CliFiT Hand-out – Session: Pipeline Development / Exercise: Prioritisation of Climate Projects Case study for prioritising adaptation projects Setting You are a member of the National Climate Change Technical Committee working on CLIFland‘s National Climate Change Strategy and Action Plan (NCCSAP). The development of the NCCSAP followed a multi-stakeholder process, involving actors from the public and private sector as well as civil society. Of the many project ideas developed to implement the National Climate Change Strategy, only a selection will be submitted for funding to the Green Climate Fund (GCF). In order to select a priority project, the National Climate Change Steering Committee of CLIFland already decided on a weighting of the initial GCF investment criteria. Your task is to select one priority adaptation/ mitigation project from the existing project pipeline, making use of the Multi-Criteria Analysis and a selection of the GCF investment criteria. The most suitable project will be proposed to the Implementing Entity for submission to the GCF. Step-by-step guide: Step 1: Evaluate the list of projects provided in the hand-out according to the selected GCF investment criteria on a scale of 1 to 5 (5 being the highest rating Step 2: Multiply the scores for each project by the respective weights given in the hand-out. Step 3: Discuss the results within your group and take a final decision on the project to be submitted to the GCF. Selected initial GCF climate investment criteria (reduced version) Criterion 1 Paradigm shift potential • Potential for scaling-up and replication and overall contribution to global lowcarbon and climate-resilient pathways • Potential for knowledge and learning • Contribution to the creation of an enabling environment • Contribution to the regulatory framework and policies Criterion 2 Efficiency and effectiveness • Cost-effectiveness and efficiency regarding financial and nonfinancial aspects • Amount of co-financing • Programme/ project financial viability and other financial indicators • Industry best practices Criterion 3 Country ownership • Existence of a national climate strategy • Coherence with existing policies • Capacity of implementing entities, intermediaries or executing entities to deliver • Engagement with civil society organizations and other relevant stakeholders Please note that the information provided in this hand-out can only provide a limited level of detail on the projects to be evaluated. Please use your own experience to fill in potential information gaps in order to evaluate the projects according to the criteria applied in the MCA. This Training Material was developed by adelphi with financial support from GIZ as part of the CF Ready Program on behalf of the German Federal Ministry for Economic Cooperation and Development. List of proposed adaptation projects: 1. Developing Agro-Pastoral Shade Gardens as an Adaptation Strategy for Poor Rural Communities in CLIFland Background Objectives Activities Further context information Duration Costs The dry eastern region of the country of CLIFland has been facing a prolonged drought that has heavily impacted agricultural production and rural livelihoods. The respective communities are exposed to drought and require urgent adaptation interventions to secure water resources and conserve soil related ecosystems on which local communities depend. Overall objective: Diversify and promote climate resilient agro-pastoral practices in rural CLIFland. Desired outcomes: - Capacities to mobilise and secure sustainable water resources for agropastoral communities developed in the face of climate change; - Sustainable agro-pastoral systems developed, providing greater forage production capacities, - Microfinance products developed to facilitate and promote diversified and climate resilient agro-pastoral production systems. 1. Sustainable access to secured water resources in the face of climate change - Develop and institutionalise rainfall-runoff and groundwater models within the National Institute of Energy, Water, and Natural Resources of CLIFland to project likely climate change impacts on water availability; - Based on model outputs, develop controlled groundwater extraction, artificial recharge and climate-smart management plans; - Develop community-based surface-water-harvesting infrastructures that increase surface supply and groundwater tables. 2. Shade gardens to support a diversified and climate-resilient agro-pastoral production system; - Establish six sets of 38 pilot community-managed agro-pastoral shade garden plots (1 ha per family), benefiting 228 families (approx. 2,800 people); - Implement targeted training for extension service personnel and agropastoralists on the issues of grazing, forage management, cultivation techniques, crop protection etc., in the context of increasing climate change pressures; - Establish well-sized feed/forage stocking facilities to allow better management of forage availability over repeated drought periods. 3. Access to secured finance for climate-resilient agro-pastoral enterprise development. - Develop an adaptation-oriented micro-finance scheme that supports climateresilient shade gardening practices; - Support the formation of agro-pastoral cooperatives (including women cooperatives) to facilitate training on climate-resilient agro-pastoral practices and to support the development of financial literacy - The National Institute of Energy, Water, and Natural Resources of CLIFland has comprehensive experience in water modelling and in developing climatesmart water management plans; - Surface water harvesting has been conducted successfully in a neighbouring country of CLIFland with a similar climate and socio-economic conditions; - Shade gardens are a traditional agro-pastoral practice in the project region Jan 2015 - Dec 2019 USD 4,658,556 2 This Training Material was developed by adelphi with financial support from GIZ as part of the CF Ready Program on behalf of the German Federal Ministry for Economic Cooperation and Development. 