Supplementary materials Epistatic interactions of AKT1 on human hippocampal biology and pharmacogenetic implications - Supplement Hao Yang Tan, Anthony G Chen, Qiang Chen, Lauren B Browne, Beth Verchinski, Bhaskar Kolachana, Fengyu Zhang, Jose Apud, Joseph H Callicott, Venkata S Mattay, Daniel R Weinberger Clinical Brain Disorders Branch, Genes Cognition and Psychosis Program, Division of Intramural Research Programs, National Institute of Mental Health, Bethesda, Maryland 20892, USA. 1 Supplementary materials Supplementary Methods: Subjects: Research subjects were ascertained as part of the Clinical Brain Disorders Branch Sibling Study 1 . Subjects were all of European ancestry to minimize genetic heterogeneity and stratification artifacts. All subjects were from 18 to 55 years of age, were above 70 in IQ, and gave written informed consent. Exclusion criteria were significant medical problems, history of loss of consciousness for greater than 5 minutes, alcohol or drug abuse/ dependence within the last 12 months, and electroconvulsive therapy within the last 6 months. All subjects were interviewed by a psychiatrist using the Structured Interview for DSM-IV. For probands, data from psychiatric records were also evaluated during diagnostic ascertainment. DNA collection and genotyping: DNA was extracted from whole blood using standard procedures. All genotypes were determined using the 5’ exonuclease Taqman assay; SNP probe and primer sets were acquired as “Assays on Demand” from Applied Biosystems, CA. We genotyped the AKT1 rs1130233 2, COMT Val158Met 1 and BDNF Val66Met 3 for the primary analyses reported here. Genotype accuracy was assessed by regenotyping within a subsample, and reproducibility was routinely greater than 99%. Genotyping completion rate was >95%. 2 Supplementary materials Cognitive testing: The neurocognitive battery used, including the Wechsler Adult Intelligtence Scale-Revised (WAIS-R) was previously described 4. The current IQ estimate was obtained from a 4-subtest version of the WAIS-R, comprising the Arithmetic, Digit Symbol Substitution, Picture Completion, and Similarities subtests 4, 5 . The estimate of premorbid IQ was based on the Reading subtest of the Wide Range Achievement Test (WRAT-R). The Reading subtest is thought to be a valid reflection of preserved abilities acquired before the onset of disease 4, 6. Functional imaging of memory function: To examine memory-dependent hippocampal function, BOLD fMRI data was acquired from a group of 96 healthy individuals as they performed a memory encoding and retrieval task that robustly engaged hippocampal function 7. For each of the encoding and retrieval sessions, 8 blocks of scenes selected from the International Affective Picture System were presented with 18s blocks of aversive or neutral scenes alternating with blocks with a fixation-cross. The retrieval session followed encoding after a 2min delay. In each block, 6 scenes were presented every 3 seconds. During the encoding blocks, subjects were to respond with a right or left button-press depending on whether the scene represented an “indoor” or “outdoor” scene. During retrieval, subjects were presented a set of scenes where half were seen previously and half were new. Subjects were to respond with a right button press for scenes seen before during the encoding session (i.e “old), or with a left button press for the new scenes. 3 Supplementary materials Whole brain BOLD fMRI data were collected on a 3-T scanner (General Electric Systems, Milwaukee, WI) with a GE-EPI pulse sequence acquisition of 24 contiguous slices (echo time=30 msec, repetition time=2 seconds, flip angle=90, field of view=24cm, matrix=64x64, voxel dimensions= 3.75x3.75x6mm). All fMRI data were pre-processed and spatially normalized to a common stereotaxic space (Montreal Neurologic Institute template) with SPM2 software (Wellcome Department of Cognitive Neurology, London http://www.fil.ion.ucl.ac.uk/spm), and individually examined for motion artifacts. Single-subject contrast images were then entered into a second level of analysis with subject as a random factor. Given our hypotheses about the effect of AKT1 on potential hippocampal