Screening Matrix for Initial Evaluation of Methods for Treatment of Sediments Project acronym: Title of project: Project No: SMOCS Sustainable Management of Contaminated Sediments Baltic Sea Region Programme Project No #39 Report status: Date: Final 2011-05-24 Author/Organisation: Lennart Larsson, SGI SMOCS WP5 SGI 2011-05-24 SCREENING MATRIX FOR INITIAL EVALUATION OF METHODS FOR TREATMENT OF SEDIMENT TABLE OF CONTENTS 1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 Initial screening of potential site-specific methods Introduction Example how to use the Screening Matrix Screening Matrix for initial evaluation of methods for treatment of sediment Definitions of factors and abbreviations in the Matrix Notes for “Treatable contaminants” in Table 2 Explanation on groups of contaminants in the Matrix Conceptual idea on relationship between final concentrations, method and energy References 1 INITIAL SCREENING OF POTENTIAL SITE-SPECIFIC METHODS 1.1 Introduction Screening of potential methods for treatment of sediments facilitates final selection of a sitespecific method. Screening usually consists of several evaluation steps. In this report one such step, designed as a matrix, is presented (chapter 1.3). It should primarily be used as a first rough selection tool, if needed together with other suitable tools early in the selection process. Hence, the matrix covers only a limited part of the initial evaluation/selection process that is needed in order to get a foundation of suitable methods that will be evaluated in the final site-specific selection process. This initial screening may be viewed as a part of, or complementary to, a multi-criteria decision analysis (MCDA) needed in order to find the most suitable site-specific method (may include risk assessment/risk based selection, life cycle analysis, socio-economic objectives, energy efficiency, stake-holder opinions etc.). Tools for MCDA are taken forward within WP3 in this SMOCS project. Additionally, a complementary user friendly decision support tool, which takes into account broad aspects/consequences of using, or not using, different measures for remediation of contaminated areas, can be found in Andersson-Sköld et. al. (2011). Figure 1 shows a simplified example on where the given screening Matrix may fit (second box from the left) as a part within a suggested pathway of activities. As indicated above, the flow path to final full scale operation may include different types of screening/evaluation steps along the way (in, or in between, the given boxes). Site characterisation Initial screening of methods Laboratory-/ pilot tests Final selection of method Design/Construction/Implementation Operation/ Maintenance Figure 1. Example on flow path/pathway of activities coupled to treatment of sediments. In order to simplify, the pathway does not include finalising the treatment. 1 SGI SMOCS WP5 2011-05-24 1.2 Example how to use the Screening Matrix Selection of treatment method/-s is an iterative process with the goal to finally find the most suitable site-specific method or combination of methods. As indicated above, the given Matrix (chapter 1.3) may be used iterative but shall be seen as one of several tools that may be needed in order to select the final method. It is appropriate that the initial usage of the Matrix results in several method candidates and these need to be further investigated on their site specific suitably. The purpose of the Matrix is herby to support during the first selection step of remedial alternatives. The matrix can be used according to following example. 1/ As default no restrictions are set using the remediation methods given in the Matrix. If any site-specific restriction a priori excludes a method then delete all coupled to that method it in the Matrix. 2/ Define the type/group of contaminants (see groups in the Matrix, with additionally support in Table 3) that shall be remediated in the sediment. In this example it is assumed heavy metals and PAH. 3/ Do a first site-specific setting for metals and PAH, exemplified in Table 1. Compare Table 1 with the Matrix. The result in this example is that no method satisfies all the demands. Herby, one or several demands need to be lowered, primarily such that has limited site-specific negative influence if lowered. Revised demands may correspond additionally to that 1/ it is ok with either capital intensive (significant cost in equipment etc.) or operation intensive (in both cases still with low total cost) but not both, and 2/ it is ok with no significant reduction of contaminant mass, still with the demand on reduction of environmental impact. Comparing the new revised settings/demands with