THE REVOLUTIONARY GOVERNMENT OF ZANZIBAR THE SECOND VICE PRESIDENT’S OFFICE Assessment of Capacity Development Needs on Coordination and Supervision for the Second Vice President’s Office – Coordination of Government Affairs March, 2014 EXECUTIVE SUMMARY The Second Vice President’s Office (SVPO) is established under the setup of the Revolutionary Government of Zanzibar as stipulated in Article 39 of the Zanzibar Constitution of 1984 revised 2010. The roles and responsibilities of SVPO are vast considering its constitutional duties. In order to carry out its duties, the SVPO is comprised of seven departments headed by Directors, one Private Office of the Second Vice President headed by a Private Secretary and SVPO in Pemba under the Officer In charge. Apart from that, there are two independent institutions namely Zanzibar Electoral Commission and The House of Representatives. Department of Coordination of Government Affairs (DCGA) is one among seven departments under the SVPO. Since its establishment in 1984, its capacity development needs on coordination and supervision is inadequately understood among stakeholders. Therefore, the SVPO conducted a study to assess the capacity development needs on coordination and supervision to evaluate their existing capacity to execute its core functions and to address what needs to be done in order to improve their efficiency. A consultative process-approach that involved key stakeholders was employed. Desk review of relevant documents, interview and consultation with key informants, physical observation, report preparation and consultative review meetings with stakeholders were the major information gathering approaches employed. Various issues have been highlighted include the overview of the coordination of government affairs and capacity development needs. This study report consists of five chapters. Chapter one provides a brief introduction and background, objectives and the methodological approach employed. Chapter two gives an overview of coordination of government affairs, the historical background, policies and legal framework in place, the institutional arrangement and the roles and responsibilities of the DCGA. Chapter three presents the capacity development needs assessment focusing on the policy, legal framework, roles and responsibilities, staffing, facilities and equipment and the institutional arrangement at national, ministerial, regional and district levels. Chapter four shows the capacity building needs focusing on seven identified areas namely institutional arrangement, policy and legal framework, information management, human resources, i facilities, equipment and communication and financing. The last chapter is conclusion and recommendations. In Capacity development needs assessment the findings indicate that, DCGA has being established with a purpose of coordinating implementation of all activities of the Revolutionary Government of Zanzibar. Review of policies, legal framework and plans indicated that there is no coordination of government affairs policy or Act. It was also revealed that regarding policy and legal framework; the department does not have a specific policy that establishes its presence; does not have legal framework. Regarding facilities and equipment, the departments is faced with inadequate office space and office facilities such as computer, inadequate transport facilities, no budget allocation is set to the regional and district coordination offices and also the working environment is generally in -conducive. On the capacity building needs various aspects are recommended with detailed issues that need to be addressed, objectives of addressing a specific issue and strategies to address the objectives for the specific issues are also given in details. Various issues that are detailed in this section with the strategies to address the issues include: Institutional arrangement; Policies and legal framework; Information management system; Human resource; Facilities, equipment and communication and financing. ii ACKNOWLEDGMENT The preparation and formulation of this study report has been realized through worth-full contribution from various individuals and organizations at national and local levels. The Second Vice President’s Office wishes to acknowledge the efforts and time spent by its staff who was involved in all stages during the conduction of this study. Their efforts, commitment and contribution have made possible the preparation of this report. The SVPO would like to commend the Principal Secretaries Committee for its analytical input and technical advisory inputs for the accomplishment of this working document. The SVPO further extend sincere gratitude to the representatives from various Government Ministries, Departments, Regions and Districts for their valuable inputs which helped in making this report comprehensive. Special thanks should go to the management team of the SVPO for their efforts on finalizing this report. SVPO hopes that, this assessment report will be useful in providing guidance to enable well-functioning of coordination and supervision of government activities. We urge all coordination and supervision stakeholders to be active in implementation of the strategies so as to effectively reach the planned goals. Last SVPO extends its appreciation to United Nations Development Programme (UNDP) through the Capacity for Reform Management and Implementation Project - Zanzibar for their financial support in carrying out this study. iii Table of Contents EXECUTIVE SUMMARY ............................................................................................................................. i ACKNOWLEDGMENT .............................................................................................................................. iii LIST OF TABLES ....................................................................................................................................... vi LIST OF FIGURES .................................................................................................................................... vii LIST OF ACRONYMS .............................................................................................................................. viii CHAPTER ONE: INTRODUCTION .................................................................................................... 1 1.1 Background ............................................................................................................................. 1 1.2 Objectives of the Study ........................................................................................................... 2 1.3 Methodological Approach ...................................................................................................... 2 1.3.1 Desk Review of Relevant Documents ............................................................................. 2 1.3.2 Interviews and Consultation ........................................................................................... 2 1.3.3 Physical Observation ....................................................................................................... 3 1.3.4 Preparation of Draft Report ............................................................................................ 3 1.3.5 Stakeholders Consultative Review Meetings .................................................................. 3 CHAPTER TWO: OVERVIEW OF COORDINATION OF GOVERNMENT AFFAIRS .................................. 4 2.1 Historical Background ............................................................................................................. 4 2.2 Policies, Legislations and Plans Relevant to Coordination of Government Affairs ................. 4 2.3 Institutional Arrangement for Coordination of Government Affairs ...................................... 