Nano Research Nano Res DOI 10.1007/s12274-015-0873-0 Hydrogenation of molecular oxygen to hydroperoxyl: An alternative pathway for O2 activation on nanogold catalysts Chun-Ran Chang1,2 (), Zheng-Qing, Huang1, and Jun Li2 () Nano Res., Just Accepted Manuscript • DOI 10.1007/s12274-015-0873-0 http://www.thenanoresearch.com on August 4, 2015 © Tsinghua University Press 2015 Just Accepted This is a “Just Accepted” manuscript, which has been examined by the peer-review process and has been accepted for publication. A “Just Accepted” manuscript is published online shortly after its acceptance, which is prior to technical editing and formatting and author proofing. Tsinghua University Press (TUP) provides “Just Accepted” as an optional and free service which allows authors to make their results available to the research community as soon as possible after acceptance. 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To cite this manuscript please use its Digital Object Identifier (DOI® ), which is identical for all formats of publication. 1 TABLE OF CONTENTS (TOC) Hydrogenation of Molecular Oxygen to Hydroperoxyl: An Alternative Pathway for O2 Activation on Nanogold Catalysts Chun-Ran Chang1,2*, Zheng-Qing, Huang1, and Jun Li2* 1 School of Chemical Engineering and Technology, Xi’an Jiaotong University, Xi’an 710049, China 2 Department of Chemistry and Key Laboratory of Organic Optoelectronics and Molecular Engineering of Ministry of Education, Tsinghua University, Beijing 100084, China We report that molecular oxygen (dioxygen) can be feasibly activated through a hydroperoxyl (OOH) radical species by abstracting a hydrogen atom from H-containing coadsorbates on Au nanoparticles. The formed OOH oxidant either directly undergoes oxidation reactions through the end-on oxygen atom or dissociates into atomic oxygen and hydroxyl for further oxidation. Nano Research DOI (automatically inserted by the publisher) Research Article Hydrogenation of Molecular Oxygen to Hydroperoxyl: An Alternative Pathway for O2 Activation on Nanogold Catalysts Chun-Ran Chang1,2 (), Zheng-Qing, Huang1, and Jun Li2 () Received: day month year ABSTRACT Revised: day month year Activation of molecular O2 is the most critical step in the gold-catalyzed oxidation reactions and the underlying mechanisms remain under debate. In this work, we reveal an alternative pathway of O2 activation with the assistance of H-containing substrates using density functional theory (DFT). It is demonstrated that the coadsorbed H-containing substrates (R–H) can not only enhance the adsorption of O2 but also transfer a hydrogen atom to the adjacent O2, leading to the O2 activation through a hydroperoxyl (OOH) radical species. The activation barriers of the H-transfer from 16 selected R-H compounds (H2O, CH3OH, NH2CHCOOH, CH3CH=CH2, (CH3)2SiH2, etc) to the coadsorbed O2 are lower than 0.50 eV in most cases, indicative of the feasibility of the activation of O2 via OOH under mild conditions. The formed OOH oxidant, with an increased O–O bond length of ~1.45 Å , either directly undertakes oxidation reactions through the end-on oxygen atom or dissociates into atomic oxygen and hydroxyl (OH) by crossing a fairly low barrier of 0.24 eV. Using CO oxidation as a probe, we find that OOH has superior activity than activated O2 and atomic oxygen. This study uncovers a new pathway for the activation of O2 and may provide insights for understanding the oxidation catalysis of nanosized gold. Accepted: day month year (automatically inserted by the publisher) © Tsinghua University Press and Springer-Verlag Berlin Heidelberg 2015 KEYWORDS O2 activation, gold cluster, adsorption, dissociation, hydroperoxyl 1 Introduction While bulk gold is chemically inert, the unique catalytic properties of gold nanoparticles (NPs) have attracted extensive attention since the pioneering works by Haruta [1] and Hutchings [2]. In the past three decades, gold nanoparticles and subnanometer particles have been successfully applied to a wide range of reactions, including low-temperature CO oxidation [3], epoxidation [4, 5], selective hydrogenation and oxidation [6-8], water-gas shift [9, 10]. Among them, the utilization of gold in oxidation reactions has aroused particular interest because gold Address correspondence to Chun-Ran Chang, [email protected]; Jun Li, [email protected] 2 Nano Res. is capable of catalyzing a variety of oxidation reactions under extremely mild conditions by use of molecular oxygen as a feedstock and often with a high selectivity towards desired products [11]. Despite numerous experimental and theoretical studies dedicated to the nature of the catalytic oxidation on gold, the underlying mechanism remains unclear. Even for the simplest CO oxidation reaction, the active site and the exact mechanism are still much debated. A main controversial issue is how molecular O2 is activated on nanogold catalysts. Unlike other transition-metal catalysts, molecular O2 neither adsorbs nor dissociates on bulk gold surface. Therefore, the activation of O2 is often the rate-determining step in nanogold catalysis. For oxide-supported gold catalysts, it is generally accepted that O2 is activated at the interface between Au nanoparticles and supports [12-14] or at the oxygen defects of reducible oxides [15, 16]. The hydroxyls produced on oxide supports were also shown to have substantial effects on the activation of O2 [16, 17]. Another role of oxide supports involves in modifying the catalytic behavior of Au clusters by adding [18-22] or removing electrons [9, 23-27]. However, it is difficult to identify which charge or valance state of Au is mainly responsible for the catalytic performance. Very recently, Wang et al presents an interesting picture regarding the charge transfer in the whole CO oxidation process using ab initio molecular dynamics (AIMD) simulations[28]. They have demonstrated that the charge state of the supported Au cluster is dynamically changing during the catalytic cycle, where the charging/discharging of Au cluster not only controls the amount of O2 adsorbed at the cluster/oxide interface but also strongly influences the energetic of all the redox steps. To gain an explicit understanding on the interaction between Au NPs and O2, one simple approach is to address this issue on bare gold clusters. It has been shown that small-sized anionic gold clusters with even-numbered atoms are reactive with O2, whereas anionic clusters with old-numbered atoms are inert toward O2 because of lack of low-lying unpaired electrons [29-31]. The binding energies of O2 with even-sized Aun– (n = 2, 4, 6) anions are calculated to be higher than 0.7 eV using hybrid functional DFT calculations [32]. The even-odd alternation correlates well to the trend in the electron affinities of gold clusters [33], suggesting the electron transfer from anionic cluster to O2 might be the primary reason for the activation of O2. This picture was evidenced by anion photoelectron spectroscopy (PES) and infrared multiple photon dissociation (IR-MPD) studies [34, 35]. Specifically, Zeng and coworkers revealed that molecular O2 can be activated to superoxo- or peroxo-state by small even-sized Aun– (n = 2 – 18) clusters and the two states can be converted from one to the other on Au8–, which further confirms the electron transfer occurring between anion clusters and adsorbed O2 [36]. Because the high activity of nanogold catalysts might involve cationic gold [37-39], thus the interaction between O2 and cationic gold clusters was also studied in literature. Yoon et al theoretically reported that positively charged Au clusters can bind O2 strongly, with a binding energy of 0.46 eV for Au6O2+, albeit no activation of the O–O bond [40]. Similar conclusion was also drawn by Ding et al using hybrid functional DFT calculations [32]. Nevertheless, a recent joint experimental and theoretical work by Woodham et al claim that cationic gold clusters are capable of activating O2 to superoxide moieties when multiple oxygen ligands are complexed with Au clusters [41]. Compared to the charged gold clusters, little is known about the interaction between neutral gold