the Matrix reveals that there is only one method, Stabilisation/Solidification ex situ, that satisfies all the demands. If in this stage the demands had ended up with still no suitable method, a second revised demand list had to be done and compared with the Matrix. Further, ending up in only one method gives, in this stage, too limited supply, or number of methods, to proceed further with. At least three methods should be finally selected from this initial screening in order to have relevant number of methods to evaluate towards other types of evaluation schemes or programs (see Introduction above). Herby, further originally demand or demands need to be lowered, also here with primary focus only to change those demands that at this stage can be easiest accepted for the final outcome. 2 SGI SMOCS WP5 2011-05-24 Table 1. Example on first setting for screening with the Matrix in chapter 1.3. Left column (Factor / Parameter) is a copy of part of the first row in the Matrix (turned 90 degrees), chapter 1.3. The two columns to the right contains the first settings or demands for a method to be used for treatment of the selected sediment. The settings is then compared with the content in the Matrix. 3 A = Average B = Bad C = Capital ET = Not applicable F = Full Scale G = Good L = Liquid M = Medium N = No O = Operation & Maintenance P = Pilot Scale S = Solid T = Both V = Gas Y = Yes Z = Other (see Table 2) A: UPTAKE TECHNOLOGY Dry excavation Dry Excavation Mechanical: Grab dredgers Mechanical: Backhoe dredgers Mechanical: Bucket (ladder) dredgers Hydraulic: Cutter suction dredger Hydraulic: Trailing suction hopper dredgers Freeze dredging Environmental dredging Dredging 4 CODE Tin-organic compounds (TBT) Inorganic (Metals) Fuels (e.g. diesel, gasoline, fuel oils) Halogenated semi-volatile hydrocarbons (e.g. PCB) Non-halogenated semi-volatile hydrocarbons (e.g. PAH) Halogenated volatile hydrocarbons (e.g. PCE, TCA) Non-halogenated volatile hydrocarbons (e.g. BTEX) Cost (Good=low) Treatment -\ Remediation time (Good=short) Technical reliability / Maintenance Method availability in Europe O-intensive or C-intensive SMOCS WP5 Rest products produced Method needs treatment train Development status Treated masses can be used in structure application Containment (Yes means both Y and N valid) Reduction of contaminant mass Reduction of environmental impact Applicable in 1: Sand; 2: Silt; 3: Clay; 4: Gyttja Technical applicability for sediment SGI 2011-05-24 1.3 Screening Matrix for initial evaluation of methods for treatment of sediment SGI SMOCS WP5 2011-05-24 B: IN SITU TREATMENT (Z, see Table 2) In Situ Physical/Chemical Treatment Stabilisation/Solidification Chemical oxidation (ISCO) Electrokinetic separation Capping Soil flushing G B A G A 1-4 1-2 2-4 1-4 1-2 Y Y Y Y Y Monitored natural attenuation Enhanced attenuation Phytoremediation B A B 1-2 1-2 1-4 Y Y Y Electrical resistance heating Steam injection and extraction Conductive heating Radio frequency heating In situ vitrification B A B B A 2-4 1-2 2-4 2-4 2-4 Y Y Y Y Y Stabilisation/Solidification Gas-phase chemical reduction Liquefied gas solvent extraction Separation Dehalogenation G G G G G 1-4 1-4 1-4 1-2 1-2 Y Y Y Y Y Bioslurry Biopiles Landfarming Composting Phytoremediation G G G G A 1-2 1-2 1-2 1-2 1-4 Y Y Y Y Y Thermal desorption Incineration Pyrolysis G G G 1-3 1-3 1-3 Y Y Y N Y Y N Y Y N N Y N Y Y Y N Y F F F F F N N Y N N (S) N L (S) L C O O O O G M B M G M M M M M G G M G M M M B G B B A A A G B A A A G G B A G A G A A G A B B B A A G Z G G G B Z Z A G O O N G G M M M B B M B G G G G G A A G B B A A B B B Z G A B Z A Z Z Z T T T T T M M B B B G G M M M G M G M B M B B B B G G A G G G G A G G G A A G G G A A G G G A A G G B B B B G B B A A G C T T O T G B M G M G M M G B G G M G M G B M M B B B A A B B G A A G G B G A B G G G A G B B A B B G B B A B B B B A B T N N N N G G G G M M G G G B M M M M B B G G G G A G G A A G A A A B G A A A A A B B Z B G G G G A Z B B B A B B Z B Z T T T G G G M M B G G G M B B G G A G G A G G G G G G G G A B D B B G Z In Situ Biological Treatment Y Y Y N N N Y Y Y F F F N N N N N (L),S In Situ Thermal Treatment Y Y Y Y Y N N N N Y Y Y Y Y N F F F (F) F Y N N N N L.V L,V L,V L,V S,V C: EX SITU TREATMENT Ex Situ Physical/Chemical Treatment N Y Y Y Y Y N N N N Y Y Y Y Y F F F F F N Y N Y Y (S) V L S V Ex Situ Biological Treatment Y Y Y Y Y N N N N N Y Y Y Y Y F F F F F Y N N N N S,L,V V N N S,(L) Ex Situ Thermal Treatment Y Y Y N N N Y Z Z F F F Z N N 5 L,S S,L,V S,L,V SGI SMOCS WP5 2011-05-24 D. DEWATERING TECHNOLOGY Lagooning Lagooning Mechanical Dewatering (MDW) Mechanical Dewatering (MDW) Geotubes Geotubes Thermal Dewatering Thermal