THE 2009 NAPLES FORUM ON SERVICES: SERVICE-DOMINANT LOGIC, SERVICE SCIENCE, AND NETWORK THEORY CAPRI, JUNE 16-19, 2009 DOCTORAL WORKSHOP “Usage of affective and cognitive feelings in high credence service…” Name: Iraz (Raziye) Kilic Affiliation: Department of Marketing, Maastricht University, the Netherlands. E-mail address: [email protected] Phone: +31 43 38 83 861 Fax: +31 43 38 84 918 Homepage: www.marketingsite.nl Brief professional biography: Since January 2008 Iraz Kilic is working as a PhD student at the department of marketing at Maastricht University, the Netherlands. Her main research interests are relationship and services marketing concerning high credence based services. “Usage of feelings in high credence service…” Abstract Purpose: The main purposes are: (1) to assess the link between the communication behaviors, type of feelings evoked and desired outcomes (e.g. compliance). Thereby, feeling-as-information serves as the underlying mechanism; and (2) to show that before ones cognition tunes to the environment, ones feelings already do so. Methodology: A quasi experiment will be conducted, whereby the communication behavior will be manipulated. This is done to measure which types of feelings – affective and/or cognitive feelings – are activated and consequently which outcome variables result from these feelings. Practical Implications: Since the main focus of this research is on the impact of communication on feelings as well as attitudinal and behavioral outcomes in general, its implications contribute to understanding the relationship between customer and service providers. The results will help a service provider to understand how his / her communication style influences certain types of outcome. Originality: Until now, much research has been conducted about the patient-physician interaction without providing a theoretical explanation why certain communication behaviors of the physician lead to certain responses by the patient such as compliance (see Ong et al., 1995). With the feelings-as-information concept (Schwarz, 1990) as an underlying mechanism, the authors’ aim is to provide a theoretical foundation for the established literature. Furthermore, the development of the cognitive tuning phenomenon introduced by Schwarz (2002) is intended. Last but not least, this study will examine affective and cognitive feelings simultaneously in order to assess the weight of each type on the outcome variables. Key words: communication, compliance, affective / cognitive feelings, high-credence service Category: research paper 1. Introduction Two recent developments are very striking: First, the development of the health care industry towards consumerism (Sharf, 1988) with an increasing intensity of competition. Besides medical and psychological scholars, more and more marketing and business scholars have begun to pay attention to the health care sector and in particularly to health communication (Keller & Lehmann, 2008; Moorman & Luce, 2008). Second, the costs of non-compliance are increasing tremendously. Besides financial costs, noncompliance also causes physiological, psychological and social costs. In the USA alone the annual financial costs can excel 100 billion US Dollars (Showalter, 2006). Therefore, It is crucial to gain more insight and understand why individuals do not comply. The paper at hand focuses on the micro-level and considers patient-physicianinteraction from a services and relationship marketing perspective. Thereby, the focal point is on the communication behavior of the physician towards the patient and consequently, its influence on satisfaction and especially on patients’ compliance. In this context, compliance is defined as patients’ adherence to the advices and suggestions (e.g. medication or changing eating habit) of the physician. A service encounter in the health care setting is characterized by “(1) one-on-one interaction, (2) frequent encounters with the same physician, (3) intimate exchanges, (4) substantial variability across encounters, and (5) require patient co-operation to achieve successful health outcomes” (Hausman 2004, p. 403). These health service encounters are an illustration of the service dominant logic (Vargo and Lusch, 2004). Vargo and Lusch define service as “application of the specialized competences … for the benefit of another entity…” (Vargo and Lusch, 2008, p.26). Furthermore, the authors (2004, 2008) mention the role of the customer as a co-creator of value, the inherent relationship aspect, and the unique and phenomenological determination of value by the recipient in their ten foundational premises of service-dominant logic (2008). These elements are clearly portrayed in the high credence based medical services. This project will contribute to existing research in several ways: 1) Until now, research delivers contradicting findings regarding the influence of the different communication styles of the physician on patients satisfaction and compliance (Ong et al., 1995). With a more