Oxford Brookes University Research Proposal MSc International Hotel & Tourism Management 15055939 16 1 Oxford School of Hospitality Management 15055939 P58915 Research methods Mr. Levent Altinay Research Proposal 3294 18.04.2016 2 Working Title How do Ethical People Management Practices compare to the reality of the Hospitality industry? 3 Background The existing literature mainly discusses very theoretical aspects of ethics in hospitality and the research that has been applied in practice is fairly limited in scope. As the hospitality industry is an often people-intensive industry, the recommended ethical people management practices are presumably not always applies correctly. The gap between ethical people management as described in literature and the actual practices hasn’t been well-researched and shouldn’t be ignored. In the day and age where every major hotel chain boasts about their CSR and environmental friendly behaviour, treating employees in an ethical manner should be a vital part of a company’s HR policy, though it’s often not mentioned. Examples like Marriott, Starwood, IHG and Hilton, a number of topics are discussed in their CSR like social and community, equality and diversity, charities, responsible business and environmental sustainability (Starwoodshotels.com, 2016; Marriott International, INC., 2016; Hilton Worldwide, 2016; Intercontinental Hotels Group, 2016). Examples from other industries that are judged to have appropriate and effective people management practices are M&S and John Lewis (IvoryResearch.com, 2016; HR Magazine, 2001). The overall working conditions in the hospitality industry are said to lead to depressing environments in which employees take more than double the sick days than their counterparts in other industries (Druce, 2007). Each of these has implications for the hospitality industry and there is research to be done to increase the body of knowledge affecting each of these areas. The existing research often indicates the theoretical framework for the industry, but there has been a limited involvement of the industry. A few of the research limitations include research was only done in Westernised countries and is highly self-reported. Most of the research that has been done before involved the human resource managers (or so-called “gatekeepers”) and the cooperation of operational employees is often supervised by the human resource managers. The question arises whether the CSR policies are compatible with the labour conditions of the hospitality industry. In order to fill the gaps and deficiencies, it is proposed to determine the gaps by looking at the discrepancies between what is considered ethical and the actual practices. The recommendations and research in literature should be taken into consideration and align people management practices and ethics. Interviews can be done with a number of human resource managers to determine how ethical they perceive their approach, how they ensure to remain ethical in their practices and 4 what the specific actions are that they take. Furthermore, a questionnaire can be done to look at the operational staff’s impression of these practices and the influences of an organisational culture. Once the comparison is complete, recommendations can be made to improve ethical people management practices. 5 Research Aim and Objectives Aim To evaluate the rhetoric and practice of ethical people management practices and how to close the gap. Objectives 1. To critically evaluate the existing literature on people management practices and ethical practices in the hospitality industry in order to determine 2. To carry out primary research in a set of hotels in order to determine what discrepancies exist with reality. 3. To analyse the data gathered in order to determine how the data set can support the body of knowledge. 4. To develop a model in order to close the gap between reality and literature recommendations. 5. To draw conclusions on the research and make recommendations in order to improve further knowledge in this field. 6 Academic Context When looking at the ethical theories that are often discussed in human resource management, Appendix 1 gives an overview of these theories; Virtue ethics, deontological ethics, teleological ethics and ethical learning and growth and a number of their other theories are classified amongst those four quadrants of the framework for ethical theories (Fisher and Lovell, 2003; Winstanley and Woodall, 2000). When looking at ethics and their importance for the hospitality industry, they tie in to organisational justice, with an effect on job satisfaction, performance and commitment (Knani, 2014; Chan and Jepsen, 2011). One of the factors tying into the employees’ consideration of fair or unfair treatment is the concept of emotional labour. When employees feel their job is emotionally draining, the management is choosing sides with the guest and not offering protection to employees against customer abuse will assume an unfair treatment in the workplace. The application of ethics could be considered in the