CARBON 4 9 ( 2 0 1 1 ) 6 0 5 –6 0 9 available at www.sciencedirect.com journal homepage: www.elsevier.com/locate/carbon One-step ultrasonic synthesis of water-soluble carbon nanoparticles with excellent photoluminescent properties Haitao Li a, Xiaodie He a, Yang Liu Zhenhui Kang a,* a,* , Hui Huang a, Suoyuan Lian a, Shuit-Tong Lee b, a Institute of Functional Nano & Soft Materials (FUNSOM) and Jiangsu Key Laboratory for Carbon-Based Functional Materials & Devices, Soochow University, Suzhou, 215123, China b Centre of Super Diamond and Advanced Films, City University of Hong Kong, Hong Kong, China A R T I C L E I N F O A B S T R A C T Article history: Monodispersed water-soluble fluorescent carbon nanoparticles (CNPs) were synthesized Received 19 April 2010 directly from glucose by a one-step alkali or acid assisted ultrasonic treatment. The CNPs Accepted 4 October 2010 were characterized by transmission electron microscopy, optical fluorescent microscopy, Available online 29 October 2010 fluorescent spectrophotometry, fourier transform infrared spectrophotometry and ultraviolet-visible spectrophotometry. The results showed that the particle surfaces were rich in hydroxyl groups, giving them high hydrophilicity. The CNPs could emit bright and colorful photoluminescence covering the entire visible-to-near infrared (NIR) spectral range. Notably, the NIR emission of the CNPs could be obtained by NIR excitation. Furthermore, these CNPs also had excellent up-conversion fluorescent properties. Ó 2010 Elsevier Ltd. All rights reserved. 1. Introduction Fluorescent nanoparticles have attracted increasing research attention due to their promising applications covering electrooptics to bionanotechnology [1,2]. To date, typical photoluminescent particles have been developed from compounds of lead, cadmium and silicon [2–6]. But these materials also have raised concerns over potential toxicity, environmental harm and poor photostability [3–5,7,8]. The need for photoluminescent nanostructures emitting in visible-to-near infrared (NIR) spectral range is rapidly increasing [1,2,9,10]. Compared to conventional measurements made in the ultraviolet (UV)visible region, spectrofluorimetry within the therapeutic window of 700–1200 nm has many advantages, such as lower levels of background interference and deeper penetration of living tissues [9,10]. NIR photoluminescence (PL) obtained from NIR excitation holds great promise for in vivo uses at significant depths in biological media and the development of noninvasive diagnostic techniques [2,5,9–11]. Consequently, an excel- lent fluorescent nanoparticle for bioapplications should be more stable, and less toxic as well as exhibit good NIR emission. Compared to traditional quantum dots (QDs) and organic dyes, photoluminescent carbon nanomaterials are superior in chemical inertness and likely lower toxicity [12]. The emergence of photoluminescent carbon-based nanomaterials has presented exciting opportunities for searching for fluorescent nanomaterials. Recently, oxygen-containing carbon nanoparticles (CNPs) with photoluminescent properties have been prepared by laser ablation of graphite [13–15], electrochemical oxidation of graphite [16,17] or multiwalled carbon nanotubes (MWCNTs) [18], chemical oxidation of arc-discharge singlewalled carbon nanotubes (SWCNTs) [19], thermal oxidation of suitable molecular precursors [20,21], vapor deposition of soot [22,23], proton-beam irradiation of nanodiamonds [24], microwave synthesis [25], wet chemical and alkali-assisted electrochemical method [26,27]. These reported CNPs emit efficient PL in the visible range, but none has been reported * Corresponding authors: Fax: +86 512 65882846/0957. E-mail addresses: [email protected] (Y. Liu), [email protected] (Z. Kang). 0008-6223/$ - see front matter Ó 2010 Elsevier Ltd. All rights reserved. doi:10.1016/j.carbon.2010.10.004 606 CARBON 4 9 ( 2 0 1 1 ) 6 0 5 –6 0 9 Fig. 1 – (a) TEM image of CNPs prepared from glucose with diameter less than 5 nm; (b), (c) Photographs of CNPs dispersions in water with sunlight and UV (365 nm, center) illumination, respectively; (d-g) Fluorescent microscope images of CNPs under different excitation: d, e, f, and g for 360, 390, 470, and 540 nm, respectively. (For interpertation of the reference to colours in this figure legends, the reader is referred to the web version of this paper.) to generate NIR PL. Although NIR PL under NIR excitation had been observed in SWCNTs [28], they sufferred from the drawbacks of uncontrollable specified chirality, and expensive preparation or separation procedures were needed. Moreover, the up-conversion nanomaterials for biological luminescent labels also have attracted great attentions due to their unique luminescent properties with long lifetime and superior photostability. In comparison with downconversion fluorescent materials, up-conversion materials have many advantages in biological