Reaction Pathway Analysis for the Acid Catalysed Transformation of Hexose Carbohydrates to Advantaged Biofuel Components Thesis presented for the award of Doctor of Philosophy (PhD) Thomas Flannelly University of Limerick Supervisors Prof. J.J Leahy and Dr Stephen Dooley Submitted to the University of Limerick March-2016 Acknowledgements Firstly, I would like to thank my supervisor, Prof. J.J. Leahy, for his unwavering support, guidance and constant encouragement for the duration of my time at the University of Limerick. I will be forever grateful for the opportunities you have afforded me. Secondly, I would like to thank Dr Stephen Dooley for his honest feedback, guidance, and his commitment to ensuring all work was done to the highest standard. Thank you for broadening my horizons and for all the conversations about sport that kept me sane during my most difficult moments. I would also like to thank Prof Michael Hayes for his constant encouragement and for the great interest that he took in my work. I would like to thank all my friends that I made whilst working in the lab here at the University of Limerick. I would like to particularly thank Francesco and Mícheál in this regard. I owe a lot to my late Uncle Noel Nicholson, without Noel I would have never attended the University of Limerick. Thanks Noel for always being there for me, for all the dinners, and for the comfort of knowing there was someone I could call if I ever got into difficulties whilst in Limerick. Finally to my parents Joe and Lucy for their unconditional love and support that they gave me since the day I was born, 25 years ago. Throughout my PhD I always looked forward to going home to Knocknakillew at the weekend, and it always provided me shelter from the pressures of my studies. Declaration The work presented in this Thesis is the original work of the author, conducted under the supervision of Prof. J.J. Leahy and Dr Stephen Dooley, and due reference has been made, where necessary, to the work of others. No part of this thesis has been previously submitted to this or any other University. Thomas Flannelly Date Abstract The valorisation of readily available and abundant lignocellulosic derived hexose carbohydrates by reaction with ethanol can provide an alternative to petroleum derived fossil fuels. The main barrier in effectively doing so is the lack of mechanistic knowledge regarding the reaction pathways linking the hexose sugar to the intended fuel component. In pursuit of the chemical mechanisms responsible for the hydrolysis of; D-fructose, D-galactose, D-glucose, D-mannose to levulinic acid in aqueous systems using 2.5 wt% H2SO4 at 423 K is deciphered upon. The mechanistic comprehension gained is used as constraints to evaluate the more complex ethanolysis (ethanol/H2SO4/hexose) system. It is also comprehensively shown that formic and levulinic acids are not formed stoichiometrically from lignocellulosic derived hexoses, as is widely believed in the literature. At steady-state conversions of the reactant, the formic and levulinic acid ratio for D-fructose, D-glucose, D-mannose and D-galactose is shown to be 1.08 ±0.04, 1.15 ±0.05, 1.20 ±0.10 and 1.19 ±0.04 respectively. Next, the ethanolysis process is introduced as a superior alternative to the aqueous hydrolysis systems. Two advantaged fuel components 5-ethoxymethylfurfural and ethyl levulinate are identified and numerical modelling is utilised to test the feasibility of carefully designed mechanistic propositions at 351 K catalysed by hydrogen cations. It is shown that the hydrogen cation is consumed by reaction with ethanol and that the overall system is ‘‘pseudo’’ catalytic. Condensed phase conditions (331-351 K) are deemed more suitable for the formation of 5ethoxymethylfurfural, whilst biphasic conditions (>353 K) favours the formation of ethyl levulinate. A kinetic model is developed for the ethanolysis of D-fructose to 5ethoxymethylfurfural (331-351 K), which includes kinetic contraints derived from conducting reactions with all key chemical intermediates in the system. The reaction mechanism for the ethanolysis of D-glucose to ethyl levulinate (351423 K) catalysed by H2SO4 (0.015-0.075) mol/L is deciphered upon, with no significant amounts of ethyl levulinate formed below 393 K. Significantly the main reaction flux for ethyl levulinate formation from D-glucose does not advance through any furan intermediates as it does in the D-fructose ethanolysis mechanism, which is not the proposed pathway in the literature. Finally, the fuel properties of the range of fuel molecules produced in ethanolysis systems are presented. It is shown that by integrating mechanistic understanding, kinetic parameters and fuel properties of the synthesized molecules, drop-in tailor-made fuel additives can be synthesized in a highly flexible “one-pot” process designed for specific purposes be it for ‘‘diesel’’ or ‘‘gasoline’’ fuels. Table of contents List of Achievements .................................................................................................. I Abbreviations .......................................................................................................... III List of Figures ............................................................................................................ V List of Tables .......................................................................................................... XV Chapter 1: Introduction ............................................................................................ 1 1.1. Global dependence on fossil fuel derived energy ............................................ 2 1.2. Energy consumption in Ireland ........................................................................ 3 1.3. Fossil fuels and CO2......................................................................................... 4 1.4. Transportation fuels ......................................................................................... 6 1.5. Biomass as an energy source of liquid fuels .................................................... 7 1.6. From 1st to 2nd generation biofuels................................................................... 8 1.7. The conversion of carbohydrates to liquid transportation fuel ........................ 9 1.8. Acid hydrolysis .............................................................................................. 10 1.9. Ethanol ........................................................................................................... 11 1.10. Synthesising liquid transportation fuel components by reacting hexose carbohydrates with ethanol ........................................................................................ 14 1.11. Scope of the research ..................................................................................... 16 1.12. Outline of the Thesis ...................................................................................... 17 1.13. References ...................................................................................................... 20 Chapter 2: Literature Review ................................................................................. 26 2.1. Lignocellulosic derived hexose sugars: D-fructose and D-glucose ............... 27 2.2. D-Fructose/D-glucose isomerisation .............................................................. 29 2.3. Mechanisms and kinetics for the dehydration of D-fructose in aqueous systems ....................................................................................................................... 31 2.4. Mechanism for the dehydration of D-glucose in aqueous systems ................ 32 2.5. Mechanisms and kinetics of hexose carbohydrates in non-aqueous solvents 34 2.6. Mechanism and kinetics of hexose dehydration in alcohols .......................... 36 2.7. Ethyl levulinate is an advantaged oxygenated hydrocarbon .......................... 37 2.8. Production pathways for the synthesis of ethyl levulinate ............................. 41 2.8.1. The esterification of levulinic acid ....................................................... 41 2.8.2. The alcoholysis of furfuryl alcohol to ethyl levulinate ........................ 44 2.8.3. The formation of alkyl levulinates from hexose carbohydrates in a one- pot synthesis........................................................................................................ 46 2.9. 5-Ethoxymethylfurfural as an advantaged fuel component ........................... 51 2.9.1. Production pathways for 5-ethoxymethylfurfural ................................ 52 2.9.2. The ethanolysis of 5-hydroxymethylfurfural ....................................... 53 2.9.3. The one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates ...................................................................................................... 54 2.10. Novelty of this Thesis .................................................................................... 57 2.11. References ...................................................................................................... 58 Chapter 3: Materials and Methods ........................................................................ 69 3.1. Experimental procedure ................................................................................. 71 3.1.1. Experimental configuration for experiments conducted under reflux conditions ........................................................................................................... 71 3.1.2. 3.2. 3.3. Experimental configuration for high pressure experiments ................. 72 Detection of analytes using ion chromatography........................................... 72 3.2.1. Electrochemical detector ...................................................................... 75 3.2.2. Diode array detector ............................................................................. 76 3.2.3. Detection of carbohydrates and carbohydrate derived derivatives ...... 76 3.2.4. Detection of furanic compounds and organic acids ............................. 79 Detecting analytes using gas chromatography ............................................... 79 3.3.1. Sample preparation .............................................................................. 80 3.3.2. Sample injection................................................................................... 81 3.3.3. Column employed ................................................................................ 81 3.3.4. Flame ionisation detector (FID) ........................................................... 83 3.3.5. Quantification of sample species ......................................................... 84 3.3.6. Gas chromatography-mass spectrometry ............................................. 84 3.4. Estimation of hydrogen cations in solution ................................................... 87 3.5. Quantification of black insoluble materials (humins) .................................... 89 3.6. Computational methods employed ................................................................ 89 3.6.1. Rates, rate constants and reaction kinetics ........................................... 89 3.7. 3.6.2. Reaction mechanism ............................................................................ 90 3.6.3. Methods for estimating rate constants ................................................. 91 3.6.4. Evaluation of kinetic parameters and kinetic model operation ............ 93 References ...................................................................................................... 95 Chapter 4: Non-Stoichiometric Formation of Formic and Levulinic Acids from the Hydrolysis of Biomass Derived Hexose Carbohydrates ................................. 97 4.1. Abstract .......................................................................................................... 98 4.2. Introduction .................................................................................................... 99 4.3. Experiment ................................................................................................... 105 4.4. 4.5. 4.3.1. Materials ............................................................................................. 105 4.3.2. Experiment configuration ............................................................... 105 4.3.3. Calculations and uncertainty analysis ................................................ 108 Results and discussion ................................................................................. 110 4.4.1. Hexose conversion ............................................................................. 110 4.4.2. Levulinic acid yields .......................................................................... 110 4.4.3. Ratio of formic to levulinic acid ........................................................ 112 4.4.4. Pathways to formic acid formation .................................................... 114 4.4.5. Excess formic acid from direct hexose transformations .................... 115 4.4.6. Excess formic acid from hexose derived intermediates. .................... 119 4.4.7. Outlook............................................................................................... 121 Conclusion ................................................................................................... 123 4.6. References .................................................................................................... 123 Chapter 5: Reaction Pathway Analysis of Ethyl Levulinate and 5Ethoxymethylfurfural from D-Fructose Acid Hydrolysis in Ethanol ............... 129 5.1. Abstract ........................................................................................................ 130 5.2. Introduction .................................................................................................. 131 5.3. Experimental configuration ......................................................................... 135 5.4. 5.3.1. Materials ............................................................................................ 135 5.3.2. Experimental ...................................................................................... 135 5.3.3. Analytical methods ............................................................................ 137 5.3.4. Measurement uncertainties ................................................................ 139 5.3.5. Identification of unknown species ..................................................... 142 5.3.6. Quantification of unidentified species ............................................... 146 Results and discussion ................................................................................. 147 5.4.1. Experimental observations and reaction mechanism ......................... 147 5.4.2. Trace species, not considered in mechanistic analysis ...................... 147 5.4.3. Major species, considered in mechanistic analysis ............................ 148 5.4.4. Hydrogen cation concentrations ........................................................ 158 5.4.5. Kinetic model ..................................................................................... 161 5.4.6. Computational methods ..................................................................... 164 5.4.7. Chemical reaction mechanism and kinetics discussion ..................... 167 5.4.8. Yield analysis ..................................................................................... 174 5.4.9. Volumetric energy density ................................................................. 174 5.5. Conclusions .................................................................................................. 175 5.6. References .................................................................................................... 176 Chapter 6: A Low Temperature Kinetic Model for the Ethanolysis of DFructose to 5-Ethoxymethylfurfural in a One-Pot-Synthesis ............................ 184 6.1. Abstract ........................................................................................................ 185 6.2. Introduction .................................................................................................. 186 6.3. Experimental .............................................................................................. 191 6.4. 6.3.1. Experimental configuration ................................................................ 191 6.3.2. Materials and methods ....................................................................... 192 6.3.3. Analytical procedure ....................................................................... 193 6.3.4. Incorporating the effect of H2SO4 on reaction rates .................... 194 6.3.5. Estimation of kinetic parameters.................................................... 195 6.3.6. Kinetic modeling .............................................................................. 196 Results and discussion ................................................................................. 199 6.4.1. Experimental observations and kinetic modelling ............................. 199 6.4.1.1. 5-Ethoxymethylfurfural experimental observations ................... 199 6.4.1.2. 5-Ethoxymethylfurfural sub-model ............................................ 201 6.4.1.3. 5-Hydroxymethylfurfural experimental observations ................ 202 6.4.1.4. 5-Hydroxymethylfurfural sub-model. ......................................... 203 6.4.1.5. D-Fructose experimental observations ........................................ 206 6.4.1.6. 6.4.2. D-Fructose sub-model ................................................................. 206 Implications of the kinetic model ...................................................... 210 6.5. Conclusions .................................................................................................. 218 6.6. References .................................................................................................... 218 Chapter 7: Synthesis of “Diesel” or “Gasoline” Oxygenated Fuel Components from Hexose Carbohydrates by Reaction with Ethanol..................................... 224 7.1. Abstract ........................................................................................................ 225 7.2. Introduction .................................................................................................. 226 7.3. Experimental ................................................................................................ 230 7.4. 7.3.1. Materials ............................................................................................ 230 7.3.2. Experimental configuration ............................................................... 231 7.3.3. Analytical methods ............................................................................ 231 7.3.4. Kinetic modelling............................................................................... 233 Results and discussion ................................................................................. 234 7.4.1. Reaction mechanism for Bronsted acid catalysed ethanolysis of D- glucose………………………………………………………………………...234 7.4.2. Conversion of ethanol to diethyl ether ............................................... 240 7.4.3. Manipulating the reaction mechanism to produce fuels of tailor-able properties, be it ‘‘diesel’’ or ‘‘gasoline’’.......................................................... 243 7.4.4. 7.5. Outlook, limitations and future work ................................................. 247 Conclusion ................................................................................................... 248 Chapter 8: Conclusions ......................................................................................... 254 8.1. Conclusions .................................................................................................. 255 8.2. Recommendations for future work............................................................... 259 8.2.1. Utilisation of more sophisticated analytical techniques ..................... 259 8.2.2. Incorporating the effect of water concentration and reactant concentration as parameters in the kinetic model. ............................................ 259 8.2.3. Employing computational chemistry to determine the validity mechanistic propositions .................................................................................. 260 8.2.4. Formulating kinetic models incorporating glucose to fructose isomerisation ..................................................................................................... 261 8.2.5. 8.3. Conducting fuel property analysis on ethanolysis fuel products ....... 261 References .................................................................................................... 261 List of Achievements Peer reviewed publications Flannelly T., Dooley S., Leahy J.J, (2015) “Reaction pathway analysis of ethyl levulinate and 5-ethoxymethylfurfural from D-fructose acid hydrolysis in ethanol,” Energy & Fuels, 29 (11), pp 7554–7565 Flannelly T., Lopes M., Kupiainen L., Dooley S., Leahy J.J., (2015) “Nonstoichiometric formation of formic and levulinic acids from the hydrolysis of biomass derived hexose carbohydrates,” RSC Advances, 6, 5797-5804 Severini F., Flannelly T., Nolan D.O., Leahy J.J., Kwapinski W. (2015) “Development of heterogeneous acid catalysts produced from the carbonization of Miscanthus x giganteus for the esterification of butyric acid to butyl butyrate with nbutanol,” Journal of Chemical Technology and Biotechnology. Conference presentations Flannelly T., Dooley S., Leahy J.J. (2015) ‘‘Mechanism and kinetics of advantaged synthesis from D-fructose’’ Paper No 20, ACS Spring National Meeting, Denver Colorado, March 22-26, 2015. Flannelly T., Howard M., Dooley S., Leahy J.J. (2015) ‘‘Synthesis of “Diesel” or “Gasoline” Oxygenated Fuel Components from Hexose Carbohydrates by Reaction with Ethanol ’’ Cost Action CM1404 ‘‘Smart Energy Carriers as Liquid Transportation Fuels’’ 27th August 2015, Thessaloniki, Greece. I Flannelly T., Howard M., Dooley S., Leahy J.J. (2015) ‘‘Mechanism and Kinetics of Advantaged Biofuels Synthesis from D-Fructose’’ 67th Irish University Chemistry Research Colloquium, 25th June 2015, NUI Maynooth. Selected poster presentations Flannelly T., Howard M., Dooley S., Leahy J.J. (2015) ‘‘Synthesis of “Diesel” or “Gasoline” Oxygenated Fuel Components from Hexose Carbohydrates by Reaction with Ethanol’’ 22nd of June 2015, Aachen, Germany. II Abbreviations 5-EMF 5-Ethoxymethylfurfural 5-HMF 5-Hydroxymethylfufural ACS American Chemical Society AFF 2,6-Anhydro-β-D-fructofuranose AGF 1,6-Anhydro-β-D-glucofuranose AGP 1,6-Anhydro-β-D-glucopyranose AL Alkyl Levulinate AS Auto Sampler B3LYP Becke 3 Lee Yang Parr DAD Dioxide Array Detector DFT Density Functual Theory DOE Department of Energy eNRTL electrolyte Non-Random Two-Liquid Ea Activation Energy EL Ethyl Levulinate EPA Environmental Protection Agency EU European Union FA Formic Acid FAL Furfuryl Alcohol FETFE Fluoroelastomer with Tetrefluorolethylene Additives FID Flame Ionisation Detector G4MP2 Fourth Generation Second order Moller-Plesset Perturbation GC Gas Chromatography GC-MS Gas Chromatography Mass Spectrometry III GVL γ-Valerolactone HPAs Heteropoly Acids IC Ion Chromatography IEA International Energy Agency Ka Dissociation Constant LA Levulinic Acid LGN Levoglucosan NIST National Institute of Standards and Technology NMR Nuclear Magnetic Resonace NREL National Research Energy Laboratory ODE Ordinary Differintial Equation PES Potiential Energy Surfaces Ppmv Parts per Million by Volume PTFE Polytetraflouroethylene RSC Royal Society of Chemistry SA Sulphuric Acid SEAI Sustainable Energy Authority of Ireland ZSM-5 Zeolite Socony Mobil-5 IV List of Figures Figure 1.1 Total world primary energy supply 2013 (a), data extracted from (IEA 2014) and projected future fossil fuel extraction (b) data taken from (Watts 2011).... 2 Figure 1.2 Projected global CO2 emissions from the United States EPA based on four projects scenarios, (US EPA, 2015). .................................................................... 5 Figure 1.3 Ireland’s total energy requirements by sector (a) Primary energy consumption CO2 emissions by sector (b) Total CO2 emissions by sector (SEAI 2014a)........................................................................................................................... 6 Figure 1.4 Suggested routes for the conversion of biomass to liquid fuels taken from (Serrano-Ruiz and Dumesic 2011). ............................................................................ 10 Figure 1.5 Predicted Global annual ethanol production by country taken from ....... 13 Figure 1.6 Valorisation of hexose carbohydrates by reaction with ethanol producing energy dense oxygenated hydrocarbons..................................................................... 15 Figure 1.7 A hierarchical scheme for robust mechanistic and kinetic reaction modelling. .................................................................................................................. 17 Figure 2.1 Tautomeric distributions of D-fructose/D-glucose reactant in solution at 383 K in aqeous systems with no catalyst as derived by (Kimura et al 2011). .......... 27 Figure 2.2 Predicted Gibbs free energy (298 K) required to protonate the various oxygen sites of glucopyranose, fructopyranose, and fructofuranose as adopted calculated by (Assary et al 2012) using G4MP2 theory. .......................................... 28 Figure 2.3 Proposed pathway from cellulose to D-glucose to D-fructose to 5hydroxymethylfurfural. .............................................................................................. 31 V Figure 2.4 Two-step D-fructose dehydration scheme as suggested by (Swift et al 2013). ......................................................................................................................... 32 Figure 2.5 Reaction path analysis of major elementary processes in Bronsted acidcatalysed D-glucose dehydration from (Yang et al 2015). ......................................... 33 Figure 2.6 Structures of 2,6-anhydro-β-D-fructofuranose (AFF), 1,6-anhydro-β-Dglucofuranose (AGF), 1,6-anhydro-β-D-glucopyranose (AGP), and levoglucosenone (LGN), as adopted from (Qi et al 2014). ................................................................... 35 Figure 2.7 Possible reaction pathways for the dehydration of D-fructose in alcohol media adapted from (Tucker et al 2013). ................................................................... 37 Figure 2.8 Ethyl levulinate an advantaged oxygenated hydrocarbon. ...................... 38 Figure 2.9 ∆H Combustion and research octane number of ethyl levulinate and 5- ethoxymethylfurfural compared to ethanol and conventional gasoline. .................... 39 Figure 2.10 A suggested balanced reaction equation for the esterification of levulinic acid to ethyl levulinate. .............................................................................................. 42 Figure 2.11 Suggested reaction pathway for the alcoholysis of furfuryl alcohol to ethyl levulinate. .......................................................................................................... 44 Figure 2.12 Simplified mechanism for the one-pot synthesis of alkyl levulinates in an ethanol/acidic media.............................................................................................. 47 Figure 2.13 5-Ethoxymethylfurfural a promising liquid fuel transport component. 52 Figure 2.14 A suggested balanced reaction for the ethanolysis of 5hydroxymethlfurfural. ................................................................................................ 53 Figure 2.15 General mechanism for the one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates. ....................................................................................... 55 VI Figure 3.1 Reflux apparatus for condensed phase reaction synthesis (Chapter 5). ... 71 Figure 3.2 Apparatus for high pressure synthesis reactions. ..................................... 72 Figure 3.3 The ICS-3000 Dionex system at the University of Limerick. ................. 73 Figure 3.4 Schematic diagram of the chromatographic system for the analysis of monosaccharides and furanic compounds: 1) Sampling needle, 2) Sample syringe, 3) Vial tray, 4) Flush reservoir, 5) Injection valve, 6) Six-port loading valve, 7) Guard column, 8) Analytical column, 9) Three way-valve, 10) Electrochemical detector, 11) Pre-column pump, 12) Post-column pump, diode array detector. ........ 74 Figure 3.5 Amperometric pulse for electrochemical detection of monosaccharides.76 Figure 3.6 Exemplar chromatographs employing the CarboPac PA1 column. a) Exemplar chromatographs generated for the acid catalysed transformations of Dfructose in an ethanol media (Chapter 5&6). b) Exemplar chromatogram of mixed carbohydrates in aqueous media (Chapter 4). c) Exemplar chromatogram of the acid catalysed transformations of D-glucose in ethanol media (Chapter 7). ..................... 78 Figure 3.7 The Agilent 7820 A GC system at the University of Limerick. .............. 80 Figure 3.8 Exemplar chromatogram illustrating species separation that are present in a typical ethanolysis reaction mixture. ....................................................................... 82 Figure 3.9 Schematic of a flame ionisation detector (FID) as extracted from (Agilient 2011). .......................................................................................................... 83 Figure 3.10 FID detector response for ethanolysis mixture species of interest. ....... 84 Figure 3.11 The gas chromatography mass spectrometer at the University of Limerick. .................................................................................................................... 85 Figure 3.12 Features of a mass spectrometer. ........................................................... 85 VII Figure 3.13 Schematic of a quadrupole mass spectrometer detector that is a feature of the Agilient 5975C MSD at the University of Limerick extracted from (Gates et al 2016). ......................................................................................................................... 86 Figure 3.14 Mass spectrum of 5-hdroxymethylfurfural diacetal. ............................. 87 Figure 3.15 Flow chart of the method for estimation of rate constants and mechanism evaluation employed in Chapter 5. ......................................................... 93 Figure 3.16 Example of sensitivity analysis conducted for the estimation of the preexponential factor in this Thesis. ............................................................................... 94 Figure 4.1 The historical understanding of the stoichiometric formation of formic and levulinic acids, from cellulosic and hemicellulosic derived hexose carbohydrates. .......................................................................................................... 100 Figure 4.2 Detector response for carbohydrates and their derivatives using the Carbopac™ PA1 column. ........................................................................................ 107 Figure 4.3 Detector responses for compounds of interest using the Dionex Acclaim® Organic Acid column. .............................................................................................. 107 Figure 4.4 Typical chromatogram from the acid catalysed degradation of hexose sugars using an Acclaim® Organic Acid column. .................................................... 108 Figure 4.5 Typical chromatogram from the acid catalysed degradation of hexose sugar using a PA1 Dionex CarboPac PA1 carbohydrate column. ........................... 108 Figure 4.6 Experimental data for; (a) Reactant conversions, (b) 5- hydroxymethylfurfural (5-HMF) yields, (c) Formic acid yields, (d) Levulinic acid yields. All experiments use 2.5 wt% H2SO4 in water at 423 K with a reactant loading of 0.3 mol/L. ............................................................................................................ 111 VIII Figure 4.7 Stability of formic acid in the presence of 2.5 wt% H2SO4 at 423 K. Note the variability of conversion measurement is within experimental uncertainty. .................................................................................................................................. 112 Figure 4.8 Formic/levulinic acid ratios per time considering each model compound as reactant. ................................................................................................................ 113 Figure 4.9 Possible pathways for formic acid formation that have been reported in the literature. ............................................................................................................ 118 Figure 4.10 (a) Stability of model compounds at 453 K catalysed by 2.5 wt% H2SO4 b) selectivities of 5-hydroxymethylfurfural and furfuryl alcohol to levulinic acid at 453 K catalysed by 2.5 wt% H2SO4. Note only formic acid is detected from Derythrose. .................................................................................................................. 119 Figure 4.11 Molar yields of dihydroxyacetone (a), the relative abundance of acetic acid (b) and the relative abundance of furfural (c) detected for all model hexose carbohydrates. .......................................................................................................... 122 Figure 5.1 Molecular structures of ethyl levulinate and 5-ethoxymethylfurfural. .. 131 Figure 5.2 An exemplar ion chromatogram typical of those obtained for Tests #1-7. .................................................................................................................................. 140 Figure 5.3 The pulsed ampermetric detector response for carbohydrate standards. .................................................................................................................................. 143 Figure 5.4 Suggested reaction mechanism for the hydrolysis of D-fructose in condensed phase ethanol/H2SO4.* Depicts species detected with heterogeneous catalysis. ................................................................................................................... 148 IX Figure 5.5 Species fractions for Test #1, D-fructose/H2SO4 (0.29/0.09 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). .................................................................................................. 155 Figure 5.6 Species fractions for Test #2, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). .................................................................................................. 155 Figure 5.7 Species fractions for Test #3, D-fructose/H2SO4 (0.29/0.32 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). .................................................................................................. 156 Figure 5.8 Species fractions for Test #4, D-fructose/H2SO4 (0.15/0.11 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). .................................................................................................. 156 Figure 5.9 Species fractions for Test #5, D-fructose/H2SO4 (0.43/0.34 mol/L) at 351 K, in 100 % ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). .................................................................................................. 157 Figure 5.10 Species fractions for Test #6, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in 88/12 mass % ethanol/water. Mechanism #4. Experimental values (symbols), model calculations (lines). Note, water concentrations shown are additional to the 12% water media........................................................................... 157 Figure 5.11 Species fractions for Test #7, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in a 76/24 ratio by mass % ethanol/water ratio. Mechanism #4. Experimental values (symbols) model calculations (lines). ........................................................... 158 X Figure 5.12 Hydrogen cation (H+) behaviour at reaction conditions of Table 5.2 where brackets donate ethanol/water mass ratio. [H2SO4] dissociation equilibrium is calculated by the relations of Que et al. ................................................................... 160 Figure 5.13 Reaction mechanism derived from experimental observations and kinetic modelling. k7 and k8 are derived from Mechanism #3 for Tests #6-7 where water is added to the reaction media. ....................................................................... 163 Figure 6.1 Suggested reaction mechanism for the ethanolysis of D-fructose in homogenous H2SO4 catalysed conditions. ............................................................... 197 Figure 6.2 The seven mechanisms considered for kinetic modelling. The kinetic parameters derived for the 5-ethoxymethylfurfural (Mechanism 2) and 5hydroxymethylfurfural (Mechanism 4) are used as constraints to evaluate the parameters for the D-fructose mechanism. ............................................................... 198 Figure 6.3 Temperature dependent behaviour of 5-ethoxymethylfurfural hydration to ethyl levulinate. ........................................................................................................ 200 Figure 6.4 Reaction order for the consumption of 5-ethoxymethylfurfural (H2SO4/5ethoxymethylfurfural 0.035/0.29 Mol/L). Note the overall reaction conforms to first order kinetics. ........................................................................................................... 200 Figure 6.5 A parity plot, illustrating the difference between experimental measurements and model predictions for the 5-ethoxymethylfurfural sub-model (Mechanism #2). ...................................................................................................... 202 Figure 6.6 Reaction order for the consumption of 5-hydroxymethylfurfural (5hydroxymethylfurfural/H2SO4/0.035/0.29 Mol/L)................................................... 203 XI Figure 6.7 A parity plot, illustrating the difference between experimental measurements and model predictions for the 5-hydroxymethylfurfural sub-model (Mechanism #4). ...................................................................................................... 205 Figure 6.8 A sample comparison of the main reaction species fractions between experimental measurements (symbols) and model calculations (lines) catalysed by H2SO4 (0.035-0.13 mol/L H2SO4) with a starting material of (a b) 5ethoxymethylfurfural (5-EMF) (c d) 5-hydroxymethylfurfural (5-HMF) (e g) Dfructose. Note 5-ethoxymethylfurfural hydration to ethyl levulinate could not be fitted in the kinetic model (a b). ............................................................................... 209 Figure 6.9 A parity plot, illustrating the difference between experimental measurements and model predictions, Mechanism 6. ............................................. 212 Figure 6.10 Three Dimensional (a c) and contour plots (b d) depicting the maximum yields of 5-ethoxymethylfurfural obtainable after 480 minutes, from 5hydroxymethylfurfural (a b) reactants and D-fructose (c d) as reactants with the range of [H2SO4] employed in this study. Note the optimum temperatures for 5ethoxymethylfurfural production are found to be 353 K and 343 K from D-fructose and 5-hydroxymethylfurfural as reactants. .............................................................. 215 Figure 6.11 Sensitivity analysis for the derived pre-exponential factors as reported in Table 6.2. ................................................................................................................. 216 Figure 6.12 Sensitivity analysis for the activation energies as reported in Table 6.2. .................................................................................................................................. 217 Figure 7.1 A potentially more practical approach for the synthesis of liquid transportation fuels................................................................................................... 227 XII Figure 7.2 The difference between the (a) D-glucose and (b) D-fructose Bronsted acid mechanism at 438 K catalysed by 0.04 mol/L H2SO4 in ethanol. Note no 5hydroxymethylfurfural is produced in the D-glucose ethanolysis system. .............. 235 Figure 7.3 Concentrations as a function per time for the ethanolysis of D-glucose to ethyl levulinate, as for select conditions of Table 7.1 Note each reaction is presented with different timescales to ensure the glucose to ethyl levulinate reaction has reached steady-state. ................................................................................................ 238 Figure 7.4 Detailed mechanism for the Bronsted acid catalysed ethanolysis of Dglucose. Note all exciting fuel components produced are highlighted in green boxes. 1-3 describes the main reaction flux for the formation of ethyl levulinate. Each reach reaction assumes a first order relationship with [H+]. The detection of ethyl acetate, ethyl pyruvate and ethyl lactate is not pursued in this preliminary study but have been reported in other Bronsted acid ethanolysis systems. ...................................... 241 Figure 7.5 A parity plot illustrating the accuracy of the proposed model for the formation of diethyl ether from ethanol (423-453 K). ............................................. 243 Figure 7.6 Manipulating species mole fractions of ethanolysis products to produce a fuel mixture to mimic the centane number of conventional diesel (a) and gasoline (b), as is highlighted by a white line on both figures. Note the white line corresponds to the centane number of diesel (54) (a) and the research octane number (94) of gasoline (b). .............................................................................................................. 245 Figure 7.7 A comparison of the cetane numbers and energy densities of the flux of fuel components produced per time between condensed phase and biphasic reaction conditions. Note it is assumed that all the water has been removed. Condensed phase XIII conditions D-fructose/H2SO4 0.29/0.1 mol/L, biphasic conditions D-fructose/H2SO4 0.115/0.04 mol/L. ..................................................................................................... 246 Figure 7.8 The chemical mechanism and fuel chemistry of a D-fructose/ethanol synthetic fuel system interpreted as gasoline or diesel fuel additives. .................... 247 XIV List of Tables Table 1.1 Irelands total energy requirement by fuel, 1990-2013 (SEAI 2014c). ........ 3 Table 1.2 Classification of biomass feed-stocks for second generation bio-refining adopted from (Slade et al 2011) ................................................................................... 9 Table 2.1 Details of the pertinent studies, regarding the esterification of levulinic acid (LA) to alkyl levulinate (AL). ............................................................................ 43 Table 2.2 A summary of pertinent catalysts and methods used for the alcoholysis of furfuryl alcohol (FAL) to alkyl levulinates (AL). ...................................................... 45 Table 2.3 Various methods and catalysts reported, for the one-pot production of alkyl levulinates from monosaccharides. ................................................................... 50 Table 2.4 Various catalysts used for the synthesis of 5-ethoxymethylfurfural (5EMF) from 5-hydroxymethylfurfural. ....................................................................... 54 Table 2.5 Literature summary of catalysts and methods for the one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates. ................................................. 57 Table 3.1 Summary of materials and methods employed in the construction of this Thesis ......................................................................................................................... 70 Table 4.1 Literature overview of formic/levulinic acid ratios reported using 5hydroxymethylfurfural and hexoses as reactant. Note water is the medium unless stated. ....................................................................................................................... 102 Table 5.1. Enthalpies of combustion for proposed transportation fuel components .................................................................................................................................. 132 Table 5.2 Experimental variables for 8 hour reflux reactions at 351 K. ................. 137 XV Table 5.3 Exemplar gas chromatography and ion chromatography data for Test #1 (0.29 mol/L D-fructose, 0.22 mol/L H2SO4, 351 K, in 100% ethanol). This data is also representative of Tests #2-7. Note abbreviations 5-hydroxymethylfurfural (5HMF) and 5-ethoxymethylfurfural (5-EMF). .......................................................... 141 Table 5.4.Carbohydrate pKa verses retention time at the ion exchange chromatography conditions of this study. ................................................................ 142 Table 5.5 Mass fractions of species detected but not considered in the mechanistic analysis (with the exception of unknown #5) as the detected quantities are not appreciable,( <6 mass % in the worst case). Data reported per time, per test and presented as a mass % of the initial D-fructose used. .............................................. 