METeOR business rules for online data standard development Version 6.0 Australian Institute of Health and Welfare Canberra The Australian Institute of Health and Welfare is a major national agency which provides reliable, regular and relevant information and statistics on Australia’s health and welfare. The Institute’s mission is authoritative information and statistics to promote better health and wellbeing. © Australian Institute of Health and Welfare 2013 This product, excluding the AIHW logo, Commonwealth Coat of Arms and any material owned by a third party or protected by a trademark, has been released under a Creative Commons BY 3.0 (CC-BY 3.0) licence. Excluded material owned by third parties may include, for example, design and layout, images obtained under licence from third parties and signatures. We have made all reasonable efforts to identify and label material owned by third parties. You may distribute, remix and build upon this work. However, you must attribute the AIHW as the copyright holder of the work in compliance with our attribution policy available at <www.aihw.gov.au/copyright/>. The full terms and conditions of this licence are available at <http://creativecommons.org/licenses/by/3.0/au/>. Enquiries relating to copyright should be addressed to the Head of the Communications, Media and Marketing Unit, Australian Institute of Health and Welfare, GPO Box 570, Canberra ACT 2601. Australian Institute of Health and Welfare Board Chair Dr Andrew Refshauge Director David Kalisch Any enquiries about or comments on this publication should be directed to: Communications, Media and Marketing Unit Australian Institute of Health and Welfare GPO Box 570 Canberra ACT 2601 Tel: (02) 6244 1032 Email: [email protected] Published by the Australian Institute of Health and Welfare Please note that there is the potential for minor revisions of data in this report. Please check the online version at <www.aihw.gov.au> for any amendments. Contents Abbreviations ..................................................................................................................................... vii 1 Introduction....................................................................................................................................1 1.1 Purpose of this document ......................................................................................................1 1.2 Structure of this document ....................................................................................................1 1.3 Terminology.............................................................................................................................1 1.4 Introduction to METeOR structures .....................................................................................2 1.5 How to obtain assistance or provide feedback on these business rules ..........................3 2 General conventions .....................................................................................................................4 2.1 Formatting................................................................................................................................4 2.2 Sector-specific information ....................................................................................................8 2.3 Versioning within METeOR ..................................................................................................8 3 Common metadata attributes ......................................................................................................9 3.1 Identifying and definitional attributes .................................................................................9 3.2 Collection and usage attributes ...........................................................................................25 3.3 Source and reference attributes ...........................................................................................26 3.4 Related metadata...................................................................................................................28 3.5 Registry management attributes .........................................................................................29 4 Attributes specific to object classes .........................................................................................32 4.1 Specialisation of.....................................................................................................................32 4.2 Data element concepts implementing this object class ....................................................32 5 Attributes specific to properties ...............................................................................................33 5.1 Property group ......................................................................................................................33 5.2 Data element concepts implementing this property ........................................................33 6 Attributes specific to data element concepts..........................................................................34 6.1 Object class .............................................................................................................................34 6.2 Property ..................................................................................................................................35 6.3 Data elements including this data element concept.........................................................36 7 Attributes specific to data elements ........................................................................................37 7.1 Short name .............................................................................................................................37 7.2 Data element concept ...........................................................................................................37 7.3 Value domain ........................................................................................................................37 7.4 Implementation in data set specifications .........................................................................38 iii 7.5 Non dictionary data element ...............................................................................................38 8 Attributes specific to value domains .......................................................................................39 8.1 Classification scheme............................................................................................................39 8.2 Representation class..............................................................................................................39 8.3 Data type ................................................................................................................................40 8.4 Format .....................................................................................................................................41 8.5 Maximum character length..................................................................................................42 8.6 Permissible values.................................................................................................................42 8.7 Supplementary values ..........................................................................................................43 8.8 Unit of measure .....................................................................................................................43 8.9 Proposed unit of measure ....................................................................................................45 9 Attributes specific to classification schemes .........................................................................47 9.1 Classification structure .........................................................................................................47 9.2 Revision status .......................................................................................................................47 9.3 Value domains based on this classification scheme .........................................................47 10 Attributes specific to data set specifications ..........................................................................48 10.1 Data set specification type ..................................................................................................48 10.2 Scope ......................................................................................................................................48 10.3 Metadata items in this data set specification ...................................................................49 10.4 Sequence number .................................................................................................................49 10.5 Obligation..............................................................................................................................49 10.6 Maximum occurrences ........................................................................................................50 10.7 Conditional obligation.........................................................................................................50 10.8 Information specific to this data set...................................................................................50 10.9 Statistical unit .......................................................................................................................51 10.10 Implementation start date .................................................................................................51 10.11 Implementation end date ..................................................................................................52 11 Attributes specific to indicator sets .........................................................................................53 11.1 Indicator set type ..................................................................................................................53 11.2 Outcome areas linked to this indicator set .......................................................................54 11.3 Indicators linked to this indicator set ................................................................................55 12 Attributes specific to outcome areas ........................................................................................56 12.1 Indicator sets linked to this outcome area ........................................................................56 12.2 Indicators linked to this outcome area ..............................................................................56 iv 13 Attributes specific to indicators ...............................................................................................57 13.1 Indicator Type.......................................................................................................................57 13.2 Common name .....................................................................................................................57 13.3 Description ............................................................................................................................57 13.4 Rationale ................................................................................................................................58 13.5 Indicator set ...........................................................................................................................58 13.6 Outcome area ........................................................................................................................58 13.7 Population group age from .................................................................................................58 13.8 Population group age to ......................................................................................................58 13.9 Computation description ....................................................................................................59 13.10 Computation .......................................................................................................................59 13.11 Numerator ...........................................................................................................................59 13.12 Numerator data items........................................................................................................59 13.13 Denominator .......................................................................................................................59 13.14 Denominator items.............................................................................................................60 13.15 Disaggregation ....................................................................................................................60 13.16 Disaggregation items .........................................................................................................60 13.17 Data element/Data set.......................................................................................................60 13.18 Data source ..........................................................................................................................61 13.19 NMDS/DSS .........................................................................................................................61 13.20 Collection Methods/Guide for use ..................................................................................61 13.21 Performance framework and dimensions ......................................................................61 13.22 Methodology .......................................................................................................................61 13.23 Formulae ..............................................................................................................................62 13.24 Reporting requirements ....................................................................................................62 13.25 Organisation responsible for providing data .................................................................62 13.26 Accountability.....................................................................................................................62 13.27 Benchmark...........................................................................................................................62 13.28 International comparisons ................................................................................................63 13.29 Further data development/collection required .............................................................63 13.30 Other issues caveats ...........................................................................................................63 13.31 Release date .........................................................................................................................63 14 Attributes specific to frameworks ............................................................................................64 14.1 Dimension of Framework (whether broad level or sub-dimension). ...........................64 v 14.2 Indicators in this framework ..............................................................................................64 15 Attributes specific to quality statements ................................................................................65 15.1 Quality statement summary ...............................................................................................65 15.2 Institutional environment ...................................................................................................65 15.3 Timeliness ..............................................................................................................................65 15.4 Accessibility ..........................................................................................................................65 15.5 Interpretability ......................................................................................................................66 15.6 Relevance ...............................................................................................................................66 15.7 Accuracy ................................................................................................................................66 15.8 Coherence ..............................................................................................................................66 16 Attributes specific to data sources ...........................................................................................67 16.1 Link to data source ...............................................................................................................67 16.2 Frequency ..............................................................................................................................67 16.3 Data custodian ......................................................................................................................67 16.4 Data custodian contact details ............................................................................................67 17 Notes ..............................................................................................................................................68 17.1 Notes ......................................................................................................................................68 18 Attributes specific to object class specialisations .................................................................69 18.1 Name of object class specialisation ....................................................................................69 18.2 Description of object class specialisation ..........................................................................69 18.3 Parent .....................................................................................................................................69 18.4 Children .................................................................................................................................70 19 Attributes specific to property groups ....................................................................................71 19.1 Name of property group .....................................................................................................71 19.2 Description of property group ...........................................................................................71 19.3 List of properties ..................................................................................................................71 20 Referencing guidelines ..............................................................................................................72 20.1 In-text references ..................................................................................................................72 20.2 Reference list .........................................................................................................................72 Appendix 1: Format examples ..........................................................................................................75 21 Appendix 2....................................................................................................................................77 References ............................................................................................................................................80 List of tables ........................................................................................................................................81 vi Abbreviations ABS Australian Bureau of Statistics AIHW Australian Institute of Health and Welfare FaHCSIA Department of Families, Housing, Community Services and Indigenous Affairs METeOR Metadata electronic online registry ISO/IEC 11179 International Standardization Organisation 11179 ICD-10-AM 6th edn International Statistical Classification of Diseases and Related Health Problems, Tenth Revision, Australian Modification 6th edition NPDC National Perinatal Data Collection SDAC Survey of Disability and Carers DVA Department of Veteran Affairs WHO World Health Organization WYSIWYG What You See Is What You Get NCCS V. 20 National Classification of Community Services Version 2.0 NANDA North American Diagnosis Association DSS Data Set Specification vii 1 Introduction 1.1 Purpose of this document METeOR Business Rules for Metadata Development, Version 5.0 specifies the rules with which metadata developers should comply when creating metadata within the Metadata Online Registry (METeOR). This document has evolved over time as the business rules are refined to meet the increasingly sophisticated requirements of users and the Registration authorities. For this reason, readers are encouraged to refer to <http://meteor.aihw.gov.au> for the latest version of this publication. This document also forms the basis of the online help provided within METeOR. This help can be accessed by clicking on the information icons ( ) located throughout the site or via the Help tab on the top navigation bar. 1.2 Structure of this document Chapter 1 provides a brief overview of this document, including its purpose, structure and introduces the basic metadata structures. Chapter 2 outlines the conventions for attributes which are common across most types of metadata. Chapters 3 to 16 outline the conventions which apply for attributes which are specific to particular types of metadata. Chapter 17 presents information on the conventions used when adding reviewer notes to a metadata item. Chapters 18 to 19 detail specific conventions which apply when creating or editing the two navigational structures managed by the Registrar. Chapter 20 specifies the referencing guidelines which apply when referencing within a metadata item. Appendix 1 includes examples of correct ways of completing the format attribute for value domains. Appendix 2 includes a description of data element clusters and examples of how they have been used in METeOR. 