5 2.4 Roles of the DCGA ................................................................................................................... 7 2.4.1 Activities Coordinated and Supervised by DCGA ............................................................ 7 2.4.2 Roles of Coordination of Government Affairs at Regional and District Level ................. 8 CHAPTER THREE: CAPACITY DEVELOPMENT NEEDS ASSESSMENT ................................................ 10 3.1 Introduction .......................................................................................................................... 10 3.2 Policy and Legal Framework Level ........................................................................................ 10 3.3 The Coordination of Government Affairs Department ......................................................... 11 3.3.1 Roles and Responsibilities / Core Functions ................................................................. 11 3.3.2 Number of Staff Involved and Their Levels of Education.............................................. 12 3.3.3 Facilities and Equipment Available ............................................................................... 13 3.4 Institutional Arrangement .................................................................................................... 13 3.4.1 National Level (President’s and Vice President’s Offices) ............................................ 13 3.4.2 Ministerial Level ............................................................................................................ 14 3.4.3 Regional and District Levels .......................................................................................... 14 iv 4.1 Introduction .......................................................................................................................... 18 4.2 Institutional Arrangement .................................................................................................... 21 4.3 Policy and Legal Framework ................................................................................................. 22 4.4 Information Management System ........................................................................................ 22 4.5 Human Resources Development .......................................................................................... 23 4.6 Facilities, Equipment and Communication ........................................................................... 26 4.7 Financing ............................................................................................................................... 26 CHAPTER FIVE: CONCLUSION AND RECOMMENDATIONS ............................................................ 32 5.1 Conclusion ............................................................................................................................. 32 5.2 Recommendations ................................................................................................................ 33 APPENDICES ...................................................................................................................................... 35 APPENDIX 1: TERMS OF REFERENCE ................................................................................................. 36 v LIST OF TABLES Table 3.1: CGDA staff number and level of education……………………………………14 Table 4.1: Capacity building programme focus areas and activities………….……27 Table 4.2: Proposed qualifications and suitable long and short courses for DCGA staff….…...................................................................................................29 vi LIST OF FIGURES Figure 2.1: Organization structure of DCGA showing the number of staff for the sections and functions of each section…........................................………………….7 Figure 2.2: Existing organization structure of DCGA showing the number of staff for the sections and functions of each section…….......................….………..8 Figure 3.1: Proposed organization structure and staffing...........……………………18 Figure 3.2: Proposed DCGA, Pemba .............………………………………………………….19 vii LIST OF ACRONYMS DCGA Department of Coordination of Government Affairs - Zanzibar DPPR Department of Planning, Policy and Research GNU Government of National Unity ICE Information, Communication and Education ICT Information and Communication Technology MDAs Ministries, Department and Agencies OIC Officer In-charge SVPO Second Vice President’s Office TASAF Tanzania Social Action Fund ZCDF Zanzibar Constituency Development Fund viii ix CHAPTER ONE: INTRODUCTION 1.1 Background The Second Vice President’s Office (SVPO) is established under the setup of the Revolutionary Government of Zanzibar as stipulated in Article 39 of the Zanzibar Constitution of 1984 version of 2010. The roles and responsibilities of SVPO are vast considering its constitutional duties The SVPO is responsible for the coordination and monitoring of the following; implementation of government businesses, the ruling party manifesto in all Ministries, business in the House of Representatives and Parliament, linkage between political parties and the Government, disaster risk reduction and management, national festivals and celebrations and handling community complaints and grievances. In order to carry out its duties, the SVPO is comprised of seven departments headed by Directors, one Private Office of the Second Vice President headed by a Private Secretary and SVPO in Pemba under the Officer In charge. Apart from that, there are two independent institutions namely Zanzibar Electoral Commission and The House of Representatives. Seven departments are Administration and Human Resources; Planning, Policy and Research; Coordination of Government Affairs - Zanzibar; Disaster Management; National festivals and Celebrations; Government Printing Press and Coordination of Government Affairs in Dar es Salaam. Department of Coordination of Government Affairs (DCGA) since its establishment in 1984, its capacity development needs on coordination and supervision is inadequately understood among stakeholders. Therefore, the SVPO conducted a study to assess the capacity development needs on coordination and supervision to evaluate their existing capacity to execute its core functions and to address what needs to be done in order to improve their efficiency through a consultative process. 1 1.2 Objectives of the Study The overall objective of this assignment is to assess the capacity development needs of SVPO – Coordination of Government Affairs Department - Zanzibar through a consultative process. The specific objectives are: To assess the functional roles and responsibilities of capacity development needs on coordination and supervision of government affairs To assess Capacity development needs To develop coordination system(reporting structure) for effective coordination of government affairs 1.3 Methodological Approach To assess the capacity development needs on coordination and supervision for the Second Vice President’s Office - Department of Coordination of Government Affairs Zanzibar a consultative process-approach that involved all key stakeholders was used. Specifically the consultant undertook desk review of relevant documents, interview and consultation with key informants, observation, report preparation and consultative review meetings with stakeholders. 1.3.1 Desk Review of Relevant Documents This involved a desk review of SVPO and government documents relevant for this assignment such as the Zanzibar Constitution of 1984 revised 2010 as it establishes the SVPO, Acts, Policy documents, work plans and strategic plans among others. The review resulted into the documentation of the current capacity, functional roles and responsibilities of the department. 1.3.2 Interviews and Consultation Interviews and consultation with selected key stakeholders were also part of the methodology in carrying out this study. Furthermore, the consultant developed survey instruments such as checklist, interview guides and consultation are attached as Appendices. 