MICROSCOPIC INVESTIGATIONS OF THE ADHESION OF BACTERIA AND ALGAE ON BIOMATERIAL SURFACES A Thesis Presented to The Graduate Faculty of The University of Akron In Partial Fulfillment of the Requirements for the Degree Master of Science Pooja Pathak May, 2007 MICROSCOPIC INVESTIGATIONS OF THE ADHESION OF BACTERIA AND ALGAE ON BIOMATERIAL SURFACES Pooja Pathak Thesis Approved: Accepted: Advisor Dr. Rex D. Ramsier Dean of the College Dr. Ronald F. Levant Committee Member Dr. Martha M. Kory Dean of the Graduate School Dr. George R. Newkome Department Chair Dr. Robert R. Mallik Date ii ABSTRACT The aim of this investigation was to study the adhesion of bacteria and algae using optical microscopy, and consists of two parts. The first part involves Pseudomonas aeruginosa and Staphylococcus epidermidis bacterial adhesion on modified polyvinyl chloride (PVC – a material with various biomedical applications) surfaces. In this investigation, PVC substrates were modified by imprint lithography and bacterial adhesion was performed to determine the influence of the imprinted surface structures on bio-adhesion. The effects of incubation condition were also studied by performing the bacterial exposures of the samples under both shaken and stationary conditions. Data were generated by analyzing the optical microscopy images of the substrates after Gram staining, using Sigma Scan Pro (Jandel Corporation) software. The results indicate that bacterial adhesion depends on the surface properties, incubation condition and the type of bacteria. The second part of this investigation involves adhesion of cyanobacteria or bluegreen algae on oxidized Zr-705 alloys. Optical microscopy and Sigma Scan Pro software were used to study the effects of substrate oxide thickness on the propensity for algae adhesion and growth. The results show that algae adhesion depends on how much the Zr705 surfaces are oxidized. This is relevant to water purification and transport technologies, since algae growth on piping can adversely affect water quality. iii ACKNOWLEDGEMENTS I would like to express my sincere thanks to my advisor Dr. Rex D. Ramsier for his support, patience and encouragement throughout my graduate studies. His valuable suggestions and the time he has given to my thesis will always be appreciated. I’ll always be grateful to him throughout my life. I would also like to thank my instructors Dr. Jutta Luettmer- Strathmann and Dr. Alper Buldum for their guidance and support throughout my course of studies. I would like to thank Dr. Natalia Farkas for stamping the PVC samples, Ms. Sarah Smith and Mr. Brad Buczynski for performing the bacterial adhesion, Ms. Deb LaForest for algae adhesion on Zr-705, and Dr. Nenad Stojilovic for providing some reference materials. In addition, I would like to thank my committee members Dr. Martha M. Kory and Dr. Robert R. Mallik. iv TABLE OF CONTENTS Page LIST OF FIGURES……………………………………………………………………vii CHAPTER I INTRODUCTION……………………………………………………………………1 II LITERATURE REVIEW I ………………………………………………………….4 2.1 Introduction..……………………………………………………………………….4 2.2 Dynamics of Biofilm Formation..………………………………………………….5 2.3 Properties of Biofilms.……………………………………………………………..7 2.3.1 Heterogeneity…………………………………………………………………..7 2.3.2 Resistance.……………………………………………………………………..8 2.4 Biofilms and Disease………………………………………………………………8 2.5 Infection Causing Organisms………………………………………………………9 2.6 Infections and Medical Devices…………………………………………………..11 2.7 Intervention Strategies or Therapy for Infection or Biofilm Control……………..11 III BACTERIAL ADHESION ON PVC SURFACES……………………………….14 3.1 Experimental Details………………………………………………………………14 3.2 PVC Sample Preparation…………………………………………………………..15 3.3 Bacterial Adhesion on PVC………………………………………………………..15 v 3.4 Use of Gram-Staining Techniques…………………………………………………17 3.5 Optical Microscopy.……………………………………………………………….18 3.6 Use of Sigma Scan Pro Software…………………………………………………..21 3.7 Analysis…………..………………………………………………………………..23 3.8 Results and Discussion.……………………………………………………………23 IV LITERATURE REVIEW II.……………………………………………………….32 4.1 Introduction.……………………………………………………………………….32 4.2 Cyanobacterial Toxins and Their Effects.…………………………………………32 4.3 Removal of Cyanobacteria.………………………………………………………..34 V ALGAE ADHESION ON Zr-705 ………………………………………………….36 5.1 Experimental Details.………………………………………………………………36 5.2 Metal Substrate Preparation.……………………………………………………….36 5.3 Algae Sample Preparation.…………………………………………………………37 5.4 Optical Microscopy.………………………………………………………………..37 5.5 Sigma Scan Pro Software.………………………………………………………….37 5.6 Analysis………….…………………………………………………………………39 5.7 Results and Discussion.…………………………………………………………….39 VI CONCLUSIONS……………………………………………………………………41 LITERATURE CITED…………………………………………………………………43 vi LIST OF FIGURES Figure Page 1. Optical images of stamped samples at different magnifications..………………….16 2. Optical images of Pseudomonas aeruginosa after Gram-staining on stamped and unstamped PVC samples. Images A and C are from stamped samples and images B and D are from unstamped samples ……………..19 3. Optical images of Staphylococcus epidermidis after Gram-staining on stamped and unstamped PVC samples. Images E and G are from stamped samples and F and H are from unstamped samples……………………….20 4. Images of stamped samples after the application of Sigma Scan Pro software. The red regions are the areas covered by bacteria……….……………….22 5. Percentage area covered by Pseudomonas aeruginosa on unstamped shaken and stationary samples………………………………………………………24 6. Percentage area covered by Pseudomonas aeruginosa on stamped shaken and stationary samples………………………………………………………24 7. Percentage area covered by Staphylococcus epidermidis on unstamped shaken and stationary samples………………………………………………………25 8. Percentage area covered by Staphylococcus epidermidis on stamped shaken and stationary samples………………………………………………………25 9. Percentage area covered on stamped shaken samples by Pseudomonas aeruginosa and Staphylococcus epidermidis………………………..27 10. Percentage area covered on stamped stationary samples by Pseudomonas aeruginosa and Staphylococcus epidermidis……………………….27 11. Percentage area covered by two kinds of bacteria on unstamped shaken samples…………………………………………………………………….28 12. Percentage area covered by two kinds of bacteria on unstamped stationary samples…………………………………………………………………28 vii 13. Percentage area of shaken stamped and unstamped samples covered by Pseudomonas aeruginosa……………………………………………..30 14. Percentage area of stationary stamped