149 Table 5.6 Glossary of carbohydrate structures and notes on terminology used in the text............................................................................................................................ 154 Table 5.7 Rate constants derived from the modelling of Mechanism #1. Rate Constants (k) identification numbers are as described in Figure 5.13. .................... 170 Table 5.8 Rate constants derived from the modelling of Mechanism #2. Rate Constants (k) identification numbers are as described in Figure 5.13. .................... 170 Table 5.9 Rate constants derived from the modelling of Mechanism #3. Rate Constants (k) identification numbers are as described in Figure 5.13. .................... 171 Table 5.10 Reaction rate constants derived from modelling of experimental data with Mechanism #4. Chemical reactions are assigned to each rate constants (kx) in Figure 5.13.The yield of 5-ethoxymethylfurfural (5-EMF) and ethyl levulinate (EL) refers to their combined mass at 480 minutes relative to the mass of stoichiometric reaction of D-fructose with ethanol. ......................................................................... 172 XVI Table 6.1 Experimental variables for low temperature ethanolysis at 331-351 K catalysed by H2SO4. Abbreviations: 5-ethoxymethylfurfural (5-EMF), 5- hydroxymethylfurfural (5-HMF). ............................................................................ 192 Table 6.2 Estimated activation energies (Ea), Pre-exponential factors (A) with corresponding rate constants at 351 K. Error margins correspond to 95% confidence intervals. See Figure 6.2, Mechanism 7 for reaction numbers.* Calculated at a mean temperature of 383 K. .............................................................................................. 211 Table 7.1 Table of experimental conditions.* depicts experiments carried on for longer periods until reactions have proceeded to steady-state. ................................ 233 Table 7.2 Derived kinetic parameters for the derived for the reaction of ethanol... 242 Table 7.3 Fuel properties of all pertinent fuel molecules present produced in the ethanolysis system in this Thesis, obtained from Sigma Aldrich (Sigma Aldrich 2015). Cetane numbers are obtained from Murphy (Murphy et al 2004) and calculated research octane numbers are estimated using the correlations of Hass and Dryer (Hass and Dryer 2013) ................................................................................... 244 XVII Chapter 1 Chapter 1: Introduction 1. intro 1 Chapter 1 1.1. Global dependence on fossil fuel derived energy Energy is essential to life and cannot be created or destroyed. Without it, many billions of people would be left cold and hungry. Fossil derived carbon supplies the energy to keep the heartbeat of our modern world ticking over. Clearly, we as a society are over reliant on this source, illustrated by the International Energy Agency recently stating that 81.2% of the world’s energy supply is reliant on fossil fuels (IEA 2014) (See Figure 1.1). All economically developed societies are heavily reliant on fossil fuels, not only as a source of energy but also for the production of a vast array of petrochemicals and plasticers. Global demand for this vital resource is projected to be more severe with the passing of each year, with world energy consumption anticipated to grow by 56% between 2010 and 2040, from 552 KJ to quadrillion 861 KJ (IEA 2014). This expected increase in demand can be attributed to rapid human population growth and the industrialisation of the developing world. Energy use in developing countries, for example, is projected to increase by 90% by 2040, while industrialized nations will see a projected increase of 17%. By 2040, China's energy demand is expected to be twice that of the U.S (IEA 2014). pr Figure 1.1 Total world primary energy supply 2013 (a), data extracted from (IEA 2014) and projected future fossil fuel extraction (b) data taken from (Watts 2011). 2 Chapter 1 Fossil fuels are finite resources with supply expected to peak by the middle of this century (See Figure 1(b)). This coupled with geopolitical tensions in the Middle-East and legally binding environmental legislation such as the Kyoto Protocol and Biofuels Directive mean the securement of a stable energy supply has never been more vulnerable. 1.2. Energy consumption in Ireland Ireland’s reliance on fossil fuels is even more alarming; with imported fossil fuels currently accounting for 90% of Ireland’s total primary supply (SEAI 2014a). Worringly, from an economic point of view Ireland spends €6 billion per year on the importing of such fossil fuels (SEAI 2014a). Total Primary Energy Requirement (ktoe) Share % 1990 2000 2005 2010 2012 2013 1990 2013 Coal 2085 1815 1886 1241 1493 1324 22 9.9 Peat 1377 803 786 791 802 723 14.5 5.4 Oil 4422 7859 9130 7294 5246 5262 46.6 47 Gas 1446 3059 3477 4692 4023 3872 15.2 29 Renewables 168 235 373 688 853 911 1.8 6.8 Wastes - - - 9 44 58 - 0.4 Total 9,497 13,772 15,652 14,715 13296 13314 Table 1.1 Ireland’s total energy requirement by fuel, 1990-2013 (SEAI 2014c). 3 Chapter 1 This creates risk and haemorrhages large amounts of money from the domestic economy in times of economic uncertainty (SEAI 2014b). Of the generic fossil fuels, Table 1.1 illustrates that Ireland is most reliant on oil for its total primary energy requirements (46.6% in 2013). Encouragingly there is some strong evidence that Ireland is beginning to make real progress in diversifying its energy supply from fossil fuel dependence. In 1990, 98% of Ireland’s energy requirements were supplied by fossil fuels; in 2013 this dependence has dropped to 90% (SEAI 2014a). This can be attributed to the development of a more diversified energy supply with an increase in the use of renewables from 1.8% to 6.8% between the two time periods (SEAI 2014a). Whilst this represents progress, clearly there is scope for further major energy supply diversification, by further investing in renewable technologies. 1.3. Fossil fuels and CO2 Carbon dioxide (CO2) is the primary greenhouse gas emitted through anthropogenic activities and is the main greenhouse gas responsible for global warming. In 2013, CO2 accounted for about 82% of all U.S. anthropogenic greenhouse gas emissions from human activities (US EPA 2015). Atmospheric CO2 concentrations have increased by more than 40% since pre-industrial times, from approximately 280 parts per million by volume (ppmv) in the 18th century to 398ppmv as of August 2015 (US EPA 2015). The main human activity responsible for CO2 emissions is the combustion of fossil fuels (coal, natural gas, and oil) for energy and transportation, although certain industrial processes and land use changes also emit CO2. The potential impacts of increased CO2 levels are both devastating and far reaching. 4 Chapter 1 Figure 1.2 Projected global CO2 emissions from the United States EPA based on four projects scenarios, (US EPA, 2015). These potential impacts include, melting of the world’s polar icecaps, rising sea levels and changes to current ecological systems that may drastically affect global food supplies. Figure 1.2 depicts four scenarios for estimated concentrations of atmospheric CO2 over the next century. The highest emission scenario (RCP 8.5) considers large scale economic and human growth coupled with no effort to find sustainable alternatives to fossil fuels, resulting in projected atmospheric CO2 levels of 1300ppm by 2100 accelerating the global impact of climate change (Nordhaus 2014). To counteract this, most major industrial countries have signed the legally binding Kyoto Protocol (including Ireland) in a global effort to control spiralling global CO2 emissions (Kyoto Protocol 1997). Under the Kyoto Protocol, Ireland is required to limit total national greenhouse gas emissions to 13% above Ireland’s 1990 baseline value (Irish EPA, 2013). 5 Chapter 1 1.4. Transportation fuels Although energy usage from other sectors appears to be stabilising to an extent, this is not the case for the transportation sector. For example, from 1990 to 2010, the average growth of energy use in the Irish transport sector was 4.3% per annum, which sums to 132% over 20 years (Gusciute et al 2014). The combustion of fossil fuels for transportation purposes produces 31 % of global CO2 emissions and is the second biggest contributor to global CO2 emissions after electricity (37 %). Ireland’s transport sector demands 32.7% of Ireland’s total energy requirements producing 34.7% of Ireland’s total CO2 emissions (See Figure 1.3). Figure 1.3 Ireland’s total energy requirements by sector (a) Primary energy consumption CO2 emissions by sector (b) Total CO2 emissions by sector (SEAI 2014a). Fossil derived diesel (60%) and gasoline (40%) are used to power automobiles for road transportation in Ireland (Hamelinck et al 2004). This reliance on diesel and gasoline is not sustainable and Ireland has made legally binding commitments for the introduction of biofuels into transportation fuel combustion as part of the Biofuels Directive 2003/30/EC (EU-Commission 2003). The Biofuels Directive 2003/30/EC entered into force in May 2003 and is primarily concerned with the promotion of the 6 Chapter 1 use of biofuels in the transport sector. Each member state was required to replace 5.7 % of all transport fossil fuels with biofuels by 2010. The directive also set an intermediate target of 2% by December 2008. This was replaced with Directive 2009/28/EC detailing targets of 10% by 2020 for every member EU state. As a result of the above, Ireland needs to develop strategies for the provision of renewable (non-fossil) alternative liquid transportation fuels for substitution of fossil diesel and gasoline fuels. Current alternatives that are being considered in order to comply with the Biofuels Directive 2003/30/EC include the use of electric vehicles, bioethanol, waste vegetable oils, and grass gasification for biomethane for natural gas vehicles (Gusciute et al 2014). However another promising such alternative is the conversion of lignocellulosic derived hexose carbohydrates to oxygenated liquid fuel components. 1.5. Biomass as an energy source of liquid fuels Currently, a great deal of attention is focused on the production of biofuels (Chheda et al 2007; Stӧcker 2008; Alonso et al 2010). Unlike fossil fuels, biofuels are fuels derived from biomass or animals and are renewable on a practical timescale. Combustion is one of the oldest forms of energy generation, but liquid and gaseous fuel types may also be biomass derived (Demirbas 2005). Today, the desired products are liquids, largely due to the dominance of the internal combustion engine in world transportation. Often, biomass sources are remote relative to both the processing plant and the consumer, therefore liquid fuels are ideal. Liquids typically have much higher energy densities compared to solid biomass and are appealing due to the ease of handling, storage and transportation. Thus the production of dense high 7 Chapter 1 energy liquid fuel components from biomass represents an enormous opportunity to develop alternatives to fossil derived gasoline and diesel. 1.6. From 1st to 2nd generation biofuels Currently most renewable liquid fuel production is focused on the conversion of starch, fats, animal’s fats, and vegetable oil to biofuels (so called first generation biofuels). However there are significant ethical concerns with the production of fuels from ‘‘food’’ feed-stocks (Fairley 2011). To alleviate these concerns, there has been a recent shift away from first generation feed-stocks, towards the use of non‐food carbohydrates and lipids such as waste cooking oil. This can be attributed to the recent emergence of lignocellulosic feed-stocks which are the most abundant renewable materials available (Naik et al 2010; Sims et al 2010). It is estimated that the global annual production of lignocellulosic materials exceeds 1×1010 MT annually (Harmsen et al 2010). This enormous resource can be sourced from waste streams such as municipal green waste, forestry and agricultural waste and from specialised energy crops as outlined in Table 1.2. Significantly none of these feedstocks can be used as a significant human food source. Thus the synthesis of chemicals, potential fuels and fuel additives from non‐food feed-stocks reduces competition for food commodities. As a result, this eliminates many of the objections raised by the debate between ‘food versus fuel’ for which first generation biofuels were highly criticised. 8 Chapter 1 Classification Source Energy crops Perennial crops Short rotation coppices (Willow poplar) Plantation trees (Eucalptus) Energy grasses (Miscanthus) Residues Forestry residues Wood left on field (small trees, branches), poor quality stem wood Agricultural crop residues Straw from cereals (wheat rye), oil, seed rape and residues from other crops Processing residues Wood chips, sawdust and bark from sawmill, agricultural arising’s (from municipal tree surgery operations Waste wood Clean and contaminated wood wastes Organic waste Paper/card, food wastes, textiles wastes Sewage sludge Derived from waste water treatment Animal manures Pig manure, poultry litter, animal slurries and farmyard manure Wastes Table 1.2 Classification of biomass feed-stocks for second generation bio-refining adopted from (Slade et al 2011). 1.7. The conversion of carbohydrates to liquid transportation fuel In general lignocellulosic biomass contains three main components, cellulose, hemicellulose and lignin (Hayes 2013). Cellulose is a major structural component of cell walls, and it provides mechanical strength and chemical stability to plants. It is a polymer of glucose, and can be represented by the chemical formula (C6H10O5)n (Harmsen et al 2010; Hayes 2013). Hemicellulose is a copolymer of different hexose 9 Chapter 1 and pentose sugars that also exists in the plant cell wall, whilst lignin is the third component which is a polymer of aromatic compounds (Harmsen et al 2010). However, it is the hexose and pentose carbohydrates components of the lignocellulosic biomass in the form of hemicellulose and cellulose that are of particular interest to chemists. Figure 1.4 illustrates that there are a wide variety of possible thermochemical methods used for the conversion of lignocellulosic biomass derived carbohydrates to liquid fuels, including gasification, pyrolysis and acid hydrolysis. Figure 1.4 Suggested routes for the conversion of biomass to liquid fuels taken from (Serrano-Ruiz and Dumesic 2011). 1.8. Acid hydrolysis The focus of this Thesis is acid hydrolysis (as elaborated upon later). It is employed to liberate the hexose and pentose carbohydrates from the cellulose and 10 Chapter 1 hemicellulose components of lignocellulosic biomass. Once liberated the pentose and hexoses carbohydrates can undergo acid catalysed transformations to form furfural in the case of pentose carbohydrates and 5-hydroxymethylfurfural in the case of hexoses. The attraction in hydrolysing hemicellulose and cellulose to monomeric glucose is the versatility that it exhibits as a starting material and is ready availability and inexpensiveness. Upon isolation glucose can undergo a vast range of chemical reactions such as reduction reactions to form sorbitol (Davda and Dumesic 2004), fermentation, to form products such as succinic acid (Meynial-Salles et al 2008) and ethanol (Sun and Cheng 2002), or its dehydration to form 5hydroxymethylfurfural which is pertinent to the focus of this Thesis (Kuster 1990). 5-hydroxymethylfurfural is historically obtained from cellulose through acid hydrolysis using mineral acids (Ackerson et al 1981; Helm et al 1989) in which yields of up to 50 mol% were obtained. The yield limiting factor being, the prevalence of undesirable reactions producing the polymeric humic material (Dee and Bell 2011). The potential of 5-hydroxymethylfurfural as a bulk platform chemical in a bio-based economy was heighted by the US Department of Energy. In this report, 5-hydroxymethylfurfural is listed in the top ten value chemicals from biomass (Werpy et al 2004). This Thesis seeks to synthesise transportation liquid fuel components from derivatives of 5-hydroxymethylfurfural derived from hexose carbohydrates by reaction with ethanol. 1.9. Ethanol Ethanol is a biofuel produced from agricultural feed-stocks that are high in sugar or starch such as sugarcane, sugar beet, corn (maize), and wheat, as well as lignocellulosic crops, and is the biggest industrial bio-refining product globally with 11 Chapter 1 approximately 25 million gallons produced in 2015 (Baier et al 2009). Ethanol is an attractive fuel as it is appropriate for blending requirements in terms of compliance with the Biofuels Directive 2003/30/EC. Currently ethanol is suitable for use in conventional spark ignition engines, without any modification when blended up to 5% v/v with fossil gasoline. It can be blended in 85% v/v mixtures for use in engines, which have been specifically modified (NREL 2015). As a result of this global ethanol production has increased dramatically over the past 20 years (See Figure 1.5). The United States is the largest producer of ethanol having produced 14 billion gallons of ethanol alone in 2014. Together the US and Brazil produce 83% of global ethanol (Baier et al 2009). Brazil are leading the way in utilising ethanol as a liquid transportation fuel. All their filling stations are required to sell blends of gasohol (25% ethanol blends with gasoline) and pure ethanol (Rüther 2015). Tax incentives have been given by the Brazilian government to encourage the use of 100% ethanol in vehicles. Ethanol as a fuel has been further strengthened by the introduction of so called flex fuel vehicles by most of the local automakers, allowing for various mixtures of ethanol/gasoline to be used at any time (25-100% by volume). Currently the production costs of ethanol in Brazil are approximately $0.20/L compared to $0.55/L in Europe (Rüther 2015), with the current price of pure ethanol at the pump being $ 1.61/L in Europe as of October 2015 (NASDAQ 2015). In spite of all this, there is no ethanol production industry in Ireland. However there are efforts now to revive sugar beet production in Ireland and to develop a bioethanol facility that requires 1 million tonnes of sugar beet and 56,000 tonnes of grain to produce 154,000 tonnes of sugar and 50 million L of ethanol at an estimated plant construction cost of €350–€400 million (Gusciute et al 2014). 12 Chapter 1 Figure 1.5 Predicted Global annual ethanol production by country taken from (Baier et al 2009). Despite these recent technological advancements, it cannot be ignored that ethanol is a relatively poor fuel. For example it is not as easy to transport to the pump as gasoline, due to its tendency to absorb water, and is also a corrosive liquid (NREL 2015). There are also considerable concerns associated with its storage and transport due to its high volatility (boiling point 351 K). As well as this its high octane number restricts its usefulness as a blend-stock with petroleum derived fuels (NREL 2015). However above all, its major disadvantage is its low volumetric energy density, which is a key parameter for a transportation fuel. Its ∆HCombustion at 24 MJ/L is 75% that of conventional gasoline (32 MJ/L) and 61% that of diesel (38 MJ/L) (NIST 2016). 13 Chapter 1 1.10. Synthesising liquid transportation fuel components by reacting hexose carbohydrates with ethanol This Thesis focuses on the synthesis of high energy density liquid transportation components fuels by the reaction of lignocellulosic derived carbohydrates with ethanol in the presence of conventional mineral acids. As demonstrated above both the lignocellulosic carbohydrates and ethanol are available in significant quantities and are renewable in source in terms of replacing existing fossil derived liquid fuels and reducing global CO2 emissions. Lignocellulosic derived hexose such as Dglucose and D-fructose although energy dense materials (∆HCombustion 26.3 kJ/mol) are present in a solid form containing six oxygen atoms per molecule. Reaction with ethanol converts the solid hexoses into liquid form, removing oxygen molecules, producing energy dense liquid oxygenated hydrocarbons that can be used as ‘‘drop in manner’’ in a one-pot synthesis. Ethanol acts as solvent as well as a reactant partner with which to valorise the hexose carbohydrates by acid hydrolysis (“ethanolysis”). Their reaction can result in the formation of ethyl levulinate and 5ethoxymethylfurfural both of which show considerable promise as oxygenated hydrocarbons due to their high volumetric energy densities (Dautzenberg and Gruter 2012; Wang et al 2012) and are the focus of this Thesis. Thus the overall process valorises both the lignocellulosic derived hexose and ethanol simultaneously (See Figure 1.6). 14 Chapter 1 Figure 1.6 Valorisation of hexose carbohydrates by reaction with ethanol producing energy dense oxygenated hydrocarbons. Acid hydrolysis of hexoses, in ethanol in a one-pot synthesis offers several other advantages compared to conventional acid hydrolysis in aqueous systems. For example the hydrolysis of hexoses in an alcohol media also tends to produce a lot less insoluble humins than in aqueous systems, which are a waste product of reaction and thus negatively affect yields of the intended reaction products (Maldonado et al 2012). Additionally hydrolysis rates of sugars in ethanol systems is at least an order of magnitude faster than in aqueous systems (Flannelly et al 2015). 15 Chapter 1 1.11. Scope of the research At present yields of the ethyl levulinate and 5-ethoxymethylfurfural from hexoses have been poor (<60%), threatening the economic viability of the proposition due to an unsatisfactory understanding of the mechanism and chemical kinetics of the synthetic system. Reaction kinetics and mechanistic understanding for the hydrolysis of hexoses in even conventional aqueous systems are beyond state-of-art (Swift et al 2013). Even less kinetic information regarding the acid catalysed transformations of hexose in non-aqueous systems are available in the literature. A recent state-of-theart review has stated a kinetic and mechanistic understanding for the hydrolysis of sugars, is key for the development of a sustainable biorefinig industry (Saha et al 2015). It is envisioned that these technical and scientific difficulties can be resolved by the provision of reliable mechanistic analysis and by the development of high fidelity kinetic models to describe the synthesis of these fuel components from lignocellulosic derived hexoses. For reasons discussed in later chapters, any efficient process for the production of fuel components through furanic intermediates such as 5-ethoxymethylfurfural and ethyl levulinate are envisioned go through a D-fructose intermediate. Higher yields of furanics such as 5-hydroxymethylfurfural are more achievable from D-fructose than from D-glucose (Assary et al 2012). D-Fructose is an isomerisation product of glucose and the optimisation of this transformation is currently the subject of extensive investigation (Choudhary et al 2013; Saravanamurugan et al 2013). Consequently, this Thesis focuses on achieving a mechanistic and kinetic understanding of the acid catalysed transformation of Dfructose in acidic ethanol conditions. Once understood, this understanding can be used as constraint to evaluate the simpler glucose and cellulose substrates in a hierarchical manner eventually comprehending the global reaction mechanism of 16 Chapter 1 lignocellulosic biomass to the hexose sugar to the energy dense fuels (See Figure 1.7). Figure 1.7 A hierarchical scheme for robust mechanistic and kinetic reaction modelling. 1.12. Outline of the Thesis Chapter 1 outlines the motivation and background for this Thesis. Chapter 2 identifies the properties of 5-ethoxymethylfurfural and ethyl levulinate that make them advantaged liquid transportation fuel components. Attention is given to the various methods employed for their systhesis using homogenous and hetergenous catalysts. As well as this mechanisms for the hydrolysis of D-fructose and D-glucose to 5-hydroxymethylfurfural are explored in detail, all of which is pertient to this PhD Thesis. 17 Chapter 1 Chapter 3 briefly describes the fundamentals of the experimental and analytical techniques used in the generation of data for this PhD Thesis. The techniques used for conducting reaction mechanism analysis and kinetic modelling are also described. Chapter 4 focuses on conventional acid hydrolysis processes for the formation of levulinic acid from hexose carbohydrates in aqueous systems. Here the mechanistic content is set in relation to the remainder of the Thesis. It outlines the variety of reaction pathways present in conventional acid hydrolysis systems that are not net contributers for the formation of the desired furanics and levulinic acid. Particular attention is given to formic acid. Historical mechanistic understanding suggests formic and levulinic acids are formed stoichiometrically from the acid hydrolysis of lignocellulosic hexose carbohydrates. This chapter focuses on acessing this common assumption. Chapter 5 introduces ethanol as an alternative reaction mediator to aqeous systems. Here, an extensive reaction pathway analysis of the acid hydrolysis of D-fructose to 5-ethoxymethylfurfural and ethyl levulinate in ethanol catalyed by hydrogen cations at 351 K is studied. An extensive mechanistic study is conducted, focusing in particular on the variety of intermiediates formed between D-fructose and 5-hydroxymethylfurfural. A methodology with which to access the accuracy of mechanistic propositions is developed by the elucidation of the mechanism fidelity index. Special emphasis is placed on the behavaviour of H2SO4 in ethanol and a comparison of its dissociation compared to conventional aqeous systems is investigated. Finally, phenomenological kinetic modelling is conducted on four particular 18 Chapter 1 mechanistic propositions to a give a phenomological estimation of reaction rate constants for eight separate reaction pathways using a mass conserved modelling approach. Chapter 6 builds on the results of the mechanistic analysis conducted in Chapter 5. It focuses on building a low temperature (331-351 K) kinetic model to predict the formation of 5-ethoxymethylfurfural from D-fructose in a one-pot-system. To do this a hierarchial approach is employed utilising data produced from 181 individual experiments conducted with the main reaction intermiediates in the system. Chapter 7 consists of three compoments. In the first part a provisional mechanistc study is conducted on the ethanolysis of D-glucose to ethyl levulinate at temperatures between 351 K and 460 K. The second core component focuses on the consumption of ethanol to diethyl ether at temperatures above 373 K. Finally the third component focuses on the fuel properties of all the potiential fuel molecules produced in the Bronsted acid ethanolysis system. As well as this, the fuel properties of all the molecules present in conventional acid hydrolysis processes is examined. It is then illustrated how the molecular diversity present can be leveraged to produce tailorable fuel properties (either diesel or gasoline) in a one-pot-synthesis. Chapter 8 presents the key findings of this work and directions for future work. 19 Chapter 1 1.13. References Ackerson, M., Ziobro, M., Gaddy, J. (1981) “Two-stage acid hydrolysis of biomass,” in Biotechnol. Bioeng. Symp.;(United States). Alonso, D.M., Bond, J.Q., Dumesic, J.A. (2010) “Catalytic conversion of biomass to biofuels,” Green Chemistry, 12(9), 1493–1513. Assary, R.S., Kim, T., Low, J.J., Greeley, J., Curtiss, L.A. (2012) “Glucose and fructose to platform chemicals: understanding the thermodynamic landscapes of acid-catalysed reactions using high-level ab initio methods,” Physical Chemistry Chemical Physics, 14(48), 16603–16611. Baier, S.L., Clements, M., Griffiths, C.W., Ihrig, J.E. (2009) “Biofuels impact on crop and food prices: using an interactive spreadsheet,” FRB International Finance Discussion Paper, (967). Chheda, J.N., Huber, G.W., Dumesic, J.A. (2007) “Liquid-phase catalytic processing of biomass-derived oxygenated hydrocarbons to fuels and chemicals,” Angewandte Chemie International Edition, 46(38), 7164–7183. Choudhary, V., Pinar, A.B., Lobo, R.F., Vlachos, D.G., Sandler, S.I. (2013) “Comparison of homogeneous and heterogeneous catalysts for glucose-to-fructose isomerization in aqueous media,” ChemSusChem, 6(12), 2369–2376. Dautzenberg, F.; Gruter, G. J. M. Method for the synthesis of 5-alkoxymethyl furfural ethers and their use. Patent 8, 133, 289 B2, May, 2012. Davda, R.R., Dumesic, J.A. (2004) “Renewable hydrogen by aqueous-phase reforming of glucose,” Chem. Commun., (1), 36–37. 20 Chapter 1 Dee, S.J., Bell, A.T. (2011) “A study of the acid-catalyzed hydrolysis of cellulose dissolved in ionic liquids and the factors influencing the dehydration of glucose and the formation of humins,” ChemSusChem, 4(8), 1166–1173. Demirbas, A. (2005) “Potential applications of renewable energy sources, biomass combustion problems in boiler power systems and combustion related environmental issues,” Progress in energy and combustion science, 31(2), 171– 192. EU-Commission, others (2003) “Directive 2003/30/EC of the European Parliament and of the Council of 8 May 2003 on the promotion of the use of biofuels or other renewable fuels for transport,” Official Journal of the European Union, 5. Fairley, P. (2011) “Introduction: Next generation biofuels,” Nature, 474(7352), S2– S5. Flannelly, T., Dooley, S., Leahy, J.J. (2015) “Reaction pathway analysis of ethyl levulinate and 5-ethoxymethylfurfural from D-fructose acid hydrolysis in ethanol,” Energy & Fuels. Gusciute, E., Devlin, G., Murphy, F., McDonnell, K. (2014) “Transport sector in Ireland: can 2020 national policy targets drive indigenous biofuel production to success?,” Wiley Interdisciplinary Reviews: Energy and Environment, 3(3), 310– 322. Hamelinck, C., van den Broek, R., Rice, B., Gilbert, A., Ragwitz, M., Toro, F. (2004) Liquid Biofuels Strategy Study for Ireland, ISI. Harmsen, P., Huijgen, W., Bermudez, L., Bakker, R. (2010) “Literature review of physical and chemical pretreatment processes for lignocellulosic biomass”. Wageningen UR, Food & Biobased Research. 21 Chapter 1 Hayes, D.J. (2013) “Second-generation biofuels: why they are taking so long,” Wiley Interdisciplinary Reviews: Energy and Environment, 2(3), 304–334. Helm, R.F., Young, R.A., Conner, A.H. 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(2010) “Production of first and second generation biofuels: a comprehensive review,” Renewable and Sustainable Energy Reviews, 14(2), 578–597. NASDAQ (2015) 'Ethanol future Prices', [online], available: http://www.nasdaq.com/markets/ethanol.aspx [acessed 21 October 2015]. 22 Chapter 1 NIST (2016) 'NIST Standard Reference Database Number 69' [online], available: http://webbook.nist.gov/chemistry/ [acessed 22 March 2016]. Nordhaus, W.D. (2014) A question of balance: weighing the options on global warming Policies, Yale University Press. NREL 2015 'Ethanol Blended Fuels',[online], available: http://www.nrel.gov/education/pdfs/educational_resources/high_school/teachers_ guide_ethanol.pdf [acessed 11 October 2015]. Protocol, K. (1997) “United Nations framework convention on climate change,” Kyoto Protocol, Kyoto. Rüther, R. (2015) “Renewable Energy Policies in Brazil: Bioenergy, Photovoltaic Generation, and Transportation,” Energy Efficiency and Renewable Energy Handbook, 109. 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Sun, Y., Cheng, J. (2002) “Hydrolysis of lignocellulosic materials for ethanol production: a review,” Bioresource Technology, 83(1), 1–11. Swift, T.D., Bagia, C., Choudhary, V., Peklaris, G., Nikolakis, V., Vlachos, D.G. (2013) “Kinetics of homogeneous Brønsted acid catalyzed fructose dehydration and 5-hydroxymethylfurfural rehydration: A combined experimental and computational study,” ACS Catalysis, 4(1), 259–267. 24 Chapter 1 US EPA (2015)' Global Green Gas Emissions Data', [online] http://www3.epa.gov/climatechange/ghgemissions/global.html [accessed 11 October 2015]. Wang, Z., Lei, T., Liu, L., Zhu, J., He, X., Li, Z. (2012) “Performance investigations of a diesel engine using ethyl levulinate-diesel blends,” BioResources, 7(4), 5972– 5982. Watts (2011)' The Fate of all Carbon',[online], available: http://wattsupwiththat.com/2011/11/13/the-fate-of-all-carbon/ [accessed 18 October 2015]. Werpy, T., Petersen, G., Aden, A., Bozell, J., Holladay, J., White, J., Manheim, A., Eliot, D., Lasure, L., Jones, S. (2004) “Top value added chemicals from biomass. Volume 1-Results of screening for potential candidates from sugars and synthesis gas. 25 Chapter 2 Chapter 2: Literature Review 2. Literature review 26 Chapter 2 2.1. Lignocellulosic derived hexose sugars: D-fructose and D-glucose Hexose sugars are present in lignocellulosic biomass in the form of cellulose and hemicellulose. Cellulose consists of D-glucose subunits, linked by β-1,4 glycosidic bonds, whilst hemicellulose consists of D-glucose with minor amounts of D-galactose and D-mannose, however the composition is largely dependent on the feedstock (Hendriks and Zeeman 2009). Of the hexoses mentioned, D-glucose is of primary concern to this Thesis. For carbohydrates the ‘‘D’’ and ‘‘L’’ notation refers to the asymmetric carbon farthest from the aldehyde and the α/β refers to positions (axial and equatorial) of the anomeric acetal carbon (Whistler et al 1964). In solution, the open-chain form of D-glucose (either ‘‘D’’ or ‘‘L’’) exists in equilibrium with several cyclic isomers, each containing a ring of carbons closed by one oxygen atom. In aqueous solutions, more than 99% of glucose molecules exist as pyranose structures. D-Glucose can also exist in the open chain form which is limited to about 0.25% of the total glucose structures and the furanose form, which exists in negligible amounts (Kimura et al 2011). Figure 2.1 Tautomeric distributions of D-fructose/D-glucose reactant in solution at 383 K in aqeous systems with no catalyst as derived by (Kimura et al 2011). 27 Chapter 2 Fructose in solution also shows tautomeric behaviour (See Figure 2.1) Of the tautomers β-D-fructopyranose is the preponderant tautomer, followed by β-Dfructofuranose, and then α-D-fructofuranose in equilibrium with water (Kimura et al 2011). These tautomers have previously been determined to account for 69.6%, 21.1% and 5.7% of the solubilised sugar at room temperature employing in-situ NMR (Angyal 1969). It has been shown that at higher temperatures the equilibrium shifts in favour of furanose structures (Kimura et al 2013). The presence of furanose structures is pertinent as in means that D-fructose can be more easily converted to 5hydroxymethylfurfural which is envisioned to be a key intermediate for the formation of oxygenated hydrocarbon as is the aim of this Thesis. The reason for this is that the furanose structures are more thermodynamically driven to dehydrate than the equivalent pyranose structures that make up the composition of that D-glucose. For instance, Assary et al. conducted a thermodynamic study in which they predicted the Gibbs free energy required to protonate the various oxygen atoms on glucopyranose, fructopyranose and fructofuranose structures (See Figure 2.2). Figure 2.2 Predicted Gibbs free energy (298 K) required to protonate the various oxygen sites of glucopyranose, fructopyranose, and fructofuranose as adopted calculated by (Assary et al 2012) using G4MP2 theory. 28 Chapter 2 They found that the Gibbs free energy required to protonate the primary oxygen sites on the fructofuranose structure to be 8 kcal/mol which is significantly lower than both the fructopyranose (11.9 kcal/mol) and glucopyranose structures (15.0 kcal/mol) (Assary et al 2012). In the literature there is sometimes confusion between the naming of the hexose sugars, hence forth α/β-D-fructopyranose and α/β-D-glucopyranose are termed ‘‘Dfructose’’ and ‘‘D-glucose respectively’’. The correct description is provided in Figure 2.1 2.2. D-Fructose/D-glucose isomerisation To date, the yields of 5-hydroxymethylfurfural achieved from D-glucose have been modest (typically <50 mol%) due to the electronic configuration of its hydroxyl groups which increases its propenisty to form by-products and in particular the yield limiting insoluble humins (Choudhary et al 2012). In addition, the stability of its ring structure makes processing into critical platform furanic molecules such as 5hydroxymethylfurfural difficult (Nikolla et al 2011). Yields of 5- hydroxymethylfurfural reported in conventional acid hydrolysis systems have been significantly higher from D-fructose with frequent reporting of selectivities of over 80% using a variety of catalysts (Fan et al 2011). D-fructose is not an ideal biomass derived feed-stock due to the fact that it is quite expensive and is not readily available from lignocellulosic biomass unlike D-glucose. Indeed the cost of Dglucose is about 50% that of D-fructose (Torres et al 2012). Configuring hexose dehydration processes to go through D-fructose, in theory should improve reaction yields of the desired fuel components from cellulosic materials and thus make such processes economically viable. Therefore it is envisioned that the state-of-the-art 29 Chapter 2 scientific approach for the optimal synthesis of 5-hydroxymethylfurfural from biomass includes three mains steps (Choudhary et al 2013): 1. The hydrolysis of biomass into hexose carbohydrates (mainly D-glucose). 2. D-Glucose to D-fructose isomerisation. 3. D-Fructose dehydration to 5-hydroxymethylfurfural and to other products. As a result of this, the development of catalysts in aqueous media is an important milestone in societies ability to efficiently utilise lignocellulosic biomass. Typically D-glucose to D-fructose isomerisation occurs in three stages: 1. D-Glucose ring opening. 2. D-Glucose isomerisation to D-fructose (unclear whether this is a fructopyranose or fructofuranose structure). 3. Ring closure of D-fructose (See Figure 2.3). Consequently this isomerisation reaction is the subject of numerous researchers endeavours by employing a variety of heterogeneous (Moliner et al 2010; Despax et al 2013) and homogenous (Pagan-Torres et al 2012; Choudhary et al 2013) catalysts. Significantly for this Thesis successful D-glucose/D-fructose isomerisation has been reported in an ethanol media. For instance, Saravanamurugan et al. achieved Dfructose yields of 55 mol% from D-glucose using a ZSM-5, and mordenite heterogenous catalyst at 393 K (Saravanamurugan et al 2013). However, at present the most promising approach for D-glucose/D-fructose isomerisation in terms of the formation of 5-hydroxymethylfurfural is simultaneous use of Bronsted and Lewis acids to catalyse the reaction. The Lewis acid catalyses the D-glucose to D-fructose isomerisation reaction and the Bronsted acid dehydrates D-fructose to 5- 30 Chapter 2 hydroxymethylfurfural. Using this approach, Pagan-Torres et al. achieved 5hydroxymethylfurfural yields of 62 mol% using a combination of HCl and AlCl3 from D-glucose as reactant (Pagan-Torres et al 2012). Similarly Choudhary et al. using a combination of HCl and CrCl3 achieved yields 5-hydroxymethylfurfural of 59 mol% (Choudhary et al 2013). Figure 2.3 Proposed pathway from cellulose to D-glucose to D-fructose to 5hydroxymethylfurfural. 2.3. Mechanisms and kinetics for the dehydration of D-fructose in aqueous systems The mechanisms and kinetics responsible for the dehydration of D-fructose to 5hydroxymethylfurfural is not a well understood process. Despite their being numerous kinetic studies conducted in the literature, a definite mechanism for the dehydration of D-fructose has yet to be unambiguously determined. For example a recent gas-phase study of Bronsted acid catalysed D-fructose and D-glucose dehydration screened and identified more than 100 possible reaction intermediates by focusing only on the energetics of stable intermediates (Yang et al 2012). The large number of pathways highlights the complexity of the problem. The vast majority of detailed kinetic studies conducted on D-fructose dehydration focuses on the formation of cyclic or acyclic intermediates (Akien et al 2012; Yang et al 2012). 31 Chapter 2 Caratzoulas and Vlachos conducted a kinetic study of the closed ring members considering quantum mechanics (Caratzoulas and Vlachos 2011). They suggest that D-fructose dehydration to 5-hydroxymethylfurfural proceeds via multiple elementary steps, some of which consider intramolecular proton transfers. Building on the findings of Caratzoulas and Vlachos, Swift et al. developed a practical skeleton model that also captures D-fructose tautomer distribution to quantitatively describe an extensive set of experimental data (Swift et al 2013). D-Fructose dehydration was found to be first order dependent on proton and D-fructose concentration. Their kinetic model suggests that for optimum yields of 5-hydroxymethylfurfural higher temperatures are favourable due to the tendency of D-fructose to form by-products at lower temperatures. Despite this recent progress, identification of intermediates, reaction rates and selectivities remain poorly understood (Caratzoulas et al 2014). Figure 2.4 Two-step D-fructose dehydration scheme as suggested by (Swift et al 2013). 2.4. Mechanism for the dehydration of D-glucose in aqueous systems Unlike D-fructose, fundamental kinetic and mechanistic studies for the acid catalysed transformations of D-glucose to 5-hydroxymethylfurfural are difficult to find. To date the most prominent fundamental study has been conducted by Yang et al. (Yang et al 2015). Here they formulate a computional theory micro-kinetic model, constrained by experimental NMR measurements. The reaction model considers two 32 Chapter 2 main pathways for D-glucose conversion to 5-hydroxymethylfurfural. The main pathway considers the direct transformation of the pyranose ring to a five membered ring intermediate. The alternative acyclic mechanism proposes D-glucose isomerization to D-fructose before its subsequent dehydration to 5- hydroxymethylfurfural. They suggest that the dehydration rate depends strongly on the reaction temperature and [H+] and that little D-glucose isomerisation occurs during Bronsted acid catalysed transformation of D-glucose (See Figure 2.5). Figure 2.5 Reaction path analysis of major elementary processes in Bronsted acidcatalysed D-glucose dehydration from (Yang et al 2015). There have been numerous empirical ‘‘engineering’’ type models produced to develop useable kinetic parameters for the production of levulinic acid from Dglucose (Weingarten et al 2012; Girisuta et al 2006; Tarabanko et al 2002). For 33 Chapter 2 example Weingarten et al. developed a kinetic model for the aqueous-phase production of levulinic acid from D-glucose using HCl at temperatures of 413-473 K (Weingarten et al 2012). Their kinetic model considered four key steps: 1. D-Glucose dehydration to form 5-hydroxymethylfurfural. 2. D-Glucose degradation to form humins. 3. 5-Hydroxymethylfurfural rehydration to form levulinc aid. 4. 5-Hydroxymethlfurfural degradation to form humins. Using this non-mass conversed approach an accurate kinetic model was developed, but a fundamental mechanistic analysis was not acquired. 2.5. Mechanisms and kinetics of hexose carbohydrates in non-aqueous solvents In recent times hexose dehydration in organic solvents such as dimethyl sulfoxide, γvalerolactone and alcohols have emerged as competitors to conventional aqeous systems. Unfortunately hexose dehydration to 5-hydroxymethylfurfural often isn’t the major acid catalysed degradation product (Choudhary et al 2012). Higher selectivities to 5-hydroxymethylfurfural can be achieved in non-aqueous solvents minimising the formation of unwanted by-products. For example selectivities for 5hydroxymethylfurfural formation of up to 100% from D-fructose can be achieved (Shimizu et al 2009). Unfortunately D-glucose does not show the same behaviour. For instance Chheda et al. reported 5-hydroxymethylfurfural selectivity of 53% with D-glucose conversions of 48% (Chheda et al 2007). 34 Chapter 2 Figure 2.6 Structures of 2,6-anhydro-β-D-fructofuranose (AFF), 1,6-anhydro-β-Dglucofuranose (AGF), 1,6-anhydro-β-D-glucopyranose (AGP), and levoglucosenone (LGN), as adopted from (Qi et al 2014). Not surprisingly changing the solvent changes the reaction mechanism of hexose dehydration. In addition to the pyranose, furanose cyclic and non-cyclic intermediate structures between D-fructose/D-glucose and 5-hydroxymethylfurfural, the use of organic solvents such as dimethyl sulfoxide and γ-valerolactone can lead to the formation of anhydro-hexoses. When investigating the mechanism for sucrose hydrolysis to levulinic acid in γvalerolactone catalysed by HCl, Qi et al. detected, 6-anhydro-β-D-fructofuranose (AFF), 1,6-anhydro-β-D-glucofuranose (AGF), 1,6-anhydro-β-D-glucopyranose (AGP), and levoglucosenone in significant quantities (See Figure 2.6) (Qi et al 2014). Choudary et al. found that that the formation of anhydro-glucose increases with temperature when investigating D-glucose dehydration in dimethyl sulfoxide, and that the addition of water to the reaction solvent lowers the selectivity to anhydro-hexose formation (Choudhary et al 2012). This all illustrates how the reaction medium can manipulate the reaction mechanism to produce higher yields and selectivities of the desired components. 35 Chapter 2 As the mechanistic behaviour of hexose dehydration in non-aqueous solvents is at an early stage in terms of its development no kinetic studies of note have been conducted to date regarding hexose dehydration using alcohols as solvent. 