Journal of MOLECULAR STRUCTURE ELSEVIER Journal of Molecular Structure 440 (1998) 105-111 The identification by Raman microscopy and X-ray diffraction of iron-oxide pigments and of the red pigments found on Italian pottery fragments Robin J.H. Clark*, M. Lucia Curri Christopher Ingold Laboratories, University College London, 20 Gordon Street, London, WC1H OAJ, UK Received 17 April 1997; accepted 12 May 1997 Abstract The technique of Raman microscopy has been used to identify and characterise the pigments used in red shards of medieval and earlier items of pottery which have been found in various archaeological sites in the South of Italy. The research has led to the identification, on the basis of their characteristic Raman/resonance Raman spectra, of the red pigments as iron(Ill) oxide (e.g. Indian Red, Red Ochre or Venetian Red) and the yellow pigments as hydrated iron(Ill) oxyhydroxide (e.g. Yellow Ochre and Mars Yellow). X-ray powder diffraction experiments confirm the conclusions drawn above. © 1998 Elsevier Science B.V. Keywords: Raman microscopy; Inorganic pigments; Iron oxides; Medieval pottery 1. Introduction Red pigments were used widely from early antiquity until the late Middle Ages for surface decorations of stylistically different classes of pottery [1]. Early potters were clearly attracted to the rich variety of colours and shades that iron oxides could afford; their range is wide, their variations subtle, and they do not disappoint when fixed. Moreover, red iron-oxide pigments are highly variable in colour, texture, lustre, and hardness. Different types of painted pottery, both glazed and unglazed, have been manufactured in the South of Italy for a long time, e.g. RMR, where R denotes 'ramina', a copper-based compound, M denotes manganese, and R denotes a red decoration * Corresponding author. Tel.: +44 171 3807457; fax: +44 171 3807463; e-mail: [email protected] (glazed ware only) [2]. The remains (shards) of this pottery are characteristic of particular sites and periods of time, but the traditions have been preserved from the Middle Ages to the present time. The typological method of identifying the components of pottery, in particular the decorative features of similar fragments, is unreliable for shards found in multilayered sites, especially when excavations have been carried out without a stratigraphic study. Archaeologists and historians of art thus require accurate methods of identification and data-handling in order to define and recognise technologies in pottery production and decoration [3-5]. The aim of this work was to identify the red pigments on painted ceramic ware, both glazed and unglazed, from different medieval archaeological sites and different periods of time (fifth century B.C. to the late Middle Ages). The archaeometric study of 0022-2860/98/$19.00 © 1998 Elsevier Science B.V. All rights reserved PII S0022-2860(97)00239- 1 106 R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 Table 1 List of the shards analysed Code a Provenance site Description Bak 1 CF 1 CF 2 CF 3 C 14 C6 Class. 1 Class. 2 Class. 3 RMR 1 RMR 2 UC 9 Bail, Cathedral Castel Fiorentino, Foggia Castel Fiorentino, Foggia Castel Fiorentino, Foggia Torre di Mare, Metaponto, Matera Torre di Mare, Metaponto Matera Grotta Pacelli, Bail S.Francesco della Scarpa, Bari S.Francesco della Scarpa, Bail Bail, Cathedral Bail, Cathedral Gallana, Brindisi Green/red painted 'sgraffiato' fragment. Medieval Shard with band decoration in red. Medieval Shard with band decoration in red. Medieval Red decorated fragment. Medieval Red/green brown decorated fragment. Medieval Red/brown decorated fragment. Medieval Red decorated fragment. Red/brown decorated fragment. VI-V century B.C. Red/brown decorated fragment. VI-V century B.C. Green/brown/red decorated glazed fragment. Medieval Green/brown/red decorated glazed fragment. Medieval Red band decorated shard. Late Middle ages aClass., classical, i.e. pre-medieval. medieval pottery artefacts from the South of Italy has only begun recently [3-5]. It is difficult to obtain samples without contamination from the accompanying ceramic material and, moreover, decorative materials have been used in such small quantities that their study requires the use of very sensitive techniques. Few such studies o f pigments and colourants in pottery have been made [4-9], the most recent technique to have been applied being Raman microscopy [8,9]. The shards which have been investigated (Table l) are