and unstamped samples covered by Pseudomonas aeruginosa……………………………………………..30 15. Percentage area of shaken stamped and unstamped samples covered by Staphylococcus epidermidis…………………………………..31 16. Percentage area of shaken stamped and unstamped samples covered by Staphylococcus epidermidis…………………………………31 17. Optical images of blue-green algae on Zr-705 surfaces…………………………..38 18. Percentage area covered by blue-green algae on Zr-705 samples with different oxide layer thicknesses on their surfaces…………………………..40 viii CHAPTER I INTRODUCTION Biofilms adhering to implants and medical devices present a considerable risk of infection to patients. According to an estimate, biofilms account for more than half of the microbial infections in the body [1]. Many of these infections are associated with the use of biomedical devices such as prosthetic heart valves, contact lenses, cardiovascular implants, orthopedic replacements, intravascular and urinary catheters, and dental unit water lines [2]. Global utilization of bio-medical devices is valued at $86 billion per annum with a growth rate of 7% each year [3], which indicates a move toward the use of more and more bio-medical devices and thus an eventual rise in device-related infections. In most cases, removal and replacement of the device is the only effective therapy for these infections [4]. However, removal can cause complications and impact human health, as well as increase medical care costs [5]. Therefore, it is important to develop preventive measures to eliminate or reduce device-related infections. One method to accomplish this is to modify the physicochemical interactions between bacteria and the device (substrate) through surface modification [6]. Various techniques have been used, such as oxygen plasma treatment [7], wet chemical methods using organic reactions [8], Ni-P-PTFE (Nickel-phosphorus-polytetrafluoroethylene) coatings [9], and diamond-like carbon (DLC) films [4]. Such techniques have proven to 1 be effective in reducing bacterial adhesion and biofilm formation. The technique used in this study was nanoimprint lithography (NIL), a method which allows complete freedom in designing the size, shape, and spacing of a pattern and is capable of producing sub 10 nm features over a large area with high throughput and low cost [10]. NIL was used in this research to investigate its potential to alter the physicochemical properties of polyvinyl chloride (PVC) surfaces. PVC is extensively used in biomedical devices due to its wide range of advantageous properties such as ease of processing, chemical resistance, and low cost [4,8]. The modified PVC surfaces were studied with respect to adherence of two clinically relevant bacterial strains of Pseudomonas aeruginosa and Staphylococcus epidermidis under different incubation conditions. The results show a dependence of the bacterial adhesion on the surface characteristics of the modified polymer. The samples were analyzed with optical microscopy and Gram staining techniques and the results are described and discussed in Chapter III. Separately in this thesis there is also a study of another relevant issue concerned with bio-adhesion i.e., contamination of drinking water by blue-green algae or cyanobacteria. Cyanobacteria are a division of bacteria that are extremely toxic and are capable of causing serious illness or even death if consumed [11]. The adherence of cyanobacteria to drinking water lines is one source of such contamination [12]. Removing cyanobacteria from water by harsh physical or chemical treatment leads to lysis of the cells and the release of cyanobacterial toxins, most of which are water soluble [13]. Therefore, this problem is attracting the attention of environment agencies, water authorities and human and animal health organizations [14]. 2 Our proposal to deal with this problem is to replace the pipe material with alloys that can resist or reduce algae adhesion. Usually drinking water pipes are made of PVC, copper, stainless steel, polythene, or cement and generally drinking water is disinfected by chlorine [15,16]. However, according to M. Lehtola et al., the pipeline material can modify the effectiveness of disinfectants in drinking water distribution systems [15]. In this research Zr-705 was used to test its propensity for algae adhesion as a potential piping material. Zr-705 was chosen because previous work [17] on zirconium alloys provided evidence for reduced bacterial adhesion and biofilm formation on their surfaces. Zr-705 as a potential material for water pipes was investigated in this project by changing the thickness of the oxide layer on its surface and investigating the effect of oxidation with respect to algae adhesion using optical microscopy and Sigma Scan pro software (Jandel Corporation). 3 CHAPTER ІІ LITERATURE REVIEW Ι 2.1 Introduction Bacteria in natural settings attach to surfaces, aggregate and form a complex structure known as a biofilm [18]. The existence of bacteria in biofilm form profoundly differs from bacteria in planktonic (free-floating) form, in that biofilms are inherently resistant to anti-microbial agents [19]. This property is primarily attributed to the production (secretion) of extra-cellular polymeric substances (EPS) during their formation [20]. Because of the “resistance” property, biofilms cause considerable adverse effects in the medical [19], environmental [1], and industrial [21] fields. Therefore, researchers from various disciplines such as chemistry, engineering, mathematics, and biology are investigating biofilms [22]. It was known in the early 1980’s that 99.9% of bacteria in aquatic ecosystems lived on surfaces [23]. However, up to the late 1980’s it was thought that biofilms were random accumulations of cells in matrix material [23]. Early in the 1990’s it became clear that most biofilms were composed of structured micro-colonies and water channels through which nutrients and oxygen circulated [21,23]. Further, micro-colonies were composed of matrix material and cells, and this basic micro colony/water channel pattern was observed in most natural biofilms like dental plaque [23]. 