2. Enhancing the resilience of communities in CLIFland to the adverse effects of climate change in agriculture and food security Background Objectives Activities Further Context Information Duration Costs CLIFland faces severe consequences from climate change, particularly in the dry season, when various types of crops fail to resist the drought. Drought affects food gardens, resulting in the National Disaster Management Office having to distribute food supplies to affected areas. Overall objective: Strengthen the ability of communities in CLIFland to make informed decisions and manage likely climate-change-driven pressures on food production and management systems. Desired outcomes: - Promoted pilot community-adaptation activities that enhance food security and livelihood resilience in at least 3 selected regions; - Strengthened institutions and adjusted national and sub-national policies related to governing agriculture in the context of a range of climate change futures 1. Implement community-based adaptation initiatives in at least 18 communities (51,167 households) across at least 3 regions in CLIFland - Develop and implement community-level integrated land-use plans to support traditional crops and livestock - Introduce climate-change-resilient farming techniques and systems at community level - Establish nurseries at the provincial and community levels to ensure the continuous supply of resilient traditional plants. - Strengthen capacity for processing and storage of root and tree crops 2. Strengthen institutional support of climate resilience policy frameworks for the agriculture sector - Integrate climate and disaster risks into national and provincial agriculture and livestock sector policy, as well as other relevant policies, strategies, related instruments, and coordination mechanisms. - Strengthen the capacity of CLIFland Meteorological Services to produce enhanced weather and climate information services tailored to the agriculture sector and land resources management. - The project objectives are in line with CLIFland’s National Climate Change Strategy and Action Plan (NCCSAP) and the experiences gained throughout this project results will be fed into CLIFland’s National Adaptation Plan (NAP); - The implementing entity proposed has not worked in CLIFland or the neighbouring countries before; - A project with similar activities has been implemented in CLIFland two years ago. The five-year-long project was successfully implemented but did not prove to be sustainable. The main reason was that there was no institutionalisation of the knowledge produced and many of the beneficiaries who received the training on climate-resilient farming techniques migrated from the region due to an extreme storm event. Dec 2015 - Dec 2018 USD 5,610,000 3 This Training Material was developed by adelphi with financial support from GIZ as part of the CF Ready Program on behalf of the German Federal Ministry for Economic Cooperation and Development. 3. Developing climate resilience of farming communities in the drought-prone parts of CLIFland Background Objectives Activities Further Context Information Duration Costs The frequent occurrence of drought, an overall trend of aridification, and projected drying of CLIFland’s eastern region has placed serious strains on water availability, causing a decline in land productivity and reducing the ability of the rural poor to withstand the current and future impacts of climate change. Despite considerable infrastructural investments in the agricultural sector and progressive land reforms, vulnerable farmers and pastoralists that reside in arid and marginal lands do not benefit directly from these improvements. Overall objective: Develop the climate resilience of farming and pastoral communities in the droughtprone parts of CLIFland. Desired outcomes: - The institutional and technical capacity for drought management and early warning developed - Climate resilient farming practices established on subsistence farms 1. Develop institutional capacity and mechanisms for drought risk management and early warning - Upgrade the observation and monitoring infrastructure for effective data reception and transmission - Establish a multi-module platform for integrating the data flow from the hydro-meteorological observation network to end users - Develop drought early warning mechanisms to minimise impacts of droughts - Establish science-based extension services for subsistence farmers to assist in farm-based climate risk management 2. Implement climate-resilient agricultural and pastoral production systems - Provide capacity-building for climate resilient conservation agriculture practices and water saving irrigation practices to a target group of 10,000 farmers - Support the establishment of horticulture greenhouses on 5,000 ha of farms (40% of targeted farmers) to minimise impacts of droughts on farm production - Currently there is a lack of qualified personnel to carry out hydrometeorological observations in CLIFland - Water saving irrigation practices have been introduced to the western region of CLIFland a few months ago. Although the irrigation practices showed good results, the up-front costs were quite high and could only be afforded by the target group through substantial external financial support. May 2014 – May 2016 USD 7,415,103 4 This Training Material was developed by adelphi with financial support from GIZ as part of the CF Ready Program on behalf of the German Federal Ministry for Economic Cooperation and Development. Multi-Criteria Analysis – Template: Step 1: Evaluate the list of projects provided in the hand-out according to the given climate investment criteria on a scale of 1 to 5 (5 being the highest rating). Adaptation projects Criterion 1 Paradigm shift potential Criterion 2 Efficiency and effectiveness Criterion 3 Country ownership Total scores 1. Developing Agro-Pastoral Shade Gardens as an Adaptation Strategy for Poor Rural Communities in CLIFland 2. Enhancing the Resilience of Communities in CLIFland to the Adverse Effects of Climate Change in Agriculture and Food Security 3. Developing climate resilience of farming communities in the drought prone parts of CLIFland Step 2: Multiply the scores for each project by the respective weights. Adaptation projects Weights: Criterion 1 Paradigm shift potential Criterion 2 Efficiency and effectiveness 1.0 0.6 Criterion 3 Country ownership Overall evaluation 0.7 1. Developing Agro-Pastoral Shade Gardens as an Adaptation Strategy for Poor Rural Communities in CLIFland 2. Enhancing the Resilience of Communities in CLIFland to the Adverse Effects of Climate Change in Agriculture and Food Security 3. Developing climate resilience of farming communities in the drought prone parts of CLIFland 5 This Training Material was developed by adelphi with financial support from GIZ as part of the CF Ready Program on behalf of the German Federal Ministry for Economic Cooperation and Development.
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