neuroplasticity effects during memory encoding, we primarily examined gene effects at encoding > baseline within the bilateral hippocampal and parahippocampal regions-of-interest (ROI). The ROI was defined from the Wake Forest University Pickatlas (http://www.fmri.wfubmc.edu/download.htm) hippocampus and parahippocampus regions with a dilation factor of 3 voxels8. The AKT1 SNP rs1130233 A-carrier versus G-homozygote effect was subsequently interrogated within this smaller search volume and statistically corrected for false-discovery rate9 at p<0.05. Epistatic interaction between AKT1 and BDNF Val66Met effects, and 3-way AKT1, BDNF and COMT Val158Met effects were then extracted from significant peaks with this orthogonal AKT1 main effect, and examined using fully parameterized ANOVAs at p<0.05 in these higher-level interaction analyses. Finally, we performed permutation tests 4 Supplementary materials to further determine the conservative rate of false positivity from which the reported set of results could have arisen anywhere within the bilateral hippocampal and parahippocampal regions-of-interest. This was to ensure that the strategy to examine the AKT1 main effect and hypothesis driven interaction effects was statistically conservative within the multi-voxel ROI search space. Permutation tests were conducted over 10,000 random label changes of subject identity within this sample, keeping constant the genotype labels to maintain the same genotype frequencies, thus identifying the rate at which a set of similar false positive main, 2-way and 3-way interaction effects at these statistical thresholds occurred. Structural imaging: To examine hippocampal brain structure, MRI images from 171 healthy subjects, distinct from those in the functional imaging study, were acquired in a 1.5T GE scanner using a T1-weighted spoiled grass sequence (repetition time 24s, echo-time 5s, field-ofview 24cm, matrix 256x256 voxels, flip-angle 45o) with 124 saggital slices (0.94x0.94x1.5mm resolution). These images were processed and analyzed using optimized VBM with customized templates as previously described 10 . Resulting gray- matter images were smoothed with a 12-mm Gaussian kernel before statistical analysis using a generalized linear model. The effects of AKT1 SNP rs1130233 genotypes G/G versus A-carriers were examined using an analysis of covariance model adjusted for the orthogonalized first and second polynomials of age, gender, WAIS-IQ and total gray matter volume, as previously described 10 . We reported peaks at p<0.001 uncorrected in 5 Supplementary materials the bilateral hippocampal-parahipoocampal regions of interest defined using the Wake Forest University Pickatlas (http://www.fmri.wfubmc.edu/download.htm) with a dilation factor of 3 voxels8. Epistatic interactions with BDNF Val66Met and COMT Val158Met were extracted and examined as in the fMRI data from orthogonally-defined peaks with the main AKT1 effect. Similarly, we performed permutation tests to further ensure that the strategy and initial uncorrected statistical thresholds used in examining the AKT1 main effect, hypothesis driven interaction effects, and the set of findings thus obtained were statistically conservative within the multi-voxel ROI search space. We performed permutation tests over 10,000 random label changes of subject identity, keeping constant genotype frequencies within this dataset to estimate the conservative rate of false positivity by which the same set of results could be obtained with the same or better statistical thresholds anywhere within the bilateral hippocampal and parahippocampal regions of interest. Pharmacogenetic effects on brain structure: In further examining the pharmacogenetic effects on brain structure, we examined a subset of 138 schizophrenia patients with available structural MRI data. The structural MRI data were acquired, processed and analyzed similarly as described earlier. The hypothesized pharmacogenetic interaction effects of mood stabilizer treatment and AKT1 SNP rs1130233 genotypes G/G versus A-carriers on prefrontal and hippocampal gray matter volume were examined using an analysis of covariance model adjusted for the