A Novel VSL Control Strategy with Traffic State Prediction Based Collision Probability Assessments By Jie Fang Fuzhou University, Fuzhou, Fujian, China and Department of Civil and Environmental Engineering University of Alberta, 3-019 NREF, Edmonton, Alberta, Canada T6G 2W2 Tel: 1-780-492 5114, Fax: 1-780-492- 0249 Email: [email protected] Md. Hadiuzzaman Graduate Research Assistant, Department of Civil and Environmental Engineering University of Alberta, 6-106 NREF, Edmonton, Alberta, Canada T6G 2W2 Tel: 1-780-492 0658, Fax: 1-780-492 0249 Email: [email protected] Md Ahsanul Karim Graduate Research Assistant, Department of Civil and Environmental Engineering University of Alberta, 6-106 NREF, Edmonton, Alberta, Canada T6G 2W2 Tel: 1-780-492 0658, Fax: 1-780-492 0249 Email: [email protected] Ying Luo Graduate Research Assistant, Department of Civil and Environmental Engineering University of Alberta, 4-080 NREF, Edmonton, Alberta, Canada T6G 2W2 Tel: 1-780-9640130, Fax: 1-780-492 0249 Email: [email protected] Tony Z. Qiu* Assistant Professor, Department of Civil and Environmental Engineering University of Alberta, 3-005 NREF, Edmonton, Alberta, Canada T6G 2W2 Tel: 1-780-492 1906, Fax: 1-780-492 0249 Email: [email protected] Word count: 5986 words + 5 (4 figures + 1 table) * 250 words = 7236 words *Corresponding author TRB 2014 Annual Meeting Paper revised from original submittal. ABSTRACT With the ever-increasing number of vehicles on roadways, traffic safety has become one of the most serious challenges facing transportation engineers. To mitigate traffic safety concerns, a variety of active traffic control measures, such as Variable Speed Limit (VSL), have been intensively investigated and consequently deployed. VSL is usually adopted to advise a lower speed limit more appropriate to a congested traffic condition, and to take advantage of the homogenous traffic flow effect. However, in earlier studies, due to the absence of traffic state prediction, the impact of the applied VSL control was not quantitatively analyzed. In this study, a Model Predictive Control (MPC) framework was adopted to predict and assess future traffic states. Taking into consideration the impact of VSL control, a macroscopic traffic flow model was also adopted. The collision probabilities of the predicted traffic states were assessed by a precursor-based collision prediction model to determine the optimized control signal. By this design, the proposed algorithm controller provides a robust method for determining the VSL control plan to optimize safety performance over a traffic network. To evaluate the proposed control algorithm, a field-data-based simulation study was conducted to reproduce a major ring road in Edmonton, Alberta, Canada. The proposed algorithm was used to implement VSL control on the studied 11-kilometer freeway stretch. The proposed algorithm control scenario was then compared with the uncontrolled scenario. The evaluation proved that the proposed VSL control algorithm can effectively reduce the collisions probability of a congested traffic network with no significant compromises to mobility. Keywords: Active Traffic Demand Management; Variable Speed Limit; Traffic Safety. TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 1 INTRODUCTION Transportation engineers have been working for decades to resolve traffic-related problems; however, with the explosively growing number of automobiles on roadways, traffic congestion causes loss of productivity and mobility. Furthermore, as a result of increased traffic incidents, the amount of property damage and loss is ever growing. Recently, a variety of active traffic control measures, such as Variable Speed Limit (VSL), ramp metering, manageable lanes, etc., have been investigated and deployed. VSL control provides drivers with a more appropriate operating speed (lower than the posted static speed limit) in response to dynamic road conditions. Normally, the posted speed limit on highways suggests the standard operating speed for road users in ideal conditions. However, during adverse traffic conditions, such as excessive demand or reduced roadway capacity (construction), the posted speed limit may no longer be the optimal operating speed [1]. Through field implementations and simulations, earlier studies report that by enhancing the speed homogeneity effects, VSL improves traffic flow in terms of safety [1, 2, 3], and potentially mobility [4, 5]. A statistical crash probability model is usually used to assess the safety benefits of a VSL control. AbdelAty developed a crash probability model [6] to formulate incident likelihood by examining traffic state measurements of the previous 15 minutes. This real-time crash probability model was later adopted in [4] and [7] to evaluate the performance