clusters and molecular O2 in part due to the lack of direct experimental detection for uncharged species. Therefore, theoretical studies are needed to provide data for assessing such interaction. Hybrid DFT calculations show that an oscillation behavior also exists in the interaction between small neutral Au n (n = 1–6) clusters and O2 [32]. The binding energies of O2 with odd-sized Au3 (0.25 eV) and Au5 (0.64 eV) are much higher that that with even-sized Au2, 4, 6 clusters (< 0.1 eV) [32]. This phenomenon was confirmed by high-level ab initio coupled-cluster (CC) calculations [42] and IR-MPD spectra [43]. For larger neutral Au clusters dissociative adsorption of O2 is predicted to be more favorable than molecular adsorption, but the dissociation barriers are expected to be ~1 eV or higher [40, 44]. Barrio et al. employed Au14, Au25, and Au29 as model systems to show the importance of unsaturated sites for O2 adsorption [45]. Roldán et al studied the activation of O2 on a series of neutral | www.editorialmanager.com/nare/default.asp 3 Nano Res. gold clusters Aun (n = 5 – 79) and demonstrated that Au38 is the critical size for O2 adsorption and dissociation [46, 47]. Although extensive works have been done to study the interaction between O2 and Au clusters, an overall understanding on the activation of O2 is still elusive. Actually, the presence of coadsorbates, including the reactant molecule itself may have a substantial effect on the activation of O2. For example, the dissociation of O2 can be dramatically promoted by the coadsorbed C2H4, CO, H2O, and atomic oxygen [48-51]. Our previous studies have also shown that a coadsorbed water or methanol molecule not only favors the adsorption of O2 but also transfers a hydrogen atom to adjacent O2 [52, 53], implying that the hydrogenation of O2 to OOH might be a new pathway for the activation of O2. To further elucidate this OOH pathway for O2 activation, here we carry out a systematic study on the activation of O2 by various H-containing substrates, including water, alcohols, organic acids, amines, and silanes. It is shown that O2 is capable of abstracting a hydrogen atom from most of the selected H-containing substrates with unexpectedly low barriers. Importantly, in the probe CO oxidation reaction OOH exhibits superior reactivity than other activated oxygen species. This study uncovers an alternative pathway for O2 activation on gold clusters and nanoparticles. 2 computational model because it has all the necessary sites and surfaces of a FCC crystal. In addition, size 38 is a “magic” number for cubo-octahedral structure and is often taken as the representative of large-sized clusters [59-64]. Au38 (~1 nm) possesses a high symmetry of Oh and exposes both (111) and (100) facets and is identified as a critical particle for the activation of molecular oxygen [46, 47]. During geometry optimizations, the whole cluster together with the adsorbate(s) was allowed to relax. The convergences of energy, gradient, and maximum displacement were set to 10–5 hartree, 810–4 hartree/Å , and 510–3 Å , respectively. The adsorption energy Ead of an adsorbate was determined from Ead = Eads/cluster – (Eads + Ecluster), where Eads/cluster is the total energy of the Au38 covered with the adsorbate, Eads the total energy of the adsorbate in the gas phase, and Ecluster the total energy of the bare Au38 cluster. The coadsorption energy Ecoad of two adsorbates was determined from Ecoad = Ecoads/cluster – (Eads1 + Eads2 + Ecluster), where Ecoads/cluster is the total energy of the Au38 covered with the two adsorbates, Eads1 and Eads2 the total energy of the first adsorbate and the second adsorbate in the gas phase, respectively. With these definitions, a negative value of Ead or Ecoad means a release of energy or a stable adsorption on the cluster following the thermodynamic convention. Computational details All the calculations were performed using DMol 3 code of the Material Studio package [54, 55]. The electron exchange and correlation were treated within generalized-gradient approximation (GGA) in