Light Trapping in Thin Film Silicon Solar Cells on Plastic Substrates Cover image: Microscope image of the grooves of ’Here comes the sun’ by the Beatles, on vinyl. Druk: Ipskamp Drukkers BV, Amsterdam Light Trapping in Thin Film Silicon Solar Cells on Plastic Substrates Lichtopsluiting in dunnelaagsilicium zonnecellen op plastic substraten (met een samenvatting in het Nederlands) Proefschrift ter verkrijging van de graad van doctor aan de Universiteit Utrecht op gezag van de rector magnificus, prof.dr. G.J. van der Zwaan, ingevolge het besluit van het college voor promoties in het openbaar te verdedigen op woensdag 16 januari 2013 des ochtends te 10.30 uur door Micha Minne de Jong geboren op 6 maart 1981 te Laren Promotor: Co-promotor: Prof.dr. R. E. I. Schropp Dr. J. K. Rath The work described in this thesis was financially supported by NL Agency (Agentschap NL) of the Ministry of Economic Affairs, Agriculture and Innovation of The Netherlands: program EOS-LT (Energie Onderzoek Subsidie Lange Termijn). Contents 1 Introduction 1.1 Renewable energy . . . . . . . . . . 1.2 Photovoltaic energy and solar cells 1.3 Silicon thin film solar cells . . . . . 1.4 Some basic solar cell physics . . . . 1.5 Low temperature flexible solar cells 1.6 Outline and objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 9 10 12 14 16 18 2 Experimental techniques 2.1 Silicon depositions: Plasma-enhanced chemical vapour deposition 2.1.1 The ASTER deposition system . . . . . . . . . . . . . . 2.1.2 The IRIS plasma characterisation system . . . . . . . . 2.2 Materials characterization . . . . . . . . . . . . . . . . . . . . . 2.2.1 Reflection-transmission measurements . . . . . . . . . . 2.2.2 Constant-photocurrent method . . . . . . . . . . . . . . 2.2.3 Raman spectroscopy . . . . . . . . . . . . . . . . . . . . 2.3 Solar cell characterization . . . . . . . . . . . . . . . . . . . . . 2.3.1 The solar simulator . . . . . . . . . . . . . . . . . . . . . 2.3.2 Spectral response . . . . . . . . . . . . . . . . . . . . . . 21 21 22 24 25 25 27 27 29 29 30 3 The 3.1 3.2 3.3 31 31 33 34 34 role of temperature in plasma dust formation Dusty plasmas: From α to γ’ . . . . . . . . . . . . . . . . . . . The influence of temperature on dust formation . . . . . . . . . Dust formation and OES . . . . . . . . . . . . . . . . . . . . . 3.3.1 Recording OES profiles . . . . . . . . . . . . . . . . . . 3.3.2 Dust formation as a function of power, hydrogen dilution, and temperature . . . . . . . . . . . . . . . . . . . 3.3.3 TEM images of dust . . . . . . . . . . . . . . . . . . . . 37 39 6 Contents 3.4 3.3.4 Mass 3.4.1 3.4.2 3.4.3 3.4.4 OES of pulsed Plasmas . . . . . . . . . . spectrometry . . . . . . . . . . . . . . . . . Clusters, the precursors of dust formation Ion energies . . . . . . . . . . . . . . . . Cluster formation and temperature . . . Conclusions . . . . . . . . . . . . . . . . 4 Low temperature silicon layers 4.1 The role of substrate temperature in PECVD 4.2 Controlling the substrate temperature . . . . 4.2.1 Substrate stretch holder . . . . . . . . 4.2.2 Gas pressure . . . . . . . . . . . . . . 4.2.3 Plasma heating . . . . . . . . . . . . 4.3 Low temperature intrinsic layers . . . . . . . 4.3.1 a-Si:H intrinsic layers . . . . . . . . . 4.3.2 nc-Si:H intrinsic layers . . . . . . . . . 4.4 Low temperature doped layers . . . . . . . . . 4.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Light trapping in amorphous silicon cells on substrates 5.1 Light trapping techniques . . . . . . . . . . . . 5.1.1 Scattering . . . . . . . . . . . . . . . . . 5.1.2 Nanopyramid periodic structures . . . . 5.1.3 Geometric light trapping: micropyramid tures . . . . . . . . . . . . . . . . . . . . 5.2 Low temperature solar cells on PC substrates . 5.2.1 Cells on PC: Experimental issues . . . . 5.2.2 Solar cell results . . . . . . . . . . . . . 5.3 Post-deposition treatments . . . . . . . . . . . 5.3.1 Shunt busting . . . . . . . . . . . . . . . 5.3.2 Post deposition annealing . . . . . . . . 5.3.3 Stability under light soaking . . . . . . 5.4 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 42 42 43 43 47 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 49 50 51 52 54 56 56 58 61 62 polycarbonate . . . . . . . . . . . . . . . . . . . . . . . . . . . periodic struc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Micromorph tandem cells on plastic substrates 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . 6.2 nc-Si:H cells on glass substrates . . . . . . . . . . 6.3 Tandem cells on glass substrates . . . . . . . . . 6.3.1 Stability under light soaking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 65 66 67 68 73 74 77 83 83 84 84 85 87 87 88 91 93 6.4 6.5 Contents 7 Tandem cells on plastic substrates . . . . . . . . . . . . . . . . Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 99 Bibliography 101 Summary 115 Samenvatting 119 List of publications 123 Nawoord 125 Curriculum Vitae 127 Chapter 1 Introduction 1.1 Renewable energy The worlds thirst for energy expands rapidly. The International Energy Agency (IEA) projects that the total energy consumption will grow 30% up to 2035 compared to 2010, leading to a 20% rise in carbon dioxide (CO2 ) emission [1]. 90% of this increase in demand originates from emerging economies like China and India, Brazil and the Middle East. These countries have a fast growing middle class population that consumes more and more energy and have a rapid economic growth. The energy consumption and the growth of these countries are dominated by fossil fuels. Of the energy consumed in 2010 world wide, 81% is generated from fossil fuel sources and this is estimated to be still 75% in 2035. If this scenario becomes reality, the IAE estimates a global temperature rise in excess of 3.5°C. Therefore, new non-fossil based energy sources need to be explored. A very important candidate for alternative energy is solar energy. The amount of radiative power the earth receives from the sun is multiple thousand times the amount of energy consumed world wide. Therefore, if we are able to harvest this energy in an economically viable manner, solar energy could fulfil a large fraction of the worldwide energy demand. Solar energy generation can generally be divided in two different technologies: Solar-thermal applications, in which solar radiation is used to heat up a medium, which in turn is used to power a turbine. In photovoltaics (PV), the radiation is directly converted into electrical energy. If solar energy conversion is to become a large contributor to the energy 10 Chapter 1. Introduction production, drastic cost reduction for solar cell modules is required. Solar energy harvesting will only become an important means of energy production if the price of solar energy can compete with conventional energy sources. As technology progresses, the production costs have decreased over the last few decades [2], while efficiencies have increased [3]. Also the upscaling of production has been beneficial for cost reduction of solar panels. The price of solar energy not only depends on the price of the equipment, but depends also on the amount of sunlight available, which varies greatly at different locations on the globe. If solar energy is to compete with energy from fossil sources, also the price of other sources of energy plays a major role, which is also a location dependent parameter. The point at which solar electricity can be harvested at a price equal to that or lower than the price of electricity produced by conventional energy plants, is called grid-parity. If this point is reached, solar energy becomes a viable alternative to conventional energy sources without subsidy support, although government policies may still play a dominant role [4]. In some locations, solar energy harvesting has already reached grid parity [2]. 1.2 Photovoltaic energy and solar cells In 1839, Alexandre-Edmond Becquerel discovered the photovoltaic effect [5]. He observed that light could induce a current when an interface of two liquids was illuminated. Nowadays, we are familiar with a range of semiconductors which we can use to convert photon energy into energetic charge carriers. If we are able to extract these charge carriers from the semiconductor material, we can generate a current that can be used to drive an external circuit. These principles are the starting point of the development of solar cells. When in 1954 Bell Laboratories reported on a p-n junction in silicon based solar cell with an efficiency of around 6%, great interest was born for this concept [6]. Initially, solar cells were far too expensive to be used for terrestrial electricity generation, but became a standard source for space applications. Ever since, reported efficiencies have continuously been increasing whereas the production costs have decimated with production volume. In the last 10 years, PV is one of the fastest growing industries with annual growth rates more than 40%. This increase is not only fueled by the progress in technology and lower module prices, but also by increasing prices for fossil fuel based energy, and to some extent by the awareness of the general public of the environment and climate change and the government policies such as a feed-in-tariff for solar energy [7]. 1.2. Photovoltaic energy and solar cells US$0.10/W US$0.20/W 11 US$0.50/W 100 Thermodynamic limit 80 60 US$1.00/W III 40 20 Single bandgap limit I II US$3.50/W 0 0 100 200 Cost 300 400 500 (US$/m2) Figure 1.1: Three generations of solar cells, showing their present and projected cost and efficiency. From [9]. The largest fraction of the PV industries is crystalline silicon (c-Si) based technology, with a market share of around 90%. Thin-film based technologies take up about 10% of the market share [7, 8]. In PV technology, three generations are distinguished. First generation solar cells are c-Si based single junction solar cells, which in terms of efficiency, will never cross the Shockley-Queisser (S-Q) limit of 30%. The S-Q limit depends on the size of the band gap (Eg ) of the used material [10] and is 34% for an optimum band gap of 1.4 eV. Crystalline silicon solar cells are based on silicon wafers, which are sawed from single-crystal or multicrystalline silicon ingots and have a typical thickness of a few hundred micrometers. Apart from the efficiency limit, a major drawback of this technology is the relatively high material usage. Second generation solar cell technology is based on thin film technologies. The single junction type of 2nd generation solar cells have again suffered from S-Q efficiency limits, however, a multijunction cell can in principle lift the efficiency above the S-Q limit. Instead of bulk material as the absorber material, these cells use thin films, which are deposited from the gas phase. This has a number of advantages. (1) Because the thin films have 12 Chapter 1. Introduction a thickness in the order of micrometers or even thinner, only a fraction of the amount of material is needed. This makes them lighter, less fragile and significantly cheaper to produce. (2) The gas phase deposition processes allow for large glass substrates [11, 12] to be used as substrate materials, copying the fabrication of displays. (3) Because other substrates than glass can be used, thin film solar cells can be made flexible, thereby making it possible to fabricate them in a to a roll-to-roll manufacturing process, which may drastically cut production costs. Third generation solar cells can potentially break the S-Q limit. Examples of third generation concepts are multi-junction cells [13], hotcarrier devices [14], spectral conversion techniques (up or down conversion) [15, 16] or quantum dot-based devices [17]. A schematic representation of the three generations of solar cells is given in figure 1.1. 1.3 Silicon thin film solar cells The atoms in hydrogenated amorphous silicon (a-Si:H) do not form an ordered matrix, unlike in c-Si, in which all atoms are fourfold coordinated. In a-Si:H there is a certain degree of variation in the bond length and bond angle distribution, which has implications for the band gap and leads to the presence of band tail states. Because not all atoms are bonded to four neighbouring atoms, there will be non-bonding orbitals, the so-called dangling bonds. In a-Si:H material, most of these bonds will be passivated by bonding to incorporated H atoms, although a number of dangling bonds will remain unpassivated, which will act as midgap states or electronic defects in the silicon matrix. In doped a-Si:H layers, due to a thermal equilibrium between dopants and defect creation, the defect density is even higher, leading to a higher recombination rate for charge carriers. A conventional p-n junction, as used in c-Si solar cells will therefore not perform adequately because most charge carriers are lost in the silicon layers through trapping and recombination before they can be extracted from the solar cell. Alternatively, by sandwiching an intrinsic a-Si:H layer between doped layers, a device can be created in which the intrinsic layer acts as the main light absorber. The p- and n-layers induce an electric field in which the charge carriers drift towards the contacts. Crystalline silicon is an indirect semiconductor with a band gap of 1.1 eV. For every photon to be absorbed, momentum needs to be transferred to the silicon lattice in the form of phonons to conserve momentum. Therefore the absorption coefficient of c-Si is rather low and c-Si based cells are relatively thick. Due to the structural disorder in a-Si:H, the material acts as a direct band gap semiconductor with an Eg of around 1.8 eV, which results in a higher 1.3. Silicon thin film solar cells 13 absorption coefficient. Therefore, a-Si:H solar cells can be made much thinner than their c-Si counterparts, with a typical i-layer thickness of smaller than 500 nm. In 1965, Sterling showed the possibility to deposit a-Si:H in a radio frequency (RF) discharge [18]. Chittick showed in 1969 that a-Si:H can have a broad range of photoconductivity, depending on the deposition temperature [19]. His group also showed the possibility of fabricating n-type a-Si:H by substitutional doping by phosphorus. Ever since Spear discovered the possibility of doping of a-Si:H both n-type and p-type by adding PH3 and B2 H6 to the gas mixture in 1975 [20] and their following paper on the first a-Si:H p-n junction in 1976 [21], numerous research groups and companies have been investigating possible applications of this material [22]. It was Carlson and Wronski [23] who made the first a-Si:H p-i-n solar cell, achieving a conversion efficiency of 2.4%. With the introduction of the first multi-chamber system by Kuwano et al. [24], which separates reaction chambers for the deposition of n-doped, p-doped and intrinsic layers to avoid dopant atom cross contamination, a new solar cell record was set at 6.9% conversion efficiency. At present, the highest reported stabilized conversion efficiency of a single junction a-Si:H solar cell is 10.1% [3]. A major challenge for a-Si:H cells is the degradation under light exposure, as first described by Staebler and Wronski in 1977 [25]. When the cells are exposed to light, the midgap defect density (Nd ) increases, which leads to degradation of the cell performance. Another form of silicon that can be deposited from the gas phase is nanocrystalline silicon (nc-Si:H), which is also called microcrystalline silicon (µcSi). Nanocrystalline silicon differs from amorphous silicon by its structure; it contains grains of crystalline silicon, embedded in the amorphous tissue. By changing the atomic hydrogen concentration relative to silyl (SiH3 ) species reaching the growth surface, the crystalline fraction can be controlled. Nanocrystalline silicon shows properties different from amorphous silicon. Due to the silicon crystallites, nc-Si:H has a lower band gap of ∼1.1 eV and therefore shows a higher absorption in the red part of the spectrum, and can have a higher electron mobility if there are not too many grain boundary defects. Furthermore, nc-Si:H solar cells are less sensitive to light induced degradation (LID). The material was first reported by Vepřek in 1968 [26] and unintentionally oxygenated nc-Si:H was first used to make a thin film solar cells in 1992 [27], while in 1994 the first complete nc-Si:H cell was created by Meier et al. from IMT [28]. It was also the researchers from IMT who introduced the "micromorph" concept: a double junction solar cell, which comprises an a-Si:H top cell and a nc-Si:H bottom cell to collect light from a broader spectrum [13]. At present, the highest reported and certified nc-Si:H single junction cell 14 Chapter 1. Introduction has an efficiency of 10.1% [29]. The highest reported stabilized (light soaked) and certified efficiency for an a-Si:H/nc-Si:H tandem configuration is 12.2% [30]. Because a multi-junction cell is basically a set of solar cells connected in series, the total current is limited by the cell that generates the lowest current density. Therefore, the current generated by the cells needs to be matched, which imposes requirements on the thicknesses of the individual cells. 1.4 Some basic solar cell physics Figure 1.2 shows a schematic representation of a superstrate type thin film solar cell in the p-i-n configuration. It generally consist of a substrate, a transparent front contact (transparent conductive oxide or TCO), a p-doped layer, an intrinsic (undoped) layer, an n-doped layer and a back reflector in succession. Metal deposited contacts are used for carrier extraction from the front and back side of the cell. The heart of the cell is made out of a semiconductor material, which can convert photon energy into excited charge carriers [5], if the energy of the photon is higher than the band gap of the semiconductor. In the case of a-Si:H, the material has an Eg of 1.8 eV at room temperature, with band-tail states, caused by weak Si–Si bonds, and mid-gap states, caused by silicon dangling bonds within the gap, caused by unbonded Si bonds in the material. When a photon is absorbed, this can lead to the formation of an electron-hole pair, which can move through the semiconductor material. The charge carriers need to be moved to the external contacts by drift in an electric field to be able to recombine in an external circuit, because a transport mechanism in the absorber layer based on diffusion alone would lead to a large recombination loss. To accomplish this, an internal electric field is generated by using doped layers. The absorber layer is made out of intrinsic silicon, because it has a midgap defect density nearly two orders of magnitude lower, compared to the doped layers. Figure 1.3 shows the band diagram of a solar cell under short-circuit conditions (left) and under forward bias voltage conditions (right). Also shown are the band gap, the quasi Fermi level (Ef ), and the electrons and holes. Applying a forward bias (Vb ) to the cell will reduce the electric field within the cell, causing a higher recombination rate. When there is no current, the cell is in open-circuit conditions. The applied voltage at this point is the open-circuit voltage (Voc ). 1.4. Some basic solar cell physics 15 Incoming light Substrate TCO p-layer i-layer Front contact n-layer Back reflector Back contact Electron potential Figure 1.2: Schematic presentation of the layers in a p-i-n superstrate type thin film solar cell. - Eg Ef Eg - + + p eVb i n p i n Figure 1.3: Band diagram of a solar cell under short-circuit conditions (left) and under forward bias conditions (right). 16 1.5 Chapter 1. Introduction Low temperature flexible solar cells For solar energy generation to become a feasible alternative to fossil fuelbased electricity generation or to other means of renewable energy generation, the price of solar cells is extremely important. Thin film silicon solar cells have the potential to be fabricated much cheaper than their crystalline silicon counterparts. Not only the amount of material used is greatly reduced, also the energy input to fabricate thin film solar cells is much smaller than for c-Si cells, resulting in a lower so-called energy payback time [31]. If a flexible material is chosen for the substrate, bendable cells can be made, which have a number of advantages over rigid substrates, such as glass, without loss in efficiency. First of all, plastics such as polyethylene terephthalate (PET), polyethylene naphthalate (PEN) and polycarbonate (PC) are much cheaper than glass. More importantly, flexible substrates enable a roll-to-roll process, in which cells can be produced in a continuous process, rather than a batch-type process, used for glass substrates. Especially when working with vacuum equipment, roll-to-roll processing can yield large cost reductions [32]. Furthermore, flexible cells can be shaped in many ways, making them integrable into buildings and architecture. Using a lightweight and unbreakable substrate, such as plastics, savings can be made in transport costs. It has to be noted that the highest initial efficiency of 16.3% for thin film silicon solar cells has been obtained on a flexible substrate (stainless steel foil), using a triple junction (a-Si:H/aSiGe:H/nc-Si:H) by Unisolar Ovonics [33]. The main challenge in depositing thin film solar cells directly on plastic flexible substrates are the limitations imposed on deposition temperature. If we want to use cheap plastics such as PET, PEN or PC, we are limited to deposition temperatures of 70-100°C, 150°C or 130°C, respectively [34]. In 1974, Spear already observed changes in material quality of a-Si:H when changing the substrate temperature in a plasma-enhanced chemical vapour deposition (PECVD) [35]. Figure 1.4 shows the defect density of a-Si:H and nc-Si:H layers as a function of substrate temperature. For both types of layers, a minimum in dangling bond density is observed at a substrate temperature of around 200-250°C [36], much higher than the temperatures permitted when using cheap plastics as a substrate. Depositing at lower substrate temperatures, while keeping other deposition parameters constant, will produce layers with a much higher defect density, resulting in lower solar cell efficiencies. Changing the flow ratio of silane and hydrogen in the reaction chamber can be used to compensate for these effects, but these measures will have direct consequences for the deposition rate or can change the phase of the grown material [37]. Some of the changes in the material quality can be ascribed to the decrease 1.5. Low temperature flexible solar cells 17 Figure 1.4: Defect density in nc-Si:H and a-Si:H films as a function of substrate temperature. From [36]. of energy transferred to the growing film by ions in the plasma [38]. Keeping the film thickness low will reduce the charge carrier recombination losses, in which case excellent light trapping schemes are needed for the solar cell. Table 1.1 shows an overview of reported thin film silicon solar cells on flexible substrates. It is divided into two sections: cells in the p-i-n configuration and cells in the n-i-p configuration. The table shows that low deposition temperatures generally lead to lower conversion efficiencies. Cells fabricated in a transfer process are deposited on a temporary substrate that is able to withstand high temperatures and then transferred to a plastic substrate, enabling high deposition temperatures. Most efforts at depositing low temperature cells have focussed on n-i-p substrate type cells. Because n-i-p cells do not require a transparent substrate, a wider range of substrate materials can be used. To fabricate low-cost thin film solar cells, not only the material costs of the TCO, absorber material and the substrate material are important, also throughput is important. For micromorph tandem cells, the bottom nc-Si:H cell has a typical thickness of 1 to 3 µm, which has an impact on deposition 18 Chapter 1. Introduction Superstrate (p–i–n) cells : Cell type D/T a-Si:H D a-Si:H T a-Si:H/nc-Si:H T Substrate (n–i–p) cells : Cell type D/T a-Si:H/a-SiGe:H/nc-Si:H D a-Si:H/a-SiGe:H D a-Si:H D a-Si:H D nc-Si:H D a-Si:H D Substrate PET Polyester Polyester T (°C) 110 200 200 η (%) 4.9 7.7 9.1 Source [39] [40] [41] Substrate SS Kapton PEN E/TD LCP PET T (°C) n/a n/a 150 140 180 100 η (%) 16.3 10.1 8.7 6.0 8.1 5.9 Source [33] [42] [43] [44] [14] [45] E/TD: ethylene–tetracyclododecene copolymer, SS: stainless steel, LCP: liquid crystal polymer Table 1.1: Present reported record initial efficiencies of silicon thin film solar cells deposited on flexible substrates for p-i-n and n-i-p types of cells. D or T denotes a direct deposition or a transfer-process. times and therefore on manufacturing costs. Moreover, the top a-Si:H cell has to be thin, because thick a-Si:H cells are more sensitive to light induced degradation than very thin a-Si:H layers. For these reasons, thin absorber layers should be used. However, to ensure good light absorption within the active layers, light trapping schemes must be deployed. These schemes have the purpose to enlarge the optical path of travelling photons in the cell, while keeping the electrical paths short, enabling a good light absorption without sacrificing too much on electrical performance. The traditional way in thin film (superstrate) p-i-n solar cells is to create a rough interface between the TCO and the p-layer of the cell, by texture etching the doped ZnO in an acidic solution or depositing natively textured SnO2 [46, 47, 45]. Other schemes such as rough silver, 1D or 2D [48] gratings or 3D nanopillar designs [49, 50] have shown to improve the generated current in n-i-p cells. 