Research in Developmental Disabilities 30 (2009) 682–688 Contents lists available at ScienceDirect Research in Developmental Disabilities Aggressive behavior in individuals with moderate to borderline intellectual disabilities who live in a residential facility: An evaluation of functional variables Petri J.C.M. Embregts a,*, Robert Didden b, Nicole Schreuder c, Cecile Huitink a, M. van Nieuwenhuijzen d a Department of Special Education/Behavioral Science Institute, Radboud University Nijmegen, P.O. Box 9104, 6500 HE, Nijmegen, The Netherlands b Radboud University Nijmegen and Trajectum, The Netherlands c Trajectum-Hanzeborg, The Netherlands d Developmental Psychology, Utrecht University, The Netherlands A R T I C L E I N F O A B S T R A C T Article history: Received 21 April 2008 Accepted 24 April 2008 We explored functional variables for aggressive behavior in 87 individuals with moderate to borderline intellectual disability who lived in a residential facility. For this purpose we used the Questions About Behavioral Function scale (QABF; Matson, J., & Vollmer, T. (1995). Questions About Behavioral Function (QABF). Baton Rouge, LA: Scientific Publications). Results show that in most clients subscales describing social function (i.e., Attention, Escape/Avoidance, Tangible) had significantly higher mean scores than subscales describing non-social function (i.e., Self-stimulation, Physical discomfort). Except for gender, there were no significant associations between mean subscale scores and client variables, such as psychiatric disorder, age, level of intellectual disability. Female clients had higher mean scores on subscales of Attention, Selfstimulation, and Physical discomfort than male clients. Results of our study suggest that in most cases, aggressive behavior is positively/negatively reinforced by social events. Implications for functional assessment and function-based treatment of aggressive behavior in these clients are discussed. ß 2008 Elsevier Ltd. All rights reserved. Keywords: Aggressive behavior Functional assessment Intellectual disabilities * Corresponding author. Tel.: +31 24 361 28 22; fax: +31 24 361 6211. E-mail addresses: [email protected] (Petri J.C.M. Embregts), [email protected] (M. van Nieuwenhuijzen). 0891-4222/$ – see front matter ß 2008 Elsevier Ltd. All rights reserved. doi:10.1016/j.ridd.2008.04.007 P.J.C.M. Embregts et al. / Research in Developmental Disabilities 30 (2009) 682–688 683 1. Introduction Aggressive behavior is one of the most problematic and common type of challenging behaviors among persons with severe to mild intellectual disabilities (ID). In the past two decades, functional analysis approach has provided methods for identifying the cause or function of challenging behaviors and its behavioral treatment (Didden, 2007). The Question About Behavioral Function (QABF; Matson & Vollmer, 1995) has been designed for the purpose of functional assessment of challenging behavior in individuals with ID and as an alternative for experimental functional analysis (see e.g., Thompson & Iwata, 2001). The QABF is a 25-item questionnaire designed for identifying functional variables maintaining problem behavior, such as aggression, self-injury and other types of challenging behavior. It has five subscales corresponding to five possible functions of challenging behavior: (a) Attention, (b) Tangible, (c) Self-stimulation, (d) Physical discomfort, and (e) Escape/Avoidance. Two subscales (i.e., Self-stimulation and Physical discomfort) describe non-social functions whereas the other subscales describe social functions. The QABF has been shown to be a reliable and valid instrument for assessing behavioral function of challenging behavior in individuals with ID (see Section 2.2). When applied in larger groups of clients, outcomes of the QABF may facilitate an understanding of the most common cause(s) of challenging behaviors, such as aggression and self-injury, in clients with ID. Applegate, Matson, and Cherry (1999) were the first to explore functional variables of challenging behavior in a large group of individuals with ID. Functional assessment was assessed for five types of severe challenging behaviors (i.e., aggression, stereotypies, pica, self-injury, rumination) in 417 individuals with severe or profound ID by using the QABF. They found that the most common behavioral function for all behaviors except aggression was non-social although social functions were endorsed as well. Aggressive behavior was primarily maintained by social consequences with Escape/ Avoidance as highest in rank followed by Tangible and Attention. Non-social subscales (i.e., Selfstimulation, Physical discomfort) had low mean scores. Furthermore, the most frequently endorsed items on the QABF for individuals with aggression were ‘Seems to be saying ‘‘Leave me alone’’’ or ‘Stop asking me to do this’ and ‘Engages in the behavior to try to get people to leave him/her alone.’ Two years later, Matson and Mayville (2001) examined the function variables of aggressive behaviors among 135 individuals with severe or profound ID. Results show that in most cases aggressive behavior served a social function (e.g., Escape/Avoidance, Tangible, Attention). Furthermore, almost 50% of their sample met criteria for a psychiatric disorder (e.g., Mood Disorder, Autism) as measured by the Diagnostic Assessment for the Severely Handicapped-II (DASH-II; Matson, 1995). Further analyses revealed that there were no differences in mean QABF subscale score between individuals with dual diagnosis and those without, except for the Attention subscale whereby individuals with a psychiatric disorder had significantly higher mean subscale scores than those without a psychiatric disorder. In general, presence of psychiatric disorder appeared to be unrelated to any of the functional variables for aggressive behavior in their sample. Recently, Didden, Korzilius, and Curfs (2007) have investigated functional variables of selfinjurious skin-picking in a relatively large sample of individuals with Prader-Willi syndrome (n = 119). Outcomes on the QABF suggested that in most cases (i.e., 70%) this type of behavior primarily had nonsocial functions. That is, subscales that indicate non-social behavioral function of skin-picking were highest in rank, a result which is in agreement with those found by Applegate et al. (1999) in individuals with more severe levels of ID. In most individuals with this syndrome skin-picking may be viewed as an operant maintained by contingent sensory reinforcement and/or escape from unpleasant physical stimulation such as pain, itch and overarousal and anxiety. Such outcomes provide clues for developing effective behavioral treatments for skin-picking in individuals with Prader-Willi syndrome. This study was the first to explore relationships between a specific genetic disorder and functional variables of a behavior that belongs to the behavioral phenotype of this disorder. Results of the above studies suggest that in most cases aggressive behavior in individuals with profound or severe ID is related to social functional variables, while self-injurious behaviors are primarily maintained by non-social consequences. Until present, large n studies on the use of instruments such as the QABF for functional assessment of aggressive behavior in individuals with mild ID are lacking. Furthermore, associations between functional variables and other variables (e.g., psychiatric disorder, level of ID) have seldomly been explored (see e.g., Matson & Mayville, 2001). The 684 P.J.C.M. Embregts et al. / Research in Developmental Disabilities 30 (2009) 682–688 main purpose of our study then was, to explore functional variables of aggression in 87 clients with moderate to borderline ID who showed aggressive behavior and who lived in a residential facility. For this purpose, we used a Dutch version of the QABF. We also explored associations between client characteristics (e.g., frequency of aggressive incidents, gender, age, IQ level, and psychiatric disorder) and mean scores on QABF subscales. 2. Method 2.1. Participants and procedure Managers of four residential facilities were asked to identify clients who met three inclusion criteria. Individuals were included if they: (a) functioned in the moderate to borderline range of ID (IQ 50–85), (b) were residing at the facility for at least 3 months, and (c) regularly showed severe aggressive behavior. Aggressive behavior was defined as any verbal/physical behavior directed against another person and for the purpose of physically and psychologically threatening that person and/or damaging an object. The aggressive behavior is of such an intensity, frequency, or duration that the physical safety of the person and/or others is placed in serious jeopardy and/or behavior that is likely to seriously limit social functioning. Individuals were included if they had shown at least three incidents of severe aggressive behavior during the last 3 months (Jahoda & Wanless, 2005). A total of 87 clients met the inclusion criteria. Their mean age was 36 years (range: 13–76 years), and 62 clients (i.e., 71.3%) were male. Level of ID was borderline in 19 cases (i.e., 27%), mild in 37 cases (i.e., 53%), and moderate in 14 cases (i.e., 20%). Fifty-three clients (i.e., 61%) had a DSM-IV psychiatric disorder established by a certified psychiatrist or clinical psychologist. Of these clients, 20 (i.e., 33%) were diagnosed with Autism spectrum disorder, 13 (i.e., 25%) had Personality disorder, 10 (i.e., 19%) had Attention Deficit Hyperactivity Disorder, and 10 (i.e., 19%) were diagnosed with Mood disorder. Clients lived in the facility for a mean of 4.5 years (range: 3 months – 27 years). All clients had given consent to participate in this study. Respondents were 87 direct care staff members. Each staff member was asked to complete the Questions About Behavioral Function (QABF) and a questionnaire addressing demographic information (see below). Each staff member had worked with the client for at least 3 months. On average, they had worked with a client for 2.10 years. 