1 2 3 The Significance of National Implementation Measures Under the Chemical Weapons Convention: Guarding Against Terrorist Use of Commercial and Industrial Chemicals Naeem Haider SASSI Research Report 14 April 2008 Published by South Asian Strategic Stability Institute (SASSI) 36 Alie Street, London, E1 8DA © South Asian Strategic Stability Institute 2008 4 Contents Introduction Factors That May Facilitate Misuse Of Commercial Chemicals…………………………7 Transformation Of Chemical Industry…………………………………………………...11 Scientific Developments……………………………………………………………………..15 Recommended Measures To Prevent Misuse Of Commercial Chemicals By Terrorists…17 Use of Convention………………………………………………………………………..17 International Cooperation………………………………………………………………....21 OPCW Implementation…………………………………………………………………....21 National Implementation Measures……………………………………………………….24 Measures Relevant to Chemical Industry………………………………………………….31 Scientific Measures………………………………………………………………………..32 Conclusion………………………………………………………………………………...33 5 Abstract Naeem Haider* Many international and regional organizations such as the International Atomic Energy Agency (IAEA), the Organization for the Prohibitions of Chemical Weapons (OPCW), the World Customs Organization (WCO), the International Criminal Police Organization (INTERPOL), the European Union, have registered a heightened concern about chemical weapons proliferation, and have emphasized the importance of harmonized monitoring and control measures to be taken by States. In this paper the author addresses these issues from a national perspective. *Lieutenant Colonel Naeem Haider is serving in the Arms Control and Disarmament Affairs Directorate of Pakistan’s Strategic Plans Division. 6 the existing preventive measures in The Significance Of National Implementation Measures Under the Chemical Weapons Convention: Guarding Against Terrorist Use of Commercial and Industrial Chemicals place, and to reinforce them with a view to stopping illicit trafficking in chemical substances covered by the Chemical Weapons Convention.1 On 29 April 2007, the world watched in dismay when Iraqi insurgents blew up tanks of chlorine gas to kill and injure unprotected (Naeem Haider*) civilians.2 In this case a commercial chemical was misused as a chemical INTRODUCTION weapon. Chlorine bombing in Iraq and began in October 2006, and has regional organizations such as the carried out 13 attacks involving International Atomic Energy Agency chemicals until 13 June 2007.3 In (IAEA), fact, two chemicals employed as Many international the Organization for the Prohibitions of Chemical Weapons warfare agents (OPCW), chlorine and the World Customs in World phosgene war-1, are now Organization (WCO), the International consumed in large volumes by the Criminal chemical industry. Police Organization (INTERPOL), the European Union, toxic and summits isocyanate (MIC) is widely used for heightened producing insecticides. The extreme have some international registered a concern about chemical weapons proliferation, and have emphasized the importance of harmonized monitoring and control measures to be taken international by States. These organizations have requested member States to review industrial Another highly chemical methyl * Lieutenant Colonel Naeem Haider is serving in Arms Control and Disarmament Affairs Directorate of Pakistan’s Strategic Plans Division. 1 Ercan Saka, “The Role of Customs Services and the World Customs Organization’s Enforcement Programme to Combat the Illicit Movement of Chemicals” 2 DG OPCW Rogelio Pfirter address to the 10th Anniversary of the Chemical Weapons Convention, 29 April 2007 3 http://en.wikipedia.org/wiki/2007_chlorine_bombing s_in_Iraq 7 toxicity of MIC was witnessed in 184 States Parties.6 The CWC is not 1984, were a self executing treaty, therefore, it a is the national obligation of States manufacturing facility in the Indian to take necessary measures for its city of Bhopal, killing more than effective 3,000 people and causing 100,000 and to nurture its development. when released serious several tons accidentally injuries.4 from implementation public’s Adherence to the obligations chemical under CWC has immense safety, weapons has been apparent since commercial and security benefits for the Sarin terrorist attacks in Japan States, vulnerability in the to The national lethal each individual chemical mid-1990s.5 facility/ industry, local population The CWC is one of the 25 and environment. However, certain “core” treaties identified by United scientific Nations as developments, wrong interpretation reflecting the fundamental purpose of CWC, and inadequate national of the United Nations. implementation Secretary General It is the and industrial measures world’s only legal instrument to serious prevent the use and proliferation of verification chemical weapons. It is functioning Convention. For example: successfully as a disarmament regime- one that is able to verify the a. (WMD) approaching universal and regime for the of the It is widely but mistakenly assumed that the chemicals destruction of a weapon of mass destruction implications carry listed in the three Schedules of is the adherence: CWC chemicals are to the only which the Convention applies;7 and the 4 George W. Parshwall, “Scientific and Technical Developments and the CWC,” The Chemical Weapons Convention:Implementation Challenges and Solutions, p.1 5 Smithson AE. Rethinking the Lessons of Tokyo. In: Smithson AE, Levy LA. Ataxia: The chemical and biological terrorism threat and the US response. The Henry L. Stimson Center, Washington D.C. 2000; report no. 35:71-111. 6 “Status of Participation in the Chemical Weapons Convention,” See the OPCW website http://www.opcw.org/html/db/members_frameset.ht ml 7 The CWC establishes three lists of schedule chemicals, which categorizes chemicals according to their toxicity. Schedule 1 chemicals are super toxic chemicals that have little or no commercial use. 8 OPCW is responsible for the that has significantly evolved effective implementation of the for the last 20 years. Convention. These two views evolution impacts the CWC’s are not in line with the object Verification Annex.10 and b. c. purpose of the d. The sophisticated This scientific Convention. methods Some States have still not discovery and production of established a new commercial products are Authorityonal Authority National developed for the are equally applicable to finding carried out on an ad hoc and making Chemical Warfare basis.8 agents. Number of States Moreover, Parties lack penal provisions dissemination to technologies criminalize prohibited of and the these chemical activities, and many States industry itself throughout the lack world is such that the OPCW regulatory and enforcement measures.9 alone cannot ensure effective Negotiations on CWC began in control. Here 1984, but had been preceded important role by many years of discussions Authorities to in Geneva. The design of the implementation Convention Convention. was therefore based on a chemical industry Schedule 2 includes chemicals and precursors that are high risk and have limited commercial applications. Schedule 3 chemicals are used in quantities commercially, but are also precursors for chemical weapons. 