2 An in-depth interview and semi-structured questionnaire were used for the interviews with key informants in the regions and districts of Unguja and Pemba. The interviewees were conveniently selected from relevant Ministries to provide required information on capacity needs for coordination and supervision of the Government affairs. The Key informants included: Principal and Deputy Principal Secretaries Directors of relevant departments Heads of sections in relevant departments Officers in charge in Pemba Regional and district coordinators of government affairs Ministerial focal persons Other relevant key informants that were established during consultation 1.3.3 Physical Observation Observation of the various activities, working facilities and environment was among the methodology employed in the study. Special emphasis was made on Coordination offices at SVPOs and district offices. 1.3.4 Preparation of Draft Report The compiled information in the desk review, interview and consultation and observation culminated into production of the first draft of the assessment report. The first draft was circulated before and presented to the SVPO management team for review and comments. Thereafter the draft as presented and views/suggestions and comments of the stakeholders were incorporated. 1.3.5 Stakeholders Consultative Review Meetings A consultative review meeting with key stakeholders in the SVPO and MDAs was carried out to assess the capacity development needs on coordination and supervision of government affairs. All additional input, comments and suggestions resulting from the consultative meeting were incorporated in the draft report before finalization and submission. 3 CHAPTER TWO: OVERVIEW OF COORDINATION OF GOVERNMENT AFFAIRS 2.1 Historical Background The Department of Coordination of Government Affairs – Zanzibar (DCGA) was formed in 1984 under the Chief Minister’s Office. At that time it was known as the Department of Coordination of the Revolutionary Government of Zanzibar Affairs and Associations of Chama Cha Mapinduzi during the single party era. The purpose of its establishment was to monitor the implementation of all activities of the Revolutionary Government of Zanzibar and ensuring prominent welfare of the ruling party and its associations in all institutions of the Revolutionary Government of Zanzibar. After the introduction of multi-party system in the United Republic of Tanzania in 1992, the department no longer embraced the ruling party and its association’s welfare as part of its core functions but rather left with Coordination of the Revolutionary Government of Zanzibar Affairs. In 2006-2007, the department was renamed as Commission for Coordination of the Revolutionary Government of Zanzibar Affairs. Core functions of the Commission being Coordination of the Revolutionary Government of Zanzibar Affairs and Union matters. From 2007 to date the Commission was once again changed to become Department of Coordination of Government Affairs. 2.2 Policies, Legislations and Plans Relevant to Coordination of Government Affairs A policy is a general statement or understanding that guides thinking in decision making. The essence of a policy is the existence of direction, with limits in guiding decision making. During the study it was revealed that there is neither a coordination of government affairs policy or Act. However, there is existence of SVPO Strategic Plan, Medium Term Expenditure Framework (MTEF) and Annual Work Plan which facilitate the execution of its duties. 4 2.3 Institutional Arrangement for Coordination of Government Affairs The Department of Coordination of Government Affairs – Zanzibar is divided into five sections and each section has its head and a number of staff as depicted in Figure 2.1. These sections are: a) Coordination of the Revolutionary Government of Zanzibar Affairs b) Coordination of Union matters c) Coordination of Zanzibar Constituency Development Projects and projects of Union Government implemented in Zanzibar d) Information, Communication and Education (ICE) e) Planning, Administration and Finance 5 Department of Coordination of Government Affairs DIRECTOR Coordination of Revolutionary Government of Zanzibar Affairs HEAD OF SECTION 4 coordination officers at Head office 2 coordination officers - Pemba 5 regional coordinators 10 district coordinators Coordination of the following: Ruling party manifesto Leaders pledges and visitations Community complaints Business of House of Representatives Coordination of Union matters Information, Communication and Education HEAD OF SECTION 3 coordination officers at Head Office HEAD OF SECTION 8 assistants Coordination of the following: Union matters Cooperation of ministries of Union and Revolutionary Government of Zanzibar Institutions of Union Government in Zanzibar National Torch Parliament matters Functions Strengthening Information, Communication and Education Planning, Administration and Finance Coordination of projects of Revolutionary Government of Zanzibar and of Union Government HEAD OF SECTION 2 assitants HEAD OF SECTION 6 assistants Functions Administration and Planning Monitoring and evaluation of DCGA Plans and development matters Reports preparation Coordination of the following: ZCDF projects TASAF projects Figure 2.1: Existing organization structure of DCGA showing the number of staff for the sections and functions of each section Source: DCGA, 2014 6 The DCGA – Zanzibar has an office in Pemba which receives directives from the Permanent Secretary of the SVPO (PS-SVPO) whom in Pemba is represented by the Officer In-charge – SPVO (OIC-SVPO). Under the OIC-SVPO there is an overall coordinator with one assistant and below the overall coordinator there are regional and district coordinators as shown in Figure 2.2. PS / OIC – SVPO PEMBA Department of Coordination of Government Affairs DIRECTOR Head of Coordination Pemba - Assistant Coordinator - Pemba Regional Coordinators District Coordinators Figure 2.2: Existing chain of command of DCGA – Pemba Source: DCGA-Pemba, 2014 2.4 Roles of the DCGA The role of the DCGA are vast and multi-dimensions. There are roles that are carried out at the head office but there are others carried out at regional and district levels. 2.4.1 Activities Coordinated and Supervised by DCGA DCGA has a mandate to coordinate various activities within the Revolutionary Government of Zanzibar. These activities include to: Strengthening coordination of the Affairs of the Revolutionary Government of Zanzibar, To coordinate Union matters 7 To coordinate projects of Zanzibar Government and Union, To monitor and evaluate the implementation of Ruling Party Manifesto in all Ministries, Coordinate Government business in the House of Representatives, Handling of community complaints and grievances. To coordinate official visits and follow up of pledges made by National leaders To monitor and evaluate government affairs at regional and district level DCGA has a mandate to supervise various activities within the Revolutionary Government of Zanzibar but currently it is not being implemented due to various reasons as gathered during this study. Reasons: lack of clear role of DCGA without overlap from other government organs. Inadequacy of reporting mandate of activities and projects from ministries and all other sectors to the DCGA as the coordinator of government affairs. 