VDRDC DRAFT ONE September 2, 2011 Center to Improve Project Performance Logic Model Template A logic model provides a starting point for developing an effective evaluation plan. CIPP’s goal is to assist projects in developing logic models that are precise and that include features and content that give the models utility for evaluation purposes. The logic models serve as both ends and means. As ends, they are stand-alone representations of projects that provide an overall visual summary. They also provide descriptive information that can be used to catalogue or compare features across multiple projects, if needed. As means, the use of logic models is central to (1) defining outcomes that are meaningfully connected to project activities and (2) supporting evaluations so that the process will improve projects’ overall performance. CIPP’s Logic Model Scheme A project logic model portrays a project’s overall plan. It serves to clarify the relationships among a project’s goals, activities, and outputs and to lay out the connections between them and the project’s expected outcomes. Therefore, a project logic model depicts a program theory and accompanying hypotheses, highlighting (1) the resources or inputs dedicated to an effort, (2) the planned activities to be carried out with those resources, and (3) the specific outputs and outcomes the activities will generate. Evaluation can then be viewed as a test of the logic model’s hypotheses, and a logic model can be used by evaluators and the grantee to refine and guide data collection and analysis for assessing both process and performance. We find it helpful to begin with a summary chart that contains the information that will populate the logic model. The chart outlines the OSEP priority, assumptions, external factors/context, and inputs. It then displays, in table format from left to right, the project’s goals and objectives, strategies/activities, outputs, and outcomes. From the chart, a logic model is prepared. The logic model is less comprehensive than the chart in its content but it uses lines and arrows to connect specific project elements and provides a dynamic display. Both the chart and the logic model are continuously updated as the content of specific elements changes, such as when planned activities are revised or when unintended outcomes occur. The logic model will also change as the relationships among the components develop over time, mostly likely by becoming more complex and interactive. For CIPP, we use the following definitions of the logic model components: Goals/Objectives – The goals capture the overarching purposes of the project. Goals make clear the anticipated impact on systems or individuals. Goals imply gaps or deficits that will be remedied when the project produces its long-term outcomes. Objectives, if used in a logic model, are targeted sub-goals. Strategies/Activities – Strategies are the broad approaches to addressing the goals. They include multiple activities. Activities, which may or may not be listed in the logic model, are the specific actions funded by the grant or supported by other resources under the umbrella of the project. Outputs – Outputs are the direct results of the project activities, including project products and programs. Most outputs will be quantifiable, including tallies of the number of products and programs or counts of the customer contacts with those products and programs. WESTAT/COMPASS Center to Improve Project Performance 1 VDRDC DRAFT ONE September 2, 2011 Direct/Intermediate Outcomes – Direct outcomes are what customers do or become as a result of outputs. Usually, direct outcomes are changes in the customers’ actions or behaviors based on knowledge or skills acquired through project outputs. Intermediate outcomes result either directly from outputs or indirectly through direct outcomes. They generally come later in time than direct outcomes and often represent a step between direct outcomes and long-term outcomes. Long-term Outcomes – Long-term outcomes are the broadest project outcomes and follow logically from the direct and intermediate outcomes. They are the results that fulfill the project’s goals. Outputs, direct outcomes, and intermediate outcomes all contribute to the achievement of the long-term outcomes. Although the long-term outcomes represent fulfillment of the purpose of the project, they may or may not represent the achievement of a desired larger project impact. That is, the project may have an anticipated impact that is beyond the immediate scope of the project, either temporally or conceptually, and thus beyond the scope of the logic model. The Summary Chart The summary chart contains all the information that will populate the logic model, plus additional details about strategies, activities, and outputs. The chart begins with the OSEP priority and then states assumptions about how and why the project will be successful. External factors and context provide a brief description of the environment in which the project will be operating. Inputs are specific resources available to the project. The table itself displays, from left to right, the project’s goals and objectives, strategies/activities, outputs, and outcomes. Note that strategies/activities are aligned with outputs but that goals and outcomes may cut across multiple strategies/activities. The Logic Model The content of the logic model is taken entirely from the summary chart, but the logic model content is condensed to fit into the flow chart format. In the logic model, lines and arrows are used to depict the temporal and causal connections among the various project elements. Not surprisingly, multiple lines or arrows come to or from most of the boxes, indicating the complexity of the relationships that are expected. Also depicted are the anticipated results in the form of direct, intermediate, and long-term outcomes. The outcomes are themselves interconnected. Thus, direct outcomes, as well as outputs, lead to the higher level, more distal outcomes. WESTAT/COMPASS Center to Improve Project Performance 2 VDRDC DRAFT ONE September 2, 