of a VSL control. Hellinga and his colleagues designed a control algorithm [8] to implement VSL using decision trees. Based on the analysis of a crash probability model, he concluded that VSL reduces crash probability. However, in most of the above mentioned literature [4, 8], the crash probability model was adopted only as the Measure of Effectiveness (MOE) that evaluates system performance after VSL implementation. Therefore, in these studies, the VSL control algorithm neglected to consider the crash risk in future time periods (the previous algorithms do not quantitatively evaluate the VSL impact to choose the control plan that leads to minimized safety risks). To overcome this problem, this study proposes a VSL control algorithm with traffic state predictions based on a safety assessment feature. The designed control strategy aims at optimizing the network safety performance according to prevailing and predicted traffic conditions. The VSL impact on traffic flow was taken into consideration during prediction, then a real-time crash probability model was adopted to determine the most appropriate control plan with the most desirable network safety performance. The remainder of this paper is organized into sections: section 1 is a brief literature review of existing VSL control strategies and crash probability evaluation efforts; section 2 presents the proposed VSL control algorithm with the crash probability prediction model; section 3 presents a field-data-based VISSIM simulation study to reproduce realworld traffic conditions and implement the proposed control algorithm. The VSL controlled network performance is compared with the baseline condition (uncontrolled case) to evaluate the efficiency of the proposed control algorithm. Lastly, section 4 presents conclusions and future work. TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 2 LITERATURE REVIEW In Europe, a field VSL control study was implemented as early as the 1990s. Van den Hoogen and Smulders implemented VSL in the Netherlands [9]. In Finland, Rämä investigated driver behaviors on a highway [3] under weather-controlled VSL. These studies focused on implementing the VSL control as a measure to improve the speed homogenization effect and to mitigate the speed differences among individual vehicles for safety benefits. Later, field implementations continued in North America. In Washington [11], 25 VSL signs were installed on both directions of I-90. The VSL advised to reduce traveling speed through construction zones. In Missouri, a VSL system was deployed along the I-270/I-255 corridor in St. Louis [10]. The report concludes that, although no significant mobility benefit was found, the number of crashes was noticeably reduced. Some studies used a crash probability model to quantitatively examine the safety benefits of VSL control. A major approach to establishing these crash probability models is to take traffic state variables (speed, volume, etc.) prior to a collision as the model’s input variables. Such models are referred to as precursor-based collision prediction models, as the variables are observed prior to collisions. To formulate the incident probability, a loglinear crash probability model [12] was developed by Lee et al.. By analyzing loop detector data, Lee et al. identified the coefficient of variation in flow speed and density as the two most significant collision precursors. In another study, Lee et al. found that the speed difference between upstream and downstream traffic also has a significant impact on traffic safety [13]. In yet another paper Lee et al. suggested adopting a real-time crash probability model as the evaluation tool to examine the proposed VSL control strategy’s efficiency [14]. The designed control strategy lowered the speed limit, while the adopted model found that the crash probability is higher than the pre-defined threshold. Similarly, this study also identified as the critical indicators the traffic state variables 5-10 minutes prior to the incident. Another study conducted by Lee et al. proposed a VSL control strategy to change the speed limit based on the evaluation results from the adopted crash probability model [15]. Based on the evaluation of a simulation study, the authors reported a potential collision reduction of 5-17%. A statistical crash probability model [6] was first developed by Abdel-Aty. The traffic state variables, taken 30 min prior to an incident, were divided into six 5-min periods and evaluated by their relationship with incident probability. The authors reported that traffic state variables within 15 min before incident occurrence are the most statistically significant variables related to the crash. This real-time crash probability model was later adopted in [1] and [4] as the MOE that evaluates