Supplement ot the Progress ot Theoretical Phys1cs, No. 11, 19()1 Roles of the Hydrogen Bond System in Biologically Important Molecules Reikiti ITOH Kobayasi Institute of Physical Research, Kokubunzi, Tokyo Abstract It has been pointed out by several observations that the hydrogen bond system may have important roles in the biological macromolecular substances. In this paper we will review the speculative picture of such system on the view-point of physical considerations, while up to the present it seems not to be clearly established yet. In the former part of this paper, experimental data will be given for such measurements as X-ray diffraction, infrared absorption, electron spin resonance, ultraviolet absorption and so on. Later, the phase transition in the kinetic rate measurement of thermal reaction of macromolecules and also their functional abilities will be discussed using the hypothetical model of protein which has the operative function analogous to that of the computing machine. §1. Introduction Living system has two kinds of particular nature from the molecular theorectical standpoint. One of these is the complex static structure of the macromolecules which construct the living cells as an important component of them. The other is their dynamical properties whereby the functions of the cells and of the organisms as a whole are achieved. Though there exist many kinds of macromolecules in the living systems, the typical important molecules are proteins and nucleic acids on account of their roles in biosynthesis and in cell divisions. The so-called globular proteins such as enzymes, antibodies, hemoglobins, albumines, globlines and so on, are known to have important roles in the chemical reactions in vivo, and the nucleic acids have the particular importance in the reproductions of the organism, and genetic and growth processes. In this article we discuss the static structure of these ·molecules and give some considerations on their functional abilities paying attention to the hydrogen bond system in them. §2. Experimental support of hydrogen bond a) X-ray X-ray diffraction data play very important roles in the present knowledge of structures of proteins or nucleic acids, though the latter data are less certain. 10 lt Itoh It has been pointed out thaea) the molecular parameters determined for amides can be applied for the proteins, and the hydrogen bond is an important ordering element in the crystals of macromolecules. There are many possible arrangements of the molecular con:figulations in crystal, and then the precise prediction of molecular arrangements is not to be expected. 0 0 The bond lenght. of NH· .. O varies from 2.67 A to 3.07 A, and the bond angles range from 95° to 165° for N···O=C, and from 100° to 130° for 0 ... N-C. There exist in general two forms of molecular arrangements of polypeptides, i. e., proteins, which have been termed a and S, respectively, after Astbury. Pauling and Corey 1b) suggested that under some conditions globular proteins seem to be converted into the form similar to that of S-keratin, and they proposed the a-helix as a basic feature of their structure. In such structure, polypeptide chain runs helically on the cylindrical surface with 3.7 residues per turn of 5.4 A pith, which is solidi:ficated by three hydrogen bonds: ···O=C-NH· .. O=C-HN···O=C-NH···. These hydrogen bonds play an important role in the functional ability Kendrew 2) determined the primary structure of of protein molecules. myoglobin by the X-ray diffraction data. The secondary and the tertiary structure of protein and, hence, their specific characters are directly related to the sequence of amino acids in the main chain. These steric structures of polypeptide chain are held by the hydrogen bonds which control the internal rotation of amino acids. Astbury, Watson and Crick/n and Langridge 4) played important parts in the establishment of the molecular structure of DNA (dioxyribonucleic acid) from X -ray data. Their cyclic bases are essentially co planer in which the bond lengths of NH· .. O and NH .. ·N are 2.85 A and 3.00 A, respectively, and their bonds are nearly linear: bond angles are less than about 15 °. The bond length of NH · · ·0 is sometimes smaller than the above value: it is about 2.82 A. It has been confirmed that DNA has the so-called double helix structure in which two DNA-chains run to opposite directions from each other, with ten basic radical pairs in a periodical sequence of 33.7 A. Langridge 4) determined a possible model, which fitted in with the intensities of the pattern of X-ray diffraction, from a few models calculated from the supposed helical· arrangement. It seems that RNA (ribonucleic acids) hardly have the ability of crystallization.rn Experiments show that TMV (tobacco mosaic virus) protein has the helical rod structure of which the diameter js about 40 A with an empty in its center. 