2.4.2 Roles of Coordination of Government Affairs at Regional and District Level Roles handled at Regional and district levels by the respective Coordinators are: To coordinate and follow up implementation of development and community projects within the region/district To receive and deliberate on community complaints and grievances delivered at district and regional level and subsequent deployment to the regional/head office issues that protracted To make a follow up on visitations made by National leaders, Ministers, regional and district officials to secure pledges and tracking its implementation status To prepare reports of the visitation and submit to district/regional officials and a copy to the regional and head office coordination offices To follow up on targets set by various ministries through the national budget that are of relevant to the district/region 8 To prepare implementation reports of normal activities of the coordination office and community development projects within the district/region for every three, six, nine and 12 months and submit them to the coordinators at regional and head office To perform any other duties as assigned by authorities at district/region or from the head office – DCGA at SVPO. 9 CHAPTER THREE: CAPACITY DEVELOPMENT NEEDS ASSESSMENT 3.1 Introduction The context of this study is to assess the capacity development needs of DCGA not only analysing the policy and legal framework for coordination of government affairs but also looking on the actual translation of policies and laws into actions. In other words looking at the institution that have been created and their capacities in terms of institutional arrangement, trained manpower, facilities and equipment, budget allocations, operating systems, information gathering and management and plans for coordination of government affairs. Thus focus of this was on establishing baseline information based on the existence and knowledge of Policies, Legislations and Plans relevant to Coordination of Government Affairs, the legal status of coordination, activities supervised by the department, number of staff involved, their level of education and training of the staff and facilities and equipment available. Furthermore, establishment of the institutional arrangement for Coordination of Government Affairs in terms of the organization structure DCGA, regions, districts and ministries and the reporting mechanism as to report submission, format of the reports and the frequency of reporting. 3.2 Policy and Legal Framework Level Policy forms a strong basis for appropriate legislation, well known organisational structure and clear allocation of responsibilities to ensure an optimal utilisation of resources. The study observed that, the implementation of DCGA activities lack both policy and legislative support due to inexistence of the two cause some difficulties in implementing its duties and functions. However the DCGA implements its duties in accordance with SVPO implementation arrangement and guiding principles The DCGA based on SVPO strategic plan of 2014-2017 which could be the guide to establish work plan which identify the needs to be done under the department in a timely and efficient manner. Most of the document that is used to guide reporting as elaborated in 10 previous sections is the log-frame that is used to report the recurrent, development and implementation of various projects referred to as “Bango Kitita”. Based on the findings from this study, there is a need for the DCGA to have a guiding policy and legal framework to ensure that implementation of its functions is guided by legal establishment. This calls for formulation of a policy and enactment of act that gives mandates MDAs to report implementation of all projects and programmes through the department. Thus DCGA has to have: Specific policy that guide the presence of the DCGA. An Act that establish existence of DCGA, its roles and functions. Strategic plan that will aid in implementing the core values of the department. Action plan that will act as a measure to the implementation of activities the department is mandated to do. 3.3 The Coordination of Government Affairs Department In this section the assessment is presented with a focus on roles and responsibilities/core functions of the department, number of staff currently working in the department and their educational levels, facilities and equipment available. 3.3.1 Roles and Responsibilities / Core Functions The roles and responsibilities of the department as discussed in Section 2.4, are vast and have overlapping characteristics with MDAs and other government organs. The study revealed that there is no clear boundaries of the roles and responsibilities of coordination and reporting of government affairs both National and local levels. At the regional and district level, the roles and responsibilities of the coordinators are clear as spelled out in their job descriptions but at national level whereby there are MDAs and other relevant institutions there is a need for harmonization. For instance, the Ministry of Finance demands recurrent reports directly from all ministries, at the same time the Planning Commission under the President’s office also demand development and project implementation reports from all Ministries and the State house demands both recurrent and development and project implementation reports (Bango Kitita) directly from the Ministries. All these reports are demanded on quarterly basis. This study therefore 11 recommends that the roles and responsibilities of the DCGA be established by Act with a mandate to demand reports from relevant institutions and compile Government report. 3.3.2 Number of Staff Involved and Levels of Education The department has 44 employed staff members employed in its various units. The levels of education vary from those with no secondary education to those with Master degrees in various field of specialization. Areas of specialization that the staff members in the department qualified for include Agricultural extension, Economics, Accounting, International relations, Law, Computer science, Electrical engineering, Education, Journalism and Public administration. Table 3.1 presents number of staff members and their levels of education in DCGA – Zanzibar. The current level of education of staff is predominantly certificate all the way to Master degrees adding to 75% of the existing 44 staff. The level of education seems adequate at the moment. However, should there be expansion of the department in terms of human resource, it is important that the recruitment be for staff with at least first degree and above with relevant areas of specialization and/or expertise such as Planning, Economic development, Social Development, Public Administration, Project Planning and Management, Law and Development studies. Table 3.1: DCGA staff number and level of education S/n Level of education Number of Staff Male Female Total 1 Masters 2 4 6 2 Bachelor 7 3 10 3 Diploma 3 10 13 4 Certificate 4 1 5 5 Secondary school Advanced Level Education 1 - 1 6 Secondary school Ordinary Level of Education 5 2 7 7 No secondary certificate 2 - 2 24 20 44 Total Source: Data collected during this study 2014 12 3.3.3 Facilities and Equipment Available The DCGA is housed at the SVPO, Vuga Street in Unguja provided with office space for the director, heads of sections and coordination officers and other employees such as technicians and data entry personnel. Coordination office in Pemba is also allocated with office space at SVPO Pemba where the office is also accommodated along with all departments under the Second Vice President’s Office. The regional and district coordinators have no offices allocated specific to them but rather provided with working space within the buildings of the regional and district commissioner’s office, respectively. The study revealed that, all regional and district coordination offices are not provided with any budget, no support facilities such as computers, printers, stationery thus making their working environment in-conducive. There is one motor vehicle allocated at DCGA head office and four motor cycles allocated for district coordinators in Unguja while Pemba office has five motor cycles and one vehicle. However, both vehicles were reported not in good running conditions. At the regional and district levels, motor cycles are major means of transport with little or no funds for operation or maintenance. This means of transport is not appropriate for executing their functions such as joining various visits made by the high profile Government Officials whereby the coordinators are supposed to travel along with the delegation to gather the pledges made during those visits. 