comprehensive definition of communication, the objective is to shed light on existing findings; 2) Furthermore, an underlying mechanism will support existing papers with a theoretical foundation and explanation (Arora, 2003). This will be accomplished by applying the feelings-as-information concept from Schwarz (1996); 3) As Jacobson et al. (2008) point out, the main focus within this area is on affective feelings and mostly disregards cognitive feelings. For that reason, the authors will explicitly include both types of feelings in the model and measure them simultaneously; 4) An additional aim is the application and refinement of the cognitive tuning phenomenon, which is the adoption of our processing style to a given situation, by Schwarz (2002). The reasons for the application and further refinement are multiple: (a) the potential of the cognitive tuning phenomenon is not yet fully exploited, especially within marketing, (b) in most studies the authors focused on affective feelings and they exclusively considered the prefix of the feeling (positive or negative). Whereas, this study will explicitly consider the type of feeling – affective or cognitive – and its effect on the processing strategy of an individual. An interesting question to look at is the following: is there a tuning of feelings before a cognitive tuning takes place?; 5) Last but not least, the applicability of the conceptual model for other high credence based services will be validated by testing it for other business relevant settings. The practical implications of the findings will lie in the information the service provider gets about how to change his / her communication behavior most efficiently, so that results can be improved. For instance, if the main aim is to achieve compliance then preferably the customers should have strong positive cognitive feelings (such as the feeling of understanding, comprehension). But if the main aim is to achieve a high level of preference / liking, then the service provider should concentrate on the elicitation of affective feelings. Another benefit would be to know that the elicitation of certain types of feelings will already influence the desired processing strategy. 2. Literature Review Decades ago, many researchers already identified and described different communication behaviors by physicians (Roter et al., 1987; Ben-Sira, 1980; Bensing, 1991; Buller and Buller, 1987). Two main groups of communication behaviors became apparent: instrumental (also known as task oriented or cure oriented) vs. affective (also known as socio-emotional or care oriented). Many definitions have been used for the above mentioned communication behaviors. However, for this study the instrumental communication of the doctor is defined as the patient’s perception of all verbal and nonverbal behavioral cues of the physician that signals his technical skills and expertise to the patient. His / her affective communication is defined in this study as the patient’s perception of all verbal and non-verbal behavioral cues that contain a socio-emotion aspect and anything else said or done by the physician to establish, maintain, and enhance a relationship with the patient. The current study only considers the perspective of the patient such that, communication is any cue that the patient perceives consciously or subconsciously during the interpersonal face-to-face interaction with the physician (Rosengren, 2000; Kreps & Thornton, 1984). Several researchers conducted studies to assess the influence of the communication behavior on important outcome variables such as patients’ satisfaction with the physician or patients’ compliance with the suggestions of the physician (Buller and Buller, 1987; Arora, 2003; Roter et al., 1987; Hausmann, 2004). However, an explanation why certain behaviors lead to certain outcomes is still not adequately explored. In a high credence based service, like a medical visit, patients do not possess the knowledge to judge the quality of a service (Garry, 2007; Alford & Sherrel, 1996). Moreover, Schwarz (1990) mentions the affective nature of the judgment at hand, lack of other information, the complexity of the given situation and also time constraints as enhancing conditions for a heuristic approach. Under these circumstances the likelihood of using ones feelings to judge the service increases. Hence, the feelings-as-information model from Schwarz (1990, 2002) is proposed as a theoretical explanation for the current project. Schwarz (1996, 2007) distinguished between affective and cognitive feelings which are of particular importance for the high credence based services. Affective feelings have a fixed valence and are immediate evaluations of ones environment (e.g. joy, anger, sadness, and happiness). They inform us about how much and in what way something is good or bad. They are also termed emotional feelings (Schwarz, 1996, 2002; Schwarz and Clore, 2006; Clore and Parott, 1994; Ortony and Turner, 1990; Stepper and Strack, 1993). Cognitive