SOILS AND FOUNDATIONS Japanese Geotechnical Society Vol. 48, No. 4, 587–596, Aug. 2008 SHEAR STRENGTH OF A SOIL CONTAINING VEGETATION ROOTS FAISAL HAJI ALIi) and NORMANIZA OSMANii) ABSTRACT Vegetation can signiˆcantly contribute to stabilise sloping terrain by reinforcing the soil: this reinforcement depends on the morphological characteristics of the root systems and the tensile strength of single roots. This paper describes an investigation on the reinforcing eŠect of soil-root matrix in the laboratory using a modiˆed large shear box apparatus (300 mm×300 mm). Four diŠerent species of plant namely Vertiveria zizanoides, Leucaena leucocephala, Bixa orellana and Bauhinia purpurea were planted in special boxes containing residual soil compacted to a known density. The results show that roots signiˆcantly contribute to the increase in soil shear strength. The presence of the roots only aŠects the apparent cohesion of the soil and no signiˆcant change in angle of friction is observed. L. leucocephala shows the outstanding increase in its root strength in which the strength varies with depth and time e.g., under soil suction-free condition (matric suction=0), the roots have increased the cohesion by 116.6z (0.1 m), 225.0z (0.3 m) and 413.4z (0.5 m) after six months of growth. In twelve months, it is observed that the increase in cohesion is more than three-fold of the six months growth period at 0.1 m depth. The results also indicate that shear strength is in‰uenced by root proˆle and to some extent, the physiological parameters of the plants. Key words: reinforcement, root, shear strength, slope stability, soil (IGC: D6) eŠect of vegetation on slope stability. INTRODUCTION Soil Reinforcement The roots and rhizomes of the vegetation interact with the soil to produce a composite material in which the roots are ˆbres of relatively high tensile strength and adhesion embedded in a matrix of lower tensile strength. The shear strength of the soil is therefore enhanced by the root matrix. Field studies of forested slopes (O'Loughlin, 1984) indicate that it is the ˆne roots, 1–20 mm in diameter, that contribute most to soil reinforcement. Grasses, legumes and small shrubs can have a signiˆcant reinforcing eŠect down to depths of 0.75–1.5 m. Trees have deeper-seated eŠects and can enhance soil strength to depths of 3 m or more depending upon the root morphology of the species (Yen, 1972). Root systems lead to an increase in soil strength brought about by their binding action in the ˆbre/soil composite and adhesion of the soil particles to the roots. A comparative study on ``bushy'' ecosystem and ``grass'' ecosystem by Normaniza and Barakbah (2006) showed that the Point Shear Strength (PSS) was much in‰uenced by the root length density (Tables 1 and 2). The PPS value was measured at 10 cm of soil depth by using a ˆeld inspection vane tester (Normaniza and Barakbah, 2006). Root length density (Root length per unit volume of soil) is the highest near the soil-atmosphere interface and decreases, at ˆrst drastically in top 20 cm and then in The use of vegetation for slope stabilization started in ancient times. In more recent times, the roles of vegetation in some speciˆc geotechnical processes have been recognised. Vegetation may aŠect slope stability in many ways. Comprehensive reviews may be found in Greenway (1987), Gray (1970), Gray and Leiser (1982), Coppin and Richards (1990). The stability of slopes is governed by the load, which is the driving force that causes failure, and the resistance, which is the strength of the soil-root system. The weight of trees growing on a slope adds to the load whilst the roots of trees serve as soil reinforcements and increase the resistance. In addition, vegetation also in‰uences slope stability indirectly through its eŠect on the soil moisture regime. Vegetation intercepts rainfall and draws water from the soil via evapotranspiration. This reduces soil moisture and pore pressure, increases the shear strength of the soil, thus increases the resistance. Several case studies have shown that slope failures may be attributed to the loss of tree roots as soil reinforcement (O'Loughlin, 1974; Riestenberg, 1987; Wu et al., 1979). Field and laboratory studies have shown that vegetation reduces water content and increases soil-moisture suction in the soil (Greenway, 1987; Gray, 1970; Gray and Brenner, 1970; William and Pidgeon, 1983). Greenway (1987) has given an extensive summary of observations on the i) ii) Professor, Civil Engineering Department, University of Malaya, Kuala Lumpur, Malaysia (fahali@um.edu.my). Lecturer, Institute of Biological Sciences, Faculty of Science, University of Malaya, Kuala Lumpur, Malaysia. The manuscript for this paper was received for review on May 21 2007; approved on May 19, 2008. Written discussions on this paper should be submitted before March 1, 2009 to the Japanese Geotechnical Society, 4-38-2, Sengoku, Bunkyoku, Tokyo 112-0011, Japan. Upon request the closing date may be extended one month. 