JAWAHARLAL NEHRU UNIVERSITY School of International Studies M.A. IN POLITICS (INTERNATIONAL STUDIES) MONSOON SEMESTER 2016 IS402N: Theory of International Relations Course Teachers: Professors Rajesh Rajagopalan & Jayati Srivastava Class Hours: Monday, Wednesday and Friday, 10:00 to 11:00 AM Classroom: Room 229, SIS-II Office: Prof. Rajesh Rajagopalan: Room 218, SIS-I Prof. Jayati Srivastava: Room 316, SIS-II Contact: Prof. Rajesh Rajagopalan: [email protected] Prof. Jayati Srivastava: [email protected] Office Hours: One hour after class & by appointment Course Description This course is intended to introduce postgraduate students to theoretical endeavour in the discipline of International Relations. The objective is to deal with the major theoretical orientations in the discipline and to give students an appreciation of the major intellectual tools available to them in analysing world affairs. Students are expected to go through the assigned reading before coming to class. Although this is an introductory course, it is at the postgraduate level. For this reason, almost all the assigned readings are original theoretical contributions, not textbooks. Examinations and Grading There will be one mid-semester examination and a final examination, of two hours and three hours duration respectively. The mid-semester examination will be held in late September (date will be announced in class). Since this is an introductory course, there will be no term papers or classroom assignments. The final grade will be computed with 40% weight to the mid-semester examination and 50% to the final examination. Snap tests, worth the remaining 10%, will be held without advance notice. There will be no make up for any of these tests except in cases of personal medical reasons, in which case a medical report stating that you are unable to attend the test is needed from the JNU Medical Centre. 1/8 Course Outline and Reading List Most reading materials are available through JSTOR and other electronic sources through the JNU library website. It is your task to access these. Those materials that are not available through these electronic sources will be available at the photocopying store in SIS-II. WEEK 1 Introduction to the Course Kenneth N. Waltz, “Laws and Theories”, Kenneth N. Waltz, Theory of International Politics (New York: McGraw-Hill, 1979), pp. 1-17. The Great Debates Morton Kaplan, “The New Great Debate: Traditionalism vs. Science in International Relations”, World Politics, 19 (1), October 1966, pp. 1-20. Ole Waever, “The Rise and the Fall of Inter-Paradigm Debate”, Steve Smith, Ken Booth and Marysia Zalewski, eds., International Theory: Positivism and Beyond (Cambridge: Cambridge University Press, 1996), pp. 149-185. David A. Lake, “Theory is Dead, Long Live Theory: The End of the Great Debates and the Rise of Eclecticism in International Relations”, European Journal of International Relations 19 (3), 2013, pp. 567-587. WEEK 2 The Three Images/Levels of Analysis J. David Singer, “The Level-of-Analysis Problem in International Relations” World Politics, 14 (1), October 1961, pp. 77-92. Kenneth N. Waltz, Man, the State and War: A Theoretical Analysis (New York: Columbia University Press, 1954), pp. 1-15 & 224-238. Kenneth N. Waltz, “Reductionist and Systemic Theories”, Kenneth N. Waltz, Theory of International Politics (New York: McGraw-Hill, 1979), pp. 60-78. WEEK 3 Realism from Antiquity to WWII Kautilya, The Arthashastra (trans. L.N. Rangarajan) (New Delhi: Penguin, 1992), pp. 541-579. Sun Tzǔ, The Art of War (London: Hodder & Stoughton, 1981), pp. 15-52. Thucydides, “The Melian Dialogue”, History of the Peloponnesian War (trans. Rex Warner) (London: Penguin, 1954), pp. 400-408. Niccolò Machiavelli, The Prince (trans. George Bull) (London: Penguin, 1961), pp. 50-58. Edward Hallett Carr, The Twenty Years’ Crisis, 1919-1939: An Introduction to the Study of International Relations (New York: Harper & Row, 1964 [1939]), pp. 41-94. WEEK 4 Realisms: Classical and Structural Hans J. Morgenthau, Politics Among Nations: The Struggle for Power and Peace (New York: McGrawHill, 1993 [1948]), pp. 3-26. 