the form of PBE functional [56]. The localized double-numerical quality basis set with polarization functions (DNP) was used. The core electrons of metal atoms were described using effective core potentials (ECP) developed by Berger et al [57], in which the mass-velocity and Darwin relativistic corrections were introduced. A thermal smearing of 0.002 hartree and a real-space cutoff of 4.5 Å were applied in our calculations. A neutral Au38 cluster (Figure 1) with cubo-octahedral shape, albeit not the global minimum structure [58], was selected as the Figure 1 Geometry of Au38 cluster. The catalytic mechanisms were explored with the calculations of transition states (TS) and intermediates, where the TSs were determined by using complete LST/QST (linear synchronous transit and quadratic synchronous transit) approach[65] and a mode-eigenvector following (MEF) method. [66] All the transition states were confirmed to possess only one imaginary frequency and the corresponding www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research 4 Nano Res. vibration mode was verified to indeed connect the reactant and product. The activation barrier Ea is defined as the energy difference between the TS and the initial state (IS). The reaction energy ΔE is the energy difference between the final state (FS) and the IS. Therefore, a negative value of ΔE means a thermodynamically favorable process. 3 Results and discussion 3.1 Adsorption and dissociation of O2 on Au38 Before exploring new pathways for O2 activation, we first discuss the adsorption of O2 on Au38 cluster. As previously reported [46, 47], molecular O2 preferentially adsorbs at the low-coordinated edge sites shared by (111) and (100) facets on Au 38. Therefore, we considered three possible modes for the adsorption of O2, i.e., η1μ1, η2μ2, η2μ4, which involve one, two, and four Au–O bond(s), respectively, as shown in Table 1. For η1μ1, the Table 1 adsorption energy of O2 is calculated to be –0.32 eV, suggesting a weak interaction with gold cluster. However, the O–O bond length, 1.31 Å , is already elongated by 0.11 Å with respect to that of gas-phase O2, indicative of a partial activation of adsorbed O2. As the activation of O2 can be sensitively probed using spectroscopy, herein we calculated the vibrational frequencies of adsorbed O2 on Au38. Experimentally, free O2 has a stretching frequency of 1556 cm-1, while the electron transfer into the π* orbital of O2 lowers the frequency to 1074 cm-1 for a superoxo (O2–), or 866 cm-1 for a peroxo (O22–) species [34]. Therefore, the calculated O–O stretching frequency (1090 cm-1) in η1μ1 mode together with the negative charge (–0.25 e) accumulated on adsorbed O2 suggest that the molecular O2 is activated to a superoxo-like species. Moreover, the O–O bond length (1.31 Å ) in η1μ1 mode is close to that in metal-superoxo complexes in the range of 1.25–1.35 Å [67]. Calculated characteristics of O2 adsorption on Au38 cluster Adsorption Optimized Ead(O2) d(Au–O) d(O–O) ν(O–O) a q(O2) b mode geometry /eV /Å /Å /cm-1 /e η1μ1 –0.32 2.23 1.31 1090 –0.25 η2μ2 –0.56 1.34 971 –0.36 1.42 733 –0.50 2.16 2.17 2.34 η2μ4 –0.61 2.34 2.35 2.35 a Stretching frequency of adsorbed O2. b Mulliken charge of adsorbed O2. Compared to η1μ1 mode, the adsorption of O2 in η2μ2 mode is slightly improved in light of the increased adsorption energy (–0.56 eV), the longer O–O bond (1.34 Å ), the more negative q(O2) (–0.36 e), and the decreased O–O stretching frequency (971 cm-1). These features are still close to those of superoxo, thus the activated O2 in η2μ2 mode can also be classified as a superoxo-like species. While for the | www.editorialmanager.com/nare/default.asp 5 Nano Res. η2μ4 mode, the adsorption of O2 is further enhanced with an adsorption energy of –0.61 eV. Each oxygen atom of O2 is bridged over two Au atoms. In particular, the O–O bond is notably elongated by 0.21 Å with respect to that of free O2, close to the typical value (1.40–1.50 Å ) of metal-peroxo complexes [67]. Therefore, from η1μ1 to η2μ4 the adsorbed O2 experienced a transition