representative of stylistically different classes of ceramic from the following areas: (a) Northern Apulia, from the ancient site of Castel Fiorentino (Torremaggiore, Foggia), and mainly from the church discovered during the excavation carried out by researchers o f the Institute of Medieval History of Art (University of Bari) in collaboration with Ecole Francaise of Rome and the Ecole des Hautes Etudes of Paris (France) [ 10-12[. (b) Central Apulia, from the Cathedral of Bari, where the excavations and restorations have been undertaken by the local 'Soprintendenza ai Beni A . A . A . S . ' in Puglia [13,14]. (c) Southern Apulia, from the archaeological site of Gallana (Oria, Brindisi), from a collection of shards which were discovered at the surface and not by excavation. (d) Basilicata, from the excavation carried out by the local 'Soprintendenza Archeologica', at Torre di Mare (Metaponto, Matera) [15]. (e) Central Apulia, from different sites excavated near Bari. 2. Experimental section Raman microscopy [16,17] is a highly specific and non-destructive analytical technique with excellent spatial resolution and is uniquely suited to the analysis of grains of pigment located on or in works of art, especially where the use o f destructive or sampling techniques is precluded [18-23]. Raman microscopy is also a suitable technique for the identification o f microscopic particles of pigment 'in situ' and an appropriate one for the study of the shards selected. Raman spectra of the samples have been obtained using an Olympus BH-2 microscope coupled to a Dilor XY triple grating spectrometer with an intensified photodiode array detector. The samples were excited using a Coherent Radiation Model 52 krypton-ion laser (647 nm), filtered through a specific narrow band-pass filter. The pigments on the unglazed shards were studied directly. However, the glaze on shards constitutes an impediment to analysis by Raman microscopy; such samples were placed for analysis on the XY translation stage of the microscope using a holder which permitted adjustment by rotation about an axis perpendicular to the light beam. In this way the cross-sections of the glazed shards, i.e. the broken edges, could be studied by looking at the coloured layer coating the ceramic material. R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 X-ray powder diffractometry experiments were performed to identify the commercial pigments from Winsor and Newton and from Aldrich used as reference materials. The data were collected in the transmission mode on a D 5000 Siemens powder X-ray diffractometer using Ge-monochromatized Cu Kct radiation (X = 1.5406 ,~) and a scintillation counter detector. Samples of the pure pigment were ground and placed between transparent tape. The data were measured in steps of 0.040 ° in 28 with an integration time of 3.0 s, and collected over 5 - 9 5 ° in 20. The powder diffraction data file was displayed and treated by the EVA program which permits a search and match directly into the JCPDS database. (d) (o) I 400 r- I 400 300 I I 300 200 I I 200 I The Raman spectra of various iron-based pigment powders obtained from Winsor and Newton were obtained for reference purposes (Fig. 1, Table 2). Natural iron oxides are processed from several different ores, including haematite, limonite, siderite, and magnetite, providing a wide range of reds, yellows, purples, browns and blacks [24-28]. Synthetic iron oxides are prepared in a variety of grades from light reds to dark reds, sold under several names such as Indian Red, Red Ochre, or Venetian Red (CI 77491) [24,29] and prepared from ground classified haematite [24]; the formula for these materials is essentially Fe203, but has not been closely defined. Mars Yellow (as in Yellow Ochre) is a commercial iron oxyhydroxide which is usually referred to as 400 300 200 400 300 20O I 400 I I 300 I I I 200 600 400 200 Wawnumbcr / cm -I Fig. 1. Raman spectra of red decorated pottery shards (a) UC9, (b) C6, (c) Class 1; and of pure pigment samples provided by Winsor and Newton, (d) Indian Red, (e) Red ochre, (f) Iron(III) hydroxide. X0= 647.1 nm, 4-s integration time (100 accumulations). having the formula FeO(OH)x.H20 (CI 77492) [24,29]; however, since it is an iron(III) compound, the formula is probably better represented as FeOl+x(OH)l_2x.H20, 0 -< x -< 0.5. Such pigments are formed from hydrated iron oxides and dehydrate Table 2 R a m a n spectra o f c o m m e r c i a l iron oxide p i g m e n