2/8 Kenneth N. Waltz, “Realist Thought and Neorealist Theory”, Journal of International Affairs 44 (1) (Spring-Summer 1990), pp. 21-37. Waltz, “Political Structures”, Theory of International Politics, pp. 79-101. WEEK 5 Realisms: Defensive and Offensive Fareed Zakaria, “Realism and Domestic Politics”, International Security, 17 (1) Summer 1992, pp. 177-98. Jack Snyder, Kier A. Lieber, “Correspondence: Defensive Realism and the ‘New’ History of World War 1”, International Security 33 (1), Summer 2008, pp. 17494. John J. Mearsheimer, The Tragedy of Great Power Politics (New York: W.W. Norton, 2001), chapters 1 & 2. WEEK 6 Realisms: Neoclassical and Hegemonic Gideon Rose, “Neoclassical Realism and Theories of Foreign Policy”, World Politics, 51 (1), 1998, pp. 144-72. William C. Wohlforth et al, “Testing Balance-of-Power Theory in World History”, European Journal of International Relations 13 (2), 2007, pp. 155-85. Robert Gilpin, “The Theory of Hegemonic War,” Journal of Interdisciplinary History 18 (4 ), Spring 1988, pp. 591-613. WEEK 7 Realisms: Third World Mohammed Ayoob, “Subaltern Realism: International Relations Theory Meets the Third World”, Stephanie Neuman, ed., International Relations Theory and the Third World (London: Macmillan, 1998), pp. 31-54. Carlos Escude, “An Introduction to Peripheral Realism and its Implications for the Interstate System”, Stephanie G. Neuman, International Relations Theory and the Third World (London: Macmillan, 1998), pp. 55-75. Michael Barnett, “Radical Chic? Subaltern Realism: A Rejoinder,” International Studies Review, 4 (3), Autumn 2002, pp. 49-62. WEEK 8 Liberal Institutionalism Robert O. Keohane and Joseph S. Nye, Power and Interdependence, 2nd edn. (New York: Longman: 1989), pp. 23-37. Kenneth A. Oye, “Explaining Cooperation under Anarchy: Hypotheses and Strategies”, World Politics, 38 (1), October 1985, pp. 1-24. Susan Strange, “Cave! Hic Dragones: A Critique of Regime Analysis”, International Organization, 36 (2), Spring, 1982, pp. 479-496. 3/8 WEEK 9 Liberal Institutionalism: Regime Theory Stephen D. Krasner, “Structural Causes and Regime Consequences: Regimes as Intervening Variables”, International Organization, 36 (2), Spring 1982, pp. 185-205. Security Regimes Robert Jervis, “Security Regimes”, International Organization, 36 (2), Spring 1982, pp. 357-378. Economic Regimes John Gerard Ruggie, “International Regimes, Transactions, and Change: Embedded Liberalism in the Postwar Economic Order”, International Organization, 36 (2), Spring 1982, pp. 379-415. WEEK 10 REVIEW AND MID-TERM TEST WEEK 11 Social Constructivism Ian Hurd, ‘Constructivism’, Christian Reus-Smit and Duncan Snidal, eds., Oxford Handbook of International Relations, Oxford: Oxford University Press, 2008, pp. 298-316. Alexander Wendt, “Anarchy is What States Make of It: The Social Construction of Power Politics”, International Organization 46 (2), Spring 1992, pp. 391-425. International Society/English School Alex J. Bellamy, “Introduction: The English School and International Society”, Alex J. Bellamy (ed.), International Society and its Critics (Oxford: Oxford University Press, 2005), pp. 1-26. Hedley Bull, “The Emergence of a Universal International Society” & “The Revolt Against the West”, Hedley Bull and Adam Watson, eds., The Expansion of International Society, Oxford: Clarendon Press, 1989, pp. 117-126 & 217-228. WEEK 12 Marxism in International Relations Vendulka Vubálková and Albert Cruickshank, Marxism and International Relations (Oxford: Clarendon Press, 1985), pp. 1-24 & 205-248. Alex Callinicos, “Does Capitalism Need the State System?”, Cambridge Review of International Affairs 20 (4), 2007, pp. 533-549. Frank, Andre Gunder, “The Development of Underdevelopment”, Monthly Review, 18, September, 1966, pp. 17-31. 4/8 WEEK 13 Gramsci & International Relations Robert W. Cox, “Gramsci, Hegemony and International Relations: An Essay in Method”, Millennium: Journal of International Studies 12, 1983: 162-75. Post-Positivism: Critical Theory Richard Devetak, “Critical Theory”, Scott Burchill and Andrew Linklater, eds., Theories of International Relations (London: Macmillan Press, 1996), pp. 145178. Critical Security Studies Ken Booth, “Security and Self: Confessions of a Fallen Realist”, Keith Krause and Michael C. Williams, eds., Critical Security Studies: Concepts and Cases (London: UCL Press, 1997), pp. 83-120. WEEK 14 Feminism in International Relations Jacqui True, “Feminism”, Scott Burchill and Andrew Linklater, eds., Theories of International Relations (London: Macmillan Press, 1996), pp. 210-251. J. Ann Tickner, “Hans Morgenthau’s Principles of Political Realism: A Feminist Reformulation”, Millennium: Journal of International Studies 17 (3), 1988, pp. 429-440. V. Spike Peterson, “A Gendered Global Hierarchy”, Grey Fry and S O’ Hagan, eds., Contending Images of World Politics, London: McMillan Press, 2000, pp. 199213. WEEK 15 Normative Theory Marvyn Frost, “A Turn Not Taken: Ethics in IR at the Millennium”, Review