from superoxo- to peroxo-adsorption, similar to the episode on anion Au8– cluster [36]. The η2μ2 adsorption can be regarded as an intermediate for this transition. From the abovementioned results, it is clear that molecular O2 can be partially activated through chemisorption on gold clusters when it becomes feasible to transfer electron(s) to triplet O2. In appearance, the degree of the O2 activation is strongly dependent on the adsorption modes, but actually the amount of electrons transferred from gold cluster to O2 is the underlying determining factor. As shown in Table 1, the more electrons accumulated on adsorbed O2, the longer O–O bond length and the lower O–O stretching frequency will be, indicative of the better activation of O2. Moreover, as the negative charge on O2 increases, the adsorption of O2 on gold cluster becomes more stable. These results well support the viewpoint that the electronic structure is the link between the physical structure of a material and the functionality [68]. Although O2 can be partially activated via adsorption, the dissociation of O2 into atomic oxygen is usually considered as the complete pathway for O2 activation. Figure 2 depicts the energy profile for the dissociation of O2 on Au38 upon the η2μ2 and η2μ4 modes. We find that the direct dissociation of O2 from η2μ2 mode needs to overcome a high barrier of 2.06 eV, although the thermodynamics is favored by 0.66 eV. However, the dissociation of O2 from η2μ4 mode is more feasible with an activation barrier of 0.64 eV and an energy release of –0.62 eV, comparable with previous study [46, 47]. The large deviation between the two barriers can be ascribed to the varied structure of the transition states. In TS1, two nearly separated O atoms adsorb at the top sites of Au, which is extremely unstable due to the electron unsaturation. While in TS2, each O atom locates at a bridge site of two Au atoms, where the O–O bond cleavage can be effectively compensated by Au–O interactions. For the two pathways, the dissociated oxygen atoms all bind strongly at the three-fold hollow sites of gold, which explains why the dissociative adsorption of O2 is energetically favorable on some larger gold clusters [40]. Figure 2 Energy profiles for the dissociation of O2 on Au38. The zero energy level refers to the total energy of bare Au 38 and gas-phase O2. 3.2 Hydrogenation of O2 to OOH on Au38 While the dissociation of O2 is feasible on Au38 cluster, it becomes more difficult on larger or smaller gold clusters due to the high barriers [40, 47]. Therefore, in this section we discuss a new pathway for the activation of O2 by hydrogen-abstraction from H-containing substrates (R–H) that avoids direct O2 dissociation. The R–H substrates are selected from the most commonly used solvents or reactants that may involve in oxidation reactions, including water, alcohols, amines, amino acids, and hydrocarbons. Table 2 lists the activation barriers (Ea) and reaction energies (ΔE) for O2 reacting with 16 selected R–H substrates. Figure 3 displays the optimized structures of the initial states (IS), transition states (TS) and final states (FS) of the 16 reactions. For a catalytic reaction involving two or more reactants, trapping the reactants within a suitable region is always a necessary step. After searching for several possible adsorption sites, we find that O2 and R–H prefer to coadsorbed on the low-coordinated (100) facet of Au38, as shown in the IS structures of Figure 3. Importantly, the two neighboring Au atoms www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research 6 Nano Res. on (100) facet distanced by ~3 Å are capable of trapping O2 and R-H within a reactive region. Our calculation results reveal that the coadsorption of O2 and R–H exhibits a cooperative effect in most cases. For example, the coadsorption energy of O2 and H2O is calculated to be –0.98 eV, which is 0.40 eV (in absolute value) higher than the sum of the separated adsorption energy of H2O and O2, indicating that the coadsorption is cooperative but not competitive. The Table 2 