Dewatering (Drying) Thermal Dewatering (Freezing) Combined Technologies Thermally Assisted Dewatering Electro-Dewatering (EDW) 6 SMOCS WP5 SGI 2011-05-24 1.4 Definitions of factors and abbreviations in the Matrix Table 2. Some factors and definitions used in the Matrix. FACTOR Development status Treatment train Rest product produced (need to be taken care of/treated) O-intensive or K-intensive (O: Operation and maintenance; C: Capital) DEFINITION F: Method has been used in full scale during remedia- P: Method only been tested in laboratory, pilot or in tion. Y: Method usually used in combination with other treatment methods S: Solid phase L: Liquid phase O: Extensive/intensive C: Capital intensive operation, maintenance full scale for limited technical optimisation. N: Method can be used without the necessity of coupling with other methods (parallel or serie). V: Gas phase N: No/none T: Both O and C N: Neither O nor C Z = Other IN SITU TREATMENT Treatable contaminants have been divided in seven groups In general for the In Situ methods: The evaluation for Technical applicability, Availability, Reliability, Cost and Contaminants are afflicted with significant uncertainties, except for the methods Stabilisation/Solidification (s/s) and Capping. With this exception, all the methods have sparsely, if all, been used for treatment of sediment In Situ. All usage of the evaluations for these in situ methods (except s/s and Capping) shall therefore be done with this reservation. Effectiveness depends on contaminant, application and design /See chapter “1.5 Notes for Table 2” and evaluation is based on judged treatability in literature Method availability in Europe Technical reliability / Maintenance In relation to the other listed remediation methods Treatment -\ Remediation time Based on the time it takes to treat the less recalcitrant group of substances/compounds. Time corresponds to an assignment to remediate approx. 30 000 ton wet sediment. B = Bad M = Medium G = Good Less than two suppliers Low reliability Extensive maintenance More than 3 years In Situ 2 - 4 suppliers Average reliability Average maintenance 1 – 3 years More than 4 suppliers High reliability Low maintenance Less than 1 year More than 1 year Ex Situ 0.5 – 1 year Less than 0.5 year More than €300/ton €150/ton – €300/ton Less than €150/ton No or low remediation effect in pilot-, or full-scale Limited effectiveness has been shown in pilot-, or full-scale Method shown to be effective in pilot-, or full-scale Cost Cost does not include transport, set up, demobilisation and pre/post-treatment (if needed) of the sediment before /after the remediation. NOTE! All listed costs are in most cases based on estimations! (No offer/request has been directed to any selected distributor/entrepreneur). Treatable contaminants have been divided in seven groups and evaluation is based on judged treatability in literature. 7 SGI SMOCS WP5 2011-05-24 1.5 Notes for “Treatable contaminants” in Table 2 The information below is coupled to Table 2, specifically the row “Treatable contaminants” which in turn is coupled to the validation given as abbreviation “Z” for treatable contaminants in the Matrix. Chemical oxidation In Situ / Inorganics: Depending on type of oxidant, TOC in sediment (steering amount of oxidant needed), radius of influence and inorganic, oxidation of some inorganics can change their characteristics, e.g. solubility, precipitation, toxicity. Chemical oxidation In Situ / Tin-organic compounds: No information available, however theoretically Tin-organic compounds ought to be easy oxidised based on the knowledge that sun radiation can break down these molecules. Electrokinetic separation In Situ / Tin-organic compounds: These compounds may theoretically be separated provided that pH is high, due to that their solubility increases with increased pH (very low solubility at neutral pH, very high solubility at very high pH). Low pH may have somewhat similar but not as strong effect. Monitored natural attenuation: Average for fuels with short-medium sized molecules, bad for long sized molecules. No information available for TBT. Enhanced attenuation: The method is capable of generating low redox which for some heavy metal e.g. Cr6+ may transform them to less toxic ions i.e. Cr3+). No information available for TBT. Phytoremediation In Situ: No information available for TBT. Bioslurry: Method not suitable for inorganics, however biotreatment may change redox which may change their leachability/sorption, e.g. precipitation. Landfarming: TBT compounds can be removed provided that the method is perfumed under significant sun radiation. Landfarming in tent or indoors is not