the performance of using VSL to mitigate the risk of rear-end incidents. Hellinga designed an algorithm to implement VSL control using decision trees [8]. Based on the evaluation of a crash probability model, Hellinga concluded that VSL reduces crash probability. As shown in the reviewed literature, much work has been done to involve a real-time crash probability model in VSL control applications. However, in the existing literature, the crash probability model was adopted only to assess crash likelihood considering current traffic conditions. The reviewed control strategies do not quantitatively analyze TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 3 neither the impact of the selected VSL control inputs on traffic dynamics nor the correlated traffic safety performance. Moreover, most of these VSL control algorithms determine the control input (VSL value to be advised) based on predefined thresholds (on traffic state variables or measured crash probability). Given that the traffic flow dynamic is a complicated stimulate and response system, it is arbitrary to assume that simply lowering the speed limit is the optimal solution, regardless of its impact to traffic dynamics. Therefore, there is a clear need for a prediction-based active traffic control algorithm that considers both the current traffic conditions and the VSL-controlled future traffic states. In this study, the authors propose to adopt the Model Predictive Control (MPC) framework and conduct a prediction-based safety-oriented VSL control strategy with a crash probability prediction model. There are three advantages to this design: 1) The designed control strategy processes a macroscopic traffic flow model to predict future traffic states. Traffic state measurements are predicted considering both the current state and the tentative VSL control inputs. 2) Several constraints are added to the control strategy to ensure the designed strategy is feasible in reality and to avoid an abrupt change of the advised speed limit. 3) The designed control algorithm aims at optimizing the network safety performance according to both the prevailing and predicted traffic state measurements, which reflects the impact of the tentative VSL control inputs. A real-time crash probability model is adopted in the control algorithm to evaluate the safety performance of each feasible control plan. The optimal control plan that leads to the most desirable network safety performance (lowest overall crash probability) is chosen. The approach of prediction-based active traffic control has received attention from researchers in recent years. However, most of the earlier studies focused on optimizing the controlled network’s mobility performance, rather than the safety performance. Hegyi et al. proposed a macroscopic traffic flow model based VSL control strategy aimed at postponing potential traffic breakdowns [16]. The study implemented the VSL control in the MPC framework, which has a rolling horizon system to include the predictionevaluation-optimization procedures in each time step. The control strategy aimed at optimizing the traffic network’s mobility benefits by evaluating the Total Travel Time (TTT) and Total Travel Distance (TTD). It was reported that the implemented control restrained the traffic flow from exceeding the critical density and suppressed the shockwave. The same framework was adopted in Long et al.’s work [17] to examine the contributions of a VSL control in terms of network mobility performance improvements. Hegyi et al. tested the VSL control with MPC framework through a simulation study conducted in PARAMICS [18]. The study concluded that the MPC-based VSL control approach was able to reduce the overall network TTT by over 30%. In summary, earlier prediction-based active traffic control studies concentrated on optimizing the network mobility performance. It is not yet clear if prediction-based active traffic controls approach can be used to optimize the network safety performance. To this end, in the proposed study, the authors adopted the MPC control framework and conducted a safety-oriented prediction-based VSL control algorithm. The designed VSL control algorithm determines the optimized control input according to corresponding TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 4 network safety performance measured by a crash probability model. The safety performance was evaluated, while taking into consider both the prevailing traffic condition and the predicted traffic condition affected by the control inputs. This could overcome the disadvantage that most previous safety-oriented studies did not quantitatively analyze the significant impact of the VSL control on traffic flow dynamics. Through a field-data-based simulation study, the efficiency of the proposed