coadsorption energy of O2 and C6H5NH2, –1.25 eV, is 0.31 eV (in absolute value) higher than that of separated adsorptions. Such cooperative effect in coadsorption is ascribed to the hydrogen bonding interaction between R–H and O2, which is more notable for substrates involving O–H and N–H bonds than the ones involving C–H and Si–H bonds, as revealed by the calculation results in Table 2. Calculated coadsorption energies (Ecoad) of H-containing substrates (R-H) and O2, the activation barriers (Ea), and reaction energies (ΔE) of O2* + R-H* → *OOH + R* on Au38 R-H Reactions a Ecoad / eV Ea / eV ΔE / eV –0.98 0.26 0.19 –1.03 0.29 0.23 –0.95 0.21 –0.01 H-abstraction from O-H bond 1 water 2 methanol 3 phenol 4 5 * * * * * * * * * * * * * * * * O2 + CH3OH → OOH + CH3O * O2 + C6H5OH → OOH + C6H5O O2 + HCOOH → OOH + HCOO –0.79 0.25 –0.13 * –0.87 0.22 –0.11 O2 + NH2CHCOOH → OOH + NHCHCOOH –1.19 0.22 0.21 –1.25 0.32 0.25 formic acid glycine * O2 + H2O → OOH + OH * O2 + NH2CHCOOH → OOH + NH2CHCOO H-abstraction from N-H bond 6 glycine 7 phenylamine * * * * * * * * O2 + C6H5NH2 → OOH + C6H5NH H-abstraction from C-H bond 8 * * * * –0.43 1.03 –0.24 * * * * –0.85 0.68 –0.04 * * * * –0.87 0.19 –0.54 * * –0.52 0.20 0.07 * * –0.54 0.29 0.20 * * * * –0.80 0.28 0.11 * * * * –0.52 0.42 0.02 –0.39 0.31 –1.21 –0.51 0.06 –1.40 O2 + CH4 → OOH + CH3 methane 9 ethylene O2 + C2H4 → OOH + C2H3 10 acetylene O2 + C2H2 → OOH + C2H 11 acetaldehyde 12 acetone 13 propylene 14 ethylbenzene * * O2 + CH3CHO → OOH + CH2CHO * * O2 + CH3COCH3 → OOH + CH2COCH3 O2 + CH3CH=CH2 → OOH + CH2CH=CH2 O2 + C6H5CH2CH3 → OOH + C6H5CHCH3 H-abstraction from Si-H bond 15 16 a * dimethylsilane * * * * * O2 + SiH4 → OOH + SiH3 silane * O2 + (CH3)2SiH2 → OOH + (CH3)2SiH * An asterisk (*) represents the adsorbed state. In the coadsorbed structures, O2 is only slightly activated in light of the O–O bond length being around 1.30 Å , thus further activation is needed. Subsequently, the reactions between R–H and O2 are investigated thermodynamically and kinetically. Depending on the origin of the H atoms, these reactions are classified into four groups, i.e., H-abstraction from O–H bond, N–H bond, C–H bond, | www.editorialmanager.com/nare/default.asp 7 Nano Res. and Si–H bond. In the first group, water is selected as a special H-containing substance for study due to its existence in a variety of chemical systems, either as moisture or solvent or reactant, or oxidation product. In particular, water was shown to have a promotional effect in a number of chemical reactions [69-77]. Calculation results show that O2 can readily abstract a hydrogen atom from coadsorbed H2O to form OOH, with a low barrier of 0.26 eV and a reaction energy of 0.19 eV. Although this step alone is slightly endothermic, the energy cost can be compensated in other elementary steps or at temperatures higher than zero Kelvin. A recent joint experimental and theoretical work by Saavedra et al. confirms the generation of OOH on Au/TiO2 catalyst in the presence of water [78], which is consistent with our previous OOH mechanism.48 The hydrogen transfer from methanol to O2 is analogous to that of H2O, the activation barrier and reaction energy of which are calculated to be 0.29 eV and 0.23 eV, respectively. In comparison of the above results with those on bulk Au(111) surface [53], the hydrogenation of O2 to OOH by H2O or CH3OH is much easier on Au38, which is mainly attributed to the fact that the low-coordination sites on Au38 can benefit the coadsorption of O2 and H2O (or CH3OH) as well as the H-transfer processes. While compared with our previous results on Au10 subnanometer cluster [52] , the hydrogen transfer from H2O to O2 on Au38 is slightly more difficult, as is expected. In this group of selected species, we also investigated the H-abstraction reactions from phenol, formic acid, and glycine, which are shown to be more favorable in thermodynamics and kinetics than the cases of H2O and CH3OH. The exothermicity of these reactions suggests that the activation of O2 via OOH is more favorable in an acidic environment. Of