5 ) b) Infrared abs01·ption Measurement of infrared absorption has made the contributions of four kinds in the consideration of proteins. They show the presence of N-H groups which construct the hydrogen bonds in proteins and have the ability to distinguish between the intraand the inter-molecular hydrogen bonds in their solutions. They suggest 0 0 Roles of the 1-lydrogen Bond System in Biologically Important Molecules 71 the trans configuration of substituted amide group and, when polarized infrared light is used, they give the information about the orientation of the bond moment. If amide residue forms hydrogen bond, vibrational frequencies of N-H group are shifted to the lower one, i.e., the characteristic frequency of 3450.......,3500 cm- 1 moves to 3200.......,3350 cm- 1. The characteristic frequencies of amide I and II are shifted from 1630 cm- 1 to 1659 cm- 1 and from 1520 cm- 1 to 1540 em-\ respectively, when the polypeptide chain changes its structure from the extended configuration to the a-helix configuration. 7) Therefore, the intra· and inter-molecular interactions of polypeptide chains are considered as the weak perturbations. The spectra show no indication of the 0-H vibration in hydrogen bond, so it is suggested that the amide group does not have a high percentage of enol form. In the case of DNA, Tsuboi8) has measured the characteristic absorp· tion of 1710 cm- 1 of nucleotide in calf thymus DNA. Since the strectching vibration of C=O in the base pairing between cytosin and guanine and that of C = N in the base pairing between adenine and thymine were 1720 cm- 1 and 1700 em-\ respectively, he suggested that the existence of 1710 cm- 1 absorption gave the evidence of the presence of base pairing in the DNA molecules. Both microsomal RNA and S-RNA (soluble-RNA) have 1705 cm- 1 absorption which show the base pairs in native NaRNA. 8> This seems, however, to be due to the particular structure something like a loop structure.* c) Other experiments Besides the X-ray and infrared measurements, there are several chemical evidences for the presence of hydrogen bonds in the biological macromolecules. Those are the experiments, for example, of PH-titration curve,36 > chemical action of urea which breaks the hydrogen bond but not the covalent bonds, effect of the ionic strength or PH on the absorption of ultraviolet light, especially of 2600 A, its hypochromic 37 ) effects by PH and temperature 35 ) in solution and so on. Detailed informations of these experiments will be given elsewhere in this publication. §3. Electronic consideration It may be evident that experiments on the electron spin resonance can give the informations on the structure of native proteins in addition to the informations from the observation of X-ray diffraction and infrared absorption. Hausser9) pointed out that the native protein can be looked * This is confirmed by the hypochromic effect observed in ultraviolet absorption of RNA in solution where hydrogen bonded (or, base paires) helix structure is considered to be partially in the single-stranded configuration of RNA molecule.6l 72 R. ltoh upon as semiconductor which has conductivity along the chain of hydrogen bonds perpendicular to the main polypeptide chains. Electron mobility results in the narrowing of the absorption lines and in disappearing of the hyperfine structures which is due to the very efficient mechanism of recombination of the electrons with the corresponding holes. Since in the denatured proteins the network of the hydrogen bonds which form the conduction bands may be disordered as will be discussed later, the electrons may lose their mobility, and the experimental results are similar as those obtained from amino acids excepting the hyperfine structures. Blumenfeld, Kalmanson,10 J and Gordy 11 J observed the doublet resonance in certain irradiated proteins. It was also suggested that the intensities of resonance absorption was much stronger in denatured proteins than in natural ones. On the other hand, Evans and Gergely 12 J proposed that there occured in protein molecules the overlap interaction of molecular orbitals between the n-eletrons across the hydrogen bonds, which were effective to produce the overlap conduction band due to such n-elecrons. They gave the following energy gap between valence and conduction bands, that is, using the three different models it was estimated as 3.2 ev, 3.5 ev, and 4.8 ev respectively. According to Kasha' s discussion13J and the results of Eley et al./ 4 J it is evident that pure protein molecules should be electric insulators and may have photoconductivity but not semiconductivity. As for the mechanism of such behavior, Kasha has had an idea of extrinsic electronic conductivity caused by the new levels which arises in the term schema from the presence of lattice imperfections or impurity centers similar to those in organic semiconductor. If the existence of such trapping centers is true,* it is reasonable to consider that they play an important role in electronic conduction. The resonance overlap or the resonance integral of n-electrons across the hydrogen bonds should be smaller than those across the ordinary covalent bond of conjugated system. Then, the electron transfer in the bond systems of macromolecules may be considered to be done via non-adiabatic processes rather than via adiabatic processes, and to be due to the process of the so-called hopping type or something like a polaron motion15J analogous to some organic semiconductors. §4. Phase transition in macromolecules with ordered structure Several experiments show the presence of phase transition in which the ordered structure of the system of macromolecules is changed, which * In the bond ruptured state of hydrogen bonds, the unit peptide bond may behave as something like a radical or a biradical because it has one or two odd electrons. Then such a bond may play a role of the electron trapping center, and may give new energy levels in the polypeptide chain system. 