3.4 Institutional Arrangement This section looks at the capacities and limitations at which the national (i.e. President’s and Vice President’s Offices), ministerial, regional and district levels are performing in terms of coordination of government affairs. 3.4.1 National Level (President’s and Vice President’s Offices) The role of SVPO through DCGA is to coordinate and supervise all government activities implemented by all MDAs, the Ruling Party Manifesto, development projects (ZCDF and TASAF), issues of the National assembly and the House of Representatives. Then-after, the 13 DCGA is required to prepare and present quarterly, semi-annual and annual reports pertaining to the coordination of government affairs. It is therefore envisaged that all implementation reports of government affairs from MDAs to be directed to the DCGA. However, the required reports are not directed to DCGA. The study discovered that, most of the key informants expressed their satisfaction towards the existing structure of the department but with a suggestion that there should be a Senior Officer who reports to the Director, DCGA as shown in Figure 3.1. 0 Furthermore, the key informants also suggested that position of the Head of Department of Coordination of government affairs, Pemba office be established and featured in the organization structure to replace the current setup of Coordinator, Pemba (See Figure 3.1). The qualifications, roles and responsibilities of Head of Department, Pemba shall be the same as those of the current Coordinator, Pemba. 3.4.2 Ministerial Level At ministerial level implementation report of government affairs should be prepared by Focal Point officers from the Department of Planning, Policy and Research (DPPR). However, the focal point officers are basically carrying out orders as instructed by the Director and the Principal Secretary of the respective ministry. There are neither clear Terms of Reference nor job descriptions of the said Focal Point officers to adhere to the coordination aspect of government affairs or reporting implementation to the DCGA. Key informants noted this as a weakness thus weakening the DCGA. To improve the situation, it is suggested that the Focal Point officers should be senior officials within the Ministry preferably the DPPR but with an obligation of sending in reports of implementation of Ministry activities and the manifesto to the DCGA. 3.4.3 Regional and District Levels The regional and district coordination offices have been established and are functional in terms of having office bearers all with clear job descriptions and reporting structure. The 14 reporting structure of the coordination office of Unguja is from the district level to regional level and then to the DCGA. The reporting structure of the coordination office of Pemba is slightly different from that of Unguja with an inclusion of the Officer in charge – SVPO Pemba office. 15 Department of Coordination of Government Affairs DIRECTOR SENIOR OFFICER Head of Department - Pemba Coordination of Revolutionary Government of Zanzibar Affairs HEAD OF SECTION 5 coordination officers at Head office 1 Assistant coordinator - Pemba 5 regional coordinators 10 district coordinators Coordination of Union matters HEAD OF SECTION 3 coordination officers at Head Office Coordination of projects of Revolutionary Government of Zanzibar AND of Union Government Information, Communication and Education Planning, Administration and Finance HEAD OF SECTION 9 assistants HEAD OF SECTION 6 assistants Figure 3.1: Proposed organization structure and staffing 16 HEAD OF SECTION 2 Assistants at Head office 1 Assistant coordinator - Pemba Project coordinators* (*-Depending on number of projects) Department of Coordination of Government Affairs DIRECTOR SENIOR OFFICER Head of Deaprtment PEMBA Assistant Coordinator Projects of Revolutionary Assistant CoordinatorRevolutionary Government of Zanzibar Affairs Government of Zanzibar (ZCDF) and Union Government (TASAF) Regional Coordinators District Coordinators Figure 3.2: Proposed DCGA, Pemba Office 17 CHAPTER FOUR: CAPACITY DEVELOPMENT NEEDS 4.1 Introduction In developing the capacity programme for coordination of government affairs, several considerations were made including current institutional arrangement and past capacity development efforts. Based on the above a total of six areas were identified for capacity building needs. The areas are: i. Institutional arrangement ii. Policy and legal framework iii. Information management system iv. Human resource development v. Facilities, equipment and communication vi. Financing Each focus area is divided into three main parts, i.e. the issue, objectives and the strategies. Table 4.1 shows a summary of six (6) focus areas and the main activities for each focus area. 18 Table 4.1: Capacity development programme focus areas and strategies S/n 1. Focus area Institutional arrangement 2. Policies and legal framework 3. Information Management system Strategies Implement the organization structure for management and introducing the post of Senior Officer at national level and the current Pemba coordinator to be renamed as Head of Department, Pemba Mainstream coordination issues in national and regional development activities; Appointment of the focal point officers at all MDAs establish a mechanism for regular submission of reports by all coordinators and MDAs to DCGA The government should convene a government affair coordination forum that shall address and review policies and legislations whereby the participants to the forum shall be drawn from all MDAs. To reach law makers and political leaders at all levels and call upon them to exercise leadership in enactment of act , policies and investment needed to coordinate government affairs Involve other MDAs and Stakeholders in formulation of the government coordination and supervision policy, legal framework and Strategic Plan DCGA should endeavour to establish an ICE unit in its organization structure that will be legally identified under the establishment of the DCGA The government should set aside budget for establishing ICE unit which is equipped with facilities that will help in facilitating information, communication and education The government should set a side budget for establishing state of art ICT facility within the DCGA to ensure information are communicated easily and in a quick way from and to all MDAs and to the higher offices. 