3960 MONTHLY WEATHER REVIEW VOLUME 137 Cloud and Precipitation Parameterization in a Meso-Gamma-Scale Operational Weather Prediction Model LUC GERARD Royal Meteorological Institute of Belgium, Brussels, Belgium JEAN-MARCEL PIRIOU CNRM-GAME, Météo-France, Toulouse, France RADMILA BROŽKOVÁ AND JEAN-FRANÇOIS GELEYN* Czech Hydro-Meteorological Institute, Praha, Czech Republic DOINA BANCIU National Meteorological Administration, Bucharest, Romania (Manuscript received 8 August 2008, in final form 28 April 2009) ABSTRACT The paper assesses the difficulties of running an operational NWP model in the resolution range of 3–8 km. In this case, deep convection cells are neither much smaller than the grid box as assumed by most parameterization schemes, nor completely resolved as would be required for them to be treated explicitly. A specific approach is proposed, with an integrated sequential treatment of resolved condensation, deep convection, and microphysics together with the use of prognostic variables. It currently allows for the production of consistent and realistic results at resolutions ranging from a few tens of kilometers down to less than 4 km. Model skill scores and an example of an operational forecast at different resolutions are presented. 1. Introduction The geometrical characteristics of deep convective systems make them difficult to represent in numerical operational weather prediction or climate models. Convective cells stay subgrid with gridbox lengths larger than 1 or 2 km in the horizontal, while they reorganize significantly the atmospheric layers along the vertical. Deep precipitating convection is not compatible with isotropy assumptions or down-gradient diffusion, and cannot just rely on the ‘‘conservative’’ variables frequently used in nonprecipitating convection or turbulence. * Additional affiliation: Météo-France, Toulouse, France. Corresponding author address: Luc Gerard, Royal Meteorological Institute of Belgium, Dept R&D, 3 Av. Circulaire, B 1180 Brussels, Belgium. E-mail: [email protected] DOI: 10.1175/2009MWR2750.1 Ó 2009 American Meteorological Society As long as the motions in the convective cells are not resolved by the model grid, a parameterization can be used, relying on a simple model of the processes occurring at the subgrid scale to provide source terms in the mean-flow equations. Most deep convection parameterizations have been developed under the hypotheses of large grid boxes and long time steps, and while they provide source terms for the vertical transport of some of the model variables, they often treat precipitation and cloud more directly, in a simple diagnostic way. These simple schemes, when used at finer resolution and shorter time steps, tend to produce an intermittent on–off behavior of deep convection, and a too early onset of rainfall in the convective diurnal cycle (Guichard et al. 2004); on the other hand, assuming explicit convection at resolutions coarser than 1 or 2 km produces excessive vertical transports, the up- and downdrafts being extended to the size of entire grid boxes (e.g., Deng and Stauffer 2006). Running a model at resolutions between NOVEMBER 2009 GERARD ET AL. 7 and 2 km (qualified as the ‘‘gray zone’’) remains then particularly delicate. The sources of most of these problems can be divided in two categories: first, the missing or unsatisfying representation of some physical phenomena; second, using the parameterization in conditions where its assumptions become invalid. In the first category, the scheme needs to provide source terms for all relevant model variables. In early models, the source terms were limited to a mean gridbox heat source and a moisture sink (Yanai et al. 1973). Later, momentum has also been treated (Moncrieff and Miller 1976; Kershaw and Gregory 1997). If the model includes an evolution equation for cloud condensates, corresponding source terms should also be provided by the deep convection scheme. Molinari and Dudek (1992) qualify this approach as ‘‘hybrid parameterization’’ (as opposed to ‘‘traditional’’ where no such terms are provided and to ‘‘fully explicit’’ with no parameterization) and point out its impact on the acute representation of mesoscale convective systems. Frank and Cohen (1987) proposed such a parameterization for mesoscale models at resolutions coarser than 20 km and implying steady-state updrafts and downdrafts. These source terms can be handled consistently in schemes where the convective updraft condensates are not precipitated directly, but detrained to be handled by a microphysical package (Boville et al. 2006; Wilson et al. 2008; Gerard 2007, hereafter G07). The formulation of the source terms in the resolved flow equations can affect the accuracy but also the structure of the parameterization. The commonly used expression of a quite arbitrarily parameterized detrainment and compensating subsidence can be advantageously replaced by the approach of the Microphysics and Transport Convective Scheme (MTCS; Piriou et al. 2007) using the convective condensation and transport terms directly. Another set of generally incomplete representations concerns the interactions between updrafts and downdrafts and with other parameterizations, like stratiform condensation, shallow convection, or the boundary layer. The coexistence in a model of a subgrid deepconvection scheme producing its own precipitation, with another scheme handling resolved/stratiform condensation and microphysics, can lead to a double representation of a same physical process, inducing an excessive consumption of the available resource, hence a double counting of the moisture that can condense and precipitate. G07 addressed this point by using a cascaded organization of the related parameterizations with a neat separation of the different contributing processes. Interactions with other parameterizations are an ambitious challenge toward the unification of physical parameterizations (Arakawa 2004). 3961 Conditions where parameterization assumptions can become invalid concern time- and space-scale inconsistencies. A closure assumption is required to scale the subgrid system in function of the resolved model variables. The closure has been the object of extended discussions about causality and the delineation of the ‘‘convective’’ character of processes. Arakawa and Schubert (1974), in the frame of coarse-resolution models, separated a slow ‘‘larger-scale or dynamic forcing’’ from a faster ‘‘convective response.’’ The difference of time scales allowed us to consider that convective processes were, at all time steps, in quasi-equilibrium (QE) with the larger-scale resolved flow. Very often, the closure of a mass-flux scheme uses moisture convergence toward the grid column, or buoyancy considerations. In coarse-resolution models, a closure by resolved convergence of moisture did not seem to be able to alone produce enough precipitation. Kuo (1974) combined to it the surface evaporation; Krishnamurti et al. (1983) considered an additional unmeasurable mesoscale or subgrid-scale source of moisture supply. Bougeault (1985) introduced into the moisture convergence term a local contribution from the turbulent diffusion scheme. In such cases, it becomes less sustainable to assert that this forcing contribution would be much slower than the convective process (Gerard and Geleyn 2005). Pan and Randall (1998) also objected that cumulonimbus clouds produce anvils interacting with radiation. The radiative feedback can affect the temperature profiles and the vertical exchanges over an area significantly wider than the updraft, modifying the input conditions of the deep convection scheme and the local CAPE, but also gradually the larger-scale flow contributing to the closure. The time scale of these effects covers a continuous range starting from the ones of the convective process to longer values following the extension of the anvil clouds. The separation of time scales becomes then quite artificial. The problem of QE is to indicate a cause and an effect (control and feedback) between the convective updraft and the larger-scale circulation; Mapes (1997) suggested to rather separate between dry dynamics versus moist convective and precipitating processes. A possible cure for the unsatisfying hypothesis of quasi-equilibrium is to use a prognostic equation for closure, instead of a budget equation. Pan and Randall (1998) introduced a prognostic convective kinetic energy equation in the Arakawa– Schubert scheme, resulting in a significantly lighter calculation than QE. Gerard and Geleyn (2005) completed Bougeault (1985)’s mass-flux scheme with a prognostic updraft vertical velocity and a prognostic updraft mesh fraction, allowing to depart from the QE hypothesis. Using prognostic variables (and subsequently providing a memory of earlier activity) addresses both spaceand time-scale inconsistencies, allowing precipitation to 3962 MONTHLY WEATHER REVIEW fall in another grid box and at another time step than where and when the convective conditions initially appeared. Finally, assuming that the updraft environment is identical to the mean grid box cannot hold below around 10-km resolution, when the updrafts can occupy a significant part of the grid box. Expressing explicitly an updraft mesh fraction like in Gerard and Geleyn (2005) allows us to compute average properties of the updraft environment. The current study tries and addresses a number of the above-described problems, while presenting below a scheme avoiding double counting, increasing the memory of parameterized convective cells, and proposing a common microphysical treatment of subgrid- and resolvedcondensation condensates. Section 2 describes the features of the model we have used, with a particular focus of the ones dedicated to the gray zone problems. Section 3 demonstrates the behavior of the scheme at meso-gamma scale, compared with a classical convective scheme and the case with no deep-convection parameterization. Operational model scores are presented in section 4, while section 5 shows an example of operational forecast at three resolutions. Conclusions are drawn in section 6. 2. Description of the model Our framework ‘‘Alaro-0’’ is a version of the Action de Recherche Petite Echelle Grande Echelle–Aire Limitée Adaptation Dynamique Développement International (ARPEGE–ALADIN) operational limitedarea model (e.g., Horányi et al. 2006) with a revised and modular structure of the physical parameterizations. The latter can include memory from one time step to the next, either through prognostic variables (using an evolution equation and advected by the resolved flow, e.g., the up/downdraft vertical velocities and mesh fractions, turbulent kinetic energy) or ‘‘pseudohistoric’’ (not advected, e.g., the convective cloud fraction). There are five prognostic model variables for water species, represented by specific contents: water vapor (qy), cloud ice (qi), cloud droplets (ql), rain (qr), and snow (qs). The vertical diffusion of cloud condensate variables is derived from the diffusion of ‘‘conservative variables’’ (total suspended water and liquid–ice static energy). a. Main building blocks 1) RESOLVED CLOUD AND CONDENSATION Called at the beginning of the time step, this scheme estimates stratiform-like condensation/evaporation and cloud fraction (i.e., supposing a nonskewed distribution of total moisture over the grid box). Hanging cloud condensates of convective origin (produced at earlier VOLUME 137 time steps) are protected against reevaporation at this stage [see section 2b(3)]. The condensates generated by this scheme are kept hanging until they are combined with those produced by the subsequent updraft; autoconversion and other microphysical processes are applied in one shot for the combined condensates. Alternatively to a scheme similar to Smith (1990)’s scheme (described in G07), a new scheme for stratiform cloud fraction f st and resolved condensation–evaporation has also been implemented. It uses an approximation of the formula proposed by Xu and Randall (1996) for the cloud fraction (noted here with superscript asterisk values for the nonconvective part of the grid box): rh i d q* y f st 5 y 1 eaq*c /(qwq*) qw r q* aq*c ’ y , (1) qw aq* 1 (q q*)d c w y with a 5 100, r 5 0.25, and d 5 0.5. Following a proposal of E. Bazile (1997, personal communication) the condensates are estimated by assuming that in all clouds of the grid box, the intensive condensate qc/f is the same and the vapor content qy 5 qw (wet-bulb specific humidity), while in the clear part qy/qw 5 RHc, a prescribed critical relative humidity profile (depending on the gridbox size). A balanced state in terms of f st, q*y, and q*c is obtained by solving a Newton iterative loop. The ice fraction in the cloud is taken as ( ) [T t min(T t , T)]2 , (2) ai (T) 5 1 exp 2(T t T x )2 where Tt 5 08C and Tx is the temperature of the maximum difference between the saturation vapor pressures with respect to ice and to liquid. 