11.oles of the Ifyrlrogen Botul System hi Biologically jmportant Molecules 13 seems to be caused by the breakage of hydrogen bonds or their confor· mation changes. Light scattering experiments suggest that the dissociation of double-stranded helix DNA is caused by the breakage of about two It is base pairings/6 > that is, the rupture of about ten hydrogen bonds. obtained noteworthy that the transition point, 85°C, of DNA conformation by the measurement of the extinction coefficient of ultraviolet (2600 A) 8 absorption* consists with that by the infrared observation by Tsuboi, > that is, by the disappearance of band, 1680 em-\ of NaDNA in D20 which indicates the breakage of base pairs. There are some other evidences for the phase transition such as the viscosity change depending on PH of solution, the change in the critical wave length of rotatory dispersion, the existence of melting point of synthetic polynucleotide helix, the change of stranding number, two or three, in the sedimentation equilibrium in the density gradient, and so on.** On the other hand, RNA molecule dose not show the phase transition in the ultraviolet measurement though there will be partial base pairing in the random coil configuration in its solution. 0 §5. Denaturation and hydrogen bond Denaturation of natural protein or nucleic acid is considered to be the disorganization of their structure by the rupture of vital intramolecular This defintition is in accord with the earlier bonds which stabilize it. interpretation by Mirsky and Paulingm in which they emphasized the key In this connection, role of the hydrogen bonds in protein reaction. 18 Lumry and Eyring > distinguished among several different arrangements of hydrogen bonds, for example, those in the states of reversible and irreversible denaturation, and they proposed the term "conformation changes" for these changes. In some respect the denaturation may be regarded as Although the isolated the quasi phase transition in the molecular level. secondary bonds may be continually broken in random by the thermal motion such bond may be normally reformed in the same configuration and the structure of the molecule as a whole may be maintained by the constraints If many disturbances arise at the same imposed by neighbor bonds. instance, there may be a chance of the improper formation of bonds, and the molecular structure may be changed into an irreversible, disordered This model gives a satisfactory interpretation of thermodynamical state. as well as kinetic data for the thermal denaturation of proteins and nucleic acids. * In 0 the case of copolymer of polyadeninenucleotide, ultraviolet absorption of 2520 A shifts to 2570 A after its dissociation into single strand.16) ** In these measurements, the optical density may correspond to the base stacking absorption, while the optical rotatory dispersion to the secondary structure of the molecule. 74 it 1toh Using the said model Platzman and Franck111) explained the effect of temperature on radiation sensitivity. When the effect of ionization or excitaion is subcritical for denaturation, its effect may become critical at elevated temperatures because of the argumented probabililty that the ambient thermal disorder can supplement the radiation effect and bring it help to surpass the threshold for denaturation. The pronounced thermal sensitivity observed is explained by this property. For an another example, it is known that the thermal inactivation of DNA by heating can partly recover unless the rate of cooling is so rapid that the disorganized molecule can not afford to tie with each other by the reformation of ruptured hydrogen bonds.16) Denaturation may cause the change in some of the following properties, that is, solubility, biological activity, molecular size and shape, and susceptibility to enzymatic reactions. We guess that there will be several conformations of protein which correspond respectively to each of these properties and in each conformation there will be a different critical number of hydrogen bonds which should be broken to cause the denaturation. The following Tables I, II and III show the critical number of hydrogen bonds which should rupture for the denaturation of the proteins and nucleic acids obtained from the data of thermal inactivation rates. Table I. Thermal inactivation data and critical number of hydrogen bond breakages. Enzymes vv,r ~},~h r. 1 1 Mol wt AF 25,000 35,000 35,000 37,000 36,500 1 -0.91 0.16 1.3 0 fW -~ Chymotripsinogen Pepsinogen Tripsine ..aH (Kcal/mol) 57.3 99.6 143 31 67.6 AS (e. u.) PH 180 316 432 93 213 3.0 2.0 3.0 7 6.5 Temp &H/5 &S/16 40 45.