DOC CUMEN NTATION OF L LCWE DATA IN GAB BI 1 INTRO ODUCTION N Sustainability is an n increasing gly used ex pression an nd many prroducts are marketed as a being sustaina able. The definition d off sustainab bility include es ecologic cal, econom mic and als so social aspectss, as prese ented in Fiigure 1. Cu urrently, fo or example carbon foootprints are highly discussed and therrefore envirronmental a and also eco onomic proffiles of prodducts, but es specially the soccial aspectss are often n largely n neglected. The challe enge for coonducting a social e is the nee assessm ment along the comple ete life cycle ed of plenty y – so far nnot acquired d – data. This situ uation is co omparable to t the effortts that had to be done at the beg inning of Life Cycle Assessm ment itself in i the 1980s s. Figure 1: Sustaiinability: Integration of ecologic, econo omic, soccial and te echnical dimens sion in a so oftware an d database e system e employedd to gather socially In order to fill thesse existing gaps, stattistical sourrces can be e University of Stuttgarrt, Chair of Building Ph hysics (LBP P), Dept. Life Cycle relevantt data. The Enginee ering (GaBii) develope ed the meth hod of Life Cycle Worrking Enviroonment (LC CWE) to integratte social asspects into Life Cycle Assessme ent (LCA). In applyingg this method, high quality p process-spe ecific data concerning c social aspe ects for use in product LCA is obta ained by using sttatistical sou urces. The following asspects are covered: c Page 1 / 15 • A Amount and d qualification level of w work • Health and safety. phs will doc cument the method tha at was applied to geneerate sociall profiles The nexxt paragrap for all unit processe es in the Ga aBi databasse. 2 SELEC CTION CR RITERIA FO OR INDICA ATORS When thinking abo out social effects, e one e of the firs st questions s to considder is which h criteria should be measured and which w indica ators should be emp ployed to ddescribe the social implicattions of a hu uman action n. For the m method desc cribed here, the objectiive was to integrate Engineering social a assessmentt into the already a exissting metho odology of Life L Cycle E g (LCE). That im mposes som me restrictio ons upon tthe choice of indicators. Therefoore, the critteria the employe ed indicatorrs have to comply c with are describ bed in the fo ollowing. 2.1 Relevance e and Con nsensus The soccial goals sh hould have an actual re elevance and a broad internationaal consensu us. They should iif necessaryy allow for the inclusion n of other societal or cu ultural valuees. 2.2 Impartialitty The indicators and their ascerrtainment sh hould be im mpartial and revisable. 2.3 C Completeness and attributab bility 1. A All relevant goals shou uld be addre essed. 2. T The indicato or should co over the resspective social goal co omprehensivvely. 3. T The indicattor should be b clearly a and complettely attributable to the respective product or proce ess. 2.4 Q Quantitatiiveness The ind dicator shou uld compris se a quantittative meas sure in order to be agggregated over o the whole life cycle. 2.5 Pertinenc ce of indica ator sum The sum m of the indicator valu ues of all p processes of o one site, company, industrial sector s or country should acccurately des scribe the ovverall situattion. Page 2 / 15 2.6 No Overla ap There sshould be no n overlap between th he different indicators to avoid doouble counting and thereforre overvalua ation of sing gle effects. 2.7 C Comparab bility of targets and d indicatorrs 1. T The goals and a indicato ors should b be compara able in an international context. 2. T The goals and a indicato ors should b be compara able between different iindustries. 2.8 Product/P Process-re elatedness s The goa als and ind dicators sho ould have a direct rela ation to pro oducts or prrocesses or should facilitate e to be relatted to them. 2.9 A Average validity v The indicators should remain valid for ave erage mode elling, i.e. useful for LC CWE databa ases. 2.10 S System bo oundaries s, cut-off c criteria, re eference sy ystem They arre chosen in i accordan nce with the e ISO 1404 40 and 140 044 (CEN 22006), whereas the “environ nmental rele evance” is substituted s by the “social relevanc ce”. 