587 HAJI ALI AND OSMAN 588 Table 1. Variation of Root Length Density (RLD) (km m- 3) with depth (Normaniza and Barakbah, 2006) Soil Depth (cm) ''Bushy'' ecosystem ''Grass'' ecosystem 00–10 42.2 7.9 11–20 6.6 1.9 21–30 3.7 0.3 31–40 1.6 0.6 41–50 0.6 0.3 51–60 0.7 0.2 61–70 0.4 0.1 Table 2. Point Shear Strengths (PSS) for diŠerent types of slope vegetation (Normaniza and Barakbah, 2006) Type of Slope Vegetation Point Shear Strength (kPa) Thick Bush (Diverse species; 1–3 m in height) 46.1± 3.4 Normal Bush (Diverse species; º1 m in height) 182.8±12.5 Fern, Melastoma sp. 132.5± 9.6 Melastoma sp., grasses 110.7±11.5 25.7± 3.5 Grasses a step-like manner, with increasing depth. The RLD of the ``grass'' ecosystem was only about 20–30z that of the ``bush'' ecosystem. The PSS at a depth of 9 cm into the soil, when compared between various vegetation types, showed interesting result. PSS was highest in a ``normal'' bush, i.e., an open bush comprising many plant species. Interestingly, PSS was very low in the thick bush (this trend was repeatedly observed). The magnitude of the diŠerence in PSS between thick and normal bush was di‹cult to comprehend. This is especially so if one considers that the former was only slightly higher than that of the thin grass. However, upon analyzing the species components of the thick bush, the result is easier to digest. The thick bush comprised mainly various species of mosses and ferns which had successfully formed a ``closed'' system that did not allow other species, including tree species which is the main contributor to shear strength, to colonize. The pattern of the relationship between soil cohesion and the roots is not known. Tengbeh (1989) found that Loretta grass increased the strength of soil as a function of root density (RD; Mg/m3) in a logarithmic relationship that for a sandy clay loam soil: c=10.54+8.63 logRD (1) and for a clay soil: c=11.14+9.9 logRD (2) These studies show that root reinforcement can make signiˆcant contributions to soil strength, even at low root densities and low shear strengths. The above equations indicate that cohesion increases rapidly with increasing root density at low root densities but Tengbeh (1989) also found that increasing root density above 0.5 Mg/m3 on the clay soil and 0.7 Mg/m3 on the sandy clay loam soil has little additional eŠect. This implies that vegetation can have its greatest eŠect close to the soil surface where the root density is generally highest and the soil is otherwise weakest. Since shear strength aŠects the resistance of the soil to detachment by raindrop impact (Al-Durah and Bradford, 1982) and the susceptibility of the soil to rill erosion as well as the likelihood of mass soil failure, root systems can have a considerable in‰uence on all these processes. The maximum eŠect on resistance to soil failure occurs when the tensile strength of the roots is fully mobilized and that, under strain, the behaviour of the roots and the soil are compatible. This requires roots of high stiŠness or tensile modulus to mobilize su‹cient strength and the 8–10z failure strains of most soils. The tensile eŠect is limited with shallow-rooted vegetation where the roots fail by pullout, i.e., slipping due to loss of bonding between the root and the soil, before peak tensile strength is reached. The tensile eŠect is most marked with trees where the roots penetrate several metres into the soil and their tortuous paths around stones and other roots provide good anchorage. Root failure may still occur, however, by rupture, i.e., breaking of the roots when their tensile strength is exceeded. The strengthening eŠect of the roots will also be minimized in situations where the soil is held in compression instead of tension, e.g., at the bottom of hill slopes. Root failure here occurs by buckling. MATERIALS AND TEST METHODS Soil The soil was collected from a slope and subjected to a number of standard tests to determine the basic physical properties. Based on the grain size distribution curve the soil is described as Silty Sand. Its physical properties and grain size distribution are shown in Tables 3 and 4, respectively. The reinforcing eŠects of the vegetation roots were studied by carrying out laboratory shear box tests. The laboratory tests were chosen instead