19 4. Human resource development 5. Facilities, Equipment and communication 6. Finance Strengthen human resource capacity of DCGA in numbers and training Develop a promotion strategy and accountability mechanism Formalize Focal point officers in all MDAs and coordination officers at regional and district levels and train them to deal effectively with matters related to coordination and supervision of government affairs. At district and regional levels emphasis should be to appoint coordinators who shall undergo short-term training to enable them handle matters related to coordination and supervision of government affairs within their jurisdiction. Prepare work plans which details the day-to-day activities of the officers Prepare training programmes for long and short-term training Run the training programme Carryout annual evaluations to assess the effectiveness of training Provision of fully furnished offices (i.e. office space, computers,, printers, scanners, photocopiers (heavy duty), air conditioning, data storage devices etc. Provide appropriate means of transport for logistics and communication Provide a budget line for the DCGA and in the regions, districts and MDAs. Require regions, districts and MDAs to allocate budget for activities that aim at coordination and supervision activities Provide a budget line for key strategic expenditure such as unscheduled visits by government officials which require the presence of the coordination officers along with the delegation and and for implementing their daily official activities that aim at coordiation at various levels 20 4.2 Institutional Arrangement Issue Strengthening institutional arrangement will involve the DCGA itself, the regional and districts coordination offices and MDAs. A variety of capacity development activities for the DCGA and the other stakeholders will be implemented. Institutional capacity building activities for DCGA include provision of more office space and furniture for all personnel at the head, regional and district offices, putting a mechanism in place for regularly reporting by all coordinators and demarcating the roles and responsibilities for coordination of government affairs between the DCGA, MDAs, Regional and district coordination offices as per legislation that shall be enacted. Objectives i) Strengthen coordination institutions in Zanzibar ii) Demarcation of roles and responsibilities for coordination of government affairs iii) Establishment of Government affairs implementation report iv) Adequate staffing at all levels Strategies i) Implementation of the organization structure for management and introducing the post of Senior Officer at national level and the current Pemba coordinator to be renamed as Head of Department, Pemba ii) Mainstream coordination issues in national and regional development activities; iii) Appointment of the focal point officers at all MDAs iv) Establish a mechanism for regular submission of reports by all coordinators and MDAs to DCGA 21 4.3 Policy and Legal Framework Issue The existence of a sound institutional arrangement for coordination of government affairs, policy and legislation shall establish the legal framework of the DCGA at the National (Ministries Departments and Agencies), Regional and District levels. The act shall establish the DCGA in the SVPO of the Revolutionary Government of Zanzibar. Establishment of the legal framework will provide a basis for development of Instruments such as strategic plans, programmes and activities required to support coordination of government affairs. Since there is no policy and legislation to cover the whole spectrum of coordination of government affairs and since no Act is enacted on the basis of any policy framework, no mention is made of the institutional arrangement of the DCGA. Objectives i) To develop a new government coordination policy. ii) Formulate a legal framework that is tandem with the new developed policy. Strategies i) The government should convene a government affair coordination forum that shall address and review policies and legal framework whereby the participants to the forum shall be drawn from all MDAs. ii) To reach to law makers and political leaders at all levels and call upon them to exercise leadership in enactment of the act, formulation of policies and investment needed to coordinate government affairs iii) Involve other MDAs and Stakeholders in formulation of the government coordination and supervision policy, legal framework and Strategic Plan 4.4 Information Management System Issue 22 In most cases and in the current affairs, for the department to run smoothly, there is a need to have a well-organized and state of the art information management system. DCGA needs to have a strong ICE unit, internet facility, newsletter that comes out in a regular basis. DCGA needs a strong ICT facility that will be used in processing and communicating information from and to the MDAs and to the higher offices. Objectives i) To establish strong Information, Communication and Education unit within the department that will handle ICE issues ii) Establish strong ICT facilities that will ensure information are communicated easily and in a quick way from and to all MDAs and to the higher offices. Strategies i) DCGA should endeavour to establish an ICE unit in its organization structure that will be legally identified under the establishment of the DCGA ii) To set budget for the establishment and running of ICE unit which is equipped with facilities that will help in facilitating information, communication and education iii) To set budget for establishing state of art ICT facility within the DCGA to ensure information are communicated easily and in a quick way from and to all MDAs and to the higher offices. 4.5 Human Resources Development Issue Issues related to coordination of government affairs in the country are not adequately attended due to a number of reasons including limited number of qualified personnel on coordination; multiple roles that responsible officers are assigned, lack of exposure and the fact that functions related to coordination are considered as subsidiary functions and not given due attention. Objective 23 Ensure coordination issues are given priority by strengthening human resource capacity at all levels. Increase the level of awareness on coordination of government affairs among the government officials, MDAs, Regional and District Coordinators. Strategies i) Strengthen human resource capacity of DCGA in numbers and training ii) Develop a promotion strategy and accountability mechanism iii) Formalize Focal point officers in all MDAs and coordination officers at regional and district levels and train them to deal effectively with matters related to coordination and supervision of government affairs. At district and regional levels emphasis should be to appoint coordinators who shall undergo short-term training to enable them handle matters related to coordination and supervision of government affairs within their jurisdiction. iv) Prepare work plans which details the day-to-day activities of the officers v) Prepare training programmes for long and short-term training vi) Run the training programme vii) Carryout annual evaluations to assess the effectiveness of training As a coordinating entity of coordination and supervision of government affairs in the country, DCGA needs to strengthen its manpower in terms of training so that they are competent enough to coordinate government affairs in the country. Though DCGA has trained personnel in at different levels ranging from Masters degree to certificate of Primary school, emphasis should be to continue training the personnel. Training is to be done in a number of ways including long term and short-term training, workshops and seminars and on job training. Beneficiaries of the training (short term training) should also be to the focal point officers at all MDAs. The initial activities will include identification of the training needs, development of training programmes for all coordination officers and conducting the training. The lead agency will be the DCGA assisted by both local and international training institutions. 