2.6. Mechanism and kinetics of hexose dehydration in alcohols The investigation of the mechanisms and kinetics responsible for the dehydration of hexoses in alcohol solvent is of particular interest to this Thesis for reasons outlined in Chapter 1. The most pertinent study conducted to date regarding the transformation of hexoses carbohydrates in alcohol solvent was performed by Kimura et al. Conducting an NMR study they detected 1,6-anhydro-α-Dfructofuranose, 2,6-anhydro-β-D-fructofuranose and 3,6-anhydro-α-D- fructofuranose in addition to the furanose and pyranose structures detected in aqueous systems (Kimura et al 2013). As well as this, in an alcohol solvent Dfructose/D-glucose can react with the alcohol solvent forming alkyl fructosides and glucosides respectively. When conducting a study on the etherification of D-glucose, Hue at al., found it to form ethyl glucosides under homogeneous Bronsted acid catalysed conditions (Hu et al 2013). Likewise alkyl fructosides have been reported from the etherification of D-fructose (Tucker et al 2013; Saravanamurugan et al 2013). Tucker et al. have also reported the formation D-fructose dihydrides in ethanol as is depicted in Figure 2.7. 36 Chapter 2 Figure 2.7 Possible reaction pathways for the dehydration of D-fructose in alcohol media adapted from (Tucker et al 2013). Obviously the formation of fructosides and or difructose anhydrides in the presence of ethanol results in lower selectivity to 5-hydroxymethylfurfural at earlier reaction times as one might expect due to the presence of an organic solvent. As the reaction proceeds, the reversible reactions between ethyl fructosides/difructose anhydrides and fructose favours fructose resulting in an increased selectivity to 5hydroxymethylfurfural with fructose conversion. Of further interest is that they estimated that the rate of tautomerisation of D-fructose in 90/10 v/v% ethanol to be 250 times faster than in conventional aqueous systems. Thus it appears the ethanolysis process to be a much more efficient way of hydrolysing carbohydrates. 2.7. Ethyl levulinate is an advantaged oxygenated hydrocarbon Alky levulinates are potential oxygenated hydrocarbons which have generated considerable attention regarding their use as liquid transportation fuel blending components. The main attraction in introducing alkyl levulinates into transportation fuel mixtures is that they can be a superior derived alternative to conventional biomass derived fuel components (ethanol, methyl-tert-butylether). They have been reported as blend additives for diesel (Christensen, et al 2011; Wang et al 2012), 37 Chapter 2 gasoline (Fagan et al 2003) and biodiesel (Joshi et al 2014) fuels. Among the possible levulinate fuel candidates, long alkyl chain levulinates (4 to 10 carbons) such as ethyl levulinate are currently mainly studied due to their greater solubility in the hydrocarbons resulting in a lower propensity to be soluble in water (Christensen et al 2011). Of the alkyl levulinates, ethyl levulinate in particular has attracted considerable interest from leading oil companies. For example the prominent oil company Texaco showed that mixtures containing 20% ethyl levulinate, 79% diesel and 1% of other co-additives can be used as a fuel with reduced sulphur emissions in diesel engines (Hayes et al 2006). Figure 2.8 Ethyl levulinate an advantaged oxygenated hydrocarbon. In general, when fabricating an ideal fuel component (gasoline/diesel component) it is desirable for the component to accomplish a variety of functions such as helping to maintain the cleanliness of engine parts, temper fuel gelling and nozzle choking, prevent corrosion and incomplete combustion of the fuel, improve fuel economy and reduce greenhouse gases and particulate emissions. It is desirable that the fuel component is energy dense and does not cause environmental problems upon combustion, or if leaked into local watercourses. In this sense, ethyl levulinate presents considerable promising characteristics as well as non-desirable characteristic as a fuel additive. On the positive side, it has a density of 1.01g/cm3 38 Chapter 2 and an ∆HCombustion comparable of that of conventional gasoline and over 20% higher than that of ethanol (See Figure 2.9) (NIST 2016). 160 HCombustion 140 Research Octane Number 120 HCombustion MJ/L 30 100 80 20 60 40 10 Reserach Octane Number 40 20 0 0 Gasoline Figure 2.9 ∆H Combustion 5-Ethoxy methyl furfural Ethanol Ethyl Levulinate and research octane number of ethyl levulinate and 5- ethoxymethylfurfural compared to ethanol and conventional gasoline. As well as this, ethyl levulinate can be used as a diesel additive at 20% (by volume) blends without the necessity for modifications to a tested diesel engine (Wang et al 2012). Other attractive fuel properties include its tendency to provide a reduction in particulate matter emissions, soot formation, and smoke emissions (Wang et al. 2012). Alkyl levulinates also contain characteristics that make them appropriate for use as cold flow improvers in biodiesel (Joshi et al 2011). For instance Christensen et al. mixed 10% by volume ethyl levulinate with diesel in a 2008 Cummins engine, and they found that its addition resulted in the reductions of the engine cut out smoke number by 41% (Christensen et al 2011a). Importantly from an environmental perspective, ethyl levulinate also exhibits positive characteristics in relation to its environmental fate in the atmosphere upon combustion. Regarding this Farkas et al. conducted a kinetic study of the atmospheric decomposition of ethyl levulinate. They 39 Chapter 2 concluded that it degraded in a short time indicating its likely negligible impact on global warming and on the deterioration of air quality (Farkas et al. 2011). Ethyl levulinate also has undesirable properties pertaining to its use as a liquid transportation fuel. Christensen et al. compared the relative stability of ethyl levulinate in various volume % mixtures with conventional road diesel. They demonstrated that if added in a 33 volume % proportion in ULSD diesel, crude ethyl levulinate separates from the blends at low temperature (283 K), but this phenomenon can be limited in the presence of a biodiesel that serves as a co-solvent (Christensen et al 2011a). Christensen et al. also concluded that although these two compounds improved the lubricity and conductivity of the fuel, their low cetane number and poor diesel solubility would limit their use for this application. Thus a compromise between ethyl levulinate concentration and the envisioned co-blending partner has to be formulated in order to utilise it efficiently as a diesel fuel component. A further potential disadvantage of its use as a fuel component has been recently highlighted by Koivisto et al., who conducted compression ignition experiments on ethyl levulinate in a single cylinder compression ignition engine. They found that ethyl levulinate displayed significantly longer ignition delay times in comparison to conventional diesel molecules (Koivisto et al 2015), which suggests modifications to a conventional diesel engines may have to be made before added to diesel in significant quantities. Despite these recent developments there still is considerable confusion around whether ethyl levulinate is best served as diesel or a gasoline additive. The majority of existing literature supposes the use of ethyl levulinate as a sustainable blend-stock for use with diesel fuel. In this regard, Windom et al. have determined the volatility behaviour of (1-20 vol%) ethyl levulinate blends with 40 Chapter 2 ULSD and with biodiesel (Windom et al 2011). They show that ethyl levulinate is more volatile than either fuel, being entirely removed in the first 60% of the distillate volume fraction, and thus preferentially vaporised to ULSD. However, in a second study, Christensen et al. also examined the compatibility of ethyl levulinate as a blend-stock for gasoline. They note that the use of ethyl levulinate (at 3.7 wt% oxygen, ~5.9 mol%) as a gasoline extender gives favourable attributes over other possible oxygenated additives, including ethanol and propanols, by; lowering the volatility of the fuel; increasing blended octane numbers by ~15 (Christensen et al 2011b). Perhaps most notably, ethyl levulinate appears to be more miscible in the tested gasolines than the diesels. Christenson show that at 10 vol% ethyl levulinate did not separate from the gasoline until 233 K, in contrast to the more polar, methyl levulinate which separated at 273 K (Christensen et al 2011a).The position of the fuel and combustion literature on the prospective uses of ethyl levulinate may thus be summarised as suggesting it to be intermediate in physical property between gasoline and diesel distillate, but of a kinetic propensity much lower than conventional diesel and even lower than conventional gasoline. 2.8. Production pathways for the synthesis of ethyl levulinate At present there are three main methods, for the synthesis of ethyl levulinate: 1. Alkylation of levulinic acid. 2. Ethanolysis of furfuryl alcohol. 3. Ethanolysis of lignocellulosic biomass derived hexoses. 2.8.1. The esterification of levulinic acid Esterification reactions like this are normally carried out in the liquid phase using mineral acids such as H2SO4, H3PO4 or HCl as depicted in Figure 2.10 below: 41 Chapter 2 Figure 2.10 A suggested balanced reaction equation for the esterification of levulinic acid to ethyl levulinate. The reaction of ethanol with levulinic acid occurs at room temperature but it can be accelerated by using high temperatures, pressures and catalysts (Fernandes et al 2012). Whilst mineral acids are effective for the preparation of alkyl levulinates there are issues regarding their use in commercial applications, with product separation and reactor corrosion issues being the main concerns. As a result of this there has been a lot of interest in the use of heterogeneous catalysis in the literature. Heterogeneous catalysts can be easily separated from reaction mixtures for recyclability, reusability and also provide advantages in relation to reduced corrosion effects and easier disposal. Among the solid acid catalysts reported to date, heteropoly acids (HPAs) and zeolites are the most developed in the literature. For example, Pasquale et al. achieved yields of 78 mol% of ethyl levulinate using reusable silica-Wells-Dawson heteropolyacid as catalyst (Pasquale et al 2012) whilst Yan et al. achieved yields of 67 mol% ethyl levulinate using mesoporous H4SiW12O4 (Yan et al 2013). In relation to zeolites, in a recent study conducted by Patil et al. (Patil et al 2014), the authors showed that there is a difference between micro and mesoporous H-BEA zeolites for the synthesis of ethyl levulinate. The best activity was observed on the mesoporous zeolites which also contained sufficient acid sites for conversion (Patil et al 2014). Other prominent studies conducted include the investigations by Li et al. and Fernandes et al. Fernandes et al. prepared 42 Chapter 2 sulfated stannia and sulphated titania that resulted in ethyl levulinate yields of 44 and 40 mol% respectively with respect to the levulinic acid starting material. This was in comparison to the 54% figure achieved by the commercially available Amberlyst-15 at the same reaction conditions (Fernandes et al 2012). Li et al. achieved high yields of ethyl levulinate from the esterification of levulinic acid using TiO2 nanorods and ZrO2-modified TiO2 nano composites that had been prepared by hydrothermal synthesis and a deposition-precipitation method. LA Conversion AL Yield (Mol %) (Mol %) 378 K, 24h N/a Et, ~ 65 (Sah and Ma 1930) H3PMo12O40– SiO2 351 K, 5h 76 Et, 76 (Pasquale et al 2012) H4SiW12O40 SiO2, 348 K, 6h 79 Me, 73 Et, 77 (Yan et al 2013) H-BEA zeolites 351 K, 5h 40 Et, 39 (Fernandes et al 2012) SnO2-SO3H, 343 K, 10h 45 Et, 45 (Fernandes et al. 2012) 90 Et, 91 (Li et al. 2012) Catalyst Condition H2SO4 Sulfonated ZrO2-TiO2 nanorods, 378 K, 3.5h Reference Table 2.1 Details of the pertinent studies, regarding the esterification of levulinic acid (LA) to alkyl levulinate (AL). Using these methods yields of up to 91 mol% of ethyl levulinate can be achieved at a reaction temperature of 378 K after 210 minutes (Li et al. 2012). Table 2.1 43 Chapter 2 summarises the details of the major pertinent studies conducted regarding the conversion of levulinic acid to ethyl levulinate. 2.8.2. The alcoholysis of furfuryl alcohol to ethyl levulinate Alkyl levulinates can be formed from the ethanolysis of furfuryl alcohol which is in itself formed by the reduction of furfural, obtained from the xylan hemicellulose component of lignocellulosic biomass. Thus, furfuryl alcohol can then undergo hydrolysis in the presence of an alcohol by the global reaction as is shown in Figure 2.11 below: Figure 2.11 Suggested reaction pathway for the alcoholysis of furfuryl alcohol to ethyl levulinate. Like from the esterification of levulinic acid, high yields of levulinates can be obtained using conventional mineral acids (Lange et al 2009) with furfuryl alcohol as reactant. However for the same reasons as the esterification of levulinic acid the use of alternatives catalysts is being pursued, with solid acid resins and zeolites being the most successful to date. The most noted study conducted to date in this area was conducted by Maldonado et al., in which they studied the mechanism responsible for the ethanolysis of furfuryl alcohol using ab initio quantum chemical calculations. They also achieved yields of >84 mol% ethyl levulinate using solid acid catalysts such as Amberlyst-15 and benzenesulfonic acid (Maldonado et al. 2012). Neves et al. conducted an interesting study when investigating the effective of the porosity of 44 Chapter 2 zeolites and amberlyst resins on alkyl levulinate yields and concluded that the accessibility of active sites to the reactants is the single most important characteristic for catalytic furfuryl alcohol transformation to ethyl levulinate (Neves et al 2013). Finally, the use of metal chloride catalysts has also been reported to perform adequately in terms of acquiring high yields of ethyl levulinate from furfuryl alcohol. For example Khusnutdinov and co-workers reported that the reaction of furfuryl alcohol with an aliphatic alcohol in the presence of an iron‐containing catalyst resulted in high yields of alkyl levulinates (Khusnutdinov et al 2007). Of the iron‐containing catalysts investigated in their study, the use of iron (III) acetylacetonate resulted in the highest yields (80‐90 mol%) of the products (methyl, ethyl, isopropyl and propyl levulinate). FAL Conversion AL Yield (Mol%) (Mol%) 343 K, 4 h 100 Me, 80 IPr, 98 (Khusnutdino v et al 2007) Benzenesulfonic Acid 318 K, 10 m 100 Et, 93 (Maldonado et al 2012) H-ZSM-5 Zeolite 398 K 100 Et, 80 (Lange et al 2009) Al-TUD-1 Zeolite 413 K, 24 h 100 Et, 80 (Neves et al 2013) Benzenesulfonic Acid 318 K,10 min 100 Et, 93 (Maldonado et al 2012) Catalyst Conditions Fe(acac)3 Reference Table 2.2 A summary of pertinent catalysts and methods used for the alcoholysis of furfuryl alcohol (FAL) to alkyl levulinates (AL). 45 Chapter 2 More information regarding the aforementioned methods and catalysts are obtained in Table 2.2. Like from, levulinic acid esterification the main difficulty with this technique, is the difficulty in obtaining furfuryl alcohol as reactant which would entail several costly separation and purification steps. Therefore an alternative approach is necessary. 2.8.3. The formation of alkyl levulinates from hexose carbohydrates in a onepot synthesis In theory the synthesis of alkyl levulinates from hexose carbohydrates possess several advantages compared to the aforementioned methods. Firstly a one-pot approach avoids the complications of isolating reactive substances such as furfuryl alcohol and levulinic acid. As well as this there are considerable economic consequences of configuring energy intensive separation processes that would be required for such isolations. Therefore this Thesis focuses on the preparation of alkyl levulinates from hexose carbohydrates in a one-pot synthesis, with a particular emphasis on deriving realistic reaction mechanisms and kinetics. Figure 2.12 outlines a simple mechanism for the acid catalysed production of alkyl levulinate from D-fructose and D-glucose in ethanol. Note that more detailed reaction mechanisms are suggested and investigated in Chapters 5, 6 and 7. 46 Chapter 2 Figure 2.12 Simplified mechanism for the one-pot synthesis of alkyl levulinates in an ethanol/acidic media. The formation of ethyl levulinate from D-glucose as reactant is the rate limiting step in terms of producing high yields of alkyl levulinates from lignocellulosic biomass. This is the case as cellulose is made up of individual monomers of D-glucose linked by glycosidic bonds (Fengel and Wegener 1983). Thus, to date the hydrolysis of Dglucose in the presence of ethanol has been challenging, owing to the necessity of having to use high temperatures and corrosive mineral acids to achieve any significant conversions. Alkylated glucosides are typically the main D-glucose ethanolysis product and their transformation is known to be rate limiting in achieving high yields of oxygenated hydrocarbons. Alkyl levulinate yields achieved to date from D-glucose have been modest, for example Zhu et al. reported yields of only 45% using 0.16 mol/L H2SO4 at 473 K (Zhu et al 2014). As a result of using such harsh conditions the unwanted and explosive by-product dialkyl ether is formed typically by ethanol solvent reacting with H2SO4 or other mineral acids. For example, Peng et al. showed that during the methanolysis of D-glucose in the presence of 0.1 mol/L H2SO4 at 473 K, up to 58% of methanol was lost in the form 47 Chapter 2 of dimethyl ether (Peng et al 2012), however the presence of ZSM-5 zeolites has been reported to lower the formation of dialkyl ether to some extent (Xu et al 2013). To date, the utilisation of solid acid catalysts for the ethanolysis of D-glucose has not been as successful as in their employment for the alcoholysis of furfuryl alcohol or for the esterification of levulinic acid. This is so, as the ethanolysis of D-glucose to alkyl levulinates requires high temperatures. Therefore the utilisation of acidic Amberlyst resins that have been successfully applied to hydrolyse other monosaccharides (ie D-fructose) cannot be employed in the case of D-glucose, because of their lower thermal stability at high temperatures. However, there has been some reporting of heterogeneous catalysis for the ethanolysis of D-glucose, for example Peng et al. using TiO2-SO3H achieved yields of 32 mol% of ethyl levulinate from D-glucose (Peng et al. 2011). However the recent more pertinent literature focuses on the promoting of the isomerisation between D-fructose and D-glucose. As elaborated in Section 2.2, it envisioned that successful isomerisation of D-glucose to D-fructose is key to the future feasibility for bio-refinery processes involving the transformations of hexose sugars. As a consequence of this, there are several studies published on the catalytic ethanolysis using D-fructose as a starting material in the quest for optimising alkyl levulinate yields. For example, Liu et al. using various types of p-styrene sulfonic acids grafted on nanotubes obtained levulinate yields of 80 mol% after 24 hours at 393 K (Liu et al 2013). Saravanamurugan et al. (Saravanamurugan et al 2011) evaluated the use of acid ionic liquids as catalysts resulted in yields of 74 mol% obtained from D-fructose. However arguably the most interesting study conducted to date regarding the ethanolysis of D-fructose was conducted by Balakrishnan et al. (Balakrishnan et al 2012) who performed the 48 Chapter 2 alcoholysis reactions of D-fructose with ethanol and n-butanol using H2SO4, and different acid resins such as Amberlyst 15, and Dowex 8 . The significance of this study is that it produces other ethanolysis side products such as alkoxymethylfurfural dialkylacetals and 1,1-dialkoxyethane and provides the first kinetic data of any consequence in this topic area. Perhaps somewhat surprisingly, the one pot ethanolysis of pentose sugars to ethyl levulinate has been recently reported. Hu et al. reported the first direct synthesis of alkyl levulinates (~20 mol% yield) from a five carbon carbohydrate, xylose (Hu et al 2013) . They showed that the co-presence of Amberlyst-70 and Pd/Al2O3 under H2 pressure allows hydrogenation of furfural resulting in furfuryl alcohol which undergoes alcoholysis to form alkyl levulinates. The practicalities of this approach present significant concerns because of the necessity of addition of external hydrogen. Never the less the study provides food for further thought. More information regarding the methods dicussed and catalysts are presented in Table 2.3. 49 Chapter 2 AL Yield Catalyst Conditions Carbohydrate H2SO4 (0.016 mol/L) 473 K, 2.5h D-Glucose Et, 45 (Zhu et al 2014) H-USY(6), 60 wt% 433 K, 20h D-Glucose Me, 49 Et, 41 (Saravanamurugan et al 2013) H2SO4, 0.005 mol/L 373 K 4h D-Glucose Me, 50 (Peng et al 2012) TiO2-SO3H, 2.5 wt% 473 K, 2h D-Glucose Me, 33 (Peng et al 2011) H2SO4 10 mol% 393 K, 24h D-Fructose Et, 56 Bu, 64 (Balakrishnan et al 2012) Amberlyst 15 10 mol% 383 K, 24h D-Fructose Et, 16 (Balakrishnan et al 2012) H2SO4, 10 mol% 393 K, 30h D-Fructose Et, 56 Bu, 64 (Balakrishnan et al 2012) (Mol%) Reference Sulfonic Acid Et, 89 (Liu, et al 2013) D-Fructose Carbon Nano 393 K, 24h tubes Amberlyst428-448 K, (Hu, Song, et al 70, Et, 18 D-Xylose 2h 2013) Pd/Al2O3 Table 2.3 Various methods and catalysts reported, for the one-pot production of alkyl levulinates from monosaccharides. From a more applied prospective it has also been demonstrated that alkyl levulinates can be synthesised directly from lignocellulosic biomass. Garves was the first to investigate the formation of methyl levulinate from biomass achieving yields of 1631 mol% using bagasse barley, waste paper and wheat meal (Garves 1988). Following on from the methods developed by Garves, Olson et al. studied ethyl levulinate production from waste chip board and plywood achieving yields of 31 mol% (Olson et al 2001). The highest yield to date from biomass was obtained by 50 Chapter 2 Chang et al. who achieved yields of 51 mol% using wheat straw as a feed-stock (Chang et al 2012). Interestingly in a study conducted by Grisel et al. they found that the delignification of wheat straw was found to have no effect on the yields of alkyl levulinates (Grisel et al 2014). This is significant as lignin is said to significantly hinder the hydrolysis of hexose sugars. Their findings suggest that a costly a pretreatment for lignin removal may not be required for the conversion of similar feedstocks to alkyl levulinates. 2.9. 5-Ethoxymethylfurfural as an advantaged fuel component 5-(ethoxymethyl)-furfural carboxaldehyde (5-ethoxymethylfurfural) is another promising potential liquid fuel component that can be synthesised by reaction of hexose carbohydrates with ethanol. In this Thesis Chapters 5 and 6 focus on its formation from D-Fructose. It is part of the promising fuel group termed ‘furanics’ and may show considerable promise for a range of diesel and jet applications (Dautzenberg and Gruter 2012). In comparison to ethyl levulinate, information purporting to its use as a transportation fuel is less well reported and thus research regarding the merits of its performance as a fuel is at an earlier stage of development. Nevertheless, 5-ethoxymethylfurfural has attractive qualities as a fuel additive having a density of 1.1 g/cm3 and a ∆H Combustion (MJ/L) that is 15%, 17% and 50% higher than conventional gasoline, ethyl levulinate and ethanol respectively. Recent combustion tests have also shown that 5-ethoxymethylfurfural performs well as a diesel blend additive with its addition to diesel resulting in a significant reduction in soot and SOX formation (Wang et al 2013). Additionally there is further opportunity to improve the fuel properties of 5-ethoxymethylfurfural by hydrogenation further increasing the carbon/hydrogen ratio and thus improving its properties as a fuel. 51 Chapter 2 Figure 2.13 5-Ethoxymethylfurfural a promising liquid fuel transport component. 2.9.1. Production pathways for 5-ethoxymethylfurfural At present the most efficient chemical process for the synthesis of 5ethoxymethylfurfural is the method developed by Mascal and Nikitin (Mascal and Nikitin 2008). This involves the production of 5-chloromethylfurfural from hexose carbohydrates using 12 mol/L. For example 5-chloromethylfurfural can be produced at yields of 71 mol% from cellulose. The aforementioned is then converted into 5ethoxymethylfurfural by reaction with ethanol in the presence of acid catalysis. Although this process is highly efficient in terms of achieving high product yields, there are corrosion issues with using such as concentration of HCl as well as the potential to have chorine in the synthesis system. This is highly undesirable with regard to environmental concerns but also in terms of process optimisation. As well as this having chlorine in fuel combustion systems can give rise to the formation of dioxins. Thus, at present the two most viable production routes for 5ethoxymethylfurfural can be categorised as: 1. The direct ethanolysis of 5-hydroxymethylfurfural. 2. The one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates. 52 Chapter 2 2.9.2. The ethanolysis of 5-hydroxymethylfurfural 5-Hydroxymethylfurfural has a reactive hydroxyl group and quite readily loses a molecule of water to form 5-ethoxymethylfurfural using homogenous catalysts like H2SO4 or strong acid sulfonic resins as depicted in Figure 2.14. Figure 2.14 A suggested balanced reaction for the ethanolysis of 5hydroxymethlfurfural. For example, both Lanzafame et al. and Balakrishnan et al. achieved almost 100% conversion of 5-hydroxymethylfurfural to 5-ethoxymethylfurfural and ethyl levulinate using H2SO4 and strong sulphonic resins such as Amberlyst-15. Lanzafame et al. investigated the use of mesoporous materials such as ziroconia or sulphated ziroconia over mesoporous silica (SMA-15) to good effect (Lanzafame et al 2011), whilst Balakrishnan et al. found that sulfonic acid functionalized resins, Amberlyst-15 and Dowex DR2030 showed exceptional reactivity and selectivity for the aforementioned reactions (Balakrishnan et al 2012). Finally Che et al. investigated the use of H4SiW12O40 /MCM-41 nanospheres as solid acid catalysts and achieved yields of 81.2 mol% 5-ethoxymethylfurfural after 4 hours (Che et al 2012). More details regarding pertinent catalysts and methods used are displayed in Table 2.4 53 Chapter 2 Catalyst Conditions 5-EMF Yield (Mol%) Reference Z-SBA-15 413 K, 2h 76 (Lanzafame et al 2011) H2SO4 (10 mol%) 413 K, 2h 3 (Lanzafame et al 2011) MCM-41(50) 413 K, 2h 68 (Lanzafame et al 2011) H4SiW12O40/MC M-41 nanospheres 373K, 24h 81 (Che et al 2012) Amberlyst 15 (5 mol%) 348 K, 25h 55 (Balakrishnan et al 2012) DowexDR2030 348 K, 24h 57 (Balakrishnan et al 2012) Fe3O4@C-SO3H 353 K, 12h 88 (Yuan et al 2015) Table 2.4 Various catalysts used for the synthesis of 5-ethoxymethylfurfural (5EMF) from 5-hydroxymethylfurfural. Finally Che et al. investigated the use of H4SiW12O40/MCM-41 nanospheres as solid acid catalysts and achieved yields of 81.2 mol% 5-ethoxymethylfurfural after 4 hours (Che et al 2012). More details regarding pertinent catalysts and methods used are displayed in Table 2.4. 2.9.3. The one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates In the long term it appears unlikely that the ethanolysis of 5-hydroxymethylfurfural will be viable on a commercial scale. Obtaining 5-hydroxymethylfurfural as a primary reactant is challenging due to its reactive nature and is a costly endeavour. For the same reasons as outlined for the synthesis of ethyl levulinate from hexose carbohydrates the one-pot synthesis approach, at present, is the most feasible 54 Chapter 2 technique for the formation of 5-ethoxymethylfurfural from lignocellulosic derived carbohydrates. Figure 2.15 General mechanism for the one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates. Like ethyl levulinate, the ethanolysis studies involving D-fructose are more common than from D-glucose. Relatively high yields of 5-ethoxymethylfurfural can be achieved by using conventional mineral acids. For instance Balakrishnan et al. reported yields of 71 mol% using H2SO4 at 353 K after 24 hours. Liu et al. using H2SO4 in a dimethyl sulfoxide/ethanol solvent achieved yields of 58 mol% at 413 K (Liu et al 2015). A considerable drawback to such methods is that ethyl levulinate is formed in significant qauntities as a by-product, which has a negative effect on trying to optimise yields of the intented 5-ethoxymethylfurfural product in such systems. As a result a wide range of hetergeneous catalysts have been employed with the quest of optimising yields of 5-ethoxymethylfurfural and minmising the formation of ethyl levulinate. To this effect Kraus and Guney using methylimidazolebutylsulfate phosphotungstate ([MIMBS]3 PW12O40) as a catalyst obtained 5-ethoxymethylfurfural yields of 90.5 mol% after 24 hours at 363 K (Kraus 55 Chapter 2 and Guney 2012). Whilst Wang et al. achieved yields of 71 mol% using graphene oxide as catalyst. Numerous other studies have been conducted employing a range of heterogeneous catalysts. The formation of 5-ethoxymethylfurfural from D-glucose has been challenging. The Bronsted acid catalysed ethanolysis of D-glucose typically results in the formation of ethyl glucosides which at appropriate temperatures dehydrate three times to form ethyl levulinate. Significantly 5-ethoxymethylfurfural is not a significant intermediate in such systems. Therefore studies focusing on its formation from Dglucose have focused on promoting D-glucose/D-fructose isomerisation and then dehydrating the resultant D-fructose. Lew et al. achieved this, using a Sn-Beta Zeolite in tandem with Amberlyst-131 and detected 5-ethoxymethylfurfural yields of 31 mol% at 363 K from D-glucose (Lew et al 2012). Using a tandem Bronsted/Lewis heterogeneous acid system Li et al. observed yields of 44 mol% at 369 K using a combination of DeAl-H-beta + Amberlyst-15 as catalyst (Li et al 2015). However, the most promising study of this kind using homogenous catalysis was conducted by Liu et al. who achieved yields of 38 mol% from D-glucose at 373 K in a using the Lewis acid AlCl3 (Liu et al 2013). A summary of all pertinent studies for the one-pot synthesises of 5-ethoxymethylfurfural from hexose carbohydrates is presented in Table 2.5. Similar to the formation of ethyl levulinate from hexoses, no kinetic data regarding the one-pot synthesis of 5-ethoxymethyl from D-fructose has been reported. 56 Chapter 2 5-EMF Yield Catalyst Conditions Hexose H2SO4 (10 mol%) 373 K, 24h D-Fructose 70 (Balakrishnan et al 2012) Amberlyst-15 (10 mol%) 393 K, 24h D-Fructose 71 (Balakrishnan et al 2012) H2SO4 (10 mol%) Ethanol / DMSO 413 K, 8h D-Fructose 58 (Liu et al 2015) Graphene Oxide 403 K, 24h D-Fructose 71 (Wang et al 2013) ([MIMBS]3 PW12O40) 363 K, 24h D-Fructose 90 (Kraus and Guney 2012) Sn-BEA Zeolite Amberlyst-131 363 K, 16h D-Glucose 33 (Lew et al 2012) DeAl-H-beta Amberlyst 15 369 K, 11h D-Glucose 44 (Li et al 2015) AlCl3 373 K, 11h D-Glucose 38 (Liu et al 2013) (Mol%) Reference Table 2.5 Literature summary of catalysts and methods for the one-pot synthesis of 5-ethoxymethylfurfural from hexose carbohydrates. 2.10. Novelty of this Thesis From all of the above it is clear that there is a significant gap in the literature regarding mechanisms, kinetics and reaction pathway analysis for the conversion of hexose carbohydrates to furanic derived fuel components such as ethyl levulinate and 5-ethoxymethylfurfural in non-aqueous solvents. This critical information is 57 Chapter 2 absent even in the more frequently studied aqueous systems. As Chapter 1 outlines this Thesis aims to help close this gap in the literature by carefully designing experiments to: 1. Establish a global reaction mechanism for the hydrolysis of hexoses in aqueous systems, and using this as a baseline to inform the more complicated ethanolysis mechanism (Chapter 4). 2. Develop an understanding of the D-fructose ethanolysis mechanism and deriving an approach for determining the feasibility of mechanistic propositions. 3. Conduct temperature dependent kinetic modelling for the D-fructose ethanolysis system. 4. 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(2014) “Kinetics of Glucose Ethanolysis catalyzed by extremely low sulfuric acid in ethanol medium,” Chinese Journal of Chemical Engineering, 22(2), 238–242. 68 Chapter 3 Chapter 3: Materials and Methods To carry out the aims and objectives of this Thesis as outlined in Table 3.1 the materials and methods section is broken into three core components: 1. The careful design of experiments in order to capture species concentrations between reactants and products as a function of time, temperature and acid concentration. 2. Employ best available analytical methods to quantify and qualify all reactant species concentrations and pertinent variables in the reaction system 3. To utilise this information to decipher the validity of mechanistic propositions and to derive kinetic parameters for all key reaction steps. 3. ddd 69 Chapter 3 Component 1. Experimental Key features Carefully designed experiments Reflux reactions Isobaric experiments with ethanol/acid/ hexose carbohydrates conducted at condensed phase conditions (Chapter 5) Multiphase reactions Biphasic experiments with ethanol/acid/ hexose sugars and water/acid/systems (Chapter 4, 6 &7) 2. Analytical Measuring concentrations Gas chromatography For the determination of analytes that can be vaporised without destruction Gas chromatography-mass spectrometry For the identification of analytes that cannot be matched with known standards Ion chromatography For the quantification of carbohydrates and carbohydrate derivatives pH measurements To determine the [H+] in the reaction media (Chapter 5) 3. Computational methods Testing mechanistic propositions and deriving kinetic parameters Mass conserved determination of rate constants Employed to test the validity of mechanistic propositions Determination of kinetic parameters Deriving activation energies and pre-exponential factors for key reaction steps Table 3.1 Summary of materials and methods employed in the construction of this Thesis. A more detailed description is outlined below: 70 Chapter 3 3.1. Experimental procedure In this Thesis two main experimental reactor setups are employed for the acid catalysed transformations of lignocellulosic hexose carbohydrates: reflux reactions and high pressure reactions. 3.1.1. Experimental configuration for experiments conducted under reflux conditions Chapter 5 employs a reflux reaction configuration where reactions are performed in a 20 cm3 spherical reactor at a prescribed temperature at atmospheric pressure (See Figure 3.1). The reactor is heated by an external oil bath. The reaction temperature is independently controlled and monitored using a thermocouple array (Stuart™ SCT1 temperature controller) and an in-situ magnetic propeller ensuring that the reaction mixture is well mixed and homogeneous. Atmospheric pressure is regulated by fitting the main reactor exit with an open-ended condensing unit (~ 277 K), thus allowing the reaction to be at reflux. Typically the desired reaction temperature is reached after 16 minutes from ambient temperature and the temperature is stable to ±1 K. Figure 3.1 Reflux apparatus for condensed phase reaction synthesis (Chapter 5). 71 Chapter 3 3.1.2. Experimental configuration for high pressure experiments In Chapters 4, 6 and 7 all experiments are carried out in glass pressure tubes (25.4 mm O.D. x10.2 cm), comprising of polytetraflouroethylene plugs with tetraflouro Orings for pressure sealing up to 1.03 MPa. A 5.0 ml aqueous solution containing the desired concentration of reactant and catalyst is placed into the tubes. After being sealed, each tube is placed for a defined period of time in an oil bath set at the desired reaction temperature. When the reaction time is completed, each tube is removed from the oil bath and immersed in a cold water bath to quench the reaction. Samples are then prepared for analysis. Figure 3.2 Apparatus for high pressure synthesis reactions. 3.2. Detection of analytes using ion chromatography A high performance chromatography system (ICS-3000 Dionex) is used for the detection and quantification of products obtained through the primary conversion of lignocellulosic materials in the aqueous phase as illustrated in Figure 3.3. Two different configurations are utilised for the chromatographic analyses carried out in this Thesis and are shown in Figure 3.1.Technical information related to the 72 Chapter 3 equipment and columns presented in this section has been provided by Dionex (Dionex 2004). The system comprised of the following components Autosampler (As-50): Polypropylene vials containing 1.5 mL are placed inside a tray in the device. After programing of the analysis conditions, an automated arm with a sampling needle takes a defined amount of sample (usually 10µl) and delivers it to the injection valve. The auto sampler also includes a source of eluent for deionising and degasing water for flushing the sampling system and injection valve after the sample had been injected. Dual Pump: Comprises of two double-headed pumps feeding the six-port loading valve prior to the guard and analytical columns, and feeding the three-way valve prior to the detectors, respectively. The primary head in the pump passes eluent at the configured flow rate to the secondary pump head. On the other hand, the secondary pump works as a reservoir to deliver the eluent constantly to the system during the refill stroke in the primary head. Figure 3.3 The ICS-3000 Dionex system at the University of Limerick. 73 Chapter 3 (a) Configuration employed for the detection of monosaccharides as adopted from (Dionex 2004). (b) Configuration employed for the detection of furanic compounds and organic acids as adopted from (Dionex 2004). Figure 3.4 Schematic diagram of the chromatographic system for the analysis of monosaccharides and furanic compounds: 1) Sampling needle, 2) Sample syringe, 3) Vial tray, 4) Flush reservoir, 5) Injection valve, 6) Six-port loading valve, 7) Guard column, 8) Analytical column, 9) Three way-valve, 10) Electrochemical detector, 11) Pre-column pump, 12) Post-column pump, diode array detector. 74 Chapter 3 This detector component of the system contains a six-port loading valve, guard and analytical columns, a three-way mixing valve, and an electrochemical detector. A loop (10 µL) in the loading valve allowed the mixing of the sample with the eluent and carries it to the guard and analytical columns. The temperature inside this module is controlled through the PC programme of the system using Chromeleon® software depending on the column and separation being conducted. 3.2.1. Electrochemical detector An electrochemical detector is employed for the detection of carbohydrates and compounds with carbohydrate related functional groups. It operates based on the electrical current that is released by the oxidation of analytes at an anode electrode. The electrochemical detector consists of an amperometric or flow-through cell that contains a counter electrode, a gold working electrode and a reference electrode (AgCl). The detection follows a pulsed amperometric mode in which different potentials are applied to the cell. During the first potential, the analyte is oxidised on the gold electrode by applying a certain electrochemical potential (0.1 V). The charge in coulombs is measured by integrating the cell current over a definite time during this first period. During the second period, a high negative potential (-2.0 V) is applied for a short period of time in order to flush out any analyte oxidation products followed by a higher potential ( 0.6 V), that oxidises the surface of the gold electrode (Dionex 2003). After this a lower potential is applied for reducing the gold surface and reconditioning the electrode for the next cycle. Figure 3.5 shows the pulsed amperometric mode followed during each cycle in the electrochemical analysis used for the detection and quantification of carbohydrates. 75 Chapter 3 2 Measurement Reconditioning Potinetial (V) 1 Intregration 0 -1 -2 0.0 0.1 0.2 0.3 0.4 0.5 Time / Seconds Figure 3.5 Amperometric pulse for electrochemical detection of monosaccharides. 3.2.2. Diode array detector A diode array detector is employed for the detection of furan compounds and organic acids. This analytical device operates based on the spectrophotometric properties of the analystes and comprises of a tungsten lamp (visible to near infrared range) and a deuterium lamp (ultraviolet range) providing an operational wavelength range between 190 and 800 nm. During the analysis, the eluent containing the sample will flow through the cell irradiated by the light sources. The amount of analyte can be determined by comparing the change in the intensity to that of the mobile phase. 3.2.3. Detection of carbohydrates and carbohydrate derived derivatives For the seperation of D-fructose, D-galactose D-glucose, D-mannose D-xylose 5hydroxymethylfurfural, ethyl glucosides, various hexose acid catalysed transformations species and ethylated carbohydrates as elaborated in Chapter 5, a Dionex Carbopac PA1 column is employed. Using this analysis system (an anion exchange guard (4-50 mm) and analytical column (4-250 mm) are connected in 76 Chapter 3 series as is illustrated in Figure 3.4. The Dionex Carbopac PA1 coulumn is made of a 10mm polystyrene / divinylbenzene substrate agglomerated into 350 nm particles of latex and functionalised with quaternary amines (5%). The surface functionalisation of the stationary phase in this column leads to the interaction of anions of the analytes in the aqueous phase (neutral and basic pH) through ion exchange. Hydroxyl groups found in carbohydrates are ionisable and as a consequence can be irreversibly attached to the quaternary ammonium ions (-N+R3) of the column (Dionex 2003). This column is heated to 291 K, and the analytes are eluted isocratically using deionised water (18.2 M.cm) at a flow rate of 1.1 mL/min, and detected using the electrochemical detector as mentioned earlier. The column is reconditioned using a gradient flow of 0.4 mol/L NaOH and 0.24 mol/L CH3COONa for 3 minutes after each analysis. Standard sugars solutions with a known concentration of the particular carbohydrates of interest are used for calibration of the system. Exemplar chromatographs employing ion chromatography in this Thesis are illustrated in Figure 3.6. 77 Chapter 3 600 Detector Response 500 400 300 200 100 (a) Ethyl fructosides (unknowns #1 & 2) 1.61 and 1.81 mins unknown #3 & #4 2.11 and 2.41 mins 5-hydroxymethylfurfural 3.4 mins D-fructose 12.50 mins Fructofuranose D-mannose 10.4 mins (unknown #5) D-glucose 7.8 mins 15.27 mins 0 0 2 4 6 8 10 12 14 16 18 Time / Minutes (b) Unknown #3 2.41 mins 400 Ethyl glucoside 300 1.61 mins Unknown #4 2.11 mins Detector Response 500 D-glucose Trace fructofuranose D-fructose 12.8 mins 11.2 mins 200 100 0 0 2 4 6 8 10 12 14 16 18 Time / Minutes (c) 5-HMF 35 Detector Response 30 D-Galactose D-Mannose D-Fructose 25 20 15 D-Erythrose 10 5 Dihydroxyacetone 0 0 2 4 6 D- Glucose 8 10 12 14 Time / Minutes Figure 3.6 Exemplar chromatographs employing the CarboPac PA1 column. a) Exemplar chromatographs generated for the acid catalysed transformations of Dfructose in an ethanol media (Chapter 5&6). b) Exemplar chromatogram of mixed carbohydrates in aqueous media (Chapter 4). c) Exemplar chromatogram of the acid catalysed transformations of D-glucose in ethanol media (Chapter 7). 78 Chapter 3 3.2.4. Detection of furanic compounds and organic acids For the determination of furanics and organic acids, chromatographic separation is achieved using a Dionex Acclaim Organic acid guard (5 m, 410 mm) and analytical (5 m, 4 250 mm) columns connected in series following the configuration shown in Figure 3.4(b). The stationary phase in this column is a reverse-phase silica material (17% carbon content) which due to its surface functionalisation, facilitates the elution of hydrophilic aliphatic and aromatic organic acids. Isocratic separation is carried out using 100 mM Na2SO4 at a pH of 2.65 (0.55 mL of methanesulfonic acid per every 1 L of solution) at a flow rate of 0.8 mL/min with a temperature of 303 K in the DC module. The eluted analytes are monitored using the DAD (Diode Array Detector)-3000RS at different wavelengths, i.e. 210 nm for organic acids and 280 nm for 5-hydroxymethylfurfural and furfural. The concentration of each compound in the liquid phase is determined using calibration curves obtained by analysing standard solutions with known concentrations. Due to the higher affinity of the stationary phase with furfural and 5-hydroxymethylfurfural, the total time required for the analysis of each sample is 30 minutes. More information regarding the detector response of pertinent furans and organic acids is available in Chapter 4. Figure 3.4 provides a description of typical chromatographs obtained from the detection of organic acids and furanic compounds as detected in this Thesis at 210 and 280 nm employing the above described technique. 