4 The exact definition of biofilms has evolved over the past few decades and can be defined as highly organized [21] and complex communities [23] of microorganisms that are irreversibly attached to a surface or interface or to each other, secrete extra-cellular polymeric substances (EPS) to form a matrix, and exhibit an altered growth rate and gene transcription [2]. This definition considers two characteristics of biofilm organisms, altered growth rate and gene transcription that planktonic organisms do not possess, which are particularly useful in differentiating biofilms from “nonbiofilms”. The matrix, formed by microorganisms, protects them from UV radiation, extreme pH values, dehydration, antibiotics, and the immune system of the host organism. In this way, by forming a biofilm, bacteria survive inside and outside the host organism [21]. Bacterial cells in a biofilm have close proximity and high density, with a potential for inter-species communication, competition, and cooperation [22]. Specifically, the cell-cell or interspecies communication system called Quorum sensing [22] is one of the basic [2] and essential biofilm processes [23], which provides a continuous exchange of information through specific chemical molecules [23]. It is an important feature of microbial communities and allows bacteria to live as multicellular organisms [21]. For instance, in some cases, it provides aid in different stages of biofilm formation (initial attachment, maturation) [1,24]. 2.2 Dynamics of Biofilm Formation The first stage of biofilm formation is initial adhesion in which bacteria in planktonic (floating) form reach a surface and under favorable conditions attach to a surface to form clusters [21]. This is called the first maturation stage. This stage is 5 governed by two types of interactions, van der Waals and electrostatic. Van der Waals interactions are usually attractive and electrostatic forces are usually repulsive (due to both bacteria and surfaces being negatively charged in nature) [25]. Bacteria have a sense of touch, which enables them to detect a surface [1]. Clusters of bacteria further combine to form micro-colonies (which are the basic building blocks of biofilms [2]), and this is called the second maturation stage. Further, these micro-colonies combine to form an exopolymer matrix and secrete EPS to form a complex structure [21]. Finally, the last stage called dissociation or detachment is when bacteria enclosed in the EPS matrix detach from the matrix and return to planktonic form, depending on the availability of nutrients, oxygen and iron [1,21]. Bacteria must be able to detach from mature biofilms in order to avoid starvation due to the population density of attached bacteria and to colonize new surfaces [26]. In order to detach, a polysaccharide lyase (an enzyme that degrades polyanionic substrates [27]) helps bacteria to return to their planktonic state. Otherwise, the matrix can become a graveyard for bacteria under low nutrient conditions, unfavorable environmental factors and unwanted neighbors [28]. The biofilm formation process exhibits directionality, meaning that there are more chances of bacteria to accumulate and form a biofilm than moving back to planktonic states [22]. In this way, biofilm development is sustained and the detached bacteria find new surfaces for colonization under favorable conditions. 6 2.3 Properties of Biofilms Heterogeneity and resistance (towards antimicrobial agents) are two remarkable properties of biofilms and are discussed below. 2.3.1 Heterogeneity Previously, there was an assumption that biofilms are homogenous in composition and properties such as porosity, pore size division, density and microbial populations varied little with depth. Due to EPS there would be confined heterogeneity, but as a whole the biofilms were assumed to be homogenous [29]. However, in recent years, it has been shown that biofilms are structurally, chemically and physically heterogeneous, thus making them complex [22]. The heterogeneity can be explained on the basis of gradients of nutrients, waste products and signaling factors [19]. Specifically, in the case of structural heterogeneity, gradients of nutrients and oxygen determine the difference in density of bacteria throughout the biofilm [30]. As the cells at the edge of the biofilm have better access to nutrients as compare to cells within the interior, this results in the formation of metabolically active and inactive cells, respectively, eventually making biofilms structurally heterogeneous [22]. In addition, heterogeneity can be enhanced by the presence of multiple species. For example, the biofilm involved in endocarditis involves a single species, but in tooth decay, multi-species biofilms are present [31]. 7 2.3.2 Resistance Resistance is the ability of microorganisms to grow in the presence of high levels of anti-microbial agents like antibiotics, disinfectants, germicides, etc., and is attributed to the biofilm structure and its organism’s physiology [2,32]. Since the structure of biofilms consists of an EPS matrix, the anti-microbial species must diffuse through this matrix in order to inactivate the enclosed cells. However, EPS creates a barrier for the anti-microbial species and either influences their rate of movement to the biofilm interior or their reaction with the enclosed cells [2]. In addition, the growth rates of biofilmassociated cells are slower than planktonic cells, and slow growing cells are not as susceptible to many anti-microbial agents [1,2]. The fact that biofilm bacteria are different from their planktonic counterparts is clear from the data reported by Lewis et. al, which show that the concentration of anti-microbial agents needed to kill biofilm bacteria is 10-1000 times that for planktonic bacteria [32]. 2.4 Biofilms and Disease The “Resistance” property of biofilms toward anti-microbial agents makes them adaptable to various environments. As such, biofilms cause infectious diseases like cystic fibrosis, peridontitis, etc., and infections due to the use of medical devices like prosthetic heart valves, catheters, etc., [2]. In fact, more than half of the infectious diseases in the body are due to biofilms [1]. However, the exact processes by which biofilm organisms cause disease are not completely understood. The current understanding of the mechanism describes the processes in four stages. These are: 8 (1) Detachment: Detachment of cells from biofilms, as a result of cell growth and division within the biofilms, has the greatest impact on the outcome of chronic bacterial infections [2]. For example, the shedding or detachment can likely increase the risk of stroke in the case of heart valves and a very small number of bacteria can cause bloodstream and urinary tract infections [2]. (2) Production of endotoxin by Gram-negative bacteria inside the biofilms attached to indwelling medical devices. Endotoxin, a lipopolysaccharide (LPS), is a cell wall constituent of Gram-negative bacteria [33]. When Gram-negative bacteria multiply or die, LPS is released [34]. Endotoxin production may draw out an immune response in the human host [2]. (3) Organisms detaching from medical device biofilms could exhibit resistance to the host immune system and cause an infection. (4) Conjugation: Conjugation is an exchange of genetic information between different members of the same bacterial species for the continued survival of an organism [35]. Through conjugation within biofilms, bacteria can exchange plasmids [2]. Plasmids are substances that carry genes that encode proteins required for mating pair formation [35]. From these plasmids, resistance factors may be carried forward, providing an environment for future generations of resistant organisms [2]. 