24 I. Long-term training shall involve courses in core coordination, supervision and management competencies Long term training courses on Law, Economics or Economic development, Public Administration, Development studies, Planning, Social development, Project planning and development, Computer engineering, Computer programming, IT and Computer Science from Bachelor degree onwards for DCGA, MDAs, Regional and District coordination officers will be provided. However, selected individuals can also pursue specialised programmes within the country or abroad depending on the needs. II. Short term training courses The short-term courses will mainly focus to the focal officers and other related beneficiaries. DCGA, MDGAs, regional and district officers can also attend short courses whenever need arise. The courses shall be organised locally within the country and whenever possible with international consultants. The aim of the short-term courses is not only to give knowledge to the beneficiaries but also prepare them as trainers in coordination and supervision matter at their respective areas of work. These short courses can be in areas such as negotiation skills, writing and reporting skills, Diplomacy, Statistics, Conflict resolution, Procurement, Project management and Community development and Strategic Planning and any other related courses as needs may arise. III. Workshop and conferences The DCGA staff and other key stakeholders will be required to attend local and international conferences in order to expose them to the coordination issues from other countries and also share Tanzania’s experiences with the global community. IV. On job training Initially, not all DCGA, MDAs, Regional and District coordination officers will be able to attend either the long or short courses at once. Therefore, they will have to be given in house training by their staffs that have been trained in coordination and supervision issues. Table 4.2 outlines the proposed qualifications for DCGA staff and the relevant long and short courses that they should undertake. Modalities and timing of who goes for training and 25 when is left for the Human Resource section to prepare a training policy and implementation plan. 4.6 Facilities, Equipment and Communication Issue There are inadequate critical facilities and equipment and means of transport at the DCGA and at the regional and district levels. Objective Identification and procurement of technically appropriate non-expendable facilities and installation of equipment for coordination of government affairs. Strategies There is a need to have all critical facilities and specialized equipments that are related to the coordination issuesboth at DCGA and at the districts and regions. i) Provision of fully furnished offices (i.e. office space, computers,, printers, scanners, photocopiers (heavy duty), air conditioning, data storage devices etc. ii) 4.7 Provide appropriate means of transport for logistics and communication Financing Issue Financial capacity is crucial for the performance of any organization. The DCGA and coordination offices at various levels have been established and assigned responsibilities to handle matters related to coordination and supervision. However, these institutions are either allocated inadequate funds or are not allocated. Whereas the DCGA is allocated only funds for administrative functions the regional and district offices do not receive funds at all. This makes them not to implement their functions properly and thus erode the whole meaning of their establishment. 26 Objective To ensure that the DCGA as the lead agency in coordination of government affairs and its key stakeholders including are provided with adequate funds for them to be able to address coordination related issues in the country. Strategies i) Establish coordination fund within the DCGA and in the districts and MDAs. ii) Require regions, districts and MDAs to allocate budget for activities that aim at coordination and supervision activities iii) Provide a budget line for key strategic expenditure such as unscheduled visits by government officials which require the presence of the coordination officers along with the delegation and and for implementing their daily official activities that aim at coordiation at various levels 27 Table 4.2: Proposed qualifications and suitable long and short courses for DCGA staff S/n 1. Section/Unit Senior Officer Staff/Personnel Senior Officer Long courses First degree in - Planning - Economic development - Social Development - Or other related field 2. Sub - Department Pemba Head of department Pemba 3. Coordination of the Revolutionary Government Affairs Head of Section First degree in - Planning - Economic development - Social Development - Public Administration - Or other related field First degree in - Economic Development - Social Development - Development studies - Or other related field Coordination officers head office First degree in - Economic Development - Social Development - Public Administration 28 Short courses - Project planning - Public Administration - Law - Conflict resolutions - International relations - Computer skills - Project planning - Public Administration - Law - Conflict resolutions - International relations - Computer skills - Conflicts resolution - Negotiation skills - Writing and reporting skills - Law - International skills - Computer skills - Conflict resolution - Negotiation Skills - Writing and reporting skills - Computer skills Regional coordinators District coordinators 4. Coordination of the Union Matters Head of Section Coordination officers at Head Office - Development studies - Or other related field First degree in - Economic Development - Social Development - Public Administration - Project Planning and Management - Or other related field First degree in - Economic Development - Social Development - Public Administration - Project Planning and Management - Or other related field First degree in - Economic Development - Social Development - Law - Development studies - Or other related field First degree in - Economic Development - Social Development 29 - - Writing and reporting skills Conflicts resolution Project Planning and Management Statistics Law Computer skills Writing and reporting skills Conflicts resolution Project Planning and Management Statistics Computer skills - Conflicts resolution Negotiation skills Writing and reporting skills Law International relations Computer skills Conflict resolution Negotiation Skills Writing and reporting skills - 5. 6. Information, Communication and Education Planning, Administration and Finance Head of Section - Public Administration - Development studies - Or other related field First degree in - Computer science - Computer engineering and Information Technology Assistants First degree or Advance diploma in - Computer science - Computer programming - Networking and data management Head of Section First degree in - Planning - Economic Development - Development studies - Or other related field First degree in - Public Administration - Planning - Economic development Assistants 30 - Law Computer skills Refresher courses on - ICT - Networking - Computer programming - System security - Data base management system Refresher courses on - ICT - Networking - Computer programming - Web design and web hosting - System security - Data base management system - Planning and management - Community development - Statistics - Computer skills - Planning Economics Procurement Statistics 7. Coordination of projects – Revolutionary Government of Zanzibar and Union Government Head of Section Assistants - Development Studies - Economics - Finance First degree in - Project Planning and Management - Or other related field First degree in - Project planning and Management - Or other related field 31 - Computer skills - Statistics/ Data analysis and reporting Computer skills - Statistics / Data analysis and reporting Computer skills CHAPTER FIVE: CONCLUSION AND RECOMMENDATIONS 5.1 Conclusion a) The study revealed that there is no coordination of government affairs policy, Act or regulations. b) The study has revealed that there is a need for clarity of clear demarcation of the roles and responsibilities of coordination and reporting of government affairs particularly at the National level. c) Supervision is mandated to DCGA but currently it is not being implemented mainly because there is a lack of clear role of the department without overlap from other government organs. d) The Department does not have a separate strategic plan which could be the guide to establish what needs to be done under the department in a timely and efficient manner. e) Institutional capacity building activities for DCGA should include provision of more office space and furniture for all personnel at the head, regional and district offices, putting a mechanism in place for regularly reporting by all coordinators and demarcating the roles and responsibilities for coordination of government affairs between the DCGA and MDSs, Regional and district coordination offices as per legislation that shall be formulated f) There are inadequate office space (Regional and District coordinators), equipment and means of transport at the department and at the regional and district levels. The coordination officers at regional and district level uses motor cycles (vespa) as a means of transport but with little or no funds for operation or maintenance. This means of transport is not appropriate for executing their functions such as joining various visits made by the high profile Government Officials whereby the coordinators are supposed to travel along with the delegation to make follow up of the pledges made during these visits. 