2.11 T Temporal stability and a time s series The callculation of the social indicators sshould be repeatable r years, which h means for other ye that time e series sho ow the actu ual changess. 2.12 Data availlability/efffort The datta collection n should be viable unde er justifiable e effort. 3 LCWE E METHOD D DESCRIP PTION The nexxt paragrap phs will exp plain the L LCWE meth hod develop ped at Univversity of Stuttgart, S LBP-Ga aBi. 3.1 Indicators s chosen for f integra ation into LCA Table 1 shows th he indicators chosen to be inte egrated into o the Life Cycle Eng gineering methodology basin ng on the crriteria descrribed above. Page 3 / 15 Table 1: Social Ind dicators ch hosen Group Indica ator Unit General Qualification n level A (GQ QL A) [sec c] General Qualification n level B (GQ QL B) [sec c] General Qualification n level C (GQ QL C) [sec c] General Qualification n level D (GQ QL D) [sec c] General Qualification n level E (GQ QL E) [sec c] Total workiing time [sec c] Lethal acc cidents [case es] Non-lethal accidents a [case es] Qualiffied working g time Hea alth and Safe ety 3.2 Data acqu uisition me ethod In gene eral, both, a bottom-up p and a top p-down app proach for data d acquissition do ex xist. The bottom--up approacch would be the sepa rate acquis sition of datta for everyy unit proce ess. The top-dow wn approach h correspon nds to the p rorating of aggregate a data d to sing le processe es. 3.2.1 Separate e data acq quisition fo or unit pro ocesses Applying g this approach, social indicato ors have to o be collec cted for eaach process s in the producttion chain. Here H the prroblem occu urs that suc ch data is ra arely availaable at the moment, m because e a meaningful use and comprrehensive approach a for f such inndicators was w nonexistentt so far. The initiation n of a con ntinuous as scertainment of this d ata would be cost intensivve and time consuming. Due to this, for the beginning g the top-d own attemp pt is chosen for the LLCWE meth hodology develop ped at the University U of o Stuttgart.. Neverthele ess, the da ata acquisitiion for everry single processs remains th he middle-te erm to long--term goal because b of its more preecise resultts. 3.2.2 Proration n of aggre egated datta to singlle process s Statisticcal data co oncerning social s issue es is available for most m of thee highly de eveloped countrie es, for some e of them de etailed enou ugh to use them t in the LCWE metthodology. To prora ate this data a down to process p leve el, the follow wing assum mptions are aapplied: 1. T The social impacts off a processs are propo ortional rela ated to the amount off human llabour of the process. Page 4 / 15 2. T The amoun nt of human n labour of a process is i related to o the effort made to ad dd value b by processiing (which is equivalen nt to the add ded-value itself). The abo ove assump ptions are valid within tthe same in ndustry and in the samee country only. In contrrast to the situation s forr environme ental Input-O Output table es, the amoount of hum man work is very well correlated with the econom mic value ad dded of a process. Thhe precision of the results tthat can be e reached is s hence hig gh enough to t be used as a reaso nable startiing point for modelling on the product le evel. he differentt steps of tthe approac ch developed at the U University Stuttgart Figure 2 shows th at the calcu ulation of pro ocess speccific LCWE data. d aiming a Figure 2: Generattion of proc cess-speci fic social information n ollowing parragraphs, th he steps sho ure 2 are de escribed in m more detail.. In the fo own in Figu 3.3 G General qualificatio q on level off jobs In the first step, single pro ofessions a are allocate ed to different qualifiication leve els. The classificcation is made accord ding to the Internation nal Standarrd Classificcation of Ed ducation (UNESC CO INSTITUT TE FOR STATISTICS 199 97). This cla assification was develooped in 199 97 by the UNESC CO in orderr to classify y and chara acterize diffferent school types annd school systems. s The ISC CED addre esses the required r qu ualification of a job po osition rathher than the actual qualifica ation of the employees s. It classifie es seven diffferent qualiification leveels (Level 0 – Level 6). In th he course of the development o of this meth hod Level 0, Level 1 and Level 2 were combine ed to one le evel. The distinctions m made in thes se levels for the require red qualifica ation of a job are not relevant enough to o be kept in the classification for th he developeed method. Page 5 / 15 3.4 Employee e profile off the indus stry In the se econd step, the profes ssion distrib ution per industry is ca alculated viaa a matrix based b on the SIC C code (OCCUPATIONA C AL HEALTH AND SAFE ETY ADMINIS STRATION 1 992). In th he table elementts of the ma atrix, the nu umber of po ositions of each e profession in eve ry single industry is presentted. From th his, the emp ployee profi le of each industry can n be identifieed. 3.5 S Seconds of o labour per VA The secconds of labour per va alue added are derive ed from the U.S. Econ omic Census (U.S. CENSUS S BUREAU 1997). 1 This s statistic g gives inform mation abou ut the num mber of employees, average e number off production n workers, p production workers' ho ours, cost of contract work w and the valu ue added. The T value ad dded given in the statis stic is calcu ulated from tthe income through the sale e of the pro oduced goo ods less the e expenditu ures for aux xiliary mateerials, interm mediates and/or resources and the expenditure es for sub bcontracting g. The val ue added for the calculattion of the seconds s of labour per VA – relation is thereffore correctted by this number. The wo orking time is only qu uoted for w workers, no ot for appo ointees. It iis assumed d in the methodology, that an appointe ee works th e same hou urs per yearr as a workeer. 3.6 Q Qualificattional labo our profile e of the ind dustry In the next step, th he total work king time pe er value add ded can be broken dow wn with the e support of the ta ables and matrixes m ge enerated in the steps before. b The result is a qualificatio on profile of each industry per value ad dded generrated. This qualification n profile shhows the am mount of working g time in eacch of the fiv ve qualificattion levels to t generate one Euro vvalue added d. These values, same as th he total worrking to gen nerate one Euro E value added, varry between different industrie es. 3.7 Rate of no on-fatal injuries perr VA For the e calculation n of non-fa atal injuriess, two kinds s of data are a availabble (UNITED STATES DEPARTTMENT OF LABOR A 1999): The injurie es listed as injury rates s, as well ass absolute numbers n of injuries per ind dustry. The injury rate es present the numbe ers of injurries per pe erformed working g time. Thesse rates are e correspon nding with the risk of th he employeees to get in njured in the spe ecific industrry. The abs solute ratess give the to otal number of injuriess without ta aking the total number of em mployees in the specificc industry in nto accountt. In the conntext of the e method describe ed here, th he non – fa atal injuriess have to be b related to t the totall working time and respectively to the value ad dded in orrder to cla assify them m to the ddifferent pro ocesses. Therefo ore, the rate e of non-fata al injuries iss used. 3.8 Rate of fatal injuries per VA The fata al injuries are a also collected and p published by b the U. S. Departmennt of Labor (UNITED STATES DEPARTME ENT OF LAB BOR 1999). For the fa atal injuries s only absoolute numb bers are Page 6 / 15 available. A statem ment concerrning the rissk of fatal in njuries in the different industries therefore is not po ossible. In orderr to relate th he fatal injuries to the ttotal workin ng time and hence to thhe value added, the working g time for every e industry has to be available. For the reasons exxplained in the last n from diffferent sourc paragra aph, values should no ot be drawn ces. So vaalues from different tables, generated based on th he source m mentioned above on non-fatal n annd fatal injuries, are used: T The total wo orking time for each ind dustry is de erived from the non-fattal injuries rate and from the e absolute number n of non-fatal n inj uries. 3.9 S Social Pro ofile of the e industry y The soccial profile for f each ind dustry includ des the wo orking time in different qualification levels, the non-fatal and the fatal inju uries, each related to one o Euro off value addeed generate ed in the respective industryy. 