 be used as a means to conduct a systematic search for meaning (Hatch, 2002). The researcher will conduct 4 parent interviews per school. The information collected from interviews will be analyzed to identify reoccurring themes, discover relationships, develop explanations, and generate theories related to parental selection of charter schools as opposed to traditional public schools. Interviews with individual parents will be conducted to gather pertinent data from the participants in an effort to answer the research questions that guided this study. The interview questions will be developed from the answers provided in the survey instrument and focus groups. The semi-structured interviews will follow an open framework and encourage conversational communication (Spradley, 1979). The interviews in this study will consist of questions that are both openended and structured. This will allow for questions to be rephrased, added, or emphasized as needed during the interviews. The interviews will be recorded using a digital audio recorder in combination with handwritten notes. The digital recordings will be transcribed, as suggested by Merriam (1998), and saved as a Microsoft Word document. Handwritten notes will be recorded in a notebook by the investigator during interviews with each parent to assist with pattern identification and reflection of communications with school leaders. Interviews will last 30-45 minutes. Transcriptions from interviews will be used to identify emerging topics and themes important to this study. Data Analysis According to Creswell quantitative and qualitative databases are analyzed separately in the Explanatory Sequential Mixed Methods Design (Creswell, 2014). He 53 also indicates that because analysis proceeds independently for each phase of the research, it can be easier to accomplish for the researcher since the data builds upon the other and collection can be spread over time (Creswell, 2014). The survey instrument response options on the 5-point Likert Scale will be given the following numbers; 1strongly agree; 2-agree; 3-neutral, 4-disagree; 5-strongly disagree. Descriptive statistics will be used in this study to measure the frequency of selection. Descriptive statistics is the term given to the analysis of data that helps describe, show or summarize data in a meaningful way such that, for example, patterns might emerge from the data (https://statistics.laerd.com/statistical-guides/descriptive-inferential-statistics.php). The Likert scale responses will be measured at a 0.5 significance level (or p-value of 0.5) using chi square. The measure of central tendency the researcher will be using in this study will be the mode. The mode is the most frequently occurring score or value (http://www.fgse.nova.edu/edl/secure/stats/lesson1.htm). The mode is used for categorical data when a researcher wants to know what is the most common category (https://statistics.laerd.com/statistical-guides/measures-central-tendency-mean-modemedian.php). Data computation and analysis will be conducted using the SPSS statistical package. This data will be used as a launching pad for the study (focus groups and interviews). The researcher will use the following seven (7) steps in determining codes and themes that emerged in this study (via surveys, focus groups and interviews), as postulated below by Creswell (2014). 1. Raw Data: The researcher will collect of field notes, transcripts, images, etc. 54 2. Organizing and Preparing Data for Analysis: The researcher will transcribe interviews, optically scanning material, typing field notes, cataloging and sorting and arranging data into different types. 3. Reading through all Data: The researcher will read each transcript and review hand written notes in order to determine what general ideas are participants saying; what is their tone; what is the overall depth, credibility and use of the information. 4. Coding the Data: The researcher will color code words and phrases that were repeated during the interview process with parents. Data will be organized by chunks or brackets and writing a word that represents a category. 5. Theme and Discussions: The researcher will use the coding process to generate a description of the setting or people as well as categories or themes for analysis: (description means a detailed explanation of information about people, places or events in a setting). The researcher will generate major themes that will be used as major headings in the Findings sector of this document. Each theme will be supported with diverse quotations and specific evidence. 6. Interrelated Themes/Description: The researcher will use figures, tables, etc. to convey the findings of the analysis. This will be accompanied with a discussion of themes, specific illustrations, multiple perspectives from individuals and quotations. 55 7. Interpreting the Meaning of Themes/Descriptions: The researcher will ask “What lessons were learned?” “What questions need to be asked?” (Creswell 2014, page 197 ). The insights obtained from the focus groups will provide richer details about why parents frequently chose specific selection factors identified in quantitative phase of the explanatory mixed methods design, and what role did heuristics play a role during their decision-making process. Triangulation of data (e.g., surveys, focus groups and interviews) will be used to establish valid themes once they have been coded. A triangulation approach to the mixed methods design will assist the researcher in identifying relationships or links between the data and draw complementary patterns and themes of the phenomena being investigated through comparing and contrasting of quantitative results and expand on the qualitative data (Creswell, 2014). Summary A survey instrument will be employed in this study to gain a deeper understanding of why parents, with kindergarten-aged children, are choosing charter schools over assigned traditional public schools. These quantitative results will hopefully provide a better understanding regarding what parent’s value most when considering the education of their children. Three schools were chosen from the Piedmont area of North Carolina. Participants for the study were randomly selected from a convenience sample. 