areas of human resource management; recruitment and selection, occupational tests and psychometric profiling, equal opportunities, employee well-being, training and development, flexibility, working time, remuneration, performance management and empowerment and participation, summarised in working conditions, work-life Balance and training & development (Winstanley and Woodall, 2000). When looking at what practices would be considered ethical, fitting with organisational justice, they range from altruism and care for employee wellbeing (Pilbeam and Corbridge, 1998; Turner et al, 2008), maintaining close employeemanagement relationships (Turner, 2008), social integration projects and ‘People Care Managers’ (Turner, 2008). Important in implementing these practices is the development of an ethical culture, with ethical leadership as a major trait of management. The humility, integrity, knowledge and understanding of leadership can positively influence workplace outcomes. Even spouses’ family satisfaction has been argued to be influenced by leaders and leadership relations (Liao, Liu and Kwong Kwan, 2014; Grande, 2015). Furthermore, areas like disciplinary proceedings should consider the environment without making assumptions. For recruitment and selection, a range of techniques can be used to verify ethical behaviour before hiring, though these don’t give a 7 simple answer, but rather shed light on someone’s attitude towards risk and truth (Steare, 2014). Considering the aspects of HRM and ethical behaviour, a number of these seem to be continuously perceived as unfair like salary and development opportunities (Pelit et al, 2011). When looking at HRM areas like emotional labour, work-family relations and organisational justice, the measurements are often partial or incomplete at best (Key, 1999; Maines, 2008). Ethical issues can be divided into five broad categories; coercion and control, conflict of interest, physical environment, paternalism and personal integrity (Fritzsche and Becker, 1983). Though these have previously been applied to the ethical issues faced by Markseting managers, these can be generalized towards the hospitality industry and management. When looking at achieving success through people; reward, engagement, clarity of purpose and recognition are considered vital. Additional important aspects are the management’s ability to communicate and finding out the motivators and drivers of all team members (Maloney and Stanford, 2011). A company’s ethical people management practices can be placed on the framework of this continuum, as both have different implications for the practices. A model, as in Appendix 2, has been developed to facilitate and engage ethical decision making and the process that is involved. The model looks at how the individual, local and cosmopolitan referents influence the precepts that are then tried, applied and evaluated (Upchurch, 1998). The application of this model is sequential and logical, but the nature and characteristics of the hospitality industry can interfere with the use of the model. The characteristics of the hospitality industry, are agreed to encompass longer and mostly shift-driven working hours (Walker, 2004; Rheede, Blomme and Tromp, 2009; Omondi, 2012; Poulston, 2009), rigid and vertical hierarchies (Kapoor and Solomon, 2011). Additionally, as the workforce consists of 58% female workers, 45% workers less than 30 years of age, 14% are from Black or minority backgrounds and 20% are migrant workers, the workforce as a whole consists of vulnerable parties, which are often non-unionised (Rook, 2011). Furthermore, perishability, inseparability (Walker, 2004; Jaume, 2013; Omondi, 2012) and intangibility and limited life-span (Jaume, 2013), seasonality of the industry lends itself to a casual workforce (Grow, 2013), 8 aiming for guest satisfaction/focus (Walker, 2004; Omondi, 2012), low salaries and low margins not allowing for bonus packages (Omondi, 2012; Van Rheede, Blomme and Tromp, 2009; Poulston, 2009). The labour intensity of the industry simultaneously has potential impacts on the human resource management practices (Poulston, 2008). Finally, the nature of the hospitality industry causes potential employees to perceive it as an industry that’s difficult to combine with a family and relationships, a possibly poor work environment, but with opportunities for travel and advancement in a people oriented profession (Van Rheede, Blomme and Tromp, 2009; Omondi, 2012). An additional aspect is co-creation, where in public workplaces, ethical situations depend on the “citizen” (i.e. guest), employees and commitment from management and supervisors (Bruce 1994). The close involvement of guests in this process of cocreation, a link can be established to emotional involvement of frontline employees. This emotional involvement and the challenges it presents are increasingly considered a reason for worker dissatisfaction. The duality and conflict of the emotions employees feel and what they need to perform at work can contribute to undesirable working conditions, calling