Julien Miller Dr. Drolet Western Political Thought October 12, 2015 Does Bentham’s Utilitarianism lead logically to a strong theory of Democracy or does it result in benevolent despotism? A leading theorist in Anglo-American law, Jeremy Bentham is recognized as having developed many of the fundamental characteristics associated with modern society. Throughout his many publications he advocated for individual and economic freedom, the separation of church and state, freedom of speech, equal rights for women and the decriminalizing of homosexual acts. During the early 19th century, Bentham grew disillusioned with the failure of government to address a variety of new issues that occurred due to rapid urbanization.1 Operating under the assumption that the government must accept responsibility for promoting economic progress, social welfare and social order, Bentham believed that the administration could be rendered more pure and more efficient if the problem were tackled the right way. Ultimately, Bentham dedicated his life to this cause, producing theories of statecraft and writing a unified code of law for much of the remainder of his life. The cornerstone of all of Bentham’s thought is the moral philosophy of Utilitarianism. Defined in The Principles of Morals and Legislation, the principle of utility takes for its fundamental axiom, that the greatest happiness of the greatest number is the measure of right and wrong. Bentham argued that all human activity could be simplified to either pleasure or pain and that these should serve as the basis for all decision making. “Nature has placed mankind under the governance of two sovereign masters, pain and pleasure. It is for them alone to point out what we ought to do, as well as to determine what we shall do. On the one hand the standard of right and wrong, on the other the chain of causes and effects, are fastened to their throne. They govern us in all we do, in all we say, in all we think…”2 Bentham believed that by operating under this principle of utility, individuals, society and government could all achieve a higher degree of rationality. He even developed a method for calculating utility in order to make utility’s dictates 1 Schofield, Philp. Utility and Democracy: The Political Thought of Jeremy Bentham (Oxford Univ. Press, 2006) 2 Jeremy Bentham, An Introduction to the Principles of Morals and Legislation (Oxford: Oxford University Press, 1996). p.11 1 take the form of exigencies rather than choices. He further suggested that it was the responsibility of rulers to allow utility to govern their actions, even if the demands of utilitarianism were bound to conflict with traditional morality as well as their private inclinations. In 1830, Bentham published The Constitutional Code, a comprehensive legal document that defined his view of government, society and the legal entities that should serve to maintain order. Like the rest of his work, the principle of utility serves as the foundation on which the Constitutional Code is based. In writing the code, Bentham translated and elaborated certain general theories into a number of principles and devices that could be applied to government and applied in an administrative setting. At the same time he selected, modified and restated certain administrative principles and devices in order to reconcile them with his general theories, and tried to provide them with an adequate institutional basis. Among the most important and revolutionary aspects of the Constitutional Code is Bentham’s advocacy for democratic values and more specifically for universal suffrage. Whilst there is no necessary connection between utilitarianism and democracy, the democratic principles of Bentham’s Constitutional Code rest firmly on a utilitarian foundation. This essay will seek to demonstrate the logical connections between Bentham’s democracy and the principle of utility. The Legislator Bentham’s conception of government necessitated a leading figure that would apply the principle of utility at the helm of the state. He repeatedly refers to this individual as the ‘Legislator’. Underlying the notion of the legislator is the desire for a new and stable order and the belief that someone with sufficient wisdom could design laws to unite men and secure their happiness. Bentham’s image of the legislator was modeled closely after ancient lawgivers Solon and Lycurgus.3 The legislator is represented as a man of peculiar virtue and special knowledge who works alone and may be a stranger to the place he remakes. 