control algorithm was evaluated by comparing the controlled network performance with the uncontrolled baseline case. METHODOLOGY Proposed VSL Control Framework Notations k: Time index; Np: Prediction Horizon; x(k): Traffic state variable vector (flow, speed, occupancy) at time step k; u(k): Candidate control plan at time step k; x(k+1|u(k)): Model predicted traffic state variables at time step k+1, given the control input (advised VSL value), u(k) is implemented; P(x(k+1|u(k))): Model predicted incident probability at time step k+1, given the control input, u(k) is implemented; u*(k): Optimized control input for time step k. In the proposed framework, the entire network runs on a rolling horizon system. The current time step is denoted as k, and the consecutive time step is denoted as k+1, k+2…, respectively. Apply VSL control k-10 ... k-2 k-1 k k+1 k+2 ... k+Np Traditional safety assessment algorithm Proposed control algorithm 26 27 28 29 30 31 32 33 34 35 Figure 1: Rolling Horizon System and Control Algorithm As illustrated in Figure 1, previous studies [18], took the traffic variables prior to the current time step k to assess traffic safety risks. Typically, the traffic state variables of previous time steps (e.g. k-1, k-2…k-10) are brought into the safety assessment model to measure safety risk, then used to determine whether a lower speed limit should be advised. However, one main drawback of this approach is that the impact of the VSL control (advised VSL value) is not quantitatively evaluated. Therefore, the proposed control algorithm includes traffic state prediction to evaluate the impact of the applied VSL control. At the current time step (k), for every candidate control input (VSL value), TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 5 the future traffic state variables (time step k+1, k+2… k+Np) were predicted. Along with the traffic state variables in the previous time steps, the predicted traffic state variables were evaluated by the collision probability model (see Figure 2). The control input that leads to an optimal safety performance will be adopted and applied in the traffic network. The control procedures of the proposed algorithm are demonstrated in Figure 2: Figure 2: Framework of Proposed Control Algorithm As shown in Figure 2, the designed algorithm controller takes the traffic state variables on the current time step x(k) as the input to determine the optimized control input u*(k). The controller of the designed algorithm includes three major components: the traffic state prediction model, the collision probability prediction model and the optimization module. The traffic state prediction model takes into consideration both the current traffic state x(k) and the candidate control plan u(k) when predicting the traffic state for the consecutive time step, denoted as x(k+1|u(k)), x(k+2|u(k)),…x(k+Np|u(k). Along with the traffic state measurement in previous time steps, the predicted traffic state variables were assessed by the collision probability prediction model. Based on the safety performance measured by the model, the optimization module selected the optimized control input u*(k) with the optimal safety performance. After applying the selected control input u*(k) to the traffic network, the updated traffic state variables were sent to the controller again for optimizing the control signal for the next time step. The proposed control algorithm quantitatively optimized the VSL control input and eliminated the uncertainty brought TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 about by the impact of the applied control. In the next section, the details of the controller design are described. In the proposed control algorithm, a macroscopic traffic flow model was adopted to predict traffic states. The macroscopic traffic flow model divides a freeway into discrete links to analyze their spatial-temporal aggregated characteristics. Here m represents the index of the links, while k represents the index of the continuous time steps. Lu et al.’s model [19] was adopted in the proposed control algorithm. The model takes the current traffic state variables x(k) and control plan vector u(k) as the inputs to predict future traffic conditions. Lu et al.’s model is a simplified version of the METANET model: the fundamental diagram assumption in the original model is replaced by advising the control variable in the VSL (um(k)) directly. The model is composed of the following equations: T qm −1 ( k ) − qm (k ) + qon − qoff ρm ( k + 1) = ρm ( k ) + Lmλ m [1] vm ( k += 1) vm ( k ) + 14 15 16 6 T τ (u ( k ) − v ( k )) m m T µT ρ m +1 ( k ) − ρ m ( k ) vm ( k ) ( vm −1 ( k ) − vm ( k ) ) − + Lm τ Lm ρ m ( k ) + κ m; [2] Where vm(k), qm(k) and ρm(k) are the current link speed, flow rate and density of link 