of International Studies, 24 (5), 1998, pp. 119-132. Molly Cochran, Normative Theory in International Relations: A Pragmatic Approach, Cambridge: Cambridge University Press, pp. 1-20. Jean-Marc Coicaud and Daniel Warner, “Introduction: Reflections on the Extent and Limits of Contemporary International Ethics”, Jean-Marc Coicaud and Daniel Warner, eds., Ethics and international Affairs: Extent and Limits (New York: United Nations Press, 2001), pp. 1-13. WEEK 16 IR Theory Beyond the West Amitav Acharya and Barry Buzan, ‘Why is there No Non-Western International Relations Theory?’, International Relations of the Asia-Pacific, 7 (3), 2007, pp. 287-312. Non-Alignment K.P. Misra, “Towards Understanding Non-Alignment”, International Studies 20 (1-2), January-June 1981, pp. 23-37. 5/8 M.S. Rajan, “Institutionalization of Non-Alignment: Widening Gulf between the Belief and the Prospect”, International Studies 20 (1-2), January-June 1981, pp. 39-55. Sunil Khilnani, Rajiv Kumar, Pratap Bhanu Mehta, et al, NonAlignment 2.0: A Foreign and Strategic Policy for India in the 21st Century, New Delhi: Penguin, 2014. WEEK 17 Ancient Chinese Thought and International Relations Theory Yan Xuetong, “A Comparative Study of Pre-Qin Interstate Political Philosophy”, in Yan Xuetong [Daniel A. Bell and Sun Zhe, eds., Edmund Ryden, trans.], Ancient Chinese Thought, Modern Chinese Power (Princeton, NJ: Princeton University Press, 2011), pp. 21-69. Ancient Indian Thought and International Relations Theory Deepshikha Shahi and Gennaro Ascione, “Rethinking the Absence of Post-Western International Relations Theory in India: ‘Advaitic Monism’ as an Alternative Epistemological Resource”, European Journal of International Relations, 2015, pp. 1-22. Islamic Thought and International Relations Theory Shahrbanou Tadjbakhsh, “International Relations Theory and the Islamic Worldview”, Amitav Acharya and Barry Buzan, eds., Non-Western International Relations Theory: Perspectives on and Beyond Asia (Abingdon: Routledge, 2010), pp. 174-196. Further Readings A J R Groom and Margot Light, eds., Contemporary International Relations: A Guide to Theory (London: Pinter 1994). Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999). Antonio Gramsci, Selections from the Prison Notebooks of Antonio Gramsci, [edited and translated by Quintin Hoare & Geoffrey Nowell Smith] (New York: International Publisher, 1975). Charles W. Kegley, Jr., Controversies in International Relations Theory: Realism and the Neo-Liberal Challenge (London: Macmillan, 1995). Cynthia Weber, International Relations Theory: A Critical Introduction, third edn., (London: Routledge, 2003). David A. Baldwin, ed., Neo-Realism and Neo-liberalism: The Contemporary Debate (New York: Columbia University Press, 1993). David Held, Anthony Mcgrew, et al, Global Transformations: A Reader (London: Polity, 2000). David S. McLellan, William C Olson and Fred A Sondermann, eds., The Theory and Practice of International Relations (Englewoods: Prentice Hall, 1974). Ever Neumann and Ole Waever, eds., Future of International Relations (London: Routledge, 1997). 6/8 Friedrich V. Kratochwil, Rules, Norms, and Decisions: On the Conditions of Practical and Legal Reasoning in International Relations and Domestic Affairs (Cambridge: Cambridge University Press, 1991). H. Butterfield and Martin Wight, eds., Diplomatic Investigations (Cambridge: Harvard University Press, 1966). Hedley Bull, The Anarchical Society (New York: Columbia University Press, 1995). Immanual Wallerstein, The Modern World System, 4 vols. (New York: Academic Press, 1974). James E. Dougherty, Robert L Pfaltzgraff, Contending Theories of International Relations: A Comprehensive Survey (Pearson Higher Education, 2000). Karen Mingst and Jack Snyder, eds., Essential Readings in World Politics (New York: W W Norton Co., 1991). Klaus Knorr and James Rosenau, Contending Approaches to International Politics (Princeton, Princeton University Press, 1969). Klaus Knorr and Sidney Verba, eds., The International System (Princeton: Princeton University Press, 1969). Marvin E Olsen, Power in Societies (New York: Macmillan, 1970). Marvyn Frost, Ethics in International Relations: A Constitutive Theory, (Cambridge: Cambridge University Press, 1996). Michael Banks, ed., Conflict in World Society (New York: Wheat Sheaf, 1984). Michael W. Doyle and Ole Waever, eds., Future of International Relations (London: Routledge, 1997). Nicholas Onuf, World of Our Making: Rules in Social Theory and International Relations, (South Carolina: Univ, of South Carolina Press, 