1.6 Outline and objectives The goal of this thesis is to investigate and find solutions for the difficulties that are encountered when depositing thin film silicon solar cells on plastic flexible substrates. On the level of deposition plasmas, we investigated the influence 1.6. Outline and objectives 19 of the deposition temperature on a number of plasma characteristics, with a focus on the formation of dust, which is a temperature dependent process. The influence of deposition temperature on the quality of silicon layers is studied. It was investigated how the deleterious effects of low deposition temperature on material quality can be compensated. Finally, solar cells were made at low temperatures, both on glass substrates and on plastic substrates. Different light trapping management techniques were tested for amorphous silicon solar cells, nanocrystalline solar cells, and micromorph tandem solar cells. Chapter two introduces the main experimental techniques that are used for silicon and metal oxide depositions, optical and electrical material characterization and solar cell characterization techniques which are used for the study for this thesis. Chapter three is concerned with the changes that are induced in the plasmas when changing the deposition temperature. Using a newly developed technique that utilizes the axial optical emission profile from the plasma we were able to identify whether a plasma is dust-free or produces dust particles. Furthermore, the influence of the substrate temperature is investigated on the first stage of dust formation: cluster formation. Using mass spectroscopy, the formation of polysilanes is studied as a function of substrate temperature. The subject of chapter four is the study of the optical and electrical properties of amorphous and nanocrystalline silicon deposited at substrate temperatures below the optimum temperature and to develop plasma conditions at which device-quality silicon layers can be deposited. Chapter five treats the deposition and characterization of amorphous silicon thin film solar cells deposited at low temperature (130°C) on glass and the deposition of these low temperature cells on plastic polycarbonate substrates. First, a number of practical concerns are treated: the adhesion of layers to the plastic substrates, the curving of plastic substrates due to thermal expansion and the degassing of plastic substrates. A number of light trapping schemes was studied: Scattering by a rough interface between the front contact (TCO) layer and the p-layer, geometric light trapping by pyramids that are larger then the effective wavelength of light in the material and finally light management by pyramidal structures comparable to the effective wavelength of light. It was investigated how these texturization schemes enhance the light absorption, but also their influence on the electrical quality of the cells: Voc and fill factor. Furthermore, a number of post-deposition treatments are investigated: thermal annealing, shunt busting and light induced degradation. The last chapter presents nanocrystalline solar cells and amorphous/ nanocrystalline silicon (micromorph) tandem solar cells deposited at low substrate temperature (130°C) both on glass and on polycarbonate substrates. First 20 Chapter 1. Introduction nanocrystalline solar cells are deposited on glass and characterized. a-Si:H/ nc-Si:H tandem cell are fabricated at low temperature on glass and on plastic substrates. A part of this work was done in collaboration with Wageningen University Glastuinbouw, who perform research on the use of micro- and nano textured glass and plastics for ultra-transparant greenhouse roofing to increase crop production, and with Aquamarijn Micro Filtration BV, who provided the micro-pyramid structured polycarbonate substrates. Chapter 2 Experimental techniques This chapter describes the experimental techniques that were used to deposit different layers and solar cells used in this thesis and the techniques to characterize them. 2.1 Silicon depositions: Plasma-enhanced chemical vapour deposition Plasma-Enhanced Chemical Vapour Deposition (PE-CVD) is a form of CVD that can be used for thin film depositions. As opposed to most other forms of CVD, PE-CVD can be operated at low temperatures. In the process, a source gas is dissociated in an oscillating electric field between two parallel plates. In our case, the substrate is mounted to the grounded electrode. Between the plates, a source gas is introduced. For silicon thin film depositions, usually SiH4 and H2 are used. In the electric field, electrons are accelerated and may collide with a gas molecule. If this collision is sufficiently energetic, the impact can cause ionization of the molecule, thereby creating an extra free electron, which can in turn collide with a molecule. This avalanche of reactions will result in a plasma containing (positive) ions and free electrons. Because the electrons are much lighter than the ions, the electrons are faster and will be collected at the electrodes, resulting in a positive plasma bulk. Traditionally an excitation frequency of 13.56 MHz is used, due to legal restrictions on the use of other radio frequency bands. Changing the excitation frequency changes the plasma properties, such as the ion energies and bias voltage in the plasma [51], which in turn can be beneficial or detrimental for 22 Chapter 2. Experimental techniques the layer quality of the grown silicon layers. 2.1.1 The ASTER deposition system The silicon layer depositions in this thesis are performed in the ASTER (Amorphous Semiconductor Thin-film Experimental Reactor) ultra-high vacuum multichamber deposition system [52], using Very High Frequency PE-CVD (VHF PE-CVD). The chamber features 5 deposition chambers, mounted to a central transport chamber: one for p-type silicon depositions, one for n-type depositions, two for intrinsic silicon depositions and one experimental reactor for nanocrystal formation and deposition. A parking chamber is used for storing under vacuum and gradual cooling of samples. Samples can be up to 10 × 10 cm2 and are mounted on a titanium substrate holder. The holder is inserted into the system through a loadlock chamber and can be transported between the separate chambers by a robot arm in the central chamber. The deposition chambers are equipped with viewports to monitor the plasma, either visually or using a spectrometer. In the intrinsic silicon chambers the inter-electrode distance can be changed from 5 to 27 mm. These reactors are equipped with showerhead-type powered electrodes for an even distribution of the feedstock gasses into the plasma. All intrinsic layers are deposited at a VHF excitation frequency of 60 Mhz, whereas the doped layers are grown at 50 MHz. The impedance of the plasma reactor can be matched to the 50 Ω of the power input system through a set of adjustable capacitors, which form a an L-type matching network. The amount of reflected power (measured with a Rhode & Schwarz NAP power meter) can be minimized to less than 1% of the input power. The area of the powered electrode is 170 cm2 in the chambers for intrsinsic material deposition 150 cm2 in the chambers for doped depositions. As source gasses for the depositions we use silane (SiH4 ) and molecular hydrogen (H2 ) for the growth of intrinsic silicon layers. By changing the ratio of the two source gasses, we can control the phase of the silicon to be either amorphous, nanocrystalline or mixed-phase. For doped layers, dopant gasses are added to the gas mixture. Trimethylboron (B(CH3 )3 or TMB) is added for p-type doping and phosphine (PH3 ) is used for n-type doping. Optical Emission Spectroscopy During the deposition the process can be monitored in situ by optical emission spectroscopy (OES). If a molecule A (or AB) is excited by electron impact either by direct excitation 2.1. Silicon depositions: Plasma-enhanced chemical vapour deposition 23 4 S iH * In te n s ity (a .u .) 3 2 H β H α S i* 1 0 2 0 0 3 0 0 4 0 0 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 9 0 0 Figure 2.1: An example OES spectrum recorded from one of the ASTER deposition chambers of a silane-hydrogen plasma. The different line emissions are identified. 24 Chapter 2. Experimental techniques A + e − → A∗ + e − (2.1) AB + e− → A∗ + B + e− (2.2) or by dissociative excitation the excited molecule A∗ can relax to its ground state A∗ → A + hν (2.3) emitting a photon. By recording the wavelength of the photons, we can identify the species in the plasma. Species of interest are Si∗ (at 289 nm), SiH∗ (at 414 nm), Balmer alpha (Hα , 656 nm) and Balmer beta (Hβ , 490 nm). The emission rates are associated with the dissociation rate of the different species. An example OES spectrum, recorded in ASTER from a silane/hydrogen plasma, is presented in figure 2.1, showing the emitted lines. Furthermore, information about the electron temperature can be extracted from the OES information. The light, emitted by the plasma, is monitored through a viewport and an optical fibre and analysed and recorded using an Avantes MC2000 spectrometer. The peaks found in the emission spectrum are fitted to Gaussians after subtracting a local background. To reduce deposition on the viewport window, which would influence the transmission of the window, it is shielded from the plasma using a valve when no measurements are taken. An assembly of two horizontal slits is used to obtain a vertical emission profile of the plasma. This technique is used for the detection of dust in the plasma, as described in chapter 3. A schematic representation of one of the ASTER deposition chambers and the OES setup is given in figure 2.2. 2.1.2 The IRIS plasma characterisation system The IRIS (Ions and Radicals in Silane plasmas) system is designed to examine ions and molecules formed in the plasma. Therefore it is equipped with a Hiden EQP300 mass spectrometer. The plasma chamber is a copy of one of the deposition chambers from ASTER, but at the position of the substrate (at the grounded electrode), an orifice is fitted that leads to a separate chamber, which is pumped to an ultra-high vacuum. Behind the orifice, the mass spectrometer is mounted. Ions and radicals that would normally reach the growing surface at the substrate will now travel through the orifice, into the mass spectrometer. 2.2. Materials characterization 25 Optical fibre Quartz window Heater/ substrate holder Optical slits VHF Plasma Movable platform Optical port Shutter Showerhead electrode Gas inlet Reactor wall VHF Figure 2.2: A schematic representation of one of the ASTER deposition chambers and the OES setup. A set of electrostatic lenses leads the ions into the mass spectrometer to obtain optimal yield. The mass spectrometer is not only mass-sensitive, but can also distinguish between species of different energies. The chamber behind the orifice is differentially pumped to make sure that the species do not collide behind the orifice, thereby changing their energy and trajectory. If neutral species are to be detected, they need to be ionized before they enter the mass spectrometer. This is achieved by ionizing them by an electron emission filament. The system is used for the detection of dust precursors, as described in chapter 3 and described in more detail by E. Hamers [53]. The system can also be fitted with an OES system, similar to the system attached to the ASTER system. 2.2 2.2.1 Materials characterization Reflection-transmission measurements The R-T mini setup The Reflection/Transmission setup (RT) from M. Theiss hard- and Software [54] measures the specular reflection and transmission simultaneously on the same spot on a sample. A halogen lamp, sample stage, connected with an optical fibre to a spectrometer enable recording of the spectra from 380 to 1050 nm. The data can be analysed using a software package called ’SCOUT’ 26 Chapter 2. Experimental techniques Differentially pumped chamber To Hiden mass spectrometer Reactor wall Heater Orifice VHF Plasma Gas inlet Reaction chamber VHF electrode VHF Figure 2.3: A schematic representation of the IRIS reactor chamber and the Hiden mass spectrometer attachment. by W. Theiss [54], which can use several models for the calculation of the wavelength-dependent absorption coefficient (α) and refractive index (n) for different materials. These properties are then used to simulate transmission and reflection spectra for layer stacks of different materials and different thicknesses. These can be fitted to the measured spectra. In the case of silicon, we use the O’Leary, Johnson and Kim model (OJL) [55]. This model describes mathematically the shape of the valence band and conduction band densities of states of semiconductors, which can be used to calculate the absorption coefficients. The Kramers-Kronig relation is used to calculate the refractive index (n) . By fitting these models to the acquired data we obtain the wavelength dependent α and n of the measured material. From this information we can distil the optical band gap of the material. The UV-VIS spectrometer Whereas the R-T mini setup only measures specular transmission and reflection on a sample, the Perkin Elmer Lambda 2S UV-VIS spectrometer setup is equipped with an integrating sphere, which can also measure diffuse reflection and transmission, which can, for instance, be important for light scattering properties of substrates. In this way we can discriminate between specular, diffuse and total reflection and transmission. Because the wavelength range of 2.2. Materials characterization 27 this apparatus is between 200 and 1100 nm, we can measure in the ultraviolet (UV) range, in constrast to the R-T mini setup. Whereas the R-T mini setup measures reflection and transmission on the same position on the sample simultaneously, this is not possible in the Perkin Elmer, because it needs to be setup differently for transmission and reflection measurements. 2.2.2 Constant-photocurrent method The sub-band gap absorption of silicon holds information on the slope of the band edges of the band diagram and on the density of mid-gap defect states. A method to measure the sub-band gap absorption is the use of the constantphotocurrent method (CPM). This technique is based on the photoconductivity of the sample when it is illuminated at a certain wavelength. The light is supplied by a 250 W halogen lamp and guided through a filter wheel, containing 25 different interference filters in the red and infrared part of the spectrum. For every filter, the lamp intensity is changed until the photocurrent matches a predefined value, while (a relative measure for) the number of photons (Nph ) reaching the sample is recorded. Now the optical absorption coefficient α is proportional to 1/Nph . The absolute absorption coefficients can be found by calibrating the CPM absorption coefficient to to the absorption coefficients found in RT measurements for λ< 1000 nm. For a-Si, from the absorption coefficient at hν = 1.2 eV (α1.2 ) the defect density Nd can be calculated from Nd = F α1.2 , where F is a calibration factor, found to be 1016 cm−2 [56]. The band-edge absorption shows exponential behaviour, called the Urbach tail, which can be expressed as α(λ) = α0 e−E(λ)/E0 (2.4) where α0 is a proportionality factor, E(λ) is the photon energy and E0 is the so-called Urbach energy, which is obtained by fitting a logarithmic slope to the absorption coefficient as a function of photon energy. 2.2.3 Raman spectroscopy The crystalline volume fraction of a sample can be quantified by Raman spectroscopy measurements. In this measurement, the sample is locally illuminated by a strong laser. Besides the light that will be absorbed, transmitted or specularly reflected, a portion of the light will be inelastically scattered. A small fraction of the light shows a frequency shift (the Stokes shift) caused by interactions with phonons in the material. This phenomenon is called 28 Chapter 2. Experimental techniques Intensity HcountsL 6000 5000 4000 3000 2000 1000 0 250 300 350 400 450 -1 Raman shift Hcm L 500 550 Figure 2.4: An example of a Raman spectrum (dots) and the different fitted Gaussians (solid lines) of a mixed phase thin film silicon layer deposited on a PC substrate. Raman scattering and gives information about the density of states of the different phonons. The different measured modes in the case of silicon are the transverse-optic mode (TO, 520 cm−1 ), associated with crystalline silicon and the transverse-acoustic (TA, 100-200 cm−1 ), longitudinal-acoustic (LA, 300-360 cm−1 ), longitudinal-optic (LO, 380-450 cm−1 ) and the transverse optic (470-490 cm−1 ) modes associated with amorphous silicon [57, 58]. In our setup, a Spectra Physics Ar+ -ion laser (514 nm) illuminates the sample at an angle of 30°. The light is polarized horizontally before hitting the sample. After hitting the sample, backscattered light is focussed through a set of lenses into a Spex triple monochromator and recorded by a nitrogen cooled Roper Scientific CCD camera, after being polarized vertically. The data is analysed by fitting a number of Gaussian peaks to the spectrum: 3 peaks fixed at 330, 440 and 480 cm−1 for the amorphous phase and two peaks between 505 and 520 cm−1 for the crystalline phase. The area of these peaks is then divided, resulting in the Raman crystalline fraction [59]: Rc = I510 + I520 I480 + I510 + I520 (2.5) where Ix denotes the integrated intensity of the fitted peak at x cm−1 . Although the Rc gives a quantitative measure for the crystalline fraction, it does not correspond exactly to a volume fraction. Nevertheless it is a useful quantity to compare the crystalline fraction of different samples. Figure 2.4 shows 2.3. Solar cell characterization 29 an example of a Raman spectrum, after background subtraction, measured on a mixed phase a-Si/nc-Si silicon thin film deposited on a PC substrate at low temperature. Also shown are the different Gaussians fit to the spectrum, associated with the different phonon modes. 2.3 2.3.1 Solar cell characterization The solar simulator To test the conversion efficiency (η) of solar cells, we can perform currentvoltage (IV) measurements under standard illumination conditions. Internationally it is agreed that these measurements are performed under 100 mW/cm2 , AM1.5 illumination [60] at 25°C. In our setup the light is produced by a combination of a xenon and a halogen lamp, through a set of mirrors and lenses. In the ideal case, the solar cell shows the behaviour of a diode, in parallel with a current source Jph and a resistance Rp and in series with a resistance Rs , which can be described by e(V − JRs ) V − JRs ) − 1) + (2.6) nd kT Rp where J0 is the reverse saturation current, e is the electron charge, nd is the diode quality factor, k is Boltzmann’s constant and T is the temperature in Kelvin. From the measurements under illumination we can obtain the short circuit current density (Jsc ), which is the current when V = 0, the open circuit voltage (Voc ), which is the voltage when J = 0 and the fill factor (FF), which is defined as J(V ) = −Jph+ J0 (exp( Jmpp Vmpp (2.7) Jsc Voc where Jmpp and Vmpp are the current and voltage at the point where the product of the current and voltage peaks, the maximum power point. Then the conversion efficiency is FF = η= Pmpp Jmpp Vmpp F F Jsc Voc = = Plight Plight Plight (2.8) in which Plight is the incident light power density, which in the case of AM1.5 light is 100 mW/cm2 . The slope of the curve at V = 0 is associated with Rp , whereas the slope at J = 0 is associated with Rs . When IV characteristics are performed under dark conditions (Jph = 0) we can extract the diode quality factor nd and the reverse saturation current J0 . 