2.2. Instruments 2.2.1. Questions About Behavioral Function The QABF (Matson & Vollmer, 1995) is a 25-item questionnaire designed to identify (functional) variables maintaining problem behavior in persons with intellectual disability. There are five subscales corresponding to five possible functions of problem behaviors, such as aggressive behaviors: (a) Attention, (b) Tangible, (c) Self-stimulation, (d) Physical discomfort, and (e) Escape/Avoidance. Two of the subscales (i.e., Self-stimulation and Physical discomfort) describe non-social functions whereas the other subscales describe social functions of problem behavior in individuals with ID. Each subscale has five items and each item is rated in a 4-point Likert format reflecting how often a target behavior occurs (0 = never, 1 = rarely, 2 = sometimes, 3 = often). The total subscale score ranges from 0 to 15 (max). In several studies, the psychometric properties of the QABF have been found to be good to excellent. For example, Paclawskyj, Matson, Rush, Smalls, and Vollmer (2000) have found good interrater and test–retest reliability and internal consistency and factor analysis have yielded five subscales. Furthermore, Matson, Bamburg, Cherry, and Paclawskyj (1999) found the QABF to be valid, that is treatments designed upon outcomes of the QABF were more effective (in terms of reduction in target behaviors such as self-injury, aggressive behaviors and stereotypy) than treatments that were not designed upon identified function(s) with the QABF. Paclawskyj, Matson, Rush, Smalls, and Vollmer (2001) also found that the QABF has convergent validity when compared to outcomes of analogue baseline methodology and other checklists such as the Motivation Assessment Scale. We translated the QABF into Dutch and the translated version was checked by a native English speaker. We reworded item 5 and item 25 (e.g., ‘toy’ was replaced by ‘object’). For each client, mean P.J.C.M. Embregts et al. / Research in Developmental Disabilities 30 (2009) 682–688 685 score on each QABF subscale was calculated, as a result of which a rank order of subscales could be established. The subscale with the highest rank indicates primary functional variable for aggressive behavior (Matson & Vollmer, 1995). 2.2.2. Questionnaire Direct care staff members also completed a questionnaire addressing demographic information of their client (i.e., gender, age, level of intellectual disability, presence of psychiatric disorder, and frequency of aggressive incidents per month). 2.3. Statistical analyses First, internal consistency coefficient (i.e., Cronbach’s alpha) for the total QABF as well as for its subscales were calculated. Then, differences in mean scores between the five QABF subscales were analyzed using paired t-tests. Finally, associations between mean QABF subscale scores and the following variables were explored: frequency of aggressive incidents, gender, presence of psychiatric disorder (i.e., ADHD, Personality disorder, Autism spectrum disorder, and Mood disorder), level of ID, and age in years. 3. Results Cronbach’s alpha of the total scale was .90 and coefficients for the subscales ranged from .72 to .83. Internal consistency of the total QABF and its subscales may be considered good to excellent. Mean scores on the five subscales ‘Attention’, ‘Escape/Avoidance’, ‘Tangible’, ‘Physical discomfort’, and ‘Self-stimulation’ were 7.68 (range: 0–4), 8.23 (range: 0–15), 7.95 (range: 0–15), 7.16 (range: 0–15), and 4.94 (range: 0–12), respectively. Results depicted in Table 1 show that mean scores for subscales that describe social functions (i.e., Attention, Escape/Avoidance, Tangible) of aggressive behavior were significantly higher than the mean score of the subscale describing non-social function (i.e., Self-stimulation). Mean score for ‘Physical discomfort’ was significantly higher than mean score on ‘Self-stimulation’. There were no significant differences in mean scores for subscales describing social functions (i.e., Attention, Escape/ Avoidance, Tangible) and the subscale ‘Physical discomfort’. Table 1 