3.10 Prices forr GaBi-Flows For rela ating the social data to o LCA proce ess data, th he value added of eachh LCA proc cess has to be id dentified. Th his is done by calcula ting the delta of prices between the output and the input flo ows of each h process. Therefore, for all mate erials, intermediate prooducts or products, p as well as variouss energy flluxes, whicch go in an nd out of processes, p prices hav ve to be determined and asssigned. Sin nce the pro oduct prices s depend on n a dynamicc market, th he same referencce period for f both the e prices an nd for the identificatio on of the vvalue added d of the industrie es should be selected d. In this ccase the calculation is made wiith annual average values o of the same reference e period. A foreign trade statistic is used to provide co onsistent price da ata (U.S. CENSUS E BURE EAU 2002A, U.S. CENSU US BUREAU 2002 2 B). For mo ost of the flows, f price es can be calculated regarding quantities and total value v of exported commodiities. In cas ses where tthis is not possible, p prrices are esstimated pe er expert judgeme ent using the t assump ptions that tthere are no n negative e value adddeds and th hat price ranges can be esttimated on the basis o of the lowe er price of a preliminaary product and the higher p price of a su ubsequent product. p Th is kind of es stimation ha as an impacct on the res sult if 1. tthe according flow pas sses from on ne industry into anothe er industry aand 2. tthe social profile p of botth industriess varies. 3.11 V Value Add ded of GaB Bi-Proces sses In orderr to calculatte the value added of a single proc cess, the to otal value off the incoming flows is subtrracted from m the total value of th he outgoing g flows of a process. The total value is calculatted by multiplying the amount of the flow wiith its price and then bby summing g up the values o of all flows. Page 7 / 15 This ste ep requires an access s to a life cyycle model on a unit process levvel of the particular p productt. Furthermore, as consistent ass possible data d are necessary foor all econ nomically relevantt material and energy flows, f which h flow in and out the un nit processees. 3.12 Process Data D Sets To gene erate a LCW WE process s data set, each individ dual proces ss must be classified to one of the variious industrries. Subse equently, the e social pro ofile of the industry is multiplied with the value ad dded of the individual process. p In doing this, the reference to one E Euro of valu ue added is lost a and the indu ustry profile is scaled o n a unit pro ocess. 3.13 Evaluation n In the ccourse of the balance calculation, c the values of unit processes aree summarize ed along the valu ue chain according to o the summ marization of o LCA inventory dataa and can thus be evaluate ed equally. 3.14 Processin ng of Data(-sets) in the Softw ware In the cclassic LCA A the particu ular processses are sc caled accord ding to theiir connectio ons over input an nd output flo ows. Beside es, the elem mentary flow ws, which exceed e the system bou undaries and thus cause an impact, are e scaled witth the factor of their orriginal proceess. In this way, w the contribu ution of ea ach individu ual processs to the fu unction of the t total sy system is weighted w correctlyy. By includ ding social data into L LCA datase ets, the sam me weightinng principle es apply, thus lea ading to correct results that can be e evaluated in accordance to LCA A results. 3.15 G Generatio on of Indic cators and d Evaluatio on In classsic LCA methodolo ogy, the summation n is follo owed by classificatio on and characte erization. In n contrast, the indicattors for the social aspects are chhosen the way w that they ea ach build its i own cla ass. The sstep of the e classification as re lation of particular p contribu utors to a potential p kin nd of impacct therefore is superflu uous. Withinn each clas ss, there are no contributorrs that hav ve to be vvalued differently. Com mpared to a considerration of ecologiccal values, a characte erization th herefore is not necess sary. This can be seen as a fundamental differrence between ecolog