8 Mtshana M. Ncube, “Divergent National Implementing Legislation and Non-uniform Implementation: Threat to the Object and Purpose of the CWC,” 9 Dr Radoslav Deyanov, “National Export Control: A Tool to Enforce Non Proliferation,” AG Training Seminar on Strengthening Border Customs Control on Shipments of Dual Use Goods and Technology in the Western Balkans, Sofia, 4-6 October 2005 comes of the National ensure the of the As terrorist organizations replace the major powers as the most likely candidates to employ Chemical Weapons, the Twentyfirst century chemical warfare may target civilians; and commercial chemical industry or clandestine 10 George W.Parshall, “Trends in Processing and Manufacturing that will Affect Implementation of the CWC,” Pure Appl.Chem, Vol. 74, No. 12, 2002, p.4 9 production facilities manufacture toxic agents may the verification regime of from Convention and the OPCW.11 the industrial chemicals not monitored under the CWC control regime. Misperceptions Therefore, there is a need for Implementation Role of OPCW The following: a. the verification regime Enhanced focus of monitoring overseen by the OPCW is based on and verification is required on the declaration and inspection of dual-use industrial chemicals activities involving Schedule1, 2 and as 3 chemicals and industry producing compared to scheduled significant chemicals. b. Regarding National play the should Unscheduled in Chemicals Authorities lead role quantities the implementation of the CWC. Discrete (UDOCs).12 of Organic However, within many States Parties, it is likely that there are other activities involving toxic chemicals and their FACTORS THAT MAY precursors, which, while falling FACILITATE MISUSE OF within the scope of the Convention COMMERCIAL CHEMICALS according to the General Purpose criterion, fall outside of its ASPECTS RELATED TO CWC international monitoring mechanism Fallacy Regarding Chemical Weapons because they are not declarable and Scope of CWC under the Convention.13 It is widely but mistakenly assumed that the chemicals and families of chemicals listed in the three Schedules are the only chemicals to which the Convention applies. This view is not in line with the text, object and purpose of the Convention, and it seriously restrict cases the In such responsibility for monitoring rests with the individual 11 Working Paper for the Preparatory Commission (11th Session) of the OPCW by Australia, “The Scope of the CWC and the Role of its Schedules,” Document No. PC-XI/B/WP.13, 25 July 1995, p.1 12 OPCW Website, “Determination of the Presence or Absence of a Declarable chemical industry,” Identification of declarable activities, Available at http://www.opcw.org/html/db/natadv/id_decl_act.htm l 13 Ibid 10 States Parties and, in particular, successful with the National Authority. Convention.15 Yet Convention thus creates a division survey’s the of implementing labour between the National Authorities and the OPCW. the importance of the The Given General Purpose Criterion14 in upholding the scope of the Convention, it operation on of the OPCW’s status legislation the of required under Article VII shows following facts16: a. is Number of States Parties lack penal provisions to criminalize essential that National Authorities treaty prohibited activity. and other relevant state agencies b. are properly empowered by effective and related enforcement measures. national legislation to monitor and c. control established a National Authority. transfers of all toxic Many States lack regulatory Some States have still not chemicals, not just those in the schedules. Difficulties in Control of Intangible Technology Inadequate National Implementation Measures The CWC is not self-executing. Article VII requires State Parties to “adopt the necessary measures to Intangible technology transfer is becoming an important concern in the export control community worldwide.17 In the context of CWC, the dangers posed by the transfer of implement its obligations under the convention” on its natural and legal persons. The responsibility for upholding the Chemical Weapons ban then falls not only to the State Party itself, but also to individuals and companies operating within it. Adherence to the Article VII requirements is thus central to the 14 Article-1, Chemical Weapons Convention 15 Meeting with Angela Woodward, VERTIC, 17 April 2007 Angela Woodward presentation to Foreign & Commonwealth Office Seminar on the Occasion of the 10th Anniversary of the Entry into Force of the CWC, 26 March 2007 16 Meeting with Daniel Feakes, University of Sussex, 20 April 2007 Daniel Feakes, “Challenges in the Implementation of Export Controls under the chemical Weapons Convention,” in Treaty Enforcement and International Cooperation in Criminal Matters: with Special Reference to the Chemical Weapons Convention, Rodrigo Yepes-Enriquez and Lisa Tabassi (eds), The Hague: T.M.C. Asser Press, 2002 17 Ibid, p.334 11 intangible technology acknowledged by have many been states. exports and transshipment controls. 19 Although aware of the risk, States have found that intangible technology transfers are particularly Risk Factors are not Appropriately Emphasized During difficult to monitor, and penalties negotiations of the can be hard to enforce. Many states CWC, Schedule 1 and 2 facilities have introduced were deemed to pose the greatest controls on such transfers. Article 1 risk to the convention.20 Experience that of inspections to date proves that only is recently the Criterion General contains Purpose no explicit production, processing or requirement for the states parties to consumption, of Schedule 1 and 2 enact adopt chemicals is not the only – or even regulations implementing the article the key indication of the potential 1 prohibitions.18 Moreover, the UN threat to the Convention posed by Security Council Resolution 1540 given obligates states take circumstances a Schedule 1 facility effective measures establish may pose less of a potential threat domestic controls to prevent the to the Convention than an OCPF proliferation of nuclear, chemical, or plant site.21 For example a single biological weapons and their means small-scale facility may only consist of delivery. To achieve this goal, of a small laboratory containing a states have to develop and maintain single fume cupboard, having the appropriate and effective physical capability legislation protection system, that borders efforts they to measures, enforcement 18 or accounting control, and law national Article 1, Chemical Weapons Convention 19 facility. to Under produce certain a few Dr Radoslav Deyanov, “National Export Control: A Tool to Enforce Non Proliferation,” AG Training Seminar on Strengthening Border Customs Control on