4 He further describes the legislator as a man who comes from afar so that the people are assured that he is neutral in their affairs, “without interest, connection or dependence.” In essence, Bentham’s Constitutional 3 4 Rosenblum, N. Bentham's Theory of the State (Harvard Univ. Press, 1978) p.10 Rosenblum, N. Bentham's Theory of the State p.13 2 Code required a leader who embodied the notion of a single rationality based on the principle of utility. This very particular description of what leadership should entail seems to lend itself far more to a despot who could act unilaterally than an elected official dependent upon his constituency. Nonetheless, Bentham’s discussion of diversity reveals that while he is drawn to the notion of a single divine figure replacing the role of modern politics within a state, he understands this is not feasible. He explains that the modern state is a political order that takes as its aim the expression and satisfaction of changing and conflicting desires. Therefore, politics are necessary for the state to be representative of the desires of society. In particular, the politics that occur over the course of a democratic election allow the desires of individual members of society to be announced and for trends to be established. It is then up to politicians to respond accordingly. By selecting a ‘legislator’ in this way, the elected government will be best suited to maximize utility in the decisions they take. Strategy of Reform In this vein, it is imperative to consider Bentham’s conception of the way that individual’s interests can be reconciled with the general interest. In keeping with his utilitarian framework, Bentham regarded the general interest of a community to be the sum of the interests of the members who compose it.5 In discussing general interest, Bentham specifies that he is referring to the happiness that generally stems from security, subsistence, abundance and equality. The issue of welfare programs for the homeless can serve as an example in which individual interests are reconciled with the general interest. A wealthy merchant feels virtually no pain when the government decides to reduce the number of homeless shelters and addiction clinics in a given community. The homeless man, on the other hand, is significantly affected. He goes from having a place to sleep to sleeping on the street. Now, every time the wealthy merchant walks to work he must navigate streets full of homeless people, there is considerably more garbage in the streets and crime has increased such that he no longer feels safe. Now he begins to feel the adverse affects of the government policy and begins to feel ‘pain’. Moreover, every time he watches the news or reads a newspaper he is made aware of the deteriorating 5 Jeremy Bentham, An Introduction to the Principles of Morals and Legislation p.12 3 condition of the community’s homeless. It becomes in the interest of the wealthy merchant and other members of the upper echelons of society to address the issue. In a democracy, this is facilitated by the obligation of elected officials to consider the interests of their constituents. In this way, democracy allows for individual’s interest to align with the general interest. The presence of newspapers, radio, television reports, online news, etc. is particularly relevant to Bentham’s advocacy for universal suffrage. He referred to this phenomenon as the public opinion tribunal. The Constitutional Code contains a striking passage about the power and importance of public opinion: “To the pernicious exercise of the power of government it is the only check; to the beneficial, and indispensable supplement. Able rulers lead it; prudent rulers lead or follow it; foolish leaders disregard it. Even at the present stage in the career of civilization, its dictates coincide, on most points, with those of the greatest happiness principle; on some, however, it still deviates from them: but, as its deviations have all along been less and less numerous, and less wide, sooner or later they will cease to be discernible, aberration will vanish, coincidence will be complete.” 6 Public opinion plays a significant role in the reconciliation of individual’s interests and general interest. Democracy allows reform to occur within the political system. In a monarchy or dictatorship, rulers have far less incentive to abide by the interests of their constituents. Psychological Egoism In considering Bentham’s affinity for constitutional democracy it is imperative to consider his understanding of basic human psychology. Bentham established that in all humans there is a propensity for self-regard as well as for sympathy. He suggests that while these exist in different proportions in different people, self-regard is a more fundamental characteristic than sympathy. He reasons that this is the case because one cannot live without self-regard while one can live without sympathy. “If Adam thought only of Eve and never of himself and Eve thought similarly of Adam, sooner or later the two would have perished.”7 It is within the confines of these two basic traits that Bentham forms his view of the role of the utilitarian legislator. 