30 Chapter 2. Experimental techniques 2.3.2 Spectral response The Spectral Response (SR) of a solar cell tells us the fraction of photons that is converted to an electron that reaches an external circuit as a function of photon wavelength, also called the quantum efficiency or external collection efficiency. To measure the SR, modulated light of a xenon lamp is led through a monochromator and led onto the sample, for which the generated current is measured using a lock-in amplifier. The light incident on the sample is calibrated using a photodiode with a known spectral response. The SR can be measured from 350 up to 1100 nm and is equal to SR(λ) = Iph (λ) nφ (λ) e (2.9) where Iph is the measured photocurrent, nφ is wavelength dependent amount of photons directed at the sample per second and e is the electron charge. From the wavelength dependent SR, the Jsc under AM1.5 illumination can be calculated: ˆ Jsc = e SR(λ) φAM 1.5 (λ) dλ (2.10) in which φAM 1.5 (λ) is the wavelength dependent photon flux. Commonly, an externally applied bias voltage is used during measurements. A negative bias voltage is used to strengthen the internal electric field of the solar cell to reduce the carrier recombination in the i-layer and thus measure the maximum current generating capabilities of the cell. A positive bias voltage can be used to investigate the cell’s performance under maximum power pointconditions. Bias light that resembles AM1.5 light (both in spectrum and intensity) can be applied to obtain SR under standardized operation conditions. Because a tandem cell consists of two cells connected in series, the maximum measured current at a certain wavelength is limited by the cell that generates the least current at that wavelength. Therefore, the individual cells within a tandem solar cells can be measured by illuminating the cell with continuous (i.e. not chopped) bias light of different colours, thereby ’activating’ the cell that responds to that colour, such that we can measure its counterpart by making sure that is does not limit the current from the cell that is being tested with chopped monochromatic illumination. For this purpose, the bias light can be led through a number of different filters: a red filter for measuring the top cell and a blue filter for measuring the bottom cell in a tandem cell consisting of an a-Si top cell and a nc-Si bottom cell. Chapter 3 The role of temperature in plasma dust formation 3.1 Dusty plasmas: From α to γ’ A challenging problem in low temperature depositions of thin-film silicon layers is the formation of dust particles in the plasma. When these particles are incorporated in the silicon layers, they can introduce voids which will increase the disorder in the amorphous network and will thus introduce electronic defects. Because the particles can be large compared to the film thickness, the dust particles can also cause electrical shunts through the layers [61], although recent research shows that controlled dust formation in the plasma can be beneficial for device performance when the layers are deposited at high rate [62]. The process of dust formation can be divided into three phases: starting with a dust free plasma (the so-called α-regime), in the first phase, negatively charged clusters may form through polymerization reactions in the plasma. Figure 3.1 shows a schematic representation of the potential profile in the bulk of the plasma. The bulk has a positive time-averaged potential, which causes negatively charged clusters to be trapped inside the plasma bulk. If the clusters collide with positively charged ions, they will become neutrals and will leave the plasma by diffusion, unless they collide with electrons before they leave the plasma, thereby collect negative charge and remain trapped. Because the electron-capture cross section depends strongly on the size of the clusters [63], only clusters that are large enough (> 2 nm) will be trapped inside the 32 Chapter 3. The role of temperature in plasma dust formation Figure 3.1: Schematic presentation of a potential profile in a VHF plasma reactor through a VHF cycle. The dashed and dotted lines show the plasma potential at φ = 0.5π and φ =1.5π, respectively. The solid line shows the time averaged potential. In this graph, the grounded electrode is situated on the left whereas the powered electrode is on the right. 3.2. The influence of temperature on dust formation 33 plasma bulk. In the second phase, when these clusters reach a critical size and concentration, the clusters will coagulate and dust will start to form [64, 65]. After coagulation has taken place, the particles have a typical size of a few tens of nanometres and will quickly acquire negative charge and therefore repel each other, preventing further aggregation. The last phase represents the growing of the individual dust particles by the attachment of neutral particles or positive ions. The dust particles are now either lost at the sides of the reactor, due to a net gas flow towards the pumps or by diffusion, or are trapped in the reactor until the plasma is switched off. When dust has formed that remains trapped until the plasma is switched off, the plasma is in the so-called γ 0 -regime. 3.2 The influence of temperature on dust formation The substrate temperature has a direct influence on the gas temperature inside the reactor. It has been shown that in our system, in the temperature range used, the average (including the inactive parts of the reactor) gas temperature rises around 25° when the substrate temperature is increased 100° [66]. It has been reported that choosing a higher substrate temperature can suppress dust formation. Although the lower gas density at higher gas temperature may play a role, the main mechanism is believed to be the dependence of the polymerization rate of negative clusters on the gas temperature [63, 67]. When the gas temperature decreases due to a decrease in the substrate temperature, the critical cluster size and concentration for coagulation can be reached much quicker. Therefore, especially at low substrate temperatures, it is important to monitor the dust formation in the plasma during the deposition process and to identify parameter windows for the deposition of dust free silicon. Laser light scattering experiments, which measure the reflected light from dust in the plasma, have shown to be a powerful tool to study the last phases of the dust formation process [68, 69]. Recent investigations show nanoparticle characterization using white light [70]. However, one of the drawbacks of these optical techniques is that the deposited silicon films on the viewports absorb a part of the light, resulting in a time-dependent signal [68]. A method that uses no optical detection is the spectral analysis of the radio-frequency current to monitor dust formation. By measuring the amplitude of the fundamental and the higher harmonics of the current through the plasma the production of nanometre sized particles can be detected [71, 72]. In this chapter we present a non invasive in-situ diagnostic tool for mon- 34 Chapter 3. The role of temperature in plasma dust formation itoring dust formation, based on optical emission spectroscopy (OES). By recording the optical emission lines for several species in the plasma as a function of the vertical position between the electrodes we construct the emission profile of the optical emission of the plasma. Using these profiles we are able to identify the plasma regime. The advantage of this technique is that the state of the plasma (dust free or dusty) is marked by the asymmetry of the OES intensity profile and not by the absolute intensity value. Therefore this technique is insensitive to the loss of transmittance of the viewport due to silicon film deposition, which can be a disadvantage when using other optical techniques. Because optical emission can also be used to predict the material phase [73], this study shows that a single technique can be used as an insitu plasma diagnosis tool for monitoring of the amorphous to nanocrystalline transition as well as the transition of the dust-free to the dusty regime without a supplement technique. Therefore, it is a plasma monitoring tool to control the complete silicon processing of “micromorph cell” manufacturing. 3.3 3.3.1 Dust formation and OES Recording OES profiles The presence of dust has an influence on the optical emission from a plasma. After the coagulation phase, when particles in the plasma can have sizes of tens of nanometres, their cross-section for capturing electrons is greatly increased. This has a direct effect on the plasma properties. The electron density drops an order of magnitude [63], while the electron temperature is greatly increased. These properties are reflected in the optical emission from the plasma, as more electrons have sufficient energy to excite the different plasma species. Because the electron density in a plasma discharge can be significantly non-uniform [74], space-resolved OES measurements can provide information on the local electron temperature of the plasma. If we compare the optical emission from a dust-producing plasma to a dust-free plasma, the local changes in emission will tell us where the dust is located. Whereas for atomic species or small clusters gravity can be neglected when compared to other forces like electrostatic forces or thermophoresis, larger dust particles will be influenced by gravity and therefore be pulled towards the sheath at the bottom powered electrode. To record axial emission profiles from the plasma, we used an Avantes MC2000 spectrometer connected to an optical fibre positioned behind an assembly of two horizontal slits of 1 mm wide placed at a distance of 80 mm 3.3. Dust formation and OES O p tic a l E m is s io n (a .u .) 1 2 35 S iH * H β3 x 1 0 H 8 α 2 x 6 4 2 G ro u n d e d e le c tr o d e 0 0 P o w e re d e le c tr o d e 5 1 0 1 5 2 0 2 5 V e r tic a l p o s itio n (m m ) 3 0 Figure 3.2: Cross-sectional optical emission profile of a plasma in the α-regime. Shown are the SiH∗ , Hα and Hβ lines. The position is measured from the upper grounded electrode downwards. from each other and 20 cm from the plasma centre. A quartz window is used to ensure transmission in the ultra-violet. This system is mounted on a stage that can be moved in the vertical direction. The position is measured from the upper grounded electrode downwards. The spectral range of the spectrometer is 200 nm to 900 nm. A schematic representation of the setup is given in figure 2.2. Using this system we recorded horizontal slices of the optical emission from the plasma, with a spatial resolution of 1 mm. From the recorded spectra we derived the relative intensity of the lines associated with different plasma species, by subtracting a local background and fitting Gaussians to the peaks found in the spectra. In this way we obtained the relative signal intensity of Balmer-alpha (Hα ), Balmer-beta (Hβ ), excited SiH (SiH*) and excited Si (Si*) as a function of vertical position. Because it can take several minutes before the α to γ 0 transition takes place, we waited for the emission to become stable before recording the spectra. Figure 3.2 shows a typical optical emission profile for various emission lines of a plasma in the α-regime in the ASTER deposition system. The plasma parameters were P = 13 W (powered electrode area 170 cm2 ), R = 45 and Ts = 200°C, where P is the applied power, R is the hydrogen flow dilution 36 Chapter 3. The role of temperature in plasma dust formation O p tic a l E m is s io n (a .u .) 1 8 S iH * H β3 x 1 6 1 4 H 1 2 1 0 8 6 4 2 0 α 2 x 0 G ro u n d e d e le c tr o d e P o w e re d e le c tr o d e 5 1 0 1 5 2 0 2 5 V e r tic a l p o s itio n (m m ) 3 0 Figure 3.3: Vertical optical emission profile of a plasma in the γ’-regime. Shown are the SiH∗ , Hα and Hβ lines. The position is measured from the upper grounded electrode downwards. ΦH2 /ΦSiH4 and Ts is the substrate temperature. The inter-electrode distance was 27 mm. This axial emission distribution is very typical for particle-free plasmas: Maxima in emission in the plasma sheath near both electrodes and a minimum in emission in the centre [74, 75]. The somewhat higher emission near the bottom powered electrode can be ascribed to the asymmetric design of our reactor where the powered (bottom) electrode has a smaller area than the grounded (upper electrode+chamber wall) electrode. Figure 3.3 shows the optical emission profile for a plasma using the same deposition parameters but at an applied power of 16 W. This plasma is in the (dusty) γ’-regime, which is confirmed (not shown) by a shift in the impedance towards a more resistive plasma [76]. The profile changes from two rather symmetric peaks at the plasma sheaths and low bulk emission to a large peak in emission at the sheath near the lower (powered) electrode and a smaller peak at the upper (grounded) electrode, along with higher bulk emission. Pulled by gravity, the dust particles accumulate near the bottom electrode, where gravity is counteracted by the force that the negatively charged particles experience from the potential drop near the electrode. The increase in optical emission in this lower region of the plasma in the γ’-regime can be ascribed to the presence of 3.3. Dust formation and OES 37 dust particles. Because the dust particles act as electron traps, the electron density decreases and therefore the energy per electron increases, which in turn enhances the emission. The emission intensity is proportional to the rate constant of emission by the relation ISi =KSiH4 Ne .NSiH4 , where Ne and NSiH4 are the electron concentration and silane concentration respectively and KSiH4 is the rate constant that depends on the electron temperature. The increase of electron temperature in the γ’ regime therefore increases the optical emission intensity, especially at the powered electrode. For large monodisperse injected particles in a non-reactive plasma, this effect is limited mainly to the region close to the bottom electrode [74]. Because in our reactor the dust is grown rather than injected, we expect a variety in size and mass and therefore a broader axial distribution of the dust. Some of the lighter dust particles will be located near or in the plasma bulk, thereby also enhancing the optical emission from the bulk of the plasma. Because we can assume a Maxwell-Boltzmann distribution for the electron energy for a low-pressure plasma [77] and because the electron temperature is well below the minimum electron energy to excite hydrogen for emission in the Balmer series, the Hα and Hβ emissions can be ascribed to excitation of hydrogen by electrons in the high energy tail of the electron energy distribution. Because of the differences in excitation energies (16.0 eV for Hα and 16.6 eV for Hβ [78]), the ratio of the intensities Hβ /Hα can be used as a qualitative measure for the electron temperature [79]. Figure 3.4 shows the spatially resolved Hβ /Hα emission ratio for a plasma in the α-regime and for a plasma in the γ’-regime at the two above mentioned deposition conditions. We observe an increase in electron temperature throughout the plasma reactor in the γ 0 -plasma, which is most pronounced in the bulk of the plasma. This again reveals the presence of trapped dust particles in the plasma. 3.3.2 Dust formation as a function of power, hydrogen dilution, and temperature Whether dust is produced in a plasma depends on the conditions under which the plasma is maintained. It has been shown before that increasing power density input, decreasing hydrogen dilution, increasing gas pressure or lowering the substrate temperature can change a dust free plasma into a dust producing plasma [80, 81, 82]. Using our optical method we have investigated the influence of applied VHF power, hydrogen dilution, and substrate temperature on the formation of dust in hydrogen diluted silane plasmas. We used substrate temperatures Ts of 100°C, 150°C, and 200°C, which were reached through res- 38 Chapter 3. The role of temperature in plasma dust formation 0 .7 0 γ’ - r e g i m e α- r e g i m e 0 .6 5 0 .5 5 H b /H a 0 .6 0 0 .5 0 0 .4 5 0 .4 0 0 5 1 0 1 5 2 0 2 5 V e r tic a l p o s itio n (m m ) 3 0 Figure 3.4: The intensity ratio Hβ /Hα as an indication of electron temperature as a function of position between the electrodes in the α-regime (circles) and in the γ’-regime (squares). The position is measured from the upper grounded electrode downwards. 3.3. Dust formation and OES 39 istive heating of the substrate holder. Although some heating of the substrate due to power dissipation from the plasma is expected, measurements have shown the additional heating to be less than 3°C for a 20 W plasma at typical deposition conditions. Because all powers used in these experiments are well below 20 W, the plasma heating does not have a significant contribution to the substrate temperature. For all plasmas we used a process pressure of 1.1 mbar, an excitation frequency of 60 MHz, a total P ranging from 5 to 20 W and hydrogen dilution R ranging from 20 to 60. The hydrogen flow was kept constant at 100 sccm and the hydrogen dilution was changed by adjusting the silane flow. The distance between the horizontal powered lower electrode and the upper grounded electrode was 27 mm. If we fix the plasma parameters; pressure, hydrogen dilution, and substrate temperature, we can control the plasma regime by changing the applied power. If we start a plasma in the α-regime and increase the applied power, eventually dust particles will start to form and the plasma will transit to the γ’-regime resulting in the described change in the axial optical emission profile. Using our optical technique of analysing the asymmetry of OES emission distribution, we mapped the transition from the α-regime to the γ’-regime as a function of hydrogen dilution, applied power, and substrate temperature. Figure 3.5 shows the results from these investigations. Apart from applied power and hydrogen dilution, we clearly see that the transition depends on substrate temperature, going into the dusty regime at higher hydrogen dilution or lower power at lower substrate temperatures. This implies that depositing at low substrate temperature limits the parameter space for dust-free deposition. Also shown is the transition from amorphous to nanocrystalline growth, which mainly depends on hydrogen dilution. Together, the two transitions define a parameter window in which we can grow dust-free amorphous silicon, which is very limited at low substrate temperatures. The parameter window for dustfree amorphous silicon growth at a substrate temperature of 100° is indicated in grey in the figure. Similar windows can be identified for depositions at higher substrate temperatures. As the deposition rate is directly related to the power dissipated to the plasma, limitations on applied power will limit the maximum achievable deposition rate. 3.3.3 TEM images of dust In both regimes we deposited amorphous silicon layers to investigate the presence of dust in the deposited layers. The layers were deposited on a 1 µm thick ZnO:Al(0.5%) layer on a glass substrate. The ZnO layer was removed by chem- 40 Chapter 3. The role of temperature in plasma dust formation F o rw a rd P o w e r (W ) 2 0 a -S i 1 5 i n c -S 1 0 0 5 200°C 150°C 100°C 100°C Dust free a-Si 2 0 3 0 4 0 5 0 6 0 Hydrogen Dilution (H2/SiH4) 7 0 Figure 3.5: Map of the transition from the α-regime to the γ’-regime as a function of hydrogen dilution and applied power at substrate temperatures of 200°C (squares), 150°C (circles) and 100°C (triangles). The amorphous to nanocrystalline transition also depends on applied power and hydrogen dilution. The parameter window for dust free amorphous silicon growth at 100°C is shown in grey. Figure 3.6: TEM image of an a-Si layer deposited in the α-regime (a) and of an a-Si layer deposited in the γ’-regime (b,c), as identified by analysis of the optical emission profile. Image (c) shows a part of image (b) in more detail. 3.3. Dust formation and OES 41 ical etching in a 1.5% HCl solution for 1 hour, which leaves flakes of silicon floating in the solution. This solution was filtered and afterwards washed with ethanol. Finally, a transmission electron microscopy (TEM) grid was used to scoop flakes from the ethanol and used as a sample in the TEM microscope. Figure 3.6 shows TEM images of a layer deposited in the α-regime (a) and a layer deposited in the γ’-regime (b and c). In the layer deposited in the γ’regime we observe particles with sizes ranging from several tens of nanometres up to micrometers, whereas in the layers deposited in the α-regime we observe no particles in the layers. The transition from the α-regime to the γ’-regime was induced by a small increase in the applied power into the plasma, whereas all the other plasma parameters were kept constant. 3.3.4 OES of pulsed Plasmas A known method to suppress powder (dust) formation is the use of amplitude modulated plasmas [83, 84, 85]. In contrast to continuous wave (CW) plasmas, the VHF input signal is modulated by a square wave [86]. The behaviour of modulated plasmas is quite different from CW driven plasmas, which is manifested in a change in deposition rate and material properties and a change in optical emission from the plasma. In this study, we investigate how the optical emission from the plasma is influenced when a plasma that is in the γ 0 -regime is influenced when the power input is pulsed. For this purpose we chose the following plasma parameters: Gas flows of 35 sccm SiH4 and 175 sccm H2 , a time-average applied power 10 W, a VHF frequency of 60 MHz, an electrode distance d of 27 mm, a pressure p of 0.6 mbar and a substrate temperature of 130°C. The duty cycle was 50% in all cases. The pressure was adjusted in such a way that, in a continuous wave plasma, the plasma just crossed the boundary to the powder forming γ’-regime. For this plasma we pulsed the power supply at different frequencies: 50 Hz, 500 Hz, 1 kHz, 10 kHz and 100 kHz. We recorded the axial emissions of these plasmas using the method described in section 3.3.1. Figure 3.7 shows the axial profiles under these conditions for the SiH* line emission. In the CW case, it shows a typical emission profile from a γ’-plasma, showing an asymmetric profile and a large contribution from the bulk. We do not observe a dip in the emission from between the sheaths, which is due to the lower pressure compared to the previous measurements. When the plasma is pulsed at 50 Hz, 500 Hz, or 1 kHz, the emission drops drastically over the whole profile, whereas the shape changes into a typical profile from a plasma in the α-regime, with articulated emissions from the plasma sheaths and a low bulk emission. Towards higher modulation frequencies, the overall intensity increases and the bulk intensity 42 Chapter 3. The role of temperature in plasma dust formation C W P u P u P u P u P u S iH * In te n s ity (a .u .) 2 5 2 0 ls e ls e ls e ls e ls e d 5 0 H z d 5 0 0 H z d 1 k H z d 1 0 k H z d 1 0 0 k H z 1 5 1 0 0 5 0 5 1 0 1 5 2 0 2 5 V e r tic a l P o s itio n (m m ) 3 0 Figure 3.7: Vertical optical emission profile of the SiH* line of continuous wave and pulsed plasmas. The CW wave plasma was in the γ’-regime. Pulsing the plasma changes the optical emission. Deposition on the window was minimized by closing the shutter in between measurements. also increases. Other studies have shown that layers grown in pulsed plasmas show large amounts of small particles and that their size can be controlled by changing the duty cycle of the modulation [87, 88, 89]. A longer duty cycle will increase the size of the particles. If during the plasma off-period the electric field within the plasma collapses, the particles can escape the plasma zone if their typical diffusion time is shorter than the plasma off time. The diffusion time depends on a number of plasma properties such as pressure and temperature, and on the reactor geometry. Judging from figure 3.7, we estimate the typical diffusion time to be between 0.05 and 0.5 ms in our reactor under these specific plasma conditions. 3.4 3.4.1 Mass spectrometry Clusters, the precursors of dust formation It has been shown in earlier reports that in a silane plasma the energy distribution of ions that reach the substrate depends on the substrate temperature 3.4. Mass spectrometry 43 [38]. It is believed that the transfer of energy to the substrate by energetic ions plays an important role in obtaining good quality materials [90]. This hypothesis motivated us to study the substrate temperature dependence of the ion energy distribution function (IEDF) of a silane/hydrogen plasma as a function of substrate temperature. Using a Hiden EQP 300 energy-selective mass resolved spectrometer we measured the IEDF of several species reaching the growing surface, through a 30 µm sampling orifice fixed at the grounded electrode, where in a deposition chamber the growing surface would be located. For a fixed gas flow ratio ΦH2 /ΦH2 of 5, an applied VHF power of 10 W and an excitation frequency of 50 MHz we measured the IEDFs of the Sin H+ 2n+1 (n = 1. . . 