2) DEEP CONVECTIVE UPDRAFT The mass-flux scheme replaces the horizontal gridbox variety by a single equivalent updraft. Starting from wetbulb conditions, an entraining ascent is computed by alternating isobaric mixing and moist adiabatic ascent segments. The mixing uses a prescribed entrainment profile depending on the vertically integrated buoyancy (Gerard and Geleyn 2005). At all stages the conservation of moist static energy is ensured. A layer is considered ‘‘active’’ if the elevated air is saturated, stays warmer than its environment, is buoyant and if there is positive resolved moisture convergence (integrated from the surface); otherwise, a new ascent is started after remixing the previous outcome with the environment. NOVEMBER 2009 3963 GERARD ET AL. The total updraft condensation is later combined to the resolved one before feeding the microphysical scheme. The condensate hanging in the updraft qc_u is estimated (similarly to G07) as qc u 5 f0 ›(qyu 1 qc u ) , ›f (3) where f0 is a critical (geopotential) thickness beyond which the condensates are assumed to be detrained and/or precipitate. The use of prognostic variables allows the updraft to have its own response time, and prevents an intermittent on–off behavior. The updraft mass flux is given by Mu 5 su v*u , with g v*u 5 vu ve , (4) where both su, the updraft mesh fraction, and v*u, the updraft vertical velocity relative to its environment, are given by prognostic equations. Here v 5 dp/dt, and the updraft-environment velocity ve 5 v su vu . Here, v*u is obtained from a vertical motion equation in the form (similar to the one of Gerard and Geleyn 2005): ›v*u ›v*2 5 B 1 Dv*u 2 A u , ›t ›p (5) where B is the buoyancy force, D includes entrainment and the drag coefficient, and the term with A accounts for autoadvection. Consistency of the partial tendency expression with the resolved dynamical calculation requires that B and A depend on su; here we use the value of su advected from the previous time step. A two-dimensional closure is used, currently based on vertically integrated moisture convergence. It is expressed by a vertical budget over active updraft layers: ð ð ›su dq dp (hu he ) 5 L su (vu ve ) ca g ›t g ð dp 1 L CVGQ , g flux profile is homothetic to vu. In this context, su is first a scaling parameter for the updraft mass flux. Considering it as a horizontal extension of the updraft is a convenient approximation. The prognostic expressions for vu and su allow a gradual setup of convective activity, from one time step to the next. On the other hand, the updraft properties (i.e., moist static energy, momentum, and water phases) are rediagnosed at each time step, considering a parcel starting from cloud base with current environment wetbulb properties (requiring that the environment does not change very rapidly). The mesh fraction evolution only concerns its horizontal extension and this is assumed to take the same value up to the detrainment level. While the behavior of the scheme appears satisfying down to the resolution of 4 km, this last simplification was found unsatisfactory at 2 km, where it leads to an excessive stabilizing convective transport contribution in layers the updraft would actually not be able to reach, preventing the resolved scheme to take over. A solution to this is under development. Stability closures, implying usually a relaxation time for CAPE, were earlier reported to behave better than moisture convergence closures in a diagnostic scheme (e.g., Grell 1993). Here the temporal aspect is introduced by the prognostic approaches and the combination of resolved-convergence closure with a prognostic updraft vertical velocity profile including the effects of turbulence on local buoyancy appears to perform very well in most situations. Following the MTCS approach [section 2b(1)], the updraft scheme outputs condensation fluxes and separate transport fluxes for qy, qi, ql, s 5 cpT 1 gz, and the horizontal velocities u and y. In addition it outputs a detrainment area increment dsD, based on a local mass budget and used to compute the convective cloud fraction [Eq. (12)]. 3) MICROPHYSICAL PACKAGE AND CLOUD GEOMETRY (6) where g is acceleration of gravity, h 5 cpT 1 f 1 Lqy is the moist static energy, L is the local latent heat of vaporization, and CVGQ is the resolved moisture convergence. The first term of the rhs (moisture consumption by the updraft) uses the condensate increment dqca obtained in the ascent calculation. Equation (6) states that the water vapor converging to the grid column during the time step is either condensed into the active updraft layers (the saturated buoyant layers of the updraft) or stored in an increase of the updraft mesh fraction. It yields a scalar su, hence, the updraft mass- The gross condensates from both sources—resolved and updraft—are combined before being submitted to further microphysical processes. The intensive concentration of condensates may be higher in clouds of convective origin. This is roughly accounted for by estimating the intensive cloud condensate as " # (1 aco )2 a2co f st 1 f cu 1 cu , q^c 5 qc f f f st (7) where aco is the ratio of convective to total condensation and f cu, f st, and f are the convective, stratiform, and 3964 MONTHLY WEATHER REVIEW total cloud fractions, respectively. The arbitrariness of this formulation has actually a small impact, the actual intensive value only playing some role when the condensates are not much bigger than the scaling thresholdtype parameters for autoconversion. Computing the microphysics between updraft and downdraft allows a space–time separation of cause and effect (e.g., precipitation falling from stratiform anvils can maintain a downdraft after the updraft has decayed). The microphysical package (see the appendix) handles