Mean QABF-subscale scores, t and p values. Subscales Mean Attention Escape/Avoidance Attention Self-stimulation Attention Physical discomfort Attention Tangible Escape/Avoidance Self-stimulation Escape/Avoidance Physical discomfort Escape/Avoidance Tangible Self-stimulation Physical discomfort Self-stimulation Tangible Physical discomfort Tangible 7.68 8.23 7.68 4.94 7.68 7.16 7.68 7.95 8.23 4.94 8.23 7.16 8.23 7.95 4.94 7.16 4.94 7.95 7.16 7.95 NB. **p < .01; ***p < .001. t(86) p 1.28 .20 7.91 .000*** 1.20 .24 0.62 .54 8.69 .000*** 2.60 .01** 0.65 .52 5.53 .000*** 7.42 .000*** 1.57 .12 686 P.J.C.M. Embregts et al. / Research in Developmental Disabilities 30 (2009) 682–688 Finally, we calculated the number of individuals who had the highest rank on each of the five subscales, which may indicate the functional variable maintaining the aggressive behavior. In 42.5% of clients, the subscale with the highest score was ‘Tangible’, ‘Escape/Avoidance’ was highest in 34.5% of the clients, ‘Attention’ and ‘Physical discomfort’ had the highest rank in 28.7% and 19.5% of the clients, respectively, and ‘Self-stimulation’ had the highest rank in 2.3% of the clients. Subscales that indicate social behavioral function of aggressive behavior were highest in rank in 78.2% of the clients, while rank order in the other clients is suggestive of a non-social function of aggression. Our results suggest that in most clients aggressive behavior may be viewed as an operant maintained by (reinforcing) socially mediated consequences, such as social attention, escape from and/or avoidance of task demands or preferred tangibles. On the remaining cases, aggressive behavior may be maintained by contingent automatic (e.g., sensory, physical) reinforcement and/or escape from or avoidance of unpleasant physical stimulation, such as overarousal, anxiety or other types of physical discomfort. 3.1. Associations between other variables and QABF subscales 3.1.1. Frequency of aggressive incidents per month Except for ‘Physical discomfort’ (r = .18, p = .104), frequency of aggressive incidents per month (as recorded by staff members in their daily logs) was positively and significantly correlated with mean score on each QABF subscale: ‘Attention’ (r = .23, p < .05), ‘Escape/Avoidance’ (r = .25, p < .05), ‘Selfstimulation’ (r = .28, p < .05), and ‘Tangible’ (r = .28, p < .05). Four out of five subscales (i.e., functional variables) were associated with the frequency of aggressive incidents. 3.1.2. Gender Females (mean = 16.44) had a significantly higher rate of aggressive behavior per month than males (mean = 8.12), t(80) = 2.98, p < .05. Due to male:female ratio of 3:1, we have also conducted a Mann– Whitney analysis that shows that female clients had a significantly higher frequency of aggressive behavior per month (mean rank = 51.14) than male clients (mean rank = 37.27), z = 2,45, p < .05. Furthermore, females had a significantly higher mean score than males on the subscales ‘Attention’, t(87) = 2.80, p < .01, and ‘Physical discomfort’, t(87) = 2.50, p < .05. There were no significant differences between males and females with respect to the subscales ‘Self-stimulation’, t(87) = 1,99, p = .050, ‘Escape/Avoidance’, t(87) = 1.51 and ‘Tangible’, t(87) = 1,76, p = .08. Results from Mann–Whitney tests revealed that mean rank scores for males were significantly lower than those of females on three out of five subscales: ‘Attention’, z = 2,83, p < .01, ‘Self-stimulation’, z = 1,97, p < .05, and ‘Physical discomfort’, z = 2,48, p < .05. For these functional variables, aggressive behavior was more strongly related to female clients than male clients. There were no significant differences in mean rank between males and females for the other subscales. 3.1.3. Psychiatric disorder Results from paired t-tests revealed that there were no significant differences in mean subscale scores between individuals with a Personality disorder, ADHD, Autism spectrum disorder, Mood disorder and those without a psychiatric disorder on each of the five QABF subscales. 3.1.4. Level of intelligence and age Regression analyses revealed that neither level of intellectual functioning (IQ) nor age in years were significantly related to mean QABF subscale scores. 