1.3 Terminology A distinction is made in this document between metadata and data standards. The term metadata is used to refer to any content within a METeOR metadata structure (e.g. object class, data element, classification scheme etc) that has been used to describe some aspect of data. The term data standard is applied to any metadata that has undergone the national endorsement process. METeOR business rules for online data standard development Version 6.0 1 1.4 Introduction to METeOR structures 1.4.1 ISO 11179 structures The metadata structures used within METeOR are based on the international standard for metadata registries ISO/IEC 11179. METeOR implements the ISO/IEC 11179 model of object classes, properties, data element concepts, data elements and value domains. Within METeOR the metadata structures are used for the following purposes: A. Object class: The person, place, event or thing that is being described. B. Property: The characteristic of the object that is of interest. C. Data element concept: A concept that can be represented in the form of a data element, described independently of any particular representation. In METeOR this is achieved by the union of an object class and a property D. Data element: A unit of data for which the definition, identification, representation and permissible values are specified by means of a set of attributes. In METeOR this is achieved by the union of a data element concept (definition and identification) and a value domain (representation and permissible values). E. Value domain: An implied and/or explicit set of values used to represent something/someone. F. Classification scheme: A system for classifying data which is recognised and endorsed by a national or international body. G. Glossary item: A term with a defined meaning that applies across all instances within a specified context. H. Data set specification: A grouping of data elements and/or data set specifications, and the conditions under which the grouping should be collected or reported. The above structures are supplemented by two navigational structures which are managed by the Registrar: A. Object class specialisation: These allow the building of a hierarchy of object classes based on sub-typing (e.g. Adult is a sub-type of Person). B. Property group: A system for grouping properties with similar characteristics. 2 METeOR business rules for online data standard development Version 5.0 1.4.2 Non 11179 structures The following structures support metadata for indicators and link to metadata structures developed in METeOR that implement the ISO/IEC 11179 model. A. Indicator set: A single or multi-word designation assigned to a set of performance indicators. This appears in the heading for each performance indicator. B. Outcome area: A statement that specifically defines the target, standard or the ideal result of the performance indicator, against which performance is to be assessed. Outcomes should be strategic, high level and observable, expressed in clear, measurable and achievable terms. Several outcome areas may be identified for each objective. C. Indicator: A statistical measure used to describe the progress or performance of a system. The measure may be that of a population or the output of provision of goods and services. D. Framework: The name of the conceptual framework to which a performance indicator can be reported against. This may include tiers and dimensions and sub-dimensions. A conceptual framework provides a structure to guide the understanding and evaluation of the system (health/welfare) being investigated. E. Quality statement: A statement of multiple quality dimensions for the purpose of assessing the quality of the data for reporting against the performance indicator. F. Data source: A specific data set, database and reference from where data are sourced. 1.5 How to obtain assistance or provide feedback on these business rules The business rules were designed to support developers in the creation of quality metadata items and data standards. Should you require additional assistance or have feedback on how the rules could be improved, please contact the AIHW’s Metadata Infrastructure Services Unit on (02) 6244 1222 or [email protected]. METeOR business rules for online data standard development Version 6.0 3 2 General conventions There are conventions which apply across all the METeOR metadata item types and attributes of these items (e.g. name and definition). 2.1 Formatting METeOR allows the selection of multiple metadata items for downloading into a single custom-made document. This means metadata created in METeOR must be formatted consistently to ensure a coherent presentation. The formatting rules presented in this section are based on the AIHW publication style guides that are used to format the hard-copy national data dictionaries. Text in metadata items is created in either one of two ways; typing directly into a plain text field or using a What you see is what you get (WYSIWYG) editor. While the formatting options for plain text fields are tightly constrained, the WYSIWYG editor provides many style and formatting options as well as buttons similar to those available in Word. For this reason, most of the formatting rules documented below relate to options available in WYSIWYG editors. 2.1.1 Language and spelling 2.1.1.1 Language A. Use Australian English unless referring to an organisation which applies another language in its formal title or when referring to a ‘foetus’. In these cases, state the formal organisation title e.g. World Health Organization, and use the US spelling ‘fetus’. 2.1.1.2 Abbreviation A. Express the first occurrence of an abbreviation within each metadata item by spelling out the word or phrase in full and enclosing the abbreviation within parentheses immediately to the right of this word. For example, The International Statistical Classification of Diseases and Related Health Problems, Tenth Revision, Australian Modification, 6th edition (ICD-10-AM 6th edn). This rule does not apply to the abbreviated classification scheme name included in value domain and data element names. 2.1.1.3 Capitalisation A. Use minimal capitalisation unless referring to a metadata item, publication or organisation. For example, the term non-admitted patient service event should only be capitalised when the object class Non-admitted Patient Service Event is being referenced. A term may be italicised for emphasis. B. Capitalise the first letter of the first word of all words within the name of a publication or organisation e.g. National Heart Foundation 2.1.1.4 Tense A. Nouns should be expressed in singular form unless the term itself is plural in nature. 4 METeOR business rules for online data standard development Version 5.0 2.1.2 Textual contrast 2.1.2.1 Style A. Use the normal style for the body of metadata items, except for addresses (in this case, use the address style). B. The address style is to be used for the addresses of organisations, within the Registrar-only viewable attributes submitting organisation contact details and steward organisation contact details only. C. Heading styles are not recommended within the body of a metadata item. 2.1.2.2 Font type and size A. Selecting a font or font size other than the default for a given style is not recommended within the body of a metadata item. 2.1.2.3 Bold text A. Bold text is not recommended within the body of a metadata item except for within a table or caption. 2.1.2.4 Italic text A. Italicise the titles of: publications, legislation, legal cases, and terms to which emphasis is being applied. For example, the Style Manual recommends that the Western Australian Young Offenders Act 1994 is italicised. This rule does not apply to the attributes Reference documents and Origin: format references within these attributes in plain text. 2.1.2.5 Underline text A. Underline text is not recommended within the body of a metadata item except for within a hyperlink where it is applied by default when the hyperlink reference is created. 2.1.2.6 Strike through text A. Strike through text is not recommended within the body of a metadata item. 2.1.2.7 Heading A. Format headings within metadata items using the normal style and ending in a colon e.g. Health care services: B. A heading must not end in a full stop. C. Press the Enter button on your keyboard after a heading. 2.1.2.8 List A. Two types of lists are permitted: numbered lists and bulleted lists. Numbered lists should only be used when it is necessary to indicate priority, the chronological flow of the series, or where individual items may be required to be identified for later reference. METeOR business rules for online data standard development Version 6.0 5 B. Introduce each series of dot points with a full sentence or sentence fragment. For example: ‘To ensure the validity of test findings:’ C. To begin a list, press the Enter button on your keyboard after the introductory sentence, then press the numbered or bulleted list button within METeOR. D. Capitalise the first item within a list if each item is a full sentence. E. Use a full stop only at the end of list items which are full sentences, and at the end of the last item within the series. 2.1.3 Numbers and special characters 2.1.3.1 Numbers A. Express a number with a value of less than one and a precision of at least one decimal place by placing a zero to the left of the decimal point e.g. 0.5. 2.1.3.2 Formulae, symbols and other special characters A. Insert symbols using the ‘Insert symbol’ button. B. Use the symbol ≤ to denote less than or equal to e.g. A≤B. C. Use the symbol ≥ to denote greater than or equal to e.g. A≥B. D. Underline the top row of an equation. On the next line, type in the dominator e.g. A B E. Separate units of measure within a ratio and the components of a fraction or date with a slash e.g. 60 miles/hour, 4 1/2 centimetres, 26/12/2004. F. Express alternatives and compound terms using a slash where required e.g. January/February (not January and/or February), 2008/2009 (not 2008 to 2009). G. Immediately precede and follow a slash with the word, phrase or number being referred to e.g. state/territory. 2.1.4 Paragraph and alignment 2.1.4.1 Paragraph A. Press the Enter button on your keyboard to begin a new paragraph. B. Do not indent the first line of a paragraph. 2.1.4.2 Alignment A. Right or centre text alignment is not recommended within the body of a metadata item. 2.1.4.3 Horizontal rule A. A horizontal rule is not recommended within the body of a metadata item. 6 METeOR business rules for online data standard development Version 5.0 2.1.5 Copying and pasting text from another application 2.1.5.1 Into the WYSIWYG editor A. When pasting any text into METeOR’s WYSIWYG editor, use the ‘Paste without formatting’ button or a <Ctrl> V keyboard command. Text will be inserted without any style formatting. This will need to be applied after text insertion in accordance with METeOR style rules. B. When pasting a table into METeOR’s WYSIWYG editor, copy the table from its original source and insert using the <Ctrl> V keyboard command. The inserted table will be stripped of all style formatting. This formatting will need to be applied after the table insertion in accordance with METeOR style rules. 