17 T is the length of the time step, Lm and λm are the length and number of lanes in link m; 18 qon and qoff are the flow rate at the on-/off-ramp; 19 um(k) is the advised VSL value at link m; 20 τ,v and κ are the model parameters; 21 22 23 24 25 26 27 28 29 30 Equation (1) is the flow conservation equation, which is similar to both Lu et al.’s model and the original METANET. Equation (2) is the speed prediction model, which incorporates the VSL control. The future link speed is predicted based on the advised VSL value and the traffic states of the adjacent links. To modify the current link speed, the link speed is predicted using three different terms: 1) the relaxation term; 2) the convection term; and 3) the anticipation term. The relaxation term reflects the impact of the applied VSL control to the link speed. The convection term expresses the speed convection effect: the downstream link will take the link speed from the upstream link with delays. The anticipation term reflects the phenomenon that the link speed is affected by drivers’ anticipation of travel speed according to the downstream traffic density. 31 32 33 34 35 Collision Probability Prediction Model The predicted traffic state variables, along with the previous traffic state variables were evaluated by the safety assessment model. A precursor-based collision prediction model, following the methodology presented in the author’s earlier work [5] is adopted. The similar case-control logistic regression technique was adopted to model traffic incidents. TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 7 In the model, the case referred to a collision, while the control referred to a no-collision event. The dependent variables of the model were designed as a binary variable (collision versus no collision). The traffic characteristics (speed, occupancy and flow) prior to a collision event, and a corresponding no-collision event, were considered as the explanatory variables of the model. 13 14 15 16 17 The traffic state variables 30 min prior to the incident were selected and divided into six 5-min time slices. These traffic state variables were indexed as time slice 1-6. Index 1 is the 5-min slice right before collision occurrence. Two years of collision data, which includes 46 collisions at the experimental site, were used to conduct the model. After calibration, the probability of x as a collision was computed using the following equation: exp (Constant −b1SV2 +b2 LogAO1 +b3 LogSS2 ) P( x) = [3] 1 + exp (Constant −b1SV2 +b2 LogAO1 +b3 LogSS2 ) Where SV2 is the standard deviation of volume in the last 5-10 min, AO1 is the average occupancy in the last 0-5 min prior, and SS2 is the standard deviation of speed 5-10 min prior to the incident. The calibrated value of the constant, b1, b2 and b3 are -1.207, 3.149, 4.028 and -3.694, respectfully. For more detailed descriptions of the model, please refer to the original paper [5]. 18 19 20 21 22 23 VSL Control Optimization As shown in Figure 2, the optimization module in the proposed algorithm controller uses the evaluation results from the collision probability prediction model to determine the optimized VSL control input. The optimization aims at minimizing the overall safety risk in the examined prediction horizon Np (10 min in this study). The optimization process is a problem of minimizing the objective function J: 24 J ( x) = 25 26 27 28 29 30 31 32 33 34 As shown in Equation (4), the objective function measures the summation of incident probability over all the m analyzed links, as well as the entire prediction horizon (from time step k+1 to Np-1). The collision probabilities were evaluated at every link and at all time steps within the prediction horizon (Pm, j (x)) and separately for each feasible control input. The average overall collision probability was then used to determine the optimal VSL control input. 12 N p −1 M ∑ ∑P j=1 i=1 m, j ( x) [4] In consideration of safety and limitations of field operations, several constraints must be applied to the optimization problem: [5] um ( k ) ∈ ( 30, 40...80km / h ) 35 um ( k ) − um −1 ( k ) ≤ 20km / h [6] 36 um ( k ) − um ( k − 1) ≤ 10km / h [7] 37 38 39 Among the listed constraints, Equation (5) narrows the selections of the candidate VSL values to be between 30-80 kilometers/hour (km/h). The upper boundary was set to 80 km/h to match the static speed limit of the studied area. The lower boundary was set to 30 TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 8 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 km/h, because drivers rarely follow a speed limit less than 30 km/h. Furthermore, to improve the clarity of a VSL control message, the advised speed limits were only selected from multiples of 10 km/h. Constraint 2 in Equation (6) was established