3.3. Detecting analytes using gas chromatography Gas chromatography (GC, Agilent Technologies 7820 A GC system) is employed to detect compounds that can be vaporised without decomposition. A gas chromatograph (GC) is an analytical instrument that separates components of a 79 Chapter 3 mixture in a sample (Gordon 1990) When employing gas chromatography a sample is injected into a sampling port becoming vaporised and enters a gas stream which transports the sample into a separation tube known as the “column”. Helium or nitrogen is employed as the carrier gas. Depending on the column used the sample is then separated into its various sub components by the particular column involved. A flame ionisation detector is then employed to detect and quantify the amount of an individual analyte present in the sample. Figure 3.7 illustrates the GC device used at the University of Limerick. A detailed description of the major components of the system is described below. Figure 3.7 The Agilent 7820 A GC system at the University of Limerick. 3.3.1. Sample preparation For GC analysis, a known mass (50 ± 5 mg ) of analyte is extracted from the reaction media into 0.4 g of room temperature acetone and 0.8 g of 0.16 mg/g noctanol in acetone, this is preceded by the neutralisation of any remaining acid by the addition of 50 mg of NaHCO3. This dilution and cooling procedure ensures that the chemical reaction is effectively quenched. This sample is then filtered through 13 mm thick, 2 µm pore size syringe filters (Acrodisc) to remove any insoluble humic 80 Chapter 3 substances that may have been formed, and 1µl of the resulting solution is injected into the sample inlet port of the GC. 3.3.2. Sample injection A solvent is chosen that adequately dissolves the analytes of interest so that they can be analysed. Typically 1-10µl of the sample of interest is injected, using an injection syringe. The sample is injected in the inlet port of the GC. The syringe needle passes through a thick rubber disc called a septum which re-seals itself again when the syringe is pulled out. The sample inlet needs to be heated to a temperature that ensures that each component of the sample is vapourised and is carried into the column in gaseous form by the carrier gas typically nitrogen or helium. 3.3.3. Column employed The column employed in Gas Chromatography is of critical importance in terms of achieving adequate separation of the desired analyte (Grob and Barry 2004). When configuring a separation method it is important to know the boiling point of the analytes in a reaction sample. The lower the boiling point is the shorter the retention time usually is because the compound will spent more time in the mobile gas phase. This is why low boiling point solvents (acetone, ethyl acetate) are used as solvents to dissolve the sample. Typically the column oven is configured to increase in temperature at fixed intervals exploiting the different boiling points of solutes in a specific sample. Polarity can also be exploited as a separation mechanism and it is important to consider the polarity of the analyte versus the polarity of the column. In general if the polarity phase of the analyte and the stationary phase of the column are similar the retention time increases because the analyte interacts stronger with the stationary phase. As a result, polar compounds have longer retention times on polar 81 Chapter 3 stationary phases and shorter retention times on non-polar columns at the same temperature. For the detection of ethanol, diethyl ether, 5-ethoxymethylfurfural and ethyl levulinate a polar phase, Restek™ crossbond polyethylene (30m, 0.25mm, 0.25µm, 30m) is employed. For the identification of compounds that could not be matched to analytical standards, the GC is connected to a mass spectrometer (as elaborated later) where a non-polar HP-5MS column (30 m, 0.25 mm ID, 0.25 µm) is employed. For the aforementioned substances the injection port is maintained at 523 K, a temperature sufficiently high to ensure the full vaporisation of the expected reaction components. A temperature program of 313 K increasing to 493 K at a rate of 20 K per minute, remaining isothermal at 493 K for 5 minutes is found to achieve adequate separation of these species. See Figure 3.8 for a sample GC chromatogram for a representative ethanolysis test mixture. 8000 7000 Solvent Ethanol Detector Response 6000 5000 4000 Diethyl Ether 3000 5-Ethoxymethylfurfural 2000 Ethyl Levulinate Octanol 1000 0 0 2 4 6 8 10 12 Time / Minutes Figure 3.8 Exemplar chromatogram illustrating species separation that are present in a typical ethanolysis reaction mixture. 82 Chapter 3 3.3.4. Flame ionisation detector (FID) In this Thesis flame ionisation detection (FID) is the major type of detection employed. A FID normally consists of a hydrogen (H2)/air flame and a collector plate. The carrier gas containing the sample post column passes through the flame, which breaks down organic molecules and results in formation of CHO+ ions (Agilient 2005). The ions produced are gathered on an electrode and they produce an electrical signal. The current across this collector is thus proportional to the rate of ionisation which in turn depends upon the concentration of a particular analyte in the sample gas. Figure 3.9 depicts an illustration of a conventional FID detector. A limitation of the FID detector is that it is limited to species containing carbon + hydrogen and cannot detect species such as H2, O2 and NH3. Figure 3.9 Schematic of a flame ionisation detector (FID) as extracted from (Agilient 2011). 83 Chapter 3 3.3.5. Quantification of sample species For the quantification of an individual analyte, species are identified by matching retention-times to known standards, and quantified by calibration of detector response to known concentrations (using n-octanol as internal standard). See Figure 3.10 for a sample FID response to diethyl ether, 5-ethoxymethylfurfural and ethyl levulinate. [Area Analyte] / [Area Internal Standard] 3.5 Diethyl Ether Ethyl Levulinate 5-Ethoxymethylfurfural 3.0 2.5 2.0 1.5 1.0 0.5 0.0 0 1 2 3 4 5 6 7 [Analyte] / [Internal Standard] Figure 3.10 FID detector response for ethanolysis mixture species of interest. 3.3.6. Gas chromatography-mass spectrometry When the composition of a particular ethanolysis or other reaction sample is unknown mass spectrometry is employed using an Agilient 5975C MSD (GC-MS), which uses a HP-5MS column (30 m, 0.25 mm ID, 0.25 µm). 84 Chapter 3 Figure 3.11 The gas chromatography mass spectrometer at the University of Limerick. It is also employed to verify the identity of a particular peak at a fixed retention time that cannot be matched by retention time to known compounds. In this Thesis numerous separation programs are employed to identify specific analytes and a complete description of each separation method used while compiling this Thesis is unnecessary, however the technique for doing so is described in Section 3.3.3 Mass spectrometry is a sensitive technique used to detect, identify and quantitate molecules based on their mass to charge (m/z) (Hites 1997). The three main components of a mass spectrometer include an ion source, a mass analyser and a digital detector. Figure 3.12 Features of a mass spectrometer. Firstly the sample is ionised, resulting in the molecule becoming charged allowing the mass spectrometer to accelerate the ions throughout the remainder of the system. 85 Chapter 3 The ions subsequently encounter electrical and / or magnetic fields from the mass analyser which deflect the paths of individual ions based on their mass to charge ratio. The Agilient 5975CMSD at the University of Limerick is equipped with a quadruple detector. Combined electric potentials on the quadrople rods are set to pass only a selected mass to charge ratio. All other ions that do not have a stable trajectory through the quadruple mass analyser collide with the quadruple rods (Agilient 2009). Figure 3.13 illustrates a schematic with the main features of a quadruple mass spectrometer. The entire process is performed under an extreme vacuum (10-6 to 10-8 torr) to remove contaminating non-sample ions, which can collide with sample ions and alter their paths or produce non-specific reaction products. Figure 3.13 Schematic of a quadrupole mass spectrometer detector that is a feature of the Agilient 5975C MSD at the University of Limerick extracted from (Gates et al 2016). 86 Chapter 3 The mass spectrometer is connected to a computer with Agilient software containing the NIST database of mass spectra for most known chemical compounds. 155 30000 HO 109 25000 O O O Intensity 20000 5-Hydroxymethylfurfural 15000 diacetal 97 M/Z 201 10000 5000 201 0 50 100 150 200 M/Z Figure 3.14 Mass spectrum of 5-hdroxymethylfurfural diacetal. Once the sample has been put through the GC-MS system, the spectrum can be analysed so that each species in the sample can be identified based on the mass/ charge ratio and relative abundance of each ion. The mass spectrum obtained is then scanned through the NIST database to identify the individual compound. Figure 3.14 presents a sample of a mass spectrum generated in this Thesis for a previously unknown compound in an ethanolysis reaction mixture. 3.4. Estimation of hydrogen cations in solution To estimate the amount of hydrogen cations [H+] in solution, the pH of the reaction samples is determined (Chapter 5). For this purpose an Orion pH Ag/AgCl glass electrode fitted to a VWR Symphony SB70P pH meter is employed. For pH measurements, 0.4 g samples taken from the reaction media are diluted with 10 g of deionised water. The pH meter is calibrated against buffer solutions (VWR 32032.291) of known [H+]. The pH of samples is variable with reaction time and 87 Chapter 3 condition but is always in the range of 1.7-2.4. The pH measurements are converted to [H+]. As the pH measurements are acquired following dilution and at room temperature it is necessary to account for the change in equilibrium that occurs .To evaluate the effect of this the following procedure is employed. First, the measured [H+] is used to calculate the concentration of sulphuric acid (SA) by solving a system of equations shown below (3.3). C H C SO2 K a C HSO 0 4 4 C SA, 0 C HSO C SO2 0 4 4 (3.3) 2C SA, 0 C HSO C H 0 4 Then the H2SO4 concentration is multiplied by the dilution factor and thus converted to the original [H2SO4] (ie the amount weighted out), is used to calculate [H+] at reaction temperature by solving the same system of equations. H2SO4 is assumed to disassociate fully to H+ and the bisulphate ion (Que et al 2011). Therefore, the restrictions for the system of equations (3.3) originate from the equilibrium state of the bisulphate ion and mass balances of sulphur and hydrogen: where CSA,0 is the original sulphuric acid concentration (mol/L). The temperature dependence of the dissociation constant, Ka, for the bisulphate ion is as is derived by Que et al.: ln K a 5.393 1733.1/ T (3.4) where T is temperature in Kelvin. Despite the small differences between dissociation in water and ethanol, the procedure gave a good correlation between the calculation and real solutions. For example the calculated H2SO4 concentrations used in Chapter 5 are determined to be 2, 6 and 12% lower than the prepared solutions of 0.098, 0.230 and 0.32 mol/L, 88 Chapter 3 respectively. Thus it can be concluded that the above described method is adequate for estimating [H+] where robust thermodynamic information for H2SO4 dissociation in ethanol is unavailable. More detailed information regarding this method and H2SO4 dissociation in ethanol is discussed in Chapter 5. 3.5. Quantification of black insoluble materials (humins) The formation of black insoluble materials known as humins are said to be rate limiting in terms of effectively hydrolysing hexose sugars. In this Thesis humins are estimated at the completion of each reaction, when the reaction mixture is filtered through glass fibre paper (Whatman, grade GF/B 2.7 µm). The filter paper is subsequently washed with ethanol and placed in an oven for 24 hours at 378 K. The mass of the material remaining on the paper is determined by difference and referred to as “humins”. 3.6. Computational methods employed 3.6.1. Rates, rate constants and reaction kinetics When separate chemical compounds are present under particular conditions, reaction kinetic describes the rates by which reactions take place and the rates of each individual reaction (Seoud and Abdallah 2010). The most important kinetic parameter is the rate constant. It describes the velocity of a reaction and the concentration of chemical reactants (Green et al 2008). The rate constant can be defined as the rate of concentration of a substance involved in the reaction with a plus or minus sign depending on whether the chemical species is a reaction or a product. The rate constant is the constant of proportionality “k” in the rate equation as expressed by equation 3.5 89 Chapter 3 Rate = k×[CA]a×[CB]b (3.5) Where the rate is defined in mol cm-3 s-1, k is the rate constant CA and CB are concentrations of A and B in mol/L. a and b describe the order of reaction with respect to A and B respectively. Accurately determining the value of the rate constant is of critical importance to ascertain the rate of any reaction applying its rate equation. It has to noted that the rate constant is sensitive to environmental factors and catalyst type. The relationship between the rate constant “k” and temperature is defined using the Arrhenius equation: k Ae - Ea RT (3.6) where A is the frequency factor (s-1) although the units are dependent on reaction order. Ea is the activation energy in kJ/mol, R the gas constant and T is the absolute temperature in K. 3.6.2. Reaction mechanism The reaction mechanism describes the process in which the reactants are converted to the desired products through one or more intermediate stages and consecutive reactions (Green et al 2008). Deriving plausible reaction mechanisms for the acid catalysed transformations of hexose carbohydrates permeates throughout this Thesis and is particularly pertinent to Chapters 4 and 5. The exact reaction mechanism is often unknown which is the limiting step in configuring accurate reaction kinetics. Typically the dynamics of the elementary reactions involved in the reaction mechanism can be mathematically expressed by defining a set of coupled differential equations that can be integrated simultaneously in order to derive the reactants 90 Chapter 3 concentrations for the entire system. However in most cases this cannot be achieved by pen and paper and rate constants are typically derived by employing optimisation techniques using powerful numerical tools such as Matalab or Fortran (Seoud and Abdallah 2010). 3.6.3. Methods for estimating rate constants In this Thesis rate constants are estimated with the aid of a Matlab computer program. This is achieved using the optimization function ‘‘Fminsearch’’ on Matblab. Fminsearch attempts to find a minimum of a scalar function of several variables, starting at an initial estimate (Mathworks 2016a). This is generally referred to as unconstrained nonlinear optimisation. Its aim is find a solution to a problem specified by: Min f (x) (3.7) Where f (x) is a function that returns a scalar, therefore the experimental data under interrogation must be organised to comply with the objective function. When using this method for estimating rate constants, optimization is the third step employed. Firstly the experimental data has to generated, and secondly its needs to be deciphered in terms of what is to be optimised. The following approach describes the method that is employed to estimate rate constants in Chapter 5. 1. A Matlab program is designed with an objective file (ode 45 which is a differential equation solver), a file with the postulated reaction mechanism, and a code file integrating the two involving the reaction data. Note the reaction data is organised in matrix form, and the dimensions of the presentation of the data and matlab code must be consistent. 91 Chapter 3 2. A reaction mechanism for the system is postulated and defined. This is the main variable in the method and one can expect it to be altered on numerous occasions to find the best solution. 3. Initial guesses of the rate constants are defined along with simulation start, end and interval times. 4. The simulation results are compared with experimental results at each measured point. The difference between experimental and calculated values are summed and squared to form an objective function F: The summation starts from the initial time and ends at the final time. F= ∑ (exp.conc –calc.conc.)2 (3.8) 5. Then the defined reaction rates are varied in all directions. For example increasing k1 and k2 decreasing k1 and increasing k2 etc. For each case simulated concentration profiles and new values for the objective function are calculated. The rate constants corresponding to a minimum function are stored and considered improved rate constants for final or next iteration. 6. The iteration proceeds until the absolute difference between two successive functions is less than a predefined tolerance. These rate constant values are then stored. 7. Various versions of the reaction mechanism are simulated until an optimum solution is derived. This method employed is summarised in Figure 3.15. For the determination of kinetic parameters in Chapters 6 and 7 a similar minimisation technique is conducted using the lsqcurvefit function on Matlab based on the Levenberg–Marquardt algorithm. This is also based on nonlinear curvefitting (data-fitting) problems in the least-squares sense. Here a slightly different 92 Chapter 3 approach is applied, the main difference being that the activation energy (Ea, kJ/mol) and pre-exponential factor (A, min-1), Ea are the term being minimised using a modified Arrhenius equation of the form: ki Ae Ea 1 1 R T Tmean (3.9) Where T is the temperature (K), and Tmean is the mean temperature in which the experiments under interrogation are conducted at. Figure 3.15 Flow chart of the method for estimation of rate constants and mechanism evaluation employed in Chapter 5. 3.6.4. Evaluation of kinetic parameters and kinetic model operation To monitor the accuracy of the proposed kinetic parameters a variety of approaches are applied, particularly in Chapters 6 and 7. Firstly a sensitivity analysis is 93 Chapter 3 conducted for each kinetic parameter derived, to ensure that each solution is derived at a local minimum. If the solution has not reached a local minimum then the solution derived is not optimum for that particular data set. The sensitivity analysis is also useful for calculating the uncertainty of kinetic parameters. The broader the peak of the curve in the sensitivity analysis, the greater the uncertainty of a specific parameter. As well as this the estimated uncertainty is numerically calculated (±) at 95% confidence intervals. Pre-exponential Value 5-Hydroxymethylfurfural - 5-Ethoxymethylfurfural Objective Function Value Objective Function Value Estimated Value 1.2 0.6 0.0 0.0 0.1 0.2 Pre-exponential Factor Figure 3.16 Example of sensitivity analysis conducted for the estimation of the preexponential factor in this Thesis. The degree to which the kinetic model replicates the experimental data is monitored by using the normalized root mean square error (R2), calculating the mechanism fidelity index (Chapter 5), and by correlation matrices and residuals. Once the optimum parameters are derived, they are substituted into the kinetic model to predict time resolved species concentrations. The kinetic model predictions are then validated against experimental data that is not used for model training to test the degree to which the model can be extrapolated to other test conditions. 94 Chapter 3 3.7. References Agilient 2011. Flame ionisation detector [online] http://www.chemagilent.com/contents.php?id=1001675 [accessed 11 January 2016]. Agilient 2009. Operation manual, Agilient 7000series triple quad GC/MS: Operation manual. Agilient 2005. Techical Note. A guide to interpreting detector specifications for gas chromatography. Dionex 2004. Technical Note 20. Analysis of carbohydrates by high performance anion-exchange chromatography with pulsed amperometric detection. Dionex 2003. Application note 92: The determination of sugars in molasses by high performance anion exchange by pulsed amperometric detection. Gates, P (2016) ‘‘Gas Chromatography mass spectrometry (GC/MS) ’’ available [online] http://www.bris.ac.uk/nerclsmsf/techniques/gcms.html [accessed 11 January 2016]. Gordon, M.H. (1990) “Principles of gas chromatography,” in Principles and Applications of Gas Chromatography in Food Analysis, Springer, 11–58. Green, D.W., others (2008) Perry’s Chemical Engineers’ Handbook, McGraw-hill New York. Grob, R.L., Barry, E.F. (2004) Modern Practice of Gas Chromatography, John Wiley & Sons. Hites, R.A. (1997) “Gas chromatography mass spectrometry,” Handbook of instrumental techniques for analytical chemistry, 609–626. 95 Chapter 3 Mathworks 2016a, fminsearch [online] http://uk.mathworks.com/help/matlab/ref/fminsearch.html [accessed 11 January 2011]. Que, H., Song, Y., Chen, C.-C. (2011) “Thermodynamic modeling of the sulfuric acid-water- sulfur trioxide system with the symmetric electrolyte NRTL model,” Journal of Chemical & Engineering Data, 56(4), 963–977. Sigma Aldrich 2016, Sigma Aldrich Hydranal Reagents [online] http://www.sigmaaldrich.com/analytical-chromatography/titration/hydranal.html [accessed 11 January 2016]. Seoud, A.-L.A., Abdallah, L.A. (2010) “Two optimization methods to determine the rate constants of a complex chemical reaction using FORTRAN and MATLAB,” American Journal of Applied Sciences, 7(4), 509. 96 Chapter 4 Chapter 4: Non-Stoichiometric Formation of Formic and Levulinic Acids from the Hydrolysis of Biomass Derived Hexose Carbohydrates This Chapter sets the basis for the mechanistic understanding of the acid catalysed transformation of hexose carbohydrates in aqueous systems. It focuses on the formation of formic and levulinic acids from hexose sugars, placing a particular emphasis on the formic-levulinic acid as a diagnostic for interrogating the hexose carbohydrate acid hydrolysis reaction mechanism. It has been published in RSC Advances: 4. dfgdf Flannelly T., Lopes M., Kupiainen L., Dooley, S. and Leahy J.J., 2015. NonStoichiometric Formation of Formic and Levulinic Acids from the Hydrolysis of Biomass Derived Hexose Carbohydrates. RSC Advances. 2016, 6, 5797-5804. DOI: 10.1039/C5RA25172A 97 Chapter 4 4.1. Abstract This study challenges the assumption often postulated in the literature regarding the stoichiometric formation of formic and levulinic acids from the acid hydrolysis of hexose carbohydrates. Acid hydrolysis experiments are conducted with 2.5 wt% H2SO4 in aqueous media with a series of reactants relevant to the hydrolysis systems of hexoses; D-fructose, D-galactose, D-glucose, D-mannose, 5- hydroxymethylfurfural, D-erythrose, levulinic acid, furfuryl alcohol, furfural, dihydroxyacetone, glyceraldehyde, pyruvaldehyde and formic acid at 423 K. We show that the hydrolysis of 5-hydroxymethylfurfural, which is the main intermediate between hexose carbohydrates and levulinic acid does result in the stoichiometric formation of formic and levulinic acids. However, in all cases with hexose carbohydrates as reactant, formic acid is observed in excess fractions to levulinic acid, implying the common assumption inaccurate. At steady-state conversions of the reactant, the formic and levulinic acid ratio for D-fructose, D-glucose, D-mannose and D-galactose is shown to be 1.08 ±0.04, 1.15 ±0.05, 1.20 ±0.10 and 1.19 ±0.04 respectively. Combining this work and pertinent literature suggests there are at least four potential pathways depending on reaction condition responsible for the excess formic acid; through furfuryl alcohol and furfural formation and through the transformation of D-erythrose and pyruvaldehyde 98 Chapter 4 4.2. Introduction Levulinic acid is a bio-based platform chemical formed by the treatment of hexose carbohydrates from lignocellulosic biomass, and is a precursor for the production of potential future fuels and chemicals. Levulinic acid possesses the versatile ketone and carboxylic acid functional groups, which has led to the US Department of Energy recognising it as one of the top ten most attractive value-added chemicals obtainable from biomass (Werpy et al 2004; Bozell and Petersen 2010). Such valuable chemicals include γ-valerolactone (Braden et al 2011) and levulinate esters, (Pasquale et al 2012) among other appealing chemicals such as angelica lactone, diphenolic acid, and δ-amino levulinic acid (Bozell et al 2000). Acid hydrolysis is presently the prevalent approach for levulinic acid generation from cellulosic materials. Thus there is considerable work being conducted to comprehend the mechanistic details, in order to maximise yields of levulinic acid formation from lignocellulosic derived cellulose and hemicelluloses (Dussan et al 2013; Girisuta et al 2013). Typical processes for levulinic acid formation employ high temperatures (423-453 K), (purportedly) and various acids as catalyst, where yields of up to 70 mol% have been achieved with 1-5 wt% sulphuric acid (Rackemann and Doherty 2011). Less attention is given to the formic acid that is produced as a reaction (by-) product with levulinic acid. Formic acid is a valuable product in its own right and can be used as a commodity in the chemical and textiles industry, as a catalyst, a hydrogen carrier and a road salting component (Mukherjee et al 2015). In particular, the capability of formic acid as a hydrogen carrier is appealing; therefore attempts to optimize this reaction are being aggressively pursued by employing a variety of homogenous and heterogeneous catalysts (Zacharska et al 2015). The original 99 Chapter 4 Biofine process (Fitzpatrick 1990) suggested that formic and levulinic acids are formed stoichiometrically from lignocellulosic biomass and the potential formic acid formed as side products is largely ignored (See Figure 4.1). Figure 4.1 The historical understanding of the stoichiometric formation of formic and levulinic acids, from cellulosic and hemicellulosic derived hexose carbohydrates. This historical assumption still prevails in the literature with many reports of the stoichiometric formation of formic and levulinic acids from cellulose and cellulosic derived hexoses (Joshi et al 2014; Shen and Wyman 2012). Concentration ratios of unity are frequently stated, in some cases it is unclear whether the formic acid concentrations reported are measured, or merely assumed following the historical appraisal. It is worth noting that formic acid can undergo decomposition at high temperatures leading to uncertainties about the exact amount of formic acid formed. This is apparent in the work of Zhang et al. (Zhang et al 2015) where the authors state that formic acid degraded to H2O and CO2 at 453 K, leading to levulinic acid 100 Chapter 4 concentrations in excess of formic acid concentrations (a sub-unity ratio). Recently there has been other reports of non-equimolar ratios of formic and levulinic acids from the hydrolysis of hexose starting materials at steady-state. For example in 2013 Swift et al.(Swift et al 2013) claimed to report for the first time of the formation of non-stoichiometric ratios of formic to levulinic acids from the dehydration of Dfructose. Other recent studies have also reported non stoichiometric ratios using Dfructose, D-glucose and cellulose as reactants, with both Qi et al. and Kumar et al. reporting ratios in excess of 1. Whilst the formation and consumption of formic acid from hexose hydrolysis is poorly understood, it is clear that formic and levulinic acids are formed stoichiometrically from 5-hydroxymethylfurfural as reactant (Girisuta et al 2006; Swift et al 2013). This common assumption and apparent confusion may be due to not treating the hydrolysis of hexoses and the subsequent hydrolysis of 5-hydroxymethylfurfural as separate identities. A library of formic-tolevulinic acid ratios reported in the literature from various reactants is summarized in Table 4.1. 101 Chapter 4 Reactant Temperature (K) FA/ LA Ratio Reference 5-HMF 371-454 1 Girisuta et al. 5-HMF 343-423 H2O, HCl 1 Swift et al. D-Fructose 403 H2SO4 GVL solvent >1 Qi et al. D-Fructose 403 H2SO4 GVL solvent >1 Qi et al. D-Fructose 371–454 HCl >1 Swift et al D-Fructose 513 H3PO4 >1 Asghari et al. D-Fructose 403 H2SO4 GVL solvent >1 Qi et al. D-Glucose 363 HCl and ZnBr2 1.46 Kumar et al. D-Glucose 453 Maleic acid, AlCl3 <1 Zhang et al. D-Glucose 413 HCl 1.10 Yang et al. D-Glucose 443 Mineral acids 1.20 Rackemann and Doherty Cellulose 453 ZnO2 >1 Joshi et al. Cellulose 473 – 433 HCl 1 Shen and Wyman Catalyst H2SO4 Table 4.1 Literature overview of formic/levulinic acid ratios reported using 5hydroxymethylfurfural and hexoses as reactant. Note water is the medium unless stated. 102 Chapter 4 Clearly, formic acid production results from a complicated chemical mechanism. However, information on all of the discrete pathways responsible for the nonequimolarity to levulinic acid is as of yet unclear. However, there is common agreement that the excess in formic acid is likely to be formed either from direct hexose decomposition or indirectly through hexose consumption of intermediate species during hexose hydrolysis (Salak Asghari and Yoshida 2006; Rackemann and Doherty 2012). For example Qi et al. when using an isotopic labelling approach to decipher the D-glucose/D-fructose dehydration pathways for the formation of levulinic acid, observed non isotopically labelled formic acid originating from both D-glucose and D-fructose (Qi et al 2014). Asghari and Yoshida hypothesized when observing non-equimolar ratios of formic and levulinic acid that, formic acid and other organic acids were directly produced from the decomposition of D-fructose (Salak Asghari and Yoshida 2006). Formic acid has also been reported as a degradation product of well-known hexose decomposition products such as dihydroxyacetone, glyceraldehyde and pyruvaldehyde at high temperatures (573 K) in subcritical water (Kishida et al 2006; Srokol et al 2004). Joshi et al. using a zirconium dioxide catalyst suggested that the excess in formic acid is formed from a D-glucose starting material through the formation of 1,6-D-anhydroglucose which then subsequently undergoes hydrolysis forming furfural, formic acid and hydrogen stoichiometrically (Joshi et al 2014). Moreover, of recent significance is the study conducted by Yang et al. who used computational density functional theory to elaborate a “micro-kinetic” model for the glucose/Bronsted acid aqueous system. They infer that the excess formic acid appears at high temperatures and originates from aldol condensation chemistry involving the carbon “6” atom of D-glucose which results in the direct formation of furfuryl alcohol and in the concurrent release 103 Chapter 4 of formic acid (Yang et al 2015). Another possible source of formic acid is through the intermediate of D-erythrose which has been reported both from D-fructose (Peterson et al 2008) and D-glucose (Matsumura et al 2006) as primary reactants. Despite all of this information, there is still an apparent lack of clarity on the supposed stoichiometric formation of formic and levulinic acids from acid hydrolysis of hexose. For example Kumar et al. recently stated ‘‘theoretically, equimolar amounts of levulinic and formic acids were expected from the conversion of D-glucose through the intermediate 5-hydroxymethylfurfural’’ (Kumar et al 2015). To this effect, Victor et al. commented‘‘ In principle the ratio (wt/wt%) of levulinic and formic acids in the product hydrolyzate should be 2.5 as only one molecule of formic acid is formed per each glucose molecule that is converted to levulinic acid’’(Victor et al 2014). In light of all of the above it is necessary to intentionally challenge the common assumption that formic and levulinic acids are formed stoichiometrically from hexose carbohydrate starting materials with scientific rigour for the first time. To do so we perform experimental characterisation of the mechanism of acid hydrolysis using 2.5 wt% H2SO4 in water for a series of reactants relevant to the hydrolysis systems of hexoses extending to; D-fructose, D-galactose, D-glucose, D-mannose, 5hydroxymethylfurfural, D-erythrose, levulinic acid, furfuryl alcohol, furfural, pyruvaldehyde, dihydroxyacetone, glyceraldehyde and formic acid at 423 K. 104 Chapter 4 4.3. Experiment 4.3.1. Materials D-fructopyranose (CAS 57-48-7, 99% purity), α/β-D-glucopyranose (CAS 5099-7, 99% purity) α/β-D-mannopyranose, (3458-28-4, 99% purity) D- galactopyranose (CAS 59-23-4 99% purity), sulphuric acid (H2SO4, 95-97% purity), D-glyceraldehyde (CAS 56-82-6 90% purity), pyruvaldehyde (CAS 78-98-8 40% purity), lactic acid (CAS 50-21-5 85% purity), acetic acid ( CAS 64-19-7 99% purity) 5-hydroxymethylfurfural (CAS 67-47-0, 99% purity) furfural (CAS 98-08-1, 98% purity) furfuryl alcohol (CAS 98-00-0 97.5% purity) and levulinic acid (CAS 59-23-4 97% purity) are each obtained from Sigma Aldrich Ireland and used without further purification. Dihydroxyacetone (CAS 96-26-4 97% purity) and D-erythrose (CAS 533-493) are purchased from Carbosynth UK and used without further purification. 4.3.2. Experiment configuration Experiments are carried out with D-fructose, D-galactose, D-glucose, D-mannose as reactants for determining the formic/levulinic acid ratio. The experiments are executed at the prescribed temperature using H2SO4 to catalyse the system and samples are taken at fixed intervals of 30 min, 1h, 2h, 4h 6h, 8h and 10h. A control reaction is conducted with 5-hydroxymethylfurfural for the purposes of the validation of experimental results. Additional experiments are carried out using the same reaction conditions with levulinic acid, furfuryl alcohol, furfural, dihydroxyacetone, glyceraldehyde, pyruvaldehdye, and formic acid for the determination of the origins of non equimolar amounts of formic acid. A reactant 105 Chapter 4 concentration of 0.3 mol/L is chosen in order to replicate typical acid hydrolysis reports in the literature. A test temperature of 423 K is selected in order to ensure that no formic acid decomposition occurs once formed. All experiments are carried out in glass pressure tubes (25.4 mm O.D. x10.2 cm), comprising of polytetraflouroethylene plugs and flouroelastomer with tetraflouro O-rings for pressure sealing up to 1.03 MPa. A 5.0 ml aqueous solution containing the desired concentration of reactant and H2SO4 (2 wt%) is placed into the tubes. After being sealed, each tube is placed for a defined period of time in an oil bath set at the desired reaction temperature. When the reaction time is completed, each tube is removed from the oil bath and immersed in a cold water bath to quench the reaction. Samples are then prepared for analysis. Identification and quantification of D-fructose, D-galactose, D-glucose, D-mannose 5hydroxymethylfurfural, and dihydroxyacetone is carried with a ion chromatography system (IC) system (Dionex Corp., Sunnydale, CA) equipped with a pulsed amperometric detector (AS, 10 µL sample loop, Dionex Corp., Sunnydale, CA). Analysis is performed at 291 K by isocratic elution with deionised water (18.2 MΩ.cm at a flow rate of 1.1 ml/min) using a Dionex CarboPac PA1 carbohydrate column. The column is reconditioned using a mixture of 0.4 mol/L sodium hydroxide and 0.2 4mol/L sodium acetate after each analysis. For the determination of levulinic acid, furfuryl alcohol, glyceraldehyde, pyruvaldehyde, lactic acid and acetic acid, chromatographic separation is achieved using a Dionex Acclaim® Organic Acid column (5 µm, 4.6×25 mm) coupled with a guard column cartridge (5 µm, 4.6×10 mm). Isocratic separation is carried out using 100 mM Na2SO4 at a pH of 2.65 (0.55 ml of methanesulfonic acid per every 1 L of solution) with a flow rate of 0.8 mL/min employing a temperature of 303 K for 106 Chapter 4 separation. A DAD-3000RS is employed at a wavelength of 210 nm for the detection of analytes. For both types of analysis described, species are identified by matching retention times to known standards, and quantified by calibration of detector response to known concentrations. Detector responses for compounds of interest and chromatograms for both analytical methods are illustrated in Figures 4.2-4.5. 350 D-Glucose k= 282 D-Galactose k=245 D-Mannose k=228 D-Fructose k= 218 Dihydroxyacetone k=58 300 Detector Response 250 200 150 100 50 0 0.0 0.2 0.4 0.6 0.8 1.0 Concentration, mg/ml Figure 4.2 Detector response for carbohydrates and their derivatives using the Carbopac™ PA1 column. Figure 4.3 Detector responses for compounds of interest using the Dionex Acclaim® Organic Acid column. 107 Chapter 4 16 14 Formic Acid Detector Response 12 10 Levulinic Acid 8 5-HMF Lactic Acid Acetic Acid 6 4 Furfural 2 0 Glyceraldehyde -2 5 10 15 Time, Minutes Figure 4.4 Typical chromatogram from the acid catalysed degradation of hexose sugars using an Acclaim® Organic Acid column. 5-HMF 35 D-Mannose D-Fructose D- Galactose Detector Response 30 25 20 15 D-Erythrose 10 5 Dihydroxyacetone 0 0 2 4 6 D- Glucose 8 10 12 14 Time, Minutes Figure 4.5 Typical chromatogram from the acid catalysed degradation of hexose sugar using a PA1 Dionex CarboPac PA1 carbohydrate column. 4.3.3. Calculations and uncertainty analysis Molar yields, selectivity and the amount of excess formic acid are calculated by the implementation of the following equations: 108 Chapter 4 C C 0 (Y),t Molar Yield (Y) = ×100 C (X)0 C C (Z)t (Z)0 Selectivit y (Z) = ×100 C C 0 (X),t (1) (2) Where: C(Y),t is the molar concentration of the product of interest at a time (t). C(Y),0 is the molar concentration of the product of interest at time zero. C(X),0 is the molar concentration of the reactant at time zero. C(Z),t is the molar concentration of the product of interest at a time (t). C(Z),0 is the molar concentration of the product of interest at time zero. C(X),t is the molar concentration of the reactant at a time (t). The term “excess formic acid” is defined by the equation 3: C Excess Formic Acid = C (FA),T, (FA),5-HMF ×100 C (FA),5-HMF (3) C(FA),T is the total molar concentration of formic acid detected. C(FA),5-HMF is the molar concentration of formic acid detected from the reaction of 5hydroxymethylfurfural. This is assumed to be the same is the detected concentrations of levulinic acid. Where possible all experiments are repeated in duplicate and experimental uncertainties are denoted on all data sets reported. 109 Chapter 4 4.4. Results and discussion 4.4.1. Hexose conversion The kinetic timescale as well as the mechanistic detail of the dehydration reactions is found to vary with each hexose tested. Figure 4.6 illustrates this behaviour in terms of reactant conversion and their tendency to form 5-hydroxymethylfurfural, formic acid and levulinic acid at 423 K catalysed by 2.5 wt% H2SO4. The rate of primary reactant conversion (Figure 4.6 (a)) is in the order of 5-hydroxymethylfurfural > Dfructose > D-mannose > D-galactose > D-glucose. This is in line with the findings of Baugh and McCarty who found the hexose carbohydrate consumption rate to order as; D-mannose > D-galactose > D-glucose (Baugh and McCarty 1988). 4.4.2. Levulinic acid yields The conversion rates of D-mannose, D-glucose and D-galactose are relatively similar (Figure 4.6(a)), but importantly their mechanistic propensity to form 5hydroxymethylfurfural differs. This can be attributed to the steric configuration of their hydroxyl groups which results in significant differences in selectivities to their acid hydrolysis products, such as 5-hydroxymethylfurfural and levulinic acid (Hu et al 2013). Selectivity to 5-hydroxymethylfurfural from the model hexoses is in the order of; D-fructose > D-glucose > D-mannose > D-galactose (Figure 4.6(b)), subsequently yields of levulinic acid from all model hexoses follow the same patterns as with 5-hydroxymethylfurfural formation (Figure 4.6(c)). This is consistent with the trend observed by Hu et al. who when investigating carbohydrate structure on yields of levulinic acids found them to be in the order of D-fructose > D-glucose > D-galactose (Hu et al 2013). 110 Chapter 4 It is evident that both selectivity to 5-hydroxymethylfurfural and yields of levulinic acid from D-fructose (70 mol%) are higher than those from the other hexose carbohydrates. This can be attributed to the fact that D-fructopyranose can readily tautomerise to fructofuranoses (Angyal 1969) structures which are more thermodynamically favoured towards protonation and subsequently dehydrate to 5hydroxymethylfurfural than the equivalent pyranose structures that are present in Dglucose, D-mannose and D-galactose. Figure 4.6 Experimental data for; (a) Reactant conversions, (b) 5- hydroxymethylfurfural (5-HMF) yields, (c) Formic acid yields, (d) Levulinic acid yields. All experiments use 2.5 wt% H2SO4 in water at 423 K with a reactant loading of 0.3 mol/L. 111 Chapter 4 Levulinic acid yields from D-galactose (32 mol%) are the lowest from all the model hexoses. D-galactose is a large molecule, and due to steric hindrances is more likely to decompose to unwanted by-products such as dihydroxyacetone than the other model compounds. Dihydroxyacetone is detected in significantly higher quantities for D-galactose than from any of the other hexose carbohydrates (Figure 4.11), which at least offers a partial explanation for the poor yields of levulinic acid achieved. As expected levulinic acid yields are significantly higher from 5-hydroxymethylfurfural (83 mol%) than from any of the other hexose carbohydrates. Thus it is clearly evident why achieving high selectivities to 5-hydroxymethylfurfural from hexose carbohydrates is seen as the key step for a sustainable bio-refining industry. Perhaps somewhat unsurprisingly, concentrations of formic acid are found to be higher than levulinic acid for all model hexose compounds, Figure 4.6(c-d). 4.4.3. Ratio of formic to levulinic acid Figure 4.7 depict that formic and levulinic acids are stable under the conditions employed in this study, and thus are appropriate in order to accurately ascertain the formic to levulinic acid ratio. Figure 4.7 Stability of formic acid in the presence of 2.5 wt% H2SO4 at 423 K. Note the variability of conversion measurement is within experimental uncertainty. 112 Chapter 4 Control reactions conducted using 5-hydroxymethylfurfural as reactant result in equimolar formic and levulinic acid as was observed by the work of others (Girisunta et al 2006; Swift et al 2013). In contrast, the ratio of formic to levulinic acids for all model hexose carbohydrates is found to be >1 (Figure 4.8). Figure 4.6 demonstrates that there is a decrease in the formic/levulinic acid ratios observed with respect to time, particularly in relation to D-mannose, D-glucose and D-galactose. This can be attributed to the fact that formic acid is found to form from the aforementioned hexoses at a faster rate than from the hydration of 5hydroxymethylfurfural, the presumed dominant pathway. Consequently, with time, as 5-hydroxymethylfurfural is formed and consumed, the high formic/levulinic acid ratio observed at early stages of reaction decreases. Figure 4.8 Formic/levulinic acid ratios per time considering each model compound as reactant. When the model reactions have proceeded to steady-state, the formic/levulinic acid ratios for D-fructose, D-glucose, D-mannose and D-galactose are found to be 1.08 ±0.04, 1.15 ±0.05, 1.20 ±0.10 and 1.19 ±0.04 respectively. The formic/levulinic acid ratios observed for D-fructose are in line with the values observed by Swift et al. 113 Chapter 4 (Swift et al 2013) and Qi et al. (Qi et al 2014) They both observed formic/levulinic acid ratios of just over 1. The ratios observed for D-glucose are lower than that observed by Kumar et al. (1.54) however, as all values quoted employ different reaction systems (temperatures, catalysts), precise comparisons are not appropriate (Kumar et al 2015). To the best of the author’s knowledge little information regarding formic/levulinic acid ratios for D-mannose and D-galactose is available in the literature. However Swift et al. (Swift et al 2015) recently stated that D-mannose undergoes significant losses to formic acid particularly at low temperatures whilst undergoing acid hydrolysis. From experiment D-fructose is found to have the lowest formic/levulinic acid ratio of all the hexose carbohydrates. A trend cannot be articulated for D-galactose, D-glucose, D-mannose as the reported values are within the uncertainty estimates for each steady-state measurement. 4.4.4. Pathways to formic acid The excess in formic/levulinic acid ratios observed for each model hexose carbohydrate deems it necessary to investigate formic acid formation from known hexose intermediates in the system not derived from 5-hydroxymethylfurfural. The acid catalysed transformation of hexose carbohydrates is a complicated process, with numerous parallel reactions occurring. To this effect, Fusaro et al. (Fusaro et al 2015) categorised the acid catalysed transformation of carbohydrates into the following reaction types: isomerisations, dehydrations, fragmentations and condensations. Typically isomerisation reactions can occur between hexose carbohydrates, especially between D-fructose, D-mannose and D-glucose while tautomerisation can also occur between furanose and pyranose structures of the same compounds. The main dehydration products include 5-hydroxymethylfurfural, 114 Chapter 4 anhydrohexoses and numerous precursors to 5-hydroxymethylfurfural. Fragmentation products include furfural, dihydroxyacetone, glyceraldehyde and any products arising from their subsequent degradation, whilst humins represent the main condensation products. Thus there are numerous potential pathways for excess formic acid formation Figure 4.9 shows a simple summary of the behaviour of hexose carbohydrates in aqueous acidic media from the literature and also describes the origin of any potential sources of excess formic acid that have been postulated and are worthy of investigation. At this time a complete census of all potential sources of excess formic acid is overly ambitious, particularly for D-mannose and D-galactose which are less well studied than D-fructose and D-glucose. From consulting the literature it appears excess formic acid formation can be categorised into 2 distinctive groups; 1. Excess formic acid from direct hexose transformations. 