for an effective approach of HRM practices to cope with this aspect (Boella and Gross-Turner, 2005). It has been found that generally, the British workers have become less tolerant of unethical practices and behaviour in the workplace over the past three years. Despite this decrease in tolerance, the pressure to compromise the company’s standards has increased, mainly caused by turning a blind eye, following orders and increased financial and budgeting pressures (Webley, 2009). Within the hospitality industry, the ethical operation management is a challenge affecting four major parts of business; workplace, the supply chain, customers and the local community. For this reason, the UNWTO developed a global code of ethics in 1999 for tourism in order to minimise the effects of the industry on the local environment and destinations. Fortunately, with major hotel chains taking vital steps to integrate ethics into their own policies and codes, there is evidence that the hospitality is taking a collectively proactive approach to business ethics (Leadlay, 2011). When looking at examples of the practices from other industries that are considered the most humane and best practices, two companies are judged good examples; Marks & Spencer and John Lewis. The practices that they apply within their fields 9 could be taken as an example for the hospitality industry (IvoryResearch.com, 2016; HR Magazine, 2001). Though the people management practices at John Lewis are called bureaucratic, unwieldy and formal by their Director of Personnel, their organizational culture seems to exist of awareness of values, constitution and a particular corporate culture. Their focus on co-ownership and the associated values allow for attraction and retention of top talent, but doesn’t provide the possibility to give long term incentives to top management. One of the disadvantages of their democratic structure in the HRM areas is a decentralised approach (HR Magazine, 2001). As for M&S’s approach, they have undergone a series of transformations in the HRM area over the past decade. During an assessment, the key factors include leadership, purpose and effective stakeholder management, attention to business needs, relentless commitment to flexibility and innovation and sufficient preparatory work for the transition (Orion Research, 2012). Additional efficient measures proposed to improve employee wellbeing include; providing direct training, information, employee assistance support, and specific focus, investing in resilience programs and running education and awareness programs (Grow, 2013). Appendix 3 shows the conceptual framework that will be followed for the purpose of this dissertation. It shows how the above principles and practices will be studied in further detail by looking further into the literature, after which the findings will be discussed with human resource managers. The picture as painted by the HRM practitioners should be compared to the input of operational employees and how they feel about the organisational justice. This comparison and possible causalities should allow developing practices that bridge the gap between both the HR department and operational staff. 10 Chosen Research Approach The two research approaches that could possibly underpin this dissertation are either phenomenology or inductive approaches. As phenomenology focuses on the study of things, though a range of different interpretations have developed, leading to misunderstanding by practitioners (Priest, 2004). Phenomenology is considered both a philosophical inquiry and an approach to qualitative research, often inviting participants to converse about a subject, rather than looking at empirical facts (Randles, 2012). Advantages of this approach include looking at change processes over time, understanding people’s meanings, contributing to development of new ideas, gathering natural data and help adjustment to emerging ideas and theories. Disadvantages range from needing great resources, difficult interpretation and analysis, harder to control pace and progress and possibly low credit by policy-makers (Armstrong, 2010) Inductive reasoning, also known as the “bottom up” approach, starts with specific observations and moving to broader theories and generalizations. The specific measures allow for detecting patterns and regularities, leading to tentative hypotheses which can be transformed into general conclusions and/or theories (Trochim, 2006; OpenABM, 2016). The advantages include that it works best with incomplete information, allowing for quick conclusions and generalisations. The disadvantages include that it can’t guarantee its conclusions, assuming uniformity of nature and it relies on observation (Rusnell, 2015). For the purpose of this dissertation, a phenomenological approach would be most appropriate for the research topic. As the topics of ethics and human resource management can’t be pinned down on empirical facts and the tumultuous nature requires conversation. As ethics are very personal, the way phenomenology looks at the appearance of things and subjective experience of issues is in line with the nature of HRM and ethics. As for the research strategy that would be most suitable; a mostly qualitative study would allow for the most in-depth picture. A series of interviews with human resource managers can provide qualitative data and opportunities to gain a more practical insight into ethical human resource practices. In order to gather additional qualitative data an online questionnaire for operational employees can give an extensive insight into the thoughts and perceptions of the operational employees. 