the five prognostic water phases plus a diagnostic pseudograupel. It uses a statistical sedimentation with probability distribution functions (Geleyn et al. 2008), and handles autoconversion (including the Bergeron– Findeisen effect), collection, and evaporation processes, calculated one level at a time. In Alaro-0’s target range of model resolutions, realism commands to use partial cloudiness, especially in the presence of deep convection. For this, some overlapping strategy has to be chosen, and the microphysics of falling precipitation needs to be computed by layer, from top to bottom of the atmosphere. In each layer, one considers (for internal purpose only) four areas: cloudy, clear, seeded (i.e., receiving precipitation from above generated at current time step), or not seeded. Precipitation can occur in all of them, because the clear nonseeded area can still contain precipitation species from earlier time steps. The fractions are estimated by assuming maximum cloud overlap between connected layers, and random overlap of not connected layers. Noting Pc and Pe, respectively, the fraction of the cloud and of clear environment seeded from above is Pcl 5 Pel 5 min( f l , f l1 ) 1 [ f l min( f l , f l1 )]Pel1 fl and [max( f l , f l1 ) f l ] 1 [1 max( f l , f l1 )]Pel1 , (1 f l ) (8) where level l is below level l 2 1. In Eq. (8) it is assumed that each layer rehomogenizes the precipitation at the bottom of its cloudy area. While this classification may appear quite approximate, this has no heavy consequences because all areas are treated with equal care in the microphysics computations. At each level, a separate calculation of autoconversion– collection–evaporation is done in the four fractions when relevant. The goal here is to get the most correct possible rates of evaporation of falling precipitation of convective origin, which is essential in the feedback with other physical effects (e.g., within the PBL). Ignoring subgrid geometry was found detrimental to the model behavior. VOLUME 137 4) MOIST DOWNDRAFTS The downdraft calculation (G07) follows the same principles as the updraft, but in a slightly simplified manner. The prescribed entrainment rate is taken constant over the vertical. The prognostic vertical equation yields the absolute downdraft velocity vd; the prognostic closure yielding the downdraft mesh fraction sd, is written as ð ›sd ›t [(hd he ) 1 (kd ke )] ð 5 Fb dp g vd ve dp 1 MHS, g rg (9) where k is the kinetic energy, MHS is the microphysical heat sink, is a tunable parameter, partitioning between the fraction of MHS used in the closure and the remainder contributing to the input profile (the neat separation prevents double counting of this sink). The first term of the rhs represents the work of the buoyancy force Fb. b. The Modular Multiscale Microphysics and Transport (3MT) features We gathered the features more specifically dedicated to address the gray zone or multiscale challenges under the name 3MT. The package was made modular to be able to use alternative individual components, 3MT providing the host structure. It can also be switched off for comparisons of model behavior. 1) THE MTCS CONCEPT Expressing the effect of convective updrafts on the mean gridbox variables is commonly done, since Yanai et al. (1973), through pseudosubsidence and detrainment, for instance, for the model variable c representing either a water phase or the dry static energy: ›c ›t cu 5 su (vu ve ) ›c 1 Du (cu ce ) 1 evaporation, ›p (10) where subscript cu index stands for convective updraft and Du is the updraft detrainment rate. The term ‘‘evaporation’’ is used because of the evaporation of cloud condensates or precipitation. Following Piriou et al. (2007), the MTCS uses the expression directly (for updraft, and similarly for downdraft): ›c ›t 5 cu ›[su (vu ve )(cu c)] ›p 1 condensation 1 evaporation (11) NOVEMBER 2009 GERARD ET AL. 3965 FIG. 1. Package organization chart. The square brackets mark the successive updates of the internal state: specific contents of water vapor (qy), cloud ice (qi), cloud droplets (ql), falling snow (qs), falling rain (qr), and temperature (T). (the terms condensation and evaporation having opposite signs) in which the separation of condensation and transport directly appears. This separation is used both as a way to introduce into the parameterization a more explicit causal link between all involved processes and as a vehicle for an easier representation of the memory of convective cells: the stationary cloud mass budget assumption is not required in a MTCS approach, the latter being therefore more consistent with the introduction of memory through prognostic closures for cloud properties. 2) THE CASCADING APPROACH Double counting of condensable water vapor is avoided by cascading the parameterizations feeding on it, updating an internal state (temperature and the five prognostic water species) after each of them (G07). On Fig. 1, the updates of the internal state ()* are marked between square brackets. The mean gridbox input profile passed to the updraft is a mean-balanced state obtained after vertical diffusion and stratiform condensation. The local vertical turbulent diffusion contributes to the profiles of vapor, condensates, and temperature, affecting the buoyancy profile and subsequently, the updraft vertical velocity evolution. In case of closure by moisture convergence, the inclusion of the effects of local evaporation into buoyancy can be considered as an advantageous alternative to the more arbitrary addition of a ‘‘subgrid’’ contribution (Krishnamurti et al. 1983), or of the vertical turbulent diffusion moisture flux (Bougeault 1985) into the closure. The explicit expression of updraft condensation in the closure [Eq. (6)] allows its accurate accounting in the evolution of the resolved flow, to prevent double counting; this contributes to the consistent behavior of the scheme at different resolutions. The convective cloud fraction is computed as f cu 5 su 1 sD. While, as stated above, the value of su results from various feedback processes and it cannot pretend to reflect reality, its weight in f cu is generally small; in nature, the true extent of a cumulonimbus cloud does 3966 MONTHLY WEATHER REVIEW not say either a