2. Excess formic acid from hexose derived intermediates. 4.4.5. Excess formic acid from direct hexose transformations Furfuryl alcohol Perhaps the most pertinent reported pathway for excess formic acid has been recently reported by Yang et al. in which they suggested the formation of excess formic acid from the direct dehydration of hexose carbohydrates to furfuryl alcohol, liberating 2 moles of H2O. They proposed that the formic acid is formed by the aldol condensation that originates from retro-aldo chemistry in aqueous media involving the carbon 6 atom of D-glucose, subsequently liberating furfuryl alcohol. In our tests conducted with D-galactose, D-glucose, D-fructose and D-mannose furfuryl alcohol is 115 Chapter 4 not detected as a stable identity. Consequently under the test conditions of our study furfuryl alcohol is found to be very unstable, with almost 100% conversion after 5 minutes at 453 K catalysed by 1.5wt% H2SO4 (See Figure 4.10(a)).Therefore furfuryl alcohol detection as a stable intermediate is difficult. The excess formic acid arises as the selectivity of furfuryl alcohol hydration to levulinic acid is significantly lower than from 5-hydroxymethylfurfural (See Figure 4.10(b)). Taking D-glucose as an example, using the formic/levulinic acid ratio of 1.15 and levulinic acid yields of 46% measured in our investigation, the proposal of Yang et al. is exercised. Using their suggested pathway and our data, results in a selectivity of 8.2% for furfuryl alcohol formation from D-glucose. This is assuming that the described furfuryl alcohol pathway is solely responsible for the excess formic acid. This illustrates how relatively low selectivity of hexose sugars to furfuryl alcohol can have a significant effect on the formic/levulinic acid ratio. Furfural The investigation of the formation of furfural as a possible source of formic acid is relevant, as recently Joshi et al. have postulated that formic acid can be formed as a by-product in the formation of furfural though the intermediate of 1,6 anhydro-Dglucose liberating equimolar amounts of H2O, H2 and furfural (Joshi et al 2014). Their study was conducted at 423 K, using cellulose as the primary reactant catalysed by a zirconium dioxide catalyst and found significant amounts of furfural (up to 10 mol%). 116 Chapter 4 In this study trace amounts of furfural (0.01 mol%) are detected in the order of Dfructose > D-mannose > D-glucose and D-galactose (See Figure 4.11). 117 Chapter 4 1 2 Figure 4.9 Possible pathways for formic acid formation that have been reported in the literature. 118 Chapter 4 Hexose Carbohydrates -H2O H+ +H2O H+ O O O + HO Furfural OH OH Anhydrohexose + HO O + Formic Acid H2 (b) Interestingly, the highest formic/levulinic acid ratio was reported by Kumar et al. (1.54) who also employed a Lewis acid, using metal bromides coupled with HCl to catalyse the reaction (Kumar et al 2015) It has also been postulated that excess formic acid is derived from the degradation of furfural (Mielenz et al 2009). No formic acid is detected from the acid catalysed degradation of furfural in our investigation. Figure 4.10 (a) Stability of model compounds at 453 K catalysed by 2.5 wt% H2SO4 b) selectivities of 5-hydroxymethylfurfural and furfuryl alcohol to levulinic acid at 453 K catalysed by 2.5 wt% H2SO4. Note only formic acid is detected from Derythrose. 4.4.6. Excess formic acid from hexose derived intermediates. D-Erythrose and Glycolaldehyde Equimolar D-erythrose and D-glycolaldehyde have both been reported from the decomposition of D-glucose (Matsumura et al 2006) and D-fructose (Mӧller et al 119 Chapter 4 2012,) Peterson et al. (Peterson et al 2008) have reported D-erythrose to thermally degrade to form acetic and formic acids between 573-623 K. D-erythrose is detected in our investigation from D-glucose, and D-fructose in trace amounts. No D-erythrose is detected from D-mannose or D-galactose. As Figure 4.10(a) depicts D-erythrose is shown to be very reactive under the conditions of this study, and degrades to give formic acid yields of 18 mol% at 100% conversion with acetic acid the other main product detected. Therefore it is likely that D-erythrose is a contributor to the excess formic acid formed from D-glucose under conventional hexose acid hydrolysis systems. It is also probable that D-glycolaldehyde, which has been postulated to form stoichiometrically with D-erythrose (Mӧller et al 2012) can undergo transformations to form formic acid. For instance Kishida et al. achieved formic acid yields of 13 mol% at 573 K catalysed by NaOH (Kishida et al 2006). Potential formic acid formation from D-glycolaldehyde isn’t investigated in our study due to the difficulty in obtaining it as reactant. Dihydroxyacetone, Glyceraldehyde and Pyruvaldehyde Dihydroxyacetone is the most abundant hexose decomposition product detected in this investigation in the form of D-galactose > D-mannose > D-glucose > D-fructose and it has been suggested that its acid catalysed transformations can form formic acid through the pyruvaldehyde intermediate (See Figure 4.11). 120 Chapter 4 Gao et al. report a competing pathway for the degradation of pyruvaldehyde (Gao et al 2013) forming equimolar formic acid and acetaldehyde at temperatures between 443-483 K using NaOH as the catalyst. Kishida et al. (Kishida et al 2006) detected formic yields of 5.3 mol% from glyceraldehyde at 473 K under alkali conditions. In our study dihydroxyacetone and glyceraldehyde are found to be reactive (Figure 4.10(a)) and are converted quite quickly to pyruvaldehyde which is observed to degrade at a slower rate to lactic and acetic acids. No formic acid is detected for any of the reactions conducted with dihydroxyacetone glyceraldehyde and pyruvaldehyde as reactants. Our investigation suggests, that the formic acid detected by others can be explained by the high temperatures employed and from the use alkali conditions to catalyse the cellulose/hexose transformations. 4.4.7. Outlook This investigation highlights that the formation of formic acid from hexose carbohydrates is a complex process with several potential pathways contributing, other than through the hydration of 5-hydroxymethylfurfural. Therefore it is clear the formic and levulinic acid are not formed stoichiometrically from hexose carbohydrates and need to be treated as separate identities when making predictions of formic acid concentrations for the hydrolysis of cellulose and hemicellulosic derived hexose carbohydrates. 121 Chapter 4 As Figure 4.10(a) illustrates the potential formic acid forming intermediates are unstable for the test conditions of this study. To ascertain the exact numerical contribution of each potential formic acid pathway, dedicated mechanistic experiments and sophisticated kinetic modelling would need to be performed on each specific reactant at a range of conditions, which represents an avenue for future study. Figure 4.11 Molar yields of dihydroxyacetone (a), the relative abundance of acetic acid (b) and the relative abundance of furfural (c) detected for all model hexose carbohydrates. 122 Chapter 4 4.5. Conclusion The formic to levulinic acid concentration ratio for the direct hydrolysis of hexose carbohydrates is found to be >1. This deems the common assumption that formic and levulinic acids are formed stoichiometrically from the acid catalysed hydrolysis of hexose carbohydrates to be inaccurate. At steady-state, formic/levulinic ratios for Dfructose, D-galactose, D-glucose and D-mannose are found to be 1.08 ±0.04, 1.15 ±0.05, 1.20 ±0.10 and 1.19 ±0.04. Combining this work and pertinent literature suggests there are at least four potential pathways depending on reaction condition responsible for the excess formic acid, through furfuryl alcohol, furfural formation and through the transformation of pyruvaldehyde and D-erythrose. 4.6. References Aida, T.M., Tajima, K., Watanabe, M., Saito, Y., Kuroda, K., Nonaka, T., Hattori, H., Smith, R.L., Arai, K. 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Qi, L., Mui, Y.F., Lo, S.W., Lui, M.Y., Akien, G.R., Horváth, I.T. (2014) “Catalytic Conversion of Fructose, Glucose, and Sucrose to 5-(Hydroxymethyl) furfural and Levulinic and Formic Acids in gamma-valerolactone as a green solvent,” Acs catalysis, 4(5), 1470–1477. Rackemann, D.W., Doherty, W.O. (2011) “The conversion of lignocellulosics to levulinic acid,” Biofuels, Bioproducts and Biorefining, 5(2), 198–214. Rackemann, D.W., Doherty, W.O. (2012) “A review on the production of levulinic acid and furanics from sugars,” in 34th Australian Society of Sugar Cane Technologists Conference. 126 Chapter 4 Salak Asghari, F., Yoshida, H. (2006) “Acid-catalyzed production of 5hydroxymethyl furfural from D-fructose in subcritical water,” Industrial & engineering chemistry research, 45(7), 2163–2173. Shen, J., Wyman, C.E. (2012) “Hydrochloric acid-catalyzed levulinic acid formation from cellulose: data and kinetic model to maximize yields,” AIChE Journal, 58(1), 236–246. Srokol, Z., Bouche, A.-G., van Estrik, A., Strik, R.C., Maschmeyer, T., Peters, J.A. (2004) “Hydrothermal upgrading of biomass to biofuel; studies on some monosaccharide model compounds,” Carbohydrate Research, 339(10), 1717– 1726. Swift, T.D., Bagia, C., Choudhary, V., Peklaris, G., Nikolakis, V., Vlachos, D.G. (2013) “Kinetics of Homogeneous Brønsted Acid Catalyzed Fructose Dehydration and 5-Hydroxymethyl Furfural Rehydration: A Combined Experimental and Computational Study,” ACS Catalysis, 4(1), 259–267. Swift, T.D., Nguyen, H., Anderko, A., Nikolakis, V., Vlachos, D.G. (2015) “Tandem Lewis/Brønsted homogeneous acid catalysis: conversion of glucose to 5hydoxymethylfurfural in an aqueous chromium (iii) chloride and hydrochloric acid solution,” Green Chemistry, 17(10), 4725–4735. Victor, A., Pulidindi, I.N., Gedanken, A. (2014) “Levulinic acid production from Cicer arietinum, cotton, Pinus radiata and sugarcane bagasse,” RSC Advances, 4(84), 44706–44711. Werpy, T., Petersen, G., Aden, A., Bozell, J., Holladay, J., White, J., Manheim, A., Eliot, D., Lasure, L., Jones, S. (2004) “Top value added chemicals from biomass. 127 Chapter 4 Volume 1-Results of screening for potential candidates from sugars and synthesis gas.” Yang, L., Tsilomelekis, G., Caratzoulas, S., Vlachos, D.G. (2015) “Mechanism of Brønsted Acid-Catalyzed Glucose Dehydration,” ChemSusChem. Zacharska, M., Podyacheva, O.Y., Kibis, L.S., Boronin, A.I., Senkovskiy, B.V., Gerasimov, E.Y., Taran, O.P., Ayusheev, A.B., Parmon, V.N., Leahy, J., others (2015) “Ruthenium Clusters on Carbon Nanofibers for Formic Acid Decomposition: Effect of Doping the Support with Nitrogen,” ChemCatChem, 7(18), 2910–2917. Zhang, X., Hewetson, B.B., Mosier, N.S. (2015) “Kinetics of Maleic Acid and Aluminum Chloride Catalyzed Dehydration and Degradation of Glucose,” Energy & Fuels. 128 Chapter 5 Chapter 5: Reaction Pathway Analysis of Ethyl Levulinate and 5-Ethoxymethylfurfural from D-Fructose Acid Hydrolysis in Ethanol Chapter 4 shows that there are clearly a number of competitive pathways for the acid catalysed transformation of hexose sugar in aqueous systems. We presume the same scenario exists in an ethanol media, with the premise that there should be a more diverse range of molecules with ethylated functionalities. Building on the mechanistic understanding achieved in Chapter 4, this Chapter explores the reaction mechanism for the ethanolysis of D-fructose to ethyl levulinate and 5ethoxymethylfurfurfural and utilises kinetic modelling to test the validity of mechanistic propositions. 5. sdfsdf This work has been presented at the ACS 2015 Spring National Meeting in Denver Colorado: Flannelly T., Dooley S., Leahy, J.J. (2015) ‘‘Mechanism and kinetics of advantaged biofuels synthesis from D-fructose’’ Paper No 20, ACS Spring National Meeting, Denver Colorado, March 22-26, 2015. Flannelly T., Dooley S., Leahy, J.J. (2015) “Reaction Pathway Analysis of Ethyl levulinate and 5-Ethoxymethylfurfural from D-Fructose Acid Hydrolysis in Ethanol,” Energy & Fuels. 29((11), 7554-7565. DOI: 10.1021/acs.energyfuels.5b01481 129 Chapter 5 5.1. Abstract This study utilises numerical modelling to provide a mechanistic discussion of the synthesis of the advanced biofuel candidates, ethyl levulinate and 5- ethoxymethylfurfural, from α/β-D-fructopyranose (D-fructose) in a condensed phase homogeneous ethanol system at 351 K catalysed by hydrogen cations. A mechanistic comprehension is pursued by detailed measurements of reactant, intermediate and product species temporal evolutions, as a function of H2SO4 (0.09, 0.22, 0.32 mol/L) and (0.14, 0.29, 0.43 mol/L) concentration, also considering the addition of water to the ethanol media (0, 12, 24 mass% water in ethanol). D-fructose, 5hydroxymethylfurfural, 5-ethoxymethylfurfural, ethyl levulinate, and several other intermediate species are quantified as major species fractions at 45-85% of the initial D-fructose mass. To inform the mechanistic discussion mass-conserved chemically authentic kinetic models and empirical rate constants are derived each assuming a first order relationship to the hydrogen cation concentration. The optimal synthesised fractions of ethyl levulinate and 5-ethoxymethylfurfural considered as fuel components, achieve a mass yield of 63% with respect to the fructose mass and a volumetric energy valorisation (HCombustion, kcal/mL) of 215% with respect to the ethanol consumed, indicating the viability of the synthesis. 130 Chapter 5 5.2. Introduction Presently there is a growing effort to find renewable and sustainable alternatives to petroleum derived bulk chemicals and fuels. The catalytic conversion of biomass derived cellulose and hemicellulose to platform chemicals has been widely recognised as an opportunity to develop a carbohydrate based chemical industry (Serrano-Ruiz et al 2011; Yan et al 2014) Lignocellulosic derived hexose and pentose sugars have potential as a sustainable alternative to the carbohydrates derived from edible crop matter. The United States Department of Energy have identified promising renewable chemical building blocks that may be produced from such biomass derived sugars (Werpy et al 2004). Ethyl levulinate and 5ethoxymethylfurfural, Figure 5.1, are two such promising furan derived chemicals for potential use as transportation fuels. Figure 5.1 Molecular structures of ethyl levulinate and 5-ethoxymethylfurfural. Ethyl levulinate has received a significant amount of attention purporting its potential use as a fuel (Wang et al 2012; Chia and Dumesic 2011). Chemical systems reporting its synthesis include; ethylation of levulinic acid, furfuryl alcohol and 5chloromethylfurfural (Maldondo 2012; Mascal and Nikitin 2010; Zhang et al 2011; Fernandes et al 2012; Maldonado et al 2012; Pasquale et al 2012; Yan et al 2013). Ethyl levulinate production from biomasses have been reported (Garves 1988; Chang 131 Chapter 5 et al 2012; Grisel et al 2014) however, yields have been modest at 40-50%. There have also been considerable difficulties in its synthesis from glucose and cellulose with 44.8 mol% the highest yield reported to date using glucose as a starting material in an ethanol/H2SO4 system (Zhu et al 2014). 5-ethoxymethylfurfural has received more limited suggestions as a fuel component (Wang et al 2013) despite its high volumetric density of 1.099 g/mL (298 K). Gruter and Dautzenberg (Dautzenberg and Gruter 2012) suggest an enthalpy of formation of 120.1 kcal/mol, corresponding to an enthalpy of combustion of 7.87 kcal/g (see Table 5.1). These terms correspond to a volumetric energy density of 8.66 kcal/mL (36.24 MJ/L at 298 K), thus being advantageous over those of other oxygenated fuel components, such as ethanol (7.11 kcal/mL), and ethyl levulinate (7.53 kcal/mL). Indeed the value is comparable to petroleum derived diesel and gasoline (8.53 kcal/mL for the gasoline primary reference fuel, iso-octane). Mascal and Nikitin (Mascal and Nikitin 2008) used 5-chloromethylfurfural to convert 5- hydroxymethylfurfural to 5-ethoxymethylfurfural. Other reports use aluminium chloride as a catalyst to transform glucose to 5-ethoxymethylfurfural in an ethanol/water medium (Yang et al 2012) and also from using a mixture of Sn-Beta and Amberlyst catalysts (Lew et al 2012). Fuel ∆ Hcombustion kcal/g ∆ Hcombustion kcal/mL Ethanol 9.75 7.63 5-Ethoxymethylfurfural 7.87 8.66 Ethyl Levulinate 7.41 7.53 Table 5.1. Enthalpies of combustion for proposed transportation fuel components. 132 Chapter 5 Like ethyl levulinate, the production of 5-ethoxymethylfurfural from glucose or other cellulosic sugars presents challenges. The desired etherification of glucose is suppressed by side reactions of various polymerisations and acetalizations producing the recalcitrant humic substances (Alam et al 2012; Yanget al 2012). 40-50% of lignocellulosic biomass is made-up of cellulosic glucose polymers, accounting for the largest proportion of hexoses that may be obtained from biomass (Climent et al 2014). As such glucose-like hexose sugars are cheaper and more readily available than pentose sugars. It is well understood that the steric and electronic configurations of the hydroxyl groups of sugars, significantly affect yields of esterification products from monosaccharides (Hu et al 2013). As a consequence, fructose is much easier to convert into furan related products than glucose. The desired isomerisation from glucose is known to be facilitated by an aqueous/organic media where the equilibrium population have high proportions of labile α and β‐fructofuranose structures (Angyal 1969) There is a general consensus that in order for glucose to be efficiently converted into furanic derivatives, it must initially tautomerize into fructose species (Saravanamurugan et al 2011; Climent et al 2014). There are several recent reports describing reaction conditions that promote glucose isomerisation to fructose in chemical media (Choudharyet al 2013; Despax et al 2013; BermejoDeval et al 2014). For example, Despax et al. (Despax et al 2013) reported on the use of heterogeneous catalysts in organic solvent mixtures showing ~ 68% conversion of glucose to fructose. The successful isomerisation of glucose to fructose in an alcohol medium by the deliberate formation of methyl fructoside species as intermediates between glucose conversions to fructose is of particular potential significance for the production of ethyl levulinate and 5133 Chapter 5 ethoxymethylfurfural. Saravanamurugan et al. (Saravanamurugan et al 2013) achieved 55% conversion from glucose to fructose by a one hour reaction in methanol at 393 K using an H-USY zeolite. This suggests that an alcohol may be employed as both a solvent and alkylating agent simultaneously, whilst also facilitating the required isomerization of glucose to fructose. In this way, ethyl levulinate and 5-ethoxymethylfurfural may be synthesised directly, rather than relying on the intermediary ethylation of the levulinic acid produced in an aqueous system. In addition to this sugar inter-conversion, the subsequent mechanism of fructose consumption is the obvious further limiting step in achieving viable yields of furanic derivatives (Zhao et al 2007). Given this prevailing position in the literature an improved mechanistic understanding of ethyl levulinate and 5-ethoxymethylfurfural synthesis from fructose, as well as from glucose is sought. There are recent reports of kinetic studies conducted on the purported H+ (hydrogen cation) homogeneously catalysed dehydration of D-fructose to 5-hydroxymethylfurfural in water (Caratzoulas and Vlachos 2011; Assary et al 2012; Swift et al 2013). However, little is known of the analogous D-fructose dehydration in the presence of ethanol and H+. Plausible reaction pathways have been suggested,(Saravanamurugan et al 2011; Balakrishnan et al 2012) but no quantitative kinetic data for 5-ethoxymethylfurfural and ethyl levulinate synthesis have been reported. We pursue an improved mechanistic comprehension employing a hierarchical modelling approach that studies one sugar sub-mechanism at a time. In this context, we study the bottle-neck α/-D-fructopyranose (D-fructose) sub-mechanism initially, which once understood would allow the more complex D-glucose and cellulose sub models to be developed in a hierarchical manner. In order to develop realistic 134 Chapter 5 reaction kinetics, it is necessarily to limit the modelling complexity. To do so, we choose a homogeneous catalytic system of α/-D-fructose/H2SO4/ethanol, thereby minimising the mass transfer complexities of multiphase heterogeneous reactions. The aim is to establish the main mechanistic relationships between reactant, intermediate and intended product species such as to inform mechanistic discussion and to test the validity of a viable reaction mechanism by the derivation of empirical rate constants. By so doing the viability of preferentially producing one proposed fuel component over the other, or to what extent this is achievable may be determined in a rigorous scientific manner. 5.3. Experimental configuration 5.3.1. Materials Ethanol, normal-octanol, acetone, (99% purity), α/β-D-fructopyranose (CAS 57-487, 99% purity), α/β-D-glucopyranose (CAS 50-99-7, 99% purity) α/β-Dmannopyranose, (3458-28-4, 99% purity), hence forth “D-fructose” “D-glucose” and “D-mannose” respectively, sulphuric acid (H2SO4, 95-97% purity), 5- hydroxymethylfurfural (CAS 67-47-0, 99% purity) furfural (CAS 98-08-1, 98 % purity),and ethyl levulinate (CAS 539-88-8, 97% purity) are each obtained from Sigma Aldrich Ireland. Ethyl-α-D-glucopyranoside (CAS 34625-23-5, 98% purity) is obtained from Carbosyth Ltd. UK, and 5-ethoxymethylfurfural (CAS 1917-65-3, 9697% purity) is purchased from Akos Organics Gmbh, Germany. 5.3.2. Experimental Reactions are performed in a 20 cm3 spherical reactor at isothermal conditions of 351 ±1 K at atmospheric pressure. The reactor is heated by an external oil bath. The 135 Chapter 5 reaction temperature is independently controlled and monitored by a thermocouple array (Stuart™ SCT1 temperature controller) and an in-situ magnetic propeller ensures that the reaction mixture (D-fructose/H2SO4/ethanol) is well mixed and homogeneous. Atmospheric pressure is regulated by fitting the main reactor exit with an open-ended condensing unit (~ 277 K), thus allowing the reaction to be at reflux. For the test conditions reported here, Table 5.2 a heating time of 16 minutes is required for the reacting mixture to be heated from ambient to the prescribed reaction temperature of 351 ±1 K. Reaction conditions are selected (Table 5.2) to parameterise the influence of [H2SO4] and [D-fructose] on the reaction mechanism, whilst also considering three scenarios of ethanol/water as reaction media. Reaction progress is monitored by removing and analysing a 50 mg sample of the bulk reaction (0.104 g of D-fructose in 15.78 g of ethanol) every hour for 480 minutes, resulting in a small cumulative perturbation to the overall system mass. Control tests at the most severe conditions of Table 5.2, replacing D-fructose with ethyl levulinate, show ethyl levulinate degradation to be within the estimated experimental uncertainty of the measurement, indicating it as a stable end-product. Control reactions are also performed substituting 5-hydroxymethylfurfural and 5ethoxymethylfurfural as starting materials for the purposes of identifying the origins of various intermediate species, as elaborated later. 136 Chapter 5 Test # Sulphuric acid concentration, mol/L concentration, mol/L Ethanol/water mass ratio 1 0.09 0.29 100/0 2 0.22 0.29 100/0 3 0.32 0.29 100/0 4 0.11 0.15 100/0 5 0.34 0.43 100/0 6 0.22 0.29 88/12 7 0.22 0.29 76/24 D-Fructose Table 5.2 Experimental variables for 8 hour reflux reactions at 351 K. 5.3.3. Analytical methods The concentrations of ethyl levulinate and 5-ethoxymethylfurfural, are analysed by gas chromatography (GC, Agilient Technologies 7820 A GC system) fitted with a Restek Stabilwax capillary column (30 m, 0.25 mm ID, 0.25 µm), employing hydrogen carrier gas and a flame ionisation detector. Species are identified by matching retention-times to known standards, and quantified by calibration of detector response to known concentrations (using n-octanol as internal standard). The injection port is maintained at 523 K, a temperature sufficiently high to ensure the full vaporisation of the expected reaction components. A temperature program of 40 K increasing to 493 K at a rate of 20 K per minute, remaining isothermal at 493 K for 5 minutes is found to achieve adequate separation of these species from the ethanol/water media. GC-MS analysis is also employed for the identification of sample species using an Agilient 5975C MSD, which uses a HP-5MS column (30 m, 0.25 mm ID, 0.25 µm) otherwise employing the same variables as for GC–FID 137 Chapter 5 analysis. For GC analysis, a known mass (50 ± 5 mg ) of analyte is extracted from the reaction media into 0.4 g of room temperature acetone and 0.8 g of 0.16 mg/g noctanol in acetone, this is followed by the neutralisation of any remaining acid by the addition of 50 mg of NaHCO3. This dilution and cooling procedure ensures that the chemical reaction is effectively quenched. This sample is then filtered through 13 mm thick, 2 µm pore size syringe filters (Acrodisc) to remove any insoluble humic substances that may have been formed, and 1µl of the resulting solution is injected into the sample inlet port of the GC. Identification and quantification of D-fructose, D-glucose, 5-hydroxymethylfurfural and the various sugar-type derivatives is performed on an ion exchange liquid chromatography system (IC) system (Dionex Corp., Sunnydale, CA) equipped with a pulsed amperometric detector (AS, 10 µL sample loop, Dionex Corp., Sunnydale, CA). Analysis is performed at 291 K by isocratic elution with deionised water (18.2 MΩ.cm at a flow rate of 1.1 mL/min) using a Dionex CarboPac PA1 carbohydrate column. The column is reconditioned using a mixture of 0.4 mol/L sodium hydroxide and 0.24 mol/L sodium acetate after each analysis. A 25 mg portion of the sampled reaction media is diluted with 1.0 g of deionised water. As before, 50 mg of NaHCO3 is added to neutralise any acid present. This sample is filtered as described above before being analysed. D-fructose, D-glucose, and 5-hydroxymethylfurfural concentrations are determined by detector calibration to mass prepared standard solutions. In all experiments the quantity of “humins” formed is very small, and so are only determined at the completion of each reaction, when the reaction mixture is filtered through glass fibre paper (Whatman, grade GF/B 2.7 µm). The filter paper is subsequently washed with ethanol and placed in an oven for 24 hours at 378 K. The 138 Chapter 5 mass of the material remaining on the paper is determined by difference and referred to as “humins”. The pH of the reaction samples is also determined in order to measure hydrogen cation concentrations [H+]. An Orion pH Ag/AgCl glass electrode fitted to a VWR Symphony SB70P pH meter is employed. For pH measurements, 0.4 g samples taken from the reaction media are diluted with 10 g of deionised water. The pH meter is calibrated against buffer solutions (VWR 32032.291) of known [H+]. The pH of samples is variable with reaction time and condition but is always in the range of 1.7-2.4. 5.3.4. Measurement uncertainties A reproducibility and repeatability study of Test #1 shows the overall experiment-toexperiment variability to be ± 12%, which is comparable to the majority of the uncertainty estimates below. For GC analysis, experimental measurement uncertainties are; ethyl levulinate (± 9.6%), 5-ethoxymethylfurfural (± 8.2%), Dfructose (± 5.6%) and 5-hydroxymethylfurfural (± 10.1%). Uncertainties in reported [H+] are generally ± 4.5%. In addition to the several identified chemical species discussed in Section 5.4.2.1 five discrete components separated and detected by IC analysis cannot be identified by retention time matching to expected sugar derivatives for which analytical standards are available. Figure 5.2 marks these detections at 1.66, 1.81, 2.11, and 2.41 and 15.27 minutes for a representative chromatogram. These species are termed “unknown # 1-5” for the purposes of discussion. By testing and elimination, it is determined that these detections are not due to the following compounds; ethyl levulinate, 5-ethoxymethylfurfural, levulinic acid, formic acid, dihydroxyacetone, ethyl formate, ethyl α/β-D-glucopyranoside, 139 Chapter 5 H2SO4, furfural, or any species that result from a series of dummy reactions comprising; H2SO4/ethanol, and each of 5-hydroxymethylfurfural, 5- ethoxymethylfurfural, and ethyl levulinate at 351 K for 480 minutes at the most extreme reaction conditions listed in Table 5.2. In this way, it is determined that the unknown species originate from the reaction of D-fructose. As they account for a considerable amount of the total ion chromatograph signal (see Table 5.3), their identity is worthy of some speculation. 300 ethyl fructosides (unknowns #1 & 2) 1.61 and 1.81 mins Detector Response 250 unknown #3 & #4 2.11 and 2.41 mins 5-hydroxymethylfurfural D-fructose 12.50 mins 3.4 mins 200 150 D-mannose 100 D-glucose 10.4 mins (unknown #5) 15.27 mins 7.8 mins 50 0 0 2 4 6 8 10 12 14 16 18 Time / Minutes Figure 5.2 An exemplar ion chromatogram typical of those obtained for Tests #1-7. 140 Chapter 5 Gas chromatography (mol/L) Ion chromatography (mol/L) Ion chromatography (% of total detectable area) Mass % of stoichiometr ic reaction of D-fructose with ethanol accounted for Time (min) Ethyl levulinate 5EMF D-Fructose 5-HMF Ethyl fructosides (Unknowns #1-2) Unknown #3 Unknown #4 Unknown #5 60 0.001 0.016 0.022 0.044 0.044 3.1 7.8 18.5 120 0.005 0.042 0.019 0.051 0.029 3.4 7.1 10.1 51.5 180 0.010 0.066 0.018 0.053 0.026 3.6 6.4 7.2 60.5 240 0.015 0.082 0.017 0.055 0.024 3.3 5.0 4.5 66.9 300 0.018 0.098 0.015 0.051 0.022 3.2 4.8 2.8 71.6 360 0.022 0.118 0.014 0.049 0.020 3.2 3.4 2.5 77.6 420 0.024 0.124 0.015 0.050 0.018 3.0 3.7 1.6 80.7 480 0.028 0.132 0.015 0.049 0.018 2.9 3.0 1.3 83.9 44.8 Table 5.3 Exemplar gas chromatography and ion chromatography data for Test #1 (0.29 mol/L D-fructose, 0.22 mol/L H2SO4, 351 K, in 100% ethanol). This data is also representative of Tests #2-7. Note abbreviations 5-hydroxymethylfurfural (5-HMF) and 5ethoxymethylfurfural (5-EMF). 141 Chapter 5 To separate carbohydrates, the PA1 Carbopac column exploits their weakly acidic nature. At high pH values (supplied by the sodium hydroxide mobile phase) the carbohydrates are partially ionised and can be separated by the anion exchange mechanisms embedded on the column. More acidic carbohydrates bind more strongly to the column and are retained for longer times. Table 5.4 demonstrates the correlation of sugar pKa to retention time for a series of standard carbohydrates tested. Retention Time Carbohydrate pKa methyl glucoside 13.71 1.61 D-galactose 12.39 6.7 D-glucose 12.28 8.2 D-xylose 12.15 10.23 D-mannose 12.08 11.53 D-fructose 12.03 12.52 Table 5.4. (Minutes) Carbohydrate pKa verses retention time at the ion exchange chromatography conditions of this study. 5.3.5. Identification of unknown species Of the five unknowns marked in Figure 5.2 (1.61, 1.81, 2.11, 2.41 and 15.27 mins), it may thus be concluded that #1-4 are of higher pKa than D-fructose or D-glucose. By analogy to the glucose/methanol/acid studies of Saravanamurugan et al.(Saravanamurugan and Riisager 2013), who provide evidence of the formation of various methylated pyranosides and furanosides as intermediate species; it is speculated that the species that are eluted before 2 minutes are ethyl fructopyranoside or fructofuranoside species. It is clear from the temporal evolution of these identities that they are intermediates in the formation of the desired fuel 142 Chapter 5 components. Only Ethyl α-D-glucopyranoside (CAS 34625-23-5) and ethyl β-Dglucopyranoside analytical standards are presently available (Carbosynth Ltd.) and show very similar retention times of 1.68 min and 1.72 minutes respectively under the conditions of separation. This behaviour is consistent with the elutions at 1.61 and 1.81 minutes being similar such as C8H16O6 ethyl pyranosides or analogous ethyl furanoside isomers (for which standards are not available). 300 Detector Response Units 250 200 150 D-galactose Note 1 Response factor for estimating D-xylose k= 294 k=286 D-mannose k=262 D-glucose k=252 D-fructose k=218 concentration of unknown #3, k= 262 30 ethyl glucopyranoside k=128 5-hydroxymethylfurfural k=106.8 dihydroxyacetone k=78 100 50 Note 2. Response factor for estimating concentration of unknowns #1& 2, k=104 25 0 -0.2 0.0 0.2 0.4 0.6 0.8 1.0 Concentration mg/ml Figure 5.3 The pulsed ampermetric detector response for carbohydrate standards. As only very small quantities of D-glucose are detected in any of the experimental tests, it suggests that these entities are more likely fructose derived ethyl fructofuranoside and/or fructopyranoside, C8H16O6 isomers. Henceforth these substances will be termed “ethyl fructosides”. As ethyl fructoside analytical standards are unavailable, these moieties are quantified by standard preparations of ethyl α-D-glucopyranoside and ethyl-β-D-glucopyranoside, which show exactly equivalent response factors on the pulsed amperometry detector (Figure 5.3). Correlation of pKa to retention time infers that unknown #5 (15.27 mins) is more acidic in nature than D-fructose (12.5 mins) and is thus likely be a stable sugar 143 Chapter 5 intermediate. We speculate that unknown #5 is a C6 sugar species intermediate between D-fructose and 5-hydroxymethylfurfural. A detailed discussion supporting this is provided below. Unknown #3 and #4 - Hexose Derivatives The pulsed amperometry detector operates by noting the electrical current generated from analyte oxidation at the surface of a gold electrode. It employs a low detection voltage (0.023 MV) such that only the easily oxidizable functionalities that characterise carbohydrates are detectable at sensitivities an order of magnitude greater than for other classes of analyte. As a result, it can be inferred with a strong degree of confidence that unknowns #3 and 4 (2.11 and 2.41 mins) are either carbohydrates, or similar derivatives with carbohydrate functionalities, eluting very close to known sugar decomposition products such as dihydroxy acetone (2.78 mins), and are thus also likely hexose derivatives. Unknowns #3 and #4 are not considered in the mechanistic analysis. Unknown #5 Angyal et al. (Angyal 1969) proposed that at 293 K, D-fructose in water equilibrates to β-D-fructopyranose (68.2%), α-D-fructofuranose (22.4%), β-D-fructofuranose (6.2%) and α-D-fructopyranose (2.7%). Many other distributions of these species in aqueous systems and accounting mechanisms have been postulated in relation to the synthesis of 5-hydroxymethylfurfural (Caratzoulas and Vlachos 2011; Assary et al. 2012; Zhang and Weitz 2012). There is a general consensus amongst the studies conducted in water (Kimura et al 2011; Akien et al 2012; Assary et al 2012; Swift et al 2013) that α/β-D-fructofuranose is the dominant species (with the open chain form of the sugar also receiving consideration). The recent computational works of Assary 144 Chapter 5 et al. (Assary et al 2012) provide a somewhat independent perspective in relation to the tautomeric behaviour of fructose in water, also concluding that α/β-Dfructofuranose is the thermodynamically favoured isomer. However, there is lack of a similar understanding regarding the tautomeric behaviours of D-fructose in non-aqueous media. In the only study conducted to date in relation to the tautomeric equilibrium of fructose in an alcohol solvent, Kimura et al. (Kimura et al 2013) report on the distribution of fructose tautomers in methanol solvent at 343-423 K without any catalyst. With an iso-topic labelling approach, they found that D-fructose in methanol resulted in various anhydro-α/β-D-fructofuranoses in addition to the four furanose and pyranose isomers proposed by Angyal et al. The authors note that these anhydride species are not present in water at equivalent conditions. Feng et al. conducted an investigation to determine the proton affinities and acid dissociation constants of sugars, calculating theoretical pKa values of various fructofuranoses and fructopyanose isomers in water from theory (Feng et al 2013). Their calculations suggest that fructofuranoses are of higher pKa than fructopyranoses, thus suggesting that unknown #5 is not a fructofuranose structure. However owing to the large deviation between theoretical and experimental pKa values, as noted by these authors, this is by no means a conclusive position. In light of the literature discussion above, suggesting that fructofuranose structures are the main tautomers responsible for 5-hydroxymethylfurfural formation in fructose/water systems, it is assumed for kinetic modelling that α/β-D-fructopyranose must undergo isomerisation to α/β-D-fructofuranose (and/or anhydro fructofuranose structures) before any 5-hydroxymethylfurfural is formed. For Mechanism #4 145 Chapter 5 unknown #5 (intermediate 1) is modelled to be a fructofuranose structure, the likelihood of which is informed by the kinetic model which is discussed in the text. 5.3.6. Quantification of unidentified species As these molecular identities are unknown, their concentrations are estimated considering the average detector response of all tested carbohydrates and carbohydrate-derived standards; see Figure 5.3 for complete details. Detector response values (k) are obtained for the calibration of mass prepared standards of known carbohydrates and oxygenated hydrocarbons at a series of known concentrations in water. Figure 5.3 shows the detector response factor for each carbohydrate. Note that all five tested carbohydrate species show similar response factors, and are each distinct from those of the oxygenated hydrocarbons. This data is used to estimate the detector response factors for the unknown species. Unknowns #1 and #2 elute on the void of the column and are speculated to be ethyl fructoside species and are thus quantified according to the calibration of detector response to the ethyl glucoside standard. Note a small peak derived from both H2SO4 and ethanol is eluted at a retention time of 1.61 minutes (same retention time as ethyl glucoside species), however control reactions with H2SO4/ethanol show that this peak area (detector response) is small in comparison to the peak area generated at 1.61 minutes by the reaction with H2SO4/D-fructose/ethanol. This is incorporated into the quantification of unknown #1 by subtracting areas from the pulsed amperometry detector generated from control reactions with H2SO4/ethanol only. Unknown #5 is speculated to be a carbohydrate fructofuranose (or anhydro fructofuranose) species for kinetic modelling purposes. The detector response factors of all known carbohydrate species fall in the range (218-294, Figure 5.3), the similar 146 Chapter 5 fructofuranose carbohydrate is thus quantified by assuming an average carbohydrate response factor of 262.2. The corresponding quantitative uncertainties are estimated as; unknowns #1 and #2 (ethyl fructosides, ±5%), unknowns #3 and #4 (±2%) and unknown #5, ±12%. 5.4. Results and discussion 5.4.1. Experimental observations and reaction mechanism Figure 5.4 depicts a proposed reaction mechanism for the formation of ethyl levulinate and 5-ethoxymethylfurfural from D-fructose that is derived from both the experimental measurements reported in this study and those conducted by others. Figures 5.5-5.11 show the temporal evolution of the major species for representative ethanol and ethanol/water conditions. 5.4.2. Trace species, not considered in mechanistic analysis Trace amounts of D-mannose, D-glucose, dihydroxyacetone, and 5.5’(oxybis(methylene)bis-2-furfural are observed in each test condition #1-7. Levulinic acid and furfural are also present at <1% and <3% of the initial D-fructose mass respectively Very small quantities of dark insoluble humic products are also formed but never exceed >1.9% of the initial D-fructose mass. Humins formation from hexose sugars, such as D-fructose, is viewed as a rate limiting reaction for the production of high yields of biofuels (Alam et al 2012) in entirely aqueous systems. It is noteworthy that in the ethanol systems of this study, the quantities of humins are grossly lower than those of comparative aqueous systems. Table 5.5 shows mass fractions of species detected but are not considered in the mechanistic analysis. 147 Chapter 5 As all the species listed above are present only in very minor quantities, they offer no significant numerical constraint and are thus not considered in the mechanistic analysis. Figure 5.4 Suggested reaction mechanism for the hydrolysis of D-fructose in condensed phase ethanol/H2SO4.* Depicts species detected with heterogeneous catalysis. 5.4.3. Major species, considered in mechanistic analysis 1. D-fructose 148 Chapter 5 Time/ Minutes Species 60 120 180 240 300 0.98 1.28 1.34 1.51 Unknown 3 0.36 5.10 4.34 4.32 3.56 Unknown 4 5.80 1 3.87 2.50 1.99 0.59 Unknown 5 5.85 1.96 1.98 1.50 0.99 0.96 Furfural Humins 1.41 1.44 1.28 1.25 Unknown 3 0.99 3.28 1.38 1.39 1.28 Unknown 4 4.07 2 2.58 1.87 0.91 0.37 Unknown 5 3.64 n/a n/a 1.32 0.46 0.24 Furfural Humins 1.40 1.14 0.83 0.61 Unknown 3 0.77 3.07 2.36 1.22 2.64 0.67 Unknown 4 3 0.53 0.10 0.03 0.03 Unknown 5 1.89 0.12 0.10 n/a 0.12 0.12 Furfural Humins Unknown 3 1.4 1.36 1.48 1.00 0.86 Unknown 4 4.32 3.16 1.50 1.08 1.22 4 Unknown 5 4.1 2.50 1.70 1.00 0.32 n/a n/a n/a 0.25 0.25 Furfural Humins Unknown 3 0.92 1.46 1.39 1.20 1.27 Unknown 4 4.23 3.24 1.24 1.32 1.14 5 Unknown 5 3.25 2.44 1.83 0.90 0.35 1.45 0.62 0.59 0.06 0.12 Furfural Humins 0.60 0.75 0.95 0.95 Unknown 3 0.38 4.07 4.25 4.59 3.95 Unknown 4 3.92 6 2.24 3.02 2.12 2.30 Unknown 5 3.47 2.93 1.50 1.00 1.6 1.15 Furfural Humins n/a 0.130 0.22 0.37 0.43 Unknown 3 1.08 1.25 1.62 2.98 Unknown 4 0.93 7 1.24 1.634 2.13 2.31 Unknown 5 1.44 n/a n/a n/a n/a n/a Furfural Humins Table 5.5 Mass fractions of species detected but not considered Test # 360 420 1.32 2.9 0.53 0.67 1.26 2.71 0.61 0.39 1.20 0.88 0.20 n/a 0.94 0.79 0.17 n/a 0.45 0.00 0.01 0.12 0.32 0.00 0.00 0.12 1.12 0.92 0.22 n/a 0.94 0.76 0.22 n/a 1.25 0.81 0.18 n/a 0.87 0.75 0.16 n/a 1.03 3.90 2.03 1.08 0.91 3.68 1.99 0.85 0.58 2.89 2.28 n/a 0.66 2.87 2.63 n/a 480 1.25 2.52 0.51 0.29 1.22 0.65 0.51 0.16 n/a 1.42 0.26 0.00 0.00 0.12 1.89 0.54 0.46 0.14 n/a 1.54 0.66 0.54 0.16 n/a 1.76 1.05 3.4 1.83 0.81 0.53 0.68 3.01 2.74 n/a 0.23 in the mechanistic analysis (with the exception of unknown #5) as the detected quantities are not appreciable,( <6 mass % in the worst case). Data reported per time, per test and presented as a mass % of the initial D-fructose used. 149 Chapter 5 The starting reactant, D-fructose, is a mixture of α/β-D-fructopyranose. It is converted to the intended products through the series of intermediate species, and chemical reaction as is discussed in this section. Amongst studies conducted in water (Caratzoulas and Vlachos 2011; Assary et al 2012; Kimura et al 2013) there is a general consensus that α/β-D-fructofuranose is the dominant intermediate species responsible for 5-hydroxymethylfurfural formation (the open chain form of the sugar also receives consideration).The recent computational works of Assary et al.(Assary et al 2012) provide a somewhat independent perspective in relation to the tautomeric behaviour of fructose in water, also concluding that α/β-D-fructofuranose is the thermodynamically favoured isomer. In light of the literature discussion above, suggesting that fructofuranose structures are the main tautomer responsible for 5-hydroxymethylfurfural formation in fructose/water systems, for the purposes of kinetic modelling it is assumed that α/β-D-fructopyranose isomerises to α/β-D-fructofuranose or the anhydro form which is labelled as “intermediate species”. As is discussed later, comparison of kinetic model calculations to experimental data quantitatively assesses this assumption. 2. 5-hydroxymethylfurfural Significant quantities of 5-hydroxymethylfurfural (~ 20% of the initial D-fructose mass) are detected in each of the experimental tests, in both ethanol and ethanol/water media. As would be expected, larger fractions of 5- 150 Chapter 5 hydroxymethylfurfural are observed in the more aqueous media and the complex chemistry responsible is the subject of extensive on-going research. (Caratzoulas and Vlachos 2011; Zhang and Weitz 2012; Kimura et al 2013; Swift et al 2013). The model is intentionally configured to objectively consider the formation of 5hydroxymethylfurfural from two sources. Firstly, the direct dehydration of the fructopyranose starting material: and secondly, by the dehydration of the suggested fructofuranose or anhydro form species (Unknown # 5/intermediate species): 3. Alkyl fructosides Alkyl fructosides have been widely described as an ethylation product of D-fructose (Liu et al 2012; Démolis et al 2014). For example, the formation of methyl fructosides was recently reported by Saravanamurugan et al.