2011 SUMMARY CHART OSEP Priority: OSEP’s stated purpose1 for the Video Description Research and Development Center (VDRDC) is to (1) Improve results for children with disabilities by promoting the development, demonstration, and use of technology; (2) support educational media services activities designed to be of educational value in the classroom setting to children with disabilities, and (3) provide support for captioning and video description of educational materials that are appropriate for use in the classroom setting. In the context of this notice, educational materials for use in the classroom setting include television programs, videos, and other materials, including programs and materials associated with new and emerging technologies, such as CDs, DVDs, and other forms of multimedia. Assumptions: The VDRDC is managed by the Smith-Kettlewell Institute (SKI, or the Institute). This non-profit research Institute was founded in 1963 and is located in San Francisco at the California Pacific Medical Center. The Institute’s mission is to “create a unique environment for research on human vision-- basic scientific research to increase the understanding of normal vision and of eye disorders, clinical research to develop new diagnostic procedures and treatments for visual and other sensory disorders, and engineering research to produce better techniques for aid and rehabilitation of the blind and partially sighted”. The Institute supports this mission by engaging in research with a high degree of collaboration among staff that represent varied medical and scientific arenas, including ophthalmology, neurology, engineering, physics, and audiology, to name a few. The Institute’s current research agenda includes: Clinical studies which relate directly to the diagnosis and treatment of eye diseases and disorders. The development of devices and vocational programs to aid the partially sighted, blind and hearing impaired. Basic research to understand how the eye and brain work, providing a fundamental background for both the clinical and rehabilitation programs. OSEP funding for the VDRDC combined with SKI technical expertise and ability to draw in collaborators will further the state of knowledge regarding video description and emerging and promising technologies that promote access to visual content among blind and visually impaired students. Stakeholders are brought together in the Institute’s Description Leadership Network (DLN) and include major contributors and users for video description technology: The American Council of the Blind (ACB), The American Foundation for the Blind (AFB), CaptionMax, The Described and Captioned Media Program (DCMP), Dicapta, Ideal Group, The Metropolitan Museum of Art (MMA), The National Federation of the Blind (NFB), and the Narrative Television Network (NTN). Together with SKI, the DLN will vet promising technologies (such as Crowd-Sourced Description for Web-Based Video (CSD) , Remote Real-Time Description (RRTD), Algorithmic Automated Description (AAD), Separate-Channel Audio-Based Synchronization (SCABS), and Descriptive Video Exchange (DVX) ), further the development of the most promising of these, and facilitate access to these technologies by the public. The impact of these services will be felt not only in educational arenas but in a wide range of professional, public, and personal activities. External Factors/Context: (1) This initiative brings together most major stakeholders in video description and is committed to providing its products as “open source” code, where applicable. Thus, there is the potential for this project to focus and stimulate many independent researchers to “evolve” promising technologies. (2) Currently, although emerging technologies exist for research and development (such as those listed above), there are few reliable and well-sourced options for public consumption. The VDRDC therefore is in the position of focusing the field on the most promising of technologies. 1 http://www2.ed.gov/legislation/FedRegister/announcements/2010-3/081210e.html WESTAT/COMPASS Center to Improve Project Performance 3 VDRDC DRAFT ONE September 2, 2011 Inputs: Project staff are leveraging OSEP funding with funding from other sources, such as the National Eye Institute which has provided funding for video description for DVD media—the VDRDC will allow expansion of this initiative (the Descriptive Video Exchange, or DVX) into internet-based media. The project’s Principle Investigator (Dr. Josh Miele) is a member of SKI’s Rehabilitation Engineering Research Center and brings an extensive knowledge of improving information-accessibility for blind/visually-impaired users. Dr. Miele will facilitate and lead the Descriptive Leadership Network, which will create opportunities for field testing and disseminating promising technologies and free, open-source software. Goals/Objectives 1. Research, development, and innovation Strategies and Activities Outputs (A) Complete a systematic review and synthesis of existing research on technology that provides accessibility to educational program content that is delivered via the Internet or through other technological devices for children who are blind or visually impaired. Two written literature syntheses on technology that provides access when (a) delivered as streamed or downloaded video via the internet and (b) delivered through other technological devices (B) Conduct research and develop technology on emerging alternatives to video description that could improve the accessibility of educational program content, such as (1) crowd-sourced tagging (i.e., Descriptive Video Exchange, or DVX) for internet-based media (as opposed to DVD media funded through the National Eye Institute) and video annotation; (2) remote, real-time description; (3) algorithmic automated description; (4) separate-channel audio-based synchronization (C) Collaborate with researchers and technology experts to enhance or develop new open source technologies that make educational program content—appropriate for use in the classroom and delivered via the Internet or through other technological devices (e.g., smart phones, cell phones, and digital video cameras)—accessible through video description. For promising technology, collaboration with The IDEAL Group to implement the technology as a simple app for an offthe-shelf smart phone Number of technologies evaluated Number of technologies/ applications produced for dissemination Number of collaborative meetings and events conducted with the DLN Four focus groups conducted by the American Council of the Blind and National Federation of the Blind (D) Systematically field-test and evaluate the efficacy of the technology developed under paragraph (C) of this priority. 