2.1.5.2 Into other fields A. Use <Ctrl> V to paste into plain text fields. 2.1.6 Tables and figures A. Insert a table using the ‘Insert Table’ button. B. Insert a figure using the ‘Insert Image’ button. C. Place a caption below each figure. D. Place a caption above each table. E. Format captions using Normal style, font size 2, bold. F. Capitalise the first word within a caption and proper nouns only. G. A table of contents is not recommended within the body of a metadata item. 2.1.7 Reference A. Format all references to METeOR metadata items (i.e. object classes, properties, data element concepts, data elements, value domains, classification schemes, data set specifications, indicator sets, outcome areas, indicators, frameworks, data sources and quality statements) using the ‘Insert hyperlink to content’ button, formatted with italics and with an initial capital letter (this will result in blue text) e.g. Person—date of birth. Note: the content browser used to create this link is not optimised for browsing for metadata items and can take a while to build a relevant item list. Best results are achieved by selecting the metadata item type required from drop-down list and then using the search facility to find the item. B. Format all references to METeOR glossary items using the ‘Insert reference to a glossary item’ button. C. Format references to Web pages outside of METeOR using the ‘Insert hyperlink’ button. D. To remove or update one of these references (to another metadata item, to a glossary item or to an external webpage), you will need to first remove the existing link. This is done by highlighting the relevant text and using the ‘Remove formatting’ button. METeOR business rules for online data standard development Version 6.0 7 E. In-text references to other material should only be used when deemed necessary to attribute one or more statements to its source and where such statements support, rather than constitute, metadata content. For example, justification for assessment criteria. Format such statements as outlined in Chapter 14 of this document. In all other instances, provide a full reference to source/support material in either the Origin or Reference documents attribute. F. Enclose quotations within single, rather than double, quotation marks. 2.2 Sector-specific information A. Where items are approved by more than one registration authority and contain information specific to one or more sector, this information should appear under a heading stating the sector(s) to which the information is specific. For example, Health-specific:, Community services-specific:, or Housing assistance-specific:. 2.3 Versioning within METeOR A. The METeOR identifier, Metadata item name and Registration status attributes are used to identify a metadata item and its status within the registration process. Version numbers are not permitted within metadata items. B. A Metadata item name should be unique within METeOR for a given Registration status value. For example there should not be two object classes called Client with a registration status of Standard. However, there may be two object classes called Client, one with a registration status of Standard, and another of Proposed (which may eventually supersede the first). C. Once a metadata item reaches a registration status of Standardisation pending it cannot be edited by a Developer. A new metadata item must be created if the item is to be changed after this point. Once a metadata item (which is intended to supersede another) reaches a registration status of Standard, it will be assigned a Supersedes relationship to any item which it is approved to have replaced. D. Where a metadata item has reached a registration status of Standardisation pending for one registration authority and is Proposed to a second registration authority, the metadata item may only undergo minor edits which are acceptable to the first registration authority. 2.3.1 Registrar-specific guidance A. A metadata item with a registration status of Standardisation pending, Standard, Retired and Superseded may be edited to fix grammar and spelling mistakes within all attributes or to change the wording of all attributes other than Name, Definition, Permissible values, or Supplementary values. 8 METeOR business rules for online data standard development Version 5.0 3 Common metadata attributes The following business rules apply to all METeOR metadata item types: object classes, properties, data element concepts, value domains, data elements, classification schemes, glossary items, data set specifications, indicator sets, outcome areas, indicators, quality statements, frameworks and data sources unless stated otherwise. For each attribute, a definition, obligation for completion, and the type of user which may complete and view the attribute are specified. The Obligation for completion is an indication of whether: a value for the attribute must be completed (mandatory), is mandatory under specific conditions only (conditional) or which may or may not be completed (optional). 3.1 Identifying and definitional attributes These attributes provide information that identifies the metadata items and specifies its definitional characteristics. 3.1.1 Metadata item name Definition: A single or multi-word designation assigned to a metadata item. Obligation: Mandatory completion. Creator: Developer. METeOR can suggest names for data elements and data element concepts. Visibility: All users. 3.1.1.1 Rules common to all metadata items The business rules applicable to the name attribute for all metadata item types are presented below. These business rules are organised into three categories; lexical, syntactic, and semantic. Lexical rules determine the individual components which may comprise a name. Syntactic rules determine the arrangement of name components. Semantic rules determine the meaning of the name. 3.1.1.1.1 Lexical rules determining individual name components A. Quotation marks are not permitted. B. Colons (:) are only permitted to be used in indicator names. C. Slashes (/) are permitted. 3.1.1.1.2 Syntactic rules determining the arrangement of name components A. Hyphens (-) should only be used when two or more words are turned into a single compound word. Do not leave any spaces before or after the hyphen. For example, ‘on-call’, ‘waist-to-hip ratio’. 3.1.1.1.3 Semantic rules determining the meaning of name components A. The name should be indicative of the content of that metadata item. B. Where possible, the name should be concise. METeOR business rules for online data standard development Version 6.0 9 3.1.1.2 Rules specific to object classes 3.1.1.2.1 Lexical rules determining individual name components A. Capital letters should only be used for the first letter of the first word and proper nouns. B. The term ‘event’ should only be used within event-based metadata item names which require clarification that the metadata item refers to an event, rather than a physical entity. For example, the name ‘Injury event’ signifies that the object class refers to the event in which an injury occurred, not the injury itself. C. Commas are not permitted. D. Full stops are not permitted. E. Parentheses are not permitted. F. Square brackets are not permitted. G. Qualifier terms are not permitted. 3.1.1.2.2 Syntactic rules determining the arrangement of name components No rules defined. 3.1.1.2.3 Semantic rules determining the meaning of name components No rules defined. 3.1.1.3 Rules specific to properties 3.1.1.3.1 Lexical rules determining individual name components A. Capital letters should only be used in the first letter of the first word and proper nouns. B. Commas are not permitted. C. Full stops are not permitted. D. Parentheses are not permitted. E. Square brackets are not permitted. F. Qualifier terms are not permitted. 3.1.1.3.2 Syntactic rules determining the arrangement of name components No rules defined. 3.1.1.3.3 A. Semantic rules determining the meaning of name components There are circumstances where a property name is required to reflect the categorical nature of the characteristic under study. In these cases, it is recommended that metadata developers represent the: i. method by which a process is completed with the terms mode or method; ii. current state of an object with the term status; iii. general characteristic of an object with the terms type or category. 10 METeOR business rules for online data standard development Version 5.0 B. For properties which are not specific to one object class, do not embed the name of the object class within the property name e.g. Episode start date can be used for many types of episodes. 3.1.1.4 Rules specific to data element concepts 3.1.1.4.1 Lexical rules determining individual name components A. A data element concept name is composed of the following: Object class name + Em dash + Property name For example, the concatenation of the object class Person and the property Body height is: Person—body height. B. The object class and property name components of the data element concept name are to be written exactly and in full (i.e. repetitive text should not be removed). C. The first word of the property name component of the data element concept name should be written in lower case unless it is a proper noun. D. Capital letters should only be used for the first letter of the first word and proper nouns. E. Full stops are not permitted. F. Square brackets are not permitted. 3.1.1.4.2 Syntactic rules determining the arrangement of name components A. The object class name shall occupy the leftmost position. B. The property name shall follow the object class name. C. Separate the object class name component of the data element concept name with an Em dash (—). Do not leave any spaces before or after the Em dash e.g. Person—body height. 3.1.1.5 Rules specific to data elements 3.1.1.5.1 Lexical rules determining individual name components A. A data element name is composed of the following: Data element concept name +comma +space+ Value domain name For example, the concatenation of the data element concept Person—body height and the value domain Total centimetres NN[N].N is: Person—body height, total centimetres NN[N].N. B. Capital letters should only be used for the first letter of the object class name, proper nouns and within the value domain name component. METeOR business rules for online data standard development Version 6.0 11 C. Commas should only be used to separate the data element concept name from the value domain name. D. Full stops should only be used within the format term component of the value domain name. E. Parentheses should only be used to enclose the format term and classification scheme components of the value domain name. F. Square and curly brackets (braces) should only be used within the format term component of the value domain name. 3.1.1.5.2 Syntactic rules determining the arrangement of name components A. The data element concept name, shall occupy the leftmost position. B. The value domain name shall follow the data element concept name. C. If any word in the union of the data element concept name and value domain name is made redundant either explicitly through the duplication of a word, or implicitly through another word or phrase, delete the redundant part within the value domain name component. For example, the union of the data element concept Person—sex and value domain Sex code N is Person—sex, code N. For data elements of all representation classes other than date and time, the representation class term component of the value domain name must not be deleted. 