5) and of H+ 2 ions as a function of substrate temperature at different reaction chamber pressures from 0.05 to 0.25 mbar. This parameter space corresponds to conditions we use for depositing silicon films for amorphous silicon solar cells. At these process settings, the plasma is in the dust free α -regime when the temperature is at the optimum deposition condition of around 200 °C, but at low temperature and high pressure settings it is close to the transition to the dusty γ’-regime. Because larger polysilane ions play an important role in the initial phase of dust formation, the detection of these ions can contribute to the understanding of the temperature dependence of the regime change from the α to the γ’-regime [64, 82]. 3.4.2 Ion energies A summary of our results for the ion energies of SiH+ 3 (mass = 31 amu) is presented in figure 3.8 as a function of substrate temperature at different pressures. In the pressure range studied, the ion energies for all measured species show an increasing trend with increasing substrate temperature. This trend is also observed for all the other measured ions in this study, including H+ 2 , which can be ascribed to a longer mean free path at a higher substrate temperature, by complying to the ideal gas law: When the pressure is kept constant, the gas density decreases when the gas temperature is increased. 3.4.3 Cluster formation and temperature Figures 3.9 shows the count rate for SiH+ 3 at the peak ion energy position as a function of substrate temperature at different chamber pressures. Figure + 3.10 shows the equivalent for Si4 H+ 9 ions. The SiH3 ions’ count rate shows an increasing trend with increasing temperature, whereas Si4 H+ 9 shows an initial increase in maximum count rate with increasing temperature region to reach a maximum at low substrate temperature and thereafter, a decrease in 44 Chapter 3. The role of temperature in plasma dust formation 2 5 P e a k Io n E n e r g y (e V ) S iH + 3 2 0 1 5 0 p (m b a r) 0 .1 0 0 .2 0 0 .0 5 0 .1 5 0 .2 5 5 0 1 0 0 1 5 0 2 0 0 2 5 0 Substrate Temperature (°C) Figure 3.8: The peak ion energy for SiH+ 3 ions in a hydrogen diluted silane plasma as a function of substrate temperature at various pressures. The ion energy rises with increasing substrate temperature and decreases with increasing pressure. 3.4. Mass spectrometry C o u n t r a te (C /s ) 1 0 0 0 0 0 S iH + 3 p (m b a r) 0 .1 0 0 .2 0 45 0 .0 5 0 .1 5 0 .2 5 8 0 0 0 0 6 0 0 0 0 4 0 0 0 0 2 0 0 0 0 0 0 5 0 1 0 0 1 5 0 2 0 0 2 5 0 Substrate Temperature (°C) Figure 3.9: The count rate of SiH+ 3 ions in a hydrogen diluted silane plasma at the peak ion energy as a function of substrate temperature at different pressures. count rate at increasing temperature. For Si5 H+ 11 ions (not shown) the count rates decrease monotonically with increasing temperature for all pressures. We speculate that the increase of the ion energies with substrate temperature corresponds to the larger mean free path at higher gas temperatures. Because of this, the positive ions have a higher probability of travelling through the plasma sheath near the grounded electrode without colliding; their energies will be higher and so will be their count rate. Decreasing the pressure will increase the mean free path of the clusters and will therefore have a similar effect. Due to the increase in mean free path, the ion energy and the count rate for low-mass ions increases, as observed for silyl ions. It is known that a higher gas temperature reduces the polymerization rate of silyl ions into larger polysilanes [64]. The increase in the number of positive ions through the plasma sheath is counteracted by the decrease in polymerization rate, as observed at higher temperatures. Figure 3.11 again shows count rates as a function of pressure and temperature, but now for Si3 H+ 7 ions. We observe two opposing trends: At low pressures (0.05 and 0.10 mbar) the increase in substrate temperature suppresses the formation of clusters, whereas at higher pressures (0.15, 0.20, and 0.25 mbar), due to the larger number of collisions 46 Chapter 3. The role of temperature in plasma dust formation 1 5 0 0 C o u n t r a te (C /s ) S i4 H 1 0 0 0 + 9 p (m b a r) 0 .1 0 0 .2 0 0 .0 5 0 .1 5 0 .2 5 5 0 0 0 0 5 0 1 0 0 1 5 0 2 0 0 2 5 0 Substrate Temperature (°C) Figure 3.10: The count rate of Si4 H+ 9 ions in a hydrogen diluted silane plasma at the peak energy as a function of substrate temperature at different pressures. at elevated pressures, the trend towards higher substrate temperature is still dominated by the increase in mean free path. It should be noted that we are only able to measure positive ions. Because positively charged particles are easily ejected from the plasma due to the plasma potential profile, the clusters under investigation formed through two possible routes can be detected: if the polymerization occurs fast, i.e. within the typical time needed for a positive particle to be ejected from the plasma, the cluster can spawn through + polymerization of positive particles by insertion of SiH2 into Sin Hm ions, although this reaction is believed to stop above n = 6 or 7 [67]. The other positive cluster generation scheme is through the positive charging of negatively charged clusters, which can happen through the collision with a positively charged ion (anion-cation neutralization [67]), making it a neutral particle, + followed by a discharge reaction (Sin H2n+2 + e− → Sin H2n+1 + H + 2e− ), ionizing the particle to a positively charged ion. Because the polymerization of negative polysilanes occurs faster than the polymerization of positive chains [91], the latter is the most probable route towards positively charged higher silanes. Our results, showing a decrease in count rate for higher mass ions with increasing temperature, confirms a negative influence of the gas temperature 3.4. Mass spectrometry S i3 H C o u n t r a te (C /s ) 4 0 0 0 + 7 p (m b a r) 0 .1 0 0 .2 0 47 0 .0 5 0 .1 5 0 .2 5 3 0 0 0 2 0 0 0 1 0 0 0 0 5 0 1 0 0 1 5 0 2 0 0 2 5 0 Substrate Temperature (°C) Figure 3.11: The count rate of Si3 H+ 7 ions in a hydrogen diluted silane plasma at the peak energy as a function of substrate temperature at different pressures. The temperature dependence of the cluster growth changes with pressure. on cluster formation. This confirms also the hypothesis that a higher substrate temperature will prevent the plasma from going into the dusty γ’-regime by suppressing the polymerization reactions of silyl into larger polysilanes. 3.4.4 Conclusions We have presented a non-invasive in-situ technique to determine whether a deposition plasma is in the dust free α-regime or in the dusty γ’-regime by recording a spatially resolved optical emission profile perpendicular to the electrodes. In the γ‘-regime we observe an increase in electron temperature in the bulk, which indirectly confirms the presence of dust particles. We mapped the transition from the α- to the γ’-regime as a function of hydrogen dilution, applied power and, substrate temperature. This method can generally be used to determine the processing window in which dust free silicon films can be deposited. Because optical emission can also be used to predict the material phase, this study shows that a single technique can be used as an in − situ plasma diagnosis tool for monitoring of the amorphous to nanocrystalline transition as well as the transition from the dust-free to the dusty 48 Chapter 3. The role of temperature in plasma dust formation regime without a supplement technique. Therefore it is a plasma monitoring tool to control the complete thin film silicon processing of ’micromorph’ cell manufacturing. Dust formation can be suppressed by using a pulsed power input. Changing the modulation frequency and thus changing the plasma-off time determines whether dust formation is suppressed. We found a dependence of the initial growth of positively charged clusters on substrate temperature, which explains the temperature dependence of the α to γ’ transition. Chapter 4 Low temperature silicon layers 4.1 The role of substrate temperature in PECVD The electronic quality of thin amorphous silicon (a-Si:H) and nanocrystalline silicon (nc-Si:H) films is directly influenced by their deposition temperature. For both materials a minimum in defect density (dangling bonds) is observed for layers grown at a substrate temperature of around 200°C to 250°C [36]. Dangling bonds are unoccupied silicon bonds and these can act as recombination sites for charge carriers, but can be passivated by the attachment of a hydrogen atom. Deposition at lower than standard substrate temperatures will induce a higher defect density as well as a higher porosity and thus lower refractive index [92, 93], and therefore, lead to lower solar cell efficiencies. An a-Si:H deposition at standard temperature (~200°C to 250°) goes through thermal equilibrium [94], which allows for minimisation of defects and optimum hydrogen content for dangling bond passivation. In this thermal equilibrium, there is a balance between strained intersilicon bonds (Si—H—Si) and Si—H bonds: Si—H + Si— —Si ⇐⇒ Si—+ Si—H—Si [95]. Below standard temperature, which is associated with the glass transition temperature of a-Si:H, the structure is ’frozen’, and the hydrogen cannot move around to passivate defect sites. In this non-equilibrium regime, reactions in the growth zone of the growing film are important. Passivation occurs when growth precursors (mainly SiH3 [36]) move across the growing surface. Therefore the defect density is related to the diffusion length of the precursors, which is related to the 50 Chapter 4. Low temperature silicon layers substrate temperature [96]. The surface mobility and therefore the material quality can be improved by adding hydrogen to the feedstock gasses, so-called hydrogen dilution. By doing this, even at a low substrate temperatures of 100°C or 75°C working devices can be fabricated [97, 98]. Although the quality of low temperature silicon layers can be improved by increasing the hydrogen dilution, doing so will generally decrease the deposition rate . It is generally accepted that energy transported to the growing surface by ion bombardment in the plasma enhanced chemical vapour deposition (PECVD) process can contribute to a higher surface mobility of these molecules. The kinetic energy flux carried by the energetic ions can be varied by changing the plasma properties, such as the applied power density, the gas pressure or the hydrogen dilution. It has also been shown that the ion energy flux towards the substrate decreases when the substrate temperature is decreased, which in turn can be increased by adding more hydrogen. It has been shown that, going from a deposition at 200°C to a deposition at 39°C, the energy flux towards the growing surface can be restored to the original level when the hydrogen dilution is increased [38]. Changing the substrate temperature also changes the optical properties of the silicon. Figure 4.1 depicts the absorption coefficient and the refractive index as a function of wavelength of typical a-Si:H layers deposited at substrate temperatures of 180°C and 130°C as measured by reflection-transmission measurements (R-T) and fitted to the OJL-model [55], showing a lower refractive index over the whole spectrum and a lower absorption coefficient for the layer deposited at low substrate temperature. These optical properties clearly indicate a higher bandgap for a-Si:H deposited at lower temperatures, which can be attributed to a higher hydrogen content in the layers [92]. This chapter will cover our search for device quality intrinsic a-Si:H and nc-Si:H layers, as well as p-type and n-type doped layers to be used for depositions directly onto polycarbonate (PC), which limits the substrate temperature to around 130-140°C, due to the glass transition temperature of PC [34]. 4.2 Controlling the substrate temperature When depositing on plastic substrates, it is very important to accurately monitor and control the substrate temperature. A temperature higher than the glass transition temperature (Tg ) of the substrate will result in deformation or even melting of the substrate. Furthermore, in the range from 100°C to 4.2. Controlling the substrate temperature ) a-Si (180°C) a-Si (130°C) ZnO:Al -1 A b s . C o e ff. (c m R e fr . In d e x 51 1 0 5 1 0 3 1 0 1 4 3 2 4 0 0 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 Figure 4.1: Refractive index and absorption coefficient of a-Si:H deposited at 130°C and at 180°C and of sputter deposited ZnO:Al. 160°C, the silicon material quality is very sensitive to small variations in temperature [36] and therefore it is important to establish a controlled and stable temperature. 4.2.1 Substrate stretch holder When a flexible substrate is fixed to a rigid substrate holder and the thermal expansion coefficient of the substrate material is higher than that of the substrate holder, the substrate will curve when it expands due to thermal expansion during deposition. This is the case for everyday plastics, which have thermal expansion coefficients much higher than of titanium, which is the material our substrate holders are made of. This curving will cause a gap between the substrate and the substrate holder, which will result in a suboptimal and an inhomogeneous heat transfer from the substrate holder to the substrate, resulting in a inhomogeneous and lower quality layer. Furthermore, because introducing a gap between the substrate and substrate holder locally changes the electrical properties of the plasma, a change in deposition rate occurs [99]. Therefore curving of the substrate should be avoided. To do this, we used a specially designed substrate holder that can stretch the substrate when it 52 Chapter 4. Low temperature silicon layers Figure 4.2: The substrate stretch holder, which is used to maintain a good contact between the substrate holder and the substrate and to avoid curving of the substrate. The maximum size of the substrate is 10 ×10 cm2 . expands and thereby keeping it flat. Figure 4.2 shows a photograph of this stretch holder, with in the inset a detailed image of one of the springs pulling on the substrate. This configuration resembles the situation for a roll-to-roll process, in which also the substrate is kept under tension during the deposition [100]. Due to the design, there is always a small gap between the substrate and the holder. The part of the stretch holder which holds the substrate is made of stainless steel, whereas the normal substrate holders are completely made of titanium. The problem of curving substrates is only relevant in the case of batch-type processing, whereas in roll-to-roll processing we do not expect this problem. 4.2.2 Gas pressure To calibrate the actual temperature of the substrate to the accurately controlled heater temperature, we mounted both a glass substrate and a PC substrate to a regular and to the stretch substrate holder. To both substrates we attached K-type (chromel-alumel) thermocouples in the centre and at 1 cm from the edge of the substrate. To simulate deposition conditions we introduced 0.16 mbar or 5 mbar argon gas into the reactor and ignited a plasma running at 5 or 20 Watts to mimic a-Si:H and nc-Si:H deposition conditions, 4.2. Controlling the substrate temperature G la G la G la P C P C 5 /7 Substrate Temperature (°C) 2 0 0 1 7 5 s s , s s , s s , , 0 .1 , 5 m r u le v a c 0 .1 5 m 6 m b a 53 u u m 6 m b a r A r b a r A r b a r A r r A r 1 5 0 1 2 5 1 0 0 7 5 5 0 1 0 0 1 2 5 1 5 0 1 7 5 2 0 0 Heater Temperature (°C) Figure 4.3: The substrate temperature measured on glass substrates in a regular substrate holder and on PC mounted on the stretch substrate holder, as a function of set heater temperature at two different argon gas pressures, corresponding to a-Si:H and nc-Si:H deposition pressure conditions. respectively. For these configurations we measured the relation of the substrate temperature to the heater temperature in the IRIS deposition chamber. As a rule of thumb, we normally estimate the substrate temperature to be 5/7 of the set heater temperature. The measurements were performed in a separate deposition setup called IRIS, which uses an excitation frequency of 50 MHz, whereas intrinsic layers in the ASTER system are deposited at 60 MHz and the powered electrode is not a showerhead electrode, in contrast to the ASTER setup. Otherwise the IRIS reactor chamber is a near-exact copy of one of the ASTER deposition chambers. Because there can only be a limited number of contact points between the heater and the substrate holder and between the substrate holder and the substrate, most of the heat transfer (in high vacuum conditions) is of a radiative nature and therefore the size of the gap between the heater and the substrate holder and between the substrate holder and the substrate is important for the heating of the substrate. Introducing gas into the reactor will induce 54 Chapter 4. Low temperature silicon layers convective heat transfer, causing a higher substrate temperature at a fixed heater temperature. At the end the substrate temperature will depend on the properties of the substrate material, i.e. thermal conductivity and emissivity. Figure 4.3 shows the temperature calibration results for a glass substrate in a regular substrate holder and a PC substrate in the stretch holder. Measurements were performed under vacuum condition and in a 0.16 mbar and a 5 mbar argon environment with no plasma running. The same pressures are used for a-Si:H or nc-Si:H depositions, respectively. Going from vacuum conditions to a low pressure condition such as 0.16 mbar of argon (although a mixture of silane and hydrogen is used in silicon film depositions), the substrate temperature increases by a few degrees. A small difference in substrate temperature is observed between the glass substrate in a regular substrate holder and a PC substrate in the stretch holder, which could be attributed to a small gap between the holder and substrate due to the holder design, or due to the fact that the stretch part of the holder is made from stainless steel, whereas the regular holder is entirely made of titanium. Titanium has a much higher thermal conductivity coefficient (21.9 Wm−1 K−1 [101]) than stainless steel (12-14 Wm−1 K−1 [102]). 4.2.3 Plasma heating Running a plasma inside the reactor will raise the substrate temperature. Coupling power into the plasma will induce heating of the substrate [103]. Energy from the plasma is transferred to the substrate through ion bombardment. Figure 4.4 shows temperature calibration measurements of a glass substrate and a PC substrate, both mounted in the stretch substrate holder, under two different plasma conditions. Before the measurements we waited for the temperature to stabilize at a given pressure. The top graph shows the heating of the substrate as a function of time under our most-used low temperature a-Si:H deposition conditions, whereas the bottom graph shows the same for low temperature deposition conditions for device quality nc-Si:H. The plasma settings are listed in table 4.1. For both plasma regimes, the substrate heats up during the deposition and the glass substrate temperature is always 2-3°C higher than the PC substrate temperature. In both regimes, during the first few minutes there is a rapid increase in substrate temperature, which gradually changes into a linear temperature increase of around 1°C in 3.5 minutes. The linear part of the heating is probably due to heating of the complete reactor chamber. During a typical 300 nm a-Si:H i-layer deposition ( 25 minutes) the heating due to the plasma is 7-8°C. During a 1000 nm nc-Si:H i-layer deposition ( 30 minutes) the plasma heating is estimated to be around 11°C. Substrate Temperature (°C) 4.2. Controlling the substrate temperature 1 3 0 1 2 5 5 .0 W a tt 0 .1 6 m b a r 1 2 0 1 1 5 1 4 5 1 4 0 G la s s P C 0 5 1 0 1 5 2 0 2 5 1 7 .5 W a tt 3 .0 m b a r 1 3 5 1 3 0 55 G la s s P C 0 2 4 6 8 P la s m a -o n tim e (m in u te s ) 1 0 Figure 4.4: The substrate temperature measured on a glass substrate and on a PC substrate, both mounted on the stretch substrate holder, as a function of plasma-on time. The plasma conditions are that of a standard low temperature a-Si:H growing plasma and a nc-Si:H growing plasma. Plasma a-Si:H nc-Si:H p P ΦSiH4 ΦH 2 d Th mbar W sccm sccm mm °C 0.16 3.0 5.0 17.5 35 5 175 100 27 10 180 170 p: pressure; P: applied plasma power; Φ: gas flow; d: interelectrode distance; Th : heater temperature Table 4.1: Plasma properties as used for temperature calibrations in IRIS. The calibration results are shown in figure 4.4. Chapter 4. Low temperature silicon layers 6 x 1 0 5 x 1 0 4 x 1 0 1 7 3 x 1 0 1 7 2 x 1 0 1 7 1 0 1 7 7 0 1 7 1 7 6 5 6 0 D e fe c t D e n s ity U rb a c h E n e rg y 5 5 U rb a c h E n e rg y (m e V ) D e fe c t D e n s ity (c m -3 ) 56 5 0 1 0 0 1 1 0 1 2 0 1 3 0 1 4 0 1 5 0 Substrate Temperature (°C) Figure 4.5: Midgap defect density and Urbach energy as a function of substrate temperature for a-Si:H layers, derived from CPM measurements. 4.3 4.3.1 Low temperature intrinsic layers a-Si:H intrinsic layers Temperature series A series of a-Si:H layers was deposited on glass substrates with substrate temperatures ranging from 100°C to 145°C to investigate the influence of the substrate temperature on the layer quality within our temperature range of interest. The deposition parameters were: ΦSiH4 : 35 sccm, ΦH2 : 175 sccm, p: 0.16 mbar, P: 5 W, d: 27 mm. Layer thicknesses were around 600 nm. The temperature was varied by changing the controlled heater temperature and applying the 5/7-rule. No large differences are found in band gap or light and dark conductivities. However, we do find a clear trend in midgap defect density and Urbach energy (Eu ), both derived from constant-photocurrent method measurements (CPM). The results from this study are shown in figure 4.5. Going from low to high temperature the defect density drops from over 5×1017 to 8×1016 cm−3 , whereas the Urbach tail energy decreases from 69 to 58 meV. 4.3. Low temperature intrinsic layers 8 x 1 0 1 7 6 x 1 0 1 7 7 5 0 .2 2 0 .2 0 R * -3 D e fe c t D e n s ity (c m 0 .1 8 7 0 0 .1 6 0 .1 4 4 x 1 0 1 7 0 .1 2 1 0 0 1 2 5 1 5 0 1 7 5 2 0 0 2 2 5 6 5 H y d r o g e n F lo w ( s c c m ) 2 x 1 0 6 0 1 7 D e fe c t D e n s ity U rb a c h E n e rg y 1 0 0 5 5 U rb a c h E n e rg y (m e V ) 1 8 ) 1 0 57 1 2 5 1 5 0 1 7 5 2 0 0 H y d r o g e n F lo w (s c c m ) Figure 4.6: Defect density and Urbach energy as a function of hydrogen dilution, derived from CPM measurements for a-Si:H layers deposited at a substrate temperature of 130°C. The inset shows the microstructure factor, as obtained from FTIR measurements. Hydrogen dilution series To achieve optimal layer quality for device performance, a hydrogen dilution series was performed, using a silane flow of 35 sccm, and a varying hydrogen gas flows between 105 and 200 sccm. The other deposition parameters were: p: 0.16 mbar, P: 5 W, d: 27 mm, Ts : 130°C. The results for the midgap defect density and Urbach energy, obtained from CPM measurements and the microstructure parameter R*, obtained from fourier transfer infrared (FTIR) data are presented in figure 4.6. It shows an increasing layer quality trend toward higher dilutions, expressed in a lower defect density, which changes almost an order of magnitude while increasing the hydrogen to silane ratio from 3 to around 6. Also the Urbach energy changes from more than 70 meV at the low dilution end to 56 meV for the layers grown at the highest dilution. Because also the deposition rate changes only a few percent, layers grown at high dilution would be most appropriate for device production. However, the highest dilution ratio layers suffer from high compressive stress, resulting in peeling of the layers from the substrate. It is known that a rise in compressive stress 58 Chapter 4. Low temperature silicon layers occurs just before the transition from a-Si:H to nc-Si:H, which is attributed to a higher hydrogen content in the layers, which partially is molecular hydrogen trapped in microvoids that contributes to macroscopic stress [104]. 