(Saravanamurugan et al 2013), apparently identifying β-D-fructopyranoside, β-D-methyl fructofuranoside and α-D-methyl fructofuranoside, when using H-USY zeolites at 393 K. Liu et al. (Liu et al 2012) also note alkyl fructoside formation, when working in ethanol media, ethyl fructofuranosides and ethyl fructopyranosides were observed as dehydration products of D-fructose using NaCl as a catalyst at 373 K. Alkyl fructosides were also detected as a product of D-fructose in a recent study conducted by Tucker et al. (Tucker et al 2013). In the system studied here, ethyl fructosides are detected at the 151 Chapter 5 earliest reaction times sampled, apparently as D-fructose solvates with ethanol. Two distinct peaks, at 1.61 and 1.81 minutes, are apparent in the ion-exchange chromatogram (Figure 5.2). Thus, it is likely that “ethyl fructosides” comprise both ethyl fructopyranosides and ethyl fructofuranosides (208.21 g/mole). The isomers are not distinguished in the mechanistic analysis, where the ratio of pyranosides/furanosides is not partitioned. Ethyl fructoside species are assumed to be formed by the following empirical reaction: As discussed later, in order to reproduce the experimental data, the model shows that the reverse reaction must be considered as a significant process: 4. 5-hydroxymethylfurfural The ethylation of 5-hydroxymethylfurfural to 5-ethoxymethylfurfural is the most accepted pathway accounting for the consumption of 5-hydroxymethylfurfural in an ethanol medium (Saravanamurugan et al 2011; Climent et al 2014). It is noted that Balakrishnan et al.(Balakrishnan et al 2012) and Hu et al. (Hu et al 2013) observed 5-hydroxymethylfurfural diethylacetal when working with solid acid catalysts, concluding that this species is an intermediate in the formation of 5ethoxymethylfurfural. 5-hydroxymethylfurfural is considered to react with one molecule of ethanol to form one molecule of 5-ethoxymethylfurfural: 152 Chapter 5 Figures 5.5(a)-5.11(a) show that the ethyl fructoside concentration is transient. Following the suggestions of Demolis et al. (Démolis et al 2014) 5ethoxymethylfurfural is also considered to be produced by the dehydration of the ethyl fructoside species: 5. Ethyl levulinate The model considers ethyl levulinate to form stoichiometrically from the hydration of 5-ethoxymethylfurfural consistent with the prevalent position in the literature (Peng et al 2011; Saravanamurugan et al 2011; Démolis et al 2014). Here, it is worth noting that Balakrishnan et al. (Balakrishnan et al 2012) report the acetalisation of 5-ethoxymethylfurfural to 5-ethoxymethylfurfural diethylacetal at 348 K using Amberlyst-15) to be competitive with the intended hydration to ethyl levulinate. Though we do not preclude the formation of 5-ethoxymethylfurfural diethylacetal, as the species is not detected, it is not considered in the mechanistic analysis. Later, when discussing the model calculations, we show that this imposition results in the model calculated ethyl levulinate fractions to sometimes vary by approximately a factor of two relative to experiment when the 5ethoxymethylfurfural concentration is very accurately reproduced, indicating a deficiency in this particular mechanistic proposition suggesting that there is another pathway accounting for ethyl levulinate formation. Figure 5.6 provides a glossary of structures as discussed in this Section. 153 Chapter 5 Species Structural Formula Comments Starting α/β-D-fructopyranose material used in experiments. Referred to as D- fructose”. The most prominent fructose α/β-D-fructofuranose tautomer responsible for 5- hydroxymethylfurfural formation. α/β-D-glucopyranose Referred to in the text as “Dglucose”. One of two isomers referred to α/β-D-ethyl fructofuranoside in text as “ethyl fructosides” together with α/β-D-ethyl pyranoside below. One of two isomers referred in α/β-D-ethyl fructopyranoside text as together “ethyl with fructosides” α/β- D-ethyl furanoside above. An examplar anhydro-fructose species as reported by Kimura et 1,6-anhydro-α-D-fructofuranose al. in methanol solution. A purported stable intermediate between D-fructose and 5- hydroxymethylfurfural. 5-hydroxymethylfurfural diethylacetal The 5-hydroxymethylfurfural diethylacetal structure reported by Balakrishnan et al. 2012. The 5-ethoxymethylfurfural diethylacetal structure reported 5-ethoxymethylfurfural diethylacetal by Balakrishnan et al. 2012 and Hu et al. 2012. Table 5.6 Glossary of carbohydrate structures and notes on terminology used in text. 154 Chapter 5 0.20 1.4 Concentration, mol/L Concentration, mol/L 1.6 intermiediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethoxymethylfurfural ethyl levulinate 0.25 0.15 0.10 140 mass accounted for formic acid water ethanol consumed (b) 120 100 1.2 80 1.0 60 0.8 0.6 40 0.4 20 0.05 0.2 0.00 0 % mass of stoichiometric reaction of D-fructose with ethanol 1.8 (a) D-fructopyranose 0.30 0.0 0 100 200 300 400 0 500 100 200 300 -20 500 400 Time/ Minutes Time / Minutes Figure 5.5 Species fractions for Test #1, D-fructose/H2SO4 (0.29/0.09 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). 0.20 140 mass accounted for formic acid water ethanol consumed 1.6 1.4 0.15 0.10 0.05 (b) 120 100 1.2 80 1.0 60 0.8 0.6 40 0.4 20 0.2 0.00 0 % mass of stoichiometric reaction of D-fructose with ethanol Concentration, mol/L 0.25 1.8 (a) Concentration, mol/L D-fructopyranose intermediate species ethyl fructosides 5-hydroxymethyl furfural 5-ethoxymethyl furfural ethyl levulinate 0.30 0.0 0 100 200 300 400 500 Time / Minutes 0 100 200 300 400 -20 500 Time/ Minutes Figure 5.6 Species fractions for Test #2, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). 155 Chapter 5 1.6 1.4 Concentration, mol/L 0.20 0.15 0.10 140 mass accounted for formic acid water ethanol consumed (b) 120 100 1.2 80 1.0 60 0.8 0.6 40 0.4 20 0.05 0.2 0.00 0 % mass of stoichiometric reaction of D-fructose with ethanol intermediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethoxymethylfurfural ethyl levulinate 0.25 Concentration, mol/L 1.8 (a) D-fructopyranose 0.30 0.0 0 100 200 300 400 0 500 100 200 300 -20 500 400 Time/ Minutes Time / Minutes Figure 5.7 Species fractions for Test #3, D-fructose/H2SO4 (0.29/0.32 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). (b) 100 0.08 0.05 0.03 80 60 0.4 40 0.2 20 0 0.00 % mass of stoichiometric reaction of D-fructose with ethanol 120 0.6 Concentration / M 0.10 140 mass accounted for formic acid water ethanol consumed 0.8 intermediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethxoy methyllfurfural ethyl levulinate 0.13 Concentration, mol/L (a) D-fructopyranose 0.15 0.0 0 100 200 300 Time / Minutes 400 500 0 100 200 300 400 -20 500 Time/ Minutes Figure 5.8 Species fractions for Test #4, D-fructose/H2SO4 (0.15/0.11 mol/L) at 351 K, in 100% ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). 156 Chapter 5 0.22 0.15 0.07 SI6(b) 120 100 80 1.5 60 1.0 40 20 0.5 0 0.00 % mass of stoichiometric reaction of D-fructose with ethanol 2.0 Concentration, mol/L 0.30 140 mass accounted for formic acid water ethanol consumed 2.5 intermediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethoxymethylfurfural ethyl levulinate 0.38 Concentration, mol/L SI6(a) D-fructopyranose 0.45 0.0 0 100 200 300 400 500 0 100 Time / Minutes 200 300 -20 500 400 Time/ Minutes % mass of stoichiometric reaction of d-fructose with ethanol Figure 5.9 Species fractions for Test #5, D-fructose/H2SO4 (0.43/0.34 mol/L) at 351 K, in 100 % ethanol. Mechanism #4. Experimental values (symbols), model calculations (lines). 1.6 1.4 Concentration, mol/L 0.20 0.15 0.10 140 mass accounted for formic acid water ethanol consumed (b) 120 100 1.2 80 1.0 60 0.8 0.6 40 0.4 20 0.05 0.2 0.00 0 % mass of stoichiometric reaction of d-fructose with ethanol intermediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethoxy methylfurfural ethyl levulinate 0.25 Concentration mol/L 1.8 a) D-fructopyranose 0.30 0.0 0 100 200 300 400 Time / Minutes 500 0 100 200 300 400 -20 500 Time/ Minutes Figure 5.10 Species fractions for Test #6, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in 88/12 mass % ethanol/water. Mechanism #4. Experimental values (symbols), model calculations (lines). Note, water concentrations shown are additional to the 12% water media. 157 Chapter 5 1.6 1.4 Concentration, mol/L 0.30 0.25 0.20 0.15 0.10 400 60 0.8 0.6 40 0.4 20 0.0 300 100 80 0.00 200 120 1.0 0.2 100 5(b) 1.2 0.05 0 140 mass accounted for formic acid water ethanol consumed 500 0 0 100 Time / Minutes 200 300 400 % mass of stoichiometric reaction of D-fructose with ethanol intermediate species ethyl fructosides 5-hydroxymethylfurfural 5-ethoxymethylfurfural ethyl levulinate 0.35 Concentration, mol/L 1.8 5(a) D-fructopyranose 0.40 -20 500 Time/ Minutes Figure 5.11 Species fractions for Test #7, D-fructose/H2SO4 (0.29/0.22 mol/L) at 351 K, in a 76/24 ratio by mass % ethanol/water ratio. Mechanism #4. Experimental values (symbols) model calculations (lines). 5.4.4. Hydrogen cation concentrations The reaction rate accelerating influence of hydrogen cations is embodied in the kinetic model by the imposition of an empirically determined hydrogen cation concentration, [H+]. H2SO4 dissociation in 100% water is well defined by Sippola (Sippola 2012) and described by the following reactions: In aqueous solution R1 is fast and the acid fully dissociates (as H3O+ fully dissociates to H+ + H2O), however HSO4- does not completely dissociate (pKa 1.92) (Sippola 2012). No robust kinetic or thermodynamic information is available for H2SO4 dissociation in an ethanol medium. Consequently, the [H+] measurements are evaluated using the reaction equilibrium constant parameters derived by Que et al. (Que et al 2011) for H2SO4 dissociation in water. The relations of Que et al. describe the equilibrium of R1 and R2 as a function of temperature and concentration and are implemented in a numerical model through Matlab with a balance of each atomic 158 Chapter 5 species. By this procedure, any change in equilibrium of R1 and R2 due to changes in temperature and concentration when samples are diluted with water and cooled to 298 K during the analytical quenching process are accounted for. Using these equilibrium constants, a 0.22 mol/L H2SO4 solution in water at 351 K dissociates to 0.36 mol/L [H+], rather than 0.44 mol/L [H+] as may be commonly assumed. To provide more meaningful representations, the [H+] determined experimentally are presented in Figure 5.12 by normalisation to the Que et al. equilibrium [H+] for the equivalent water systems. This presentation assumes that the relations derived by Que et al. for aqueous systems are also valid for ethanol systems. From Figure 5.12, in the entirely aqueous medium, the measured [H +] remains consistent with the dissociation values of Que et al. for the duration of the test. Note that the initial maximum observed experimentally in aqueous systems is closely, but not exactly consistent, to the suggested equilibrium value. In ethanol media, two features are noted. Firstly the peak [H+] dissociated is ~70-90% of that of the aqueous system. This is to be expected due to the decrease in dielectric constants between water and ethanol (Bell 1973). More importantly, for all conditions studied it is evident that the [H+] is a dynamic function of time, showing an initial rapid decrease in the first 30 minutes of reaction followed by a further more gradual decrease until an equilibrium is reached. 159 Measured hydrogen cation concentration normalised to the theoretical H2SO4 dissociation at 351K in water Chapter 5 100 80 60 40 20 0 0.09 M H2SO4 (100/0) 0.22 M H2SO4 (100/0) 0.32 M H2SO4 (100/0) 0.22 M H2SO4 (76/24) 0.22 M H2SO4 (88/12) 0.22 M H2SO4 (0/100) 100 200 300 400 500 Time / Minutes Figure 5.12 Hydrogen cation (H+) behaviour at reaction conditions of Table 5.2 where brackets donate ethanol/water mass ratio. [H2SO4] dissociation equilibrium is calculated by the relations of Que et al. GC-MS analysis shows that this degradation in [H+] is associated with the formation of ethyl hydrogen sulphate, presumably corresponding to the reaction of a protonated ethanol molecule with the HSO4- ion resulting from R1 above: Formic acid is expected to be present as an intermediate species. Figures 3-5 and SI3-SI6 estimate the maximum [formic acid] generated by the reaction system as 0.08 mol/L, compared to [H2SO4] of 0.09 mol/L, 0.22 mol/L, 0.32 mol/L. However, as formic acid dissociation is weak (pKa 3.75), its contribution to the total [H+] is insignificant (~1%) in comparison to that of H2SO4. Therefore its dissociation is not explicitly included in the model, but is implicit in the global [H+] population via the pH measurements. The following equations are used in the model to embody the effect of [H+]: 160 Chapter 5 Equations of the form -x -x y = y0 +A1 ×(1-eT1 )+A2 ×(1-eT2 ) are utilised to accurately incorporate the empirical measurements of [H+] to the kinetic model in a time dependent manner for the 100% ethanol tests. -x ⁄ 2.1E-3 Test #1 : y = 1.1E-01 - 3.6E-02 × -x⁄ 1.1E01 ) 1-e ( Test #2 : y = 3.3E-01 - 4.7E-02 × (1-e - 2.3E-02 × (1-e ) -x⁄ 4.1 ) Test #3 : y = 4.4E-01 - 1.3E-01 × (1-e -x⁄ 7.9E01 ) - 1.1E-01 × (1-e -x⁄ 3.0E2 ) -x ⁄ 4.3E-01 - 7.9E-02 × 1-e ( ) As [H+] behavior is not as complicated in water, more simple relations are sufficient to accurately incorporate the empirical measurements of [H+] to the kinetic model: Test #6: (90 ethanol/ 20 water): y=-0.0002(x)+0.2874 Test#7: (80ethanol/water): 5.4.5. y=-0.0002(x)+0.3134 Kinetic model Presently, a detailed and fundamental comprehension of the reaction kinetics involved in the conversion of sugars to simpler oxygenated or hydrocarbon molecules is beyond the state-of-the-art (Swift et al 2013). Many efforts are pursuing this goal in aqueous systems by a variety of experimental, theoretical and modelling approaches (Kimura et al 2011, Assary and Curtiss 2012; Assary et al 2012; Swift et al 2013). In those systems, as here, the initial information requiring definition is of the chemical reaction pathways through which the major portion of the chemical flux is converted. This information is obtainable through the coupling of experimentally determined species mass fractions, through a series of conservation equations, into a 161 Chapter 5 chemical model that describes a reaction mechanism with numerical rigour. A relatively simple reaction mechanism is formulated to provide a basic comprehension of the system’s chemistry (see Figure 5.13) both from considering experimental observations from this study and from consulting pertinent computational and experimental evidence from the literature. In the modelling, a conservation of D-fructose mass is imposed, constraining the modelling analysis such that experimental datasets are objective tests with which to evaluate the veracity of the chemical reaction mechanism proposed. By evaluating this model against reliable time-resolved experimental data, the chemical timescales involved in each inter-conversion (empirical rate constants) may also be estimated. Figure 5.13 presents the reaction mechanism(s) proposed for testing against the experimental datasets through kinetic modelling. To achieve this, a set of ordinary differential equations are defined, each assuming a pseudo-first order dependence to the empirically determined [H+]. Each differential equation is of the form: d [ D-fructose] dt = - (k1 × [H+ ] × [D-fructose]) which considers D-fructose as an example, where kx designates the rate constant derived by the model for each reaction, always considering the entire data set of Table 5.2. 162 Chapter 5 Figure 5.13 Reaction mechanism derived from experimental observations and kinetic modelling. k7 and k8 are derived from Mechanism #3 for Tests #6-7 where water is added to the reaction media. Four discreet chemical mechanisms comprised of the reactions and rate constants designated by “kx” in Figure 5.13 are iteratively considered. Each mechanism includes k1-k3 describing the sequential reaction of D-fructose, to 5- hydroxymethylfurfural, to 5-ethoxymethylfurfural, to ethyl levulinate. Further reactions are additionally considered to more completely describe the reacting flux: Mechanism #1: k1-k3. Mechanism #2: k1-k3, k4, k6. 163 Chapter 5 Mechanism #3: k1-k3, k4, k5. Mechanism #4: k1-k3, k4, k5, k7, k8, where, k1-5 derived from Mechanism #3 are given to the model as constraints to derive and k7-8. 5.4.6. Computational methods The rate constants associated with each reaction are determined by the minimization of errors between the experimental measurements and the kinetic model calculated species fractions for each set of ordinary differential equations, via multiple linear regressions. The fminsearch error minimization protocol based on the Nelder-Mead optimization method (Lagarias et al 1998) is implemented using Matlab to determine the numerical rate constant term kx that allows for best reproduction of the data. The following assumptions and rules are applied in formulating the model and are important when analysing the model calculations to the chemical reality of the system: 1. Reaction conditions are homogeneous, isobaric and isothermal. 2. The reaction proceeds according to the mechanisms defined in Figure 5.13. 3. The mass owing to the stoichiometric reaction of D-fructose with ethanol is conserved. 4. Reaction rates are pseudo-first order with respect to the concentrations of hydrogen cation and sugar or sugar-derived reactants. i.e. the individual reaction rates are independent of the ethanol/water concentration. The calculated species fractions and corresponding reaction rate constants are presented in Figures 5.5(a)-5.11(a) (as lines) and in Tables 5.7-5.10. The degree to which the model calculations reproduce the experimental data is determined using 164 Chapter 5 the normalised root mean square error (R2), Tables 5.7-5.10. A mechanism fidelity index is also considered to provide an objective evaluation of the overall fidelity of the chemical mechanism to the chemical reality, it is defined as: D − 𝑓𝑟𝑢𝑐𝑡𝑜𝑠𝑒 𝑚𝑎𝑠𝑠 % 𝑐𝑜𝑛𝑠𝑖𝑑𝑒𝑟𝑒𝑑 𝑥 𝑅 2 The differential equations formulated for each mechanism are displayed below: Mechanism #1 1. 2. d [D-fructose] = - (k1 × [H+ ] × [D-fructose]) dt d [5-hydroxymethylfurfural] = dt (k1 × [H+ ] × [D-fructose]) – (k2 × [H+ ] × [5-hydroxymethylfurfural]) 3. d [5- ethoxy methyl furfural] dt = ([k2 × [H+ ] × [5-hydroxymethylfurfural]) - (k3 × [H+ ] × [5-ethoxymethylfurfural]) 4. d [ ethyl levulinate] dt = (k3 × [H+ ] × [5-ethoxymethylfurfural]) Mechanism #2 5. 6. 7. d [ D-fructose] = - (k1 × [H+ ] × [D-fructose]) + (k4 × [H+ ] × [D-fructose]) dt d [ ethyl fructosides] dt = (k4 × [H+ ] × [D-fructose]) - (k6 × [H+ ] × [ethyl fructosides]) d [ 5-hydroxymethylfurfural] = dt (k1 × [H+ ] × [D-fructose]) - (k2 × [H+ ] × [5-hydroxymethylfurfural]) 8. d [ 5-ethoxymethylfurfural] dt + (k2 × [H ] × [5-hydroxymethylfurfural]) + (k6 × [H+ ] × [ethyl fructosides]) ) - (k3 × [H+ ] × [5-ethoxymethylfurfural]) 9. d [ ethyl levulinate] dt = (k3 × [H+ ] × [5-ethoxymethylfurfural]) 165 Chapter 5 Mechanism #3 10. d [ D-fructose] = dt -(((k1 ×[H+ ] × [D-fructose]) + (k4 × [H+ ] × [D-fructose])) + (k5 × [H+ ] × [ethyl fructosides]) 11. 12. d [ ethyl fructosides] dt = (k4 × [H+ ] × [D-fructose]) - (k5 × [H+ ] × [ethyl fructosides]) d [ 5-hydroxymethylfurfural] = dt (k1 × [H+ ] × [D-fructose]) - ((k2 × [H+ ] × [5-hydroxymethylfurfural])) 13. d [5- ethoxy methyl furfural] = dt (k2 × [H+ ] × [5-hydroxymethylfurfural]) - (k3 × [H+ ] × [5-ethoxymethylfurfural]) 14. d [ ethyl levulinate] dt = (k3 × [H+ ] × [5-ethoxymethylfurfural]) Mechanism #4 15. d [ D-fructose] = dt ((k1 ×[H+ ] × [D-fructose]) + (k4 × [H+ ] × [D-fructose])+(k9 × [H+ ] × [D-fructose])) + (k5 × [H+ ] × [ethyl fructosides]) 16. 17. 18. d [ intermediate species] = (k7 × [H+ ] × [D-fructose]) - (k8 × [H+ ] × [ intermediate-species]) dt d [ ethyl fructosides] dt = (k4 × [H+ ] × [D-fructose]) - (k5 × [H+ ]× [ethyl fructosides]) d [5-hydroxymethylfurfural] = dt ((k1 × [H+ ] × [D-fructose]) + (k8 × [H+ ] × [intermediate species])) ((k2 × [H+ ] × [5-hydroxymethylfurfural])) 19. d [5- ethoxy methyl furfural] dt = (k2 × [H+ ] × [5-hydroxymethylfurfural]) - (k3 × [H+ ] × [5-ethoxymethylfurfural]) 20. d [ ethyl levulinate] dt = ((k3 × [H+ ] × [5-ethoxymethylfurfural])) 166 Chapter 5 5.4.7. Chemical reaction mechanism and kinetics discussion Reaction mechanisms #1-4 are tested against the experimental data and their validity judged by the mechanism fidelity index (see Table 5.7-5.10). Mechanism #1 returns an average fidelity index of 0.37 across tests #1-5 (see Table 5.7), and as low 0.12 for Test #1. As this mechanism considers only D-fructose, 5-hydroxymethylfurfural, 5-ethoxymethylfurfural and ethyl levulinate, the low fidelity indices indicate the poor quality of experimental data reproduction. The omission of the intermediate species and the speculated ethyl fructoside species in particular, invalidates this mechanism. The poor fidelity index of this simple mechanism highlights the complexity of the conversion processes involved. In addition to these species, Mechanisms #2 and #3 both also consider the importance of ethyl fructoside species in deciphering the mechanism, their formation is considered via k4 (Figure 5.13). Their consumption to form 5- ethoxymethylfurfural is considered in Mechanism #2 by the inclusion of k6, whereas in Mechanism #3, it is considered by allowing the reversible dehydration of ethyl fructosides to the D-fructose starting material through k5. Across the ethanol media experiments, Mechanism #2 returns an average fidelity index of 0.52 compared to 0.57 for Mechanism #3 (Tables 5.8 and 5.9). As the same amount of mass is considered in both mechanisms, Mechanism #3 is thus a more accurate representation of the chemical reality. In addition to the species of Mechanism #3, Mechanism #4 considers intermediate species where the rate constants derived in Mechanism #3 are used as constraints to accurately evaluate k7-k8. Flood et al. (Flood et al 1996) report a value of 1.5E-3 s-1 for the tautomerisation of fructopyranose to fructofuranose in a 90/10 v/v% ethanol/water solution at 351 K without [H+]. For the same transformation in 100% 167 Chapter 5 ethanol, the model of this study shows rate constants of 7.5 E-4, which is 50% slower than reported by Flood et al. in the absence of H+. This suggests that unknown #5 is not a fructofuranose species and that the purported pyranose/furanose isomerisation may be too quick to be isolated by the methods employed in this study. Never the less it’s inclusion in the model as an intermediate between fructopyranose and 5-hydroxymethylfurfural is important in obtaining a high fidelity model. Mechanism #4 returns the best fidelity index of those tested, averaging to 0.62 for Tests #1-5 (Table 5.10) and is thus the focus of discussion. Table 5.10 shows the reaction rate constants deduced by the kinetic modelling analysis employing Mechanism #4 for each experimental condition. The degree to which each rate constants derived from each test condition is consistent provides an indication of the accuracy of the particular estimation in the context of the reaction mechanism analysed. Note that the rate constants derived from tests with 100% ethanol (#1-5) are closely consistent, always within a-factor-of-two (with exception of k3, a-factor-of-four) in the worst case, and often agree much more closely. It is noticeable that the rate constants for the dehydrations are approximately an order of magnitude lower in the aqueous systems than in entirely ethanol systems. For example the addition of 12 mass % water to the solvent media depresses the reaction rates by approximately an order of magnitude, the rate being further suppressed by a further order of magnitude by the addition of 24 mass % water. Note that when in aqueous media, the reversible reaction of D-fructose to ethyl fructosides favours the formation of D-fructose (Tests #6-7), but when in an entirely ethanol medium the equilibrium is adjusted toward ethyl fructoside formation. Thus the addition of water pushes the equilibrium from ethyl fructoside (k4) to D-fructose (k5). 168 Chapter 5 The model over estimates ethyl levulinate formation by approximately a factor of two as can be seen in Figures 5.5-5.11. The mathematical error minimisation functions prioritise the reproduction of 5-ethoxymethylfurfural in preference to ethyl levulinate. This is so, as the 5-ethoxymethylfurfural data is more constraining to the model overall, as it bares closer connection to the other species measured, than do the ethyl levulinate measurements. As the D-fructose mass is conserved by the model, but experimentally not all D-fructose mass was associated with discrete chemical entities, over estimations are to be expected. Table 5.10 suggests that the slowest reaction in the system is the hydration of 5ethoxymethylfurfural to ethyl levulinate. This may present reaction engineering opportunities to push the reaction towards 5-ethoxymethylfurfural production rather than towards ethyl levulinate using dehydrating agents. That the model accurately estimates ethyl levulinate concentrations while overestimating those of 5ethoxymethylfurfural indicates a deficiency in the postulated mechanism, suggesting that 5-ethoxymethylfurfural is not the sole intermediate responsible for ethyl levulinate formation. Hu et al. (Hu et al 2013) provide a possible alternative route suggesting that 5-hydroxymethylfurfural diethylacetal degrades to levulinic acid which subsequently esterifies by reaction with ethanol to ethyl levulinate. As already stated, trace quantities of levulinic acid are detected in the reaction system; examinations of this pathway present an avenue for further study. The mass conserved modelling approach has developed baseline kinetic parameters and highlighted mechanism deficiencies and species intermediates to be considered in future model development. . 169 Chapter 5 Rate constants with Mechanism #1 Test # [H2SO4] (mol/L) [D-Fructose] (mol/L) Ethanol/Water Mass Ratio k1 (s-1) k2 (s-1) k3 (s-1) R2 1 0.09 0.29 100 1.1 E-3 1.0 E-3 4.3 E-4 0.20 2 3 4 5 0.22 0.32 0.11 0.34 100 100 100 100 7.6 E-4 6.8 E-4 7.8 E-4 7.6 E-4 8.1 E-4 7.5 E-4 6.2 E-4 6.3 E-4 7.5 E-4 7.5 E-4 1.6 E-4 1.5 E-4 1.7 E-4 1.8 E-4 2.2 E-4 0.67 0.61 0.51 0.50 0.50 0.29 0.29 0.15 0.43 Mean of Tests #1-5 Mechanism Fidelity Index 0.12 0.52 0.46 0.39 0.35 0.37 Table 5.7 Rate constants derived from the modelling of Mechanism #1. Rate Constants (k) identification numbers are as described in Figure 5.13. Rate constants with Mechanism #2 Test # [H2SO4] (mol/L) 1 2 3 4 5 0.09 0.22 0.32 0.11 0.34 [DFructose] (mol/L) 0.29 0.29 0.29 0.15 0.43 Mean of Tests #1-5 Ethanol/Water Mass Ratio k1 (s-1) k4 (s-1) k6( s-1) k2( s-1) k3 (s-1) R2 Mechanism Fidelity Index 100 100 100 100 100 7.3E-4 6.1E-4 3.1E-4 4.4E-4 1.0E-3 6.2E-4 9.1E-4 2.2E-3 4.3E-4 6.0E-4 1.5E-3 1.1E-3 1.9E-3 3.3E-3 2.0E-3 9.1E-4 5.0E-4 1.7E-3 4.1E-4 2.8E-5 3.3E-4 2.8E-4 2.4E-4 2.6E-4 4.0E-4 8.0E-5 1.3E-4 1.4E-4 1.4E-4 1.8E-4 0.41 0.79 0.69 0.80 0.69 0.68 0.29 0.66 0.53 0.60 0.53 0.52 Table 5.8 Rate constants derived from the modelling of Mechanism #2. Rate Constants (k) identification numbers are as described in Figure 5.13. 170 Chapter 5 Rate constants with Mechanism #3 Test # [H2SO4] (mol/L) [D -Fructose] (mol/L) Ethanol/Water Ratio k1 (s-1) k4 (s-1) k5 (s-1) k2 (s-1) k3(s-1) R2 Mechanis m Fidelity Index 1 2 3 4 5 0.09 0.22 0.32 0.11 0.34 0.29 0.29 0.29 0.15 0.43 100 100 100 100 100 2.0E-3 1.7E-3 1.4E-3 1.2E-3 1.8E-3 2.2E-3 3.0E-3 2.2E-3 2.8E-3 2.7E-3 3.0E-3 1.6E-3 1.0E-3 2.5E-3 1.1E-3 1.3E-3 8.0E-4 5.5E-4 8.0E-4 7.8E-4 4.5E-4 1.3E-4 1.3E-4 1.5E-4 1.4E-4 0.65 0.83 0.72 0.82 0.74 0.46 0.69 0.55 0.62 0.52 1.6E-3 2.6E-3 1.8E-3 8.5E-4 2.0E-4 0.75 0.57 1.5E-4 5.0E-5 1.3E-4 1.4E-4 1.0E-4 8.7E-4 8.5E-5 1.3E-5 3.0E-5 N/A 0.31 0.81 0.25 0.62 Mean of Tests #1-5 6 7 0.22 0.22 0.29 0.29 88/12 76/24 Table 5.9 Rate constants derived from the modelling of Mechanism #3. Rate Constants (k) identification numbers are as described in Figure 5.13. 171 Chapter 5 Table 5.10 Reaction rate constants derived from modelling of experimental data with Mechanism #4. Chemical reactions are assigned to each rate constants (kx) in Figure 5.13 .The yield of 5-ethoxymethylfurfural (EMF) and ethyl levulinate (EL) refers to their combined mass at 480 minutes relative to the mass of stoichiometric reaction of D-fructose with ethanol. 172 Chapter 5 The importance of the pH measurements to the analysis is to be noted. Neglecting the transient nature of [H+] in the model, or assuming that its value corresponds to the fully dissociated, twice [H2SO4], as is common, or assuming it remains otherwise constant, may not result in accurate kinetic or mechanistic conclusions. To test this hypothesis, the kinetic model is exercised with Mechanism #4 using the rate constants deduced from experiment (Table 5.10) as input taking Test #2 as an example reaction condition Assuming the [H+] is equal to the equilibrium distributions derived by Que et al.(Que et al 2011) (0.36 mol/L compared to 0.44 mol/L for full dissociation) as a constant rather than a transient term predicts an [5ethoxymethylfurfural] of 0.10 mol/L after 480 minutes compared to 0.16 mol/L when the transient nature of [H+] is incorporated. This is of integral significance when compared to the actual experimental value of 0.16 mol/L. It is likely that this behaviour will also be pertinent to acid hydrolysis in other organic solvents. The imposition of conservation of D-fructose mass allows the model to make quantitative time resolved predictions of species that are not measured by experiment but are defined in the kinetic model, such as ethanol, water and formic acid. These calculations are displayed in Figures 5.5-5.11 show that the concentrations of ethanol consumed in the reaction are in the range of 0.1-0.3 mol/L, approximately equivalent to the concentrations of the D-fructose starting material. It is also interesting to note that according to this analysis the model estimates water to be formed at a ratio of approximately 3-4 moles per mole of sugar reactant. As discussed below, significant quantities of water are shown to retard the overall rate of reaction, but the model shows the extent of incipient water production not to produce such a significant effect. 173 Chapter 5 5.4.8. Yield analysis The suggested reaction mechanism (#4) indicates the global chemical equation below to account for the formation of 5-ethoxymethylfurfural and ethyl levulinate: As ethanol is in excess, the yield is reported with respect to the mass % sum of the Dfructose and ethanol stoichiometric reaction to the target molecules of 5ethoxymethylfurfural and ethyl levulinate. For the optimal condition investigated, Test #3 after 480 minutes, 63% of this mass is valorised to 5-ethoxymethylfurfural and ethyl levulinate. Though the focus of this study is mechanistic rather than yield optimisation, comparison with the data obtained by Balakrishnan et al. (Balakrishnan et al 2012) is relevant. Using 10 mole % silica embedded H2SO4 at 383 K for 24 hours, molar yields of 69% 5-ethoxymethylfurfural and 17% ethyl levulinate are reported. Assuming the global equations above are also valid for the Balakrishnan et al. study, the corresponding mass yield is a comparable 59%. However, it should be noted that the acid to D-fructose molar ratio of Balakrishnan et al. is ~ 1:10, whereas this study employs the more aggressive 1:1, but with lower temperatures and pressures and shorter time scales. 5.4.9. Volumetric energy density The practicality of the synthesis of 5-ethoxymethylfurfural and ethyl levulinate, as transportation fuels, from ethanol is evaluated by considering the energy valorisation achieved through reaction with the lignocellulose derived sugar. Note that for ground transportation fuels the evaluation of energy valorisation is most meaningful on a 174 Chapter 5 volumetric basis. In this regard, the higher mass per volume density of 5ethoxymethylfurfural is of key importance. Consulting Table 1, the enthalpy of combustion of ethanol is 7.63 kcal/mL, that of 5-ethoxymethylfurfural 8.66 kcal/mL and ethyl levulinate 7.53 kcal/mL. From this analysis the optimal synthesis achieved in this study is considered by analysing Figures 5.5-5.11 for the condition and residence time at which the highest volumetric energy density occurs, considering 5ethoxymethylfurfural and ethyl levulinate as viable fuel components. This occurs for Test #2 (Figure 5.6(a)) after 420 minutes, producing a 0.16/0.05 mol/L mixture of 5ethoxymethylfurfural/ethyl levulinate, where Figure 5.6(b) shows an ethanol consumption of 0.26 mol/L. Again, using the model derived R5 and R6; 15.2 mLs of ethanol is converted to 22.4 mLs 5-ethoxymethylfurfural and 7.2 mLs of ethyl levulinate. This represents an energy valorisation of an additional ~215% with respect to the energy density of the ethanol consumed. It is also worth noting that this value would increase further if other intermediates were to be considered as fuel components, e.g. 5-hydroxymethylfurfural. 5.5. Conclusions The advanced biofuel candidates, ethyl levulinate and 5-ethoxymethylfurfural, are synthesised from α/β-D-fructopyranose (D-fructose) in a condensed phase homogeneous sulphuric acid ethanol system at 351 K. D-fructose, 5- hydroxymethylfurfural, 5-ethoxymethylfurfural, ethyl levulinate and intermediate products, are quantified as major species fractions, summing to 45-85% of the initial fructose mass, with furfural, D-glucose and D-mannose quantified as minor species fractions, always summing to <5% of the initial fructose mass. 175 Chapter 5 Pursuing a mechanistic comprehension, a kinetic model analysis shows that the fructopyranose starting material is unlikely to undergo direct transformation to 5hydroxymethylfurfural indicating at least one stable reaction intermediate is required for 5-hydroxymethylfurfural production. The model further proposes that experimentally observed ethyl fructoside species are preferentially converted back to the D-fructose starting material rather than undergoing further hydrolysis to 5ethoxymethylfurfural, which is produced by the ethylation of 5- hydroxymethylfurfural. The modelling analysis identifies the hydration of 5ethoxymethylfurfural to ethyl levulinate as the slowest reaction in the system and that this is not the sole pathway responsible for ethyl levulinate formation. The presence of water in the solvent medium is shown to aggressively retard the overall rate of reaction with respect to an entirely ethanol medium. Importantly, in ethanol media, the hydrogen cation concentration is shown to be a dynamic function of time and not catalytically recycled. Incorporating this behaviour in the kinetic modelling analysis is demonstrated to be crucial to deriving meaningful kinetic and mechanistic parameters. 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Volume 1-Results of screening for potential candidates from sugars and synthesis gas.” Yan, K., Wu, G., Lafleur, T., Jarvis, C. (2014) “Production, properties and catalytic hydrogenation of furfural to fuel additives and value-added chemicals,” Renewable and Sustainable Energy Reviews, 38, 663–676. Yan, K., Wu, G., Wen, J., Chen, A. (2013) “One-step synthesis of mesoporous H 4 SiW 12 O 40-SiO 2 catalysts for the production of methyl and ethyl levulinate biodiesel,” Catalysis Communications, 34, 58–63. Yang, G., Pidko, E.A., Hensen, E.J. (2012) “Mechanism of brønsted acid-catalyzed conversion of carbohydrates,” Journal of Catalysis, 295, 122–132. Yang, Y., Hu, C., Abu-Omar, M.M. (2012) “Conversion of glucose into furans in the presence of AlCl3 in an ethanol-water solvent system,” Bioresource Technology, 116, 190–194. 182 Chapter 5 Zhang, J., Weitz, E. 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(2014) “Kinetics of glucose ethanolysis catalyzed by extremely low sulfuric acid in ethanol medium,” Chinese Journal of Chemical Engineering, 22(2), 238–242. 183 Chapter 6 Chapter 6: A Low Temperature Kinetic Model for the Ethanolysis of D-Fructose to 5Ethoxymethylfurfural in a One-Pot-Synthesis In this Chapter a kinetic and mechanistic study is conducted on the one-pot ethanolysis of D-fructose to 5-ethoxymethylfurfural. Whilst Chapter 5 focuses, on the ethanolysis mechanism between D-fructose and 5-hydroxymethylfurfural, this chapter is concerned with deriving kinetic parameters that accurately predict concentrations of 5-ethoxymethylfurfural as a function of time, concentration and temperature. The results of this Chapter have been presented at a 30 minute seminar at the 67th Irish Universities Chemistry Research Colloquium at NUI Maynooth: Flannelly T., Howard M., Dooley, S., Leahy, J.J. (2015) ‘‘Mechanism and Kinetics of Advantaged Biofuels Synthesis from D-Fructose’’ 67th Irish University Chemistry Research Colloquium, 25th June 2015, NUI Maynooth. 6. Chapter 184 Chapter 6 6.1. Abstract This study conducts an extensive experimental and kinetic study of the ethanolysis of D-fructose to 5-ethoxymethylfurfural at relatively low temperatures (331-351 K) catalysed by H2SO4 (0.035-0.13 mol/L) in a one-pot synthesis. The temporal evolution of the main reaction species observed from 151 individual experiments are utilised to test a number of incremental propositions of the reaction mechanism where pseudo first order kinetics are employed with respect to H2SO4. The proposed model (R2 = 0.965) considers 6 individual reaction pathways and suggests that high H2SO4 concentrations at low temperatures over long reaction periods is preferable for maximising yields of 5-ethoxymethylfurfural obtainable in a plug flow reactor configuration. Model extrapolation suggests that 353 K is the optimum temperature for the production of high yields of 5-ethoxymethylfurfural from D-fructose after 480 minutes. The rate limiting step is found to be the conversion of a D-fructose intermediate to 5-hydroxymethylfurfural which requires an activation energy of 75 kJ/mol. Importantly the activation energies for each individual reaction pathway are significantly lower than the literature values reported in aqueous systems, indicating the viability of the ethanol solvent system. 185 Chapter 6 6.2. Introduction Environmental, legislative and security imperatives mean the world is increasingly looking beyond the conventional finite fossil and geological resources for its energy and raw materials. Lignocellulosic and hemicellulose plant matter present a major source of renewable carbon and can provide sustainable alternatives to finite fossil fuels if they can be converted to useful biofuels (Werpy et al 2004; Kobayashi and Fukuoka 2013; Climent et al 2014). One such strategy that is currently being employed for producing viable liquid transportation fuels is the dehydration of carbohydrates in an alcohol solvent. The alcohol acts as the reaction mediating solvent, but it also allows additional chemical functionalization of the carbohydrate, making the reaction products much more suitable as liquid transportation fuels than is otherwise the case, notably improving the energy density (Maldonado et al 2012). It has also been shown that the rate of carbohydrate reaction is accelerated by approximately an order of magnitude in ethanol relative to water as solvent (Flannelly et al 2015). The hydrolysis of hexoses in alcohol media also produces a lot less of the troublesome insoluble humic materials than in aqueous systems (Maldonado et al 2012). One may thus expect both the energy requirements and the eventual yield of the transforming plant matter carbon and hydrogen into useful molecules to be positively influenced with the use of ethanol as solvent. We select ethanol as the alcohol solvent of choice as it is both easily produced by anaerobic and thermochemical methods (Badger 2002), but its fuel properties, (low energy density, high volatility and high octane number) restrict its usefulness as a blend-stock with petroleum derived fuels (Hansen et al 2005). Therefore its reaction with hexose valorises both the hexose carbohydrates and the ethanol simultaneously. 186 Chapter 6 A variety of potential drop-in liquid transportation fuel components such as levulinate esters (Christensen et al 2011; Windom et al 2011) and alkyl formates can be synthesised by the dehydration of carbohydrates in alcohol solvents. Here, we suppose the high volumetric density of alkoxy alkyl furfurals as a class of molecules that show promise as fuels in terms of volumetric energy density. For example, the volumetric energy density of 5-ethoxymethylfurfural ∆Hcombustion kcal/ml is 44% greater (30.3 MJ/L) than that of ethanol and it is only 5% lower than conventional gasoline (31.9 MJ/L) (Saha et al 2015). A high O/C would also indicate a strong propensity to reduce soot formation, which when considered with its high volumetric energy density (Dautzenberg and Gruter 2012) make it a strongly advantaged fuel additive. There have been several literature reports of methods for the production of 5ethoxymethylfurfural in the literature (Dautzenberg and Gruter 2012; Balakrishnan et al 2012) Perhaps the most common is from the etherification of 5hydroxymethylfurfural. For instance Balakrishnan et al. (Balakrishnan et al 2012) using a variety of both homogenous and heterogeneous catalysts achieved 5ethoxymethylfurfural yields of 81 mol% and 57 mol% respectively with H2SO4 and DowexSWX8 at 348 K with 5 mol% catalyst for after 24 hours. Che et al. (Che et al 2012) achieved selectivities of 84.1% of 5-ethoxymethylfurfural from the etherification of 5-hydroxymethylfurfural using a H4SIW12O40/MCM-41 catalyst at 363 K for 2 hours. Mascal and Nikitin developed an alternative method of 5hydroxymethylfurfural etherification in an ethanol medium where the hydroxyl group of 5-hydroxymethylfurfural is first replaced with a chlorine atom to form 5chloromethylfurfural (Mascal and Nikitin 2008). Subsequent substitution of the 187 Chapter 6 chlorine atom forms 5-ethoxymethylfurfural. Of more significance however is the reporting of the one-pot ethanolysis of hexose sugars to 5-ethoxymethylfurfural especially from D-fructose. A one-pot synthesis approach will significantly reduce separation steps for products produced in intermediate steps and hence the overall production costs. Using this one-pot synthesis approach Liu et al. (Liu et al 2013) achieved yields of 71 mol% 5-ethoxymethylfurfural using 1mmol AlCl3 at 373 K, whereas Wang et al. (Wang et al 2013) produced 5-ethoxymethylfurfural with the heterogeneous catalyst H3PW12O40. In addition to all this, ionic liquids (Kraus and Guney 2012) have also been employed with some success. Recently there have been some reports of the formation of 5-ethoxymethylfurfural from D-glucose starting material (Yang et al 2012; Lew et al 2012). For example Lew et al. achieved yields of 31 mol% from D-glucose using a Sn-Beta catalyst at 363 K. However the efficient dehydration of D-glucose to 5-ethoxymethylfurfural in ethanol remains challenging, representing an obstacle in the synthetic process (Climent et al 2014). Facilitating glucose-fructose isomerisation is regarded as a solution to overcoming these challenges for the formation of high yields of biofuel components from lignocellulosic derived carbohydrates. Fructose in solution is thermodynamically easier to protonate than glucose, and consequently is easier to convert in high yields to furan and furan related compounds (Assary and Curtiss 2012). Thus it anticipated that fructose will be the end product in any efficient mechanistic scheme for furan formation; therefore it is necessary to evaluate the kinetic parameters associated with the formation of 5-ethoxymethylfurfural from Dfructose. To date little kinetic information is available regarding the acid catalysed conversion of hexoses in non-aqueous systems such as ethanol. For example, despite numerous 188 Chapter 6 studies on the ethanolysis of hexoses (Balakrishnan et al 2012; Peng et al 2011), only four relevant kinetic studies have been reported to date (Flannelly et al 2015; Zhu et al 2014; Sacia et al 2014). Both Peng et al. (Peng et al 2012) and Zhu et al. (Zhu et al 2014) produced kinetic models for the production of ethyl levulinate from D-glucose considering only two chemical reactions with associated rate constants, one pertaining to ethyl levulinate formation and one to describe all of the other reactions occurring in the system in a lumped manner. Sacia et al. (Sacia et al 2014) conducted a kinetic study on the etherification of 5-hydoxymethylfurfural to 5- ethoxymethylfurfural and subsequently to their acetal analogues over Amberlyst 15. However there have been no comprehensive kinetic studies conducted linking the hexose sugar to the intended product in an integrated hierarchical manner in an alcohol solvent. Thus there is a need to break such systems into incremental stages linking reactant to product in order to determine more realistic kinetic parameters pursuant to a more adequate comprehension of the potential industrially important platforms. The first step in doing so was conducted in a recent study (Flannelly et al 2015) in which we performed a reaction pathway analysis study of the acid hydrolysis of D-fructose to ethyl levulinate, and 5-ethoxymethylfurfural at 351 K catalysed by hydrogen cations in ethanol (ethanolysis). A more advanced framework for conducting detailed kinetic studies in non-aqueous solvents was demonstrated. In particular the need to investigate the entire variety of chemical species formed by the reaction, and not only the intended synthetic targets was stressed. It was determined that it is likely that D-fructose undergoes a reversible reaction with an ethyl fructoside species at a rate much faster than the formation of 5- hydroxymethylfurfural. The addition of water to the solvent media at 10 vol%, and 20 vol% was shown to alter both the predominant chemical mechanism and 189 Chapter 6 consequently the overall rate of reaction (by one and two orders of magnitude respectively). Phenomenological rate constants for each discrete pathway were estimated but as the focus of the study was reaction pathway analysis no temperature dependent kinetic parameters were pursued. Motivated by the above, we aim to develop a temperature dependent understanding of the ethanolysis of D-fructose to 5-ethoxymethylfurfural in a homogenous Dfructose/ethanol/H2SO4 catalytic system by deriving kinetic parameters that capture most of the essential pathways. Relatively low temperature conditions are chosen as it is envisioned that any process that maximises D-glucose/D-fructose isomerisation will be conducted at mild temperatures (>393 K)(Saravanamurugan et al 2013), hence the basic understanding of the reaction kinetics at such temperatures is essential. Additionally it has been reported that the hydration of 5- ethoxymethylfurfural to ethyl levulinate at 353 K is rather slow (Liu et al 2013; Flannelly et al 2015). As a result of this it envisioned that low temperatures are preferable for optimization of 5-ethoxymethylfurfural yields. To derive accurate kinetic parameters we analyse the chemical mechanism hierarchically, breaking it into three separate subsystems, building the reaction mechanism in an incremental manner, thus limiting the uncertainty. Under otherwise equivalent conditions, the ethanolysis sub-model of each major intermediate is examined one-at-a-time in the order of; 5-ethoxymethylfurfural, 5-hydroxymethylfurfural, D-fructose, and subsequently integrating the individually obtained parameters to form an overall semi-detailed kinetic model for the D-fructose system. It is anticipated that the kinetic parameters developed will help provide a framework for the more complex D-glucose and cellulose sub models that more realistically reflect actual biomass feed-stocks, whilst also allowing for more the incorporation of more fundamental 190 Chapter 6 quantities that are obtainable from quantum mechanical methods as our comprehension develops. 