of ˆeld tests so that (i) identical soil samples can be prepared (ii) samples at various depths can be obtained easily and (iii) saturation of samples can be carried out. A large shear box apparatus (300 mm×300 mm) was fabricated and modiˆed such that both saturated and partially saturated soil samples containing roots can be tested with measurement of deformation and load are done automatically. Four diŠerent species of plant including vetiver grass were planted in special boxes containing residual soil compacted to a known density. Each box was about 1 m high and consisted of ˆve Perspex boxes with size 300×300×200 mm stacked up together. The soil was compacted in this box by a specially designed mould to prevent the boxes SHEAR STRENGTH OF A SOIL Table 3. Physical properties of the soil Atterberg Limits Liqiud Limit Plastic Limit Plasticity Index 26.9z 14.59z 12.31z Linear Shrinkage 3.23 Speciˆc Gravity 2.61 Compaction Optimum moisture content Maximum dry density Table 4. 13.5z 1.8515 Mg/m3 Grain size distribution Type Size distribution Gravel (2 to 60 mm) Sand (0.06 to 2 mm) Silt (0.002 to 0.06 mm) Clay(º0.002 mm) 10.0z 79.5z 7.5z 3.0z Fig. 1. Perspex boxes for preparation of samples Fig. 2. 589 from being damaged. The Perspex was chosen so that the development of the roots could be observed. The soils were compacted at a moisture content of 15z and the compactive eŠort used was 29.43 Jkg-1. 10 kg of soil was compacted by a rammer consisting of 2.5 kg mass falling freely through 300 mm for 40 blows. The processes were repeated until the 1m box was full of soil (Fig. 1). The mean dry density of the soil samples was 1800 kgm-3. Some of the soil samples were used as control (i.e., samples with no vegetation roots). The plants were allowed to grow for 6 and 12 months before the samples were tested in the large direct shear box machine. To remove the eŠect of soil suction on the shear strength the samples were saturated in a specially designed saturation box. The soil containing the roots (inside the stacked boxes) was cut into ˆve parts. Samples at depth 0.1, 0.3, 0.5 and 0.9 m were taken and each was placed in the saturation box. A tip tensiometer was inserted into the soil to measure the soil matric suction. The samples were soaked in de-aired water for around two days and the box was connected to a vacuum pump until the soil matric suction dropped to zero. The shear strengths of the samples were determined using a specially fabricated 300×300×200 mm direct shear box machine (Fig. 2). The shear box machine was designed so that the sample can be soaked in water and ˆxed with 8 units of tip tensiometer. Normal stresses were applied using hydraulic pressure system through the top plate. The normal stresses applied were 10 kPa, 20 kPa and 30 kPa and the side friction was minimized by applying silicon grease to the sides of the box. An automatic data logging system was designed to download all required data from the tensiometer, displacement transducer and load cell. All data was then transferred to the personal computer and communicated with software Large (300 mm ×300 mm) direct shear box machine 590 HAJI ALI AND OSMAN PC208W. Root Proˆles and Physiological Parameters Before the test, each plant sample was cut oŠ near the lowest part of the stem prior to the measurement. The root girth (circumference) was measured at the lowest part of the stem using vernier calipers. After the test, the root was washed from soil and debris. Root length (RL) was measured using a leaf area image analyser. The root was dyed using methyl violet in prior to measurement in order to create a contrast under the image analyser. The Root Length Density (RLD) was calculated as: total root length/soil volume. Whilst shoot was partitioned into stem and leaf and oven-dried at 809 C in order to obtain shoot (stem and leaf) biomass. Plant Materials (a) Vetiveria zizanoides This type of grass has good root system which is needed to nail soil surface for providing some erosion control (Grimshaw, 1994). Study has shown that vetiver can be used to reduce erosion due to its extensive root system. It has been proven that vetiver is also tolerant of a large range of soil and ground water conditions. Its base tillers can block the soil from eroding (Grimshaw, 1994). In terms of the growth rate, the number of tillers can be increased to 7–8 tillers after four weeks of propagation. (b) Bauhinia purpurea This leguminous shrub is abundant in Malaysia and has been used as landscape decorations in the housing areas due to its attractive purplish orchid-like ‰owers. Its big heart-shape leaf has a larger surface area (Photo 1) which