2.5 Infection Causing Organisms Organisms can be divided into two categories, pathogenic and non-pathogenic. Pathogenic organisms are those associated with infection such as Staphylococcus epidermidis [3] and Pseudomonas aeruginosa [36]. Non-pathogenic organisms are those, 9 which colonize on surfaces but are not associated with infection, for example, Lactobacillus [3]. Common pathogens in medical settings are Staphylococcus epidermidis and Pseudomonas aeruginosa, whose biofilms are well known for their antibiotic resistance [37]. Out of these two, Staphylococcus epidermidis has become a major cause of nosocomial (hospital) infections. In fact, according to the 1998 National Nosocomial Surveillance System report, Staphylococcus epidermidis was the most important pathogen involved in nosocomial blood stream infections, cardiovascular infections, and infections of the eye, ear, nose and throat [38]. It is categorized under staphylococcus, a Gram- positive bacterium having spherical shape that aggregates in clusters [39]. The infections caused by S. epidermidis are usually chronic because of the lack of severely tissue damaging toxins [38]. It is the normal inhabitant of skin and mucous membranes of human body [38]. Under normal circumstances, it is a non-pathogen. But in the presence of a mildly compromised individual or a medical device, it becomes the leading cause of infection [4] because of its ability to adhere to surfaces, colonize and to form a multilayered biofilm [38]. Another common bacterium related to infection is Pseudomonas aeruginosa, a pathogen and one of the top three causes of opportunistic human infections [36]. It has the ability to form biofilms readily on most surfaces and plays a role in catheter and contact lens related infections, etc. [1]. It is also one of the major causes of cystic fibrosis, a chronic lung infection [1] and is associated with the high rate of patient mortality. The clinical strains of P. aeruginosa are characterized by the formation of EPS, which provides protection from anti-microbial agents [21]. In case of ventilator associative 10 pneumonia (VAP), colonization of the intubations by P. aeruginosa leads to a mortality rate of over 60% despite antibiotic therapy [7]. 2.6 Infections and Medical Devices Polymers are among the various materials used for medical devices. They are widely used because they are durable, shapeable and have low production cost [40]. Apart from that, they are highly versatile and have excellent physicochemical properties [8]. Among all the polymers, polyvinyl chloride (PVC) is outstanding because it has broad range of processing potential and shows high mechanical and chemical resistance [8]. For more than 70 years, PVC has been one of the most important biopolymers [41]. The biomedical devices that are made of PVC are blood bags, ventilation tubes, blood transfusion tubes, indwelling catheters and urinary catheters. In fact, more than 5% of the PVC produced is utilized in the medical arena [8]. Regarding infection, most plastic and metal surfaces of medical devices will develop bacterial biofilms when bacteria are present in the body fluids. Almost all body fluids (such as blood, urine, saliva, etc.,) provide sufficient organic nutrients for bacterial growth. In spite of shear forces, such as those generated on heart valves by blood flow and on contact lenses by blinking, the development of biofilms occurs [42]. Therefore, it is highly likely that infection will occur with the use of medical devices. 2.7 Intervention Strategies or Therapy for Infection or Biofilm Control The adverse effects caused by common pathogens on medical devices can be avoided or minimized by adopting a few strategies. First and foremost is to prevent initial 11 device contamination by using disinfectants “in time” before a biofilm develops. As the initial step of biofilm formation (attachment) is a fast process and takes only a few hours, disinfectants should be used quickly [2,43]. For example, in the case of S. epidermidis infections during the insertion of catheters, specific hygienic procedures such as the use of antibiotics during surgery and covering the implanted material with antibiotics should be used [38]. A second strategy is to minimize or inhibit initial microbial cell attachment to the device by incorporating biocides into the surface or by selecting surface materials that do not promote attachment [2,43]. A third strategy is to penetrate the biofilm matrix and kill the biofilm-associated cells using harsh disinfectants or biocides. As the chemical composition of EPS significantly differs from biofilm to biofilm, non-specific measures should be used [2,43]. Finally, if everything else fails and medical devices become infected, the last option is to remove the device [2]. Out of all the strategies, surface modification has been widely studied as a preventive measure, to minimize the attachment and growth of microbes. This has been accomplished by modifying the surfaces of existing bio-medical devices. Various techniques (such as plasma, corona, laser treatment) have been used for surface modification [44]. Apart from the above-mentioned treatments, thermal energy and ultrasound can also be used for inhibiting bacterial growth. According to a report by Mott et al., ultrasound treatment reduced biofilm growth and increased the efficiency of biocides against biofilms [45]. Heat treatment at 65º C with sodium hypochlorite (an antimicrobial agent), has been used to inactivate L. monocytogenes