Shipments of Dual Use Goods and Technology in the Western Balkans, Sofia, 4-6 October 2005 20 Leslie Anne Levy, The CWC: A Unique On-Site Inspection Framework. Available at http://www.unidir.ch/pdf/articles/pdf-art211.pdf 21 The UK Paper, “The Changing Face of the Chemical Industry: Implications for the Chemical Weapons Convention”, OPCW Conference of the States Parties, 24 April 2003, p.4 12 kilograms but more likely actually comprised producing a few grams of chemicals multinational companies with major per a plant sites that produced a range of pharmaceutical plant producing a diverse products on a large scale. highly active ingredient in hundreds Throughout of tones per year that has corrosive changes occurred such as:23 and a. year. toxic Conversely, properties could be a number the of 1990s large major Large plant sites have been declared as an OCPF. Both facilities broken up into smaller units, have with separate operations and the Schedule capability 1 to produce chemicals, but owners production at the SSSF is much lower than the OCPF. existing within the former site boundary. b. Larger companies now concentrate on ‘core’ activities TRANSFORMATION OF such as specialized synthesis CHEMICAL INDUSTRY or final formulation of products. Evolution of Chemical Industry Negotiations on the CWC c. by many years of discussions in Geneva. The design d. impacts Verification Annex.22 the CWC from Rapid rise in the number of and plants specializing in the production of chemicals on a contract has significantly evolved for the last definitely chemicals facilities based on a chemical industry that This dramatic evolution purchase external suppliers. of the Convention was therefore 20 years. companies specific began formally in 1984, which were preceded Larger basis. e. Industry is driven towards flexibility in production, which In the late means that they are able to 1980s the global chemical industry respond quickly and efficiently 22 David P. Fidler, “The Chemical Weapons Convention After ten Years: Successes and future Challenges”, The American Society of international Law, Vol 11, Issue 12, 27 April 2007 23 The UK Paper during Conference of the States Parties, op.cit 13 to f. meet new customer d. It is possible to produce in requirements and orders. bulk, many chemicals that The aforementioned changes previously have significantly altered the synthesize. design of chemical production e. facilities. were difficult to Knowledge of these advances is spreading globally and could make it easier for nonTechnological Advancements and its state impact on Chemical Plants Modern equipment, production synthesis techniques, f. the size of b. Substantial the chemicals can be of g. viable and have determine of the chemical industry. Ibid and George W. Parshall, Graham S. Pearson (et al) International Union of Pure and Applied Chemistry Technical Report, “Impact of Scientific Developments on the Chemical Weapons Convention”, Vol 74, 2002 traditional of chemical inventories are to detect whether a and plant prohibited by the Convention. Globally Dispersed Chemical Industry From the economic incentive, some 24 and has been used for purposes the potential to change the nature Chemical difficult commercially synthesis bulk reduced thus it becomes more quickly plants. Quick costly production plants. produced in relatively small c. size “signatures” standard quantities for use of catalysts, are changing and chemical plant configurations. need efficient heating methods, and increased the capability and versatility in solvent use and storage, more following significant effects:24 reduced engage Solid state reactions eliminate the combinational chemistry, etc have It to chemical terrorism. use of automated ‘micro-reactors, a. actors developing countries encourage chemical companies to locate production throughout the world. facilities From the standpoint of the Convention, the 14 effect has been to increase the Above aspects in view, the definition number be of plant site can be used to limit monitored. The task of international access afforded to OPCW inspectors control is further complicated when during routine verification. And this such chemical industry sites are access location understand the activities carried out of sites in that countries must that lack competent regulatory authorities.25 Organizational Changes in Industry and Impact on Transparency Some large companies owners now and/or chemical have vital to completely at the site. Characteristics of New Other Chemical Production facilities (OCPF) and Schedule-1 facility are Nearly Similar multiple A potential threat to the This Convention is posed by the growth change in organizational structure in the number of Other Chemical has following a. It operators. is impacts:26 has Production restricted the currently Facilities capable of (OCPFs) producing transparency of the site operations. Schedule 1 chemicals with little or b. OCPF no physical conversion. The success facilities, which were formerly part of larger of such facilities often depends on sites, now have very small plant site their ability to perform a wide range boundaries. of chemical processes, anticipating c. Some Schedule 3 and Some of these small plant sites share central resources such as The implications of ensuring the long-term viability of plants would medical, waste handling and distribution facilities, etc. 25 the changing needs of customers. Meeting with Fillipa Lentzos, London School of Economics, 27 April 2007 International Council of Chemical Associations Paper for Second Review Conference of the Chemical Weapons Convention,. This paper was presented during an OPCW meeting of States parties and the Chemical Industry on 11 June 2007, p.3 26 The UK Paper during Conference of the States Parties, op.cit be that the owners would install latest technology unpredictable to range handle of an toxic chemicals. Resultantly, such facility will need most of the characteristics of Schedule 1 production facilities, such as chemically resistant 15 equipment, specialized equipment, etc. capabilities for filtration Moreover, the equipment, software, and know-how are commonly available. 