3.1.1.6 Rules specific to value domains 3.1.1.6.1 Lexical rules determining individual name components A. A value domain name is composed of the following: For example, a value domain which implements the ICD-10-AM (6th edition) external cause of injury chapter (a format of ANN{.N[N]}) may be named: External cause of injury code (ICD-10-AM 6th edition) ANN{.N[N]}. B. Capital letters should only be used for the first letter of the first word of the value domain name, proper nouns and within the classification scheme and format terms. C. Full stops should only be used within the format term. D. Parentheses should only be used to enclose the classification scheme term and within the format term. E. Square and curly brackets (braces) should only be used within the format term. 3.1.1.6.2 Syntactic rules determining the arrangement of name components A. A value title shall occupy the leftmost position of a value domain name where it is necessary to distinguish the value domain name from other metadata items. B. The representation class term shall follow the value title. 12 METeOR business rules for online data standard development Version 5.0 C. The representation class term is qualified by the classification scheme term where the value domain implements a classification scheme. D. The unit of measure term shall follow where the value domain is of representation class average or total and this unit of measure is not implied by any other name component. E. The format term shall occupy the rightmost position of a value domain name. F. If any term in the value domain name is made redundant either explicitly through the duplication of a word, or implicitly through another word or phrase, delete one occurrence. 3.1.1.6.3 Semantic rules determining the meaning of name components A. Express the value title component in a concise manner. B. The representational class term must reflect the value stored in the representational class attribute. C. The classification scheme term must reflect the classification scheme synonymous name attribute. D. The unit of measure term must reflect the unit of measure attribute. E. The format term must reflect the value stored in the format attribute. 3.1.1.7 Rules specific to classification schemes A. State the full and formal name of the classification scheme e.g. International Statistical Classification of Diseases and Related Health Problems, Tenth Revision, Australian Modification. B. A classification scheme name should not begin with the word The e.g. Australian Standard Drug of Concern 2000, not The Australian Standard Drug of Concern 2000. C. If the classification scheme has an edition or version number, insert the edition or version number and the suffix edition or version. For example: International Statistical Classification of Diseases and Related Health Problems, Tenth Revision, Australian Modification 6th edition. D. If the classification scheme is not associated with an edition or version number, insert the year of publication after the name e.g. Australian Standard Classification of Education 2001. 3.1.1.8 Rules specific to glossary items A. There may be more than one glossary item with the same name within the glossary, if required by contextual differences. B. When this occurs, ensure that the Context attribute in each identically named Glossary item is different. 3.1.1.9 Rules specific to indicators 3.1.1.9.1 A. Lexical rules determining individual name components An indicator technical name is composed of the following: METeOR business rules for online data standard development Version 6.0 13 For example an indicator may be named National Health Agreement: 2011, P1Proportion of low birth weight babies, 2010. B. Capital letter should only be used for each first letter of the Indicator set name, the ‘P’ or ‘O’ denoting the indicator number, and the first letter of the formal indicator name. C. Commas should only be used to separate the year the indicator set was last updated from the Indicator reference number; and the Indicator name from the year the indicator was last updated. D. A hyphen should only be used to separate the Indicator reference number and the indicator name. E. A colon should only be used to separate Indicator set name and the year the indicator set was last updated. F. Full stops are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. G. Emdashes are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. H. Parentheses are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. I. Square and curly brackets (braces) are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. 3.1.1.9.2 Syntactic rules determining the arrangement of name components A. The indicator set shall occupy the leftmost position of an indicator name. B. The indicator set should be followed by a colon and then a space. C. The space shall be followed by the year the indicator set was last updated. D. The year the indicator set was last updated shall be followed by a comma and a space. E. The space shall be followed by the indicator reference number. F. The indicator reference number shall be followed by an hyphen and the complete and formal name of the Indicator as specified by the responsible auspice body. G. The indicator name shall be followed by a comma and a space. H. The year the Indicator was last updated shall occupy the rightmost position of the Indicator technical name. 14 METeOR business rules for online data standard development Version 5.0 3.1.1.10 Rules specific to outcome areas A. An outcome area name is composed solely of the formal name specified by the responsible auspice body. For example: Prevention; Prevention: Children are born and remain healthy; Primary and community health; Sustainability; and Social inclusion and Indigenous health. B. State the full and formal name of the outcome area, as specified by the auspice body responsible for defining the indicators, for example ‘Prevention’, or ‘Primary and community health’. C. A capital letter may be used for the first letter of the first word and proper nouns. Wherein the name is separated by a colon such as in ‘Prevention: Children are born and remain healthy’, the first word in the second portion may also start with a capital letter. D. Commas are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. E. Emdashes are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. F. Colons are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. G. Full stops are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. H. Parentheses are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. I. Square and curly brackets (braces) are not permitted unless they are a part of the formal Outcome area name as specified by the responsible auspice body. 3.1.1.11 Rules specific to indicator sets Indicator set names, for example the ‘National Health Agreement’ are specified by the auspice body responsible for defining the Indicators. 3.1.1.11.1 Lexical rules determining individual name components A. The indicator sets are composed of the following components: For example: National Healthcare Agreement: 2010. METeOR business rules for online data standard development Version 6.0 15 B. State the full and formal name of the agreement, for example the ‘National Healthcare Agreement’, as specified by the auspice body responsible for defining the Indicators. C. Capital letters may be used for the first letter of each word in the Indicator set name. D. The year the agreement was instituted should be included in the Indicator set name, for example, National Healthcare Agreement: 2010. 3.1.1.11.2 Syntactic rules determining the arrangement of name components A. The name of the Indicator set shall occupy the leftmost component of the name, and be followed by a colon and a space. B. The year the Indicator set was last updated shall occupy the rightmost component of the name. 3.1.1.12 Rules specific to frameworks A. A concise statement that expresses the facet in which an indicator is grouped. B. A framework name is composed solely of the formal name specified by the responsible auspice body. For example: ‘National Health Performance Framework’, or ‘ISO Health Conceptual Indicators’. C. State the full and formal name of the Framework dimension, as specified by the auspice body responsible for defining the Frameworks. The lowest level dimension which is relevant to the Indicator should be selected – for example ‘National Health Performance Framework is the broadest level dimension (grandparent), followed by ‘Domain 1 – Health status’ at the mid level dimension (parent), and ‘Wellbeing’ is the lowest level dimension (child). D. A capital letter may be used for the first letter of the first word of each word for the Framework name. A capital letter may be used for the first word and proper nouns for the lower level dimensions. Wherein the name is separated by an emdash or hyphen such as in ‘Domain 1 – Health status’, the first word in the second portion may also start with a capital letter. E. Commas are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. F. Emdashes are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. G. Colons are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. H. Full stops are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. I. Parentheses are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. J. Square and curly brackets (braces) are not permitted unless they are a part of the formal Framework name as specified by the responsible auspice body. 16 METeOR business rules for online data standard development Version 5.0 3.1.1.13 Rules specific to quality statement for indicators A statement of multiple quality dimensions for the purpose of assessing the quality of the data for reporting against an Indicator. For the purposes of the suite of Indicator templates, there are two types of quality statements – i) quality statements linked to an Indicator, and ii) quality statements linked to a data source. 