4. Discussion In the present study we (a) investigated functional variables for aggressive behavior, and (b) explored whether client variables were related to behavioral function of aggressive behavior in 87 individuals with moderate to borderline ID who lived in a residential facility. Results show in most clients (i.e., 78%) aggressive behavior primarily had a social function (i.e., Escape/Avoidance, Attention, Tangible) whereas in a minority the function of aggressive behavior was a non-social one (i.e., Physical P.J.C.M. Embregts et al. / Research in Developmental Disabilities 30 (2009) 682–688 687 discomfort, Self-stimulation). These results are in agreement with those of studies by Applegate et al. (1999) and Matson and Mayville (2001) although their conclusions were based on data collected in clients with profound or severe ID. Our findings as well as those from other studies suggest that in most clients with mild ID, aggressive behavior is maintained and positively reinforced by social events (e.g., access to preferred objects, activities or attention) and/or negatively reinforced by escape from or avoidance of social events (e.g., task demands). Results provide important clues for the design of effective behavioral treatments. Treatment may then consist of changing social environmental events that evoke aggressive behaviors (i.e., antecedent control, change of establishing operations) and maintain it (extinction, differential reinforcement, non-contingent reinforcement). Also, training of social and adaptive skills to clients with mild ID may consist of teaching them to request attention and/or tangibles (objects, activities) and to escape from or avoid unpleasant social events such as difficult task demands and/or negative interactions. Except for gender, there were no associations between mean QABF subscale scores and client variables. In our sample, aggressive behavior in female clients was more associated with Attention, Self-stimulation, and Physical discomfort than in male clients. Furthermore, we found no associations between psychiatric disorders and mean scores on any of the subscales, a result that is in agreement with those found by Matson and Mayville (2001). We nevertheless agree with Matson and Mayville who have underscored the significant role that environmental events play in aggressive behavior in individuals with dual diagnosis. Our knowledge about variables that may affect functional variables of aggressive behavior remains limited and further studies are clearly needed in this area. An important shortcoming of our study is its descriptive nature. The QABF identifies behavioral functions indirectly, as opposed to labor-intensive and expensive naturalistic observations (see e.g., Thompson & Iwata, 2001). However, questionnaires such as the QABF have important clinical advantages, they are more efficient, economical and easy to use than naturalistic observations. Furthermore, Matson et al. (1999) and Paclawskyj et al. (2001) have shown that the QABF has excellent convergent and predictive validity and that it is a useful clinical tool for identifying the behavioral function of challenging behavior in clients with mild ID and design effective behavioral treatments based on such outcomes. In order to integrate findings from several sources to assess the function(s) of challenging behavior in individuals with ID, we propose that the QABF be completed together with an instrument for the identification of more or less specific contextual events that elicit such behavior, such as for example the Contextual Assessment Inventory (CAI; McAtee, Carr, & Schulte, 2004) (see Embregts, Didden, Huitink, & Schreuder, submitted, for a study on contextual variables of aggressive behavior in clients with mild ID and aggressive behavior). Outcomes of both QABF and CAI may provide a thorough behavioral functional assessment of challenging behavior in individuals with ID who live in a residential facility. Despite its descriptive nature, findings of our study suggest that several functional variables may operate on aggressive behavior in clients with mild ID who live in a residential facility. Clients with mild ID may display aggression for a variety of wants and needs. Findings from large scale studies with the QABF, such as the present one, may increase our understanding of the most common functions of aggressive behavior in clients with (mild) ID. As such, its results may provide a ‘profile’ of the most common function(s) of problem behaviors (Applegate et al., 1999) as well as clues for designing effective and function-based behavioral treatments in an attempt to reduce aggressive behavior in clients with (mild) ID. Acknowledgement We would like to thank clients and staff of the residential facilities (i.e., Amarant, Aveleijn, Dichterbij and Trajectum-Hanzeborg) for their participation. References Applegate, H., Matson, J., & Cherry, K. (1999). An evaluation of functional variables affecting severe problem behaviors in adults with mental retardation by using the Questions About Behavioral Function Scale (QABF). Research in Developmental Disabilities, 20, 229–237. 688 P.J.C.M. 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