to prevent an abrupt speed limit change between two successive links. The difference of speed limits between two adjacent links was limited at less than 20 km/h. Constraint 3 in Equation (7) was established to prevent an abrupt speed limit change between two consecutive time steps at the same link. The difference of speed limits between two successive time steps was limited to less than 10 km/h. 20 21 22 23 24 25 EXPERIMENTAL DESIGN Lastly, to optimize the control plan, several optimization techniques could be considered. For applying the designed control algorithm over a large network with multiple VSL locations, a standard non-linear optimization method could be adopted, such as genetic algorithm, sequential quadratic programming, and so forth. However, in this study, there were only four VSLs deployed. Furthermore, the selection of the candidate VSL control signal was limited by the applied constraints. Thus, it is unnecessary to adopt a sophisticated optimization method in the controller. Alternatively, the control algorithm simply traverses all the candidate control inputs to determine the optimal control input and the time consumed for optimization is still acceptable for online application (less than 1 min). To evaluate the effectiveness of the proposed control algorithm, a field-data-based simulation study was conducted. For implementing the proposed control algorithm, an 11-kilometre (km) freeway stretch was selected from the Whitemud Drive, a major, congestion-prone highway that serves as the inner ring road of Edmonton, Alberta, Canada (Figure 3). TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 9 1 2 Figure 3: Site of Application Study: Whitemud Drive. 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 The westbound direction of this freeway stretch, which consists of three lanes for most of the segments, was reproduced in microscopic traffic simulation software, VISSIM. The AADT (Annual Average Daily Traffic) of the selected highway is higher than 40,000 vehicles, which causes the road segment to suffer from daily recurrent traffic congestion during peak hours. The operating speed could be lower than 50 km/h for more than 70% of the workday peak hours. On this stretch, the traffic is monitored by over 30 loop detectors, which report the traffic state measurements at 60-second intervals. A complete morning peak hour demand profile (from 6:00-9:00 AM) was input into VISSIM to reproduce the real-world traffic demand. In VISSIM, virtual loop detectors were placed at the middle of each link, as well as where the actual loop detectors are located on Whitemud Drive. To accurately reproduce the congested real-world traffic condition and driver behaviors, the simulation parameters, such as driving behavior parameters and link characteristics, were adjusted so that the data collected by the virtual loop detectors closely matched the actual loop detector data. After careful calibration, the simulation site was considered the baseline test bed; on the baseline test bed, the proposed VSL control algorithm was implemented to evaluate its impact on traffic flow. Based on the analysis and results of the loop detector data, two bottlenecks were identified in the studied area, and marked in Figure 3. In this study, the VSL with the proposed control algorithm was implemented at four locations: before and after each of the two recognized bottlenecks. The VISSIM model was coded through the COM interface to facilitate the proposed active VSL control algorithm. TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 10 RESULTS ANALYSIS To evaluate the proposed control algorithm, the traffic network performance without VSL control was considered the baseline condition. The VSL controlled traffic network performance was then compared with the baseline condition, in terms of both safety and mobility. To quantitatively evaluate the performance of the proposed control algorithm, three MOEs were selected: Total Travel Time (TTT), Total Travel Distance (TTD) and Collision Probability (CP). The first half hour of the study period was considered the warm-up period of the simulation; therefore, it was excluded from the comparisons. The TTT measures the total travel time of all vehicles on the studied network during the experiment, which was formulated by Equation (8): TTS =T ∗ Lm ∗ λm ∑ ρ m ( k ) [8] m 14 15 16 17 18 19 20 21 Where Lm and 𝜆𝑚 are the length and lane number of link m; T is the length of the time step; 𝜌𝑚 (𝑘) and 𝑞𝑚 (𝑘) are the link density and flow rate in 𝑥 ∗ (𝑘)|𝑢(𝑘). Equation (8) measures the TTT over all the m links throughout the entire study period. A smaller TTT indicates that the vehicles were able to go through the studied network in less time. The result was aggregated at 1 min intervals. The TTD measures the total