makes the plant have a higher photosynthetic rate and resistance to drought condition (Ifa Herliani, 2006). This easily grown shrub can reach a stem diameter of about 18 cm and height of 5 m in less than 2 years (Ifa Herliani, 2006). (c) Leucaena leucocephala It's a leguminous tree which can adequately improve the quality of the soil via its nitrogen ˆxer capacity. It is a multipurpose tree which profusely produces propagules (beans; Photo 2) and has been used as an erosion control plant (Parera, 1982). However, based on the fact there is woeful lack of documentation on its contribution to slope stabilization, this species had been chosen in this experiment. (d) Bixa orellana This shrub was chosen in this experiment due to the fact that it has a higher growth rate and a good carbon sink potential during the plant physiological screening (Suraya, 1998), essential criteria as slope colonizer. All plants, except vetiver, were germinated from seeds and the seeds were inoculated with speciˆc Rhizobium (Rubber Research Institute of Malaysia). The seeds were placed at the centre of the Perspex box (e.g., Photos 1 and 2). Vetiver grass was propagated from three tillers and also grown in the Perspex box (centre). All plants were left to grow in the open air for su‹cient sunlight and watered every morning (relative humidity: 70–90z, tem- Photo 1. Bauhinia purpurea (upfront), Bixa orellana (thin arrow) and Leucaena leucocephala (thick arrow) after three months of growth–All plants were grown at the centre of Perspex box Photo 2. Leucaena leucocephala (labelled LL06(L2)) propagules (arrow) after six months of growth produced perature: 32–389C and maximum Photosynthetically Active Radiation: 2100 mE m-2 s-1) until six and twelve months of growing period. RESULTS Vetiver Grass (Vertiveria zizanoides) The strengthening eŠects of the vetiver roots after 6 months and 12 months were observed (Figs. 3 and 4). The presence of roots has improved the shear strength of the soil. The results also show that the shear strengths at SHEAR STRENGTH OF A SOIL various depths have almost the same value (Fig. 3). At this stage, the vetiver grass may have achieved maximum strengthening eŠect of the roots. Under soil suction-free condition (matrix suction=0), Fig. 3. Fig. 4. roots have increased the cohesion component of shear strength (i.e., the value of intercept on the shear stress vs normal stress plot) by 188z, 161z and 237z at the depths of 0.1 m, 0.5 m and 0.9 m respectively after 6 months. The percentage is expressed as [(A-B)/B]× 100, where: A is the soil strength with roots and B is the soil strength without roots. After 12 months, the cohesion component has improved by 337z, 329z and 308z at depths of 0.1 m, 0.5 m and 0.9 m, respectively (Fig. 5). It shows that the roots of vetiver grass play an important role in strengthening the soil. The roots interact with the soil to produce a composite material in which the roots are ˆbres of relatively high tensile strength and adhesion embedded in a matrix of lower tensile strength. Maximum shear stress vs. normal stress after six months Maximum shear stress vs. normal stress after twelve months Fig. 6. 591 Fig. 5. Values of cohesion (vetiver) at various soil depths Maximum shear stress vs. normal stress for L. leucocephala at various sample depths (after six months of growth) HAJI ALI AND OSMAN 592 The shear strength of the soil is therefore enhanced by the root matrix. Root systems lead to an increase in soil strength through an increase in cohesion brought about by their binding action in the ˆbre/soil composite and adhesion of the soil particles to the roots. Small Plants (L. leucocephala, B. orellana and B. purpurea) Six Month Growth Period A typical plot of maximum shear stress against normal stress was observed at various depths after six months of growth (Fig. 6). The ˆgure indicates that the presence of roots has signiˆcantly improved the shear strength of the soil and it also shows that the eŠect is mainly on the cohesion. L. leucocephala is observed to be leading at all depths; 0.1, 0.3 and 0.5 m (Fig. 7). Root of L. leucocephala has enhanced the cohesion component of shear strength by 116.6z (0.1 m), 225.0z (0.3 m) and 413.4z (0.5 m) as compared to the control (Fig. 6). Enhancement by L. leucocephala is 6–7-fold (at 0.1 m soil depth) of other species, 2–4-fold at 0.3 m soil depth and 2–5-fold at 0.5m soil depth. B. purpurea exhibits better cohesion than B. orellana except at 0.3 m soil depth (Fig. 7). The cohesion at any depth depends on the density of root (Tengbeh, 1989) where the cohesion increases with increasing root density. Therefore, the diŠerent