orthogonalized first and second polynomials of age, gender, cognitive change, and total 6 Supplementary materials gray matter volume. In the first instance, we reported interaction effects in the bilateral prefrontal, hippocampal and parahippocampal regions defined with WFU Pickatlas (http://www.fmri.wfubmc.edu/download.htm) surviving nominal p<0.001 uncorrected. We further determined the conservative rate of false positivity by which the same set of pharmacogenetic cognitive and structural imaging findings could be obtained at the same or better statistical thresholds over 10,000 random permutations of subject labels. Supplementary Results: AKT1 epistatic interactions and risk for schizophrenia: We examined if the AKT1, BDNF and COMT genetic variations interacted to contribute to risk for schizophrenia. We first examined the NIMH/CBDB case-control sample (n=282 patients, 329 controls) in which we previously reported marginal association with this AKT1 variant2. While there were no marginal single gene associations for COMT or BDNF, the AKT1, COMT and BDNF variants showed a 3way interaction (p<0.041) in a full logistic regression model controlled for gender. The 3way interaction was driven by a divergence of risk for schizophrenia in the context of the AKT1-A minor allele (Supplementary Figure S1). Individuals at the highest risk were those who were also COMT-Val homozygotes and BDNF-Met carriers; individuals who instead carried the COMT-Met allele had the lowest risk (odds ratio between these two groups was 2.61, 95% CI 0.97-7.00, p=0.056). Accordingly, within the group of AKT1A-carriers, there was a COMT-by-BDNF interaction (p=0.039, Supplementary Figure S1), but not in AKT1-G homozygotes. 7 Supplementary materials We examined an independent case-control sample (936 patients, 1,190 controls) from the Genetic Association Information Network (GAIN) cohort (public release http://dbgap.ncbi.nlm.nih.gov/). Note that the AKT1 SNP genotyped in the GAIN sample was rs2494731 and not rs1130233 as in our clinical samples, although these SNPs were in the same Hapmap-derived haplotype block (r2>0.8). There was the same 3-way AKT1, BDNF and COMT interaction on risk for schizophrenia (one-tailed p=0.036) and no significant individual gene main effects in a logistic regression model controlled for gender. A trend divergence of relative risk for schizophrenia in the context of the AKT1A carriers was similarly observed: individuals carrying all 3 minor alleles for AKT1, COMT and BDNF had the highest risk for schizophrenia, although it was nonsignificantly increased relative to those with the COMT-Met allele (odds ratio across these two groups was 1.42, 95% CI 0.89-2.27, p=0.14). Correspondingly, in AKT1-A carriers but not in G-homozygotes, there was a COMT-by-BDNF interaction (p=0.045; Supplementary Figure S2). Permutation analysis revealed that the likelihood that these same three loci would show the identical allelic direction of interactions in these two independent datasets is p<7x10-6. Pharmacogenetic effects of BDNF on cognition and brain structure in schizophrenia: As a supplementary test of the relative specificity of the pharmacogenetic interaction involving the AKT1 variant and AKT1 activating drugs, we explored the effect of the functional BDNF Val/Met variant on illness associated cognitive change. We found that there was a marginal BDNF effect on cognitive change, where patients 8 Supplementary materials with the BDNF Met-allele had relatively larger cognitive decline (n=182, F(1,174)=4.58, p=0.034, Supplementary Figure S3). However, there was no pharmacogenetic interaction with use of mood stabilizers and this BDNF variant on cognition. 