·5 11 20 28 6 14 11 20 27 6 13 45.5 45 44 These are for the reactions in the reversible transformation where the tertially structure is rearranged by the secondary bond breakage and is measured by solubility. (See ref. 18.) Table II. Thermal inactivation data and critical number of hydrogen bond breakages . &F .::tH (Kcal/mol) Enzymes 24.0 25.7 25.1 26.2 24.7 Pancreatic lipase Tripsine Entrokinase Tri psinkinase Pancreatic proteinase I i 45.4 40.2 42.2 44.3 37.9 .dS (e.u.) &H/5 ..dS/7 68.2 44.7 52.8 57.6 9 8 8 9 8 10 6 8 8 I These are for the irreversible inactivation reaction,l8l PH=6"'7, t°C=40-60. - Roles of the }Jydrogen Bond System in Biologically important Molecules 75 Table III. Thermal inactivation data and critical· number of hydrogen bond breakages Enzymes Insuline Tri.psine Pepsin Peroxidase (milk) Ovalbumine Hemoglobin Yeast invertase l Mol wt 12,000 24,000 37,000 40,000 43,000 68,000 120,000 \ (Kcj~mol) 35.6 40.2 55.6 185 132 75.6 110 l 4S (e u) 11.9 22.4 56.5 233 158 76.5 131.5 4H/5 7 8 11 37 26 15 22 4S/6 2 4 9 39 26 13 22 These are data reported by Platzman and Frank19l using Stern's. In these tables, .JF is the free energy difference, .JH is the enthalpy of activation, both in Kcal/mole, and .JS is the entropy of activation in entropy unit. Stern20 > proposed a calculation of the number of hydrogen bonds which have been ruptured in the activated complex, i. e., the critical number of hydrogen bonds which should be broken in order to put its conformation into disord erby assuming the average energy requirement of 5 Kcal/mole, the hydrogen bond energy and the average entropy increment of 6 e.u. for the irreversible inactivation reaction. As is shown in these Tables, the calculated critical number of hydrogen bonds are almost the same in both from the energy value and from the entropy value, except in case of small proteins in Table III. In such calculation we assume the average value of entropy change of breakage of hydrogen bond to be 7 e. u. in Table II and 16 e. u. in Table I. A large value of entropy change in Table I will be considered to be due to a number of unnecessary breakages of hydrogen bonds which will be restored normally in the reversible process of transformation and also considered as indicat· ing the more entropy change in the change of solubility than in the inactivation of enzyme proteins. Cox and Peacocke 21 > presented a simplified mathematical attack on the denaturation which seemed to have promise. They used a statisitcal method for finding the number of hydrogen bonds which should have been simultaneously broken to denature the DNA molecule. Calculated number of hydrogen bonds, 10,......,50, is very small compared with the total number of hydrogen bonds, of the order of 20,000 in a molecule. On the other hand, Kauzman22 > listed some values of .JH and JS for denaturation ranging from 50 to 60 Kcal/mole and from 200 to 400 e. u., respectively, for several proteins. Platzman and Franck19> proposed a mechanism of radiation damage of macromolecules in which the dielectric absorption is considered to depend on the polarization of vibration in the hydrogen bond system after the ionization, in which the breakage of hydrogen bonds and the denaturation may come out. They also pointed out the possibility of denaturation by R.ltoh 76 the molecular isomerization after its excitation. The former is supported by the presence of low frequency absorption of infrared region of about 300 cm- 1 in the proteins and nucleic acids,23 ) while the latter is confirmed by the rotatory dispersion measurement by Murakami24 ) who reported the change of critical wavelength of 1850 A and 2600 A for native and denaturated DNA's, respectively. Since there is no non-bonding n-electron in the base paired conformation of DNA, the presence of the absorption, 2600 A, which is attributed to n-n transition of unpaired base groups, may show the occurrence of isomerization due to the breakage of hydrogen bonds or base unpairization. In addition it is suggestive that the irradiation of near ultraviolet, i. e., 3.4 ev to cell, results in causing cancer, which may be a kind of denaturation and has attributed to conformation of proteins due to the keto-enol tautomerization. 25 ) Watson and Crick, 3) and Overend and Peacocke 26 ) proposed that the hydrogen bonding plays a role in the genetic duplication of nucleic acid. If we interrupt the process of base pairing in the DNA synthesis in cell division by any one of the following methods, that is, deamination reaction, trivial loss of proton in the base by basic reaction, ionization by irradiation, reduction, excitation and so on, the resultant DNA molecules have a chance of changing the base sequence and hence the daughter cells have a chance to cause mutation, since any base to which hydrogen bond formation is impossible, wiH be put out from the base pairing. 