1989). Peter Evans, Harold K. Jacobson and Robert Putnam, eds., Double-Edged Diplomacy (Berkley: University of California Press, 1993). Phil Williams, et al, Classic Readings of International Relations (Belmount: Wasdsworth, 1999). R. B. J. Walker, Inside Outside: International Relations as Political Theory (Cambridge: Cambridge University Press, 1993). Raymond Aron, Peace and War: A Theory of International Relations (New York, Anchor Books, 1973). Rebecca Grant, et al, Gender and International Relations (Buckingham: Open University Press, 1991). Robert Cox and T. Sinclair, Approaches to World Order (Cambridge: Cambridge University Press, 1996). Robert J. Art and Robert Jervis, eds., International Politics: Enduring Concepts and Contemporary Issues, fifth edn. (New York: Longman, 1999). Robert Keohane, After Hegemony: Cooperation and Discord in the World Political Economy (Princeton, N J.: Princeton University Press, 1984). Robert O Keohane, ed., Neorealism and its Critics (New York: Colombia University Press, 1986). Simon Bromley, William Brown and Suma Athreya, eds., Ordering the International: History, Change and Transformation (London: Pluto Press, 2004). Stephanie Neuman eds, International Relations Theory and the Third World (London: Macmillan, 1998). Stephen D. Krasner, eds., International Regimes (Ithaca: Cornell University Press, 1983). 7/8 Stephen Gill, ed., Gramsci, Historical Materialism and International Relations (Cambridge: Cambridge University Press, 1993). Tim Dunne, Michael Cox and Ken Booth, eds., The Eighty Years Crisis: International Relations 1919-1999 (Cambridge: Cambridge University Press, 1998). William C Olson and A. J. R. Groom, International Relations Then and Now (London: Harper Collin, 1992). Textbooks are actively discouraged in this course. In the examinations, you will be tested for your knowledge and understanding of the original theoretical writings. However, for those students who find it impossible to cut the umbilical cord, some of the latest – and better – textbooks in IR Theory are listed below. Each student would be expected to have a distinct comfort level with different textbooks. Students are therefore advised to sample the textbooks listed below and choose those that they find the most helpful. Do remember that not all topics are covered equally well in a single textbook. Bruce Mazlish, and Akire Iriye, eds., The Global History Reader (New York: Routledge, 2005). Chris Brown, and Kirsten Ainley, Understanding International Relations, 3rd edn. (New York: Palgrave Macmillan, 2005). Christian Reus-Smit, and Duncan Snidal, eds., The Oxford Handbook of International Relations (Oxford: Oxford University Press, 2008). Cynthia Weber, International Relations Theory: A Critical Introduction, 3rd edn., (London: Sage, 2010). Jenny Edkins, and Maja Zehfuss, eds., Global Politics: A New Introduction (New York: Routledge, 2009). John Baylis, Steve Smith and Patricia Owens, eds., The Globalization of World Politics: An Introduction to International Relations, 5th edn. (Oxford: Oxford University Press, 2011). Martin Griffiths, et al., International Relations: The Key Concepts, 2nd edn., (New York: Routledge 2008). Paul R. Viotti, and Mark Kauppi, International Relations and World Politics, 3rd edn., (New Delhi: Pearson, 2007). Peter Calvocoressi, World Politics Since 1945, 9th edn., (New York: Routledge, 2008). Scott Burchill et al., Theories of International Relations, 2nd edn., (New York: Palgrave Macmillan, 2001). Tim Dunne, Milja Kurki and Steve Smith, eds., International Relations Theories: Discipline and Diversity, 3rd edn., (Oxford: Oxford University Press, 2013). Wayne C. McWilliams, and Harry Piotrowski, The World since 1945: a History of International Relations, 7th edn., (London: Lynne Rienner Publishers, 2009). Key International Relations journals include World Politics, International Studies Quarterly, International Security, Security Studies, International Organization, International Interactions, Journal of Conflict Resolution, Journal of Peace Research, Security Dialogue, Millennium, Orbis, Review of International Studies, International Studies, European Journal of International Relations, American Political Science Review, and Alternatives. Even though this is an introductory course, it is never too early to fall into the good habit of regularly reading the best learned journals in your field of study. They are all accessible on the Internet, so take full advantage of JNU’s electronic subscription. 8/8
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