biofilms associated with stainless steel surfaces [46]. Finally, ultraviolet (UV) radiation can modify polymer surfaces from 12 hydrophobic to hydrophilic. This modification enhances cell growth and therefore has potential applications in tissue engineering [40,47]. The methods mentioned above may be preferred to others depending on the medical device, implantation site, and restrictions imposed by fabrication methods [44]. However, biofilms are diverse due to factors such as the surface in question, availability of oxygen and nutrients, type of microbial species, flow velocity of surrounding liquid, etc. Therefore, information gathered from studies of one particular biofilm cannot necessarily be transferred to another biofilm [43]. This makes the task of preventing or reducing biofilm-related infection challenging. Considering this, another surface modification technique, nano-imprint lithography (NIL) was used in this research. Imprint lithography has applications in bio-medical [48] and semiconductor [10] devices. In imprint lithography, a pattern is created by pressing a three dimensional stamp into a resist [49] and a variety of shapes with varying physicochemical properties can be constructed [50]. As compared to traditional photolithography, it is less expensive and takes fewer steps to complete [50]. 13 CHAPTER III BACTERIAL ADHESION ON PVC SURFACES 3.1 Experimental Details PVC is widely used as a material for bio-medical devices such as urinary catheters, blood bags, and ventilation tubes [8]. One of the major disadvantages with PVC is its susceptibility to infections related with these devices, which adversely affects humans and health care costs [51]. Several approaches have been used to overcome this issue. In the work reported here, surface modification by nano-imprint lithography was performed on PVC to test its potential to minimize bacterial adhesion. In total, eight samples of PVC and two types of bacteria were used. Four were imprinted (stamped) samples and four non-imprinted (unstamped) samples. Out of these eight, four samples (two stamped and two unstamped) were exposed to Pseudomonas aeruginosa, and the remaining four to Staphylococcus epidermidis. Also, out of four samples exposed to P. aeruginosa, two were kept stationary during exposure (one stamped and one unstamped) and two were exposed under shaken condition (one stamped and one unstamped). Similarly, four such samples were exposed to S. epidermidis bacterium. 14 3.2 PVC Sample Preparation Nano-imprint lithography was performed on four samples, out of eight, with a silicon stamp as the master stamp. The dimensions of each sample were 1.5 X 2.5 cm. The silicon stamp was prepared by standard photolithography and consisted of different sized and shaped geometrical features. The PVC sample and silicon stamp were clamped between two microscope slides and placed into a commercial microwave oven for 4 seconds. During the imprinting process, the PVC melts by selective heating and flows into the protrusions of the silicon stamp. In this way, four samples of PVC were prepared by imprinting. Figure 1 presents optical images of stamped samples at different magnifications. 3.3 Bacterial Adhesion on PVC Two types of bacteria, Pseudomonas aeruginosa and Staphylococcus epidermidis were used in this investigation because of their clinical relevance. First of all, tryptic soy broth (TSB) was prepared and sterilized in 500 ml flasks. Then, P. aeruginosa and S. epidermidis were grown in 5 ml of TSB. All eight samples were sterilized in an autoclave. Four samples were then aseptically added to four different flasks with P. aeruginosa and four with S. epidermidis. Two flasks with P. aeruginosa and two with S. epidermidis were left stationary in a 37° C incubator for three days. The remaining flasks were placed in an incubated shaker at 37° C, with continuous agitation at 17 rpm for three days. 15 ⎯⎯− 10 µm 50X ⎯⎯⎯− 100µ m - 100X − 10 µm 10X ⎯ 100 µm 2X Figure 1. Optical images of stamped samples at different magnifications. 16 After three days, the samples were aseptically removed from the flasks and rinsed in 200 ml of sterile water for one minute. This was performed by holding a corner of the sample with a pair forceps and dipping the sample in and out of the water. The purpose of rinsing was to remove the unattached and loosely attached bacteria from the substrate surface. Liquids commonly used for rinsing include sterile water, normal saline, and phosphate buffered saline [52]. After rinsing, the samples were placed into sterile petri dishes with sterile filter paper. 3.4 Use of Gram-Staining Techniques Gram-staining was applied to all the samples after bacterial adhesion as an aid to identifying bacteria microscopically. This method was originally developed by Hans Christian Gram, a Danish clinician [53]. This method differentiates bacteria into two fundamental groups, Gram-positive and Gram-negative. Gram-positive bacteria are those that retain the initial crystal violet stain, whereas Gram-negative bacteria are those that are decolorized and stain red with safranin [53]. Gram-positive bacteria have a thick cell wall made of peptidoglycan that resists decolorization [53]. Peptidoglycan can be regarded as a functional analogue of lipopolysaccharide. Both molecules activate intrinsic immune defense mechanisms [54,55]. Gram-negative bacteria have a thin peptidoglycan layer plus an overlying liquidprotein bi-layer known as the outer membrane, which can be disrupted by decolorization. Staining does not alter the shape and form of bacteria. Thus, this method 17 also permits a determination of the overall structure of the cells for example, cocci, rods, spirals, filaments, cubic packets, etc. [53]. S. epidermidis is a Gram-positive bacterium [39] and P. aeruginosa is Gramnegative [7]. For a typical PVC sample with bacteria, the sample was held at a corner and then flooded with crystal violet dye for 10 seconds and washed with running water. Then, the sample was flooded with iodine for 10 seconds and again washed with water. After about 30 seconds, the sample was rinsed with ethyl alcohol, a decolorizing fluid and then with safranin (red dye) for 10 seconds followed by washing with water. 