16 ) In this point of view, the hydrogen bonds between bases are considered as an important factor in the presence of DNA activity. 0' 0 0 §6. Functional ability of macromolecules Dynamical and functional abilities of macromolecules are only inadequately explained by the simple physical mode] which corresponds to the static chemical structure. In order to explain their dynamical nature 27 Shimanouchi ) proposed the so-called computer model of protein as a working hypothesis. He regarded the protein molecule as a small computing machine. An element of such computer is considered to be a peptide bond, -CO-NH-, and there exist 153 units of such bonds in a molecule of myoglobin protein, and more than 300,000 units in a molecule of self-reproducible TMV protein. Connections among these units are considered to be made by the hydrogen bonds between peptides and by the hydrogen bonds and n-electron system between peptide and side chain. In the case of myoglobin, output heme group is connected with histidine side chain by the hydrogen bond system. In such case the surrounding conditions such as PH of the medium, partial pressure of oxygen, some secretions from muscle and the situation of the contact Roles of the Hydrogen Bond System in Biologically Important Molecules 77 with muscle fiber, etc. are considered as input actions, and the output is the information on the attachment or release of oxygen to or from heme. Our previous work28 ) on the effect of hydrogen bond upon infrared absorption spectra allows us to add some considerations to this proposed model of protein. The proton in the hydrogen bond has a set of quantized energy states of vibration due to the resonance interaction between double minimum of potential. The effects of hydrogen bond on the infrared absorption of N-methyl-acetamide, such as red shift, strengthening of the intensity, and increment of half width, were explained semiquantitatively with the resonance interaction between the normal state and the proton transferred state of vibration of molecule, just analogous to the case of the charge transfer spectra of molecular complex. The proton transfer is closely connected with the electron transfer through the participation in the conjugated systems and should be treated as an acidbase reaction problem from the broader point of view. In our previous 29 paper ) it has been pointed out that the acid-base characters of some protonated aromatics are changed by the excitaion of their n:-electrons, and this fact is well known by the comparison of the photochemical absorp· tion and emission data after and before excitation. In such cases it is suggested that the change in acidity (or basicity) corresponds to that in the n:-electron density of protonated atoms after and before the excitation .. The increase of n-electron density on the donor atom will induce the proton to attract more closely through the strengthened a-bond. In this connection, the site of proton may be determined by the n:-electron density of donor (or acceptor) atom in th~ hydrogen bond system. In the excited state of n-electron the proton may be given a chance to approach to the neighboring peptide in the ground state, and as such peptide is in the excited state, the proton will go back to the original position or will be pushed to the next neighbors. Since the energy transfer in protein is explained by the exciton transfer30 ) or sensitized resonance transfer 31 ) in some cases, it will be possible to consider the exciting process as a basis for these transfers. In CO-myoglobin complex it is well known that CO is released by the absorption of either ultraviolet in protein or visible light in hemin. 33 ) Considering the excitation as an input, the site of proton will be selected at each step of its transfer. However, since the chemical reaction, such as reduction-oxidation or acid-base reactions, may often act as an input action, one should take the electron transfer or proton transfer as a basic process in the initial action. It is not so unnatural to suppose here that the proton transfer and the rr-electron transfer between donor and acceptor have a complemental relation. The well-known effect of hydrogen bond on the near ultraviolet absorption spectra of some aromatics 32 l in solution will give a subtle base to this R. Itoh 78 consideration. Namely, the separation of the proton in the substituted group, 0.02 A, can cause some parent molecules to stabilize it energetically in the order of 0.1 ev. Though it may seem as a perturbation, the change in the position of proton site will make a drastic change of the energy of n-·electrons in the peptide bond. This closed connection will give the essential part of excitation and will result in the determination of the proton site in the chain. As a final case of input action, we consider the conduction of the electrons or the holes donated from the outside. Such electrons or holes will pass either due to the so-called hopping process discussed in the previous part of this paper or through something like the low-lying molecular exciton band in the sense of Kasha's model. 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