9 Supplementary materials Supplementary Table S1: Demographic characteristics of distinct groups of subjects fMRI study on memory encoding (n=96 healthy controls) Structural MRI study (n=171 healthy controls) Pharmacogenetic study (n=186 schizophrenia patients) Age, yrs Gender, % male Education, yrs WAIS IQ AKT1 G-allele frequency AKT1 A-allele frequency BDNF Val-allele frequency BDNF Met-allele frequency COMT Val-allele frequency COMT Met-allele frequency Mean 31.14 40.6 16.60 108.6 0.73 0.27 0.80 0.20 0.52 0.48 SD 9.68 2.16 9.1 - Mean 34.04 45.0 17.08 108.4 0.78 0.22 0.81 0.19 0.52 0.48 SD 9.87 2.90 8.76 - Mean 36.6 77.7 13.85 93.02 0.76 0.24 0.81 0.19 - SD 9.37 2.25 11.9 - Age of illness onset, yrs PANSS Positive score PANSS Negative score PANSS General score Antipsychotic dose, CPZ-eq Premorbid IQ (WRAT) - - - - 21.9 12.4 19.9 24.6 551 102.7 5.44 5.2 9.0 8.0 444 11.8 CPZ-eq: Chlorpromazine-equivalent dose; WRAT: Wide Range Achievement Test - Reading 10 Supplementary materials Supplementary Table S2: Behavioral performance during memory encoding and retrieval in fMRI according to genotype (n=96 healthy controls). Encoding Accuracy (AKT GG/ A) Reaction time, sec (AKT GG/ A) Accuracy (BDNF VV/M) Reaction time, sec (BDNF VV/M) Accuracy (COMT VV/M) Reaction time, sec (COMT VV/M) Mean 0.880/ 0.893 1.510/ 1.465 0.885/ 0.884 1.495/ 1.477 0.880/ 0.888 1.472/ 1.488 Retrieval SD 0.081/ 0.078 0.184/ 0.167 0.077/ 0.086 0.176/ 0.176 0.080/ 0.079 0.165/ 0.183 Mean 0.880/ 0.902 1.432/ 1.400 0.893/ 0.881 1.403/ 1.440 0.894/ 0.890 1.418/ 1.404 SD 0.152/ 0.100 0.150/ 0.161 0.142/ 0.105 0.142/ 0.177 0.085/ 0.145 0.144/ 0.153 AKT GG: AKT1 rs1130233 G-homozygotes; A: AKT1 rs1130233 A-carriers; BDNF VV: Val-homozygotes, M: Met-carriers; COMT VV: COMT-Val homozygotes, M: COMT-Met-carriers. Behavioral performance differences across genotype groups were all p>0.22. 11 Supplementary materials CBDB AKT rs1130233 GG 4.3 COMT Val/Val COMT Met-carrier 3.8 Odds ratio 3.3 2.8 2.3 1.8 1.3 0.8 BDNF 1Val/Val BDNF2Val/Val BDNF3 Metcarrier BDNF4Metcarrier AKT rs1132033 A-carrier 4.3 COMT Val/Val COMT Met-carrier Odds ratio 3.8 3.3 2.8 2.3 1.8 1.3 0.8 1 2 3 BDNF Val/Val BDNF Val/Val BDNF Metcarrier 4 BDNF Metcarrier Supplementary Figure S1: AKT1 epistasis and schizophrenia in the CBDB/NIMH sample. Functional AKT1, COMT and BDNF variants showed a 3-way interaction (n=282 patients, 329 controls; p<0.041) in a full logistic regression model controlled for gender. Odds ratios were computed relative to individuals who were AKT-A, BDNF-Met and COMT-Met allele-carriers. Schizophrenia risk diverged in the context the AKT1-A minor allele. In AKT1-A-carriers, there was a COMT-by-BDNF interaction (p<0.039) but not in AKT1-G homozygotes. Individuals at the highest risk were those who were also COMTVal homozygotes and BDNF-Met carriers (n=14 patients 10 controls), relative to individuals who instead carried the COMT-Met allele (n=27 patients 49 controls) and had the lowest risk (odds ratio difference between these two groups was 2.61, 95% CI 0.977.00, p=0.056). Error bars represent 95% confidence interval. These results were replicated in an independent sample (n=936 patients, 1,190 controls; Figure S2 below). 12 Supplementary materials GAIN AKT rs2494731 GG 2 COMT Val/Val COMT Met-carrier Odds ratio 1.8 1.6 1.4 1.2 1 0.8 BDNF 1Val/Val BDNF2Val/Val BDNF3 Metcarrier BDNF4Metcarrier AKT rs2494731 C-carrier 2 Odds ratio 1.8 COMT Val/Val COMT Met-carrier 1.6 1.4 1.2 1 0.8 1 Val/Val BDNF 2 Val/Val BDNF 3 MetBDNF carrier 4 MetBDNF carrier Supplementary Figure S2: AKT1 epistasis and schizophrenia in the Genetic Association Information Network (GAIN) cohort (public release http://dbgap.ncbi.nlm.nih.gov/). The AKT1, COMT and BDNF variants showed a 3-way interaction (n=936 patients 1,190 controls; one-tailed p=0.036) in a full logistic regression model controlled for gender. Odds ratios were computed relative to individuals who were AKT-C, BDNF-Met and COMT-Met allele-carriers. Schizophrenia risk diverged in the context the AKT1-C minor allele. In the context of AKT1-C-carriers, there was a COMT-by-BDNF interaction (p<0.045) but not in AKT1-G homozygotes. Individuals at the highest risk were those who were also COMT-Val homozygotes and BDNF-Met carriers. Error bars represent 95% confidence interval. 13 Supplementary materials Supplementary References: 1. Egan MF, Goldberg TE, Kolachana BS, Callicott JH, Mazzanti CM, Straub RE et al. Effect of COMT Val108/158 Met genotype on frontal lobe function and risk for schizophrenia. Proc Natl Acad Sci U S A 2001; 98(12): 6917-6922. 2. Tan HY, Nicodemus KK, Chen Q, Li Z, Honea R, Brooke J et al. 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