11 Methods Interviews are usually described as structured, unstructured or semi-structured. Unstructured (or informal) interviews don’t have any pre-set questions or structure, as the participant is allowed to raise what issue they deem appropriate. Structured interviews are sometimes compared to job interviews, where set questions are used in the same way for every participant, and the interviewer keeps a social distance from the participants (McLeod, 2007; MacDonald and Leadham, 2008). There’s a range of different types of interviews; fact finder, idea generator, exploratory and experiential, all of which generate different data. Whether performed face-to-face or over the phone, an appropriate setting is key in gathering the right data. These data can be used as quotations or to generate thematic areas (MacDonald and Leadham, 2008). Advantages of interviews range from reaching a large sample, making questions fully understood, detailed answers (with unstructured interviews), flexibility, honesty and more valid information. Disadvantages include that it is time consuming, rigid and difficult to obtain (for structured interviews) and for unstructured interviews, the disadvantages range from difficulty to compare, small number of interviews (sample) and difficulty getting representation (University of Portsmouth, 2010). When looking at experiments, either a field or lab experiment can be conducted. In both settings, the researcher attempts to manipulate the circumstances, but in a field experiment the extraneous variables will remain uncontrollable (McLeod, 2007). Experiments are often used to determine and prove causal relationships, though the conditions to ensure random assignment, experiment control and appropriate measures could cause artificiality (Odle and Mayer, 2009). There is a number of different experiment designs; true experiments, repeated measures, quasiexperimental designs, time series design and deceptive appearances. Furthermore validity threats include; history, maturation, testing, instrumentation, selection and diffusion of treatments (Ross and Morrison, 2004). The advantages of experiments include control over variables, easy determination of cause and effect relationships and better results. Disadvantages include, but aren’t limited to; subjectivity to human error, creating artificial situation and an eventual failure to do the experiment (Occupytheory, 2014). 12 As for the observation technique, a differentiation has been made between covert and overt observation. In an overt observation, the researcher identifies himself to the participants, whereas in a covert observation, the researcher remains anonymous and acts as a regular participant. The latter could lead to a number of problems like ethical problems, deception or consent. A number of characteristics can be used to describe the observation technique; natural vs controlled and participant vs non-participant (McLeod, 2007). Observation is best to be used when trying to uncover group dynamics and both observable and more hidden detail. Advantages include that the observer will gather much nuanced data, with an opportunity to react to events and provide insights into group and individual behaviour. The disadvantages include the time-consuming aspect, difficulty to maintain the observer role and on the observer’s interpretation of the data (MacDonald and Leadham, 2008). For the purpose of this dissertation, the two techniques that will be used are both interviews and questionnaires. The interviews with human resource managers, will allow gaining a deeper understanding, allowing for a broader understanding of the practices performed by the hotel and what is considered ethical by the company. The Questionnaires, done amongst operational employees, can be used to gain insights in the perception of operational employees of the human resource practices. Using a combination of these two techniques can give different perspectives on the topic of ethical people management practices. The interviews will be semi-structured face-to-face interviews, allowing for a guiding structure, but giving the interviewer a chance to explore certain topics in more detail when deemed necessary. The questionnaires will be distributed online amongst operational employees through Facebook and online communities. The questionnaire will strive to guarantee anonymity, attempting to make respondents comfortable enough to be honest. The quantitative data can provide insight into how employees