3.5 Optical Microscopy After Gram-staining, the samples were observed and analyzed using an optical microscope (Mitutoyo). Each sample was held at a corner and mounted onto a glass slide. Images of each sample were obtained with different magnifying power i. e. 2X, 10X, 50X and 100X. Images were captured with a digital camera (Duncan DT 4000 RGB CCD) camera, which was interfaced to a computer. At different magnifying powers of the objective lens, images of a 1 mm scale were also captured to calibrate the images. Figures 2 and 3 are representative of the images collected in this work. 18 ⎯⎯− 10 µm A ⎯⎯− 10 µm 50X B 50X ⎯⎯− 10 µm C ⎯⎯− 10 µm 50X D 50X Figure 2. Optical images of Pseudomonas aeruginosa after Gram-staining on stamped and unstamped PVC samples. Images A and C are from stamped samples and images B and D are from unstamped samples. 19 ⎯⎯− 10 µm E 50X ⎯⎯− 10 µm F 50X ⎯⎯− 10 µm G 50X ⎯⎯− H 10 µm 50X Figure 3. Optical images of Staphylococcus epidermidis after Gram-staining on stamped and unstamped PVC samples. Images E and G are from stamped samples and F and H are from unstamped samples. 20 3.6 Use of Sigma Scan Pro Software Optical microscopy images were analyzed using Sigma Scan Pro software. This software provides a complete image analysis package for studying the structure and size of objects in images. Its powerful image analysis and data manipulation techniques transform images into reliable statistics. In the case of biological sciences, this software quickly counts and measure cells, organisms, or features [56]. In this research, this software was employed to measure the area covered by bacteria on PVC samples from optical microscopy images. For areal measurements, calibration or rescaling was performed. Calibration can be performed in two modes, spatial or intensity calibration. In this research, spatial calibration was applied. Spatial calibration calibrates distance and area by converting raw pixel coordinates into specified measurement units. It can be performed in three ways; one-point, two-point or three-point. In this research, two-point rescaling was applied. After selecting the calibration option and defining the number of pixels equal to 1 unit (1 unit = 730 pixels=0.1 mm), the areal measurement option was selected. This basic setting was applied on all the images with one particular magnifying power of the objective lens, i. e. 50X. For each sample, the portion selected for measurement was that which contained the maximum number of bacteria. The total area covered by bacteria was measured, as was the area of the entire image. Figure 4 demonstrates how the images were analyzed. 21 ⎯⎯− 10 µm ⎯⎯− 10 µm Figure 4. Images of stamped samples after the application of Sigma Scan Pro software. The red regions are the areas covered by bacteria. 22 3.7 Analysis The percentage area covered by bacteria was calculated by taking the ratio of the area covered by bacteria to the total area of the image. These data are presented in histogram format with an experimental uncertainty of ± 5%. 3.8 Results and Discussion Results were organized under three categories. (1) Incubation condition (shaken and stationary), (2) Bacterial strains (S. epidermidis and P. aeruginosa), and (3) Surface modification (stamped and unstamped). The samples obtained with S. epidermidis were stamped shaken, stamped stationary, unstamped shaken and unstamped stationary. Similar samples were prepared with P. aeruginosa bacterium. Figure 5 and Figure 6 are representative of the first category, i. e. incubation condition. Figure 5 represents unstamped samples with P. aeruginosa. Samples exposed to bacteria under shaken conditions exhibit more adhesion than stationary samples. Similar results were obtained with stamped samples also, as shown in Figure 6. For S. epidermidis bacterium, Figure 7 represents unstamped samples. Samples under shaken conditions had more adhesion than stationary ones, however stamped samples under shaken conditions had less bacteria than stationary samples (Figure 8). These results indicate that except for one system, i. e. stamped shaken (S. epidermidis), all the samples under shaken conditions had more bacterial growth than stationary samples. These results generally agree with previous results obtained from Zry-2 and Zr-705 surfaces [57]. 23 20 18 16 Area(%) 14 12 10 8 6 4 2 0 Unstamped Shaken Unstamped Stationary Incubation Condition Figure 5. Percentage area covered by Pseudomonas aeruginosa on unstamped shaken and stationary samples. 35 30 Area(%) 25 20 15 10 5 0 Stamped Shaken Stamped Stationary Incubation Condition Figure 6. Percentage area covered by Pseudomonas aeruginosa on stamped shaken and stationary samples. 24 14 12 Area(%) 10 8 6 4 2 0 Unstamped Shaken Unstamped Stationary Incubation Condition Figure 7. Percentage area covered by Staphylococcus epidermidis on unstamped shaken and stationary samples. 14 12 Area(%) 10 8 6 4 2 0 Stamped Shaken Stamped Stationary Incubation Condition Figure 8. Percentage area covered by Staphylococcus epidermidis on stamped shaken and stationary samples. 25 For the next category, type of bacteria, Figures 9-12 represent the data. Only in the stamped shaken case did P. aeruginosa cover more percentage area than S. epidermidis (Figure 9). In all other samples, stamped stationary (Figure 10), unstamped shaken (Figure 11) and unstamped stationary (Figure 12), S. epidermidis covered more percentage area than P. aeruginosa. These results indicate that overall S. epidermidis had more growth on PVC samples than P. aeruginosa. One possible explanation can be based on their shapes. P. aeruginosa is rod-shaped [58] and S. epidermidis is spherical [39]. A rod has a large surface area per unit volume [59]. The rate of bacterial growth depends on the rate of intake of nutrients, and this takes place through the cell surface. Large surface area will lead to increases in bacterial growth [59]. On this basis, P. aeruginosa should have more growth than S. epidermidis. However, in some conditions such as desiccation or osmotic shock (dehydration and re-hydration within 1 second, [60]), the reverse can be true. In hypertonic environments (where the concentration of solutes is larger in the environment than in the cell, such as salt water [61]), organisms with large surface area will lose water. Therefore in this case S. epidermidis has an advantage over P. aeruginosa. 26 35 30 Area(%) 25 20 15 10 5 0 P. aeruginosa S. epidermidis Bacteria Figure 9. Percentage area covered on stamped shaken samples by Pseudomonas aeruginosa and Staphylococcus epidermidis. 13 12.5 Area(%) 12 11.5 11 10.5 10 9.5 P. aeruginosa S. epidermidis Bacteria Figure 10. Percentage area covered on stamped stationary samples by Pseudomonas aeruginosa and Staphylococcus epidermidis. 