lot about the fraction of it actually active in precipitation. The accumulated detrainment area sD is given by a budget between the increments dsD of each time step (directly related to a mass budget, hence to the good evaluation of the updraft mass flux) and a dilution effect (when the condensates have mixed far enough to be considered as stratiform): 1 (dt/t D ) 5 min(1 su1, s 1 dsD ) sD De (12) where superscripts 2 and 1 stand, respectively, for t and t 1 dt. The e-folding time of the detrained area is the only additional tuning parameter of 3MT compared to more classical schemes. Its value was tuned at 900 s by comparing satellite images and direct model outputs for the spring of 2008 over central Europe in an application at 9-km mesh size. In the interaction between time steps [section 2b(3)], the ratio of convective to stratiform areas plays an important role. 3) HANDLING INTERACTIONS WITHIN AND BETWEEN TIME STEPS The large-scale cloud scheme applied at the beginning of the time step assumes a nonskewed moisture distribution within a grid box; convective clouds produced at earlier time steps cannot be handled correctly this way (assuming horizontal homogeneity implies diluting these, which can lead to significant reevaporation). Wilson et al. (2008) addressed this by skewing the assumed subgrid variability distribution. In 3MT, we protect a fraction f cu/f of the condensates (where the total cloud fraction f is given by a random overlap relation f 5 f cu 1 f st 2 f cuf st). Here the gradual erosion of the detrainment area [Eq. (12)] is a way to represent the gradual transformation of convective condensate into stratiform. Stratiform condensation as well as turbulent vertical diffusion modify the state input to the updraft scheme; the microphysics and the downdraft at current time step do not (we hope to later improve the life cycle on the basis of an version in early test that uses density currents associated with downdrafts to control the subsequent intensity of updraft mixing). To allow microphysical processes to feed back on the updraft, a call to a simplified microphysics is included in the updraft scheme. This adjusts the condensation amount in response to the heat sink/source associated with convective precipitation melting/freezing. If not treated directly, the heat sink induces a cold pool (around 08C) in the mean gridbox temperature profile, entraining additional resolved condensation at the next time step, but also a significant reduction of the updraft buoyancy at this level, with artificial detrainment of the convective VOLUME 137 updraft and its restart just above. The problem is that the heat sink and the subsequent condensation are then distributed over the whole grid box while in reality the sink localized near the updraft is rather likely to induce increased updraft condensation, preventing a resolved cooling. The simplified microphysics assumes a complete autoconversion of the convective increments of cloud ice and droplets. Sedimentation is accompanied by melting/freezing. The melting heat sink is then compensated by increased updraft condensation at the corresponding levels. The downdraft, powered by the microphysical heat sink, induces an additional evaporation, which has to be reflected on precipitation contents. To avoid iterating the full microphysics, the impact is applied locally (using local mean fall velocity wP computed in the microphysics), with no modification of collection/evaporation in downstream layers. In summary, compared to other schemes, the important features of 3MT are the sequential organization, the MTCS separation, the disappearance of the need to parameterize convective detrainment rates, the use of prognostic variables in convective up- and downdrafts, the estimation, accumulation and decay of the detrainment area, the calculation of a microphysical feedback in the updraft, the protection of convective fraction against reevaporation, and the internal use of cloudgeometry considerations in microphysics. 3. Compared study of model behavior A study using a single-column model was presented in G07, together with some three-dimensional tests. Here we want to illustrate the distinctive features of 3MT especially its behavior in the ‘‘gray zone’’ compared to other solutions. Figures 2 and 3 show an instantaneous radar image and model forecasts for an episode of severe thunderstorm over Belgium. On the radar image, intense precipitation cores cover at most 1 km 3 4 km (smaller than the model resolution), with an inner variability suggesting they already include several convective cells. Figure 3 compares the mean gridbox vertical velocity field at 4-km resolution, with either the 3MT scheme, no deep convection parameterization, or a classical diagnostic parameterization [the diagnostic scheme based on Bougeault (1985), improved in various ancillary aspects as described in Gerard and Geleyn (2005)]. In the two latter cases, we could qualify as ‘‘gray-zone signature’’ the wide resolved updraft areas accompanied by wide subsidence areas sometimes taking the shape of a crescent at the rear of the updraft, and inducing significant perturbations in the wind field. The same fields with the 3MT package are much smoother, the uprising and NOVEMBER 2009 GERARD ET AL. 3967 FIG. 2. Instantaneous radar image: case of violent thunderstorms over Belgium at 1700 UTC 10 Sep 2005. subsidence areas keeping more realistic horizontal extents and a location close to the precipitation kernel on the radar image. With no parameterization the spinup from zero condensates is around 3 h instead of 30 min (as illustrated in G07). Figure 4 shows vertical cross sections across a convective region as indicated in Fig. 3. We adapted the location of the section to sample the same convective system as forecast by the different model configurations. The resolved vertical velocity fields appear quite smooth with 3MT (Fig. 4a). These are complemented by the upand downdrafts mass fluxes represented as equivalent vertical velocities (Fig. 4d): the updraft flux reaches 11 Pa s21, and takes significant values over 4 or 5 gridbox lengths (i.e., 15–20 km). It represents the action of several updrafts over this area. In addition, with the parameterization, downdraft and