32 5.2 Recommendations a) Based on the findings from this study, there is a need for the department to have a guiding policy and legal framework to ensure that implementation of its functions is guided by legal establishment. The policy will also aid the formulation of the Act that will legally establish its existence. b) In order to strengthen coordination of government affairs then there is a need to strengthen the coordination institutions in Zanzibar by Implementation of the proposed organization structures, clearly demarcating of roles and responsibilities for coordination of government affairs, most importantly establishing the Government report c) Develop a new government coordination policy and formulate legal framework that is tandem with the new developed policy. d) There is a need to have all facilities and specialized equipments that are related to the coordination issues both at DCGA and at the districts and regions. e) Strengthen human resource capacity of the department in numbers and training; Develop a promotion strategy and accountability mechanism; Formalize Focal point officers in all MDAs and coordination officers at regional and district levels; Prepare work plans which details the day-to-day activities of the officers; Prepare training programmes for long and short-term training; Run the training programme and; Carryout annual evaluations to assess the effectiveness of training 33 BIBLIOGRAPHY i. Medium Term Strategic Plan 2010/11 – 2012/13 of the Prime Minister’s Office, URT ii. Ripoti ya utekelezaji wa kazi za uratibu SMZ kipindi cha Miezi Mitatu (Aprili – Juni 2013) Mkoa wa Kusini – Pemba iii. Ripoti ya utekelezaji wa Wizara ya Afya kwa kipindi cha Julai - Septemba, 2013 iv. Ripoti ya ziara ya Mheshimiwa Makamu wa Pili wa Rais kisiwani Pemba kuanzia 27/Septemba – 29/ Septemba 2013 v. Ripoti ya ziara ya Mheshimiwa Rais wa Zanzibar na Mwenyekiti wa Baraza la Mapinduzi Mkoa wa Kaskazini Pemba kuanzia 18-19 Novemba 2013 vi. Ripoti ya Kazi za Idara ya Uratibu SMZ kipindi cha Miezi Mitatu (Aprili – Juni 2013) Wilaya ya Micheweni – Pemba vii. SVPO Strategic Plan of 2014/2017 viii. Taarifa ya utekelezaji malengo ya Wizara ya Katiba na sharia kwa kamati ya Katiba, Sheria na Utawala ya Baraza la Wawakilishi kwa kipindi cha Januari hadi Machi 2012 ix. Taarifa ya Ofisi ya Makamu wa Kwanza wa Rais ya utekelezaji wa Ilani ya uchaguzi (Aprili – Juni 2013) x. Taarifa ya utekelezaji wa mpango kazi (Julai-Machi) 2011/2012 ya Idara ya Uratibu wa shughuli za Serikali xi. Taarifa ya utekelezaji wa mpango kazi- Idara ya uratibu na shughuli za Serikali xii. Utekelezaji wa shughuli za ofisi kwa kipindi cha robo ya kwanza Julai – Septemba 2013 iliyoandaliwa na Ofisi ya Rais Kazi na Utumishi wa Umma ikawasilishwa kwa Mhe. Rais wa Zanzibar na Mwenyekiti wa Baraza la Mapinduzi xiii. Zanzibar Constitution 1984 v.2010 xiv. Zero Draft Medium Term Strategy 2010/11 – 2014/15 (Volume I) Zanzibar Public Service Reform Program 34 APPENDICES 35 APPENDIX 1: TERMS OF REFERENCE The consultant conducted a study to assess what is the current status and what needs to be done to improve SVPO capacity in coordination and supervision of its functions, roles and responsibilities. The following tasks were carried out: - Prepared and present to the SVPO Management committee a detailed inception report which shows the understanding of the assignment. - Reviewed existing relevant documents and literatures. - Integration of inputs into the draft documents; presentation of the revised documents to selected technical team for validation and presented draft document to the SVPO management committee for approval - Conducted consultation processes to gather information and identify research priority areas related to SVPO areas of responsibilities - Compiled technical report of the whole process. - Prepared and Presented to the Principal Secretaries and Deputy Principal Secretaries a report document - Submitted the final document with clear and pragmatic recommendations. 36 APPENDIX 2: LIST OF PERSONS CONSULTED/INTERVIEWED 37 38 39 40 APPENDIX 3: CHECKLIST FOR CONSULTATION AND INTERVIEWS Assessment Capacity Development Needs on Coordination and Supervision for the Coordination of Government Affairs at Second Vice President’s Office A: Respondent 1. 2. 3. 4. 5. Name Duty station Designation Duration of service as Focal point Education and Training B: Existence and knowledge of Policies, Legislations and Plans relevant to Coordination of Government Affairs 1. 2. 3. List of Policies List of Legislation/ Acts List of Plans C: Roles and Responsibilities 1. 2. Mention the roles Mention the responsibilities D: Institutional arrangement for Coordination of Government Affairs 1. Organization structure and how the respondent fits in at duty station and at Coordination of Government affairs directorate 2. Reporting mechanism Who do you report to What do you submit as reports Format of the reports Frequency of reporting 41 E: Supervision by the Coordination of Government Affairs (The Directorate only) 1. 2. 3. 4. 5. Legal status of coordination Activities supervised by the directorate Number of staff involved Level of education and training of the staff Facilities and equipment available F: Capacity development needs assessment 1. 2. Is there a need for Policy and legal framework for Coordination of Government Affairs Proposals for Institutional reporting structure and mechanisms at: National level (President’s and Vice President’s Offices) Ministerial level Regional level District level G: Capacity building 1. 2. 3. 4. 5. Capacity building requirements at Institutional arrangement Information management system (Resource requirements and infrastructure) Human resources requirement (Employment and Training) Support facilities, equipment and communication (Office space, computers, printers, fax, scanners, data recording and storage devices, transport and communication Financing mechanism (at the Directorate only) H: SECONDARY INFORMATION List all relevant materials, information, document collected 42 APPENDIX 4: LIST OF PARTICIPANTS WHO ATTENDED 1ST WORKSHOP – PRESENTATION OF INCEPTION REPORT HELD ON 12TH DECEMBER, 2013 AT THE FORMER HOUSE OF REPRESENTATIVES HALL - KIKWAJUNI ZANZIBAR 43 44 APPENDIX 5: LIST OF PARTICIPANTS (SVPO MANAGEMENT) WHO ATTENDED 2ND WORKSHOP – PRESENTATION OF FIRST DRAFT REPORT HELD ON 23RD FEBRUARY, 2014 AT THE SECOND VICE PRESIDENT’S OFFICE CONFERENCE ROOM IN ZANZIBAR 45 46 APPENDIX 6: LIST OF PARTICIPANTS (SVPO MANAGEMENT) WHO ATTENDED 3RD WORKSHOP – PRESENTATION OF SECOND DRAFT REPORT HELD ON 15TH MARCH, 2014 AT THE SECOND VICE PRESIDENT’S OFFICE CONFERENCE ROOM IN ZANZIBAR 47 APPENDIX 7: LIST OF PARTICIPANTS (PRINCIPAL SECRETARIES OF MINISTRIES) WHO ATTENDED 4TH WORKSHOP – PRESENTATION OF FINAL DRAFT REPORT HELD ON 18TH MARCH, 2014 AT PEOPLE’S PALACE - FORODHANI ZANZIBAR 48 49
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