3.1.1.13.1 Lexical rules determining individual name components A. The indicator sets are composed of the following components: For example: National Healthcare Agreement: P1-Babies born with low birth weight, 2010; Quality statement. B. Capital letters should be used for each first letter of the first letter of the Indicator set name, the ‘P’ or ‘O’ denoting the indicator reference number, the first letter of the formal indicator name, and the word ‘Quality’ denoting the metadata item is a quality statement. C. A colon should only be used to separate Indicator set name and indicator reference number. D. Commas should only be used to separate the year the indicator was last updated. E. Semi-colons should only be used to separate the year the indicator was last updated and the suffix phrase ‘Quality statement’. F. An hyphen should only be used to separate the Indicator reference number and the indicator name. G. Emdashes are not permitted unless they are a part of the formal Framework indicator name as specified by the responsible auspice body. H. Full stops are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. I. Parentheses are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. J. Square and curly brackets (braces) are not permitted unless they are a part of the formal Indicator set name or the formal indicator name as specified by the responsible auspice body. METeOR business rules for online data standard development Version 6.0 17 3.1.1.13.2 Semantic rules determining the meaning of name components A. The name of the Agreement/Indicator set should occupy the leftmost component of the technical name, followed by a colon and a space. B. The space shall be followed by the Indicator reference number. C. A hyphen should separate the Indicator reference number and the indicator name. D. The indicator name should be followed by a comma, a space and the year the indicator was last updated. E. The year the indicator was last updated should be followed by a semi colon, and then a space. F. The phrase ‘Quality statement’ should occupy the rightmost component of the name. The suffix of Quality statement, as opposed to the prefix means that searching for quality statements will place the most important information at the front of the name. 3.1.1.14 Rules specific to quality statements for data sources 3.1.1.14.1 Lexical rules determining individual name components A. The indicator sets are composed of the following components: For example: Perinatal NMDS 2010-2011: National Perinatal Data Collection, 2010; Quality Statement. B. Capital letters may be used for the first letter of each word in the collection name, data source name, and the phrase ‘Quality Statement’. C. A colon should only be used to separate collection name and data source name. D. Commas should only be used to separate the data source name, from the year the data source was last updated. E. Semi-colons should only be used to separate the year the data source was last updated and the suffix phrase ‘Quality statement’. F. An emdash not permitted unless they are a part of the formal Collection or data source name. G. Full stops are not permitted unless they are a part of the formal Collection or data source name. H. Parentheses are not permitted unless they are a part of the formal formal Collection or data source name. 18 METeOR business rules for online data standard development Version 5.0 I. Square and curly brackets (braces) are not permitted unless they are a part of the formal Collection or data source name. 3.1.1.14.2 Semantic rules determining the meaning of name components A. The name of the Collection/NMDS should occupy the leftmost component of the technical name, followed by a colon and a space. B. The space shall be followed by the name of the data source, followed by a comma, a space and the year the data source was last updated. C. The year the data source was last updated should be followed by a semi colon, and then a space. D. The phrase ‘Quality statement’ should occupy the rightmost component of the name. The suffix of Quality statement, as opposed to the prefix means that searching for quality statements will place the most important information at the front of the name. 3.1.1.15 Rules specific to data source A. State the full and formal name of the data source, for example the ‘National Perinatal Data Collection (NPDC)’ or ‘Survey of Disability and Carers (SDAC)’, as specified by the auspice body responsible for defining the Indicators. Wherein, there is not a specific collection name, the source of the data is an accepted reference such as ‘Medicare data’ or ‘DVA data’. B. Capital letters may be used for the first letter of each word in the data source. 3.1.2 Short names Definition: A short or common name or designation by which the data item is known and might be identified. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. 3.1.2.1 Rules specific to data elements A. Short name should be a single unique name by which a data element can be identified. To ensure uniqueness, the name may be qualified to distinguish this data element from other similar data elements. B. For example, the data element technically named Adult—body mass index (measured), ratio NN[N].N[N] is commonly referred to simply as ‘Body mass index’. This is not a sufficient short name however as there are 3 other data elements which are also commonly known by the same name (Adult—body mass index (selfreported), ratio NN[N].N[N], Child—body mass index (measured), ratio NN[N].N[N] METeOR business rules for online data standard development Version 6.0 19 and Child—body mass index (self-reported), ratio NN[N].N[N]). The short name for this data element must distinguish this data element from the other 3 data elements through qualification. E.g., Body mass index-adult (measured). 3.1.2.2 Rules specific to indicators A. The short name should be the formal name assigned to the indicator by the responsible auspice body. B. The short name may not necessarily be unique, as indicators may be used across agreements and inherit the same reference number. If this occurs the agreement name and agreement reference year may be added to differentiate the items. 3.1.3 Metadata item type Definition: The type of metadata. Obligation: Mandatory completion. Creator: Automatically generated by METeOR. Visibility: All users. No rules defined. 3.1.4 Synonymous names Definition: A synonym or list of synonyms for the name within the context of the metadata item. Obligation: Optional completion. Creator: Developer. Visibility: All users. 3.1.4.1 Rules common to all metadata items A. List any synonyms for the metadata item name which may be used to identify the metadata item. B. Express the first word of each synonymous name with a capital letter. Express all other words in a synonymous name with a lower-case letter, unless referring to a proper noun. For example synonymous names for the property Procedure may include: Clinical intervention; Operation; Surgery. C. Separate each synonymous name with a semi-colon and space. D. Conclude the list of synonymous names without a full stop. 3.1.4.2 Rules specific to classification schemes A. State the abbreviated title of the classification scheme, including the version/edition number (if any) e.g. International Statistical Classification of Diseases and Related Health Problems, Tenth Revision, Australian Modification 6th edition would read ICD-10-AM 6th edn. B. If the classification scheme has an edition or version number, abbreviate the term edition with edn, and version with v. e.g. ICD-10-AM 6th edn; NCCS v. 2.0. 20 METeOR business rules for online data standard development Version 5.0 C. If there is no version/edition number associated with the classification scheme, insert the year of publication after the name of the classification scheme e.g. North American Nursing Diagnosis Association (NANDA) Taxonomy 1997-1998 would read NANDA 1997-1998. 3.1.5 Metadata item identifier Definition: A unique identifier within METeOR. Obligation: Mandatory completion. Creator: Automatically generated by METeOR Visibility: All users. No rules defined. 3.1.6 Registration status Definition: A status value for a metadata item indicating its stage in the registration process. Obligation: Mandatory. Creator: Automatically generated by METeOR as a consequence of developer and registrar actions. Visibility: All users. 3.1.6.1 Rules common to all metadata items The registration status value is automatically set by METeOR, for each registration authority available within METeOR, as actions to change the registration status are made (i.e. by clicking the action Change registration status or Undo last registration change): A. The available registration status values are listed in Table 2 below. B. Each registration status is associated with a registration date. C. The registration date is decided by a relevant committee e.g. a registration authority or its representatives. D. Each registration status is associated with a statement of authorisation. E. The authorisation states the authority and date upon which the decision for a registration status change was made. For example: Endorsed by Community Services Information Management Group and the date. F. A metadata item with a registration status of Superseded must also have a related metadata relationship of Is superseded by. METeOR business rules for online data standard development Version 6.0 21 Table 1: Registration status values, their associated meanings, valid administration status values and the workflow action required to achieve this value Status Meaning Administration status Workflow action required Proposed A developer has proposed this item for consideration by the registrar and subsequently by an RA. Can be edited by developer and registrar. Submit to registrar Recorded The registrar has determined that the item meets quality criteria and can proceed for consideration by a nominated data committee. The item has been accepted onto the work program of a data committee. Can be edited by developer and registrar. Record for data committee Candidate The item is under consideration by a data committee. Can be edited by developer and registrar. Accept on work program Standardisation pending A data committee has recommended the item to an RA for approval as a standard. Can be edited by the Registrar only Recommend to registration authority Standard The item has been accepted by an RA as a standard. Can be edited by the Registrar only Approve as standard Superseded The item has been nominated by an RA to be replaced as a standard by another item. Can be edited by the Registrar only Supersede standard Retired The item has been nominated by an RA to be withdrawn as a standard. Can be edited by the Registrar only Retire standard 3.1.7 Definition Definition: A concise statement that expresses the essential nature of the metadata item and its differentiation from other metadata items. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. 3.1.7.1 Rules common to all metadata items A. The definition should be expressed precisely and unambiguously so that the exact meaning of the item is apparent from the definition. B. Describe the item concisely, without repeating the name of the metadata item at the start of the definition, embedding definitions of related concepts, or embedding supportive information. C. The definition should be expressed through terms and a structure which is consistent with related definitions. 22 METeOR business rules for online data standard development Version 5.0 D. The definition should be expressed as a complete, grammatically correct and descriptive phrase, sentence or paragraph, not merely through the use of synonyms or paraphrasing the name of the metadata item. E. A definition should not contain definitions of other metadata items or concepts. Rather, it should provide an explanation of WHAT is being described. It should generally not include information about the WHO, WHERE, WHEN, WHY and HOW of data collection. 