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Retrieved from http://johnlocke.org/acrobat/policyReports/10yrsncchartersexcellence.pdf “Ten Reasons Why Private School Vouchers Should Be Rejected,” Church & State (February 2011), www.au.org/ church-state/february-2011-church-state/featured/10reasons-why-private-school-vouchers-should-be. The Flesch Ease Readability Formula. (n.d.,n.p.) Retrieved from http://www.readabilityformulas.com/flesch-reading-ease-readability-formula.php. The Writer. (n.d., n.p.). Retrieved from http://www.thewriter.com/what-wethink/readability-checker/ U.S. Department of Education, The National Commission on Excellence in Education, A Nation at Risk: The Imperative for Educational Reform, April 1983. U.S. Department of Education, No Child Left Behind Act, 2001. (SEE Cedric Stone Dissertation). Vanourek, B., Manno,B., Finn,C., & Bierlien, L. (1997). Charter schools as seen by those who know them best: Students, teachers, parents. New York City: Hudson Institute – Fordham Foundation. Vegari, S. (2007). The politics of charter schools; Educational Policy, 21:15. What is a Heuristic: Theories. (n.d., n.p.) Retrieved from http://psychology.about.com/od/hindex/g/heuristic.html Witte, Eberhard., Joost, Norbert., & Thimm, Alfred L. (1972). Decision-Making Processes: The Phase Theorem. International Studies of Management & Organization. Vol. 2, No. 2. Summer. Pages 156-182. Zgainer, Allison, Kerwin, Kara.(2015) Charter School Laws Across the States: Rankings and Scorecard. 65 Appendix A Fedewa’s Permission 66 Jonathan Pullin <[email protected]> 6/16/14 to Michael Hello Dr. Fedewa: My name is Jonathan Pullin and I am a doctoral candidate at Gardner-Webb UniversityCharlotte Cohort. I am interested in replicating your dissertation; taking you suggestion for further research implications (#5) and applying your study to several small charter local charter schools located within the Charlotte regional area. My cell number is 980-829-7304 if you would like to discuss my research interests further. Thank you for your time and consideration of my request. Mike Fedewa <[email protected]> to me Sure Jonathon. Feel free. Good luck. Mike Fedewa. Sent from the iPhone of Dr. Michael J. Fedewa 6/16/14 67 Appendix B Survey Instrument 68 Parental Choice Survey Instrument 1. How important was "Curriculum" in your decision to enroll your child into a Charter School? How important was "Curriculum" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not Very Important 2. How important was "Individual attention by teachers" in your decision to enroll your child into a Charter School? How important was "Individual attention by teachers" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 3. How important was "Class size" in your decision to enroll your child into a Charter School? How important was "Class size" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 69 4. How important was "School size" in your decision to enroll your child into a Charter School? How important was "School size" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not Very Important 5. How important were "Programs" in your decision to enroll your child into a Charter School? How important were "Programs" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 6. How important were "Extracurricular activities" in your decision to enroll your child into a Charter School? How important were "Extracurricular activities" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 7. How important were "Administrative Qualities" in your decision to enroll your child into a Charter School? How important were "Administrative Qualities" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 70 8. How important were "People running the School" in your decision to enroll your child into a Charter School? How important were "People running the School" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very important 9. How important were "Opportunities to participate" in your decision to enroll your child into a Charter School? How important were "Opportunities to participate" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 10. How important was "School expectations of the Parent(s)" in your decision to enroll your child into a Charter School? How important was "School expectations of the Parent(s)" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 11. How Important were "Academic standards for students" in your decision to enroll your child into a Charter School? How Important were "Academic standards for students" in your decision to enroll your child into a Charter School? Very important Important Neutral Not Important Not very Important 71 12. How important was "Academic quality" in your decision to enroll your child into a Charter School? How important was "Academic quality" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very important 13. How important was "Quality of teaching" in your decision to enroll your child into a Charter School? How important was "Quality of teaching" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 14. How important was "Technology" in your decision to enroll your child into a Charter School? How important was "Technology" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not important Not very Important 15. How important was "Transportation/ School Location" in your decision to enroll your child into a Charter School? How important was "Transportation/ School Location" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 