6.3. Experimental 6.3.1. Experimental configuration All experiments, are carried out in glass pressure tubes (25.4 mm O.D. x10.2 cm), comprising of PTFE plugs and FETFE O-rings for pressure sealing up to 1.03 MPa. A 5-mL aqueous solution containing the desired amount of the particular reactant and H2SO4 is placed in the tube resulting in a pressurised reaction. After being sealed, each tube is placed for a definite period of time in an oil bath at the desired reaction temperature. When the reaction time is completed, each tube is removed from the oil bath and immersed in a cold water bath to quench the reaction. The reaction temperature is independently controlled and monitored by a thermocouple array (Stuart™ SCT1 temperature controller) and an in-situ magnetic propeller ensures that the reaction mixture (reactant/H2SO4/ethanol) is homogeneous. For the test conditions reported here, Table 6.1, a heating time of 4 minutes is required for the reacting mixture to be heated from ambient to the prescribed reaction temperature (±1 K). Reaction progress is monitored by removing and analysing a 50 mg sample of the bulk reaction at fixed intervals. 191 Chapter 6 Reactant [Reactant] (Mol/L) [H2SO4] (Mol/L) Temperature (K) Sampling Intervals (Mins) 5-EMF 0.29 0.13 351 15, 30 60, 120, 240, 360, 480 5-EMF 0.29 0.05, 0.1, 0.2 373, 383, 393 30, 60, 120, 180, 240 5-HMF 0.45 0.035, 0.068, 0.130 331, 341, 351 15, 30 60, 120, 240, 360, 480 D-Fructose 0.29 0.035, 0.068, 0.130 331, 341, 351 15, 30 60, 120, 240, 360, 480 Table 6.1 Experimental variables for low temperature ethanolysis at 331-351 K catalysed by H2SO4. Abbreviations: 5-ethoxymethylfurfural (5-EMF), 5- hydroxymethylfurfural (5-HMF). Reactions are conducted with D-fructose and 5-hydroxymethylfurfural at 3 temperature ranges (331 K, 341 K, 351 K) whilst higher temperature experiments are conducted with ethyl 5-ethoxymethylfurfural for reasons to be elaborated later (373 K, 383 K and 393 K) all in the presence of H2SO4 (See Table 6.1). 6.3.2. Materials and methods Ethanol, normal-octanol, acetone, (99 % purity), D-fructose (CAS 57-48-7, 99% purity), sulphuric acid (H2SO4, 95-97% purity), 5-hydroxymethylfurfural (CAS 6747-0, 99 % purity) 5-ethoxymethylfurfural (CAS 98-08-1, 98 % purity), and ethyl levulinate (CAS 539-88-8, 97 % purity) are each obtained from Sigma Aldrich Ireland. 5-ethoxymethylfurfural (CAS 1917-65-3, 96-97 % purity) is purchased from Akos Organics Gmbh, Germany. 192 Chapter 6 6.3.3. Analytical procedure The concentrations of ethyl levulinate and 5-ethoxymethylfurfural, are analysed by gas chromatography (GC, Agilient Technologies 7820 A GC system) fitted with a Restek Stabilwax capillary column (30 m, 0.25 mm ID, 0.25 µm), employing hydrogen carrier gas and a flame ionisation detector. Species are identified by matching retention-times to known standards, and quantified by calibration of detector response to known concentrations (using n-octanol as internal standard). The injection port is maintained at 523 K, a temperature sufficiently high to ensure the full vaporisation of the expected reaction components. A temperature program of 313 K increasing to 493 K at a rate of 20 K per minute, remaining isothermal at 293 K for 5 minutes is found to achieve adequate separation of these species from the ethanol/water media GC-MS analysis is also employed for the identification of sample species using an Agilient 5975C MSD, which uses a HP-5MS column (30 m, 0.25 mm ID, 0.25 µm) otherwise employing the same variables as for GC–FID analysis. For GC analysis, a known mass (50 ± 5 mg ) of analyte is extracted from the reaction media into 0.4 g of room temperature acetone and 0.8 g of 0.16 mg/g noctanol in acetone, this is followed by the neutralisation of any remaining acid by the addition of 50 mg of NaHCO3. This dilution and cooling procedure ensures that the chemical reaction is effectively quenched. This sample is then filtered through 13 mm thick, 2 µm pore size syringe filters (Acrodisc) to remove any insoluble humic substances that may have been formed, and 1µl of the resulting solution is injected into the sample inlet port of the GC. Identification and quantification of D-fructose, 5-hydroxymethylfurfural and the various sugar-type derivatives is performed on an ion exchange liquid chromatography system (IC) system (Dionex Corp., Sunnydale, CA) equipped with a 193 Chapter 6 pulsed amperometric detector (AS, 10 µL sample loop, Dionex Corp., Sunnydale, CA). Analysis is performed at 291 K by isocratic elution with deionised water (18.2 MΩ.cm at a flow rate of 1.1 ml/min) using a Dionex CarboPac PA1 carbohydrate column. The column is reconditioned using a mixture of 0.4 mol/L sodium hydroxide and 0.24 mol/L sodium acetate after each analysis. A 25 mg portion of the sampled reaction media is diluted with 1.0 g of deionised water. As before, 50 mg of NaHCO3 is added to neutralise any acid present. This sample is filtered as described above before being analysed, D-fructose and 5-hydroxymethylfurfural concentrations are determined by detector calibration to mass prepared standard solutions. 6.3.4. Incorporating the effect of H2SO4 on reaction rates A variety of approaches have been used to incorporate the effect of catalyst on reaction rates. For example Marcotullio et al. (Marcotullio et al 2009) estimated the activity of hydrogen cations by using an electrolyte Non-Random Two-Liquid (eNRTL) model for aqueous H2SO4 systems. Girisuta et al. (Girisuta et al 2006) estimated their kinetics by a first order dependence to the prescribed concentration of H2SO4, as did Zhu et al. (Zhu et al 2014) in the only kinetic study of sugar hydrolysis conducted in an ethanol medium. Perhaps, the most realistic treatment to date has been the imposition of rate laws considering the equilibrium concentration of hydrogen cation following dissociation of H2SO4 at the prescribed reaction temperature (Kupiainen et al 2012). However, the temperature dependence of H2SO4 dissociation in ethanol is poorly understood and therefore presently infeasible to model. Additionally we have previously reported that H2SO4 may react with ethanol, thus resulting in the consumption of hydrogen cations (Flannelly et al 2015). 194 Chapter 6 Therefore to conserve the usability of the kinetic model, the initial [H2SO4] is used to embody the effect of catalyst on reaction rates. 6.3.5. Estimation of kinetic parameters The rate constant of each reaction pathway is assumed to follow an Arrhenius relationship. The activation energy (Ea, kJ/mol) and pre-exponential factor (A, min1 ), is estimated assuming a ‘‘pseudo first order’’ relationship with respect to each reactant and [H2SO4]. As ethanol is present in excess concentration it is not considered as a rate limiting factor and thus not embodied in the kinetic analysis. It is assumed that the concentration of ethanol does not change significantly and thus, has no effect on the reaction rates as at the conditions employed minimal ethanol conversion to diethyl ether is detected. To determine the relationship between reaction rates and temperature a modified Arrhenius equation is employed of the form: ki Ae Ea 1 1 R T Tmean (6.1) Where T is the temperature (K), Tmean is the mean temperature in which the experiments under interrogation are conducted at and R is the universal gas constant. A and Ea are estimated by minimizing the difference between experimental and model computed species mole concentrations using the Levenberg–Marquardt algorithm available within the ‘lsqcurvefit’ function on Matlab. Ordinary differential equations (odes) are integrated numerically by the algorithm solver ‘ode15s’ on Matlab. Reaction rates are written of the form: d [5 - EMF] (k 1[ H 2 SO4 ] [5 EMF]) dt (6.2) 195 Chapter 6 Rate equations for the optimum mechanism are available in the Supporting Information. In our previous study a mechanism fidelity index was employed to test the mechanistic validity of the individual reaction pathways.(Flannelly et al 2015) In this investigation where the aim is to obtain functional engineering parameters in a hierarchical approach, the quality of fit of the proposed model is determined by using the normalized root mean square error (R2). Additionally the accuracy of the proposed mechanistic preposition is monitored by correlation matrices, residuals, and by conducting sensitivity analysis showing the objective function versus the derived parameter values. 6.3.6. Kinetic modeling The formation of 5-ethoxymethylfurfural from D-fructose is a multistep complex chemical process. Figure 6.1 depicts a general mechanism, derived from the experimental data discussed below, for the ethanolysis of D-fructose to 5ethoxymethylfurfural in ethanol catalysed by H2SO4 in a homogenous systems. With present comprehension it is not feasible to consider every species listed in Figure 6.1 in a numerical model. 196 Chapter 6 Figure 6.1 Suggested reaction mechanism for the ethanolysis of D-fructose in homogenous H2SO4 catalysed conditions. 197 Chapter 6 Figure 6.2 The seven mechanisms considered for kinetic modelling. The kinetic parameters derived for the 5-ethoxymethylfurfural (Mechanism 2) and 5hydroxymethylfurfural (Mechanism 4) are used as constraints to evaluate the parameters for the D-fructose mechanism. Therefore the development of a skeletal model that captures the major mechanistic features of the overall synthetic process presents a valuable intermediate goal pursuant to a fuller comprehension. 198 Chapter 6 6.4. Results and discussion 6.4.1. Experimental observations and kinetic modelling 6.4.1.1. 5-Ethoxymethylfurfural experimental observations The objective of the kinetic model is to accurately predict the concentrations of 5ethoxymethylfurfural as a function of temperature, time and [H2SO4]. In order to do so it is necessary to investigate the conditions responsible for its consumption. The main pathway that has been reported responsible for its depletion in an acidic ethanol media is its hydration to ethyl levulinate (Hu and Li 2011) However, experiment shows at the temperatures conducted with D-fructose (331-351 K), little 5ethoxymethylfurfural consumption is observed. For example at 351 K no hydration of 5-ethoxymethylfurfural to ethyl levulinate is observed, with only <20% conversion of the initial [5-ethoxymethylfurfural] reactant at reaction times of 480 temperatures greater than 373 K significant 5-ethoxymethylfurfural degradation is observed (See Figure 6.8(b)). For example at 383 K, 54% conversion with 0.2 mol/L H2SO4 is observed after 240 minutes with 81% of the initial starting mass recovered considering only 5-ethoxymethylfurfural and ethyl levulinate. 199 Chapter 6 0.1 Mol/L H2SO4 / 0.29 Mol/L 5-Ethoxymethylfurfural 5-Ethoxymethylfurfural Ethyl levulinate 1.0 373 K 383 K 393 K Mol Fraction 0.8 0.6 0.4 0.2 0.0 0 50 100 150 200 250 Time / Minutes Figure 6.3 Temperature dependent behaviour of 5-ethoxymethylfurfural hydration to ethyl levulinate. The acetalisation of 5-ethoxymethylfurfural to 5-ethoxymethylfurfural diacetal has been reported in the literature using heterogeneous solid acid catalysts (Chen et al 2014) however the diacetal analogue is not detected is our investigation. 1.8 1.5 ln (Co/C) 1.2 0.9 0.6 0.3 373 K 383 K 393 K 0.0 0 50 100 150 200 250 Time, Minutes Figure 6.4 Reaction order for the consumption of 5-ethoxymethylfurfural (H2SO4/5ethoxymethylfurfural 0.035/0.29 Mol/L). Note the overall reaction conforms to first order kinetics. 200 Chapter 6 6.4.1.2. Guided 5-Ethoxymethylfurfural sub-model by these observations we consider the hydration of 5- ethoxymethylfurfural to ethyl levulinate (R1); As previously mentioned this is not a 100% selective process, therefore the model is configured to consider the formation of by-products from 5ethoxymethylfurfural (R2). The simple combination of R1 and R2 (Mechanism 1) does not result in a satisfactory description of the experimental measurements as the [ethyl levulinate] cannot be accounted for. At 383 K and 393 K it is evident that the selectivity of the reaction to towards ethyl levulinate formation increases with temperature (See Figure 6.3). It is likely a complicated reaction that cannot be influenced by a simple first order dependence on H2SO4. As it a hydration reaction is likely that the [water] has a significant effect on reaction rates. To quantify the exact effect of this is beyond the scope of this study and represents an avenue for future study. To account for this, Mechanism 2 considers just R2 which describes the degradation of 5ethoxymethylfurfural to side-products which includes ethyl levulinate. Exercising this approach is found to be adequate predict [5-ethoxymethylfurfural] consumption (R2=0.87) (See Figure 6.5) 201 Chapter 6 0.35 2 R =0.87 5-Ethoxymethylfurfural Predicted Value, Mol/L 0.30 0.25 0.20 0.15 0.10 0.05 0.00 0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 Experimental Value, Mol/L Figure 6.5 A parity plot, illustrating the difference between experimental measurements and model predictions for the 5-ethoxymethylfurfural sub-model (Mechanism #2). 6.4.1.3. 5-Hydroxymethylfurfural experimental observations From Figures 6.8(c)-(d), 5-ethoxymethylfurfural is the major product observed from the acid catalyzed ethanolysis of 5-hydroxymethylfurfural at low temperatures (331-351 K). Peak experimental yields of 5- ethoxymethylfurfural of 60 mol% are detected with ethyl levulinate being the other reaction product (17 mol%) using 0.13 mol/L H2SO4 at 351 K. 5Hydroxymethylfurfural, it is observed to undergo dimerization to 5’(oxybis(methylene)bis-furfural almost instantaneously as it dissolves in ethanol. Conversely it is minor pathway, as molar balances considering 5hydroxymethylfurfural, 5-ethoxymethylfurfural and ethyl levulinate only, are typically 75-95 mol% of the 5-hydroxymethylfurfural reactant (See Figure 6.8(c)-(d)). It is excluded from the kinetic model as quantification is not possible due to the lack of available analytical standards. 202 Chapter 6 1.5 ln Co/C 1.2 0.9 0.6 0.3 331 K 341 K 351 K 0.0 0 100 200 300 400 500 Time, Minutes Figure 6.6 Reaction order for the consumption of 5-hydroxymethylfurfural (5hydroxymethylfurfural/H2SO4/0.035/0.29 Mol/L). 6.4.1.4. 5-Hydroxymethylfurfural sub-model. From Figures 6.8(c)-(d), 5-ethoxymethylfurfural is the major product observed from the acid catalyzed ethanolysis of 5-hydroxymethylfurfural at low temperatures (331-351 K). Peak experimental yields of 5- ethoxymethylfurfural of 71 mol% are detected with ethyl levulinate being the other reaction product (22 mol%) using 0.13 mol/L H2SO4 at 351 K. 5Hydroxymethylfurfural, it is observed to undergo dimerization to 5’(oxybis(methylene)bis-furfural almost instantaneously as it dissolves in ethanol. Conversely it is minor pathway, as molar balances considering 5hydroxymethylfurfural, 5-ethoxymethylfurfural and ethyl levulinate only, are typically 85-95 mol% of the 5-hydroxymethylfurfural reactant (See Figure 6.8(c)-(d)). It is excluded from the kinetic model as quantification is not possible due to the lack of available analytical standards. 203 Chapter 6 For kinetic modeling Mechanism 3 considers the ethanolysis of 5hydroxymethylfurfural to 5-ethoxymethylfurfural (R3) in addition to R1 and R2 (See Figure 6.2, for each discrete mechanism considered): As expected from the results of the experiments conducted with 5ethoxymethylfurfural, Mechanism 3 results in an unsatisfactory outcome as it cannot reproduce the observed [ethyl levulinate] at 331-351 K. Indeed calculated quantities are twice that of experiment. This confirms that the ethyl levulinate produced (from fructose) under such conditions (331-351 K) is not formed from 5-ethoxymethylfurfural sub-mechanism. This finding is in agreement with the finding of our previous study. Therefore it is necessary to consider an additional pathway to develop a high fidelity model. Experimental observations suggest that ethyl levulinate is formed relatively fast when the concentrations of 5-hydroxymethylfurfural are at their highest. The rate of ethyl levulinate formation decreases once the 5-hydroxymethylfurfural has been consumed. A similar trend is observed by Che et al.(Che et al 2012) Two such plausible pathways that could possibly explain this behaviour are the hydration of 5-hydroxymethylfurfural to levulinic acid and the pathway suggested by Hu et al. (Hu and Li 2011) who postulated that 5hydroxymethylfurfural diacetal degrades to levulinic acid which in turn undergoes esterification to ethyl levulinate. Levulinic acid is not detected as an intermediate at significant quantities in our study, however a control reaction conducted with levulinic acid at 351 K with 0.1 mol/L H2SO4, results in >90% 204 Chapter 6 conversion of levulinic acid after 30 minutes. This study is not able to ascertain the exact route responsible, and the exact stoichiometry of the proposed pathway remains unclear. In order to conserve the overall complexity of the system ethyl levulinate is modelled to come directly from 5hydroxymethylfurfural as intermediate. 0.5 0.4 Predicted Value, Mol/L 2 R =0.9912 Ethyl Levulinate 5-Hydroxymethylfurfural 5-Ethoxymethylfurfural 0.3 0.2 0.1 0.0 0.0 0.1 0.2 0.3 0.4 0.5 Experimental Value, Mol/L Figure 6.7 A parity plot, illustrating the difference between experimental measurements and model predictions for the 5-hydroxymethylfurfural sub-model (Mechanism #4). Incorporating R4 (Mechanism 4) results in the accurate prediction of all 3 reaction species (R2 = 0.991). The kinetic parameters that are derived in this subsection are used as constraints to evaluate the parameters for the D-fructose mechanism (See Supporting Information for more details). 205 Chapter 6 6.4.1.5. D-Fructose experimental observations Ethanolysis experiments conducted with D-fructose results in the formation of 5hydroxymethylfurfural, 5-ethoxymethylfurfural and ethyl levulinate as major fractions. In contrast to the atom balances of the 5-hydroxymethylfurfural sub mechanism, considering D-fructose, 5-hydroxymethylfurfural, 5- ethoxymethylfurfural and ethyl levulinate with D-fructose as reactant the atom balances are as low as 30 mol% (See Figure 6.8(e)-(f)). In a previous study we have shown that there is a further variety of intermediates between D-fructose and 5hydroxymethylfurfural, with ethyl fructosides being postulated as the dominant intermediate. Peak 5-ethoxymethylfurfural yields of 50 mol% are observed from Dfructose. Combined peak yields of 5-ethoxymethylfurfural and ethyl levulinate yields of 60 mol% are detected, which is considerably less than from 5- hydroxymethylfurfural (71 mol%). This can be attributed to the formation of byproducts such as furfural, dihydroxyacetone and humins which are also detected here; their formation is discussed in a previous study (Flannelly et al 2015). 6.4.1.6. D-Fructose sub-model The reaction mechanism accounting for the conversion of D-fructose to 5hydroxymethylfurfural is complex, and is currently the subject of extensive research in aqueous systems. Firstly R5 is considered in the model to describe the dehydration of D-fructose to 5-hydroxymethylfurfural in addition to the pathways listed in Mechanism 5. 206 Chapter 6 Only considering R5 is not reasonable in the pursuit of deriving a high fidelity model as there are a variety of intermediates that have been postulated between D-fructose and 5-hydroxymethylfurfural including various fructofuranose species in aqueous systems (Kimura et al 2013) The variety of intermediates increases with the employment of non-aqueous solvents, such as ethanol. For instance anhydrofructose intermediate structures have been reported in solvents such as gamma-valerolactone (Qi et al 2014) and methanol as well as alkyl fructosides (Liu et al 2012) in alcohol solvents. Tucker et al. (Tucker et al 2013) detected difructose anhydrides and ethyl fructosides in an ethanol solvent. Currently a mechanistic understanding of each individual pathway is lacking, limiting the detailed description of a higher hierarchical kinetic mode for fructose ethanolysis. To simplify this, the model considers an intermediate formed directly from D-fructose as a surrogate for the ethyl fructosides, difructose anyhydride and other species. Two different pathways are considered to describe the reaction behaviour of the Dfructose intermediate. Firstly Mechanism 5 considers R7 which describes the dehydration of the D-fructose-intermediate to 5-hydroxymethylfurfural. 207 Chapter 6 However, when exercising this approach, the model could not accurately predict the behaviour of 5-hydroxymethylfurfural formation. The polynomial nature of the [D-fructose] profiles (See Figure 6.8(e)-(f), and See Supporting Information), suggests that there is equilibrium between the D-fructose intermediate and D-fructose, which tallies with the work of Trucker et al. and is line with the results of our previous study. Therefore Mechanism 6 considers a reversible equilibrium reaction with of D-fructose (R8) omitting R7. Figure 6.1 illustrates that there is a diversity of by-products produced that don’t contribute to the formation of the intended reaction products. The formation of byproducts is embodied in the mechanistic proposition by employing R9 (Mechanism 6). Utilising this approach results in an unsatisfactory outcome, as the model calculated [5-hydroxymethylfurfural] are higher than observed by experiment. 208 Chapter 6 Figure 6.8 A sample comparison of the main reaction species fractions between experimental measurements (symbols) and model calculations (lines) catalysed by H2SO4 (0.035-0.13 mol/L H2SO4) with a starting material of (a b) 5ethoxymethylfurfural (5-EMF) (c d) 5-hydroxymethylfurfural (5-HMF) (e g) Dfructose. Note 5-ethoxymethylfurfural hydration to ethyl levulinate could not be fitted in the kinetic model (a b). Mechanism 7 omits R9 and is otherwise the same as Mechanism 6, in any case the lost mass is accounted for through pathways R6 and R8. Employing this approach 209 Chapter 6 results in a satisfactory outcome (R2 =0.965) and accurately reproduces the experimental measurements of D-fructose, 5-hydroxymethylfurfural, 5- ethoxymethylfurfural and ethyl levulinate at 331-351 K. Therefore Mechanism 7 is deemed the most accurate mechanistic proposition from the experiments conducted in this investigation. 6.4.2. Implications of the kinetic model The derived kinetic parameters for the optimum mechanism (Mechanism #7) are listed in Table 6.2, whilst Figure 6.9 portrays a simple representation of the accuracy of the proposed model within the tested conditions (331-351 K). It is notable that the estimated activation energies for each reaction pathway considered in the ethanolysis system are significantly lower than in conventional aqueous systems. Dallas Swift et al. (Swift et al 2013) suggest the activation energy for the reaction of the main of D-fructose intermediate to 5-hydroxymethylfurfural to be 115 kJ/mol whilst Asghari and Yoshida (Salak Asghari and Yoshida 2006) reported an activation energy of 160 kJ/mol for the same pathway, all be it their experiments were conducted at higher temperatures (T >483 K). This compares to an activation energy of 75 kJ/mol obtained in our investigation for the dehydration of Dfructose to 5-hydroxymethylfurfural. The estimated activation energy required to hydrate 5-hydroxymethylfurfural to ethyl levulinate is found to be 59 kJ/mol, and is also significantly lower than reports for its hydration in aqueous systems (86 kJ/mol). This is pertinent as it illustrates that the ethanolysis system, represent an energetically more efficient avenue to valorize the valuable synthesized 5hydroxymethylfurfural than in standard aqueous systems. 210 Chapter 6 Reaction Ea (kJ mol-1) A (min-1) k (351 K) (s-1) 6 71 ±2 3.42 ±0.65 1.17E-01 8 60 ±17 0.81 ±0.17 1.77E-03 5 82 ±9 0.15 ±0.012 5.92E-03 3 55 ±6 0.06 ±0.002 1.77E-03 2* 86 ±13 0.04 ±0.003 4.68E-05 4 59 ±7 0.013 ±0.002 4.14E-04 Table 6.2 Estimated activation energies (Ea), Pre-exponential factors (A) with corresponding rate constants at 351 K. Error margins correspond to 95% confidence intervals. See Figure 6.2, Mechanism 7 for reaction numbers.* Calculated at a mean temperature of 383 K. It is notable that the estimated activation energies for each reaction pathway considered in the ethanolysis system are significantly lower than in conventional aqueous systems. Dallas Swift et al. (Swift et al 2013) suggest the activation energy for the reaction of the main of D-fructose intermediate to 5-hydroxymethylfurfural to be 115 kJ/mol whilst Asghari and Yoshida (Salak Asghari and Yoshida 2006) reported an activation energy of 160 kJ/mol for the same pathway, all be it their experiments were conducted at higher temperatures (T >483 K). This compares to an activation energy of 75 kJ/mol obtained in our investigation for the dehydration of Dfructose to 5-hydroxymethylfurfural. The estimated activation energy required to hydrate 5-hydroxymethylfurfural to ethyl levulinate is found to be 59 kJ/mol, and is also significantly lower than reports for its hydration in aqueous systems (86 kJ/mol). This is pertinent as it illustrates that the ethanolysis system, represent an 211 Chapter 6 energetically more efficient avenue to valorize the valuable synthesized 5hydroxymethylfurfural than in standard aqueous systems. Figure 6.9 A parity plot, illustrating the difference between experimental measurements and model predictions, Mechanism 6. To examine the yields of 5-ethoxymethylfurfural obtainable the kinetic model is exercised in a plug reaction configuration. The model suggests yields of up to 60 mol% and 72 mol% are obtainable when configured to maximize its formation both from D-fructose and 5-hydroxymethylfurfural respectively, compared to that of 50 and 60 mol% detected by experiment. [H2SO4] is found to positively affect yields of 5-ethoxymethylfurfural (See Figure 6.10), however, the effect of temperature is more complicated, due to the increased reactivity of 5-ethoxymethylfurfural with temperature. Thus, there is fine balance between yields of 5-ethoxymethylfurfural and production of unwanted by-products, such as ethyl levulinate. The model suggests that high [H2SO4] and low temperatures employed over long reaction times, are the most suitable for optimising yields of 5-ethoxymethylfurfural. This is the case, as the activation energy for 5-ethoxymethylfurfural consumption (R2) is 212 Chapter 6 significantly higher than from its formation (R4), 86 kJ/mol compared to 55 kJ/mol. For example at 351 K the ratio between the rate constant responsible for its formation and that of its consumption is 17/1. The model predicts that this ratio decreases to 9/1 at 383 K. Optimum temperatures for yields of 5ethxoymethylfurfual, using the highest H2SO4 employed in this study (0.13 mol/L), is 353 K and 338 K from D-fructose and 5-hydroxymethylfurfural respectively (See Figure 6.10). Other studies suggest that high temperatures are optimum for maximising yields of 5-ethoxymethylfurfural from D-fructose in a one pot synthesis (Yuan et al 2015) For instance Yuan et al. (Yuan et al 2015) using a Fe3O4 composite as catalyst found yields of 5-ethoxymethylfurfural to increase with temperature and it appears under such conditions that 5-ethoxymethylfurfural is a lot more stable than in the presence of H2SO4. It has also been suggested that high temperatures should increase the selectivity of D-fructose to 5- hydroxymethylfurfural (Liu et al 2015) in a plug flow reactor in an ethanol system which is in agreement which our model. However it is 5-ethoxymethylfurfural’s propensity to undergo degradation at elevated temperatures (>373 K) in the presence of H2SO4 (>373 K) mean that that higher temperatures suggested in such studies aren’t feasible in our system. The uncertainty for the kinetic parameters derived for the reversible reaction between D-fructose and the D-fructose intermediate (R6 and R8) is high. This is so, as the model suggests that there isn’t a strong dependence on temperature, in the range of conditions employed in this investigation, which is quite narrow (See Supporting Information). Additionally the mechanistic understanding here is weak; no robust measurements are obtainable in order supply the model with more reasonable constraints. Thus a more thorough detailed study is required, for a more 213 Chapter 6 comprehensive mechanistic insight and is an avenue for further study. Finally our experiments suggest that >25% of the D-fructose mass is lost between D-fructose and 5-hydroxymethylfurfural, it is therefore acknowledged that using a less aggressive catalyst than H2SO4 would potentially result in higher yields of 5- ethoxymethylfurfural. For example Liu et al. (Liu et al 2013) achieved yields of 5ethoxymethylfurfural of 71.2 mol% using AlCl3 from D-fructose. Screening catalyst performance for maximum selectivity of 5-ethoxymethylfurfural formation is beyond the scope of this work but it is anticipated that the methodologies and insights will prove valuable for further kinetic studies for the Bronsted acid catalyzed transformations of D-fructose and indeed D-glucose in alcohol solvents to oxygenated hydrocarbons. 214 Chapter 6 Figure 6.10 Three Dimensional (a c) and contour plots (b d) depicting the maximum yields of 5-ethoxymethylfurfural obtainable after 480 minutes, from 5hydroxymethylfurfural (a b) reactants and D-fructose (c d) as reactants with the range of [H2SO4] employed in this study. Note the optimum temperatures for 5ethoxymethylfurfural production are found to be 353 K and 343 K from D-fructose and 5-hydroxymethylfurfural as reactants. 215 Chapter 6 Pre-exponential Value Intermediate - Fructose 0.5 Objective Function Value Estimated Value Objective Function Value Estimated Value Objective Function Value Objective Function Value Pre-exponential Value Fructose - Intermediate 1.5 1.4 1.3 1.2 1.1 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 -0.1 0.4 0.3 0.2 0.1 0.0 0 10 20 0.0 0.5 Pre-exponential Factor 1.0 1.5 2.0 2.5 3.0 Pre-exponential Factor Pre-exponential Value Fructose - 5-Hydroxymethylfurfural Pre-exponential Value 5-Hydroxymethylfurfural - 5-Ethoxymethylfurfural 0.9 Objective Function Value Estimated Value 0.16 Objective Function Value Estimated Value 0.8 Objective Function Value Objective Function Value 0.18 0.14 0.12 0.10 0.08 0.06 0.7 0.6 0.5 0.4 0.3 0.2 0.04 0.1 0.02 0.0 0.0 0.2 0.4 0.6 0.8 0.0 0.1 Pre-exponential Factor 0.3 Pre-exponential Factor 5-Ethoxymethylfurfural - X Pre-exponential Value 5-Hydroxymethylfurfural - Ethyl Levulinate 0.3 0.9 Objective Function Value Estimated Value Object Function Estimated Value 0.8 Object Function Value Objective Function Value 0.2 Pre-exponential Factor 0.2 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.1 0.0 0.00 0.02 0.04 Pre-exponential Factor 0.06 0.08 0.0 0.1 0.2 0.3 0.4 Pre-exponential Factor Figure 6.11 Sensitivity analysis for the derived pre-exponential factors as reported in Table 6.2. 216 Chapter 6 Activation Energy D-Fructose - Intermediate Objective Function Value Estimated Value Objective Function Value Estimated Value 0.06 Objective Function Value 0.055 Objective Function Value Activation Energy Intermediate - D-Fructose 0.050 0.045 0.040 0.05 0.04 0.035 0.030 0.03 40000 50000 60000 70000 80000 90000 100000 0 20000 Activation Energy / J/mol 40000 60000 80000 100000 Activation Energy / J/mol Activation Energy 5-Hydroxymethylfurfural - 5-Ethoxymethylfurfural Activation Energy D-Fructose - 5-Hydroxymethylfurfural 0.24 Objective Function Value Estimated Value 0.22 Objective Function Value Objective Function Value Objective Function Value Estimated Value 0.12 0.06 0.20 0.18 0.16 0.14 0.12 0.10 0.08 0.00 0 50000 100000 150000 0 200000 Activation Energy 5-Hydroxymethylfurfural - Ethyl Levulinate 60000 80000 100000 Objective Function Parameter 0.050 Objective Function Value Objective Function Value 40000 Activation Energy 5-Ethoxymethylfurfural - X Objective Function Value Estimated Value 0.14 20000 Activation Energy / J/mol Activation Energy / J/mol 0.12 0.10 0.045 0.040 0.08 0 50000 100000 Activation Energy / J/mol 150000 92000 96000 100000 Activation Energy / J/mol Figure 6.12 Sensitivity analysis for the activation energies as reported in Table 6.2. 217 Chapter 6 6.5. Conclusions This work presents an extensive hierarchical experimental kinetic study on the ethanolysis of D-fructose to 5-ethoxymethylfurfural at low temperatures (331-351 K) catalysed by H2SO4 (0.035-0.13 mol/L) in a one-pot system. Under such conditions, the model adequately describes the concentrations of D-fructose, 5- hydroxymethylfurfural, and 5-ethoxymethylfurfural as a function of time, H2SO4 concentration and temperature. The optimised model considers a reaction mechanism of six discrete chemical reactions including one reversible reaction, of D-fructose to a D-fructose intermediate. The reaction pathway accounting for the formation of 5ethoxymethylfurfural through the etherification of 5-hydroxymethylfurfural is found to be 17 times faster than the pathway responsible for its consumption at 351 K, with the relationship between formation and consumption, found be largely dependent on temperature. 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(2012) “Conversion of glucose into furans in the presence of AlCl3 in an ethanol-water solvent system,” Bioresource Technology, 116, 190–194. Yuan, Z., Zhang, Z., Zheng, J., Lin, J. (2015) “Efficient synthesis of promising liquid fuels 5-ethoxymethylfurfural from carbohydrates,” Fuel, 150, 236–242. Zhu, W., Chang, C., Ma, C., Du, F. (2014) “Kinetics of Glucose Ethanolysis Catalyzed by Extremely Low Sulfuric Acid in Ethanol Medium,” Chinese Journal of Chemical Engineering, 22(2), 238–242. 223 Chapter 7 Chapter 7: Synthesis of “Diesel” or “Gasoline” Oxygenated Fuel Components from Hexose Carbohydrates by Reaction with Ethanol This Chapter describes a mechanistic study on the Bronsted acid catalysed ethanolysis of D-glucose to ethyl levulinate. In addition to this, particular attention is given to the temperature dependent formation of diethyl ether from ethanol and the range of potential fuel components that can be produced in ethanolysis systems is explored. Finally it is demonstrated how the mechanistic knowledge obtained can be leveraged to produce a drop-in oxygenated fuel additive with fuel properties mimicking conventional diesel or gasoline fuels. This work has been presented at the 2015 European Union Cost Initiative titled ‘‘Smart Energy Carriers as Liquid Transportation fuels ’’ on the 25th August in Thessaloniki Greece Flannelly T., Howard M., Dooley S., Leahy, J.J. (2015) ‘‘Synthesis of “Diesel” or “Gasoline” Oxygenated Fuel Components from Hexose Carbohydrates by Reaction with Ethanol ’’ Cost Action CM1404 ‘‘Smart Energy Carriers as Liquid Transportation Fuels’’ 27th August 2015, Thessaloniki, Greece. 7. dd 3333 224 Chapter 7 7.1. Abstract A preliminary mechanistic investigation is conducted on the reaction pathways responsible for the ethanolysis of D-glucose to ethyl levulinate (351-423 K) catalysed by H2SO4 (0.015-0.075 mol/L). Under condensed phase conditions (351 K), no ethyl levulinate is formed, with ethyl glucosides and anhydroglucose structures the main products identified. Significant amounts of ethyl levulinate are formed only above 423 K (0.015 mol/L H2SO4) and peak steady-state ethyl levulinate yields of 49 mol% are detected at 453 K (0.075 mol/L H2SO4) compared to yields of 63 mol% achieved from D-fructose under equivalent conditions. The mechanisms of the ethanolysis of D-glucose and D-fructose to ethyl levulinate, are found to be different. The main pathway for the D-glucose mechanism goes through an ethyl glucoside intermediate, which then dehydrates once liberating formic acid. Significantly the main reaction flux for ethyl levulinate formation does not advance through any furan intermediates as it does in the D-fructose ethanolysis system. This finding is in conflict with the literature. A simple kinetic model is derived to describe the acid catalysed transformation of ethanol to diethyl ether. It is found only to be a significant pathway above 373 K having an activation energy of 78 kJ/mol. The fuel properties of the range of fuel molecules produced in ethanolysis systems are presented. It is shown that by integrating mechanistic understanding, kinetic parameters and fuel properties of the synthesized molecules, drop-in tailor-made fuels can be synthesized in a highly flexible “one-pot” process designed for specific ‘‘diesel or gasoline’’ purposes. 225 Chapter 7 7.2. Introduction As a result of economic, environmental and legislative imperatives, the need to develop secure and sustainable alternatives to fossil derived liquid transportation fuels is urgent (Werpy et al 2004). As of January 2016, the price of a barrel of crude oil is exceptionally low at $30 (NASDAQ 2016). Despite this, concerns about future supply and the rapidly evolving consequences of increased CO2 in the atmosphere, means the necessity for alternative sources to petroleum derived fuel is as great as ever (Demirbas 2009). Conversion of biomass/lignocellulosic plant materials is regarded as one of the most promising alternatives to fossil fuels for the production of biofuels (Climent et al 2014; Stӧcker 2008; Lynd et al 1991). Ethanol is by far the biggest bio-refining product, with an average of 935,000 barrels produced per year in the US in 2015 (NREL 2015). However, ethanol is a poor fuel, having a low ∆HCombustion compared to conventional petrol or gasoline, absorbing water easily, is corrosive and is difficult to transport due to its high volatility (NREL 2015). There have been considerable efforts invested in recent years in pursuit of upgrading the unlocked lignocellulosic sugars to fuels other than ethanol. Promising fuel additives include 2-methyl furan (Thewes et al 2011) and methyl tetrahydrofuran (Bond et al 2010). Other potential promising fuels conversion pathways include, the reforming of hexoses to alkanes, conversion to valeric esters, or butane based fuels (Serrano-Ruiz and Dumesic 2011) and dimethyl ether (Semelsberger et al 2006). Various other fuel molecules have also been suggested and the predominant approach in scholarly literature appears to invest considerable intellectual time and resources on understanding their combustion properties and performance. Most of the existing fuel production scenarios involve multiple processing steps with several separations required. After extensive combustion related tests and engine trials, they 226 Chapter 7 may very well be plausible fuel component candidates but there synthesis viability remains unknown. Often the economic and engineering concerns regarding the synthesis of these fuel candidates from lignocellulosic materials mean the plausibility of them being manufactured at scale is unlikely (Balan 2014). In this research Chapter an alternative philosophy is followed as is depicted in Figure 7.1, which compares our approach with the conventional methodology alleviating a lot of concerns in synthesising the above mentioned molecules. A one-pot hydrolysis means the costly processes of product separation and purification is avoided. This approach also means that extensive fuel performance tests can be conducted on a “realistic” mixture of fuel components rather than one individual candidate. Here two practical feed-stocks, ethanol and lignocellulosic hexoses both of which are abundant and relatively inexpensive, can both be valorised to produce a mixture of fuel components in a one-pot system, producing a drop-in fuel. Figure 7.1 A potentially more practical approach for the synthesis of liquid transportation fuels. 227 Chapter 7 Once the composition is known and the synthesis process understood, it then may be more prudent to conduct tests on combustion properties and performance. The ethanol/hexose system employed in this investigation results in the formation of ethyl levulinate and 5-ethoxymethylfurfural both of which show considerable promise as fuel blend additives due to their high volumetric energy (Christensen et al 2011; Dautzenberg and Gruter 2012). In addition to these preferred products, valorisation with ethanol results in a diverse set of other possible fuel components (e.g. ethyl formate) that have varied energy densities, engine usabilities and fuel properties with respect to ethanol. The synthetic route consists of two competing parallel processes, the acid catalysed transformations of hexoses, and the acid catalysed transformation of ethanol mainly to diethyl ether which is less well studied in the literature. For example, diethyl ether is potentially a useful fuel component as it has a cetane number of 150, compared to that of ethanol (12) and indeed diesel (54) (Murphy et al 2004). Thus, integrating the ethanol and hexose systems offers an opportunity to produce fuel additives of adjustable properties to allow for blending with diesel or gasolines fuels in a drop-in manner. The variables that can be used as free parameters to manipulate the fuel properties are ethanol which at temperatures above 373 K can be converted to diethyl ether and the lignocellulosic derived hexoses D-fructose and D-glucose. Chapters 5 and 6 discuss in detail the mechanisms responsible for the reaction of ethanol with Dfructose catalysed by hydrogen cations, with 5-ethoxymethylfurfural the main reaction product at lower temperatures (>373 K), however the mechanism for the transformation D-glucose in ethanol has yet to be derived. When the mechanism is fully understood, it can also be used as parameter in which to manipulate the composition of fuel properties of the resultant ethanolysis mixture. 228 Chapter 7 To date only two pertinent kinetic studies have been conducted, regarding D-glucose ethanolysis. Zhu et al. formulated a simple model with only two reaction pathways considered, modelling D-glucose directly to ethyl levulinate and side products (Zhu et al 2014). Using this approach they obtained activation energies of 70 and 120 kJ/mol for the two pathways respectively, whilst in an analogous study in the equivalent methanol system by Peng et al. they found activation energies of 104 and 123.3 kJ/mol (Peng et al 2012). As well as this, robust mechanistic information regarding the formation of ethyl levulinate from D-glucose is scarce. In one of the most relevant studies in this regard Hu et al. found that ethyl glucosides were the main product of D-glucose ethanolysis other than ethyl levulinate (Hu et al 2011a). The other most applicable study was also conducted by Hu et al. Here they conducted an investigation on reaction pathways during the esterification of Dglucose in methanol catalysed by Amberlyst 70 (Hu et al 2011b). They also found 5methoxymethylfurfural and 5-(hydroxymethyl)-2-(dimethoxymethyl) furan as significant intermediates along with methyl levulinate and methyl glucosides. There have been also surprisingly few studies conducted on the acid catalysed transformation of ethanol to diethyl ether, which is almost as important as the parallel pathways valorising the hexose sugars. It has been reported that the employment of USY zeolites in conjunction with H2SO4, can inhibit diethyl ether formation (Xu et al 2013), however few kinetic parameters are available regarding the temperature dependent transformation behaviour of ethanol during conventional ethanolysis processes. This study focuses on three main core components: 1. An investigation of the Bronsted acid catalysed mechanism for the ethanolysis of D-glucose to ethyl levulinate in order to compare the D229 Chapter 7 glucose/D-fructose ethanolysis mechanisms, species distribution, and yields achievable for the pertinent reaction products. 