gical LCA and social aspects cconsideratio on within LCA; in case of the ecologica al LCA the interim bala ance of mass and eneergy flows is s drown. These flows are then misca alculated in n respect to t their va arious envirronmental impacts. Howeve er, when examining e social asp pects, the indicators are seleccted so th hat they correspond directlyy with a soc cial aspect. The evalua ation of indic cators howeever can be e done in analogyy to the cla assic LCA-m method: Ea ach indicato or receives s its own im mpact category (or rather for each impact ca ategory a described indicator is to be found) an nd each characte erization factor gets the value one e. Page 8 / 15 3.16 V Validity As explained abovve, a respec ctive validitty of a resu ult depends on the seleection of th he social indicato ors, on their ability to o be summ med up, on an ability to be weiighted that can be comparred with ma aterial and energy e flow ws and, of course, c on the availabbility of data a for the unit pro ocesses. All A these co onditions a are given fo or the worrking time values in different qualifica ation levels, the non-fa atal and fata al injuries presented ab bove. If the re is a poss sibility to relate th hem to the basic value e working tim me, also forr other socia al factors too be develo oped, the criteriass of summin ng up and weighting w ca an be accomplished. The T availabbility of data a is to be proved separatelyy, and a ge eneral valid dity or rath her reasona ableness sshould be used u as primary selection criterion. c 4 EXAM MPLE To show w the poten ntials and va alidate the feasibility of o the asses ssment metthod, it was s applied in severral projects so far. There are princcipally two possibilities p to use the LCWE method: 1. Use of the e comprehe ensive and d consistent backgrou und databaase. The da ata was ccalculated as a explained above. 2. G Gathering of o own, project and pro ocess specific data. The data can be inserted d directly in the LCWE tab, when n creating a new proce ess. For the example, data d from the backgrou und databas se is used in n order to sshow the application of the m method. Two o different kinds k of plasstic are com mpared. 4.1 Descriptio on of the assessed a system Concern ning the soccial implicattions, the w whole production phase e of the diffeerent alternatives is assesse ed including all upstrream value e chains (p production and supplly of all precursor p substan nces, operatting supplie es, auxiliary materials, energies etc.). In the ffollowing, th he results for the asssessment of o two route es will be sshown exemplarily: Polyethylene fibress production n and the prroduction off Polyethyle ene terephthhalate (PET T) fibres. 4.2 Results Table 2 shows the e working time t distrib bution into the t general qualificatioon levels (GQL) in secondss, that is re elated to jobs with the e respective e qualificatio on level ass requireme ent. Jobs with a G GQL A do have h the hig ghest qualiffication as prerequisite p e, Jobs withh a GQL E relate to work w with low qualification requirement r ts. The tottal working time, beinng the sum m of the numberrs listed under the diffferent GQL Ls, is the su um of all human labouur employe ed in the producttion of 1 kg plastic. F 3 pre esent, the plastic PET T production requires considerab bly more As Table 2 and Figure an PE prod duction. Th is is cause ed by the more compplex manuffacturing human labour tha processs for PET than for PE. Page 9 / 15 Table 2 2: Working time and accidents a fo for the prod duction of 1 kg PE an nd 1 kg PET T Qu ualification Level PE PET GQL A [s] 1.4 9.9 GQL B [s] 11.0 61.1 GQL C [ss] 14.4 72.5 GQL D [ss] 15.1 59.4 GQL E [s] 7.6 27.2 Tottal working tiime [s] 49.5 230.1 Leth hal accidents [cases] 3,23E-07 11,06E-06 Non-le ethal acciden nts [cases] 5,45E-10 11,03E-09 aphics also show that in i industriall process ch hains rather few jobs w without qua alification The gra and witth a very high qualifiication can n be found. Industry requires a minimum level of qualifica ation and only few peo ople with a very high qualification q n on the maanagement level. A higher sshare of workers w with hout qualificcation is ra ather found in the serrvice sector (sales, direct