Memorandum of Understanding For the implementation of a European Concerted Research Action Designated as COST Action D24 "Sustainable Chemical Processes: Stereoselective Transition Metal-Catalysed Reactions” The Signatories to this Memorandum of Understanding, declaring their common intention to participate in the Concerted Action referred to above and described in the Technical Annex to the Memorandum, have reached the following understanding: 1. The Action will be carried out in accordance with the provisions of document COST 400/94 "Rules and Procedures for Implementing COST Actions", the contents of which are fully known to the Signatories. 2. The main objective of the Action is to develop new transition metal-catalyzed reactions with special emphasis on stereoselectivity to strengthen their application in chemical, biotechnological, pharmacological and environmental sciences. 3. The overall cost of the activities carried out under the Action has been estimated, on the basis of information available during the planning of the Action, at Euro 100 million at 1999 prices. 4. The Memorandum of Understanding will take effect on being signed by at least five Signatories. 5. The Memorandum of Understanding will remain in force for a period of 5 years, unless the duration of the Action is modified according to the provisions of Chapter 6 of the document referred to in Point 1 above. 2 TECHNICAL ANNEX - ACTION D24 “Sustainable Chemical Processes: Stereoselective Transition Metal-Catalysed Reactions.” A. GENERAL BACKGROUND A1: Why a COST Action on this topic The subject of stereoselective transition metal catalysis constitutes a broad interdisciplinary research field, representing an intellectually attractive and experimentally demanding frontier in modern chemical synthesis. Its scope is enormous, ranging from chemical synthesis and catalysis to environmental sciences. As far as sustainable processes are concerned there will certainly be a general trend to develop catalytic reactions in all fields of organic synthesis and it should be emphasized that these reactions will be of particularly high value from the ecological point of view, because they generate a smaller amount of toxic waste products. Catalytic processes also offer considerable economical benefits, since they often rely on cheap starting materials, e.g. hydrogen or isopropanol for reductions, oxygen for oxidations. Transition metals compares very favorably as catalysts due to their non-toxicity, stability to various reaction conditions and ease of preparation and handling. Furthermore, the reactivity and selectivity of the metal catalyst can easily be tuned and refined by complexation to a organic ligand which makes it possible to design catalysts for a specific purpose. Central to these investigations is the need to synthesize with atom economy and in an elegant manner complex molecules via selective and efficient methods. The high efficiency is required in view of the quest for organic transformations that make economic use of feedstocks, energy and produce less waste. The key importance of the interdisciplinary field centred on the development of stereoselective reactions has been previously recognised within COST Action D2 (Selective Synthesis 1992-1997), and subsequently within COST Action D12 (Organic Transformations: selective processes and Asymmetric Catalysis), with participation of many working groups. There are presently about 100 laboratories from 21 countries organised in 20 working groups within the COST D12 programme which carry out research on various aspects of stereoselective synthesis. In light of the fact that this very successful action will be terminated in 2002, this justifies the launch of a new COST action on “Stereoselective transition metal catalysed reactions”, with the objective to co-ordinate future efforts by the participating groups and, possibly, new research teams working in this area on topics of timely and relevant interest. Finally, there is a large interest from the pharmaceutical and fine-chemical industry to collaborate with academia on the development of new catalytic processes. This is 3 evident from the COST D12 program where several working groups have established fruitful collaborations with companys such as; CIBA, Novartis, AstraZeneca, Pharmacia Inc., and Degussa. A new COST action in the field of selective catalytic reactions would certainly further strengthen and expand the scope of these collaborations. A2: Status of the research in the field The field of stereoselective catalysis is at a favourable stage of development. An increasing number of the basic types of metal catalysts have been developed, together with an overall better understanding of the reaction mechanisms. Several key intermediates for essential processes of metal catalysts have been structurally characterised. These are often complex molecules, and the increased knowledge of structural details brings an obvious advancement in the assessment of mechanistic details of catalyst function, since these can be approached at the molecular level. Thus, research can now focus more intensely on learning how function relates to structure. The significance of the stereoselective reactions performed by transitions