4.3.2 nc-Si:H intrinsic layers In the nc-Si:H growth regime, we performed a hydrogen dilution series and a plasma-power series to find an optimal recipe for depositing intrinsic ncSi:H for solar cells, both in single-junction cells as well as for the bottom cells of a-Si:H/nc-Si:H tandem cells. Because our aim is to deposit these layers on polycarbonate substrates, the substrate temperature of these layers is kept at 130°. The key physical parameter for these layers is the crystalline fraction, which can be determined by Raman-spectroscopy. The procedure for this is described in section 2.2.3. Silicon films grown near the transition regime, consisting of a Raman crystalline ratio from 0.3 to 0.5 are referred to as mixed-phase or transition-type silicon and are the preferred materials for nc-Si:H cells and a-Si:H/nc-Si:H solar cells [105, 106]. Because these layers are grown under plasma conditions for which the nucleation rate of crystallites is low, small changes in the plasma or in the substrate material composition or morphology can change the crystalline fraction, making it difficult for these layers to reproduce. The use of a crystalline seed layer will solve this issue, because nucleation has already taken place. Furthermore, if these layers are grown in a p-i-n solar cell structure, they will be deposited on a nc-Si:H p-type layer, which acts as a seed layer. Using such a p-layer as a seed layer would render it useless for conductivity measurements of the layers. To mimic the layer growth as if it was part of a solar cell structure, these layers were grown on a thin (∼10 nm) nc-Si:H seed layer, which was deposited from a nc-Si:H p-layer recipe, but without adding the trimethylborane to the gas mixture, which is used to dope the material p-type. This is done so that we are still able to do conductivity measurements. If we were to use a doped nc-Si:H seed layer, the conductivity would be dominated by the conductivity of the p-layer. Dilution series Figure 4.7 shows the crystalline fraction and deposition rate of layers grown at different hydrogen dilutions (while keeping the H2 flow fixed) around the transition from a-Si:H to nc-Si:H growth. As expected, we observe a transition from a-Si:H to nc-Si:H when the silane concentration in the gas feedstock mixture is increased. To evaluate whether the crystalline fraction is homogeneous throughout the layer in the growth direction, the Raman spectra were meas- 4.3. Low temperature intrinsic layers C r y s ta llin e R a tio 0 .8 C r y s ta llin e fr a c tio n L a y e r S id e G la s s S id e D e p o s itio n R a te 0 .9 0 .8 0 .6 0 .7 0 .4 0 .6 0 .2 0 .5 0 .0 4 5 S ila n e F lo w 6 (s c c m ) D e p o s itio n R a te (n m /s ) 1 .0 59 7 Figure 4.7: Crystalline fraction and deposition rate of Si layers deposited at 130°C on a nc-Si:H seed layer as a function of silane content of the plasma feedstock mixture, measured by R-T and Raman-spectroscopy. ured both from the top of the layer and through the Corning glass substrate. This study reveals a comparable crystal fraction on both sides, indicating homogeneous growth in the growth direction. Although the measured crystal fraction from the substrate side is influenced by the presence of the nc-Si:H seed layer, the nc-Si:H seed layer only has a minor influence on the measured crystalline fraction, because the penetration depth for Raman measurements is around 100 nm for nc-Si:H, when using laser light with a wavelength of 514 nm [107], whereas the seed layer is only 20 nm. The deposition rate decreases with increasing hydrogen dilution. The hydrogen flow was 100 sccm, while the other plasma parameters were p: 3.0 mbar, P: 20 W, d: 10 mm, Ts : 130°C. The layer thickness was around 800 nm. The desired Raman crystalline ratio is found at a silane flow of around 5 sccm. This layer is used for further optimalisation of the intrinsic nc-Si:H layers for use in a-Si:H/nc-Si:H tandem structures. This is done by varying the applied power into the plasma. 60 Chapter 4. Low temperature silicon layers 1 .0 D e p o s itio n r a te C r y s ta llin e R a tio 0 .8 0 .6 0 0 .5 5 0 .6 0 .5 0 0 .4 C r y s ta llin e fr a c tio n L a y e r S id e G la s s S id e 0 .4 5 0 .4 0 0 .2 0 .3 5 0 .0 1 0 1 5 2 0 2 5 P o w e r (W ) D e p o s itio n R a te (n m /s ) 0 .6 5 3 0 Figure 4.8: Crystalline fraction and deposition rate, measured by R-T and Raman-spectroscopy, of Si layers deposited at 130°C on a nc-Si:H seed layer as a function of applied power into the plasma. Power series The nc-Si:H layers developed from the hydrogen dilution series was used as a basis for fine-tuning of the crystal fraction by changing the applied power into the plasma. The power input was varied between 10 and 30 W in 5 W increments. The gas flows were: silane: 5 sccm, hydrogen: 100 sccm. The other plasma parameters were p: 3.0 mbar, d: 10 mm, Ts : 130°C. The layer thickness was around 800 nm. The results for the Raman crystalline ratio, measured both on the layer top surface and through the glass substrate as well as the deposition rate are presented in figure 4.8. In this regime a transition from completely amorphous to a Raman-crystalline fraction of 80% takes place. Between 15 W and 20 W, the crystal fraction changes from ∼25% to ∼50%, which is in the desired mixed-phase regime. For powers up to 20 W, the deposition rate increases with increased power input but saturates at higher applied powers, indicating silane depletion conditions. The layers deposited in this power series were chosen as the i-layer material for nc-Si:H single junction and a-Si:H/nc-Si:H tandem solar cells, as described in chapter 6. 4.4. Low temperature doped layers Description Ts ΦSiH4 ΦH2 ΦCH4 ΦT M B ΦP H3 P p °C sccm sccm sccm sccm sccm W mbar a-Si:H p 130 35 124 - 53 - 5 0.16 a-SiC:H p 200 30 - 40 18 - 5 0.15 a-Si:H n 130 30 23 - - 7.5 5 0.5 a-Si:H n 200 30 23 - 7.5 5 0.5 nc-Si:H p 130 1 240 - 0.25 - 15 1.1 nc-Si:H n 130 1.2 180 - - 0.27 15 1.1 61 Table 4.2: Gas flows, applied power and pressure used for plasma deposition of doped layers at substrate temperatures of 130°C and 200°C. The measured properties of these layers are summarized in table 4.3. TMB and PH3 are diluted in H2 gas at a concentration of 2 at. %. Nanocrystalline layers on PC Because the nucleation of crystallites can be sensitive to the substrate material, investigations have been performed on the crystal growth on PC substrates. The results are presented in chapter 6. 4.4 Low temperature doped layers Doped layers were deposited at a substrate temperature of 130°C by adapting the substrate temperature for known optimised recipes at higher (standard) temperatures or from optimized layers developed previously for solar cells at 100°C for deposition in the ASTER deposition system [100], and characterized. For this purpose p-type a-Si:H, n-type a-Si:H, p-type nc-Si:H and n-type nc-Si:H were deposited and characterized. Table 4.2 shows the gas flows, applied power and reactor gas pressure of these depositions. All doped layers were deposited at a plasma frequency of 50 MHz, an interelectrode distance of 27 mm and a substrate temperature of 130°C. Table 4.3 shows the measured optical and electrical properties of the deposited layers, which were used for low temperature silicon thin film depositions as used for single junction a-Si:H and nc-Si:H cells and a-Si:H/nc-Si:H tandem solar cells. The a-Si:H doped layers at 130°C show electrical properties very similar to a-Si:H doped layers deposited at 200°C in our lab. Optically, the band gaps of a-SiC:H at high temperature are higher due to the incorporation of carbon in the network. For the nc-Si:H doped layers we have no information available on the standard temperature (200°C) counterparts to compare with. 62 Chapter 4. Low temperature silicon layers Description Ts rd Eg (Tauc) Eg (cubic) E04 Ea σd Rc °C nm/s eV eV eV eV (Ωcm)−1 % - a-Si:H p 130 0.244 2.04 1.69 2.03 0.41 2.3×10−6 a-SiC:H p 200 0.188 2.10 1.75 2.09 0.45 7.7×10−7 - a-Si:H n 130 0.052 1.82 1.46 1.85 0.23 3.0 ×10−3 - a-Si:H n 200 0.08 1.93 1.57 n/a 0.20 9.8×10−3 - nc-Si:H p 130 0.052 2.09 1.75 1.95 0.05 7.8×10−1 57 nc-Si:H n 130 0.036 2.35 2.13 2.45 0.06 8.8×10−2 71 Ts : substrate temperature; rd : deposition rate; Eg : band gap; Ea : activation energy; σd : dark conductivity; Rc : Raman crystalline ratio Table 4.3: Optical and electrical properties of doped silicon thin films deposited at a substrate temperatures of 130°C and 200°C. The deposition parameters of these layers are given in table 4.2. The insertion of a thin (5 to 10 nm) nc-Si:H p-layer between the ZnO:Al TCO and the a-Si:H p-layer improves the contact between the (n-type) ZnO:Al TCO and the p-type silicon layers [108], resulting in a higher Voc and FF. Because this layer is extremely thin, nucleation of crystallites needs to occur within the first few nanometres of layer growth. To achieve this, we aim to develop thin, but highly crystalline nc-Si:H p-type doped layers. For this purpose we performed a hydrogen dilution series, using hydrogen flows ranging from 150 to 270 sccm. The other plasma parameters were identical to the parameters listed in table 4.2 for the p-type nc-Si:H deposition. The Raman crystalline ratio and deposition ratio for these layers are presented in figure 4.9. We find an increasing Raman crystalline ratio with increasing hydrogen dilution. All layers in this series show a similar activation energy of around 0.05 eV. The dark conductivity at 300 K of the layers ranges from 3.1 ×10−1 (Ω cm)−1 at a hydrogen flow of 150 sccm to 7.8 ×10−1 (Ω cm)−1 at 240 sccm H2 . The layer deposited at a hydrogen flow of 270 sccm showed very inhomogeneous growth and therefore we could not measure the dark conductivity. Based on these properties we decided to use a hydrogen flow of 240 sccm H2 for the nc-Si:H p-layer for solar cell growth. 4.5 Conclusions To be able to deposit silicon thin films on plastic substrates without deforming them, the substrate temperature was calibrated for different substrates and two different substrate holders. The deposition chamber gas pressure has 0 .7 0 .7 0 .6 0 .6 0 .5 0 .5 0 .4 0 .4 0 .3 0 .3 5 0 5 0 5 0 5 0 5 0 1 4 0 1 6 0 1 8 0 2 0 0 2 2 0 2 4 0 2 6 0 H y d r o g e n F lo w (s c c m ) 0 .0 0 .0 0 .0 0 .0 0 .0 0 .0 0 .0 0 .0 0 .0 0 .0 2 8 0 63 7 5 7 0 6 5 6 0 5 5 5 0 4 5 4 0 3 5 3 0 D e p o s itio n R a te (n m /s ) C r y s ta llin e F r a c tio n 4.5. Conclusions Figure 4.9: Raman crystalline ratio, measured by Raman spectroscopy and deposition rate, measured by R-T spectroscopy, of p-type nc-Si:H layers deposited at 130°C on ZnO:Al coated glass substrates, as a function of hydrogen flow. 64 Chapter 4. Low temperature silicon layers a large influence on the substrate temperature. There is also a difference between the substrate temperature of glass substrates in a regular substrate holder compared to PC substrates in the substrate stretch holder. Running a plasma will heat up the substrate 7°C to 8°C in a typical 300 nm a-Si:H i-layer deposition. During a typical 1 µm nc-Si:H i-layer deposition, the additional heating of the substrate is estimated to be 11°C. We optimized both intrinsic layers and doped layers for use in solar cells deposited at a substrate temperature of 130°. In the amorphous regime, ilayers show a monotonous increase in layer quality with increasing hydrogen dilution, but at high hydrogen dilutions stress becomes a problem, and should therefore be avoided. In the nc-Si:H regime we can control the crystal fraction of layers both by the hydrogen dilution as well as the applied power into the plasma. In this way we can control the crystallinity of the layers to a desired value. For doped layers we adapted known recipes at higher and lower substrate temperatures to our desired substrate temperature and found layer characteristics suitable for solar cell depositions. Chapter 5 Light trapping in amorphous silicon cells on polycarbonate substrates 5.1 Light trapping techniques In order to develop highly efficient thin film silicon solar cells in general, and on plastics in particular, light management is a key feature to optimize the absorption of light over the complete solar spectrum to obtain a high current density. Because thick silicon absorber layers are detrimental for the electronic properties of the solar cells due to collapse of the electric field in the intrinsic layer bulk that leads to increased recombination, light management techniques are needed that boost the absorption such that an adequate light induced current can be generated while using thin absorber layers. For thin film silicon solar cells, several methods have been investigated to enhance the light absorption in the active layers of solar cells. The use of textured front TCOs to scatter the incoming light in superstrate type of cells and a rough ZnO-silver interface at the back reflector (BR) for substrate type of cells has been extensively studied [109, 110]. Other techniques use 2D or 3D gratings on back reflectors in substrate type of cells [48, 111] or gratings implemented in the substrate surface to induce diffraction of the light into the active areas of the cells in superstrate configured cells [112]. Also research is done on nanopillar [49] structured 3D back reflectors in thin film silicon cells in a 66 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates p-i-n configuration. Since cost is a very important factor in the success of a certain type of cell, the light management techniques do not only need to be successful in light absorption enhancement, but should also be suitable for large scale processing. Furthermore, using thinner absorber layers will potentially have a number of positive consequences: lower material usage, lower processing times, and therefore higher throughput, improved stability against light induced degradation and a higher open-circuit voltage [25, 113, 28]. In this research, we present results obtained for three different light trapping techniques, which were used for thin film amorphous silicon solar cells deposited at a substrate temperature below 130°C: (1) Scattering, by using a texture-etched TCO front contact, obtained by etching the ZnO:Al, coated on glass in an HCl solution in water; (2) Using regular textures comparable in size to the effective wavelength of visible light; (3) We will introduce the concept of geometric light trapping, which is based on refraction and reflection of light on structures larger than the wavelength of visible light. To test our light trapping techniques, we have developed amorphous silicon intrinsic layers at deposition temperatures of 130°C with acceptable electronic quality for use in solar cells. We also developed n-type and p-type doped amorphous silicon layers at these low deposition temperatures. Using ZnO:Al as a front transparent conductive oxide and as a BR, we fabricated a-Si solar cells on our different structured polycarbonate (PC) substrates. On these cells we measured current density-voltage (J-V) characteristics and spectral response (SR). As a reference we deposited a-Si cells under the same conditions on flat glass/ZnO and on Asahi U-type TCO glass. 5.1.1 Scattering A traditional way to enhance light absorption in a superstrate cell configuration, is to use a randomly textured TCO, like texture-etched aluminium doped zinc oxide (ZnO:Al) or natively textured materials such as fluorinated tin oxide (SnO2 :F) as used for the commercially available Asahi TCO glass. A rough interface between the TCO and the silicon layers causes the light to scatter into the optically active silicon layers, causing a longer light path through the silicon and thereby enhancing the absorption without increasing the thickness of the silicon layers. If the scattering angle is large enough, the light that is reflected from the back of the cell will be trapped inside the cell through total internal reflection [114, 45]. Because also electrically inactive layers like the TCO or p-layer have a relatively high absorption in the blue part of the solar spectrum, a major drawback of using textured interfaces is that the scattering is most pronounced in the short wavelength region, which also causes substan- 5.1. Light trapping techniques 67 1 μm Figure 5.1: AFM image of a 1 µm ZnO:Al(0.5%) layer, texture etched in a 1.5% HCl solution for 10 seconds, used as a front TCO in p-i-n solar cells. tial absorption in these layers. As the absorption coefficient of the intrinsic layer material in the red part of the spectrum is low, a large light path increase is needed to capture a substantial part of the red light. 5.1.2 Nanopyramid periodic structures Several groups have investigated the use of 1D and 2D periodic structures as light trapping schemes. These gratings can either be integrated into the front contact in superstrate (p-i-n) type of cells or used in the back contact in substrate (n-i-p) type of cells. Although the far-field effects of these periodic structures are well understood, understanding the near-field interaction of the periodic structures and the incoming light is crucial for optimization of the structures. Different theoretical investigations have been done for several different types of nanostructures. The main parameter in these investigations concerns the period (or pitch) of the nanostructures. Numerical simulations by Haase et al. [115] and Dewan et al. [116] for a nc-Si cell in a p-i-n configuration on pyramid-structures predict an optimal pitch of 850 and 700 nm, respectively. Campa et al. [117] and Gomard et al. [118] theoretically invest- 68 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates 500 nm 500 nm Figure 5.2: AFM images of the convex nanopyramid structured PC (left) and concave nanopyramid structured PC (right). igated the use of rectangular gratings and photonic crystals for a-Si cells in an n-i-p configuration and found optimum pitches of 300 and 400 nm respectively. Ferry et al. [48, 119] and Zhu et al. [120] demonstrate absorption enhancement effects of nanocones and nanodomes in n-i-p a-Si solar cells with very thin absorber layers and find optimum periods of 500 and 450 nm. Eisele et al. show reduced reflectance from 1D gratings in a-Si cell-like layer stacks for gratings with 389 and 798 nm gratings in a p-i-n configuration [121]. In this chapter, we present a-Si cells deposited on nanopyramid structured surfaces in a p-i-n configuration. As a substrate we used PC, embossed with 400 nm pyramids on a square base. We experimented both with inverted pyramids (facing inwards, called type I from now) and normal pyramids (facing outwards, type II). AFM images of the structures used are displayed in figure 5.2, showing convex pyramids on the left and concave pyramids on the right. The pyramid base for both structures is 400 nm, which is expected to give maximum current enhancement for a-Si thin film solar cells, as studied in the literature. 5.1.3 Geometric light trapping: micropyramid periodic structures We present a light trapping scheme based on reflection and refraction, which does not rely on scattering on nanostructured interfaces. We fabricated such structures on PC substrates, by embossing them with 8 µm base pyramids 5.1. Light trapping techniques 69 Figure 5.3: SEM images of convex pyramids (left) and concave pyramids (right) embossed on polycarbonate. These substrates are used for geometric light trapping. with positive pyramid angles, using a hot embossing technique [122]. Because the feature size is much larger than the effective wavelength of light, no scattering is expected. For a perpendicular light ray, when it hits the cell, a reflected light ray will have a high probability to hit another plane of one of the pyramids, which results in a reduction of the reflection from the cell and will therefore have a higher light absorption. Furthermore, the slanted nature of the pyramids will induce a light path increase, resulting in more absorbed light. When the angles of the light ray on various interfaces within the cell are large enough, the light may be trapped within the active layers of the solar cell through total internal reflection. A schematic representation of this scheme is shown in figure 5.4. Using a 3D ray tracing program, explained in the following section, we modelled the absorption enhancement of p-i-n silicon layer stacks on such pyramidal structures, while varying the angle of the pyramid planes with respect to the substrate surface and calculated at which angles maximum absorption enhancement takes place. We have done this for both direct and diffuse incoming light. For both types of illumination a significant light absorption enhancement is expected. 