feelings on the other hand, have no fixed valence and more importantly reflect ones state of knowledge (e.g. surprise, confusion and familiarity) (Pham, 2004; Schwarz, 2002, Ortony & Turner, 1990). These feelings are also termed non-emotional feelings (Schwarz, 1996, 2002; Schwarz and Clore, 2006; Clore and Parott, 1994; Ortony and Turner, 1990). Besides their use for service judgment, an additional function of feelings is that they tune individuals’ processing style to the requirements of the environment or task at hand. The feelings signal, which kind of environment – benign or problematic – the individual is in. For instance, a positive affective feeling informs the person that everything is all right in his environment. Therefore, there is no need for detailed and more effortful systematic information processing. Contrasting this, a problematic environment reveals negative affective feelings. In that case, the individual engages in a systematical processing style. Schwarz (2002) called this phenomenon cognitive tuning. 3. Conceptual model and Hypotheses This section mainly consists of two sub-sections. In the first part, the general conceptual model with its underlying mechanism will be introduced. The second part, delves into cognitive tuning and tuning of feelings. General conceptual model The following visualization illustrates the general conceptual model of the intended project: Take in figure 1: conceptual model The straight line in the middle of the graph indicates that there is rough division between the constructs of the upper part – instrumental communication cognitive feelings compliance – and the lower part – affective communication affective feelings satisfaction. The upper part is more “factual”, whereas the lower part can be seen as more “emotional”. However, there is no clear cut between the upper and lower part of the model. We are expecting some interrelations but these should not be very strong. Resulting from the general conceptual model, the following hypotheses are formulated: H1: Instrumental communication will lead to more task-oriented outcomes such as compliance than to affective outcomes. H2: Affective communication will lead to more affective outcomes such as satisfaction than to task-oriented outcomes. H3: Instrumental communication will evoke more cognitive feelings than affective feelings. H4: Affective communication will evoke more affective feelings than instrumental feelings. H5: Cognitive feelings have a higher chance of influencing task-oriented outcomes such as compliance than affective outcomes. H6: Affective feelings have a higher chance of influencing affective outcomes such as satisfaction than task-oriented outcomes. Cognitive Tuning and tuning of feelings Below, the graph shows the difference between cognitive tuning and tuning of feelings. Take in figure 2: Comparison of cognitive tuning and tuning of feelings As shown above, the main difference is that the cognitive tuning phenomenon states that the prefix of the feeling – positive or negative feeling – influences the processing strategy. However, the tuning of feelings states that it is not only the prefix, but already the type of feeling – affective or cognitive –influences the adoption of our cognition. The graphs below, illustrate the details of cognitive tuning and the tuning of feelings separately. Take in figure 3: Cognitive tuning Take in figure 4: Tuning of feelings The thickness of the arrows of the latter graph illustrates that in a benign situation more positive affective feelings will be evoked than cognitive positive feelings. In a problematic situation, however, more negative cognitive feelings will be evoked than negative affective feelings. 4. Methodology Study 1 To support our ideas, we will conduct a series of studies. The aim of the first study will be to verify the utilization of affective as well as cognitive feelings by the patient during the service encounter. An additional aim is to identify a clear link between the type of communication and the type of feeling evoked by the communication behavior of the physician. And also a clear link is expected between the type of feeling and the outcome variable. This will be achieved by conducting a quasi experiment. The communication behavior will be manipulated and the feelings and outcome variables will be measured with a survey. Manipulation The study will have a 2*2 experimental design. The two factors are the communication style of the physician: instrumental versus affective. Each of the styles will be furthermore manipulated on two levels: positive and negative. Positive instrumental would be for example when the doctor explains extensively what the consequences of the medication are, whereas a negative instrumental would not give this information. Positive affective communication would be if the doctor looks in the eyes of the patient while he talks, whereas a negative affective communication would be when he looks at a PC screen. Resulting from these manipulations, four