27 “Just-in-time” production will reduce the need to Reactor on a Chip can help Clandestine store Production OF Lethal Chemicals large quantities of raw For materials and products at plant the clandestine have production of toxic chemicals on a previously indicated the existence of small scale, “reactor on a chip” CW related activities at a particular technology offers a new means of site. production that might be relatively sites. Such features could easy to conceal. Such reactors can operate under automated control for SCIENTIFIC DEVELOPMENTS weeks Automated Control of Chemical Industry Since the last two decades, there is an increasing use of computers to control manufacturing processes. Automated control permits production under the most efficient reaction conditions and enhances safety for the operators. In the context of producing chemical weapons, however, automated control offers similar advantages. It minimizes operator exposure and limits the release into the atmosphere of toxic vapours that might be detected by monitoring equipment. sensitive Moreover, from the CW proliferation point of view, it is troublesome that the with little human intervention. Despite its small size, a micro reactor with a throughput of two grams per minute could produce a ton of material per year.28 Such devices would require only a small, ventilated enclosure and might even be disguised as a piece of research laboratory equipment. The advantages of micro reactors for safe and efficient production of toxic and explosive chemicals have been demonstrated by DuPont engineers working in collaboration with the 27 George W. Parshall, Graham S. Pearson (et al) International Union of Pure and Applied Chemistry Technical Report, “Impact of Scientific Developments on the Chemical Weapons Convention”, Vol 74, 2002 28 George W. Parshall, “Scientific and Technical Developments and the CWC”, p.2 16 Massachusetts Technology. Institute of sufficient for terrorist use might be They produced MIC, diverted from a plant in which the phosgene and hydrogen cyanide. chemical is made and consumed as an Versatile Methods of Production and their intermediate production. in pesticide 29 Global Availability The chemical industry is transforming rapidly and the pace of change is constantly Combinational Chemistry can Help Develop Chemical Weapons Combinational increasing. chemistry One major trend is an increased makes it possible to synthesize large emphasis libraries on chemicals biological the production that have effects, of desirable such as of chemical compounds that can be evaluated for useful properties. In general this process protection involves mixing reactive chemicals chemicals, etc. The methods for the in multiple combinations to generate discovery and production of such hundreds products are equally applicable to compounds, some familiar and other finding and new. From the CW nonproliferation warfare agents. pharmaceuticals, crop making chemical or thousands of the viewpoint, the new drug discovery dissemination of these technologies methods are of concern because is such that the OPCW alone cannot they could also be used to develop ensure effective control. lethal Moreover, The interchangeability of large chemicals for terrorist purposes. number of chemicals can also help Large Distribution Facilities Complicates in Verification Process the weapons. production For of chemical example, the Commercial conventional production process for could MIC is based on phosgene, which is development controlled weapons. However, under quantities the of CWC. MIC 29 Ibid, p.1 be technologies misused of novel for the chemical Globalization has 17 dispersed the means of production RECOMMENDATIONS FOR of industrial chemicals and free PREVENTING MISUSE OF trade policies controlling have transfers also of made chemical COMMERCIAL CHEMICALS BY TERRORISTS precursors more difficult for the OPCW. Therefore, scientific developments and globalization have following implications: a. b. Impact CWC’s Scope should be Broadly Interpret on CWC The scope of the Convention implementation. needs to be interpreted as broadly The increased global trade in as chemical materials has led to Convention increased listed in the three Schedules is not chemicals transfers through of large distribution facilities. c. PROPER USE OF CWC This concept The view applies to correct.31 large misuse that of all CWC prohibits toxic the chemicals The comprehensively of distribution possible. the chemicals, facilities regardless of their origin or method complicates examination for of synthesis.32 There are number of verification and places in which the Convention initial makes it clear that the scheduled thus purposes, obscures the manufacturer.30 chemicals are not to be seen as defining the scope of the Convention. For example: a. In Article- II it is stated that toxic chemicals and precursors listed in the three 31 30 The UK Paper, “The Changing Face of the Chemical Industry: Implications for the Chemical Weapons Convention”, OPCW Conference of the States Parties, 24 April 2003 Julian Perry Robinson, “The CWC Verification Regime: Implications for the Biotechnology and Pharmaceutical Industry”, University of Bradford Briefing Paper No.11, (July 1998) 32 The UK Paper, “The Comprehensive Nature of the Chemical Weapons Convention with respect to Verification and national Implementation Measures” 18 schedules are identified for b. c. d. Paying due regard to general- the application of verification purpose criterion is essential measures.33 if the goals of the Convention The preamble paragraph to are to be realized. Historically the schedules underlines that States have not always used “these scheduled chemicals for the schedules do not constitute a definition of the production Chemical Weapons.34 weapons. The definition of of chemical For example, once “toxic restrictions were placed upon chemicals” is “any chemical procurement of Schedule 2 which through its chemical mustard action on life processes can thiodiglycol in the mid-1980s, cause Iraq death, temporary gas acquired incapacitation or permanent chemicals harm chloroethanol to humans or animals.”35 Thus, the definition of a chemical precursor unscheduled such as and 2- sodium sulphide.36 e. Some of the Research and weapon is not based upon the Development in the field of properties of chemistry chemicals, but purposes to specific will affect on the Convention. which the research in the field of non- chemicals are put. For the example lethal incapacitants for the counter-terrorism operations. There are concerns that the 33 potential During the Convention negotiations negotiators development and reached compromise between political reality and use of incapacitating chemical risk assessment whereby some chemicals of most or bio-chemical agents have relevance were selected for the application of physiological effects more verification measures. 