Changes to our enforcement strategy Consultation responses template 1.1 This template is provided for responses to the Gambling Commission’s consultation on changes to our enforcement strategy. Please use this template if possible. 1.2 The templates leaves space for responses to all the questions asked in the consultation. However, we understand that respondents to the consultation may wish to answer only those questions which are relevant for their business, organisation or interests. 1.3 All responses should be sent by email to [email protected] by 21 April 2017. Alternatively, responses can be sent by post to: Changes to our enforcement strategy Consultation co-ordinator Gambling Commission Victoria Square House Victoria Square Birmingham B2 4BP Name: Organisation: Email address: 1.4 If you are responding on behalf of an organisation, please indicate which type of organisation: Industry body Regulatory body Government body Charity Local authority Help group Academic institution Faith group Other (please specify) 1.5 If you are responding as an individual, please indicate your own interest: Question one To what extent do you agree or disagree with our proposed amendments to the wording of paragraphs 4.5 and 4.6? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about our proposed changes to paragraphs 4.5 and 4.6? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question two To what extent do you agree or disagree with our proposal to give credit for timely disclosure? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question three Do you have any other comments about our proposed amendments to our Statement of principles for licensing and regulation? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… 2 Question four Do you have any other comments about our proposed changes to the policy statement? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question five To what extent do you agree or disagree with our proposed amendments to paragraph 2.6 of the Statement of Principles for determining financial penalties and the criteria for determining amount? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Do you have any other comments about our proposed changes to paragraph 2.6 and the criteria for determining amount? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… 3 Question six To what extent do you agree or disagree with our proposed amendments to paragraph 2.8 of the Statement of principles and the approach to calculating a financial penalty? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Do you have any other comments about our proposed changes to paragraph 2.8 and the approach to calculating a financial penalty? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question seven To what extent do you agree or disagree with our proposed amendments to paragraph 2.9 of the Statement of principles and the factors to be taken into account when calculating a financial penalty? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… 4 Do you have any other comments about our proposed changes to paragraph 2.9 and the factors to be taken into account when calculating a financial penalty? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question eight To what extent do you agree or disagree with our proposal to allow a discount to a financial penalty in certain circumstances? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Do you have any other comments about our proposal to allow a discount to a financial penalty in certain circumstances? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question nine To what extent do you agree or disagree with our proposals to expand the principles we will apply to deciding how monies from early settlement will be used? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree 5 Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… Do you have any other comments about our proposals to expand these principles? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question ten: Do you have any other comments about our proposed changes to the Statement of principles on financial penalties? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Question eleven To what extent do you agree or disagree with our proposed amendments to the guidance on regulatory decision making after a licence review? Strongly agree Agree Disagree Strongly disagree Neither agree nor disagree Do you have any other comments about this proposal? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… Do you have any other comments about our proposed amendments to the Guidance on regulatory decision making after a review? …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………………………………………… …………………………………………………………………………… 6
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