se ervices etc.). Qu ualified d Workking Tim me Qualified working time in [s] 250,0 200,0 GQL E [s] 150,0 GQL D [s] GQL C [s] 100,0 GQL B [s] 50,0 GQL A [s] 0,0 PE PET Figure 3: Qualified d working time for th he production of 1 kg PE and PE ET Figure 4 and Figurre 5 show the amount of non-leth hal and letha al accidentss for the pro oduction of 1 kg PE or PET.. The numb bers are verry small as they are related to thee functional unit of 1 kilogram m. Page 10 / 15 N Non‐leth hal accidents Non‐lethal accidents [cases] 1,20E‐09 1,00E‐09 8,00E‐10 6,00E‐10 4,00E‐10 2,00E‐10 0,00E+00 PE P PET Figure 4: Non-leth hal acciden nts caused by the pro oduction off 1 kg PE aand PET eneral results are sim milar to qua alified work king time: There are significanttly more The ge acciden nts when producing a kg of PET T than PE. Again thiis is due to the more e labour intensivve and more e complex manufacturi m ng process of PET. Lethal accide ents Lethal accidents [cases] 1,20E‐06 6 1,00E‐06 6 8,00E‐07 7 6,00E‐07 7 4,00E‐07 7 2,00E‐07 7 0,00E+00 0 PE PET Figure 5: Lethal accidents a caused c by tthe produc ction of 1 kg g PE and P PET Page 11 / 15 6 Discussio on and outtlook Holistic and forwa ard-looking decisions must be based b on a broad baasis of all relevant information. The so ocial dimens sion of hum man actions clearly mus st be considdered. ethod develo oped and th he respectivve backgrou und database is a firstt, promising attempt The me to addre ess the social pillar of sustainabilit s ty in the sco ope of the well w establisshed metho od of Life Cycle A Assessmen nt and Life e Cycle En ngineering. Social efffects that would hav ve been neglecte ed by an LCA L can be e included a and show remarkable results. Prooblem shifting from the environmental realm to the e social field d can be av voided. ample show ws, that the results of th he LCWE method m can be used sim milarly to the e results The exa of an L LCA: Inform mation is prresented on n a unit pro ocess level and also project or process specific informatio on can be inserted. IInformation about soc cial issues is summa able and scalable e as the LC CA user is fa amiliar with from the environment e tal LCA. In the compre ehensive backgro ound databa ase, informa ation for alll unit processes regard ding the quaalified work king time and leth hal and no on-lethal ac ccidents is available. Additionally y, informatiion concern ning the following indicatorss can be ins serted in the e GaBi softw ware in the LCWE tab by the userr: A Actual wom men employment C Child labour ccess Discrimination in job ac our Forced labo Hazardous child labour ng No collectivve bargainin No right to organise o Unequal remuneration All inforrmation has to be in relation to wo rking time in seconds. Howeve er, it has to be stated that due to o the above mentioned restrictionss for indicators, not all relevvant social information can be acccounted forr by this me ethod, so faar. Additional social effects h have to be considered in future de evelopmentt of the meth hodology. As all LCWE data currently prresent in the e GaBi data abase is de erived from US statistic cs, it can be rega arded valid for all coun ntries holdin ng similar economic e and a socio-ecconomic co onditions than the e US. Using th he LCWE data d for decision makin ng, it has to be conside ered that ass the data is s derived from sta atistics, it do oes not rep present exacct site spec cific situations and shoould only be e used to comparre for exam mple genera al product options. For the com mparison off social aspects of different suppliers, company-s specific data a has to be used. To conclude with,, the social database can be used as a hotspot daatabase in order to e the main contributorrs to social profiles along the pro ocess chainns of produ ucts. For examine these m main contributors, site specific s soccial data can n be gathere ed in a secoond step in order to get a more precise e picture of the t social im mplications of a produc ct. Page 12 / 15 6 LITER RATURE NATION NAL NATIONA AL CROSSWA ALK SERVIC CE CENTER (1997): NO OICC Maste er Crosswallk, CROSS SWALK Version 4.3. Nation al Crosswa alk Service Center. C SERVIC CE CENTER R h xwalkcenter.org/index.php. Online: http://www.x (1997)) OCCUP PATIONAL HEALTH D H AND SAFETY Y ADMINISTRATIION (1992) ATIONAL HEA ALTH AND SAFETY A ADMIN NISTRATION (1992): Sta andard OCCUPA Industria al Classifica ation (SIC) system. s United States Department of Labor; Occupattional Healt h and Safetty Administrration. Online: http://www.o h osha.gov/plls/imis/sic_m manual.htm ml; http://ww ww.census.g gov/epcd/w www/sic.html. O INSTITUTE E FOR STATISTICS (1997 7): Internatio ional Standa ard UNESCO UNESC CO Classific cation of Ed ducation ISC CED 1997. UNESCO U In nstitute for Statistics. S INSTITU UTE FOR R Online: STATIS STICS (1997)) http://ww ww.unesco.o org/education/informattion/nfsunessco/doc/isced_1997.httm ; http://w www.uis.une esco.org/ev_ _en.php?ID D=7433_2011&ID2=DO_ _TOPIC. PARTMENT OF O LABOR (1999): US Fa Fatal and No on-Fatal UNITED D STATES S UNITED STATES DEP Injuries and a illnesse es. United States S Depa artment of LLabor and Bureau B of DEPAR RTMENT OF F Labor Sttatistics. LABOR R (1999) Online: http://ww ww.bls.gov/iiif/oshwc/os sh/os/ostb06 641.pdf; htttp://www.bls s.gov/iif/osh hw c/osh/os s/ostb0642.p pdf. CENSUS U.S. S U.S. CEN NSUS BUREA AU (1997): 1997 1 Econo omic Censuus. General Summary BUREA AU (1997) Mining and a Manufa acturing, Ind dustry Summ mary Constr truction. U.S S. Census Bureau. Online: http p://www.cen nsus.gov/prrod/ec97/977m31s-gs.pdf; http://ww ww.census.g gov/prod/ec c97/97c23-is.pdf; http://ww ww.census.g gov/prod/ec c97/97n21-g gs.pdf. PORTS OF ME ERCHANDISE E (2002A): History H DVD D-ROM. U.S S. Census U.S. IMPORTS OF F U.S. IMP Bureau. MERCH HANDISE h census.gov v/foreignOnline: http://www.c (2002A) trade/refference/pro oducts/catalo og/imphisto ory.html. PORTS OF M ERCHANDIS SE 2002B: History H DVD--ROM. U.S. Census U.S. EXPORTS OF F U.S. EXP Bureau. MERCH HANDISE h census.gov v/foreignOnline: http://www.c (2002B) trade/refference/pro oducts/catalo og/exphisto ory.html. Page 13 / 15 APPEN NDIX In this chapter the e data sources are a addressed, which serv ve as a bassis for the method develop ped at the University U Stuttgart. S Th he particular statistics should s meeet various criteria c to be used d in this metthod. These e criteria are e as well sp pecified in th he followingg paragraph hs. U.S. Ec conomic Census C The “U..S. Econom mic Census”” (http://ww ww.census.g gov/) is a comprehenssive data co ollection, that give es a detaile ed review of o the Amer ican economy. It is fulfilled by thee “Census Bureau”, B the Ame erican dem mographic ag gency. The e results are e gathered every five yyears, whereas the collecte ed basic datta include to o a large exxtent the sta atistics of all a US comppanies. At th he same time, th he data collection for the t agricult ure and the e authoritie es takes plaace in para allel. The data co ollection is based on a clear stru uctured cla assification of the whoole econom my into a strictly hierarchica al system of o industria al sectors and subse ectors – th e so calle ed North America an Industry Classification Standarrd (NAICS).. It is importtant that noot the companies as a whole e, but the single locatio on of these ccompanies as minimum m unit are l isted. It allo ows both a betterr spatial ressolution and d a better re esolution ac ccording to activity, as a company y can be active in n different sectors. s The NAICS cclassifies 1179 various industries, 1070 of which w are covered d in the U.S. Economic c Census. The datta is provide ed for free and a is supp posed to serrve several purposes. The following fields of appliccation exem mplify this: C Companiess can comp pare their ssales figure es with thos se for theirr whole ind dustry. It a allows them m to calcula ate their ma arket share in order to check theirr performan nce or to d define new targets. C Companiess can also compare th heir business ratio witth average numbers from f the to assess U.S. Census as a benchmark b s their perrformance with those e of the cconcurrent organizatio ons. C Companiess which sell their goodss or service es to other companies c can find in the U.S. C Census ne ew target industriess. Besides, producerrs learn ffrom the material cconsumptio on statistics more abou ut the industtries that co onsume theiir products. C Companiess