updraft can coexist in the same grid box. The vertical velocities in the 3MTparameterized up- and downdrafts (not illustrated) can reach vu ; 245 Pa s21 and vd ; 140 Pa s21, but only over a small fraction of the grid box. With no parameterization scheme (Fig. 4c) the resolved updraft reaches 15 Pa s21 and values above 10 Pa s21 extent over more than 4 grid boxes (i.e., 16 km), which unlike the parameterized case, represents an ensemble movement of the atmosphere in this region. As illustrated with another section more to the south (Fig. 4f), the resolved downdraft can also be strong over a large area. The section with the diagnostic scheme also shows very large resolved up- and downdrafts. In this configuration, the condensation in the updraft does not impact directly on the resolved condensation, but is supposed to precipitate in one time step. Interaction of the scheme with the mean gridbox values passes through detrainment and pseudosubsidence, and it appears that the subgrid condensation and associated latent heat release do not produce a sufficient feedback to prevent the ‘‘grayzone syndromes.’’ This seems to confirm the benefit of the above-mentioned ‘‘hybrid parameterization’’ (like MTCS) for correctly handling the gray zone. The subgrid up- and downdraft regions are narrower than with 3MT, and the superimposition of a strong downdraft with 3968 MONTHLY WEATHER REVIEW VOLUME 137 FIG. 3. Case from Fig. 2, as forecast by 5-h model integration. Horizontal wind and vertical velocity fields at 4-km resolution, model levels (left) 22 (;500 hPa) and (right) 32 (;850 hPa). Updraft (solid line), downdraft (dashed line) using 1, 5, 10, 15, and 20 Pa s21 isolines. (a),(b) 3MT scheme; (c),(d) no deep convection scheme; and (e),(f) classical diagnostic deep convection scheme. Horizontal segments mark the vertical cross sections of Fig. 4. NOVEMBER 2009 GERARD ET AL. 3969 FIG. 4. Vertical cross section in convective events at 4-km resolution (along solid line in Fig. 3) with isobars (hPa; dotted lines). (a) 3MT: mean gridbox vertical velocity (Pa s21). (b) As in (a), but with diagnostic scheme. (c) As in (a), but with no deep convection scheme. (d) 3MT: subgrid updraft and downdraft mass flux divided by g (Pa s21). (e) As in (d), but with diagnostic scheme. (f) Section along dashed line in Figs. 3c,d with no deep convection scheme. the updraft seems to poorly contribute to the restabilization. The ice cloud (Fig. 5) is comparable in the three configurations, while slightly shallower and wider with no parameterization; the liquid cloud is also wider and less concentrated in this case. On 1-h accumulated precipitation charts (not shown) the case with classical parameterization presents very large areas of weak precipitation, with only a few kernels of very intense showers. The maximum values for 3MT and no convection are similar, but the structure with the 3MT is closer to the accumulated radar image. The wet-bulb potential temperature u9w (Fig. 6) confirms that 3MT, while producing intense precipitation, is efficient at restabilizing the atmosphere. With no scheme or with a diagnostic parameterization (Figs. 6b,c) the atmosphere appears more perturbed over several gridbox lengths, wider than the observed structures. The good skill of 3MT down to 4 km suggest this stabilization is correct; at higher resolutions it can become too strong, preventing the resolved scheme to take over, which will be addressed in another version. 3970 MONTHLY WEATHER REVIEW VOLUME 137 FIG. 5. Vertical cross section in convective events at 4-km resolution (along solid line in Fig. 3) with isotherms (8C; dotted lines). Cloud ice and droplets (g kg21): (a) 3MT scheme, (b) no convection, and (c) with classical diagnostic mass-flux scheme. 4. Operational model scores A systematic verification of 3MT with respect to observations at 9-km resolution has been done since April 2008 at the Czech Hydro-Meteorological Institute. Figures 7–9 present comparative skill scores over Europe with the full 3MT or with the diagnostic convection scheme over the 2 first (preoperational) months. The diagnostic scheme is the one based on Bougeault (1985), further described by Ducrocq and Bougeault (1995), and improved as described in Gerard and Geleyn (2005). This scheme can be considered as up to date in the NWP community, as shown by the fair benchmark results it produced in the European Cloud Systems Study/Global Energy and Water Cycle Experiment (GEWEX) Cloud System Studies (EUROCS/GCSS) intercomparison study (Derbyshire et al. 2004). Nearly all the difference between the two configurations resides in the convection scheme FIG. 6. Vertical cross section in convective events at 4-km resolution (along solid line in Fig. 3). Wet-bulb potential temperature (K): (a) 3MT scheme, (b) no convection, and (c) with classical diagnostic mass-flux scheme. NOVEMBER 2009 GERARD ET AL. 3971 FIG. 7. Verification scores (rmse and bias) with respect to observations for relative humidity (%) over a domain around 2700 3 2500 km over Europe at 9-km resolution from analysis at 0000 UTC between 2 Apr and 5 Jun 2008; forecast range from 0 to 54 h: with 3MT (solid line) and with diagnostic convection scheme (dashed line). Standard pressure levels: (a) 200, (b) 500, (c) 700, and (d) 850 hPa. and its interactions with the moist physics (i.e., the 3MT developments). At the chosen resolution of 9 km we can consider to be out of the gray zone. For the upper-air fields, we observe that while the relative humidity error (Fig. 7) is slightly increased for 3MT, the temperature rms error and bias (Fig. 8) are both reduced at all ranges, except the temperature bias at 200 hPa. For geopotential (not illustrated), both rmse and bias are improved by 3MT at those standard levels. Wind speed and direction (not shown either) both yield a slightly better rmse, and a similar bias. Near the surface (Fig. 9), the 2-m relative humidity scores are improved by 3MT, while the 2-m temperature scores are similar. The total cloud improvement also appears in rms error and bias (Fig. 10). The ensemble of the scores of 3MT could be considered at least as good as the reference scheme at 9-km resolution (and better for clouds), while, as illustrated in the next section, the evolution of precipitation is frequently better represented. The vertical profiles of mean horizontal tendencies of 3MT are very similar for gray-zone and coarser resolutions, as illustrated in previous section for 7 and 4 km. In addition, surface charts obtained at 4 and 7 km for a few months of preoperational use at the Royal Meteorological Institute of Belgium (RMIB), Brussels, have always been consistent. The scores in the gray zone compared to the same network of observations are thus expected to be close to the ones at 9 km. 3972 MONTHLY WEATHER REVIEW VOLUME 137 FIG. 8. As in Fig. 7, but for temperature (K). 