72 16. How important was "Food" in your decision to enroll your child into a Charter School? How Important was "Food" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 17. How important were "Accessibility and Openness" in your decision to enroll your child into a Charter School? How important were "Accessibility and Openness" in your decision to enroll your child into a Charter School? Very important Important Neutral Not Important Not Very Important 18. How important were "School facilities" in your decision to enroll your child into a Charter School? How important were "School facilities" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 19. How important were "Academic Standards" in your decision to enroll your child into a Charter School? How important were "Academic Standards" in your decision to enroll your child into a Charter School? Very Important Important Neutral Not Important Not very Important 73 20. How important was the name of the School in your selection process? How important was the name of the School in your selection process? Very Important Important Neutral Not Important Not very Important 21. As a Parent, at what grade would you consider moving your child to another school if their present school was not working out? Elementary School Middle School High School Other (please specify) 22. Do you consider a Charter School education equivalent to a Private School Education? Please comment below. 23. If you had the opportunity, would you like to join the Board of Directors of a Charter School? Please comment below. 74 24. Would you, as a Parent, prefer to be informed on a regular basis about financial status of this Charter School? Please comment below. 25. In your opinion, what is the top reason Charter Schools are failing? Please comment below. 26. Are there any comments or concerns that you have which were not addressed in this survey? Please comment below. Done 75 Appendix C Focus Group Protocol and Consent 76 Focus Group Protocol and Consent Form Thank you for coming today. The purpose of this focus group is to further explore the reasons you chose to enroll your child into a charter school as opposed to a traditional public school, and to examine the role of heuristics (rule of thumb) in your decisionmaking process. We need your input and want you to share your honest and open thoughts with us. We've brought you together so that we can learn from each other about what is really going on in in charter schools This is a `'no holds barred" discussion. We want to know what you're seeing, even if it looks bad. That is the only way we are going to learn. Of course, we also want to know where things are going well, but where they are not going well we really need to hear that message. We are focusing on your selection criteria and decision-making processes prior enrolling your child into a charter school. However, if you have comments or concerns that span a longer time period, please do not hesitate to bring them up. We are taping this session so that we can study what you have said, but it goes no farther than this group. Anything you say here will be held in strict confidence; we won't be telling people outside this room who said what. When you have something to say, please repeat your name each time. When we are listening to the tape again we will not be able to see who is speaking, and we'll need to be able to relate comments you made at different times. 77 By signing this consent form, you are indicating that you fully understand the above information and agree to participate in this Focus Group. Participant's signature: ___________________________________________ Printed name: ________________________________________ Date: _____________________________________________ If you have any questions or concerns about this study, please contact Jonathan Pullin at [email protected]]. 78 Appendix D Interview Protocol and Consent 79 Interview Protocol and Consent Form Thank you for coming today. The purpose of this interview is to further explore the reasons you chose to enroll your child into a charter school as opposed to a traditional public school, and to examine the role of heuristics (rule of thumb) in your decisionmaking process. We need your input and want you to share your honest and open thoughts with us. We've brought you together so that we can learn from each other about what is really going on in in charter schools This is a `'no holds barred" discussion. We want to know what you're seeing, even if it looks bad. That is the only way we are going to learn. Of course, we also want to know where things are going well, but where they are not going well we really need to hear that message. We are focusing on your selection criteria and decision-making processes prior enrolling your child into a charter school. However, if you have comments or concerns that span a longer time period, please do not hesitate to bring them up. We are taping this session so that we can study what you have said, but it goes no farther than this group. Anything you say here will be held in strict confidence; we won't be telling people outside this room who said what. When you have something to say, please repeat your name each time. When we are listening to the tape again we will not be able to see who is speaking, and we'll need to be able to relate comments you made at different times. 80 By signing this consent form, you are indicating that you fully understand the above information and agree to participate in this Interview. Participant's signature: ___________________________________________ Printed name: ________________________________________ Date: _____________________________________________ If you have any questions or concerns about this study, please contact Jonathan Pullin at [email protected]]. 81 82 83
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