travel distance of all the vehicles within the network, formulated as Equation (9) below: TTD =T ∗ Lm ∗ λm ∑ qm ( k ) [9] m 22 23 24 25 26 27 28 29 30 31 32 33 34 Similar to TTT, TTD examines the effectiveness of VSL on the network-wide traffic flow. TTD measures the traffic flow efficiency based on the discharge flow rate. A larger TTD indicates better network mobility performance with more efficient traffic flow. While the first two MOEs were selected to measure network-wide mobility performance, CP was selected to measure the network-wide safety performance. Using the above mentioned model (Equation (3)), CP can be measured for each link at each time step. The average overall CP was recorded for comparison. To demonstrate the overall VSL system performance, global MOE comparisons for the study period are summarized in Table 1: TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 11 Table 1: Comparisons of Overall Network Performance Bottleneck Crash Probability* (%) Overall Crash Probability (%) TTT (vehicle*hr) TTD (km) Uncontrolled 36.2 17.8 3281.4 187814.3 Proposed VSL Control 23.4 14.2 3089.0 189598.4 Relative Change Compared to -35.4% -19.8% -5.9% Uncontrolled Case *Crash Probability at two identified bottlenecks were measured +0.9% As demonstrated in Table 1, the proposed VSL control algorithm has significantly lowered CP. For the two identified bottleneck locations where the network has the highest safety risks, CP was significantly reduced from 36-23%, which is a 35% relative reduction. This was achieved by quantitatively analyzing the impact of the VSL control on traffic flow dynamics. UAnother interesting fact is that under the proposed control, improving network safety performance does not lead to compromises in mobility performance. The comparisons of TTT show that the proposed control algorithm decreased TTT by approximately 6%. According to Equation (8), the control algorithm managed to restrain the traffic flow density as an effect of lowering the CP. This also contributes to mobility improvements, as the experienced delay was reduced (indicated by the reduced TTT). There was a slight increase observed in the TTD calculation (0.9%). The reason for this is that in the adopted CP model, the increased flow rate does not necessarily go against better safety performance. Thus, while optimizing the traffic network, the flow throughput is not tightly restricted by the control algorithm unless when preventing the over-critical density. Therefore, when the flow density and demand decreased after the peak hour, a higher discharge volume was encouraged by the algorithm to enable a more efficient traffic flow, which is beneficial to both safety and mobility. The detailed trend of comparison results is illustrated in Figure 4 below: TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 12 Figure 4 (a) Figure 4 (b) Figure 4: Comparison Results for a) Total Travel Time; and b) Network Overall Collision Probability Figure 4a demonstrates the measured amount of TTT for both scenarios, aggregated at 1min levels. Figure 4b demonstrates the evaluation result of collision probability for both scenarios. In Figure 4a, the blue line shows the changes in network traffic conditions. It can be observed that in the uncontrolled scenario, the traffic became increasingly congested after 7:30 AM (the measured TTT increase). The measured TTT reached its TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 13 peak at approximately 8:30 AM, and then started to decline as the demand decreased. In the scenario with the proposed VSL control, the traffic flow characteristic pattern (red line) was significantly changed. In the controlled scenario, since the traffic was not congested, the proposed control algorithm was not activated before 7:00 AM. Thus, the two measured TTT profiles are on top of each other. At approximately 7:20 AM, benefitting from the designed traffic state prediction feature, the proposed control algorithm was able to anticipate the forthcoming congestions and thereby, activate the control. To sustain a more stable traffic flow and to prevent any abrupt flow speed changes (safety risks) due to the traffic breakdown, the speed limits were lowered at the VSL locations placed ahead of the identified bottlenecks. The proposed control algorithm engaged this control action to take advantage of the speed homogeneity effect: by lowering the speed limit, the differences of the travel speed between individual vehicles were mitigated to enhance network safety performance. As a consequence of the lowered travel speed, it is observed in Figure 4b that the increase of collision probability between 7:30-8:00 AM in the controlled scenario (red line) is smoother than the uncontrolled condition (blue line). As a compromise, in Figure 4a it is