can use the data tto determin ne their sa ales areas, to place a target ments. a advertiseme ent and to find f the besst locations for f their new w establishm Important key k figures about a the e economic de evelopmentt as monthlyy retail sale es or the g gross dome estic produc ct are base ed on the da ata of the U.S. U Censuss. Associatiions and tthe press analyze th he data to identify ec conomic circumstancees and to forecast d developments. T The legislattive body uses the datta for the preparation p and assesssment of ne ew laws. T The state and local authorities a monitor the e Census data d to undderstand economic basics and to decide whether b w the ey should se ettle new businesses oor keep the e already e existing one es. Page 14 / 15 C Consultantss and researchers ma ake use of the data to o analyze tthe change es in the industries’ structure s orr in the spattial resolutio on. These data d are nott explicitly collected c ffor the use e in the me ethod. Neve ertheless th hey work well w for the developed method b because off the level of o detail and d their basis s on the clear hierarch ical structure of the industries’ classificatio c on. In the 2 2002 U.S. Economic E Census C the data for th he year 200 02 are colleected. In De ecember 2002 data collecttion questio onnaires w were sent to more than 5 millioon compan nies, the deadline e was set on o the 12th h of Februa ry 2003. Du ue to adapttion of the ddata entry forms to the individual industries, there e exist now w more than n 600 differrent versionns. Only some very small co ompanies do d not rece eive questio onnaires. Fo or them the e data alreaady available at the federal authorities’’ are used. These autthorities pro ovide basic c data as loocation and d kind of businesss, sales figures, wage es and salarries, numbe er of employ yees and foorm of organization. The U.S S. Econom mic Census is enshrine ed in title 13 of the United U Stattes Code. The law commitss organizatiions to send d back the ffilled forms and awards penalties in case companies Census Bu omit this. Besides,, the law sw wears the C ureau to sec crecy. No ddata are pu ublished, which disclose the identity or activity a of a n individuall or a company. Standa ard Industtry Classiffication (S SIC) The Sta andard Indu ustry Classiification (SI C)-Code is s a four-digit numerica l code assigned by the U.S S. governme ent to the business esttablishmentts to identify y the primaary business s activity of the e establishme ent (http://w www.osha.g ov/pls/imis//sic_manual.html). Thee classificattion was develop ped to facilitate the collection, p presentation n and analy ysis of datta; and to promote uniformity and comparability in the pre esentation of statistic cal data coollected by various agencie es of the federal go overnment, state age encies and d private oorganization ns. The classificcation cove ers all eco onomic acttivities: agrriculture, fo orestry, fisshing, hunting and trapping g; mining; construction c n; manufactturing; trans sportation; communicaations, elec ctric, gas and sanitary services; whole esale trade e; retail trade; finance e; insurance ce and real estate; servicess; and publiic administrration. The Burreau of Lab bour Statistics is a unit of U.S. Department off Labour. Thhis unit is in n charge for the ffact-finding for the fede eral govern nment in the e wide field of occupattional econo omy and occupattional statistics. US Imp port/Export History The data about “U U.S. Exporrts of Mercchandise” (U U.S. CENSU US BUREAU 2002B) an nd “U.S. Imports of Mercha andise” (U.S S. CENSUS BUREAU 20 002A) are gathered g annd provided d by the U.S. Ce ensus Bureau. The export statistiics contain data aboutt the value and the qu uantity of 9.000 vvarious goods, which were w exporrted from th he USA; the e import staatistics prov vide this information for 17 7.000 differrent importe ed goods. Depending g on the uunit the quantity is specifie ds can be calculated ed in, an ave erage price of the good c based b on thhese data. The T data are also o available for f the pastt years. Forr the method d described d here, dataa from the re eference year 2002 was use ed. Page 15 / 15
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