scenarios are prepared. The respondents will receive one of the four written scenarios and will afterwards fill out a questionnaire. Measurement From a pre-test we first analyzed the most common affective – like afraid, happy, and worried – and cognitive feelings – like feeling uncertain or skeptical – in a medical consultation and then we chose the top three feelings of each type. We will use already established scales to measure each of the top feelings with at least three items. For the outcome variables, satisfaction and compliance, we will also use established scales. Study 2 A second study will concentrate on cognitive tuning. It is known that affective feelings need less vigilance and effort, because they are immediate reactions with a fixed valence. But this does not hold for cognitive feelings. They do not have fixed valence and furthermore, the experience of cognitive feeling interacts and therefore depends on the content recalled. The purpose is to empirically prove that even though benign and problematic situations evoke both types of feelings (affective and cognitive), a benign situation will evoke more affective than cognitive feelings. Whereas, a problematic situation will evoke more cognitive feelings than affective ones. As already mentioned, in a high credence based service an individual may not have any knowledge and therefore has to rely on his/her feelings. Even though the reliance on feelings is usually considered a heuristic approach, one will use them and still have a high vigilance and effort level, which is considered as systematic approach and not a heuristic – like feelings-as-information – in the literature. One possibility to measure the tuning of feelings would be to gradually manipulate the cue (communication) from one extreme (benign) to another extreme (problematic) and then measure which kind of feelings are evoked more. After evoking these feelings respondents should do a psychological test (e.g. thought listing) which reveals information about the processing strategy used by them. Study 3 In a third study the robustness of the conceptual model for other high credence based services like financial consultant will be confirmed. 5. Results Until now, only a pre-test has been conducted with 25 respondents. They were asked to think about their medical consultation and then to write down all the feelings they have had during the stay at the doctors’ office. The intention was to find out what feelings are evoked during their visit. Later all the feelings were coded as affective or cognitive by three independent coders. The coders were provided with the definitions of each feeling type and then asked to categorize the written feeling of the respondents independently from each other. Soon after, the frequency was counted in order to identify the most common feelings. The most common feelings will then serve the following studies to measure the evoked feelings by the communication behavior. 6. Main Issues and Problems The authors would appreciate any constructive feedback that supports a refinement of the project. Figures Instrumental communication of physician +H 1 Feelings evoked in the patient: Outcome variables: +H3 cognitive compliance +H5 +H6 affective satisfaction +H4 Affective communication of physician +H 2 Figure 1: Conceptual model Cognitive Tuning cue benig n Positive Feeling (affective & cognitive.) Heuristic Processing problematic Negative Feeling Affective Feeling (positive) (affective & cognitive.) benign Systematic Processing Cognitive Feeling (negative) problematic cue Tuning of Feelings Figure 2: Comparison of cognitive tuning and tuning of feelings Only Positive Feelings +A Benign Cue Heuristic Processing +C -A Problematic Cue Systematic Processing -C Only Negative Feelings Benign or problematic cue evokes positive or negative feelings, and if it is positive then the individual approaches heuristic processing and if it is negative the individual approaches systematic processing. Figure. 3: Cognitive tuning Mainly Affective Feelings +A Benign Cue Heuristic Processing +C -A Problematic Cue Systematic Processing -C Mainly Cognitive Feelings Note: The thickness of the arrow indicates the weight (strength) Benign cues will evoke more affective feelings than cognitive which will therefore lead to heuristic processing. Problematic cues will evoke more cognitive feelings than affective which will lead to systematic processing. Figure 4: Tuning of feelings Reference Alford, B. L. and Sherrell, D.L. (1996), “The role of affect in consumer satisfaction judgments of credence-based services”, Journal of Business Research, Vol. 37, No. 1, pp. 71-84. Arora, N. K. (2003), “Interacting with cancer patients: the significance of physicians’ communication behavior”, Social Science & Medicine, Vol. 57, No. 5, pp. 791-806. Bensing, J. (1991), “Doctor-patient communication and the quality of care”, Social Science & Medicine, Vol. 32, No. 11, pp.1301-1310. Ben-Sira, Z. 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