observed that the TTT in the red line went higher than the uncontrolled scenario after 7:30 AM. Furthermore, in the controlled scenario, the network reaches its capacity earlier than the uncontrolled scenario. This causes both the measured TTT and the collision probability to appear higher in the VSL controlled scenario during its peak hour (around 8:00 AM). However, benefitting from the speed homogeneity effects enhanced in the VSL control scenario, the peak demand was also discharged earlier than the uncontrolled scenario. Figure 4a and 4b both show that, in the VSL control scenario, the traffic flow recovered from the congestion earlier than the uncontrolled scenario, at just after 8:30 AM. The reasoning behind this is that, in the adopted safety assessment model, the increased traffic volume does not go against better safety performance. Therefore, the control algorithm encourages more discharge flow by gradually raising the speed limit once the demand on the network decreases. Secondly, the homogeneous traffic flow enabled by the applied VSL control increases the throughput of the network (proved by the increased TTD observed in Table 1) to allow the peak demand to discharge faster. In summary, the analysis of the evaluation results prove that the application of the proposed VSL control algorithm can not only effectively reduce the collision probability on a congested traffic network, but also improve traffic safety performance without significant compromises in mobility. TRB 2014 Annual Meeting Paper revised from original submittal. Fang, Hadiuzzaman, Karim, Luo and Qiu 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 14 CONCLUSIONS AND FUTURE WORK In this paper, the authors proposed an algorithm that optimizes the VSL control signal through quantitatively predicting and assessing the network safety performance. The proposed control algorithm design processed a traffic state prediction feature and a precursor-based collision prediction model. Before implementation, the candidate VSL control input was analyzed against the current traffic condition to predict future traffic states. Based on the predicted control results, the associated safety performance (collision probability) was measured. The VSL control plan that leads to the least network-wide collision probability was selected for implementation. Different from earlier studies, the proposed control algorithm: 1) introduces traffic state prediction into safety-oriented active traffic control applications. 2) Avoid the uncertainty brought about by the impact of the implemented control. To evaluate the efficiency of the proposed control algorithm, a field-data-based simulation study was conducted. The proposed algorithm was implemented to perform VSL control over an 11-km congested highway stretch. The control algorithm successfully predicted the forthcoming traffic breakdown and lowered the speed limit to restrain CP. The speed limit was gradually raised during the congestion recovery phase to encourage a more efficient and safer traffic flow. The proposed VSL control algorithm effectively reduces CP on a congested traffic network, while no significant mobility compromises were observed. In terms of traffic safety, the proposed algorithm helps to reduce the number of congestion-related collisions by predicting traffic states and providing a dynamic and safe VSL control. If the proposed algorithm and control is adopted by traffic-safety authorities, then CP may decrease, rendering a safer road for all users. In future studies, the authors plan to evaluate the proposed VSL control algorithm in real-world implementations. The Whitemud drive corridor evaluated in this paper has been equipped with appropriate VSL signs and the dynamic control system. The authors look forward to reporting the field experiment results. ACKNOWLEDGEMENT The authors would like to thank Ken Karunaratne, Iris Ye, Wai Cheung, Adrian Loh, Daniel Kabaroff, Craig Walbaum, Stevanus Tjandra, Yongsheng Chen, Gerry Shimko and other staffs from City of Edmonton for their help and support to this study. This research work was supported by the Natural Sciences and Engineering Research Council (NSERC) of Canada, Alberta Traffic Safety Fund and City of Edmonton. The contents of this paper reflect the views of the authors who are responsible for the facts and the accuracy of the data presented herein. The contents do not necessarily reflect the official views or policies of the City of Edmonton. This paper does not constitute a standard, specification, or regulation. TRB 2014 Annual Meeting Paper revised from original submittal. REFERENCES [1] Abdel-Aty, M., J. Dilmore, and L. Hsia. Applying Variable Speed Limits and the Potential for Collision Migration. 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