2. Outreach and dissemination WESTAT/COMPASS Number of participants in field tests (break out in our measures the different types of field tests); Number of stakeholders involved in field tests of Spanish video description Number of applications (i.e., products) field tested Center to Improve Project Performance Outcomes Direct: • Increase in technology (e.g., software or code) and applications that facilitate video description (By # of apps/web applets) • Increased knowledge of emerging and promising technology among stakeholders (i.e., the DLN) (by # of mtgs & events, # of participants at focus groups and their demographics) Intermediate: Increased access to accurate and effective technology for video description (by # of downloads, online webapplets, comments, views (youtube videos) Long-term: • The degree to which the Center’s activities contribute to changed practice and improved implementation of technology that provide educational program content delivered via the internet and through other technological devices accessible to children who are blind or visually impaired. 4 VDRDC DRAFT ONE September 2, 2011 Goals/Objectives Strategies and Activities Outputs (E) Provide all technology developed under paragraph (C) as open source materials (i.e., the source codes for the developed technology are freely available to the public). (F) Develop and implement—upon review and approval from OSEP—a strategy for disseminating research and development findings, in open source format, to key stakeholders including educators, technology developers, vendors, researchers, and federally funded technical assistance and dissemination projects (e.g., the National Center on Technology and Innovation and the Family Center on Technology and Disability). WESTAT/COMPASS Outcomes Number of apps or web applets produced Number of downloads of apps/web applets Number of downloads of source code Including phone app developed for the IDEAL group Dissemination plan and strategies Number of publications (of experimental results) submitted for peer-review Number of technical trainings at annual meetings of the Description Leadership Network Number of participants attending the four focus groups at the annual conventions of the American Council of the Blind and the National Federation of the Blind Number of webinars and participants of the webinars for educators, provided in collaboration with the Described and Captioned Media Program Number of museum workshops, provided in collaboration with the Metropolitan Museum of Art Number of events and participants of youth experience and mentorship opportunities and provided in collaboration with the National Federation of the Blind Center to Improve Project Performance 5 VDRDC DRAFT ONE September 2, 2011 VIDEO DESCRIPTION RESEARCH AND DEVELOPMENT CENTER LOGIC MODEL Outcomes Goals Strategies Outputs A. Systematic review and synthesis of existing research 1. Research, development, and innovation C. Conduct research on emerging alternatives to video description F. Provide all technology developed) as open source materials Inputs Staff time and expertise SKI research and development resources Collaboration with the DLN WESTAT/COMPASS Number of collaborative meetings and events conducted with the DLN Four focus groups Collaboration with The IDEAL Group G. Develop and implement a strategy for disseminating research and development findings Outreach and dissemination Number of technologies evaluated Number of technologies produced for dissemination E. Systematically field-test and evaluate the efficacy of the technologies 2. D. Collaborate with researchers and technology experts to enhance or develop new open source technologies Long-term Two written literature syntheses B. Develop methods for providing video description that can be used in conjunction with the Internet and other technological devices Intermediate Direct Increase in technologies (e.g., software or code) and applications that facilitate video description Increased access to accurate and effective technologies for video description Number of field tests conducted Number of technologies field tested Number of free, open-source software (FOSS) units produced for dissemination Number of English and Spanish versions of technologies, as appropriate Dissemination plan and strategies Number of publications (of experimental results) submitted for peer-review Number of technical trainings at annual meetings of the Description Leadership Network Number of presentations at annual conventions of the American Council of the Blind and the National Federation of the Blind Number of webinars for educators, provided in collaboration with the Described and Captioned Media Program Number of museum workshops, provided in collaboration with the Metropolitan Museum of Art Number of youth experience and mentorship opportunities, provided in collaboration with the National Federation of the Blind Center to Improve Project Performance Changed practice and improved implementation of technologies that provide educational program content delivered via the internet and through other technological devices accessible to children who are blind or visually impaired. Increased knowledge of emerging and promising technologies among stakeholders (i.e., the DLN) External Factors/Context Absence of “industry-standard” video description technology Vibrant community of users and advocates 6
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