5. Example operational forecast at varying resolution Figure 11 shows a situation of small-scale convective cells of medium intensity over central Europe developing after about 0900 UTC and rapidly advected within a slightly anticyclonic flow. The shape of precipitation corresponds here to the trace of the cells’ displacement, not to a line organization. The 9-km domain was around 2000 km 3 2500 km coupled to the ARPEGE GCM, the 4.5- and 2.3-km domains were coupled in a cascade over smaller domains each time, the smallest (i.e., 2.3 km) is the highlighted area. Given the model time lag before the start of active convection no risk of spinup impact exists. With all three physical setups (e.g., 3MT, classical scheme, and no convective scheme) the same ALARO-0 schemes were used for the microphysical calculations, either only for the ‘‘resolved’’ part or for the 3MT accumulated-condensation-input specific occurrence. One first notices the good multiscale signature of 3MT (Figs. 11a–c). The tracking of the displacement is always present while the scale of the events gets closer and closer to the truth as resolution increases. The individual events are roughly positioned along the correct largescale tracks (a more exact matching of individual events would require, e.g., high-resolution data assimilation, beyond the scope of this study). In the case of the classical diagnostic scheme (Figs. 11d–f), the precipitation is smeared over the whole area of interest (at all scales) and there is not even a clear signature of the displacement of the maxima due to advection. The gray-zone syndrome shows some manifestations (noisy patterns over the Austrian Alps and within some more intense rainfall areas over the Czech Republic) at 4.5 km but also at 2.3 km, suggesting that NOVEMBER 2009 GERARD ET AL. 3973 FIG. 9. As in Fig. 7, but for 2-m temperature (K) and relative humidity (%). the convective systems are not resolved at 2.3 km. This is confirmed by the test with ‘‘no convection’’ at 2.3 km (Fig. 11 h): an ‘‘explicit’’ treatment of the precipitation without any parameterization of subgrid organized moist convection fails to represent what happens in reality, given the relatively small size of the nevertheless quite intense cells. As such this case can be considered as a favorable one for 3MT (cells characteristics plus the advantage of the memory of prognostic convection handling for tracking their displacements). It also demonstrates that 3MT behaves like anticipated in its design, for a situation where neither the classical convection at 9-km mesh size nor the explicit solution at 2.3-km mesh size offer correct alternatives. The above-described consistent multiscale behavior of 3MT repeats itself (not shown) in numerous situations that we tested (good or bad overall forecast alike), also independently of its quality with respect to other solutions. MTCS approach is then a natural way to cleanly obtain the convective condensation source. Once in the MTCS framework, having a predictive equation for the area fraction in which the ‘‘convective’’ condensation occurs suppresses the need to arbitrarily prescribe any rate of detrainment, the various budget for moist species being handled by the (single) microphysical computations. Putting the closure under the shape of area fraction evolution fits nicely with the idea developed in G07 (on a similar basis to Pan and Randall) where separate prognostic equations for the ascent area fraction and for the ascent updraft velocity recombine their result to produce a prognostic mass flux, this ensuring a ‘‘convective memory’’ during model integrations. This also leads to drive downdrafts on the basis of an evaporation forcing term coming from both resolved and convective 6. Final remarks and conclusions We believe that the consistent treatment of deep convection at various resolutions from fully subgrid to fully explicit would help to improve the work of both climate and operational NWP models. Common current options of either keeping a standard parameterization or assuming explicit convection do not appear to give universal solutions working for various atmospheric situations. Our approach explores different ways to overcome the ‘‘gray-zone syndromes.’’ Avoiding double counting of precipitable water quite naturally leads to the idea of summing various condensation sources before their handling by a single microphysical computation. The FIG. 10. As in Fig. 7, but for total clouds (octas). MONTHLY WEATHER REVIEW FIG. 11. Accumulated precipitation over central Europe between 0600 and 1200 UTC 2 May 2008. Forecasts from initial conditions of 0000 UTC at (a),(d) 9- and (b),(e) 4.5-km resolution (hydrostatic) and at (c),(f),(h) 2.3-km resolution (nonhydrostatic). (g) Scaled radar composite image. (a)–(c) 3MT, (d)–(f) diagnostic, and (h) no convection scheme. 