34 Annex on Schedule Chemicals, Chemical Weapons Convention 35 Article II, Chemical Weapons Convention 36 Daniel Feakes, “Challenges in the Implementation of Export Controls Under the Chemical Weapons Convention”, Harward Sussex Programme, p.3 19 substantial and long lasting with prohibited activities.38 those dangers posed by the transfer of produced Control by Agents.37 developments Riot Such may take intangible technology The can be effectively addressed, if all States advantage of the permissible Parties act upon ‘law enforcement” provision of Purpose the CWC. central to the object and purpose of Criterion, the General which is so the Convention. Moreover, there is CWC has Catch All Clause to Control a need to read Article 1 (1) (d) in Intangible Technology Transfer conjunction with Article VII, which The primary export control obligates states not to permit any provisions of the CWC are found in prohibited activity and to enact and Article 1. extend penal legislation. These two States Article 1 (1) (d) requires assist, articles together encourage or induce, in any way”, Parties to anyone to engage in any prohibited national oversight and controls on activity. the kind Parties of not “to This Article represents a catch-all expands the clause that Convention’s flow and require establish use of States adequate scheduled chemicals, related equipment and technologies. Thus States would nonproliferation obligation from the put in place extra barriers to non- core prohibition of activities with state groups.39 chemical weapons to any activity that prohibits the provision of equipment, any kind of brokerage activity, research any type of cooperation, military financial resources, and intangible technology if they are to be used in connection 37 David P. Fidler, “The Chemical Weapons Convention After Ten Years: Success and future Challenges”, The American Society of International Law, Vol 11, Issue 12, 27 April 2007 States to Enforce Export Control System under CWC with Penal Sanctions There is in fact an intimate relationship between Article VI and 38 Urs A. Cipolat, “The New Chemical Weapons Convention and Export Controls: Towards Greater Multilateralism” ichigan Journal of International Law, Spring 2000, p.12 39 Dr Radoslav Deyanov, “Strengthening Border Customs Control on Shipments of Dual Use Goods and Technologies in the Western Balkans”, Australia Group Training Seminar, Sofia, 4-6 October 2005 20 VII. The chapeau of Article VI (2) does explicitly require States Parties to implement controls on one element of the “chemical weapon” definition. The chapeau states, control system which includes penal sanctions for violations.41 Declaration Thresholds of Other Chemical Production Facilities (OCPF) under CWC may Require Review “each State Party shall adopt the The thresholds for OCPF necessary measures to ensure that declarations may be reviewed in toxic chemicals and their precursors relation to the types of plant site are only…transferred…for purposes which pose threat to the object and not purpose of the Convention, not only prohibited under this Convention.” The key terms in this in chapeau are ‘necessary measures’, produce Schedule 1 chemicals, but and ‘ensure’. Therefore there is an in intimate produce toxic Articles VI and VII (which deals with general.42 This national implementation measures), better reflection and that the use of term ‘necessary status of measures’ in both articles implies relevant to the Convention. relationship legislative and between which of addition, their their the potential to potential to chemicals would of in provide the chemical a current industry administrative measures, as well as the penal legislation, terms is explicitly INTERNATIONAL COOPERATION required under Article VII (1) (a).40 States to Utilize the Avenue of Arms The most effective way to prevent control, the Nonproliferation misuse of scheduled and disarmament and Discrete Organic Chemicals is by establishing a legally-based export 40 Daniel Feakes, “Challenges in the Implementation of Export Controls Under the Chemical Weapons Convention”, Harward Sussex Programme, p.4 41 Views of Air Commodore Khalid Banuri who is presently heading Arms Control and disarmament Affairs Directorate of the Pakistan’s Strategic plans Division 42 Graham S. Pearson and Malcolm R. Dando, “ Maximizing the security benefits from the first review Conference of the Chemical Weapons Convention”, Report of the NATO Advanced Research Workshop, Slovak Republic, University of Bradford, 19-21 September 2002, p. 10-11 21 Anyone with access to the Internet can extremely destructive learn possible model could be the dual- to produce use goods regime established within dangerous and the European Union. Although EU this is an exceptionally technical know-how genie cannot be regional organization, put back in the bottle. elements of the regime, which could reality is weapons. that And the Another conventional developed there be applied to other regions. are The means of deterrence cannot work regulation that created the dual-use against the terrorists. goods the course of This leaves arms control, regime member states States “shall that take EU all disarmament and non-proliferation appropriate measures to establish the only one remaining avenue to direct cooperation and exchange of pursue.43 information between authorities.” The regime has thus Enhanced Administrative competent Cooperation created a network of export control between States Would be Beneficial for officials from the 15 member States Export Controls who Cooperation States Parties between is an the essential component of effective implementation of Convention’s export provisions. control particular, In administrative cooperation between States Parties will be accurate among important, reporting States to of Parties.44 ensure are obliged to take all appropriate measures to establish direct cooperation and exchange of information between competent authorities and to consult regularly on policy issues.45 States to Develop Layered Defence Approach transfers In the context of chemical One proliferation, transportation security measures must be developed and 43 Stephen E. Flynn, “New Approaches to Stemming the Spread of Weapons Within International Transportation Networks” p.344 44 Author’s meeting with Rahul Roy Chaudhary, 27 April 2007 45 Article 15, Chapter VI “Administrative Cooperation” Community Regime for the Control of Exports of Dual use Itemsand technology, Council Regulation (EC) No. 1334/ 2000, 22 June 2000 22 coordinated globally. In this regard numbers to monitor the movement joint regional efforts might prove of beneficial. purchases. A customer get Moreover, security tracking numbers by logging onto must apply the company’s website.47 Access to throughout the logistics networks, “near real time” data would enable because, if limited to ports of entry, States Parties to: new security measures may produce a. a “balloon effect”.46 resources on the higher risk targets. improvements Seek Access to “Near Real Time” Data Achieving the in-transit visibility of trade and passenger is very much possible presently. b. c. management revolution international Enforcements agents could controlled sting operations by delaying arrests and confiscation. d. Such capabilities would also serve as deterrents. provide the companies with greater levels of oversight and control within enforcement Regulatory and enforcement launch technologies and data management chain limited agents gain “strategic depth”. The systems that are fuelling the supply- Focus Coordinated Transnational Response transportation The issue of the proliferation networks. Such technologies could of Chemical Weapons demands a provide coordinated transnational response the national authorities, customs and the chemical industry and the tools for monitoring the arrival international of goods. Strengthened relationships