applications, such as noninvasive and deep penetration of NIR radiation, the absence of autofluorescence of biological tissues, and feasibility of multiple labeling with different emissions under the same excitation [29,30]. A recent study indicated that core–shell structured CNPs have two-photon active luminescence with excitation in the NIR range [14]. Thus, we can expect that carbon-based fluorescent nanoparticles may possess visible, NIR, and up-conversion luminescence synchronously, which are extremely important for fundamental and practical applications. Here, we report a one-step alkali or acid assisted ultrasonic chemical method of synthesizing highly monodispersed water-soluble CNPs (less than 5 nm) from glucose directly. The CNPs can emit bright and colorful PL covering the entire visible-NIR spectral range. Notably, the NIR emission of CNPs can be obtained by NIR excitation. Furthermore, these CNPs also have excellent up-conversion luminescent properties. The fabrication details, characterization, feasibility, and performance of the CNPs are described in the following sections. 2. Experimental section 2.1. The synthesis and purification of CNPs All chemicals were purchased from Sigma–Aldrich. A suitable amount of glucose was dissolved in deionized water (50 mL) to form a clear solution (1 mol/L). NaOH (50 ml, 1 mol/L) or HCl (50 ml, 36–38 wt.%) solution was added into the solution of glucose, then the mixed solution was treated ultrasonically for 4 h. The raw solution of CNPs obtained from glucose/HCl was oven-dried at 80 °C for 6 h. The other raw samples (20 mL) obtained from glucose/ NaOH were first adjusted to pH = 7 with HCl, then added 100 mL ethanol drop by drop into the solution under stirring. After that, the solution of CNPs was treated by adding a suitable amount of MgSO4 (10 wt.%12 wt.%), stired for 20 min and stored for 24 h to remove the salts and water. 2.2. Characterization All the samples were characterized by transmission electron microscopy (TEM: Hitachi H800, acceleration voltage 200 kV), optical fluorescent microscopy (Leica DM4500B), fluorescent spectrophotometry (Horiba Jobin Yvon, FluoroMax 4), and fourier transform infrared spectrophotometry (FT-IR: Varian Spectrum GX), UV-visible spectrophotometry (Agilent 8453). 3. Results and discussion Fig. 1a shows the TEM image of CNPs obtained from glucose. These small CNPs are spherical and less than 5 nm in size. Particularly, the present CNPs can freely disperse in water with transparent appearance without further ultrasonic dispersion, so they are called ‘‘water-soluble CNPs’’. Fig. 1b and c show the optical images of the CNPs illuminated under sunlight and UV light (365 nm, center), respectively. The bright blue PL of CNPs is strong enough to be easily seen with the naked eye (Fig. 1c). Further, the CNPs were investigated under fluorescent microscope, and different emission colors were found in the same sample. Typical specimen for optical microscope was prepared by placing a drop of the solution on a cover glass and evaporating the water. Fig. 1d–g exhibit the corresponding fluorescent microscope images of CNPs under different excitation wavelengths in the same sample: blue, cyan, yellow, and red. The excitation wavelengths are 360, 390, 470, and 540 nm, and the collection wavelengths are >425 nm, >470 nm, >515 nm, 600 ± 40 nm, respectively. To further explore their optical properties, PL of the asprepared CNPs was studied using different excitation wavelengths. CARBON 4 9 (2 0 1 1) 6 0 5–60 9 607 Fig. 2 – Photoluminescent spectra of CNPs under UV and visible excitations (emission in visible range): (a) CNPs prepared from glucose/NaOH, (b) CNPs prepared from glucose/HCl. (For interpertation of the reference to colours in this figure legends, the reader is referred to the web version of this paper.) Fig. 3 – Photoluminescent spectra of CNPs under NIR excitations (emission in NIR range): (a) CNPs prepared from glucose/ NaOH, (b) CNPs prepared from glucose/HCl. In our experiment, all the spectra were obtained from the liquid CNPs samples (water as solvent). Fig. 2 shows the detailed photoluminescent spectra of CNPs obtained from glucose and NaOH (Fig. 2a)/HCl (Fig. 2b). The corresponding visible emissions of CNPs covering blue-to-red wavelength range can all be obtained in the same sample under UV and visible excitations. Notably, the PL emission extending into NIR wavelength range was also observed in all the CNPs samples obtained from glucose and NaOH/HCl. Fig. S1 shows the typical photoluminescent spectra of CNPs obtained from glucose giving visible and NIR PL emissions excited at 350 nm. Further detailed PL study shows the NIR PL emissions can also be obtained by NIR excitation. Fig. 3a and b show the NIR PL emissions under different NIR excitations (700, 750, 800, and 850 nm) of the samples of CNPs obtained from glucose/NaOH and glucose/HCl, respectively. It should be noted that