feel regarding their treatment. Purposive sampling will be used for the questionnaire as a specific sample is needed for this research. The sample should consist of respondents that work in hospitality, at an operational level. The sample for the interviews would be four to five interviews with human resource managers. As for the number of online Questionnaires required; approximately 100150 responses would give a reasonable data set, allowing for a better view and more generalised conclusions. These questionnaires will be electronically dispersed through Facebook and LinkedIn groups, as in the example in Appendix 4, and 13 through contacts from my undergraduate studies and colleagues from previous jobs. To develop the survey, the website quicksurveys.com will be used. As for the data analysis following the data collection, a thematic analysis of the data would be most appropriate. With this analysis technique, a more in-depth picture can be developed. As was explained at the beginning of the chapter, interviews will give an opportunity to explore thematic areas. 14 Time Scale, Resources and Possible Constraints When considering the time scale for the dissertation, Appendix 5 will show an overview of the time frame and what actions will be undertaken in which periods. Resources can be drawn from my savings and income from my part time job, most of the interviews would take place in the UK, so travel will be relatively inexpensive. The Questionnaire will be performed online through e-communities, which prevent expenses in gathering the quantitative data and ensure a wide reach. As with every research project there are a number of possible constraints; including gathering data from operational employees could be monitored and possibly prohibited. Furthermore, willingness to honestly cooperate from HRM practitioners can be compromised by the nature of the study. As a contingency plan, the Questionnaires should be circulated anonymously amongst any hospitality industry employees. Dispersing the questionnaires semirandom, where the respondents are given the chance to identify their employers if they can and want to, would allow possibly identifying some of these employers. Though it will be difficult, if not impossible, to compare both the operational view and the HRM view in the scope of this dissertation, the data gained from the anonymous data collection will allow to compare general indications and give recommendations for further research. 15 References Armstrong (2010) Phenomenology. [Online]. Available at: http://researchmethodology.net/research-philosophy/phenomenology/ (Accessed: 17 April 2016). Boella, M. J. (2013) Human resource management in the hospitality industry: a guide to best practice. London, UK: Routledge, Taylor & Francis Group. 9th edn. Bruce, W. 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(2004) Introduction to Hospitality Management, New Jersey, USA; Pearson Education, Prentice Hall. 19 Webley, S. (2009) “Ethics at Work” CIPD. [Online]. Available at: http://www.cipd.co.uk/pm/peoplemanagement/b/weblog/archive/2013/01/29/ethicsat-work-2009-07.aspx (Accessed: 10 April 2016). Winstanley, D., and Woodall, J. (2000) ‘‘The Ethical Dimension of Human Resource Management.’’ Human Resource Management Journal, 10 (2), pp. 5–20. 20 Appendix Appendix 1 Source: Fisher and Lovell. 2003, p.102. Appendix 2 Source: http://www.emeraldinsight.com.oxfordbrookes.idm.oclc.org/doi/pdfplus/10.1108/0959 6119810232266 21 Appendix 3 22 Appendix 4 Source: https://www.facebook.com/search/pages/?q=hospitality%20workers 23 Source : https://www.linkedin.com/groups/8265807/profile Appendix 5 18-24 April Write Introduction 25 April – 1 May Literature Review 2 May – 8 May Literature Review Meeting with supervisor Setting up Interview Dates 9 May – 15 May Literature Review Developing Interview Setting up Interview Dates 16 May – 22 May Piloting Interview Setting up Interview Dates 23 May – 29 May Interviews Meeting with supervisor Developing and Piloting Questionnaire 24 Write ‘Methodology’ Chapter 30 May – 5 June Interviews Questionnaire Write ‘Methodology’ Chapter 6 June – 12 June Interviews Questionnaire Write ‘Methodology’ Chapter 13 June – 19 June Data Analysis Meeting with supervisor Data Analysis Classes 20 June – 26 June Data Analysis 27 June – 3 July Data Analysis 4 July – 10 July Write ‘Findings’ Chapter 11 July – 17 July Write ‘Findings’ Chapter 18 July – 24 July Literature Review 25 July- 31 July Write ‘Discussion’ Chapter 1 August – 7 August Write ‘Discussion’ Chapter 8 August – 14 August Write ‘Discussion’ Chapter Meeting with supervisor Meeting with supervisor 25 15 August – 21 August Write Conclusions & Meeting with supervisor Recommendations 22 August – 28 August Write Conclusions & Recommendations 29 August – 4 September Write Conclusions & Recommendations 5 September – 11 Editing Meeting with supervisor September 12 September – 18 Editing September 19 September – 25 Editing September 26 September – 30 Editing Meeting with supervisor September 26
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