metals is very broad and not limited to the field of organic chemistry. It has a strong impact on the medical sciences (e.g. development and production of new medicines), pharmacological sciences (e.g. enzyme inhibition, protein receptors, metal toxicity), and environmental sciences (development of new sustainable processes). A3: Relationship with other European Programmes Several conference series, both on a world wide international scale, with visible European participation, and on a European level have been set up since the early 80's to encourage scientific exchange in the field of metastereoselective reactions and specifically on metal catalysis and asymmetric catalysis. These are: (i) Biannual "International Symposium on Homogeneous Catalysis (ISHC)" (ii) Biannual "International Conference on Organometallic Chemistry (ICOMC)", (iii) Biannual "IUPAC International Symposium on Organo-Metallic Chemistry directed towards Organic Synthesis (OMCOS)" (iv) "European Research Conferences (EURESCO)", held in different places, among others in Albufeira, Portugal (1994), San Miniato, Italy (1995), Tomar, Portugal (1997 and 1999); (v) Various other national or bi- and trilateral conferences on this theme. We also expect collaborations with industry via organisations such as NICE (Network for Industrial Catalysis in Europe) and CEFIC (the European Chemical Industry Council). B. OBJECTIVES OF THE ACTION AND SCIENTIFIC CONTENT B1: Main objective The main objective of the Action is to develop new transition metal-catalyzed reactions with special emphasis on stereoselectivity to strengthen their application in chemical, biotechnological, pharmacological and environmental sciences. This 4 objective will be pursued by discovering new catalysts providing high activity and enantioselectivity for a number of organic transformations, paying special attention to the recovery of the catalyst. This COST Action will co-ordinate new joint research efforts and strengthen existing ones in the interdisciplinary field dealing with stereoselective transition metal catalysed reactions. Promotion of more intensive scientific exchange between individual groups, particularly those with complementary expertise, will be beneficial for European research and lead to a stronger impact of this research in a rapidly growing field. It is expected that the proposed Action will be attractive also for industrial research groups interested in asymmetric catalysis. While the detailed scientific programme will depend on the projects submitted, there is a will to encourage participation in certain priority areas, which appear to be of particular importance for the progress of the field. These priority areas are outlined in the following sub-topics, which report proposed research activities, by a number of potential participants to this Action (listed in the Annex). As a consequence of this action we expect a substantial improvement of the understanding of stereoselective catalysis as well as the discovery of new catalytic processes. B2: Sub-Topics (a) Development of new efficient catalytic systems Efficient catalysts for asymmetric synthesis must combine high activity with high selectivity. This is particularly important in industrial applications where a high catalyst to substrate ratio is crucial. One aim of this action will be to enhance the available methods for production of organic molecules on a large scale and development of methods that are amenable to scale up for industrial processes. Here, special attention will be focussed on development of stable catalysts possessing high turn over frequencies (TOF) and turn over number (TON). Example of reactions to be studied involves aerobic oxidation processes and transfer-hydrogenation reactions, both of which would be particularly advantageous from an ecological/economical point of view. (b) Asymmetric catalysis Asymmetric catalysis is a key area to be explored due to its remarkable potential for the production of compounds as single enantiomers. This is particularly important in the case of bioactive compounds for pharmaceutical application since often only one of the two enantiomers is the active component. Many compounds are also required in enantiomerically pure form to function as catalysts, chiral reagents, or templates. While there has been considerable progress in these areas in recent years there remains much to be achieved and further development is therefore imperative. (c) Structural, mechanistic and computational studies of transition metal catalysts 5 To achieve the above-mentioned goals, a detailed knowledge of the factors which control the reactivity of transition metal-catalyzed organic transformations is of great importance. A key feature is to develop an understanding of the factors, both steric and electronic, which control the interaction between the catalyst, ligand and substrate. Combination of experimental observation with computer modeling is a powerful method and can provide the synthetic chemists with a more detailed insight into factors that influence stereocontrol in asymmetric catalysts. This detailed comprehension will allow design of catalytic systems that provide a better control of reactivity, in this case specifically the stereoselectivity