t s Pigment Band w a v e n u m b e r " ( c m -I) Venetian Red h 220 s Indian Red c 220 s 238 w Red Ochre c 220 s Red O x i d e c Mars Orange c 220 s 219 s 285 s 405 m 405 m 238 w 286 s 290 vs 240 w 239 w 286 s 285 s 406 m 392 m 406 m 412 m 487 w Iron H y d r o x i d e c 244 w 296 m 383 s 415 w 478 w M a r s Yellow c 244 w 299 m 384 s 412 w 476 w 295 m 383 m 403 m Yellow Ochre c aVS, very strong; s, strong; m, m e d i u m ; w, weak; vw, very weak. bWinsor and Newton. CAldrich. i (f) (c) 3. Results and discussion 107 546 w 543 w 490 w 108 R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 Table 3 X R D data for the p i g m e n t s studied a Yellow ochre ( W & N ) b C a S O 4 anhydrite F O M = 1.21 4.169 3.4973 3.359 2.8644 2.685 2.3278 2.450 2.2145 2.189 -3.4988 -2.8494 -2.3282 -2.2090 -- F e 2 0 3 (Aldrich) F e 2 0 3 haematite F e O ( O H ) goethite IAdl ( x 10 3) 1.5 15 0.4 5.5 29-0713 F O M = 2.85 IAdl ( × 103) 4.1830 -3.383 -2.693 -2.450 -2.190 14 24 8 0 1 F e 2 0 3 haematite 2 4 - 0 0 7 2 F O M = 0.39 IAdl ( x 103) 33-0664 F O M = 0.54 IAdl 2.699 2.515 2.205 1.838 1.693 1.475 1.455 2.7030 2.5190 2.208 1.8428 1.6966 1.4873 1.4543 4 4 3 4.8 3.6 12.3? 0.7 2.7000 -2.2070 1.8406 1.6941 1.4859 1.4538 1 Red O c h r e ( W & N ) F e 2 0 3 haematite 2 2.6 1.1 ? 1.2 F e 2 0 3 haematite 33-0664 F O M = 0.20 Imdl ( x 103) 2 4 - 0 0 7 2 F O M = 0.28 IAdl 2.699 2.519 1.842 1.694 1.599 1.486 1.452 1.258 2.700 2.519 1.841 1.694 1.599 1.486 1.454 1.259 1 0 1 0 0 0 2 I 2.703 2.519 1.843 1.697 -1.487 1.454 -- 4 0 1 3 -1 2 -- Indian Red ( W & N ) F e 2 0 3 haematite 3.682 2.697 2.516 2.204 1.840 1.695 1.486 1.454 x 103) x 103) F e 2 0 3 haematite 3 3 - 0 6 6 4 F O M = 0.33 I&dl ( × 103) 2 4 - 0 0 7 2 F O M = 0.39 IAdl 3.684 2.700 2.519 2.207 1.841 1.694 1.486 1.453 2 3 3 3 1 1 0 1 3.686 2.703 2.519 2.208 1.843 1.697 1.487 1.453 4 6 3 4 3 2 1 1 x 103) 109 R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 Table 3 (continued) Mars Orange (W&N) Fe203 haematite Fe203 haematite 24-0072 FOM = 0.49 IAdl ( × 103) 33-0664 FOM = 0.56 IAdl ( × 103) 3.682 2.693 2.516 2.204 1.839 1.692 1.601 1.485 3.686 2.703 2.519 2.208 1.843 1.692 1.601 1.487 4 10 3 4 4 0 0 2 3.684 2.700 2.519 2.207 1.841 1.694 1.603 1.486 2 3 3 3 2 2 2 1 Mars Yellow (W&N) FeO(OH) goethite FeO(OH) goethite 29-0713 FOM = 0.26 IAdl ( × 103) 17-0536 FOM = 0.56 IAdl ( × 103) 4.180 2.693 2.583 2.452 2.191 1.721 4.183 2.693 2.583 2.450 2.190 1.720 3 0 0 2 1 1 4.180 2.690 2.580 2.452 2.192 1.721 3 3 3 2 1 1 Red Ochre (W&N) Fe203 haematite 2.699 2.519 1.842 1.694 1.599 1.486 1.452 1.258 Fe203 haematite 33-0664 FOM = 0.20 I~1 ( x 103) 24-0072 FOM = 0.28 lAd[ ( X 103) 2.700 2.519 1.841 1.694 1.599 1.486 1.454 1.259 1 0 1 0 0 0 2 1 2.703 2.519 1.843 1.697 -1.487 1.454 -- 4 0 1 3 -1 2 -- aThe two columns relating to the data set with the lower FOM are listed first. eWinsor and Newton. at 177°C [27]; t h e i r h e a t r e s i s t a n c e is less t h a n t h a t o f the r e d oxides. M a r s O r a n g e is also a m a n u f a c t u r e d pigment, probably a mixture of Red Ochre and Mars Yellow. The results show that different patterns of Raman b a n d s arise for the d i f f e r e n t g r o u p s o f i r o n - b a s e d pigm e n t s . In p a r t i c u l a r F e 2 0 3-based c o m p o u n d s g i v e rise to c h a r a c t e r i s t i c s t r o n g R a m a n b a n d s at ca. 220, 285, a n d 4 0 5 c m -l, w h e r e a s the m o s t c h a r a c t e r i s t i c b a n d o f iron h y d r o x i d e a n d h y d r a t e d c o m p o u n d s is a s t r o n g o n e at ca. 383 c m -l t o g e t h e r w i t h o n e or t w o w e a k o n e s at or a b o v e 4 7 6 c m -1 w h i c h m a y b e r e l a t e d to the p r e s e n c e o f F e - O - F e a n d / o r - O H g r o u p s in the crystal s t r u c t u r e [30]. It s h o u l d b e n o t e d t h a t the p i g m e n t s Red Ochre, Red Oxide and Yellow Ochre show some b a n d s b e l o n g i n g to b o t h o f t h e b a n d g r o u p s specified a b o v e . T h e results s u g g e s t t h a t t h e s e p i g m e n t s m a y consist of various mixtures of hydroxylated, hydrated or o x y b r i d g e d c o m p o u n d s a n d iron oxide. XRD experiments have been carried out on a range o f c o m m e r c i a l p i g m e n t s in o r d e r to test the c o m p o sition a n d r e l i a b i l i t y o f the latter as r e f e r e n c e s a m p l e s for R a m a n i n v e s t i g a t i o n s . T h e m o s t i n t e n s e lines in the d i f f r a c t o g r a m s w e r e a s s i g n e d to k n o w n c o m pounds by means of a procedure for searching and matching with lines of known crystalline compounds in t h e d a t a b a s e . T h e X R D p a t t e r n s w h i c h w e r e o b t a i n e d ( T a b l e 3) w e r e u s e d to d e t e r m i n e the c o m p o s i t i o n o f e a c h r e f e r e n c e s a m p l e . H o w e v e r it w a s p o s s i b l e to i d e n t i f y o n l y t h e m a j o r c o m p o n e n t s in R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 110 Table 4 R a m a n spectra o f the red shards e x a m i n e d Sample a Band Wavenumber/cm BAK 1 CF 1 97 w 140 s CF 2 CF 3 C 14 185 w 96 w C 6 184 v w Class. 