suitable for TBT-contaminated soils, provided no artificial UV-radiation. Composting: Normally, bulking agents are initially added and if such, in the form of selected bark or woodchips from special trees, then white rot fungus may be added, with good potential for degrading chlorophenols (e.g. PCP; defined as halogenated semi-volatile compounds). Phytoremediation Ex situ: No information available for TBT. Thermal desorption Ex situ: The method includes both LTTD and HTTD. HTTD is usually coupled to other techniques e.g. incineration plant, s/s treatment of treated soils etc. Hot gas decontamination: The method is designed for larger matrices than sand (scraps, structures etc.) and the status is on the border between pilot scale and established full scale. Incineration: If the produced ashes have acceptable low leachable contaminants when used as final product or in product mix, then bottom ash may be used as fillings and fly ash as part of binder mix in stabilisation/solidification. Pyrolysis: If the product has acceptable low leachable contaminants when used as final product or in product mix, then it may be used as fillings. No information available for TBT. 8 SGI SMOCS WP5 2011-05-24 1.6 Explanation on groups of contaminants in the Matrix In the left upper part of the Matrix main groups of chemicals/contaminants are displayed. Table 3 gives information on what these groups (left column) of contaminants may contain. Centre column in the table gives example on sub-groups and right column example on specific chemical within corresponding main group. Table 3. Examples on substances/compounds that are included in the different contaminant groups in the right part of the Matrix. Group of chemicals in Matrix Non-halogenated volatile hydrocarbons (VOC) Halogenated volatile hydrocarbons (VOC) Non-halogenated semi-volatile hydrocarbons (SVOC) Halogenated semivolatile hydrocarbons (SVOC) Fuels (e.g. diesel, gasoline, fuel oils) Inorganic Tin-organic compounds Example of subgroups Example Light aliphates, Hexane, Octane (Light alifates), Benzene, ToluMonocyclic hydrocarbons ene, Ethylbenzene, Xylenes (Petrol, fuels/propellants, solvents) Chlorinated aliphates Perchloroethylene (PCE), Trichloroethylene (TCE) Trichloroethane (TCA), Methylchloride (CM) (Chlorinated solvents) Heavier aliphates, Dodecane, Pentadecane (Heavier Aliphates in e.g. Polycyclic aromatic Diesel, Fuel oil, Greese, Transformer oil), Anthrahydrocarbons, cene, Bens(a)pyrene, Methyl-Phenanthrene (PolyHeterocyclic aromatic cyclic aromatic hydrocarbons/PAH and alkylated hydrocarbons PAH in e.g. Creosote, Transformer oil, Fuel oil/Heating oil), Dibenzofuran, Benzotiophene, Carbazole (Heterocyclic hydrocarbons in Creosote). Chlorinated polyaromatic Polychlorinated Biphenyls (PCB) (Transformer oil), hydrocarbons, Pentachlorophenol (PCP) (Wood impregnating Chlorinated phenols, chemicals), Polychlorinated Dioxins/Furans Halogenated Cyclo(PCDD/F) (In Polychlorinated Phenol-based Wood alkanes impregnating chemicals), Hexabromocyclododecane (HBCDD) (flame retardant) Product specific (fuels) Commercial product-specific mixtures of all the group (not chemically above mentioned non-halogenated subgroups, based sub-group as the containing light - medium – heavier aliphatic hyabove) drocarbons and/or light-medium-heavier aromatic hydrocarbons Heavy metals Copper, Chromium, Arsenic, Cadmium, Lead, Mercury (Metal work, wood impregnating chemicals) Tin-organic compounds Tributyltin (TBT) (Protective paints for boat-/vessel bottoms) 9 SGI SMOCS WP5 2011-05-24 1.7 Conceptual idea on relationship between final concentrations, method and energy Size of the interval between start and final concentration of selected contaminants before and after a remediation may have major impact on the final remediation cost. One of several factors for such impact is consumption of energy. Figure 2 gives a simplified conceptual idea on relationship between degree of contaminant reduction, obtained by exemplified methods, and cost via consumption of energy. Figure 2. Simplified conceptual idea on relationship between potential final concentrations, obtained by some exemplified methods, initial concentration (at least, or significant larger than, 1000 ppm) and relative energy consumption. Energy for dredging not included. 10 SGI SMOCS WP5 2011-05-24 1.8 References Andersson-Sköld Y., Helgesson H., Enell A., Suer P., Bergman R., 2011. Matrix decision support tool for evaluation of environmental, social and economic aspects of land use. SGI Varia 613, Swedish Geotechnical Institute. http://www.swedgeo.se/upload/publikationer/Varia/pdf/SGI-V613.pdf 11
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