of the catalytic system. Similarly, the search for catalytic systems of wide scope and general utility and design of readily available ligands which allows for easy structural modifications are other important challenges to be tackled. (d) Development and application of new chiral ligands A catalyst is normally made up by two components, a transition metal and a organic ligand. Development of new systems requires considerable knowledge about the role of both these components and this goal is best accomplished by joining the expertise of different groups in a synergistic way. In addition, chiral ligands are often difficult to prepare and the action would allow several groups to benefit from exchanging ligands and then evaluate them in various metal-catalyzed reactions. (e) Implementations of new technology Furthermore, this action would also involve the implementation of new techniques in the search and screening of candidate catalysts. Parallell synthesis and high throughput screening should be used on a routine basis. C. ORGANISATION, MANAGEMENT AND RESPONSIBILITIES C1: Organisation and Management Research projects fitting topics mentioned above will be submitted to the Management committee for approval. Approval will be subject to the evaluation of their relevance for the establishment of Sustainable Chemical Processes of interest for the European member countries. The organisational structure is shown below Technical Committee for Chemistry ↑↓ Management Committee ↔ Secretariat ↑↓ Project 1 Project 2 Project 3 Project 4 C2: Responsibilities The management committee has responsibilities for: 6 Project 5 etc. 1. Drawing up the inventory during the first year, organisation of workshops and start of the activity; existing contacts will be used which should greatly facilitate this task. 2. Co-ordination of the joint activities with other COST Actions, CEFIC Sustech Clusters; joint meetings are likely to result from this activity; 3. Explore the possibilities for wider participation and exchange of information with EU-specific programmes, ESF, EUREKA, etc; 4. Planning the intermediate report, the final report and the concluding symposium. Progress reports will also be provided by each respective participant in the projects in their own countries within the framework of existing programmes. C3: Evaluation of Progress The progress of the programme will be monitored by means of brief annual reports from each of the participating scientists. These will describe the results of research obtained through concerted action. The Management Committee will prepare a milestone report after 2 years of joint activities. The report will be presented to the COST Technical Committee for Chemistry for their review and to the COST Senior Officials Committee for information. A final report will be published to inform nonparticipating scientists and research workers interested in the results about the scientific achievements of the Action. It is expected that some review by participants, which describe the progress, made and state of the field, will be published in International Journals. To conclude the COST Action, a symposium will be held after 5 years. It will be accessible to other scientists and potential users of industry. D. TIME-TABLE The programme will cover five years and consist of the following stages: Stage 1: Stage 2: Stage 3: Stage 4: After the first meeting of the Management Committee a detailed inventory of on-going research and existing plans of the participating groups to begin joint projects will be made. This will result in a discussion document to allow further planning. It will be evident which projects are closely related and would benefit from joint activities. Researchers (and co-workers) will set-up (and continue) joint collaborative projects and exchange their recent research results. It may be appropriate to explore wider collaboration with other European countries during this stage. An intermediate progress report will be prepared after two years for review by the COST Technical Committee for Chemistry and for information to the COST Senior Officials Committee. This final phase will begin after four years and will involve the evaluation of the results obtained. It may include the organisation of a symposium for all the participants and co-workers. The final report will be submitted to the COST Technical Committee for Chemistry for scientific assessment and after to the COST Senior Officials Committee. In summary the total timetable can be represented as follows: 7 - Start 1st year - Formation of projects 1st and 2nd year - Workshop of group leaders end of 1st year and each year later on - Overview available; start meetings; continue meetings on subtopics end of 2nd year - Start exploration of wider participation 3rd and 4th year - Intermediate Progress Report available for Technical Committee and CSO end 2nd year - Start evaluation of results continuously each year after 1st year at the yearly workshop - Concluding Symposium end of 5th year Five years are required because of the complexity of the research focus. Especially, the design of new catalysts and the fine-tuning of the ligands to be studied is a complicated and time consuming process. In addition, for each problem