70 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates Incoming Light Angle PC 1000 nm ZnO:Al Pyramid angle 275 nm a-Si Figure 5.4: A schematic 2D representation of the model used for ray tracing calculations. For the simulations we used a ZnO:Al thickness of 1000 nm and an a-Si thickness of 275 nm. The pyramid angle is defined as the angle between the substrate surface and one of the pyramid faces. Simulations Performing optical modelling on features in the (hundreds of) nanometre range, such as textured interfaces, used for scattering, requires complex and time consuming calculations, such as finite difference time domain calculations [123]. Because our pyramids have dimensions much larger than the wavelength of light we can use ray optics to calculate the absorption of light in the different layers. Using a model that combines reflection, refraction, and absorption [124], we calculated the absorption enhancement for several periodically textured substrates at all wavelengths of interest. For the wavelength dependent absorption properties and refractive indices of the silicon and aluminium doped zinc oxide TCO layers we used data obtained by measuring the optical properties of these thin films deposited for this study and fitting the optical data using the OJL model [55]. The absorption coefficient is lower for the a-Si deposited at 130°C compared to the a-Si:H deposited at 180°C that is used for 5.1. Light trapping techniques 71 optimal layer properties, due to the higher band gap of the material deposited at low temperature. In the ray tracing calculations we modelled the solar cells as follows: (1) A halfspace of air with a refractive index of 1 (2) as a substrate we used PC with a fixed refractive index of 1.5 and no absorption. (3) As a TCO we modelled 1000 nm of ZnO:Al with refractive index and absorption as shown in figure 4.1. For the amorphous silicon we used the measured optical properties of the low temperature (130°C) sample as shown in figure 4.1 and a layer thickness (perpendicular to the substrate surface) of 275 nm. Subsequently, we changed the shape of the substrate into square based pyramids with varying pyramid angles. Taking the pyramid angle as the angle between the substrate surface and the pyramid wall, we varied this angle from -60° to 60° in steps of 5°, where a negative pyramid angle denotes an inverted pyramid facing inwards into the substrate. We simulated light hitting the cell in two ways: (1) direct, perpendicular to the substrate surface and (2) diffuse, using a Lambertian angle distribution. We used light with wavelengths from 400 nm to 800 nm in steps of 10 nm. For every wavelength the following was calculated: (1) The total fraction of light lost through reflection. (2) The fraction of light absorbed by the ZnO:Al. (3) The fraction of light absorbed by the a-Si and (4) the fraction of light lost by transmission through the complete cell. For every wavelength we took the average result of 1000 rays hitting the cell on a randomly chosen position on the cell. Figure 5.5 shows the calculated reflection and absorption by the ZnO:Al layer, the absorption of the a-Si:H layer of a flat cell and of a cell with pyramid angles of 40°, illuminated with direct light. According to the simulations, the pyramidal structure suppresses the reflection over the whole spectral range, which results in an enhanced absorption in the a-Si, which in turn will results in a higher generated current. There is also a small increase in absorption in the ZnO:Al of the front electrode. If we now integrate the absorbed light over the AM1.5 spectrum we can calculate the expected generated current for different pyramid angles and different types of light (direct or diffuse). The calculated current density results for direct light and diffuse light, for pyramid angles from -60° to 60° are shown in figure 5.6. For direct light, the simulated current density changes from around 9 mA/cm2 for a flat surface to a maximum of 13.5 mA/cm2 for pyramid angles of around 45° degrees for both positive and negative pyramid angles. For diffuse light, the current density increases from around 8.5 mA/cm2 to 12 mA/cm2 for pyramid angles of 30° and higher, for both normal and inverted pyramids. The increase in absorption is mainly caused by a lower reflection over the whole spectrum, resulting in a relative increase in absorption over the whole spectrum and a relatively high absorption enhancement in the red part (λ > 600 nm) of the spectrum. According to our 72 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates R e fle c tio n , A b s o r p tio n 1 .0 0 .8 a-Si:H absorption Flat Substrate 40° Micropyramids 0 .6 0 .4 ZnO:Al absorption Reflection 0 .2 0 .0 4 0 0 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 Figure 5.5: Simulated total reflection, ZnO:Al absorption and a-Si absorption in an a-Si:H cell on micropyramid structured substrates with a pyramid angle of 40° and on a flat substrate for direct incoming light. simulations, for direct light, a current density enhancement of 45% can be achieved at a negative or positive pyramid angle of 45°, compared to a flat cell. For diffuse light the weighted absorption enhancement is 40% at pyramid angles larger than 40°. Substrates Experimentally, the pyramids are regularly arranged and have a pyramid angle of 54.7°. Between the pyramids is a 2 µm wide flat surface area, which accounts for 36% of the sample surface. The production of the mold and the embossing of the PC substrates was carried out by Aquamarijn microfiltration B.V. The mold for embossing was produced from a silicon wafer (100) by applying a positive photoresist and patterning this with a square pattern with a line width of 2 µm using UV-lithography. After development of the photoresists the wafer was anisotropically etched in a KOH solution at 80°C to create a pattern of pyramid structures on the surface. The photoresist was stripped away and a 200 nm layer of copper was evaporated on the etched wafer and subsequently 500 µm nickel was electroplated on the wafer (Technic Elevate Ni 5.2. Low temperature solar cells on PC substrates 73 C u r r e n t D e n s ity (m A /c m 2 ) 1 4 1 3 1 2 1 1 1 0 D ir e c t L ig h t D iffu s e L ig h t 8 9 -6 0 -4 0 -2 0 0 2 0 4 0 Micro-V angle (°) 6 0 Figure 5.6: Simulated current density of a-Si cells on micropyramid structured substrates for direct light (solid) and diffuse light (dashed) for different pyramid angles. 5910). The silicon wafer was removed from the nickel by dissolution in KOH. The obtained mold was used for hot embossing of the micropyramids in PC. The hot embossing was done by clamping the mold on a 1 mm thick piece of PC between two aluminium plates. The clamps were tightened and placed in a vacuum oven. After evacuation the temperature was gradually increased to 200°C and kept stable for 1 hour. After that the oven was cooled down to 100°C and the substrate was removed from the mold. An SEM image of the structures is shown in figure 5.3. One type has pyramids facing outward, out of the substrate and the other type of substrate with pyramids facing inwards. 5.2 Low temperature solar cells on PC substrates To be able to deposit thin film cells on plastics, the process temperature should never exceed the glass transition temperature of the substrate used, for all the processing steps. For polycarbonate, this transition temperature is around 145°C [34], which is lower than the experimentally found optimal sub- 74 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates strate temperature of 200°C for a-Si deposition [36]. The consequences of low substrate temperature for the electronic quality and optical properties of the a-Si:H material have been discussed in the previous chapter. In this section we will discuss the deposition of front TCOs on flexible substrates and their adhesion to these substrates. Because we use plastics as a substrate, we will also check whether there is degassing from the material that could contaminate the growing layer or the vacuum system. Because the thermal expansion coefficient of PC is rather high, compared to the substrate holder material, we employed a specially designed substrate holder that allows stretching of the substrate while it expands, as discussed in chapter 4. 5.2.1 Cells on PC: Experimental issues TCO adhesion to plastic substrates Figure 5.7 shows optical microscope images of ZnO:Al deposited directly onto flat polycarbonate substrates. The ZnO:Al shows cracks. The layers grown at 100 W RF power in the sputter deposition (right) show less cracks than the ones grown at higher powers (300 W, left). The sheet resistance of the latter layers is much higher than is suitable for use as a front TCO in solar cells. Earlier studies of ZnO:Al grown on flexible plastic substrates do not report adhesion problems [125, 126]. The adhesion difficulties for ZnO on flat PC substrates may be attributed to the difference in thermal expansion of ZnO (4×10−6 K−1 [127]) and PC (65×10−6 K−1 [128]). Because the substrate heats up during the deposition, it expands. After the deposition, when the substrate contracts as it cools down, the ZnO layer cracks under compressive stress. The microscope images in figure 5.7 show debris that agree with this hypothesis of compressive stress. Depositions on our micro- and nanopyramid structured PC substrates do not show adhesion problems, because the textures act as stress relievers. Because glass has a thermal expansion coefficient comparable to that of ZnO (8×10−6 K−1 ), these problems do not occur when depositing ZnO on glass substrates. Plastic substrate degassing Before a deposition on a substrate can commence, we need to be sure that there is no degassing from the substrate while heating it up before the deposition or during the deposition itself. Volatile elements (such as carbon and moisture) from the substrate could contaminate the layer, resulting in material properties different than anticipated. Furthermore, contamination of the reactor 5.2. Low temperature solar cells on PC substrates 75 Figure 5.7: Microscope pictures of cracks formed in ZnO:Al layers deposited on flat PC substrates at different powers. The layers grown at 100 W (right) show less cracks than the layers grown at 300 W (left). chamber could have deleterious effects on subsequent depositions. Therefore, we checked whether our PC substrates release gasses when introduced in the vacuum chamber. We did this by monitoring the background pressure over time after introduction of the substrate into the reaction chamber, while closing the valve to the pumps. Even when there is no substrate present, the background pressure will increase over time when the pumps are disconnected from the chamber. Now, if a substrate releases gasses, the increase in pressure will occur faster. Because every newly introduced substrate (or any object, such as a substrate holder) from outside the vacuum carries moisture with it, the background pressure is expected to rise after introduction into the vacuum, but will quickly drop over time. Figure 5.8 shows the change in background pressure after introduction of a PC substrate into chamber 4 of the ASTER system. The heater temperature was set to 180°C, which corresponds to a slow heating of the substrate up to 130°C. Every few minutes we disconnected the pumps from the chamber and monitored the increase of pressure over time, which was higher when a PC sample was inserted than without a sample for the first 2 hours, but after that both situations show similar behaviour. Therefore we conclude that there is no continuing degassing from the substrates and that they are therefore safe to use in our deposition system. 76 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates Closed pump Valve Heater set to to 130°C P re s s u re (m b a r) 1 E -3 1 E -4 No Sample 10 minutes 30 minutes 55 minutes 155 minutes Background pressure 1 E -5 (in minutes) 1 E -6 1 0 1 0 0 1 0 0 0 T im e (s ) Figure 5.8: Pressure increase over time when the pump valve is closed after different times of heating of the substrate in vacuum. For comparison the time dependent pressure increase of an empty chamber is also shown. The background pressure over time (with substrate and substrate holder mounted, in minutes) with the pump valve open shows a usual pressure decrease. 5.2. Low temperature solar cells on PC substrates 5.2.2 77 Solar cell results To test the light trapping abilities of our different structured substrates, we deposited single junction a-Si solar cells in a p-i-n configuration on the different substrates. As a front TCO we used ZnO:Al, deposited in our RF magnetron sputtering system, SALSA, from a ZnO:0.5%Al2 O3 target at room temperature. As a BR we used ZnO:Al from a ZnO:2% Al2 O3 target. The silicon layers were deposited in our ultra high vacuum multi-chamber system ASTER by VHF-PECVD at a frequency of 60 MHz, using a showerhead electrode. The p- and n-layers were deposited at 50 MHz in separate chambers. The substrate temperature during deposition was set at 130°C and is expected to increase 7°C to 8°C during the deposition. The metal contacts were deposited by thermal evaporation of silver and aluminium. The cell structure was as follows: The substrate, a 1000 nm ZnO:Al front TCO, a double p-structure of nanocrystalline and amorphous silicon of 15 nm (in total), a 275 nm thick intrinsic a-Si layer, a 30 nm thick a-Si n-layer, a 100 nm ZnO:Al BR and a silver/aluminium back contact. After deposition, the cells were annealed in a nitrogen environment for 1 hour at 125°C. The area of the cells was 0.16 cm2 . As a reference, cells were deposited on 2 other types of substrates: (1) Asahi U-type natively textured fluorinated tin oxide (SnO2 :F) TCO glass and (2) flat glass (Corning Eagle 2000) substrates with an untreated flat ZnO:Al TCO layer, under the same low temperature deposition conditions. For reference purposes, a cell deposited on a flat PC surface would be the best candidate, but the stress of the ZnO:Al layers prevented flat PC to be used as a substrate, due to cracking of the ZnO:Al layers, as discussed above. Figure 5.9 shows the J-V measurements of the cells on flat glass, Asahi-U TCO glass, micropyramid structured PC and on nanopyramid structured PC substrates. Table 5.1 shows the electrical properties for all types of cells, as obtained by J-V measurements under dark conditions and under AM1.5 illumination after annealing at 125°C for 1 hour in a nitrogen environment. The cell on micropyramid structured PC shows an increase in Jsc of 22%, compared to the cell on a flat glass substrate. The cell on concave nanopyramids (type I) shows a short-circuit current density increase of 22%, whereas the convex nanopyramids (type II) enhance the current density by 28%. The current generated by the cells on convex nanopyramid structured PC substrates is slightly higher than that of the reference cells on Asahi U-type TCO. Figure 5.10 shows the spectral response data for three types of cells on PC and the cells on flat glass and on Asahi U-type TCO glass. All cells on structured or textured substrates show a significantly higher quantum efficiency at wavelengths higher than 400 nm, when compared to the cell on a flat substrate, 78 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates 5 fla t m ic n a n n a n A s a s s y ra m y ra m y ra m U -ty p id id I id II e T C O -5 J ( m A /c m 2 ) 0 g la ro p o p o p h i -1 0 -1 5 -0 .5 0 .0 0 .5 V o lta g e (V ) 1 .0 Figure 5.9: Current density - Voltage characteristics for cells deposited on different embossed PC substrates at 130°C. As a reference J-V characteristics for cells on flat glass and on Asahi textured TCO glass are also shown. Substrate type J0 Rs Rp η (mA/cm2 ) (Ωcm2 ) (Ωcm2 ) (%) 1.49 5.6×10−10 7.5 1166 5.6 59 1.90 4.7×10−8 9.7 801 6.4 0.88 63 1.69 4.7×10−9 9.3 964 6.8 12.98 0.89 64 1.98 1.3×10−7 9.0 1116 7.4 12.81 0.93 64 1.49 2.0×10−10 9.1 1250 7.6 Jsc Voc FF (mA/cm2 ) (V) (%) Flat glass 10.14 0.93 64 Micropyramid 12.35 0.87 Nanopyramid I 12.33 Nanopyramid II Asahi U-type n Jsc : short-circuit current density; Voc : open-circuit voltage; FF: fill factor; n: diode quality factor; J0 : reverse saturation current; Rs : series resistance; Rp : parallel resistance; η: conversion efficiency. Type I: concave pyramids; type II: convex pyramids Table 5.1: Initial electrical properties of cells deposited at 130°C on flat ZnO:Al coated glass substrates, micro- and nanopyramid structured PC substrates and Asahi U-type textured glass as measured by J-V measurements under AM1.5 illumination and under dark conditions. 5.2. Low temperature solar cells on PC substrates 1 .0 fla t m ic n a n n a n A s a 0 .8 E C E 0 .6 g la ro p o p o p h i s s y ra m y ra m y ra m U -ty p 79 id id I id II e T C O 0 .4 0 .2 0 .0 4 0 0 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 Figure 5.10: External collection efficiency measurements of cells deposited on different embossed PC substrates at 130°C. As a reference the measurements for cells on flat glass and on Asahi textured TCO glass are also shown. which can be ascribed to anti-reflective properties and better response in the red part of the spectrum. If we compare the spectral response of the cells on nanopyramids to that of the cell on Asahi TCO, we observe a comparable response at wavelengths above 600 nm, a small decrease in quantum efficiency for wavelengths between 500 and 600 nm, whereas the response between 400 and 500 nm is higher. This results in a total short-circuit current density generation that is slightly higher for the cell on convex pyramids and a bit smaller for the cell on concave pyramids, compared to the cell on Asahi TCO. The cell on micropyramid structured PC, when compared to the cell on Asahi Utype TCO-glass, shows a total current density that is about 0.5 mA/cm2 lower. This is mainly caused by the difference in response above 500 nm. In the ultra-violet part of the spectrum, below 400 nm, absorption of light by the substrate and the TCO dominate spectral response behaviour. The cell on Asahi TCO, which is made of SnO2 :F, shows transparency down to 300 nm, whereas ZnO:Al, due to its lower band gap for the samples in this study, cuts off the light below 350 nm. PC is not transparent for light of wavelengths below 380 nm. This is illustrated in figure 5.11, which shows the transmission of glass and PC with and without the ZnO:Al front contact and of Asahi U- 80 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates 1 .0 T r a n s m is s io n 0 .8 0 .6 P o ly c a Z n O :A C o r n in Z n O :A A s a h i- 0 .4 0 .2 0 .0 3 0 0 4 0 0 rb o n a te l o n P C g g la s s l o n g la s s U T C O 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 Figure 5.11: Total transmission of glass and PC substrates with and without ZnO:Al and the total transmission of Asahi U-type TCO glass. type TCO glass. These differences in ultra-violet transmission account for the difference in spectral response in this wavelength region. The cells on flat glass and on Asahi TCO show a high Voc of 0.93 V. This is caused by the high optical band gap of the intrinsic a-Si:H deposited at low temperature (1.9 eV), which is attributed to a higher hydrogen content in the film. The cell on structured PC shows a lower Voc of 0.87 V, which can be attributed to a higher dark current (J0 ). The cell on micropyramid structured PC shows a conversion efficiency of 6.4%, which is around 1% absolute lower than the cell on textured Asahi TCO, which has a slightly higher Voc and a higher fill factor of 64%, compared to 59% for the cell on micropyramid structured PC. The cells on nanopyramid structured concave and convex pyramids show an efficiency of 6.8% and 7.4%, respectively, which is slightly lower than that of the cell on Asahi TCO, due to a lower Voc . Our simulation results (figure 5.6) had shown that a current enhancement for micropyramid structured substrates is possible up to 45%. Experimentally, for a pyramid angle of 54°, which is close to the calculated optimum pyramid angle, a current enhancement of 22% has been observed, compared to cells on a flat glass substrate. The micropyramid structured substrates that we used have a flat surface area of around 30%, due to the fabrication method, which explains a lower current enhancement than expected for a substrate that is completely filled with pyramids. A better coverage, using the same embossing 5.2. Low temperature solar cells on PC substrates 130°C a-Si cell on micropyramid PC 130°C a-Si cell on nanopyramid PC I 130°C a-Si cell on nanopyramid PC II 130°C a-Si cell on flat glass 1 .0 0 .8 R e fle c ta n c e 81 0 .6 0 .4 0 .2 0 .0 4 0 0 5 0 0 6 0 0 7 0 0 W a v e le n g th (n m ) 8 0 0 Figure 5.12: Total reflection of a-Si cells deposited on flat glass substrates, on micropyramid structured PC substrates and on both types of nanopyramid structured PC. All cells were deposited at a substrate temperature of 130°C. technique, could be achieved by using larger-sized pyramids. According to the simulations, the increase in absorbed light is mainly caused by a decrease in reflection of light from the top surface of the cells. Figure 5.12 shows the measured total reflection from the cell on micropyramid structured PC, both types of nanopyramid structured PC and the cell on flat glass. The cell on the micropyramid structured substrate shows a lower reflection over the whole measured spectral range. This results in a generated current density in the cell on structured PC which is comparable to the cell on Asahi TCO, but the cell on structured PC suffers from a lower Voc and a lower FF than the cell on Asahi. The cell on PC has a higher diode quality factor (n) value of 1.90 compared to the cell on Asahi (1.49) and has a saturation current density which is 2 orders of magnitude higher than the latter. Although the silicon layers of the cells are made under identical deposition conditions, the qualities of the diodes differ. There are a few possible explanations for this. Firstly, defects could be created in the silicon due to the thermal expansion of the substrate, the coefficient of thermal expansion of PC, being much higher than that of amorphous silicon. This could result in external stress in the silicon layers and thereby induce defects in these layers. Secondly, controlling the substrate temperature is very important for obtaining good quality a-Si films. Although good quality films can be deposited even 82 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates Defective region Figure 5.13: Cross-sectional TEM images of a-Si cells deposited on micropyramid structured PC substrates. On the left a crack through the complete cell is visible. On the right, defective regions are present in the shoulder of a pyramid. at room temperature, tuning of the hydrogen dilution is necessary to secure a device quality film [129]. When depositing on plastic substrates, intrinsic stress of the layer on the substrate will cause curving of the substrate, resulting in a decrease in heat transfer from the heater to the substrate, which could result in a lower substrate temperature. Although our depositions were done in a specially designed substrate holder, which can compensate for the expansion by moving one end of the holder outwards by a pulling spring, when a layer is deposited which shows compressive stress, the bending of the substrate will cause a gap between the substrate holder and the substrate. Thirdly, studies have shown that the substrate morphology can have an influence on the defect formation during the deposition of a-Si [40]. Defects are formed within the concave regions of the substrate. Similar defective regions were also found in nanocrystalline silicon thin films [130, 131]. Figure 5.13 shows cross-sectional transmission electron microscopy (XTEM) images of the cell on micropyramid structured PC, on which we can identify defective regions: On the left, we observe a complete crack through the silicon layers. On the right side, nanocracks (elongated voids) can be identified in the silicon layers near a valley in the TCO-silicon interface. 5.3. Post-deposition treatments 83 A fte r s h u n t b u s tin g In itia l 5 -5 -1 0 J ( m A /c m 2 ) 0 -1 5 -0 .2 0 .0 0 .2 0 .4 0 .6 0 .8 1 .0 V o lta g e (V ) Figure 5.14: Shunt busting a cell can change a short-circuited (shunted) cell (dashed) to a working cell (solid). 5.3 5.3.1 Post-deposition treatments Shunt busting In thin film solar cells, short-circuit paths, also known as shunts, can destroy the diode behaviour of the cell. Especially when cells have very thin silicon layers or are on very rough surfaces, shunting of cells can drastically bring down the yield of solar cells. Earlier studies reveal that these shunt paths are metastable, i.e. shunt paths can be created and removed by applying forward and reverse bias voltages respectively [132]. The most likely way a shunt path can form is through the incursion of Al from the ZnO:Al BR into pinholes or macroscopic defects, formed due to dust on the surface during the deposition process. During shunt-busting, the Al diffuses out of the a-Si [133]. Figure 5.14 shows the J-V characteristics of a standard a-Si thin film solar cell before and after our shunt-busting procedure, which consists of applying a linearly increasing reverse bias voltage from 0 V to -5 V in 6 seconds. Care is taken so that the PC substrate is not damaged due to overheating during shunt busting. Although this procedure can recover some of the shunted cells, it does not work for all short-circuited cells. For some cells, the PC substrate heats up too much before it can recover, resulting in a damaged substrate and a destroyed cell. 84 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates 1000 5 10 ) 2 1E-3 J (mA/cm ) 2 J (mA/cm 0 0.1 125°C 135°C 140°C 1E-5 1E-7 1E-9 125°C 135°C 140°C -0.5 0.0 0.5 Voltage (V) 1.0 1.5 -5 -10 -15 -0.4 -0.2 0.0 0.2 0.4 0.6 0.8 1.0 Voltage (V) Figure 5.15: Dark (left) and light J-V characteristics of a cell on convex nanopyramid structured PC after annealing at different temperatures. Annealing up to 135°C improves the quality of the solar cell, whereas after annealing at 140°C the cell performance collapses. The slight shift of the minimum from zero voltage for the curves under dark conditions is an experimental artefact. 