1 Class. 2 Class. 3 185 w 88 w 137 m UC 9 221 w 220 s 245 v w 288 m 286 s 404 w 220 s 240 w 286 s 402 w 219 s 286 s 222 w 288 s 402 w 404 w 220 w 402 w 288 s 219 m 240 w 283 s 219 s 252 w 285 s 396 m 401 w 221 m 288 s 404 w 404 w 220 vs 286 s 405 w aFor the identification o f the codes, see Table 1. this way, due to the detection limits of the technique. It is important to note the usage of C a S O 4 a s a filler in some pigments such as Yellow Ochre and Venetian Red. In particular Venetian Red cannot be considered to be a reliable XRD reference material due to the fact that the filler is present in high percentage. The wavenumbers of the main Raman bands of all the shards examined are listed in Table 4. Bands present in the shards of pottery fragments reveal interesting information on the pigment used for red decoration (Fig. 1). In the Raman spectra of almost all of the shards, bands at ca. 220, 285, and 405 cm -1 were observed and so it is reasonable to conclude that red Fe203 is the main component of the pigments used. The added presence of iron hydroxides and/or hydrated or oxy-bridged compounds is also possible in samples CF 1, CF 2, Class. 1, Class. 2, whose Raman spectra show evidence for an additional band at ca. 396 cm -1. These results could be explained by recognising the fact that hydrated iron compounds can be converted to iron(Ill) oxide at relatively low temperatures [27]; the additional band may be indicative of residual traces of the compounds originally applied onto the surface of the ware and almost, but not completely, converted to" the red oxide, Fe203. Alternatively it is possible to hypothesise a post-firing application process; however it is difficult to say by visual observation alone whether decorations have or have not been effected in this way [31]. In fact it is important to recognise that the fired ferric oxide paints are sometimes granular and powdery, showing no apparent effects of firing. It should also be noted that bands at 95, 140, 185 cm -1 have been detected in only a few spectra 'of the pottery fragments studied and not in those of the commercial pigments, and also that several bands in the spectra of pigments on some pottery shards are unusually broad (BAK 1, Class. 1, Class. 2, Class. 3, C 6, C 14). These observations may be related to the conversions Fe203.H20 ---* "y-Fe203 (maghaemite, red brown) and "y-Fe203 -'-* a-Fe:O3 (haematite, bright red), at 259 and 700°C respectively [32]. When glazed shards (RMR 1, RMR 2) were examined in cross-section, no signal was detected. This might be due to the presence of the glazed layer, in which very fine grains of pigment are almost completely dispersed. In fact no red grains were visible under a microscope, only a large red area of uniform glass. 4. Conclusions This study of artefacts from the South of Italy is one of the first applications of Raman microscopy to the analysis of pigments in archaeological pottery, both on the surface and in cross-sections of fractured shards. The data sets obtained in this work have allowed the separation of the pigments into two groups, Fe203 and hydrated or oxybridged iron(Ill) oxide, by virtue of the characteristic Raman bands detected. XRD experiments provided a further check on the identification of the pigments. Raman spectra of the red pigments in the shards show bands which are also observed in commercial pigments based on iron oxides and hydroxides. It has thus been possible to confirm that the use of red iron oxide in pottery R.J.H. Clark, M.L. Curri/Journal of Molecular Structure 440 (1998) 105-111 decoration is both widespread and long-standing [1,33-36]. Acknowledgements The authors thank the ULIRS for financial support and Drs D.A. Ciomartan and C. Laganara and Professor R. 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