3974 VOLUME 137 NOVEMBER 2009 3975 GERARD ET AL. precipitation sources; evaporation below anvils detrained by convective clouds may indeed lead to downdraft activity in nature. The prognostic treatment for the up/downdraft mass fluxes ensures that the associated convective activity (up and/or down) is not strictly bound to instantaneous favorable conditions (but such conditions of course determine its perpetuation). It also addresses the problem of intermittence of diagnostic schemes in the gray zone. Putting in direct connection the ‘‘memory’’ part concerning the macrophysical aspects of convective activity (updraft and downdraft separately) and the microphysical memory of a fully prognostic scheme for clouds and hydrometeors makes the main cement of the 3MT proposal. This allows handling feedback mechanisms present in nature and up to now only treated in models where the mesh size permits a fully explicit simulation of convective clouds. Finally, our practice in implementing 3MT showed that one can insert in the resulting algorithmic framework important parts of various existing ‘‘classical’’ independent schemes, which then bring in their intrinsic know-how for the simulation of the relevant individual physical processes. The validation tests at 9-km resolution have shown good performance compared to the earlier diagnostic schemes, with a better representation and evolution of the precipitation. Results at higher resolutions are consistent with the coarser resolution. Operational use of 3MT at 9-km resolution has started in Prague, Bratislava, Ljubljana, and Vienna, and at 7 and 4 km in Brussels. Some weaknesses of the current package now have to be addressed. To realize a satisfactory convergence with explicit convection at resolutions finer than 2 km, we are developing a version where the updraft vertical growth in one time step is limited by its vertical velocity. It will also include a vertical variation of the updraft mesh fraction that better represents the presence of clouds of different heights in a grid box, or a single cloud with varying sections. The expression of the detrainment area contributing to the convective cloud fraction has a significant impact in the scheme; we plan to refine it using a cloud-system resolving model (CSRM) or large-eddy simulation (LES) data. The moisture convergence closure appears quite successful in most situations; a prognostic mixed closure (CAPE and moisture convergence) would allow for handling situations with no moisture convergence. Concerning life cycle, the prognostic approach allows a gradual transition to deep convection. Relating the updraft entrainment/mixing to the accumulated impact of the density currents associated with earlier downdrafts in the way proposed by (Piriou et al. 2007) is presently further investigated. Acknowledgments. Alaro-0 and 3MT benefited from the work of several persons. We want to thank all of them here and in particular I. Stiperski, B. Catry, C. Wittmann, M. Tudor, J. Cedilnik, and N. Pristov. We also thank the two anonymous reviewers for their constructive comments. APPENDIX General Features of the Microphysical Scheme The current package is single moment, based on specific contents. Beside the five prognostic water species (i.e., water vapor, cloud ice, cloud droplets, snow, and rain) advected with the resolved flow, a diagnostic pseudograupel specific content is estimated each time step by computing a proportion of the precipitating ice phase that sediments with the same speed and collects with the same efficiency as rain. Source terms for the pseudograupel quantities are the Bergeron–Findeisen process, a proportional amount of the collection output rescaled by the differential efficiency, and the result of rain freezing. Sink terms are the proportional amounts of evaporation and melting processes. The internal state of gross mean gridbox cloud condensates resulting from stratiform and convective condensation enters the autoconversion routine, together with an equivalent cloud fraction, combining the convective and stratiform mesh fractions (G07). a. Autoconversion, mixed layer, and Wegener–Bergeron–Findeisen treatment The autoconversion in the homogeneous phase follows Sundqvist (1978): o p 2 dqi q n 5 i 1 e 4 [qi /qicr (T )] dt au t i (T) (A1) for cloud ice, and a similar relation for cloud droplets, but with a constant threshold qlcr and a constant time scale t l. The Bergeron–Findeisen process in the mixed phase is parameterized as an autoconversion from cloud droplets to snow, following the same form: dql dt wbf 5 F a D ql ql qi t l (q 1 q )2 3 1 l i E p e 4 fqi ql /[F b qlcr F b qicr (T )]g . (A2) Equation (A2) was derived from van der Hage (1995), using part of the analysis G07 made of it. Here we consider 3976 MONTHLY WEATHER REVIEW dql dt dql N q r 3 5G i ’G i d , dt au Nd ql ri wbf where Ni and Nd are the number concentrations of ice crystals and droplets, rd and ri their respective radius, assuming no difference in spectral selectivity of the conversion process and a constant density ratio of ice to liquid water. Following (van der Hage 1995), the gain factor G can be expressed as G} ri ci si ql qi ri } , r3d (ql 1 qi )2 r3d dql dt " # ql ql qi qicr (T) ql qi } , 2 (T)q 2 t q q (T) r (q wbf i l lcr icr lcr l 1 qi ) where the bracketed term is taken as constant. Leaving the asymptotic proportionality and introducing parameters this equation leads to Eq. A2. b. Prognostic sedimentation We use the prognostic sedimentation scheme described in Geleyn et al. (2008). The scheme expresses the precipitation crossing the bottom of any model layer by means of three probabilities of transfer: P1 for precipitation present in the layer at the beginning of the time step, P2 for precipitation coming from the layer above, and P3 for precipitation generated (or destroyed) in the layer during current time step. All three probabilities are functions of Z 5 dz/wdt, where dz is the layer depth and the mean fall velocity w at this level depends on the phase and the intensity of the precipitation flux. Computations done in a similar way to those leading to Eqs. (B3) and (B4) of Lopez (2002) yield in our case (with somewhat different simplifying assumptions and scaling choices), respectively, for rain and snow: vr 5 13.4 (vr qr )1/6 2/3 (r) and vs 5 3.4e[0.0231(TT t )] (vs qs )1/6 . (r)2/3 (A3) The rain flux at the bottom of the layer is expressed by P bot l 5 P1 qr col eva are the increments of rain where dqau r , dqr , and dqr specific contents during the time step dt associated, respectively, to autoconversion, collection, and evaporation processes. A similar equations is used for snow. These various microphysical processes are parameterized again in a manner similar to Lopez (2002) for the various collection occurrences and, as in the Aladin diagnostic precipitation package, for evaporation and melting (Geleyn et al. 1994). REFERENCES where si is the supersaturation of vapor with respect to ice and ci is nearly constant. 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