between Mart Major retailers like Wal- are requiring wholesale all full compliance relevant with obligations. actors in the suppliers to use trucks equipped international community that are with pursuing Global Positioning (GPS) transponders. System E-commerce providers like Amazon.com provide common goals are paramount importance to address issues of international concern. customers Federal Express tracking 47 46 Stephen E. Flynn, op.cit, p.349 of See http://www.leatherup.com/showpages.asp? pid=1004 23 Strengthened are provide further transparency in the mandated of all States by applicable growing capability of these sites. United relationships Nations Security Council A low number of inspections Resolutions, including UNSCR 1373 have been carried out at OCPFs (2001) that refers to international relative to the size of the sector and terrorism as a “serious challenge number of declarable plant sites.49 and threat to international security”, Toxic and to distributed, and there is growing enhance coordination of efforts on evidence that terrorists might focus national, sub regional, regional, and increasingly international to industry. Therefore, there is a need response”.48 that the OPCW inspectors must beef therefore, up the number of inspections at relevant industrial facilities. Moreover, the “emphasizes strengthen The levels a OPCW cooperate the in global should with need order all international organizations. chemicals on are the globally chemical bias of the selection process should be towards those countries with the largest number of facilities. OPCW IMPLEMENTATION ROLE 50 In both 1999 and 2000 the Secretariat was able to conduct only three re- OPCW May Need to Reassess the Industrial Declaration and Verification Activities The changes to the chemical industry indicate reassess the the emphasis need of to the declaration and verification activities of the Convention especially in relation to OCPFs. Increasing the number of OCPF inspections will 48 Matthew Meselson and Julian Perry Robbinson, “A draft Convention to Prohibit Biological and Chemical Weapons Under International Criminal Law”, p.453 inspections of Schedule 2 facilities, 38 inspections at Schedule 3 plant sites, and a further 26 in the year 2000.The rate of inspection of DOCs, which began in May 2000, is of the same order. To enhance the rate of support 49 inspections would be budgetary required, Background Paper by the Technical Secretariat of OPCW “Facilities declared and Inspected under Article VI” 27 January 2003 50 Rogelio Pfirter Keynote address sponsored by Global Green USA, “CWC Achievements and Challenges” 29 march 2007 24 otherwise with present funding, it the might take 100 years to complete documents and provide requisite initial inspections of the currently assistance to states. declared DOC plant sites.51 Outreach OPCW Assistance to States Regarding National Implementation The OPCW assistance to has states provided regarding national implementation, including the preparation legislation. responsible of Though for domestic States necessary are law making, yet due to complexity of the Convention, it might prove more useful that States seek assistance from the OPCW.52 This is important because national implementation form the basis for the effective implementation of CWC worldwide. Moreover, OPCW should also devote more attention to the important subject of national legislations under CWC, study the legislations of States and where required, identify 51 shortcomings Ron G. Manley, “The Role of Governments and Research Institutes in the Implementation of the Chemical Weapons Convention, September 2001. Available at http://www.opcw.org/synthesis/html/s7/p15.html 52 Sergey Batsanov, “Approaching the 10th Anniversary of the Chemical Weapons Convention: A Plan for Future Progress”, The Monterey Institute of International Studies, Centre for Non-Proliferation, Non-Proliferation Review, Vol.13, No 2, July 2006 to the in those Global legal Scientific Community Greater focus is needed on education and outreach to the worldwide scientific and technical community to increase awareness regarding obligations under CWC. At the same time, major relevant scientific societies could be involved to play a role in providing technical advice in efforts to control CW proliferation.53 Ideally those scientists/ scientific societies should be preferred who have chemical industrial backgrounds verification of or international instrument related background that are directly relevant to CWC compliance monitoring. OPCW may Emphasize Verification of Discrete Organic chemical (DOC) Facilities 53 Graham S. Pearson, Peter Mahaffy, “Education, Outreach and Code of Conduct to Further the Norms and obligations of the Chemical Weapons Convention”, International Union of Pure and Applied Chemistry Technical Report, University of Bradford, p.3 25 The OPCW verification mechanism places heavy emphasis on the destruction of OPCW Role for Chemical Defence may be Enhanced Although the OPCW conduct chemical War several courses and exercises for perspective, this approach seems assistance and protection against logical. However, the international chemical weapons, still there is a security situation has immensely need to pay more attention to this changed. vital area because any chemical weapons. From the Cold It is felt, that presently the enormously growing commercial disaster chemical industry that process or OPCW timely response. produce of OPCW should fine-tune the minute chemicals poses bigger challenge details of its response and regularly than most of the declared schedule- carry out exercises for the effective 1 facilities, which are in fact small preparation laboratories. Moreover, numbers huge quantities As a result, large assistance its the training the Therefore, obligation. OPCW joint with other that quantities of relevant organizations would prove chemicals are still not inspected in beneficial.55 But, such partnership the course of routine verification.54 needs to be institutionalized. The DOC of necessitate facilities produce of would huge industrial verification would surely grow more challenging in the NATIONAL time to come; therefore, the OPCW MEASURES should take necessary measures to address the aforementioned imbalance. States Parties IMPLEMENTATION to Ensure Effective National Implementation National implementation is an absolutely essential foundation of the Convention. Each State Party’s 54 Sergey Batsanov, “Approaching the 10th Anniversary of the Chemical Weapons Convention: A Plan for Future Progress”, The Monterey Institute of International Studies, Centre for Non-Proliferation, Non-Proliferation Review, Vol.13, No 2, July 2006 international obligations under the 55 Chemical Terrorism Protection and Assistance exercise, “Joint Assistance 2005”, held in Ukraine, The OPCW Press Release No. 57, 10 October 2005 26 Convention must be given direct The increased emphasis on internal legal effect, because CWC is preventing not