particular interest is the reaction between O2 and glycine since O2 can abstract a hydrogen atom either from carboxyl- or amino-group. The former turns out to be a little easier than the latter according to the reaction energies listed in Table 2. The H-abstraction from –COOH or –NH2 can also be expected in other amino acids, which may provide novel insights into the activation of O2 in biosystems under certain conditions. One more example for the H-abstraction from N–H bond is the reaction between O2 and phenylamine, the activation barrier and reaction energy is calculated to be 0.32 eV and 0.25 eV, respectively. Based on these results, we discuss hydrogen abstraction by O2 from C–H and Si–H bonds. Since alkanes are inert as the noble gases in organic chemistry [79], it is not surprising that the H-transfer from CH4 to O2 has a quite high barrier of 1.03 eV. In fact, CH4 only weakly physisorbs on Au38 via a hydrogen atom, reflecting the difficulty in activating C–H σ-bond. Compared to CH4, the H-abstraction from C2H4 and C2H2 are relatively easier, with activation barriers of 0.68 eV and 0.19 eV, respectively. Because α-H usually presents high activity in chemical reactions, we hence further inspect the reaction between O2 and the α-H contained in acetaldehyde, acetone, propylene, and ethylbenzene. Calculation results show that the α-H-abstraction by O2 is facile to take place with activation barriers falling between 0.20 eV and 0.42 eV. These results indicate that the α-H might serve as an initiator for the activation of O2 in some systems. Although the other types of hydrogen atoms, such as β-H, may also contribute to O2 activation, the activity is much lower than that of α-H, thus they are not considered in the current work. Finally, the H-abstraction from silane and dimethylsilane are also calculated, which have activation barriers of 0.31 and 0.06 eV, and reaction energies of –1.21 eV and –1.40 eV, respectively. From the results above, one can see that the barriers for the activation of O2 to OOH by the 16 selected R-H substrates are lower than 0.50 eV with the exceptions of methane and ethylene. Although the DFT calculations with GGA exchange-correlation functional might have underestimated the barriers, the comparison with the O2 dissociation pathway does suggest that the OOH-activation pathway is more favorable. After hydrogenation, the O–O bond length of OOH has been elongated to 1.45 Å , nearly 20% longer than that of free O2, indicating that molecular O2 is substantially activated. The formed OOH can either serve as an oxidant or dissociate into two oxidizing agents of O and OH for further oxidation, which will be discussed in the next section. Theoretically, the activation of O2 by an extra ligand has been demonstrated previously in the interaction between O2 and Xe+ via a (p-π*)σ bonding [80]. Similarly, the activation of O2 by an extra H atom can be explained by the formation of a (s-π*)σ bonding, www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research 8 Nano Res. which leads to the π* anti-bonding MOs of O2 being partially occupied and thus the O–O bond being weakened. Experimentally, the OOH species is observed by in situ UV/Vis in the presence of O2 and Figure 3 H2O [70]. These results provide strong support for the activation of O2 along the alternative OOH-pathway. Optimized geometries of the initial states (IS), transition states (TS), and final states (FS) of reactions 1-16 listed in Table 2. | www.editorialmanager.com/nare/default.asp 9 Nano Res. 3.3 CO oxidation by activated oxygen species To further study how OOH involves in oxidation reactions, we select CO oxidation reaction as a probe for the mechanistic study. Figure 4 (from left to right) displays the energy profiles for the oxidation of CO to CO2 with activated O2, atomic O, and OOH, respectively. For CO oxidation by activated O2 molecule, CO and O2 favorably coadsorb on two neighboring Au atoms of Au38 cluster with a coadsorption energy of –0.94 eV. Through the coadsorption structure, CO and O2 can move closer to each other and