6 Rosen, Frederick. Jeremy Bentham and Representative Democracy (Oxford Univ. Press, 1983) p.21 7 Rosen, Frederick. Jeremy Bentham and Representative Democracy p.207 4 In writing the Constitutional Code, Bentham reveals that he does not hold the human capacity for virtuousness in high esteem. He states plainly, “whatsoever evil it is possible for man to do for the advancement of his own private and personal interest … at the expense of the public interest, - that evil, sooner or later, unless by some means or other, intentional or otherwise, prevented from doing it.” 8 This pessimistic view of human nature lends itself to democracy because elected officials risk being dismissed by their constituents every time they do anything at the expense of the public interest. Bentham’s Constitutional Code takes this into account and defines the role of the utilitarian legislator accordingly. “To give increase to the influence of sympathy at the expense of that of self-regard, and of sympathy for the greater number at the expense of sympathy for the lesser number, - is the constant and arduous task, as of every moralist, so of every legislator who deserves to be so.”9 It is imperative to remember that legislators are subject to the same fundamental human characteristics as the citizens of the state. Therefore, it is unlikely to find a legislator virtuous enough to put the interests of the state above their own. Democracy offers an excellent way to align these interests. By legislating in the interests of the citizenry, a democratically elected legislator is acting in self-regard, namely in order to maintain their elected position. Accordingly, under Bentham’s Constitutional Code, rulers are not trusted to behave wisely and benevolently; nor are they allowed to serve only themselves. They are induced to act benevolently in a limited sense by the threat of punishment if they harm those they rule in order to serve themselves.10 Equality Another aspect of Bentham’s principle of utility that lends itself to the establishment of a democracy is the notion of equality. Under Bentham’s understanding of the state, all people’s pains and pleasures were valued equally. His felicific calculus makes no distinction between the happiness of a wealthy male aristocrat and the happiness of a female laborer. Moreover, as Bentham refined his definition of the greatest happiness principle he elaborated on the subject of equality. He explains that government is to maximize the greatest happiness “of all of them, without exception, in so far as possible, is to render the provision of an equal quantity of 8 Rosen, Frederick. Jeremy Bentham and Representative Democracy p.208 Rosen, Frederick. Jeremy Bentham and Representative Democracy p.209 10 Rosen, Frederick. Jeremy Bentham and Representative Democracy p.210 9 5 happiness for everyone.” In doing so, he is clearly indicating that his principle of greatest happiness should be understood as egalitarian. As previously suggested, the basic disposition of human kind renders it unlikely for a legislator to be impartial and benevolent towards minorities and the lower classes without democracy. Universal suffrage, in particular, makes the happiness of every citizen significant to the legislator. More importantly, when the legislator uses felicific calculus to make decisions for the state he must now include the pains and pleasures of every citizen of the state into his calculation. Without democracy, the ‘ruling few’ are likely to adopt policies augmenting their pleasure at the expense of pain to the ‘ruled many’. Bentham addresses this issue directly as he speaks of an equal distribution of power as well as wealth. In keeping with his psychological understanding of mankind he stipulates that the greater the concentration of power in society, the greater the tendency will be to abuse it. “Hence, with a movement towards greater equality of power (presumably in the replacement of monarchy with a representative democracy based on universal suffrage) there will be less opportunity for the abuse of power and consequently more happiness.”11 Conclusion Unlike many of his contemporaries, Bentham was incredibly sensitive to the fragility of political order. His ambition was not only to put forth a form government that would more adequately deal with the issues of the time, but also to establish a form government that would ensure stability and achieve the maximum level of happiness for society for many years to come. He was particularly concerned with the sinister influence of man’s fundamental egoism in the political and social system. By writing the Constitutional Code he sought to protect society from the avarice of man by establishing robust institutions and allowing public opinion to play a central role in reform. His most powerful antidote for psychological egoism, however, was universal suffrage and the values of democracy. By establishing a sense of equality in society and allowing for seamless policy change democracy advanced the interests of the community, which was to say, for Bentham, the greatest possible happiness of the community. 11 Rosen, Frederick. Jeremy Bentham and Representative Democracy p.217 6 Sources: Jeremy Bentham, An Introduction to the Principles of Morals and Legislation (Oxford: Oxford University Press, 1996). Anderson, B. ‘Mill on Bentham: From Ideology to Humanised Utilitarianism’, History of Political Thought, 4, 1983. Bahmueller, Charles F. 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