self-executing. proliferation to non-state actors also Without the and ability to apprehend and punish requires violators monitoring of universality the convention, remains accomplishment. a prohibiting, focus on and national enforcement. hollow Therefore, it is the responsibility of Moreover, State each State to ensure compliance Parties are required to “adopt the with necessary measures to implement territory.58 And the OPCW cannot be its held solely responsible for States obligations under convention.”56 the National the Parties, CWC failures implementation is an area in which implement States Parties must develop their Convention. expertise and should formulate comprehensive export controls covering scheduled Unsheduled Chemicals chemicals, Discrete (UDOCs), Organic States throughout to and Parties effectively enforce Need its to the Enhance Awareness regarding Obligations under CWC National intangible Authorities must transfer of technology and other increase awareness of their officials related activities. The Schedules- and technical staff regarding new based export controls in the CWC production routes, processes and are technologies through OPCW courses not satisfactory as a non- proliferation tool. The Schedules is and seminars. meant to assist the verification and them to carry out correct analysis monitoring and regimes of the Convention.57 draw This will enable accurate conclusions regarding the nature of activities at industrial plant sites. Moreover, the national Authorities must 56 Article VII, Chemical Weapons Convention Dr Jean Pascal Zaners, “Technology Transfers and Export Controls under the CWC” Available at http://www.opcw.org/synthesis/html/s5/zanderspg16 _17final.html 57 58 Jonathan B. Tucker “Verifying the Chemical Weapons Ban: Missing Elements”, Arms Control Today, January/ February 2007. 27 implement trade suppliers and control the and responding to illicit traffic in destination; hazardous materials, including toxic register all the equipment that can chemicals.60 The OPCW, National produce chemical weapons;59 and Authorities ask chemical industry to formulate international and national agencies policies that reflect the export and can develop partnership with WCO trade control provisions of the CWC. and thus benefit from their excellent the on and other relevant networks and facilities. The salient States to Develop Multi Agency Approach aspects of the WCO action plan and Harmonized Application of CWC are61:- The effective implementation a. The WCO of CWC by States parties requires a Intelligence multi agency approach with a view Network to States ensuring harmonized Global Regional Liaison has that 120 are Offices Member organized interpretation and application. The through ten regional offices. prohibitions and controls stipulated Each in the CWC bring national customs intelligence administrations seizure data important role as the national cross customs offences border The possible sources to identify World Customs Organization (WCO) new or unusual national and has development of a comprehensive regional smuggling methods. to management assume agency. an action plan to combat hazardous materials smuggling. b. This national customs unit network collects relating from is to all an The overall information system for data objective of the programme is to exchange and communication assist Member administrations to between customs services of enhance member States. It is based on their enforcement capabilities for preventing, detecting 60 59 Daniel Feakes, “Export Controls, Chemical Trade and the CWC” The Harvard Sussex Program on Chemical and Biological Weapons Ercan Saka, “The Role of Customs Services and the World Customs Organization’s Enforcement Programme to Combat the Illicit Movement of Chemicals” p.319 61 Ibid, pp.317- 319 28 Internet technology and offers national opportunities to enhance the levels. exchange of information between customs Customs international services are continuously trained administrations.This data is regarding potential smuggling then of toxic chemicals and the risk utilized analysis trends c. f. and to in for strategic ascertain customs new posed to them, society and the frauds environment. Most customs including illicit trafficking of administrations toxic chemicals. their The WCO encourage customs programmes or attend other administrations to implement relevant regional or national the seminars. MoU concept at the either own hold training national level to create and enhance communication and States should pay due Attention to the cooperation Safety national with agencies, relevant trade of Chemical States should identify high The WCO has created legal/ priority chemical facilities. administrative instruments prioritization should be based on called Convention. the threat posed to public health Customs administrations can and safety due to proximity to utilize population enhance e. Security Facilities representatives, etc. d. and Nairobi this instrument their to cooperation centres, The type and amount of chemical involved, and with other customs services. threat to critical infrastructure. The WCO public and private this websites have been created to authorities enhance the customs community’s information and communication capacity at connection, of the states In concerned should 29 establish regulations to require each To effectively proliferation, the threat a. chemical industry has to play a b. a vulnerability/ hazard assessment. pivotal role. In this regard, certain Develop approaches could be63: - the preparedness plan in prevention, and the response light of vulnerability/ a. Carryout strategy could be to monitor hazard the sales and transfers of scheduled unscheduled d. e. f. site dual-use chemicals to detect and visits/ suspicious activity. approach would require chemical Establish safety and security industry trade groups to pay advisory committee at each more facility. their customers. Organize exercises to practice enable the industry to identify prevention, preparedness and unusual transfers of sensitive response plans. chemicals. Organize annual related training workers and security for knowing This would Consequently should seek clarification from the National concerned Authority and other relevant agencies. RELEVANT TO End-use Monitoring. Industry customers’ must companies are use of their products, a small number of be companies do so in certain Intimately Involved 63 Frank Lautenberg/ Barak Obama, The Chemical Security and Safety Act, 30 March 2006 Although generally reluctant to monitor CHEMICAL INDUSTRY Chemical to and the chemical MEASURES companies attention Industry b. 62 This inspections. officers. Private One Monitor the Sales. the assessment of the facility. c. CW the priority facility to do the following:62 Conduct of address Meeting with Michel Crowley, VERTIC, 17 April 2007 George W.Parshall, “Scientific and Technical Developments and the CWC” p.5 30 instances. c. Moreover, despite suspected CW facilities. industry’s