arrive at an O–O–C–O intermediate, accompanied with an energy release of 0.80 eV. The structure of this intermediate is analogous to that on small-sized gold clusters, as reported previously [81-83]. The O–O bond length of O–O–C–O is Figure 4 measured at 1.45 Å , much longer than the value, 1.31 Å , of solely-adsorbed O2. After crossing a barrier of 0.64 eV, a CO2 molecule is formed and subsequently desorbs into gas-phase exothermically by 2.35 eV. While for the CO oxidation with atomic O, a suitable site for the coadsorption of the two species cannot be located because once CO and O approach, a CO2 molecule will be generated immediately. Therefore, the reaction between CO and atomic O might follow an Eley-Rideal mechanism on Au38, with atomic O adsorbed on gold cluster and CO in the gas phase. As shown in the middle column of Figure 4, the activation barrier and reaction energy are calculated to be 0.47 eV and –2.62 eV, respectively, suggesting that atomic oxygen is more active than activated O2 in the oxidation of CO. Energy profiles for the CO oxidation with activated O2, atomic oxygen, and OOH. The CO oxidation reaction via OOH is very similar to that by activated O2. CO and OOH also coadsorb on two neighboring low-coordinated Au atoms of Au38 with CO adjacent to the end-on oxygen atom of OOH. In the presence of coadsorbed CO, the O–O bond of OOH is elongated to 1.47 Å , even longer than the original O–O distance in OOH (1.45 Å ). Through this coadsorption structure, a CO2 molecule can be readily produced via combination of CO with the end-on oxygen of OOH, leaving a hydroxyl being adsorbed on Au38. The activation barrier and reaction energy are calculated to be 0.31 eV and –3.99 eV, www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research 10 Nano Res. respectively. In comparison of the three energy profiles in Figure 4, we find that the CO oxidation by OOH is the most favorable to occur. The extraordinary behavior of OOH is attributed to the much weakened O–O bond in OOH, which causes the end-on oxygen atom of OOH being more easily abstracted than that of activated O2 and atomic oxygen. As an alternative to the OOH serving as an oxidative species, OOH can also dissociate into O and OH by overcoming a relatively low barrier of 0.24 eV, as depicted in Figure 5. Although the hydroxyl is also found to play an important role in oxidation catalysis by gold nanoparticles [84], we will not explore this aspect in the current work because oxidation reactions via hydroxyl were discussed in our previous work [52, 53]. alternative to the O2 dissociation, the hydrogenation of O2 to OOH by hydrogen-abstraction from H-containing substrates (R–H) is found to be a more preferred pathway for facile activation of O2. The activation barriers of H-transfer from R–H to O2 are less than 0.50 eV for most of the selected R-H substrates, implying the activation of O2 via OOH is feasible on gold nanoparticles at room temperature. After hydrogenation, the O–O distance of OOH is increased by ~20% with respect to that of gas-phase O2, indicative of the strong activation of O–O bond. The formed OOH can either directly perform oxidation reactions or dissociate into strong oxidants of atomic oxygen and hydroxyl. Among the CO oxidation reactions via activated O2, atomic oxygen and OOH, the OOH radical exhibits extraordinary activity compared to the other two oxidative species, with an activation barrier of 0.31 eV and a huge energy release of 3.99 eV. This study thus illustrates an alternative pathway for the activation of molecular O2 and may provide insights for understanding the complicated mechanisms of catalytic oxidation on gold catalysts. Acknowledgements Figure 5 Energy profile for the dissociation of OOH into atomic oxygen and hydroxyl. 4 Conclusions This work was supported by the National Key Basic Research Special Foundations (2011CB932400), the China Postdoctoral Science Foundation (2014M562391), and the Fundamental Research Funds for the Central Universities (xjj2014064). 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