an analytical set-up is needed to study the stereochemical outcome (enantiomeric excess) of such processes. Therefore, different chiral columns (GC, HPLC) have to be evaluated and conditioned for every catalysis problem. E. DURATION OF THE ACTION The Action will last for five years F. ECONOMIC DIMENSION OF THE ACTION It is to be expected that several teams of the presently running COST D12 Action as well as some of the groups active in catalysis in other actions will apply for admission to the new COST Action. It is estimated that a total of at least of 20 countries and 40 laboratories will eventually be involved in the Action. Based on experience in the COST D12 programme, it is estimated that the economic dimension of the Action (initial estimate of total costs = personnel + operational + running + Commission costs) will be 100 M €. The total human effort in the Action "Sustainable Chemical Processes: Stereoselective Transition Metal-Catalysed Reactions " described above, amounts to 800 man-years (160 researchers during 5 years), being equivalent to 80 M €. F1. Personnel costs (research and administration) will be approximately 80 M € (covered by participant groups). F2. Operational and running costs The estimate of the total operational and running costs including costs of instruments and materials is 20 M € (covered by participant groups). The estimate of the total economic dimension of the action is therefore 100 M €. G. DISSEMINATION OF SCIENTIFIC RESULTS All publications arising from research carried out under COST Action D24 will credit COST support and the Management Committee will encourage and promote all coauthored papers. Results of research carried out by the working groups under COST Action D24 will be submitted to international scientific journals and reviewers. 8 Joint meetings among different working groups in COST Action D24 and with working groups from other COST Actions, will be organised so as to best promote interdisciplinary communication. The Management Committee (MC), in conjunction with the working groups (WG) of the Action will meet every year with the main aim of presenting results to the MC as a whole and, where possible, the MC will invite potential users and interested parties to this meeting. The Management Committee will, during the first year of the Action, also set up a work-plan for interdisciplinary events for the dissemination of results of the Action COST D24. 9 ANNEX The current list of potential participants to the D24 Action is given below by country. Austria Prof. Widham Michael Inst. of Organic Chemistry Univ. Vienna Währingerstrasse 38 A-1090 Vienna Belgium Prof. Istwan E. Markó Department de Chimie Université Catholique de Louvain Place Louis Pasteur 1 B-1348 Louvain-La Neuve Denmark Prof. Jorgensen Karl Anker Chemistry Department Aarhus University DK-8000 Aarhus C France Prof. Bruono Gérad Université d'Aix-Marseille 3 Faculté des Sciences et Techniques de Saint-Jérôme Avenue Escadrille Normandie-Niemen F-13397 MARSEILLE Cedex 20 Germany Prof. Schinzer Dieter Chemical Institute University of Magdeburg Universitaetsplatz 2 D-39106 Magdeburg Prof. Carsten Bolm RWTH Aachen Professor-Pirlet-Str. 1 D-52056 Aachen Prof. Alois Fürstner MPI Mülheim/Ruhr Kaiser-Wilhelm-Platz 1 D-45470 Mülheim/Ruhr 10 Prof. Hans-Joachim Knölker Inst. of Organic Chemistry TU Karlsruhe Richard-Willstätter-Allee 2 D-76128 Karlsruhe Hungary Prof. Tungler Antal Inst. Organi. Chem. Technology TU Univ. Budapest Budafoki ut 8 H-1521 Budapest Ireland Prof. Maguire Anita Dept. Chemistry University College Cork Irl – Cork Italy Prof. Cainelli Gianfranco Dip. di Chimica Universita di Bologna Via Selmi 2 I-40126 Bologna Prof. Cinquini Mauro Dipartimento di Chimica Organica e industriale Universita degli studi di Milano Via Golgi 19 I-20133 Milano Norway Prof. Sydnes Leiv K. Dept. of Chemistry University of Bergen Allégt. 41 N-5007 Bergen Romania Prof. Parvulescu Vasile Faculty of Chemistry Dept. of Chemical Technology 11 and Catalysis B-dul Republicii 13 RO-70346 Bucharest Slovenia Prof. Kocevar Marijan Dept. Chemistry and chem.. Technol. Univ. Ljubljana Askerceva 5 SLO-61000 Ljubljana The Netherlands Prof. Liskamp Rob Utrecht University Dept. Medicinal Chemistry Sorbonnelaan 16 NL-3584 CA Utrecht Prof. van Koten Gerard University of Utrecht Debye Research Institute Padualaan 8 NL-3584 CH Utrecht Spain Prof. Cativiela Carlos Depto Quimica y Quimica Fisica Univ. Zaragoza / Fac de Cencias Pedro Carbuna 12 E-50009 Zaragoza Prof. Plumet Ortega Joaquim Universidad Complutense Dept. de Quimica organica I Ciudad Universitaria E-28071 Madrid Sweden Prof. Bäckvall Jan-Erling Department of Organic Chemistry Arrhenius Laboratory Stockholm University S-106 91 Stockholm Prof. Andersson Pher G. Uppsala University Department of Organic Chemistry Box 531 S-751 21 Uppsala 12 Switzerland Prof. Renaud Philippe Université de Fribourg Institut de Chimie Organique Pérolles Ch-1700 Fribourg United Kingdom Prof. Jackson Richard F. W. Department of Chemistry Bedson Building The University of Newcastle upon Tyne UK-Newcastle upon Tyne NE1 7RU Prof. Thomas E. J. Dept. of Chemistry Univesity of Manchester Oxford Road UK-Manchester M 13 9PL 13
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