5.3.2 Post deposition annealing Figure 5.15 shows the J-V-characteristics of cells deposited on convex nanopyramid structured PC, after annealing at different temperatures. Directly after the deposition, annealing was done in a nitrogen environment for 4 hour at 125°C. Subsequently, the cell was annealed at 135°C for 4 hours. The third and last annealing step was done at 140°C for 90 minutes. Annealing at 125°C and 135°C increases the performance of the cell, which is reflected in the fill factor. After the annealing at 140°C, the fill factor collapses and the cell performance drops drastically. Although this is below the glass transition temperature of the PC material of 145°C [34], the cell is still adversely affected. This may be due to structural changes of the PC below the glass transition temperature [134]. 5.3.3 Stability under light soaking Degradation of a-Si solar cells under light soaking conditions reduces the cell performance over time [25]. To test the light induced degradation of a certain cell, a standard test is undertaken in which the cell is soaked under AM1.5like illumination conditions for 1000 hours, while keeping the temperature constant at 50°C under open-circuit conditions. As the metal-halide lamp 5.4. Conclusions 5 85 Annealed 125°C Soaked 0.7 AM1.5 1000 h Re-annealed 125°C -5 J ( m A /c m 2 ) 0 -1 0 -1 5 -0 .4 -0 .2 0 .0 0 .2 0 .4 0 .6 0 .8 1 .0 V o lta g e (V ) Figure 5.16: J-V characteristics of an a-Si cell on nanopyramid structured PC before and after light soaking under AM1.5-like illumination conditions for 1000 hours. A re-annealing step improves the Voc and FF. degrades gradually while in use, the intensity (in this case) was roughly 70% the intensity of the AM1.5 spectrum. Normally, we would monitor the cell during the complete soaking time, but as the cells on PC are easily damaged during the measurements, we chose to only measure the cell performance before and after light soaking. Figure 5.16 shows these measurements. After light soaking, the Voc drops from 0.88 V to 0.85 V and the fill factor drops from 0.66 to 0.56. After a re-annealing step at 125°C for 1 hour, the Voc increases to 0.88 V and the fill factor increases up to 0.61. 5.4 Conclusions We studied the light trapping in a-Si cells deposited on PC substrates using three different substrate structures: Asahi U-type, nanopyramids and pyramids much larger than the wavelength of light. We have achieved an initial solar cell efficiency of 7.4% for a cell directly deposited on nanopyramid structured PC after annealing for 1 hour at 125°C. Compared to cells on Asahi U-type, these cells show a slightly higher current density, but suffer from a lower Voc . Cells on micropyramid structured PC had a maximum initial efficiency of 6.4% after annealing, which is lower due to a lower current and a lower fill factor. 86 Chapter 5. Light trapping in amorphous silicon cells on polycarbonate substrates XTEM studies show that the cells deposited on PC substrates have more defects than the cells grown on glass substrates, which could be caused by a large difference in thermal expansion of PC and a-Si, or by the sharp features of the structured PC samples. This is reflected in a higher reverse saturation current for cells deposited on PC. Post-annealing improves the efficiency of a-Si cells deposited at low temperature. Some short-circuited cells can be recovered by applying a shunt-busting procedure, in which a reverse bias is applied for several seconds. Chapter 6 Micromorph tandem cells on plastic substrates 6.1 Introduction Nanocrystalline silicon (nc-Si:H) differs from amorphous silicon (a-Si:H) in a number of ways. A very important property for solar cell applications is its lower band gap (1.1 eV) compared to a-Si:H (1.8 eV), enabling it to absorb light with wavelengths up to ∼1100 nm. A stacked structure of an a-Si:H cell and a nc-Si:H cell is called the micromorph concept, which was first introduced by IMT (now EPFL) [13]. This concept allows the blue and green part of the spectrum to be absorbed by the a-Si:H, the top cell, whereas the remaining light is passed on to the nc-Si:H cell, the bottom cell, which will absorb mostly red light. In this way, the mismatch between the energy of the absorbed photons and the band gap is minimized, and therefore thermalization losses are reduced, compared to a nc-Si:H cell. Compared to a single junction a-Si:H cell, light of a broader spectrum is absorbed. The absorption coefficient of nc-Si:H is low, compared to amorphous material with a similar band gap, such as a-(Si)Ge, due to a predominantly indirect nature of the band-gap. Therefore rather thick absorber layers are used for solar cells, with typical thicknesses of 1 to 3 µm. Because in a micromorph tandem cell the individual cells are connected in series, the total cell current is equal to the lowest current generated by one of the two cells. Therefore good current matching between the sub-cells in a tandem cell is crucial for good electrical performance. 88 Chapter 6. Micromorph tandem cells on plastic substrates In this chapter, we report on our studies towards depositing nc-Si:H and aSi:H/nc-Si:H tandem cells at a substrate temperature of 130°C, and our results on direct depositions of cells onto polycarbonate (PC) substrates. For this we needed to adapt the deposition processes to obtain device quality materials at low temperature. The material studies on the layers that are used in this chapter are described in chapter 4. For the a-Si:H top cells, the cells treated in chapter 5 are used as a basis. As described in chapter 4, to obtain device quality material at low temperatures, silicon layers have to be deposited at a higher hydrogen to silane gas flow ratio (hydrogen dilution) than that is required at higher substrate temperatures [37]. As a result, deposition rates decrease, resulting in longer deposition times. This time factor becomes even more severe when we consider multi-junction cells, because of the thick hydrogenated nanocrystalline silicon bottom cell needed to achieve adequate current matching between the top and the bottom cell. We tackle this problem by reducing the total thickness of the cell to around 1000 nm. This concept has been applied to cells at high temperatures [135], sometimes making use of intermediate reflecting layers between the top and bottom cells [136]. 6.2 nc-Si:H cells on glass substrates Based on the nc-Si:H intrinsic layer series as a function of applied plasma power input, as described in chapter 4, we produced solar cells on glass in a p-i-n configuration. As a front transparant conducting oxide (TCO) we used aluminium doped zinc oxide (ZnO:Al) which was sputter-deposited, followed by texture etching in a hydrochloric acid solution. As a back contact we used evaporated silver, after sputter-depositing a ZnO:Al back reflector. The thickness of the intrinsic layers of the cells was aimed at 700 nm, based on deposition rate. Before characterization, the cells were annealed in a nitrogen environment for 1 hour at 125°C. The size of the cells was 0.16 cm2 . Figure 6.1 shows the current density-voltage (J-V) characteristics of ncSi:H cells, as a function of applied plasma power around the transition from a-Si:H to nc-Si:H. Going from 12.5 W to 22.5 W, the material (as shown in figure 4.8) changes from mostly amorphous to almost fully crystalline. Figure 6.2 shows the short-circuit density (Jsc ), open-circuit voltage (Voc ), fill factor (FF) and the resulting conversion efficiency (η) before and after annealing for 1 hour at 125°C. For the cells made from the layers in this series this results in an increasing current density up to 20 W applied plasma power, which can be attributed to a lower band gap for the material made at at higher power, owing 6.2. nc-Si:H cells on glass substrates 89 C u r r e n t D e n s ity (m A /c m 2 ) 5 1 2 .5 W 1 5 W 1 7 .5 W 2 0 W 2 2 .5 W 0 -5 -1 0 -1 5 -2 0 -0 .4 -0 .2 0 .0 0 .2 0 .4 0 .6 0 .8 V o lta g e (V ) Figure 6.1: J-V curves for nc-Si:H cells deposited at 130°C on glass substrates as a function of applied VHF power. The structure of the cell is glass/20 nm p-nc-Si:H/700 nm i-nc-Si:H/30 nm n-a-Si:H/100 nm ZnO:Al/Ag/Al. to a larger crystalline fraction. At 20 W power, the i-layer is fully crystalline and the band gap for the material made at higher powers does not decrease any more. At the same time, the Voc decreases from 0.62 V to 0.49 V for the annealed cells. The FF shows a maximum at 17.5 W applied power, where the crystalline fraction is roughly 40%. The resulting efficiencies show the same trend, peaking at 17.5 W. At this point, annealing raises the Voc by about 60 meV, while the FF is lifted by about 8% absolute. The highest achieved conversion efficiency is 6.9%. As mentioned in the introduction, deposition rate becomes an issue at low deposition temperature. We have been successful in depositing nc-Si:H at a reasonably high deposition rate (0.51 nm/s) using high pressure (3 mbar) and high power and a showerhead cathode for the gas distribution in the plasma zone for the deposition. This is an adaptation of the deposition process which delivered 10% efficiency nc-Si:H cells at standard deposition temperature (180°C) [137]. Chapter 6. Micromorph tandem cells on plastic substrates 0 .6 4 2 0 0 .5 6 1 8 1 6 Before Annealing Annealed 125°C 1 hour 1 4 1 2 1 0 1 5 2 0 2 5 1 0 0 .4 8 1 5 2 0 0 .4 0 2 5 O p e n C ir c u it V o lta g e (V ) 2 2 7 0 .6 5 6 E ffic ie n c y (% ) F ill F a c to r (% ) C u r r e n t D e n s ity (m A /c m 2 ) 90 0 .6 0 5 0 .5 5 4 1 0 1 5 2 0 P o w e r (W ) 2 5 1 0 1 5 2 0 2 5 P o w e r (W ) Figure 6.2: Electrical properties of nc-Si:H cells deposited at 130°C on glass substrates as a function of applied VHF power, before and after an annealing step at 125°C of 1 hour. 6.3. Tandem cells on glass substrates 91 1 .0 7 0 0 n m 9 0 0 n m 0 .8 T a n d e m B o tto m B o tto m C e ll C e ll T o ta ls E C E 0 .6 0 .4 T o p C e lls B o tto m C e lls 0 .2 0 .0 4 0 0 5 0 0 6 0 0 7 0 0 8 0 0 9 0 0 W a v e le n g th (n m ) 1 0 0 0 Figure 6.3: Spectral response characteristics for tandem cells deposited on glass substrates at 130°C, showing cells with two different bottom cell thicknesses: 700 nm (solid) and 900 nm (dashed). The spectral response for the top cell, bottom cell and summed up response are shown individually. 6.3 Tandem cells on glass substrates The single junction a-Si:H cells as described in chapter 4 together with the ncSi:H cells from the previous section were combined to produce a-Si:H/nc-Si:H tandem cells at 130°C. A double p-layer (nc-Si:H/a-Si:H) was used to make proper contact with the texture etched ZnO:Al front TCO. The complete solar cell structure was as follows: Superstrate/ZnO:Al TCO/p nc-Si:H/p a-Si:H/i a-Si:H/n a-Si:H/p nc-Si:H/i nc-Si:H/n a Si:H/ZnO:Al/Ag/Al. We used very thin layers as the photo-active layers: 275 nm of a-Si:H for the top cell, combined with a nc-Si:H bottom cell with an i-layer of 700 nm. Figure 6.3 (solid) shows the external collection efficiency (ECE) data for the resulting tandem solar cell structure, showing the spectral response for the top a-Si:H cell and the bottom nc-Si:H cell separately and the total (sum) ECE of the structure. The calculated current densities for the cells showed a mismatch between the top and bottom cells: 8.8 mA/cm2 for the top cell and 7.6 mA/cm2 for the bottom cell. Based on these measurements we redeposited the solar cell structure, but now using a thicker bottom cell of 900 nm 92 Chapter 6. Micromorph tandem cells on plastic substrates 5 J (m A /c m 2 ) 0 -5 -1 0 a -S n c ta n ta n -1 5 -2 0 -0 .5 0 .0 0 .5 V o lta g e (V ) 1 .0 i, 2 S i, d e m d e m 7 5 7 0 , , n m 0 n m B C 7 0 0 n m B C 9 0 0 n m 1 .5 Figure 6.4: J-V characteristics for cells deposited on glass substrates at 130°C under AM1.5 light conditions, showing cells with two different bottom cell thicknesses: 700 nm (dashed) and 900 nm (solid). Also the J-V characteristics of the single junction cells on which the tandem was based are shown. for better current matching. The results are also in figure 6.3 (dashed). Calculated from the spectral response measurements, the bottom cell current increased to 9.1 mA/cm2 , whereas the top cell current also increased slightly, to 9.2 mA/cm2 . The increase in top cell current is probably due to a slight change in deposition conditions. Figure 6.4 shows the J-V curves under AM1.5 illumination of the a-Si:H cell (275 nm) and the nc-Si:H cell (700 nm) on which the deposition recipe for the tandem was based, and the resulting tandem cell. Also shown is the tandem cell with an i-layer thickness of 900 nm for the bottom cell. The J-V data for the a-Si:H cell shows a rather high Voc of 0.90 V, which is attributed to the high band gap of the a-Si:H layer deposited at 130°C. The characteristics of the curves, especially near Voc , confirms that the tunnel recombination junction with the low temperature doped layers is working well, showing no S-character. The micromorph tandem cell has a Voc of 1.40 V, a Jsc of 10.5 mA/cm2 and a FF of 65%, resulting in an initial efficiency of 9.5%. Figure 6.5 shows a bright field cross-sectional transmission electron microscopy (XTEM) image of the complete cell structure showing the different 6.3. Tandem cells on glass substrates 93 layers. Analysis of the XTEM images shows a top cell thickness of 285 ± 10 nm and a bottom cell thickness of 960 ± 60 nm, including p- and n-layers. The deposition rates of the a-Si:H and the nc-Si:H i-layer are 0.22 nm/s and 0.51 nm/s, respectively, which results in a total deposition time for the i-layers of only 51 minutes. The deposition time for all Si layers of the tandem cell is just over 80 minutes. The p- and n-layers were not optimized for deposition speed. Apart from the greatly reduced deposition time, reducing the thickness of the bottom cell has a number of advantages. First of all, it results in a decrease in material usage. Secondly, the thinner layers mitigate the deleterious effect of a relatively high defect density (resulting from deposition at lower than optimum temperature) on FF and Voc . Thirdly, thinner layers induce less stress on the substrate, which is a very important property when using plastics as a substrate. Cost reduction (together with flexibility) is the main advantage of using plastics as a substrate material. Apart from the substrate, cost reductions can be achieved by speeding up the manufacturing process (througput), i.e. reducing deposition times. This can be achieved by either increasing the deposition rate of the layers or by decreasing the thickness of the layers. In this study we have shown that excellent spectral splitting can be achieved in very thin micromorph tandem solar cells deposited at 130°. Because the low temperature a-Si:H has a high band gap of 1.9 eV, corresponding to light with a wavelength of 653 nm, the top cell will transmit more (red) light towards the bottom cell than an a-Si:H cell deposited at higher temperature, while the Voc of the completed cell will rise. This results in the possibility to use a thinner bottom cell, both because there is more light available for the bottom cell and because of the lower current generated by the top cell. The resulting lower Jsc of the complete cell is partly compensated by the higher Voc . In our configuration, we achieved excellent current matching using a 275 nm thick a-Si:H top cell and a 900 nm thick nc-Si:H bottom cell. 6.3.1 Stability under light soaking Degradation of solar cells under light conditions reduces the cell performance over time [25]. This is especially true for a-Si:H solar cells. To test the light induced degradation of a low temperature tandem cell, a standard test is undertaken in which the cell is illuminated by an AM1.5-like spectrum, in our light soaking set up, which is described in Chapter 2. The power density approaches 100 mW/cm2 . The temperature of the samples is controlled and kept at a constant 50°C. During the light soaking, J-V measurements are performed at exponentially increasing time intervals. Between the measurements, 94 Chapter 6. Micromorph tandem cells on plastic substrates Al/Ag ZnO:Al nc-Si:H bottom cell TRJ a-Si:H top cell ZnO:Al Figure 6.5: XTEM image of the a-Si:H/nc-Si:H tandem solar cell, showing the ZnO:Al TCO, a-Si:H top cell and nc-Si:H bottom cell. A clear boundary is visible where the tunnel recombination junction (TRJ) is between the a-Si:H top cell and the nc-Si:H bottom cell. The cells have total thicknesses of 285 nm for the top cell and 960 nm for the bottom cell. 1 .0 0 0 .9 8 V 95 o c F F 0 .9 6 N o r m a liz e d V o c , F ill F a c to r 6.4. Tandem cells on plastic substrates 0 .9 4 0 .9 2 0 .9 0 0 .0 1 0 .1 1 1 0 1 0 0 1 0 0 0 L ig h t S o a k in g T im e (H o u r s ) Figure 6.6: The normalized degradation of the FF and Voc of an a-Si:H/ncSi:H tandem cell deposited at 130°C. the cells are kept under open-circuit conditions. The light intensity during the light soaking was monitored using a crystalline silicon reference diode. Figure 6.6 shows these measurements for a-Si:H/nc-Si:H tandem cells deposited at a substrate temperature of 130°C on glass. We can see that the Voc decreases roughly 7.5% and the FF decreases 9% over time. The main part of the degradation of the fill factor occurs within 10 to 100 hours, whereas of the Voc degradation occurs within the first hours of light soaking. The fast degradation of the Voc implies that a part of the degradation has already taken place when the J-V characteristics of the cells were measured in our solar simulator. The different degradation times indicate different degradation mechanisms. The degradation of the fill factor is related to the formation of dangling bonds, which act as recombination centres, which cause a decrease in current, especially under forward bias-conditions. 6.4 Tandem cells on plastic substrates For the deposition of an a-Si:H/nc-Si:H tandem cells on polycarbonate we copied the recipe from the previous section and performed a deposition run Chapter 6. Micromorph tandem cells on plastic substrates -1 -1 -1 - - - 7 .5 5 .0 2 .5 0 .0 2 .5 5 .0 7 .5 0 .0 2 .5 5 .0 -0 .5 1 .0 ΦS iH 4 / ΦH 2 = 4 .5 /1 0 0 0 .8 N o B ia s L ig h t B o tto m c e ll T o p c e ll 0 .6 E C E J (m A /c m 2 ) 96 ΦS ΦS 0 .0 0 .5 1 .0 V o lta g e (V ) / ΦH = iH iH 5 /1 0 0 2 4 4 / ΦH = 4 . 5 / 1 0 0 0 .4 0 .2 2 1 .5 0 .0 4 0 0 6 0 0 8 0 0 W a v e le n g th (n m ) 1 0 0 0 Figure 6.7: (left) J-V curves under AM1.5 light conditions of tandem cells deposited on micro-structured PC substrates, using two different hydrogen dilutions for the bottom cell i-layer. The inset shows Raman spectroscopy data on two bottom cell i-layers at ΦSiH4 /ΦH2 = 5/100 on glass and on PC. (right) Spectral response data for the tandem cell deposited at the higher hydrogen dilution, showing the response of the top cell, the bottom cell and the response under dark conditions. using different types of structured PC, described in chapter 5, as substrates in the stretch substrate holder. Figure 6.7 (left, solid) shows the J-V measurements under AM1.5 light conditions on the resulting cell on micro-structured PC. The high Voc (1.58 V) and the very low current density (3.7 mA/cm2 ) point towards an a-Si:H bottom cell, whereas for the same deposition run on a glass substrate, the bottom cell showed nc-Si:H behaviour. The a-Si:H growth on PC substrates was confirmed by Raman spectroscopy measurements, shown in the inset, which indeed show only a very low Raman crystalline ratio (0.07), whereas the cell deposited on a glass substrate shows a Raman crystalline ratio of 0.47. For this purpose we deposited Si:H layers using the same recipe as the bottom cell i-layer on top of a ZnO:Al/p nc-Si:H structure on micro-structured PC. Consequently we deposited a tandem cell structure on different types of structured PC, but now changing the gas flows from ΦSiH4 /ΦH2 = 5/100 to ΦSiH4 /ΦH2 = 4.5/100. Figure 6.7 (left, dashed) shows the J-V curves of the resulting cell on micro-structured PC, showing a higher Jsc of 7.9 mA/cm2 and a Voc of 1.25 V, indicating that now the bottom cell is indeed nanocrystalline. 6.4. Tandem cells on plastic substrates G la s s , d 5 P C , d P C , d B C B C B C 97 = 9 0 0 n m = 9 0 0 n m = 1 3 5 0 n m -5 J ( m A /c m 2 ) 0 -1 0 -0 .5 0 .0 0 .5 1 .0 1 .5 V o lta g e (V ) Figure 6.8: J-V measurements of tandem cells deposited on micro-structured PC, using two different bottom cell thicknesses. As a comparison, the data for a low temperature cell on glass (900 nm bottom cell) in also shown. The inset shows the corresponding dark J-V data. Figure 6.7 (right) shows the spectral response curves for the same cell. The generated current in the bottom cell is much lower (6.9 mA/cm2 ) than the current from the top cell (8.2 mA/cm2 ) and therefore the current in the cell is limited by the current generated in the bottom cell. For the cells deposited on both types of nanopyramid structured PC (as described in chapter 5), the current generated in the bottom cells is lower, between 5.5 and 6 mA/cm2 , because the nanostructures are designed for light trapping in a-Si:H cells. For light trapping in the red and infra-red part of the spectrum, larger sized pyramids are needed [112]. Coming back to our working a-Si/nc-Si tandem cell on micro-structured PC, the black line in figure 6.7 shows the spectral response under dark conditions. The measured spectral response in the blue light region under dark conditions, which does not follow the spectral response of the bottom cell in this region, indicates that the bottom cell can conduct current even when it is not illuminated. When this happens, we say that the cell is leaking [138], which is probably due to low-quality nc-Si:H which can have shunt paths and/or a high midgap defect density in the layer, which has adverse effects on the Voc and fill factor of the cell [139]. 