27 Area(%) 20 18 16 14 12 10 8 6 4 2 0 P. aeruginosa S. epidermidis Bacteria Area(%) Figure 11. Percentage area covered by two kinds of bacteria on unstamped shaken samples. 7.2 7 6.8 6.6 6.4 6.2 6 5.8 5.6 5.4 5.2 P. aeruginosa S. epidermidis Bacteria Figure 12. Percentage area covered by two kinds of bacteria on unstamped stationary samples. 28 Surface modification is the last category. Figure 13 represents samples shaken with P. aeruginosa having stamped and unstamped surfaces. The stamped samples had more bacteria than the unstamped ones. A similar result was obtained under stationary conditions as well (Figure 14). In the case of S. epidermidis, under shaken conditions stamped samples had less adhesion than unstamped ones (Figure 15), opposite to the trend for stationary conditions (Figure 16). These results show that stamping (imprinting) increased bacterial adhesion overall on these PVC samples. A possible reason could be the roughening of the surface by imprint lithography, which leads to increased bacterial growth. According to a report by Harris et al, surface roughness enhances bacterial growth [62] and it has been shown that surface modification can be used to guide cells to selected areas of medical devices [63]. Therefore, our results are consistent with literature by demonstrating that our imprinted PVC surfaces do encourage, on average, more bacterial growth. 29 35 30 Area(%) 25 20 15 10 5 0 Stamped Shaken Unstamped Shaken Imprinting Figure 13. Percentage area of shaken stamped and unstamped samples covered by Pseudomonas aeruginosa. 14 12 Area(%) 10 8 6 4 2 0 Stamped Stationary Unstamped Stationary Imprinting Figure 14. Percentage area of stationary stamped and unstamped samples covered by Pseudomonas aeruginosa. 30 Area(%) 20 18 16 14 12 10 8 6 4 2 0 Stamped Shaken Unstamped Shaken Imprinting Figure 15. Percentage area of shaken stamped and unstamped samples covered by Staphylococcus epidermidis. 14 12 Area(%) 10 8 6 4 2 0 Stamped Stationary Unstamped Stationary Imprinting Figure 16. Percentage area of shaken stamped and unstamped samples covered by Staphylococcus epidermidis. 31 CHAPTER ΙV LITERATURE REVIEW ΙΙ 4.1. Introduction The remainder of this thesis deals with the topic of cyanobacteria and their effects in drinking water distribution systems. Cyanobacteria or blue-green algae are among the most ancient groups of organisms on earth [64]. This is clear from the calcareous accumulations formed by cyanobacterial mats in the estuarine waters of western Australia, which are more than one billion years old [64]. They evolved as the oxygenic plant-type photosynthetic organisms [65], and were the first to produce molecular oxygen as a byproduct of photosynthetic activity [66]. Over 2,000 species of cyanobacteria have been identified in the form of single cells, colonies, and filaments [13]. They are formed globally, in all types of aquatic environments ranging in size from garden ponds to oceans [64]. Cyanobacteria can undergo rapid growth to form blooms in the presence of chlorophyll and necessary photosynthesis pigments, and blooms are widely recognized as a source of taste and odors in water supplies [11]. 4.2 Cyanobacterial Toxins and Their Effects Apart from bad taste and odor, cyanobacteria produce toxins called cyanotoxins with which various health issues are associated [66]. There are more than 60 identified 32 toxins of cyanobacteria, which are classified as neurotoxins, hepatotoxins, cytotoxins, skin irritants and gastrointestinal toxins [66]. They pose a potential health risk in recreational waters and drinking water reservoirs. Adverse effects due to hepatotoxins can be liver damage and tumor growth promotion. In the case of neurotoxins, acute poisoning can result in death by paralysis and respiratory failure. Endotoxins can cause eye irritation, skin rashes and respiratory allergies [11]. Cyanobacteria can affect the human body through various exposure routes such as skin contact, inhalation, and ingestion. Cases of dermal contact have been reported for at least 30 years in which rashes, blisters, asthma, conjunctivitis, and ear and eye irritation and allergic reaction occurred after contact with cyanobacteria in coastal waters [14]. The ingestion or oral route is the most investigated because of normal water intake and accidental recreational intake [14]. According to the report of I. R. Falconer, maximum outbreaks of poisoning by toxic blue-green algae occurred in chlorinated tap water supplies [67]. An outbreak of hepatoenteritis due to ingestion of cyanobacteria from a drinking water supply reservoir was observed in Australia in 1979. This severe outbreak resulted in about 70% of the patients receiving intravenous treatment. The symptoms of this outbreak were headache, abdominal pain, lethargy, diarrhea, acidosis, and injury to the liver, kidneys, lungs, and intestines [14]. Microcystins, which is one of the most common and toxic [12] of the cyanobacterial toxins, is present in surface waters used for drinking water production. Due to its toxicity, the World Health Organization (WHO) has published a provisional guideline for its toxicity in drinking water [68]. Guidelines for cyanobacterial toxins in water exist in several countries worldwide [68]. 33 4.3 Removal of Cyanobacteria Because of the adverse effects of cyanobacteria, it is necessary to check all potential sources of cyanobacterial contamination that may contact with drinking water [13]. Removing cyanobacteria from water by harsh physical or chemical treatment leads to lysis of the cells and release of cyanobacterial toxins, most of which are water soluble [13]. Therefore remedial procedures must involve reducing or completely removing the toxins from drinking water [13]. Drinking water is usually disinfected by chlorine, chlorine dioxide or chloramines [15]. However, in case of household plumbing the microbial concentration can increase because of higher temperatures, concentrations of metals like copper and iron, and the decrease or absence of chlorine. This makes household plumbing the most problematic part of the distribution system. Cyanobacteria and micro-algae are major components of biofilms associated with natural aquatic environments [69]. For disinfection, UV irradiation is another possibility. However, this treatment is possible in low nutrient concentrations and in low water temperature systems [70]. Under other conditions, this treatment is less effective than chlorine dioxide because it can increase bacterial regeneration and proliferation [71]. Drinking water pipes are usually made of steel, PVC, copper, etc. [15,16]. Materials used in pipes and coatings may promote microbial growth due to leaching of chemical compounds, which microorganisms may use as nutrients [71]. On this basis the problem of blue-green algae in drinking water may be solved by replacing the pipe material. Keeping this point in mind, the present research investigated the potential of Zr-705 as a pipeline material. Selection of this particular material is due to the oxide layer on its surface, which makes it corrosion resistant and this property has been shown to give 34 satisfactory results in bacterial adhesion studies [57]. Zr-705 samples with different oxide layer thicknesses on their surfaces were studied in this research with respect to inhibiting algae growth. . 