distaste, companies Chemical analysis techniques for may be required to assume chemical pollutants are sensitive to this role because small-scale the proliferation sometimes to non-state part per billion to parts level, per and trillion. actors is becoming a serious Great successes have also been concern. made Develop Software Programmes. It should be possible to d. from in detecting minute concentrations of pollutants in soil and water. In this regard, it is develop software programmes highly desirable that such advance to spot unusual activity with technology be made available to all regard to dual-use chemicals. States Parties. The Enhance Awareness. chemical make concerted enhance their industry the staff should DESTRUCTION efforts to STOCKPILES awareness of EXPEDITED regarding OF CW MUST BE their The CWC required possessor obligations under CWC. States Parties to destroy their chemical weapons within ten years SCIENTIFIC MEASURES from the CWC’s entry into force. Modern Monitoring Technologies must be This Utilized achieved. Advances in analytical objective has Most possessing not States chemical been Parties weapons chemistry and data analysis can arsenals requested extensions on help to deter the efforts of those the deadline to finish destruction. In seeking chemical December 2006, the OPCW granted super-sensitive deadline extensions to China and weapons. monitoring to produce New techniques can spot Japan (until 2012) India (until illicit activity by remotely analyzing 2009), South Korea (until 2008), trace amounts of chemicals leaking Libya (until 2010), Russia (until 31 2012), and the United States (until remote monitoring technology and 2012).64 Experts do not believe that random the United States and Russia, would continuous on-site verification will be able to meet the 2012 deadline. enable the OPCW to substantially Besides lack of political commitment reduce the number of inspectors and financial resources, the process without of destruction of chemical weapons verification mechanism66. checks instead affecting the efficacy of of has proven far complicated than what was anticipated. CONCLUSION The states concerned should continue to fulfill their stockpile destruction obligations. such Without commitment and The staff should demonstration of good faith, the about modern treaty’s processing seriously undermined. stockpiles agents terrorist risks of also increase destruction in Destroying chemical reduces warfare be knowledgeable production trends in and chemical industry that are difficult to detect. This would enable them to counter potential the and prevents agents posed by the development of weapons.65 With the threats diversion of being National Authorities and inspectors of the OPCW credibility of the number facilities, of the threat modern of reactor chemical warfare technology and global distribution of multipurpose chemical industry. Moreover, to requirement of inspectors for on-site enhance the capabilities of States to monitoring would also increase. To effectively address such situation, the OPCW efforts of those seeking to produce can consider the introduction of chemical 64 C Harrington, Chemical Weapons Deadlines Extended”, Arms Control Today, January/ February 2007 65 Rogelio Pfirter Keynote address sponsored by Global Green USA, “CWC Achievements and Challenges” 29 March 2007 detect and weapons, the deter the Western countries should be forthcoming in 66 Note by DG OPCW, “Report of the Scientific Advisory Board on Developments in Science and Technology” OPCW Conference of States Parties, 23 April 2003, p.10 32 sharing advanced monitoring and technology with the detection, as Australia Group or the European analytical Union’s dual-use goods legislation developing focus on a narrow list of specific countries. chemical precursors. The export control provisions of the CWC are Effective national legislations based on its General Purpose and regulations are essential for the Criterion. As Julian Robinson notes, effective national implementation of a chemical weapon under the CWC the prohibitions of the CWC. States is a “considerably broader concept”. Parties implementing the CWC are It allows the CWC to keep up with required, in accordance with Article the technological progress and it VII, to make it a penal offence to protects legitimate uses of dual-use assist in the production of chemical chemicals. weapons. But such material assistance is not limited to the The compliance with the CWC supply of any particular set of has to be linked to the definition of chemicals (those on the schedules chemical weapons as given in the or on any other list). There is a CWC. The term “toxic chemical” is clear obligation on States Parties to defined as “any chemical, which take through its chemical action on life whatever steps they find consistent with the processes of the temporary Convention to prevent any such permanent material assistance. animals.” necessary, object and The scope comprehensive elimination purpose of of CWC that chemical it is so aims weapons; can cause death, incapacitation harm to humans or or Thus, The definition of chemical weapons proposed use, focus on purpose the and properties of chemicals and their precursors. A restrictive and it also aims to prevent the interpretation of the CWC, believing proliferation of chemical weapons. that the verification mechanism of On the contrary other regimes such the CWC is designed only for 33 scheduled chemicals, would To prevent the misuse of establish loopholes and that would commercial industrial chemicals by defeat the object and purpose of the terrorists, the chemical industry can Convention. make substantial contributions by The issue of the proliferation monitoring suspicious sales, by of Chemical Weapons demands a enhancing awareness of their staff coordinated transnational response regarding CWC obligations, etc. The and with chemical industry and the National In Authorities working closely with all full compliance international obligations. particular, administrative other relevant national cooperation between States Parties international will prove very useful in ensuring customs, accurate community, commerce, police, etc reporting of transfers among States Parties. The timely should destruction of chemical weapons stockpiles and prevention of any development, further production or stockpiling of chemical weapons is both a multilateral commitment and expressed OPCW contribution to the war on terror. possessing should stockpile Without The chemical continue to destruction such states weapons fulfill their obligations. commitment and demonstration of good faith, the treaty’s credibility seriously undermined. risks being agencies and relevant continuously such as scientific work on improving risk based safety and security measures at the chemical plants and storage sites of industrial chemicals for the safety of their own environment and people. 34 35
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