98 Chapter 6. Micromorph tandem cells on plastic substrates 1 .0 0 .8 T a n d e m o n g la s s , d T a n d e m o n P C , d T a n d e m o n P C , d B C B C B C = 9 0 0 n m = 9 0 0 n m = 1 3 5 0 n m C e ll T o ta ls E C E 0 .6 0 .4 T o p C e lls B o tto m C e lls 0 .2 0 .0 4 0 0 5 0 0 6 0 0 7 0 0 8 0 0 9 0 0 W a v e le n g th (n m ) 1 0 0 0 Figure 6.9: Spectral response measurements on tandem cells deposited on PC, using two different bottom cell thicknesses. As a comparison, the data for the best low temperature tandem cell on glass in also shown. To obtain a better matching of the currents generated by the top and bottom cell we deposited new tandem cells, but now using a bottom cell i-layer thickness of 1350 nm, as opposed to the 900 nm used in the previous runs. It is also believed that a thicker bottom cell will reduce the leaking of the bottom cell. Figure 6.8 shows the J-V characteristics under AM1.5 illumination for three a-Si:H/nc-Si:H tandem cells: two cells deposited on micro-structured PC substrates, utilizing two different bottom cell thicknesses, and the tandem deposited on glass substrates (900 nm bottom cell), as described in the previous section. Figure 6.9 shows the corresponding spectral responses. Although the response of the bottom cell increases (8.3 mA/cm2 ) when a thicker bottom cell is used, the current of the complete cell is now limited by the top cell (7.2 mA/cm2 ). The lower current of the top cell is caused by a lower spectral response in the 350-500 nm region. This is probably due to a thicker p-layer or a less transparent TCO layer. Unfortunately, unforeseen circumstances prevented us from redepositing this run. When we compare the cells deposited on PC to the cell on glass, we observe a lower current generated in the bottom cell. The low voltages for tandem cells on PC can be attributed to the leakage in the bottom cells. As opposed to 6.5. Conclusions 99 dBC η Jsc Voc FF Rs Rp JT C JBC nm (%) (mA/cm2 ) (V) (%) (Ωcm2 ) (Ωcm2 ) (mA/cm2 ) (mA/cm2 ) Glass/TE ZnO:Al 700 9.0 9.7 1.37 68 14.9 2800 8.6 7.6 Glass/TE ZnO:Al 900 9.5 10.5 1.40 65 15.9 2008 9.2 9.1 Micro-struct. PC 900 6.1 7.9 1.25 61 20.4 2172 8.2 6.9 Micro-struct. PC 1350 5.3 6.5 1.26 65 23.0 3426 7.2 8.3 Nano-struct. PC I 900 5.6 6.2 1.27 72 21.0 7025 8.0 5.5 Nano-struct. PC I 1350 5.6 8.0 1.19 59 20.7 1449 n/a 8.3 Substrate type Nano-struct. PC II 1350 5.2 6.4 1.27 65 41.0 6925 7.9 5.8 dBC : bottom cell thickness; η: conversion efficiency; Jsc : current density; Voc : open-circuit voltage; FF: fill factor; Rs : Series resistance; Rp : parallel resistance; JT C : top cell current density; JBC : bottom cell current density Table 6.1: Electrical properties of a-Si:H/nc-Si-H tandem cells deposited on glass and on micro- and nano-structured PC at a substrate temperature of 130°C. Values are obtained from J-V measurements under AM1.5 illumination and from spectral response measurements. All top cell i-layers are 275 nm thick. the a-Si:H cells described in chapter 4, the micro-structured substrates do not exhibit light trapping comparable to texture-etched ZnO:Al in nc-Si:H cells. The cells on micro-structured PC show a decrease in Voc , compared to the cells on glass. When we look at the J-V curves measured under dark conditions (figure 6.8, inset), we see that the cell on glass has a lower diode quality factor n of 3.5, compared to the cells on PC (∼3.9) and a reverse saturation current of 9.1 × 10−10 , which is about one order of magnitude lower than the cells deposited on PC. This indicates a lower material quality of the materials deposited on PC. A similar observation was made for a-Si:H single junction solar cells deposited on PC substrates. An overview of the solar cell properties of all tandem cells described in this chapter is given in table 6.1. 6.5 Conclusions In this chapter we presented nc-Si:H and a-Si:H/nc-Si:H tandem solar cells deposited on glass and on PC substrates. We optimized the nc-Si:H layer quality by tuning the hydrogen dilution when depositing the layer and were able to accurately control the Raman crystallinity ratio by changing the applied power into the plasma. These layers were used to fabricate nc-Si:H cells 100 Chapter 6. Micromorph tandem cells on plastic substrates on glass substrates, which gave us good cell performance, using thin (700 nm) i-layers. Combined in an a-Si:H/nc-Si:H tandem cell structure, we were able to deposit a tandem solar cell at a substrate temperature of 130°C with an (initial) conversion efficiency of 9.5%. Because the used silicon layers in this cell are rather thin, deposition times can be kept to a minimum, which results in a total deposition time for all silicon layers of 80 minutes, and less than an hour for the i-layers only. When this recipe was transferred to PC substrates, the crystal nucleation behaved differently, resulting in a-Si:H/a-Si:H tandem cells, which suffer from a very low current, due to bad current matching. Changing the hydrogen dilution solved this problem. 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Sturiale, J. K. Rath, and R. E. I. Schropp. Sensitivity of the dark spectral response of thin film silicon based tandem solar cells on the defective regions in the intrinsic layers. Journal of NonCrystalline Solids, 352(9-20 SPEC. ISS.):1876–1879, 2006. [139] J. Löffler, A. Gordijn, R. L. Stolk, H. Li, J. K. Rath, and R. E. I. Schropp. Amorphous and ’micromorph’ silicon tandem cells with high open-circuit voltage. Solar Energy Materials and Solar Cells, 87(1-4):251–259, 2005. Summary In the search for new and renewable energy sources, solar energy can fulfil a large part of the growing demand. The biggest threshold for large-scale solar energy harvesting is the price of the solar panels, of which at present the workhorse is the crystalline silicon solar cell, made from silicon wafers. A method to decrease solar panel prices is the use of thin-film solar cells, which require only a fraction of the raw material compared to crystalline silicon cells. For further cost reductions, continuous fabrication using low-cost substrates can be a solution. In this thesis, we investigate the possibilities of depositing thin film film solar cells directly onto cheap plastic substrates. Apart from the low cost, flexible solar cell can be used on speciality products, such as clothing or security papers. Thin silicon films are deposited from the gas phase, in our case using (very high frequency) plasma-enhanced chemical vapour deposition. In this process, feedstock gasses (silane and hydrogen) are decomposed in a reaction chamber using a radio frequency discharge. Decomposition of these gasses produces radicals, which can reach the substrate, where a thin film grows. In these types of processes, the temperature of the growing surface has a large influence on the quality of the grown films. Because plastic substrates limit the maximum tolerable substrate temperature, new methods have to be developed to produce device-grade silicon layers. But lowering the substrate temperature does not only alter the behaviour of depositing species on the growth surface of the films grown, it also changes the behaviour of the plasma inside the reaction chamber. Apart from growing a film on the substrate, silyl radicals can also polymerize in the plasma bulk. If the resulting particles are negatively charged, they are trapped inside the plasma and continue to grow. At a certain size and density, they will coagulate and form dust particles in the plasma, which can cause a serious threat to device operation if they are captured in the thin films. We have shown that using an all-optical technique, we can identify whether dust particles are present 116 Summary in the plasma or not. For this, we study the axial optical emission from the plasma (caused by relaxation of excited state of species in the plasma). Due to the presence of the particles in the plasma that capture electrons, the electron temperature increases, inducing a higher optical emission. Because the (large) dust particles encounter gravity, they are pulled towards the bottom of the reactor and therefore the plasma shows an asymmetric optical emission profile. To understand why the formation of dust is temperature-sensitive, we monitored the formation of polysilanes as a function of temperature using a massspectrometer attached to a plasma reactor chamber. Counting the different polysilane radicals at different temperatures in a dust-free regime, but in the dust forming incubation phase, we found the polymerization rate to be influenced by the substrate temperature, which can explain the temperature dependence of dust formation. As a substrate material for solar cells, we chose polycarbonate (PC), because of its excellent transparency and its relatively high glass transition temperature of 130-140°C. At 130° we searched for deposition recipes that yield good quality silicon layers. For this purpose we first investigated how we can accurately control the substrate temperature. Diluting the feedstock silane gas with hydrogen has a large influence on the material properties. In the case of amorphous silicon (a-Si), increasing the hydrogen dilution generally improves the quality of the silicon until we reach the nanocrystalline silicon (nc-Si) regime. Just before this regime, the a-Si layers show high intrinsic stress, which might result in detachment of the silicon layer from the substrate. In the nc-Si regime, together with changing the power input into the plasma, the hydrogen dilution can be used to control the volume fraction of crystallites within the silicon layer. Using these silicon layers, including doped silicon layers at low temperature, a-Si thin film solar cells were fabricated with an intrinsic layer thickness of 275 nm, both on glass and PC substrates. Because low temperature silicon is generally not as good as its high temperature counterpart, recombination of photogenerated charge carriers can be a problem, resulting in a lower Voc and fill factor. These problems can be mitigated when thinner silicon layers are used and therefore an adequate light trapping technique needs to be employed. For a-Si cells, we have simulated and experimentally tested three light trapping techniques, using embossed structures in PC substrates and random structures on glass, using features of different sizes: regular pyramid structures larger than the wavelength of light (micropyramids), pyramid structures comparable to the wavelength of light (nanopyramids) and random nano-textures as used in commercial fabrication (Asahi U-type TCO glass). Both micropyramid Summary 117 and nanopyramid substrates enhance the light absorption within the cells. Using nanopyramid substrates we could achieve current densities in cells on PC comparable to current densities achieved on Asahi U-type TCO glass. Using these techniques we could achieve initial conversion efficiencies for a-Si cells on PC of 6.4% on micropyramid substrates and 7.4% on nanopyramid substrates, compared to 7.6% for cells deposited under identical conditions on Asahi U-type TCO glass. For nc-Si cells on texture etched aluminium doped zinc oxide (ZnO:Al) on glass, we could achieve an initial conversion efficiency of 6.9% using a very thin absorber layer of 750 nm. Combining low temperature a-Si and nc-Si cells we fabricated tandem solar cells in the ’micromorph’ concept at 130°C. By optimizing the thicknesses of the different silicon layers and controlling the crystalline fraction of the bottom (nc-Si) cell, we could achieve an initial conversion efficiency of 9.5% on texture etched ZnO:Al coated glass. When this recipe was transferred to structured PC substrates, the crystal nucleation behaved differently, resulting in a-Si/aSi tandem cells, which suffer from a very low current, due to bad current matching. Changing the hydrogen dilution could solve this problem. The light trapping in structured PC substrates is less pronounced in the bottom cell, compared to texture etched ZnO:Al, which is used for light trapping in our tandem cells on glass. Samenvatting Op zoek naar nieuwe betaalbare alternatieve energiebronnen is zonne-energie een veelbelovende. De aarde ontvangt meer dan 1000 keer zoveel energie dan er verbruikt wordt. De grootste belemmering voor grootschalige oogst van zonne-energie is de prijs van zonnepanelen, waarvan het meestgebruikte type de zogenaamde kristallijne zonnecel is, gemaakt van in plakken gezaagde brokken extreem zuiver en daardoor duur silicium. Een alternatief voor deze techniek is het gebruik van dunne films, waarvan de productie slechts een fractie van het materiaal van zijn kristallijne tegenhanger nodig heeft. Verdere kostenbesparingen zouden kunnen worden geboekt door goedkope substraten te gebruiken, het liefst in een continu proces. Dit proefschrift beschrijft mijn onderzoek naar technieken om dunne-film silicium zonnecellen direct te produceren op goedkope flexibele plastic substraten. Los van de kostenbesparingen, zouden flexibele zonnecellen niche-markten kunnen bedienen, zoals zonnecellen op kleding of waardepapieren. Dunne silicium films worden gefabriceerd in vacuümreactors, waar een plasma de procesgassen silaan (SiH4 ) en waterstof (H2 ) ontleedt tot radicale moleculen, die wanneer ze op het substraat neerslaan, daar langzaam een dunne laag vormen. Deze radicalen kunnen, buiten een laag vormen, ook aan elkaar plakken, zodat in het plasma materieklontjes of ’stof’ ontstaat. Dit proces van stofvorming blijkt erg temperatuurgevoelig te zijn. Omdat ons uiteindelijk doel het fabriceren van zonnecellen op plastic substraten is, kunnen we niet met hoge temperaturen werken. Omdat we hebben gekozen voor polycarbonaat (PC) (omdat het hoogtransparant is en verwerkt kan worden bij relatief hoge temperaturen) mag de temperatuur niet hoger worden dan 130°C om de substraten niet te beschadigen. De eerste stap bij het ontstaan van stof is het groeien van silaanclusters. Als deze clusters negatief geladen zijn, worden de deeltjes ’gevangen’ in de depositiereactor, waar ze verder kunnen groeien. Bij een bepaalde grootte en dichtheid van de clusters klonteren ze samen en vormen stofdeeltjes, die de werking van de gedeponeerde zonnecellen kunnen 120 Samenvatting saboteren. We laten zien dat we kunnen aantonen of er stofdeeltjes aanwezig zijn in het plasma, op basis van een optische techniek. Hiervoor bestuderen we de optische emissie (door relaxatie van aangeslagen atomen en moleculen) van het plasma als functie van de positie in het plasma. Stofdeeltjes vangen elektronen in, waardoor de elektrontemperatuur lokaal stijgt, resulterend in een hogere optische emissie. Doordat de stofdeeltjes zich naar de onderkant van de reactor begeven door de zwaartekracht, verraden zij hun aanwezigheid door een asymmetrisch uitgezonden emissieprofiel. Met een massaspectrometer bestudeerden we de grootte en en aanwezigheid van clusters in het plasma, als functie van de temperatuur, om zo inzicht te krijgen in de temperatuurafhankelijkheid van stofvorming. Er bleek een temperatuurafhankelijkheid te bestaan van de groei van de clusters, wat kan verklaren waarom plasma’s bij lage temperatuur eerder stofproducerend worden. Bij een substraattemperatuur van 130°C (de maximaal toelaatbare temperatuur voor het gebruik van PC) zochten we naar depositiemethodes voor siliciumlagen van goede kwaliteit. Hiervoor was het belangrijk de substraattemperatuur nauwkeurig te kunnen beheersen. In het algemeen geldt voor de productie van amorf silicium (a-Si), dat het verhogen van de waterstofverdunning van het brongas silaan, de kwaliteit van het materiaal positief beïnvloedt, totdat het materiaal nanokristallijn wordt. Net voor deze overgang vertoont het materiaal hoge interne spanning, wat tot gevolg kan hebben dat de siliciumlagen losspringen van het substraat. In het nc-Si gebied kan de kristalfractie van het materiaal beïnvloed worden door het veranderen van de waterstofverdunning en door het veranderen van het toegevoerde vermogen. Met deze siliciumlagen, samen met gedoteerde siliciumlagen gedeponeerd bij lage temperatuur, fabriceerden we a-Si zonnecellen met een intrinsieke laag van 275 nm, zowel op glassubstraten als op PC substraten. Omdat over het algemeen siliciumlagen gedeponeerd bij lage temperatuur niet zo goed van kwaliteit zijn als lagen gedeponeerd bij optimale (hogere) temperaturen, kan recombinatie van door licht gegeneerde ladingsdragers de werking van zonnecellen verslechteren, door een lagere open-klemspanning en vulfactor. Deze problemen kunnen verminderd worden door een dunnere laag intrinsiek silicium te gebruiken, maar hierdoor wordt een goede lichtopsluitingstechniek onmisbaar. Voor a-Si hebben we verschillende lichtopsluitingstechnieken gesimuleerd en experimenteel getest, door gebruik te maken van geperste structuren in PC en willekeurige piramidestructuren op glas: Regelmatige piramides, veel groter dan de effectieve golflengte van zichtbaar licht op PC (micropiramides), regelmatige piramidestructuren vergelijkbaar met de effectieve golflengte van licht op PC (nanopiramides) en piramidestructuren op nanoschaal, zo- Samenvatting 121 als gebruikelijk is voor commerciële zonnecelproductie (Asahi U-type). Beide structuren op PC zorgen voor een verhoogde lichtabsorptie van de cellen. Met micropiramide substraten behaalden we een initiële conversie-efficiëntie van 6.4% en 7.4% op nanopiramide substraten, beide op PC. Cellen gedeponeerd onder dezelfde omstandigheden op Asahi U-type hadden een initiële efficiëntie van 7.6%. Nanokristallijn silicium cellen met een ruwgeëtste aluminium gedoteerde zinkoxidelaag (ZnO:Al) op glassubstraten vertoonden een initiële efficiëntie van 6.9%, met een intrinsieke absorptielaag van slechts 750 nm. Nadat we de dikte van de intrinsieke laag van de nc-Si cel hadden geoptimaliseerd, vertoonde een combinatie van een a-Si cel en een nc-Si zonnecel in een tandemstructuur (het zogenaamde micromorph concept), gedeponeerd bij 130°, een initiële efficiëntie van 9.5%, op ruwgeëtste ZnO:Al. Wanneer dezelfde fabricagemethode werd gebruikt om cellen aan te groeien op gestructureerd PC, bleek dat de kristalgroei van de nc-Si cel zich anders gedroeg, wat resulteerde in a-Si/a-Si tandemstructuren. Door de waterstofverdunning van de de nc-Si intrinsieke laag te veranderen konden we toch een micromorphe cel maken. De lichtopsluiting in de nc-Si deelcel van de tandemcel op gestructureerd PC werkte minder goed dan die van de tandemcel op ruwgeëtste ZnO:Al. List of Publications Publications within the scope of this thesis M.M. de Jong, J. de Koning, J.K. Rath and R.E.I. Schropp, Identification of various plasma regimes in very high frequency PECVD of amorphous and nanocrystalline silicon near the phase transition, P roceedings of the 25th EU P V SEC Conf erence, V alencia, Spain, 3149-3151, 2010. M.M. de Jong, A. Mohan, J.K. Rath, and R.E.I. Schropp, Temperature dependence of the ion energy distribution in a hydrogen diluted silane VHF plasma, AIP Conf erence P roceedings, 1397, 411-412, 2011. M.M. de Jong, J.K. Rath, R.E.I. Schropp, P.J. Sonneveld, G.L.A.M. Swinkels, H.J. Holterman, J. Baggerman and C.J.M. van Rijn, Geometric light confinement in a-Si thin film solar cells on micro-structured substrates, P roceedings of the 26th EU P V SEC Conf erence, Hamburg, Germany, 370-372, 2011. M.M. de Jong, J. De Koning, J.K. Rath and R.E.I. Schropp. An optical analysis tool for avoiding dust formation in very-high frequency hydrogen diluted silane plasmas at low substrate temperatures, P hysics of P lasmas, 19, 020703, 2012. M.M. de Jong, J.K. Rath, R.E.I. Schropp, P.J. Sonneveld, G.L.A.M. Swinkels, H.J. Holterman, J. Baggerman, C.J.M. van Rijn and E.A.G. Hamers, A novel structured plastic substrate for light confinement in thin film silicon solar cells by a geometric optical effect, Journal of N on − Crystalline Solids, 358(17), 2308-2312, 2012. M.M. de Jong, J.K. Rath and R.E.I. Schropp, Very thin micromorph tandem solar cells deposited at low substrate temperature, M aterials Research 124 List of Publications Society Symposium P roceedings, 1426, 45-49, 2012. M.M. de Jong, J. Baggerman, C.J.M. van Rijn, P.J. Sonneveld, G.L.A.M. Swinkels, H.J. Holterman, J.K.Rath and R.E.I. Schropp, Scattering, diffraction and geometric light trapping in thin film amorphous silicon solar cells on plastic substrates, M aterials Research Society Symposium P roceedings, 1426, 155-160, 2012. M.M. de Jong, P.J. Sonneveld, J. Baggerman, C.J.M. van Rijn, J.K. Rath and R.E.I. Schropp, Utilization of geometric light trapping in thin film silicon solar cells: Simulations and experiments, P rogress in P hotovoltaics, published online, DOI: 10.1002/pip.2299 Publications outside the scope of this thesis J.K. Rath, M.M. de Jong, A. Verkerk, M. Brinza and R.E.I. Schropp, Gas phase conditions for obtaining device quality amorphous silicon at low temperature and high deposition rate, M aterials Research Society Symposium P roceedings, 1153, 463-468, 2009. A.D. Verkerk, M M. de Jong, J.K. Rath, M. Brinza, R.E.I. Schropp, W.J. Goedheer, V.V. Krzhizhanovskaya, Y.E. Gorbachev, K.E. Orlov, E.M. Khilkevitch and A.S. Smirnov, Compensation of decreased ion energy by increased hydrogen dilution in plasma deposition of thin film silicon solar cells at low substrate temperatures, Materials Science and Engineering B : Solid − State M aterials f or Advanced T echnology, 159-160(C), 53-56, 2009. J.K. Rath, Y. Liu, M.M. de Jong, J. De Wild, J.A. Schuttauf, M. Brinza and R.E.I. Schropp, Transparent conducting oxide layers for thin film silicon solar cells, T hin Solid F ilms, 518(24SUPPL.), e129-e135, 2010. Nawoord Nou, het is af. Juhluh! Het schrijven van een proefschrift is veel werk. Gelukkig heb ik het niet alleen hoeven doen. Daarom wil ik graag een aantal mensen bedanken. Allereerst dank ik mijn begeleiders. Jatin, dank voor de dagelijkse begeleiding, voor je rijke kennis als het gaat om halfgeleiders en voor je positieve kijk op de wereld, maar vooral op wetenschappelijke resultaten. Ik vond het prettig dat je altijd beschikbaar was voor advies. Ruud ben ik vooral dankbaar dat hij me de gelegenheid gaf om aan dit project te beginnen en voor het nauwkeurig lezen en verbeteren van alle teksten, plaatjes en praatjes die ik heb geproduceerd de afgelopen jaren. Onderzoek met een sterk technische ondertoon kan niet zonder technici. Ik ben dan ook mijn dank verschuldigd aan Bart, Martin, Karine, Caspar, Gerard, Ruurd en Roberto voor het geduldig maken van talloze laagjes (zeker bij voorstellen als ’Misschien moeten we deze serie nog een keer doen’), oplossen van vacuümproblemen, op peil houden van de characterisatietools en hun kijk op praktische problemen. Piet (en later Jim en Theo), Gert-Jan en Henk Jan uit Wageningen dank ik voor de samenwerking. De inkijkjes in de wondere wereld van de kastuinbouw vond ik intrigerend. Cees en Jacob dank ik voor de verschillende substraten. Zonder had ik een groot deel van mijn onderzoek niet uit kunnen voeren. Het werk van mijn studenten die ik begeleid heb: Jaap, Rob, Robin, Yalda en in zekere zin kleine Casper hebben allemaal een plekje in het proefschrift gevonden, waarvoor dank. Uiteindelijk ben ik lang aanwezig geweest in de groep ’Physics of Devices’. Dat is geen toeval. Ik heb het altijd een leuke groep mensen gevonden. Als dunnefilmgroentje werd ik aan de arm genomen door Arjan, Monica en Hongbo. Met ’generatiegenoten’ Yanchao, Jan-Willem, Jessica, Sylvester, RuudB en Diederick heb ik veel plezier gehad, op het werk, maar ook op conferenties 126 Nawoord en daarbuiten. Verder hoop ik dat Kuang, Henriette, Xin, Zachar, Kees, Pim, Akshatha, Caterina, Oumkelthoum, Lourens, Marcel en Wilfried net zoveel plezier zonder me hebben. De lol was er voor mij even af toen duidelijk werd dat we als groep naar Eindhoven moesten verdwijnen, maar ik hoop dat jullie daar ook je draai vinden. Zoals Riny laatst zei: ’Het was gewoon een heel gezellig zootje en dat mis ik.’ Riny, dank voor je gezelligheid en levenswijsheid. Ik denk dat het voor mij ook zo gaat zijn. Curriculum Vitae The author was born on March 6, 1981 in Laren (NH), the Netherlands. He obtained his secondary school degree in 1999 from ’Gymnasium Celeanum’ in Zwolle. From 2000 to 2008 he studied Physics at Utrecht University, from which he graduated in 2008 with a master degree titled ’Nanomaterials: Chemistry and Physics’. For his master research he carried out research on the ion energy distributions in silane and hydrogen deposition plasmas in the group ’Physics of Devices’ at Utrecht University. In the same group, he started his PhD research under the supervision of Prof. dr. R.E.I. Schropp and Dr. J.K. Rath on the topic of thin film silicon solar cells deposited at low deposition temperatures and direct deposition of these cells on plastic substrates. Several light trapping techniques were investigated. The results are presented in this thesis.
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