this kind of NIR PL emissions excited by NIR excitation is particularly significant and useful for bionanotechnology because of the transparency of body tissues in the NIR ‘‘water window’’. Remarkably, the as-prepared CNPs also exhibit excellent up-conversion photoluminescent properties besides their strong luminescence in visible-to-NIR range. Fig. 4a shows the photoluminescent spectra of CNPs excited by long wave- length light (from 700 to 1000 nm) with the up-conversion emissions located in the range from 450 to 750 nm. This result suggests that CNPs may be used as a powerful energy transfer component in biology applications or photocatalyst design for applications in environmental and energy issues. Typical UV–visible absorption spectra of CNPs are shown in Fig. 4b, which feature a peak in the 250–300 nm region. These peaks represent the typical absorption of an aromatic pi system, which is similar to that of polycyclic aromatic hydrocarbons [31]. The red shift of the p–p* transition is due to the extended conjugation in the structure of CNPs [32]. The FT-IR spectra (Fig. S2a, b) were used to identify the functional groups after ultrasonic treatment. The peaks around 3000 and 1600 cm 1 correspond to the C=C stretch of the carbon skeleton of CNPs, which are consistent with the UV-visible absorption spectra and support the concept of aromatization of glucose during ultrasonic treatment. The peaks in the range of 1000–1300 cm 1 include the C–OH stretching and OH bending vibrations, implying the existence of large numbers of residual hydroxyl groups. Partially dehydrated residues in which reductive OH or CHO groups are covalently bonded to the carbon frameworks improve the hydrophilicity and stability of the nanoparticles in aqueous 608 CARBON 4 9 ( 2 0 1 1 ) 6 0 5 –6 0 9 Fig. 4 – (a) Up-conversion photoluminescent spectra and (b) UV spectra of CNPs obtained from glucose. systems, and greatly widen their range of applications in biochemistry, diagnostics, drug delivery and so on [6,11,20]. In the present reaction system, the CNPs were prepared from carbohydrate (glucose) and alkali or acid under ultrasonic condition. With the reaction time increasing, the solution changed from colourless to brown, indicating the formation of CNPs. It is well known that ultrasound can generate alternating low-pressure and high-pressure waves in solution, leading to the formation and violent collapse of small vacuum bubbles. This cavitation causes high speed impinging liquid jets, deagglomeration and strong hydrodynamic shear-forces. Thus the energy of ultrasonic waves lead to the glucose polymerization, carbonization, and then the formation of CNPs. This growing mechanism of CNPs is similar to that reported by Sun and Li [20], and this mechanism should conform to the LaMer model [20]. Significantly, by this one-step ultrasonic treatment, the hydrophilic and ultra small sized CNPs with abundant photoluminescent properties were successful fabricated. The visible-NIR and upconversion PL of the as-prepared CNPs may mainly attribute to two following reasons: (1) the surface energy traps for producing a fluorescent center into CNPs [13], (2) the polymerization and carbonized of glucose (carbohydrate) introducing more conjugated double bond system into CNPs [12]. Also, it can be expected that a better carbon source candidate (e.g., sucrose or starch etc.), additive (e.g., HNO3, H2SO4, KOH, and various surfactants etc.), or suitable reaction conditions (e.g., ultrasonic power, reaction temperature, hydrothermal treatment) may further improve the present ultrasonic reaction processes, which is now in progress. It is important that the as-prepared CNPs can freely disperse in water with transparent appearance without further ultrasonic dispersion, as well as good photostability, e.g. luminescent properties and appearance remained unchanged after storing six months in air at room temperature. The quantum yield of the CNPs was estimated about 7% by calibrating against Rhodamine B in ethanol [33–35]. Based on the above experimental results, we envision the present CNPs are superior to metal-based QDs in terms of high stability, facile use, low toxicity, environmental-friendliness, and low cost. Consequently, good water dispersibility, strong and stable PL, and especially strong NIR emission by NIR excitation of these CNPs should offer great potential for a broad range of applications, including light-emitting diodes (LEDs), bio-sensors, biomedical imaging, and drug delivery. 4. Conclusions The one-step ultrasonic reaction process provides a green and convenient method using natural precursors to prepare ultra small sized CNPs by using glucose as carbon resource. The CNPs exhibit stable (>6 months) and strong PL (quantum yeild 7%), especially two excellent photoluminescent properties: NIR emission and up-conversion photoluminescent properties. 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