2. Investigating the temperature dependent transformation of ethanol to diethyl ether. 3. Demonstrating how the mechanistic information obtained from the Dfructose/D-glucose/ethanol, ethanolysis system can be leveraged to manipulate the molecular diversity of the resulting fuel mixture to produce fuel components of adjustable properties to allow for blending with diesel or gasoline in a drop-in manner. This information is sought by utilising simple fuel properties such as ∆HCombustion, research octane number and cetane number to mimic diesel and gasoline fuel properties. 7.3. Experimental 7.3.1. Materials Ethanol, diethyl ether (CAS 60-29-7 >99% purity) normal-octanol, acetone, (99% purity), α/β-D-fructopyranose (CAS 57-48-7, 99% purity), β-D-glucopyranose (CAS 50-99-7, 99% purity) hence forth “D-fructose” and “D-glucose” respectively, sulphuric acid (H2SO4, 95-97% purity), 5-hydroxymethylfurfural (CAS 67-47-0, 99 % purity) and ethyl levulinate (CAS 539-88-8, 97% purity) are each obtained from Sigma Aldrich Ireland. Ethyl-β-D-glucopyranoside (CAS 34625-23-5, 98% purity) is obtained from Carbosyth Ltd. UK, and 5-ethoxymethylfurfural (CAS 1917-65-3, 9697% purity) is purchased from Akos Organics Gmbh, Germany. 230 Chapter 7 7.3.2. Experimental configuration All ethanolysis experiments, are carried out in glass pressure tubes (25.4 mm O.D. x10.2 cm), comprising of PTFE plugs and FETFE O-rings for pressure sealing up to 1.03 MPa. A 5-mL aqueous solution containing the desired amount of the particular reactant and H2SO4 is placed in the tube. After being sealed, each tube is placed for a definite period of time in an oil bath at the desired reaction temperature as outlined in Table 7.1. When the reaction time is completed, each tube is removed from the oil bath and immersed in a cold water bath to quench the reaction. The reaction temperature is independently controlled and monitored by a thermocouple array (Stuart™ SCT1 temperature controller) and an in-situ magnetic propeller ensures that the reaction mixture (reactant/H2SO4/ethanol) is homogeneous. For the test conditions reported here, Table 7.1, a heating time of 4 minutes is required for the reacting mixture to be heated from ambient to the prescribed reaction temperature (±1 K). Reaction progress is monitored by removing and analysing a 50 mg sample of the bulk reaction at fixed intervals. Ethanolysis reactions conducted at above 351 K result in a biphasic system consisting of a liquid and gas phase. 7.3.3. Analytical methods The concentrations of ethanol, diethyl ethoxymethylfurfural, are analysed by ether, ethyl levulinate and 5- gas chromatography (GC, Agilient Technologies 7820 A GC system) fitted with a Restek Stabilwax capillary column (30 m, 0.25 mm ID, 0.25 µm), employing hydrogen as the carrier gas and a flame ionisation detector. Species are identified by matching retention-times to known standards, and quantified by calibration of detector response to known 231 Chapter 7 concentrations (using n-octanol as internal standard). The injection port is maintained at 523 K, a temperature sufficiently high to ensure the full vaporisation of the expected reaction components. A temperature program of 313 K increasing to 493 K at a rate of 20 K per minute, remaining isothermal at 493 K for 5 minutes is found to achieve adequate separation of these species from the ethanol/water media. GC-MS analysis is also employed for the identification of sample species using an Agilient 5975C MSD, which uses a HP-5MS column (30 m, 0.25 mm ID, 0.25 µm) otherwise employing the same variables as for GC–FID analysis. For GC analysis, a known mass (50 ± 5 mg ) of analyte is extracted from the reaction media into 0.4 g of room temperature acetone and 0.8 g of 0.16 mg/g n-octanol in acetone, this is followed by the neutralisation of any remaining acid by the addition of 50 mg of NaHCO3. This dilution and cooling procedure ensures that the chemical reaction is effectively quenched. This sample is then filtered through 13 mm thick, 2 µm pore size syringe filters (Acrodisc) to remove any insoluble humic substances that may have been formed, and 1µl of the resulting solution is injected into the sample inlet port of the GC. Identification and quantification of D-glucose, D-fructose, ethyl glucosides, 5hydroxymethylfurfural and the various sugar-type derivatives is performed on an ion exchange liquid chromatography system (IC) system (Dionex Corp., Sunnydale, CA) equipped with a pulsed amperometric detector (AS, 10 µL sample loop, Dionex Corp., Sunnydale, CA). Analysis is performed at 291 K by isocratic elution with deionised water (18.2 MΩ.cm at a flow rate of 1.1 ml/min) using a Dionex CarboPac PA1 carbohydrate column. The column is reconditioned using a mixture of 0.4 mol/L sodium hydroxide and 0.24 mol/L sodium acetate after each analysis. 232 Chapter 7 Reactant [Reactant] (Mol/L) [H2SO4] (Mol/L) Temperature (K) Sampling Intervals (Mins) D-Fructose 0.29 0.1 351 10,20,30 D-Fructose 0.115 0.04 438 10,20,30 D-Glucose 0.29 0.1 351 10,20,30, 480 D-Glucose 0.145 0.015, 0.04, 0.075 423 D-Glucose 0.145 0.015, 0.04, 0.075 438 D-Glucose 0.145 0.015, 0.04, 0.075 453 Ethyl-βGlucosides 0.145 0.075 453 15, 30, 60, 120, 240, 480, 930* 15, 30, 60, 120, 240, 480, 930* 15, 30, 60, 120, 240, 480, 930 15, 30, 60, 120, 240, 480 Table 7.1 Table of experimental conditions.* depicts experiments carried on for longer periods until reactions have proceeded to steady-state. A 25 mg portion of the sampled reaction media is diluted with 1.0 g of deionised water. As before, 50 mg of NaHCO3 is added to neutralise any acid present This sample is filtered as described above before being analysed, D-glucose, D-fructose and 5-hydroxymethylfurfural concentrations are determined by detector calibration to mass prepared standard solutions. 7.3.4. Kinetic modelling To estimate the kinetic parameters associated with the dehydration of ethanol to diethyl ether, it is assumed that the rates follow an Arrhenius relationship. The activation energy (Ea, kJ/mol) and pre-exponential factor (A, min-1), is estimated assuming a ‘‘pseudo first order’’ relationship with respect to each reactant and 233 Chapter 7 [H2SO4]. To determine the relationship between reaction rates and temperature a modified Arrhenius equation is employed of the form: ki Ae Ea 1 1 R T Tmean (7.1) Where T is the temperature (K), Tmean is the mean temperature in which the experiments under interrogation are conducted at and R is the universal gas constant. A and Ea are estimated by minimizing the difference between experimental and model computed species mole concentrations using the Levenberg–Marquardt algorithm available within the ‘lsqcurvefit’ function on Matlab. An ordinary differential equations is integrated numerically by the algorithm solver ‘ode15s’ on Matlab. 7.4. Results and discussion 7.4.1. Reaction mechanism for Bronsted acid catalysed ethanolysis of D-glucose Ethanolysis experiments conducted with D-glucose at 351 K, results in no 5hydroxymethylfurfural, 5-ethoxymethylfurfural or indeed ethyl levulinate formation. This is in comparison to the fructose mechanism where it has been shown that 5ethoxymethylfurfural and ethyl levulinate are formed through the intermediate 5hydroxymethylfurfural and can be produced from D-fructose under condensed phase ethanolysis conditions (Flannelly et al 2015). GC-MS analysis suggests that main reaction products at 351 K consist of ethyl glucosides and various anhydroglucose species. Further screening experiments conducted at 373 K, 393 K and 413 K still results in little formation of furans or ethyl levulinate, with ethyl glucosides forming a stable reaction product. It is only above 423 K that any considerable amounts of ethyl levulinate are formed. Significantly, only trace amounts of 5234 Chapter 7 ethoxymethylfurfural and no 5-hydroxymethylfurfural are detected for the ethanolysis of D-glucose at 423 K. This is in contrast to the ethanolysis mechanism for D-fructose, where substantial amounts of 5-ethoxymethylfurfural (up to 34 mol%) and 5-hydroxymethylfurfural ( up to 20 mol%) are detected along with ethyl levulinate (See Figure 7.2(b)). This information is noteworthy as it provides compelling evidence that the mechanism for the Bronsted acid catalysed ethanolysis formation of ethyl levulinate between D-fructose and D-glucose are different. This is in conflict with the formation of levulinic acid in conventional aqueous hydrolysis systems where the prevailing literature on mechanisms for hexose transformations suggests that both D-glucose and D-fructose dehydrate to 5-hydroxymethylfurfural as an intermediate to levulinic acid (Choudhary et al 2012; Swift et al 2013). 438 K, 0.115 Mol/L D-Fructose, 0.04 Mol/L H 2SO4 Concentration, Mol/L 0.125 125 100 0.100 75 0.075 0.050 50 0.025 25 0 0.000 0 100 200 300 400 Time / Minutes 500 600 D-Fructose Ethyl Levulinate 5-Hydroxymethylfurfural 5-Ethoxymethylfurfural 0.150 700 0.125 Concentration, Mol/L 0.150 150 Mass balance / Ethanol converted to diethyl ether (a) Mass balance D-Glucose Ethanol conversion Ethyl Levulinate to diethyl ether 5-Hydroxymethylfurfural 5-Ethoxymethylfurfural Ethyl Glucoside Mass balance (b) Ethanol conversion to diethyl ether 150 125 100 0.100 75 0.075 0.050 50 0.025 25 Mass balance / Ethanol converted to diethyl ether 438 K, 0.115 Mol/L D-Glucose, 0.04 Mol/L H 2SO4 0 0.000 0 50 100 150 200 250 Time / Minutes Figure 7.2 The difference between the (a) D-glucose and (b) D-fructose Bronsted acid mechanism at 438 K catalysed by 0.04 mol/L H2SO4 in ethanol. Note no 5hydroxymethylfurfural is produced in the D-glucose ethanolysis system. It is also significant, as it has been postulated that in order to successfully valorise the hexose carbohydrate, D-fructose and D-glucose isomerisation must occur. 235 Chapter 7 As the D-fructose/D-glucose ethanolysis mechanisms are different it is necessary to ascertain the reaction pathway to account for the formation of ethyl levulinate from ethyl glucosides. The most plausible route is that ethyl glucoside dehydrates once to form ethyl levulinate liberating one mole of formic acid. It is also plausible that ethyl glucosides can dehydrate three times to form 5-ethoxymethylfurfural, which subsequently hydrates with two moles of water to form ethyl levulinate. There are no other products detected by GC-MS analysis from the control reactions conducted with ethyl glucosides, indicating that there may be no other stable detectable intermediates between itself and ethyl levulinate. However there have been other pathways suggested in the literature employing heterogeneous catalysis. For example Hu et al. observed ethyl glucosides to degrade to 5-hydroxymethylfurfural diacetal using Amberlyst 15 to catalyse the reaction (Hu and Li 2011). They subsequently observed the acetal structure to degrade via an unknown pathway to levulinic acid; however the diacetal structure is not detected on the GC-MS analysis. It can be concluded that the main Bronsted acid catalysed ethanolysis transformation pathway for D-glucose does not go through any furan intermediates to form ethyl levulinate. Given that ethyl levulinate formation is found to occur only above 423 K, experiments are conducted between 423 K, 438 K, 453 K to see the maximum yields of ethyl levulinate achievable and if it is concurrent with the temperature dependant degradation of ethanol to diethyl ether. At steady-state the maximum ethyl levulinate yields detected are 49 mol% ±3.9 at 453 K employing 0.07 mol/L H2SO4 (See Figure 7.3(e)). Not surprisingly, higher yields can be achieved from D-fructose, as at steady-state maximum yields of 63 mol% ethyl levulinate are detected (See Figure 7.2(b). It appears the Bronsted acid D-fructose ethanolysis system can be configured to produce higher yields of ethyl levulinate than that of 5-ethoxymethylfurfural. 236 Chapter 7 Under condensed phase ethanolysis conditions peak 5-ethoxymethylfurfural yields of 58 mol% can be achieved when the reaction is configured to produce 5ethoxymethylfurfural over ethyl levulinate (See Chapter 4 and 5). This is promising as it shows that up to 28 mol% higher yields of the desirable fuel components can be synthesised from D-fructose which to an extent justifies the considerable amount of effort being conducted on facilitating D-glucose/D-fructose isomerisation in the literature. 237 Chapter 7 Figure 7.3 Concentrations as a function per time for the ethanolysis of D-glucose to ethyl levulinate, as for select conditions of Table 7.1 Note each reaction is presented with different timescales to ensure the glucose to ethyl levulinate reaction has reached steadystate. 238 Chapter 7 The highest detected yields of 49 mol% from D-glucose, poses the question regarding the fate of the other 51 mol% and the potential use of the resulting products as fuel components. To explore this further, Figure 7.4 portrays an overall schematic of all the plausible reactions pathways in a conventional ethanolysis system derived from the work conducted in this Chapter, this Thesis, and also through consultation of pertinent literature. In comparison to the formation of furans and their derivatives, the pathways responsible for the acid catalysed transformation of hexoses to other products are less well defined. In other alcoholysis studies employing similar conditions (H2SO4, 373-453 K), alkyl acetates (Hu et al 2011; Chang et al 2012), alkyl pyruvates (Hu et al 2011) and alkyl formates (in excess molar ratios to alkyl levulinate) have been reported. Despite this, no information purporting to the mechanisms of their formation has been provided. In Chapter 4, in aqueous systems it was shown that, hexoses such as D-glucose can undergo transformations to Derythrose, forming equimolar amounts of glycoladehyde. D-erythrose is unstable at 423 K and was found to decompose to form acetic and formic acids. It is assumed that the ethyl acetate formed in ethanolysis systems is formed through this pathway from the esterification of the acetic acid (See Figure 7.4). In Chapter 4, in aqueous systems D-glucose is also observed to degrade to form dihydroxyacetone, which in turn dehydrates to form pyruvaldehyde. Presumably the ethyl pyruvate is formed from the esterification of pyruvaldehyde. Pyruvaldehyde can also undergo transformations to lactic acid, which partakes in esterification to form ethyl lactate. All are potential fuel components and a discussion pertaining to their fuel properties is provided in Section 7.4.3. 239 Chapter 7 7.4.2. Conversion of ethanol to diethyl ether During the composition of this Thesis, ethanol has been shown to be consumed through reaction with H2SO4 to form ethyl hydrogen sulphate, via reaction with the hexose derived derivatives (See Chapter 5) and more importantly as observed in this Chapter to form diethyl ether which is a promising fuel component in its own right. For example it has long been known that it is a cold start additive for engines, is an excellent compression ignition fuel with ∆HCombustion greater than ethanol and has a cetane number > 125 (US DOE) (See Table 7.3). Surprisingly, kinetic information regarding it is not available in the literature. Under condensed phase conditions (<371 K) (Chapter 5 and 6) relatively little diethyl ether is formed. Even at 423 K using 0.015 mol/L H2SO4 only 14 mass % of ethanol is converted to diethyl ether after 16 hours (See Figure 7.3 (a)). 240 Chapter 7 Figure 7.4 Detailed mechanism for the Bronsted acid catalysed ethanolysis of Dglucose. Note all exciting fuel components produced are highlighted in green boxes. 1-3 describes the main reaction flux for the formation of ethyl levulinate. Each reach reaction assumes a first order relationship with [H+]. The detection of ethyl acetate, ethyl pyruvate and ethyl lactate is not pursued in this preliminary study but have been reported in other Bronsted acid ethanolysis systems. 241 Chapter 7 In pursuit of the formulation of a fuel with adjustable properties it is important to determine the temperature dependent behaviour of the formation of ethanol to diethyl ether. To do this, a simple kinetic model is formulated using the conditions outlined in Table 7.1. Diethyl ether formation profiles can be obtained from consulting Figure 7.3(a)-7.3(e). The model considers the following reaction: Using this approach it is evident that the formation of diethyl ether follows an Arrhenius relationship as the proposed model can accurately replicate the experimental data (See Figure 7.5). Reaction Ea (kJ/mol) A (min-1) 1 78.9 0.0203 Table 7.2 Derived kinetic parameters for the derived for the reaction of ethanol Whilst using the kinetic parameters as depicted in Table 7.2, is it possible to predict the diethyl ether formation pattern as a function of temperature. Using these parameters, the model predicts that at 403 K, 9 mol% of the ethanol is converted to diethyl ether after 16 hours while using 0.015 mol/L H2SO4. Conducting the reaction for the same time period at 373 K, it is predicted that 0.65 mol% of the ethanol is converted to diethyl ether. 242 Chapter 7 18 16 Ethanol Diethyl Ether 2 R = 0.9945 Model Prediction (Mol/L) 14 12 10 8 6 4 2 0 0 2 4 6 8 10 12 14 16 18 Experimental Value (Mol/L) Figure 7.5 A parity plot illustrating the accuracy of the proposed model for the formation of diethyl ether from ethanol (423-453 K). 7.4.3. Manipulating the reaction mechanism to produce fuels of tailor-able properties, be it ‘‘diesel’’ or ‘‘gasoline’’. Table 7.3 provides a library of fuel properties for each fuel molecule produced in the ethanolysis system including, ∆HCombustion , research octane number, cetane number, and the H/C ratio. However to demonstrate how the hexose ethanolysis system can be leveraged to produce fuels with properties mimicking diesel or gasoline, five of the most crucial molecules are chosen; ethanol, diethyl ether, 5- ethoxymethylfurfural, ethyl levulinate and ethyl formate. In this Thesis, temperature resolved concentrations of these species have been accumulated from both condensed phase and biphasic conditions. The fuel properties considered are cetane number, research octane number and ∆HCombustion. The cetane number is an inverse function of a fuels ignition delay and describes the time period between the start of injection and the first identifiable pressure increase during the combustion of the fuel 243 Chapter 7 Chemical Name Chemical Formula Molecular Weight (g/mol) Density (g/cm3) Boiling Point Melting Point Flash Point H/C ratio ∆H°C (kJ/mol) ∆H°C (kJ/ml) Vapour Pressure (kPa) C6H12O6 180.16 1.54 800.15 K 423.15 K 559.82 K 2:1 2805 23.98 N/A N/A C8H10O3 154.16 1.099 508.15 K N/A >383.15 K 5:4 4074.7 29.04 N/A 48 29 C7H12O3 144.17 1.016 487.15 K 240.35 K N/A 12:7 3523 24.83 0.03 5 110 C6H6O3 126.11 1.29 387.15 K – 389.15 K 303.15 K – 307.15 K 352.15 K 1:1 2781 28.44 0.005 N/A N/A C5H10O3 118.13 1.03 427.15 K 247.15 K 319.15 K 2:1 N/A N/A 0.3 Unknown N/A C5H8O3 116.12 1.045 417.15 K 215.15 K 319.15 K 8:5 N/A N/A 0.5 Unknown Unknown C4H8O2 88.11 0.902 350.25 K 198.15 K 270.16 K 2:1 2238 22.91 9.73 Unknown. 116 (C2H5)2O 74.12 0.7134 307.75 K 157.15 K 233.15 K 5:2 2726 26.24 56.3 150 Unknown C3H6O2 74.08 0.917 327.15 K 193.15 K 254.15 K 2:1 1643 20.35 26.12 8.5. 109 C2H5OH 46.07 0.789 351.15 K 159.15 K 287.15 K 3:1 1367 23.41 5.95 11 108 Cetane Number Research Octane Number N/A Table 7.3 Fuel properties of all pertinent fuel molecules present produced in the ethanolysis system in this Thesis, obtained from Sigma Aldrich (Sigma Aldrich 2015). Cetane numbers are obtained from Murphy (Murphy et al 2004) and calculated research octane numbers are estimated using the correlations of Hass and Dryer (Hass and Dryer 2013). 244 Chapter 7 It is an appropriate metric for the determination of the merits of a diesel fuel additive. Road diesel fuels typically have cetane numbers of ~54 (European Commission 2009). The research octane number is the inverse of the cetane number and is an appropriate metric to determine the merits of the usage of a gasoline fuel. Typical gasoline has a minimum research octane number of 95 (European Commission 2009). Taking the D-glucose ethanolysis system as an example Figure 7.6 illustrates that by blending different vol% of the main fuel components produced; diethyl ether, ethanol and ethyl levulinate, a fuel with the same centane and octane number as gasoline and diesel can beformulated. Figure 7.6 Manipulating species mole fractions of ethanolysis products to produce a fuel mixture to mimic the centane number of conventional diesel (a) and gasoline (b), as is highlighted by a white line on both figures. Note the white line corresponds to the centane number of diesel (54) (a) and the research octane number (94) of gasoline (b). A detailed mechanistic and kinetic understanding of the system unlocks the possibility to tailor the reaction system for the production of specific fuel mixtures with desired combustion properties. To illustrate this, the theoretical combined fuel 245 Chapter 7 properties of the D-fructose synthetic system conducted under condensed phase conditions (See Chapter 5) are compared to the species fractions of the synthesised fuel components as presented in this investigation. Energy dense fuel mixtures with cetane numbers in the range of ~6 – 44 can be produced,see Figure 7.7. Figure 7.7 A comparison of the cetane numbers and energy densities of the flux of fuel components produced per time between condensed phase and biphasic reaction conditions. Note it is assumed that all the water has been removed. Condensed phase conditions D-fructose/H2SO4 0.29/0.1 mol/L, biphasic conditions D-fructose/H2SO4 0.115/0.04 mol/L. This diversity present is as a result of the variety of fuel species synthesized in the system and the interconversion of their mass fractions as the reaction proceeds. Quenching the reaction at a defined time, results in specified fuel properties. In the biphasic D-fructose ethanolysis synthesis, ethyl levulinate is the main hexose derived energy product with substantial amounts of diethyl ether being formed. This produces a lower energy density fuel with a high cetane number making it a suitable diesel blend component. In the condensed phase ethanolysis synthesis, 5- 246 Chapter 7 ethoxymethylfurfural is the most abundant hexose derived energy product, but under such conditions no diethyl ether is produced. Therefore, the resulting fuel blend is of a low cetane number but is of notably higher volumetric energy density, indicating it may be appropriate as a gasoline additive (See Figure 7.8). The energy of valorisation with respect to the ethanol consumed in the condensed phase and biphasic system are 270% and 207% respectively, whilst the energy density of the resultant fuel mixtures are 30.56 MJ/L (condensed phase system) and 27.38 MJ/L (biphasic system), which are comparable to that of conventional gasoline. Figure 7.8 The chemical mechanism and fuel chemistry of a D-fructose/ethanol synthetic fuel system interpreted as gasoline or diesel fuel additives. 7.4.4. Outlook, limitations and future work This Chapter presents a preliminary investigation of how the molecular diversity of the ethanolysis system can be leveraged to produce a one-pot synthetic mixture of fuel molecules with custom made fuel properties. However significant further work must be conducted to build on what has been presented in order to further develop the scientific ideas and premise as is presented in this Chapter: 247 Chapter 7 1. This Chapter or Thesis does not experimentally deal with the issue of hexose loading. Ideally the minimum ratio of ethanol/hexose is sought in order to maximise the energy valorisation of the system. It is also necessary to ascertain what effect the hexose/ethanol loading has on the systems mechanism and reaction kinetics. 2. It is necessary to elucidate the effect of the formation of water on the fuel properties and reaction mechanism of the overall system. 3. It is imperative to develop a functional kinetic model for the ethanolysis of Dglucose to ethyl levulinate, similar to the model developed for D-fructose in Chapter 6, so that it can be integrated with the D-fructose system in a hierarchical manner. 4. Experimentally time resolved species concentrations of ethyl pyruvate, ethyl formate, ethyl acetate and ethyl lactate need to be derived. 5. Fuel performance properties such as solubility in petroleum fuels need to be established on the mixture of molecular species produced in the ethanolysis systems. 6. Finally the premise for the overall ethanolysis process is predicated on successful D-glucose isomerisation by employing a Bronsted/Lewis tandem system, of which is still at an early stage of development in the scientific community. 7.5. Conclusion A preliminary mechanistic investigation is conducted on the reaction mechanism responsible for the ethanolysis of D-glucose to ethyl levulinate (351-423 K) catalysed 248 Chapter 7 by H2SO4 (0.015-0.075 mol/L). Under condensed phase conditions (351 K), no ethyl levulinate is formed with ethyl glucosides and anhydroglucose structures the main products detected. Only significant amounts of ethyl levulinate are formed above 423 K (0.015 mol/L H2SO4) and peak ethyl levulinate yields of 49 mol% are detected at 453 K (0.075 mol/L H2SO4), compared to 63 mol% achieved from D-fructose. The mechanisms for the ethanolysis of D-glucose and D-fructose to ethyl levulinate are found to be different. The main pathway for the D-glucose mechanism goes through an ethyl glucoside intermediate, which then dehydrates once liberating formic acid. Significantly the main reaction flux for ethyl levulinate does not progress through any furan intermediates as is the D-fructose system invalidating the common assumption in the literature. A mechanistic description is provided for the formation of other potential fuel components such as ethyl lactate, ethyl acetate and ethyl pyruvate. A simple kinetic model is derived to describe the acid catalysed transformation of ethanol to diethyl ether. It is found only to be a significant pathway above 373 K and is found to have an activation energy of 78 kJ/mol. A library of fuel properties produced for the range of fuel molecules produced in the ethanolysis system is presented. Finally it is illustrated that by integrating mechanistic understanding and fuel properties of the synthesized molecules, drop-in tailor-made fuel additives can be synthesized in a highly flexible “one-pot” process designed for specific purposes. 7.5 References Balan, V. (2014) “Current challenges in commercially producing biofuels from lignocellulosic biomass,” ISRN Biotechnology, 2014. 249 Chapter 7 Bond, J.Q., Alonso, D.M., Wang, D., West, R.M., Dumesic, J.A. (2010) “Integrated catalytic conversion of gamma-valerolactone to liquid alkenes for transportation fuels,” Science, 327(5969), 1110–1114. Chang, C., Jiang, X.X., Zhang, T., Li, B. (2012) “Effect of reaction parameters on the production of ethyl levulinate from glucose in ethanol,” Advanced Materials Research, 512, 388–391. Chheda, J.N., Román-Leshkov, Y., Dumesic, J.A. (2007) “Production of 5hydroxymethylfurfural and furfural by dehydration of biomass-derived mono-and poly-saccharides,” Green Chemistry, 9(4), 342–350. Choudhary, V., Burnett, R.I., Vlachos, D.G., Sandler, S.I. (2012) “Dehydration of glucose to 5-(hydroxymethyl) furfural and anhydroglucose: thermodynamic insights,” The Journal of Physical Chemistry C, 116(8), 5116–5120. Christensen, E., Williams, A., Paul, S., Burton, S., McCormick, R.L. (2011) “Properties and performance of levulinate esters as diesel blend components,” Energy & Fuels, 25(11), 5422–5428. Climent, M.J., Corma, A., Iborra, S. (2014) “Conversion of biomass platform molecules into fuel additives and liquid hydrocarbon fuels,” Green Chemistry, 16(2), 516–547. Demirbas, A. (2009) “Political, economic and environmental impacts of biofuels: A review,” Applied Energy, 86, S108–S117. European Commission (2009) “Directive 2009/30/EC of the European Parliament and of the Council of 23 April 2009 amending Directive 98/70/EC as regards the specification of petrol, diesel and gas-oil and introducing a mechanism to monitor and reduce greenhouse gas emissions and amending Council Directive 250 Chapter 7 1999/32/EC as regards the specification of fuel used by inland waterway vessels and repealing Directive 93/12,” EEC. Flannelly, T., Dooley, S., Leahy, J.J. (2015) “Reaction pathway analysis of ethyl levulinate and 5-ethoxymethylfurfural from D-fructose acid hydrolysis in ethanol,” Energy & Fuels. Hu, X., Li, C.-Z. (2011a) “Levulinic esters from the acid-catalysed reactions of sugars and alcohols as part of a bio-refinery,” Green Chem., 13(7), 1676–1679. Hu, X., Lievens, C., Larcher, A., Li, C.-Z. (2011b) “Reaction pathways of glucose during esterification: Effects of reaction parameters on the formation of humin type polymers,” Bioresource Technology, 102(21), 10104–10113. Lynd, L.R., Cushman, J.H., Nichols, R.J., Wyman, C.E., others (1991) “Fuel ethanol from cellulosic biomass.,” Science(Washington), 251(4999), 1318–1323. NREL 2015 'Ethanol Blended Fuels',[online], available: http://www.nrel.gov/education/pdfs/educational_resources/high_school/teachers_ guide_ethanol.pdf [acessed 11 October 2015]. Murphy, M.J., Taylor, J.D., McCormick, R.L. (2004) Compendium of experimental cetane number data, National Renewable Energy Laboratory Golden, CO. Peng, L., Lin, L., Li, H. (2012) “Extremely low sulfuric acid catalyst system for synthesis of methyl levulinate from glucose,” Industrial Crops and Products, 40, 136–144. Semelsberger, T.A., Borup, R.L., Greene, H.L. (2006) “Dimethyl ether (DME) as an alternative fuel,” Journal of Power Sources, 156(2), 497–511. 251 Chapter 7 Serrano-Ruiz, J.C., Dumesic, J.A. (2011) “Catalytic routes for the conversion of biomass into liquid hydrocarbon transportation fuels,” Energy & Environmental Science, 4(1), 83–99. Sigma Aldrich 2015 'Product Search' https://www.sigmaaldrich.com/ireland.html [accessed 21 November 2015]. Stӧcker, M. (2008) “Biofuels and biomass-to-liquid fuels in the biorefinery: Catalytic conversion of lignocellulosic biomass using porous materials,” Angewandte Chemie International Edition, 47(48), 9200–9211. Swift, T.D., Bagia, C., Choudhary, V., Peklaris, G., Nikolakis, V., Vlachos, D.G. (2013) “Kinetics of homogeneous brønsted acid catalyzed fructose dehydration and 5-hydroxymethyl furfural rehydration: A combined experimental and computational study,” ACS Catalysis, 4(1), 259–267. Haas F.M., Dryer F.L. (2013) “Prediction of biofuel ignition quality using a DCN↔RON interconversion tool” Fall Technical Meeting of the Eastern States Section of the Combustion Institute Hosted by Clemson University, Clemson, SC. Oct 13-16 2013. Thewes, M., Muether, M., Pischinger, S., Budde, M., Brunn, A., Sehr, A., Adomeit, P., Klankermayer, J. (2011) “Analysis of the impact of 2-methylfuran on mixture formation and combustion in a direct-injection spark-ignition engine,” Energy & Fuels, 25(12), 5549–5561. Werpy, T., Petersen, G., Aden, A., Bozell, J., Holladay, J., White, J., Manheim, A., Eliot, D., Lasure, L., Jones, S. (2004) “Top value added chemicals from biomass. Volume 1-Results of screening for potential candidates from sugars and synthesis gas.” 252 Chapter 7 Xu, G.-Z., Chang, C., Zhu, W.-N., Li, B., Ma, X.-J., Du, F.-G. (2013) “A comparative study on direct production of ethyl levulinate from glucose in ethanol media catalysed by different acid catalysts,” Chemical Papers, 67(11), 1355– 1363. Zhu, W., Chang, C., Ma, C., Du, F. (2014) “Kinetics of glucose ethanolysis catalyzed by extremely low sulfuric acid in ethanol medium,” Chinese Journal of Chemical Engineering, 22(2), 238–242. 253 Chapter 8 Chapter 8: Conclusions 8. concluision 254 Chapter 8 8.1. Conclusions Presently the price of oil has never been lower this century at $37 a barrel (02/03/2016) (NASDAQ 2016), so the need for short term liquid fuel transportation components may be considered less urgent than at the outset of this Thesis, when a barrel of oil was priced at ~$110 (NASDAQ 2012). However this may not remain the case for long as historically the price of oil is prone to boom and bust cycles, but judged on a 10 year cycle remains on an upward price trend (Baumeister and Kilian 2016). More importantly the recent climatic effects of increased CO2 in the atmosphere means the need for carbon neutral transportation fuel is as crucial as ever. This Thesis contributes to the development of substitutes to fossil derived fuels by proposing the ethanolysis system as an alternative means for valorising lignocellulosic hexose sugars in comparison to conventional aqueous systems. The provision of reaction mechanisms and kinetics in especially non-aqueous systems represents a bottleneck for a long term sustainable industry valorising the lignocellulosic hexose through acid hydrolysis. A greater mechanistic understanding is provided by performing detailed reaction pathways analysis. It is determined that the structural confirmation of the hexose carbohydrates contributes greatly to yields of levulinic acid achievable. Levulinic acid yields from hexose carbohydrates at steady-state are found to be in the order of; D-fructose > Dglucose > D-mannose > D-galactose. The approach of pursing a mechanistic understanding for each hexose transformation pathway in the system allowed it to be determined that formic and levulinic acid are not formed stoichiometrically from the acid hydrolysis of hexose carbohydrates as is the common assumption in the literature. At steady-state conversions of the reactant, the formic/levulinic acid for D- 255 Chapter 8 fructose, D-glucose, D-mannose and D-galactose is shown to be 1.08 ±0.04, 1.15 ±0.05, 1.20 ±0.10 and 1.19±0.04 respectively. Combining this work and pertinent literature suggests there are at least four potential pathways depending on reaction condition responsible for the excess formic acid, through furfuryl alchol, furfural formation and through the transformation of pyruvaldehyde and D-erythrose. The mechanistic understanding gained whilst ultilising the formic/levulinic ratio as a diagnostic will prove valuable in closing the mass balances for hydrolysis systems. Moving to the more complicated ethanolysis hexose mechanisms, the transportation biofuel components 5-ethoxymethylfurfural and ethyl levulinate can be synthesised in a homogeneous sulphuric acid ethanolysis system. D-fructose, 5- hydroxymethylfurfural, 5-ethoxymethylfurfural are quantified as major species fractions, summing to 45-85% of the initial fructose mass, with furfural, D-glucose and D-mannose quantified as minor species fractions, always summing to <5% of the initial fructose mass. The mechanism fidelity index is introduced as a metric to evaluate and describe the understanding of the synthetic systems chemistry and is successfully employed to test the validity of mechanistic propositions. By utilising numeric kinetic modelling the analysis shows that the fructopyranose starting material is unlikely to undergo direct transformation to 5-hydroxymethylfurfural indicating that at least one stable reaction intermediate is required for 5hydroxymethylfurfural production. The model further proposes that experimentally observed ethyl fructoside species are preferentially converted back to the D-fructose starting material ethoxymethylfurfural, rather which than is undergoing produced further by the hydrolysis to 5- ethylation of 5- hydroxymethylfurfural. The modelling analysis identifies the hydration of 5ethoxymethylfurfural to ethyl levulinate as the slowest reaction in the system and 256 Chapter 8 that this is not the sole pathway responsible for ethyl levulinate formation. The presence of water in the solvent media is shown to aggressively retard the overall rate of reaction with respect to an entirely ethanol medium. For example the addition of 10% v/v water to the ethanol media is shown to slow reaction rates by an order of magnitude. This is important as the model shows that there is a significant amount of in-situ water formation produced from the transformation of D-fructose to the intended biofuel components. This will be of critical kinetic consequence when hydrolysis is conducted on more concentrated solutions in ethanol and indeed in other non-aqueous solvents. Importantly, in ethanol media, the hydrogen cation concentration is shown to be a dynamic function of time and not catalytically recycled. Incorporating this behaviour in the kinetic modelling analysis is demonstrated to be crucial to deriving meaningful kinetic and mechanistic parameters. This will prove important when formulating kinetic models for hexose transformations in other solvents such as γ-valerolactone. It is demonstrated that when conducting temperature dependent kinetic modelling in a system with multiple competing reactions, the system has to be broken into individual sub-components. The kinetic model is then formulated by building each of these sub-components in a hierarchical manner. This method should be exercised when formulating kinetic models on all such systems, as it generates enough constraints to derive realistic kinetic parameters. Using this approach the D-fructose ethanolysis sub-system in broken into D-fructose, 5-hydroxymethylfurfural and 5ethoxymethylfurfural subcomponents to derive a kinetic model for the ethanolysis of D-fructose to 5-ethoxymethylfurfural. Condensed phase conditions (331-351 K) catalysed by H2SO4 (0.035-0.13 mol/L) in a one-pot system favour the formation of 5-ethoxymethylfurfural as opposed to ethyl levulinate. This is so, 257 Chapter 8 as the reaction pathway accounting for the formation of 5- ethoxymethylfurfural through the etherification of 5-hydroxymethylfurfural is found to be seventeen times faster than the pathway responsible for its consumption at 351 K, with the relationship between formation and consumption, found to be largely dependent on temperature. Extrapolation of the model indicates that 353 K is the optimum temperature for 5ethoxymethylfurfural formation from D-fructose within the range of conditions investigated in this study. It appears that the strategy of basing kinetic models on the D-fructose mechanism in the first step in a hierarchical plan linking the hexose sugar to cellulose to biofuel component seems justified. This is so, as the yields of the hexose derived preferential fuel components are shown to be ~20% higher from D-fructose than from D-glucose. Unexpectedly, the mechanisms for the ethanolysis of D-glucose and D-fructose to ethyl levulinate are found to be different. The main reaction flux from D-glucose to ethyl levulinate progresses through no furanic intermediates. Therefore to maintain the mechanistic philosophy as outlined in this Thesis it will be necessary to employ an in tandem Lewis/Bronsted acid system to facilitate glucose to fructose isomerisation to maximise yields of ethyl levulinate with lignocellulosic glucose as reactant. The diversity of potential fuel components produced in the one-pot ethanolysis system means that by integrating mechanistic understanding and fuel properties of the synthesized molecules, drop-in tailor-made fuel additives can be synthesized in a highly flexible “one-pot” process designed for specific purposes. 258 Chapter 8 8.2. Recommendations for future work To further build on the ethanolysis system as presented in this Thesis, future work should be focused on the following main core components. 8.2.1. Utilisation of more sophisticated analytical techniques This Thesis employs basic analytical techniques such as gas and high pressure liquid chromatography to quantify species concentrations as a function of time; however this is not sufficient to detect all species in the system, and in particular unstable intermediates. Mass balances as low as 30% are detected for the D-fructose ethanolysis system as is described in Chapter 5. In order to gain a more comprehensive mechanistic understanding of the system’s chemistry it in necessary to pursue analytical techniques that will help account for every carbon, hydrogen, and oxygen atom in the system. The most vital analytical challenge in this regard is to detect the range of unstable intermediates between the D-fructose and 5hydroxymethylfurfural submechanism. In-situ NMR represents the state-of-the art analytical technique for the detection of such species. Its employment in an ethanol system as described by Kimura et al. in aqueous systems should considerably aid the detection of hexose like species, particularly at early stages of reaction (Kimura et al 2011). 8.2.2. Incorporating the effect of water concentration and reactant concentration as parameters in the kinetic model. Chapter 5 illustrates how water in the ethanol media significantly retards reaction rates and how its presence can alter the reaction mechanism. Considerable amounts of water are formed from the dehydration of ethanol to diethyl ether. One molecule 259 Chapter 8 of hexose carbohydrate produces at least four molecules of water in the case of the formation of 5-ethoxymethylfurfural. Considering both of these factors, reactant concentration will have a significant effect on the mechanism and kinetics of the system. This Thesis does not consider reactant concentration as a kinetic parameter owing to the initial complexity and unknown nature of the reaction mechanisms in the ethanolysis process. However, as there is now a degree of certainty established in relation to the reaction mechanism it is envisioned that future work will consider both the effect of water and reactant concentration as distinct kinetic parameters. 8.2.3. Employing computational chemistry to determine the validity mechanistic propositions Computational chemistry techniques can be employed to further test and inform the validity of experimentally derived mechanistic propositions. The equilibrium and the transition state structures of pertinent molecules can be evaluated using gradientcorrected density functional theory (DFT) with the Becke three-parameter exchange functional and the Lee-Yang-Parr correlation functional (B3LYP) level of theory as employed by Yang et al. (Yang et al 2015). This theoretical platform can be used to validate experimental postulations and contribute to a more fundamental understanding of the thermodynamics of the systems by computing potential energy surfaces (PES). This information can supplement the existing kinetic parameters to formulate a more fundamental high fidelity kinetic model. For example Yang et al. excerised PES to postulate a pathway for formic acid formation from D-glucose through a fufuryl alcohol intermediate, that couldn’t be articulated fully by experiment. 260 Chapter 8 8.2.4. Formulating kinetic models incorporating glucose to fructose isomerisation The next step in the development of a hierarchical kinetic model linking D-fructose to cellulose is developing reaction pathways in the model facilitating D-glucose/ Dfructose isomerisation in an ethanol solvent. Typically, glucose/fructose isomerisation is facilitated by employing in tandem Lewis/Bronsted acid systems. Using this approach Swift et al. developed a micro kinetic model to describe this reaction in aqueous systems (Swift et al 2015). Deriving a similar model with ethanol as solvent would greatly improve the viability of the ethanolysis system. 8.2.5. Conducting fuel property analysis on ethanolysis fuel products Chapter 7 identifies the range of molecules that can be produced in the ethanolysis synthesis and calculates some basic fuel properties. Future work should focus on deriving experimentally derived fuel properties of the various designed ethanolysis mixtures. Particular attention should be given to properties such as; ignition delay time, research octane numbers, centane number and miscibility and stability of the mixtures when blended with typical gasoline and diesel. 8.3. References Baumeister, C., Kilian, L. (2016) “DP11035 forty years of oil pricefluctuations: why the price of oil may still surprise us.” Kimura, H., Nakahara, M., Matubayasi, N. (2011) “In situ kinetic study on hydrothermal transformation of d-glucose into 5-hydroxymethylfurfural through D-fructose with 13C NMR,” The Journal of Physical Chemistry A, 115(48), 14013–14021. 261 Chapter 8 NASDAQ (2016) 'Crude -oil', [online], available: http://www.nasdaq.com/markets/crude-oil.aspx [acessed 03 March 2016]. NASDAQ (2012) 'Crude -oil', [online], available: http://www.nasdaq.com/markets/crude-oil.aspx [acessed 07 December 2012]. Swift, T.D., Nguyen, H., Anderko, A., Nikolakis, V., Vlachos, D.G. (2015) “Tandem Lewis/Brønsted homogeneous acid catalysis: conversion of glucose to 5hydoxymethylfurfural in an aqueous chromium (iii) chloride and hydrochloric acid solution,” Green Chemistry, 17(10), 4725–4735. Yang, L., Tsilomelekis, G., Caratzoulas, S., Vlachos, D.G. (2015) “Mechanism of Brønsted Acid-Catalyzed Glucose Dehydration,” ChemSusChem. 262
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