35 CHAPTER V ALGAE ADHESION ON Zr-705 5.1 Experimental Details Zr-705 was the material used for this part of the investigation, with different thicknesses of oxide layers on its surface. This work builds upon our previous efforts to study bacterial adhesion on zirconium alloys [17,57]. 5.2 Metal Substrate Preparation All the samples for this section were prepared using Zircadyne-705 (Zr-705, nominally 2.5 % Nb, balance Zr + Hf). Five samples were prepared with different oxide layer thickness. One sample was un-oxidized, the other samples had oxide layer thicknesses of 2.1 µm, 4 µm, 11.1 µm and 12 µm. Before oxidation in an oven, each sample was polished on one side using diamond paste and an alumina suspension, and then ultrasonically cleaned and degreased. For producing oxide layers the samples were placed in a pre-heated furnace at annealing temperatures in the range of 500°-600° C for the desired time. The coupons were allowed to cool in air at a relative humidity of approximately 50%. Each sample was further autoclaved at 121° C for 15 minutes at 17 psi to ensure sterility [17]. 36 5.3 Algae Sample Preparation After substrate preparation, algae adhesion was performed on the samples. For this, samples were placed inside a fish tank with neon tetra fish. First of all, algae started to form in the fish tank as stray algae cells, which come off of the fish or their food. With time, algae were observed depositing on the Zr-705 samples. 5.4 Optical Microscopy Samples with algae were analyzed using the same optical microscope and digital camera as described previously in section 3.5. For each sample, images at different magnifying power (2X, 10X, 50X, 100X) were captured. For one particular magnification (50X), five images of each sample were captured, one from each of the four corners and one from the center of the sample. Figure 17 is representative of the images taken with the optical microscope. 5.5 Sigma Scan Pro Software Two-point rescaling and area measurement options were selected as in section 3.5. Total areas of the images were measured and the percentage area covered by algae for each sample was calculated. For each sample, five images were captured therefore five different values of area were obtained and their average was calculated. 37 ⎯⎯− 10 µm ⎯⎯− 10 µm 50X 50X ⎯⎯− 10 µm ⎯⎯− 10 µm 50X 50X Figure 17. Optical images of blue-green algae on Zr-705 surfaces. 38 5.6 Analysis The values obtained from the previous step were plotted using Microsoft Excel. Figure 18 shows the comparison of algae growth for different oxide layer thicknesses on Zr-705 surfaces. 5.7 Results and Discussion Zr-705 was considered as a material for this preliminary investigation because of previous work in our lab involving zirconium and its alloys [17,57]. The histogram plot (Figure 18) shows that as the thickness of the oxide layer increases, initially from unoxidized to an oxide layer thickness of 2.1 µm, the growth of algae on the surface decreases. This is consistent with what was found in ref. [17] concerning bacterial growth. After that, as the oxide thickness increases the growth also increases, again consistent with ref. [17]. There is a sudden transition of algae growth between oxide layer thicknesses of 11.1 µm and 12 µm. This transition was not identified in our bacteria studies previously [17,57], since we did not use materials with such thick oxides. However, this may be associated with the structural and kinetic transitions known to occur in oxide layers on Zr surfaces. 39 Area (%) 100 90 80 70 60 50 40 30 20 10 0 0 2.1 3.1 11.1 12 Oxide Layer Thickness (micrometer) Figure 18. Percentage area covered by blue-green algae on Zr-705 samples with different oxide layer thicknesses on their surfaces. 40 CHAPTER VI CONCLUSIONS Infections caused by biofilms adversely affect human health and the associated health care costs. Several techniques have been used to address this issue. Among these techniques surface modification has demonstrated great potential in reducing the detrimental effects of biofilms. The applicability of this technique will likely be enhanced by a better understanding of the physical environment surrounding the bacteria, types of bacteria, and also the factors that determine the rate and extent of bacterial adhesion. In this research the adhesion of clinical strains of bacteria Staphylococcus epidermidis and Pseudomonas aeruginosa on PVC were studied. It was demonstrated that samples under shaken conditions had generally more bacterial adhesion than stationary ones. Also, it was shown that S. epidermidis samples covered more percentage area than P. aeruginosa. In most of the samples, those that were stamped had more adhesion than unstamped ones. Thus, it is possible that stamping can be used to guide bacteria to selected areas of bio-medical devices. In the second part of this investigation the adhesion of blue-green algae on Zr-705 with different oxide layer thicknesses was studied. It was found that with increasing oxide layer thickness, adhesion also increases but after an oxide layer thickness of 11.1 µm adhesion abruptly decreases. The trends observed here for algae growth are consistent 41 with our previous work with bacteria, i. e. that a thin oxide is better than no oxide at all, but a thicker oxide can then be worse (with respect to bio-film growth) [17]. It can be concluded that the diversity of biofilms makes the task of eradication of infection due to bio-medical devices difficult. 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