trend in the results at 0.3 m may be due to the diŠerent Fig. 8. root proˆle between the two plant species. At this depth, B. purpurea may have slightly lower root density as compared to B. orellana. Twelve Months Growth Period A typical plot of maximum shear stress against normal stress is also observed at various depths after twelve months of growth (Fig. 8). Cohesion component of shear strength is enhanced by 674.5z (0.1 m), 272.2z (0.3 m) and 493.4z (0.5 m) as compared to the control. Again L. leucocephala is observed to be leading at all soil depths Fig. 7. Values of cohesion at various sample depths (after six months of growth) Maximum shear stress vs. normal stress for L. leucocephala (after twelve months of growth) SHEAR STRENGTH OF A SOIL except at 0.3 m (Fig. 9). Results also reveal that the angle of friction at every depth is almost similar except at the 0.3 m which is slightly higher. After considering the results of all the tests (both after six and twelve months of growth), generally it may be said that there is no signiˆcant eŠect of the presence of roots on the angle of friction. Comparing the results of six months and twelve months growth periods, it is observed that shear strength (i.e., the cohesion) increases with time (for all species studied). In twelve months, L. leucocephala is observed to increase the cohesion by more than 3-fold of the sixmonth growth period at 0.1 m depth. However, there is no distinct eŠect of growth period on cohesion at other depths (0.3 m and 0.5 m). This may indicate that in six months, L. leucocephala has achieved maximum growth condition for the reinforcing eŠects at these depths. Therefore, it implies that this species could be a good Fig. 9. Values of cohesion at various sample depths (after twelve months of growth) Fig. 11. 593 pioneer on slope as it could reach maximum growth condition considerably faster, which is about six months only, as compared to other species studied. Apart from that, the considerable enhancement of strength at 0.1 m implies that L. leucocephala is a good surface cover for providing erosion control. The root systems of all species studied do not seem to improve the friction of angle signiˆcantly with time. Residual Strength Residual strength is the shear resistance, which a soil can maintain when subjected to large shear displacement after the peak strength has been mobilised (Terzaghi and Peck, 1968). A typical stress-displacement curve for diŠerent species at a given depth is shown (Fig. 10) The plots of `residual' cohesion (c!) at various depths was also investigated (Fig. 11). The results show that in six Fig. 10. Comparison of shear strength (kPa) among the species studied; L. leucocephala (LL), B. purpurea (BP), B. orellana (BX) and control at soil depth of 30 cm after twelve months of growth Values of cohesion factor of residual strength (kPa) at diŠerent depths for various types of plants ( 6 months ■ 12 months) HAJI ALI AND OSMAN 594 months, root system of L. leucocephala has increased the `residual' cohesion about 15 times that of the control at 0.1 m depth, almost 7 times and 10 times at 0.3 m and 0.5 m soil depth, respectively. In contrast, both B. purpurea and B. orellana do not show much improvement in residual strength as compared to the control. Whilst in twelve months, the `residual' cohesion of L. leucocephala is only 1.5-fold (0.1 m) of those in sixmonths, 1.3-fold for both 0.3 and 0.5 m soil depths. It is interesting to note that the increase in `residual' cohesion between six months and twelve months of growth for both B. purpurea and B. orellana is signiˆcantly high. As before, there is no eŠect of root reinforcement on friction Fig. 12. Root proˆle of plant species studied Fig. 13. angle of residual strength in all species studied. Shear Strength and Root Proˆle In one-year observation, L. leucocephala shows the highest RLD (i.e., length per unit volume) in all depths as compared to other species studied. The average total RLD of L. leucocephala is about ˆve times than that of B. purpurea and ˆfteen times of B. orellana (Fig. 12). It shows that L. leucocephala could display a prominent root system, an imperative feature for stabilizing slope. Most of the plants, except B. purpurea, exhibit high root proˆles at the ˆrst 10 cm soil depth and decreases with soil depth. For some reasons, the highest RLD of B. purpurea is found at 0.3 cm and 0.5 cm depth. Amongst the species, B. orellana reveals the lowest root proˆle. However, all the observations indicate that root system of all species studied could play a role as surface erosion control on slope. There is a correlation between shear strength (at all normal pressures) and RLD (Fig. 13), implying that high root length density at the ˆrst 60 cm soil depth of all species studied could help reinforcing the soil by increasing its cohesion. This would also be useful in reducing surface erosion. The increase in soil strength through an increase in cohesion particularly, is brought about by binding action in the ˆne roots or soil composite and adhesion of the soil particles to the roots (Styczen and Morgan, 1995). Previous studies also indicated that shear strength provided by ˆne roots, 1–20 mm in diameter, contributing most to soil reinforcement (O'Loughlin, 1984). Correlations between shear strength and Root Length Density (RLD) SHEAR STRENGTH OF A SOIL Fig. 14. 595 Correlations between shear strength and physiological parameters Shear Strength and Physiological Parameters The results reveal some correlations between shear strength and plant physiological parameters. A weak relationship is observed between shear strength and root girth (Fig. 14). The enhancement of shear strength may arise from the eŠect of root branching, root geometry (position and dimension) and root area but not much in‰uence from root diameter (Wu et al., 1988a). Meanwhile, shear strength increases with shoot biomass which is less than 1.0 Kg. The value is almost constant beyond that value (Fig. 14). However, no clear relationship between shear strength and plant height is observed in this study (Fig. 14), implying plant height probably does not grow proportional to the root proˆles. DISCUSSION The roots of all the species studied contribute signiˆcantly to enhancement of soil shear strength. The results also indicate that the cohesion rapidly increases with increasing root length density. The results imply that the root matrix has a signiˆcant eŠect on the cohesion and this eŠect varies with the depth depending on the root length density. It has been reported that soil strength increases with depth due to the increase in interaction between the root and soil particles (Tobias, 1995; Wulfsohn et al., 1996). Vegetation has its greatest eŠect close to the soil surface where the root length density is generally the highest. In the present study, it is also discovered that there is no signiˆcant eŠect of the root matrix on the soil angle of friction. Amongst the species, only the root system of L. leu- cocephala seems to achieve extensive soil-root reinforcement within six months of growth. This species also reveals the highest root reinforcement as indicated by the signiˆcant increase in the cohesion with respect to time. It was found that the cohesion of L. leucocephala (after six months) increased by almost double (at 0.1 m), triple (at 0.3 m) and ˆve fold (at 0.5 m) that of the control. Furthermore, the value of the cohesion (after twelve months) was increased by almost eight fold (at 0.1 m depth), four fold (at 0.3 m) and six fold (at 0.5 m) that of the control. The increase between the six month and twelve month periods is about 243z (at 0.1 m) and 10z at both the soil depths of 0.3 m and 0.5 m. The extensive growth and development of taproots in L. leucocephala has probably caused the tremendous enhancement of shear strength at a soil depth of 0.1 m. Amongst the species studied, L. leucocephala has the highest percentage increase of root reinforcement at all soil depths, except at 0.3 m, after twelve months of growth. The results imply that the high capacity of the root reinforcement of L. leucocephala rank it as an outstanding slope plant. The overall results suggest that the species studied has a potential to play a major engineering role in stabilising slopes and protecting the soil erosion. The root system penetrates the soil mass, reinforces it, bringing about an increase in cohesion and, hence, in soil shear strength. Apart from that, the increase in cohesion is probably partly due to an increase amount of ˆber (ˆne) roots of the species studied as reported by Nilaweera (1994). In addition, a ˆne root mat close to the soil surface may act like a low-growing vegetation cover and protect the soil from erosion. Rickson and Morgan (1988) 596 HAJI ALI AND OSMAN also reported that an increase in the percentage area occupied by ˆne roots produces an exponential decay in the soil loss ratio. Thus, the combined eŠect of primary and ˆne root systems resulted in the enhancement of soil-root matrix shear strength. CONCLUSIONS This study shows that roots signiˆcantly contribute to the increase in soil shear strength. The contribution mainly arises from the cohesion but not the angle of friction. 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