3.1.7.2 Rules specific to properties A. When a property name begins with the words Number of, begin the definition with the words A count of. METeOR business rules for online data standard development Version 6.0 23 3.1.7.3 Rules specific to value domains A. The definition attribute for value domains should be based on the definition templates given in Table 3. Representation classes are defined in Section 8.2. Table 2: Definition templates for value domains Representation class Value domain definition template Average The arithmetic mean of… Code (not based on a classification scheme) A code set representing … Code (based on a classification scheme) The (insert the short classification scheme name) code set representing … Date A valid day of a particular month and year under the Gregorian calendar. Identifier A combination of (insert numeric, alphabetic and/or alphanumeric) characters that identify an entity. Percentage A proportion per hundred. Ratio A relative measure. Text A combination of (insert alphabetic and/or alphanumeric) characters. Time An instance in time represented in a (insert either 24-hour or 12-hour) scale. Total Total number of (insert the unit of measure written in plural); or Total concentration in (insert the unit of measure written in plural. 3.1.7.4 Rules specific to classification schemes A. Express the definition using the following format: ‘The (insert the formal name of the organisation) classification for the (insert the topic of the classification scheme).’ 3.1.8 Context Definition: A designation and/or description of the application environment or discipline in which the metadata item has meaning. Obligation: Optional completion. Creator: Developer. Visibility: All users. 3.1.8.1 Rules common to all metadata items A. State or describe the circumstances or events that form the environment in which the metadata item has meaning e.g. Palliative care. B. The context should be expressed as a complete, grammatically correct and descriptive phrase, sentence or paragraph. 24 METeOR business rules for online data standard development Version 5.0 3.2 Collection and usage attributes 3.2.1 Guide for use Definition: Comments, advice, or instructions for the interpretation or application of the metadata item. Obligation: Optional completion. Creator: Developer. Visibility: All users. 3.2.1.1 Rules specific to object classes, properties and data element concepts A. Describe how the metadata item is intended to be interpreted or applied within the specified context(s). 3.2.1.2 Rules specific to data elements A. Describe any restrictions to how the data element is intended to be interpreted or applied which are specific to the union of the data element concept and the value domain. For example, describe how other data elements should be used in conjunction with the current data element, any formulae which guide calculations, or coding guidelines. 3.2.1.3 Rules specific to value domains A. Describe any restrictions to how the value domain is to be interpreted or applied which are applicable to the collection of all data elements which implement the value domain. For example, instructions for rounding numeric values and coding guidelines. 3.2.2 Collection methods Definition: Comments, advice, or instructions for the actual capture of data. Obligation: Optional completion. Creator: Developer. Visibility: All users. 3.2.2.1 Rules specific to object classes, properties and data element concepts A. Outline any collection guidelines for the metadata item e.g. recommended data collection instruments. 3.2.2.2 Rules specific to data elements A. Outline any guidelines for the collection of the data element which are specific to the union of the data element concept and the value domain. For example, data collection formats, minimum data collection requirements, requirements for supporting material or how missing data is to be treated. METeOR business rules for online data standard development Version 6.0 25 3.2.2.3 Rules specific to value domains A. Outline any guidelines applicable to the collection of all potential data elements which implement the value domain. This can include data collection formats, minimum data collection requirements, requirements for supporting material and how missing data is to be treated. 3.2.3 Comments Definition: Any additional information that adds to the understanding of the metadata item. Obligation: Optional completion. Creator: Developer. Visibility: All users. 3.2.3.1 Rules common to all metadata items A. Describe any pertinent additional information which facilitates understanding of the metadata item. For example, whether the metadata item is likely to be reviewed in the near future, considerations for further development, potential terminology issues, and justification for the inclusion or exclusion of content. 3.3 Source and reference attributes 3.3.1 Submitting organisation Definition: One or more organisations responsible for the submission of the metadata item for national endorsement as a standard. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. 3.3.1.1 Rules common to all metadata items A. State the complete and official organisation title at the time of submission, for each organisation responsible for the submission of the metadata item. B. Abbreviations and symbols should only be used when they are part of the official organisation title. C. Conclude and separate each organisation name with a new line (without a full stop). 3.3.2 Steward Definition: The name of the organisation that has accepted responsibility and been approved by a registration authority to provide on-going maintenance and management of a metadata item. Obligation: Optional completion: only completed if a steward has been endorsed and has agreed to perform steward role. 26 METeOR business rules for online data standard development Version 5.0 Creator: Registrar. Visibility: All users. 3.3.2.1 Rules common to all metadata items A. Each metadata item may be associated with only one steward. B. The steward has responsibility for ensuring that the metadata item is kept up-to-date for all registration authorities to which it has been proposed. C. Leave this field blank until an organisation has agreed and has been approved by a registration authority to provide on-going maintenance and management of the metadata item. D. State the complete and official organisation title for the steward (including a committee where necessary). E. Abbreviations and symbols should only be used when they are part of the official organisation title. 3.3.3 Origin Definition: Any document(s) (including websites) from which any content of the metadata item originates. Obligation: Conditional completion: complete for metadata items that are based on the content of a document outside of METeOR. Creator: Developer. Visibility: All users. 3.3.3.1 Rules common to all metadata items A. List the full reference for all in-text references cited in the body of that metadata item. B. References should comply with the attached referencing guidelines (see Chapter 14). C. Conclude and separate each reference with a new line (without a full stop). 3.3.3.2 Rules specific to value domains A. List the full name of any classification scheme which is partially implemented by the value domain (i.e. when a value domain does not implement all codes listed in a chapter of a classification, or all codes within the classification). 3.3.4 Reference documents Definition: Significant documents that contributed to the development of the metadata item which were not direct source for metadata content. Obligation: Conditional completion: complete for metadata items that were developed in consultation with a document outside of METeOR. Creator: Developer. Visibility: All users. METeOR business rules for online data standard development Version 6.0 27 3.3.4.1 Rules common to all metadata items A. References should comply with the attached referencing guidelines (see Chapter 14). B. Conclude and separate each reference with a new line (without a full stop). 3.3.4.2 Rules specific to value domains A. List any support documents for a classification scheme partially implemented by the value domain e.g. user guides. 3.4 Related metadata 3.4.1 Related metadata references Definition: An indicator of relationships between metadata items. Obligation: Optional completion. Creator: Developer (for forms and see also relationships) or Registrar (for supersedes relationships). Visibility: All users. 3.4.1.1 Rules common to all metadata items A. Relationships may be created between any two metadata items: between items of the same metadata type (e.g. between two data elements) or of a different metadata type (e.g. a between a property and a value domain). B. Related metadata relationships should not duplicate information stored or available elsewhere in METeOR. For example, that data element A is an implementation of data element concept B should only be recorded in the data element concept name attribute of the data element; that data element C is normally associated with data element D should only be recorded in a DSS. C. Valid relationships within METeOR are listed in Table 4 below. METeOR will automatically create the complementary relationship within the second metadata item (listed in the second column of Table 4). D. The relationship See also may only be applied where it is critical for the reader to know that the other item exists, other valid relationships (as listed in Table 4) are not applicable, and when the relationship does not duplicate information stored elsewhere. E. When creating a Superseded related metadata relationship, the registration status of the superseded item must be set to Superseded. 28 METeOR business rules for online data standard development Version 5.0 Table 3: Related metadata values and their associated meaning Relationship type Complementary relationship Description Valid metadata Supersedes Has been superseded by An indicator of a superseded item and the item that it was superseded by. All metadata item types. Is formed using Is used in the formation of An indicator of an item that is used in the calculation of, or is a component of, another item. Data elements only. See also – An indicator of an associated item, irrespective of the nature of the association. All metadata item types. Is re-engineered from – A link between a metadata item re-engineered by AIHW and the PDF file representing the retired Knowledgebase version. Metadata created by AIHW as part of the initial population of METeOR from Knowledgebase content. 3.5 Registry management attributes 3.5.1 Unresolved issues Definition: Comments which highlight unresolved issues for data committee or registrar consideration. Obligation: Optional completion. Creator: Registrar. Visibility: Registrar only. 3.5.1.1 Rules common to all metadata items A. Specify pertinent development and maintenance information suitable for registrar view only e.g. any recommended changes awaiting approval from a data committee. B. Number each unresolved issue and start with a capital letter e.g. ’23. Word is misspelt in the Definition section.’ C. Separate each unresolved issues with a full-stop and a new line. 3.5.2 Submitting organisation contact details Definition: The details of at least one contact person for each listed submitting organisation. Obligation: Optional completion. Creator: Registrar. Visibility: Registrar only. METeOR business rules for online data standard development Version 6.0 29 3.5.2.1 Rules common to all metadata items A. List the name, position title, organisational sub-unit, telephone number and email address of the person responsible for the submission. B. Approval from each submitting organisation contact must be received before any contact information is stored within METeOR. 3.5.3 Steward organisation contact details Definition: The details of at least one contact person for the Steward organisation. Obligation: Optional completion. Creator: Registrar. Visibility: Registrar only. 3.5.3.1 Rules common to all metadata items A. List the name, position title, organisational sub-unit, telephone number and email address of the contact person. B. Approval from each steward organisation contact must be received before any contact information is stored within METeOR. 3.5.4 Created by Definition: The name of the original creator of this metadata item. Obligation: Mandatory completion. Creator: Automatic generation by METeOR. Visibility: Registrar and originating Developer only. No rules defined. 3.5.5 Created date/time Definition: The date and time when the metadata item was first created. Obligation: Mandatory completion. Creator: Automatic generation by METeOR. Visibility: Registrar and originating Developer only. No rules defined. 3.5.6 Last updated by Definition: The name of the person who last updated this metadata item. Obligation: Mandatory completion. Creator: Automatic generation by METeOR. Visibility: Registrar and originating Developer only. No rules defined. 30 METeOR business rules for online data standard development Version 5.0 3.5.7 Last updated date/time Definition: The date and time when the metadata item was last saved. Obligation: Mandatory completion. Creator: Automatic generation by METeOR. Visibility: Registrar and originating Developer only No rules defined. METeOR business rules for online data standard development Version 6.0 31 4 Attributes specific to object classes An object class represents the person, place, event or thing that needs to be described. Specifically, an Object class is either: i. A service recipient or target group, eg. Admitted patient, Household, Discrete Indigenous community; ii. A service/care episode e.g. Community services event, Episode of care; iii. A life event e.g. Injury event, Pregnancy; iv. A service provider e.g. Agency, Health professional, Volunteer; or v. An asset associated with a service provider/recipient e.g. Building. Object classes have two attributes which are unique within METeOR: Specialisation of and Data element concepts implementing this object class. 4.1 Specialisation of Definition: An instance of specialisation of an object class. Obligation: Conditional completion: this attribute is only completed for object classes that are subtypes of another object class. Creator: Registrar only. Visibility: All users. A. When an object class reaches a registration status of Candidate, it should be assigned an object class specialisation. B. An object class is assigned to an object class specialisation using the Parent and Child attributes of an object class specialisation. 4.2 Data element concepts implementing this object class Definition: A list of the data element concepts that implement this object class. Obligation: Conditional completion: only those data element concepts which implement this object class are listed. Creator: Automatic generation by METeOR. Visibility: All users that have permission to view at least one data element concepts which implement the object class No rules defined. 32 METeOR business rules for online data standard development Version 5.0 5 Attributes specific to properties A property represents the characteristic of the object that is of interest. Properties have two attributes which are unique within METeOR: Property group and Data element concepts implementing this property. 5.1 Property group Definition: The grouping of properties with similar characteristics. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. A. When a property reaches a registration status of Candidate, it should be assigned to a property group. B. A property should only be assigned to one property group. 5.2 Data element concepts implementing this property Definition: A list of the data element concepts that implement this property. Obligation: Conditional completion: only those data element concepts which implement this property are listed. Creator: Automatic generation by METeOR. Visibility: All users that have permission to view at least one data element concepts which implement the property. No rules defined. METeOR business rules for online data standard development Version 6.0 33 6 Attributes specific to data element concepts A data element concept represents the union of an object class and a property. Data elements concepts have three attributes which are unique within METeOR: Object class, Property, and Data elements implementing this data element concept. 6.1 Object class Definition: The object class implemented in this data element concept. Obligation: Mandatory completion (before Proposed registration status). Creator: Developer. Visibility: All users that have permission to view the data elements concepts listed. A. Only one object class may be selected. B. An object class must be selected before a data element concept will be considered by a Registrar. 6.1.1 Guidance for selecting/creating an object class A. Where a new object class is created, it must fit into one of the object class categories: i. A service recipient or target group, e.g. Admitted patient, Household, Discrete Indigenous community; ii. A service/care episode e.g. Community services event, Episode of care; iii. A life event e.g. Injury event, Pregnancy; iv. A service provider e.g. Agency, Health professional, Volunteer; or v. An asset associated with a service provider/recipient e.g. Building, Dwelling. B. A data element concept must pertain specifically to the selected object class. For example, the property Current pregnancy status applies only to females, and hence, should be paired with the object class Female rather than Person. For properties which apply to more than one object class e.g. Telephone number, create a separate data element concept for each object class e.g. Person (address)—telephone number; Organisation (address)—telephone number. C. For data element concepts that describe people or patients with a specific condition e.g. acute coronary syndrome, cancer, or diabetes, the object class name should begin with the term Person with e.g. Person with diabetes. D. If there is any doubt as to the most appropriate object class for a data element concept e.g. Person or Patient, select the least specialised object class (in this case, Person). E. For data element concepts which describe interventions such as medication or treatment undertaken, select the object class Person when that intervention occurred outside of an event e.g. for medication regularly taken at home, and select an event 34 METeOR business rules for online data standard development Version 5.0 object class when that intervention occurred within an event e.g. for medication prescribed by an ambulance officer within an acute coronary syndrome episode. F. The following table provides examples of properties which may be associated with the parent object classes Person and Service event. Table 4: Examples of properties and their association with object classes Person Service event Person characteristics e.g. name, date of birth, sex, address, country of birth, Indigenous status, hospital insurance status, field of education, name, and income unit. Categorisations of patients/clients which primarily describe a service provider’s efficiency or effectiveness e.g. waiting time. Assessments of a person’s health, needs or well-being, which form part of their medical/client history e.g. blood pressure, principal diagnosis, abuse and neglect type, cataract history, medication taken, alcohol/tobacco consumption, disability status, and hypertension treatment status. Justification for the event or sub-events e.g. assistance request reason, behaviour-related risk factor intervention purpose. Employment/income characteristics e.g. labour force status, occupation, government funding identifier, assessable income. The services or care sought or provided within the event, including interventions undertaken e.g. available service activity, care type, procedure, assistance received, and anaesthesia administered. Living arrangements e.g. accommodation type. The urgency or importance of the event or sub-events e.g. admission urgency status, assistance urgency, triage category. The time, date, or duration of the event or sub-events (actual or intended) e.g. admission date, duration of residence, intended length of hospital stay, procedure commencement date. Event funding characteristics e.g. expected principal source of funding. 6.2 Property Definition: The property implemented in this data element concept. Obligation: Mandatory completion (before Proposed registration status). Creator: Developer. Visibility: All users. A. Only one property may be selected. B. A property must be selected before a data element concept will be considered by a Registrar. 6.2.1 Guidance for selecting/creating a property A. Unambiguously describe the characteristic to be measured. The properties Treatment cessation reason and Service cessation reason, for example, are preferred over a single, more generic property named Cessation reason because of the need to define ‘what’ is being ceased. The broadly-defined property Abuse and neglect type however, is sufficient, as the categorisation of abuse and neglect can be meaningfully defined independently from the class of abused persons being described e.g. children, disabled persons, elderly persons. METeOR business rules for online data standard development Version 6.0 35 B. A representation class name is not a valid property. Admission time and Person identifier, for example, are preferred over the more generic properties Time and Identifier because of the need to define ‘what’ the date, time, and identifier describe. C. Define the property independently of when and how it is to be collected, and how it is to be represented. For example, Number of cigarettes smoked is preferred over Number of cigarettes smoked per day. Such information may be stored within a data element or value domain. D. Define the property in consideration of how measures of that property are to be reported. For example, the broadly-defined properties Capital expenditure and Recurrent expenditure are preferred over properties which are specific to individual types of expenditure such as Repairs and maintenance expenditure or Depreciation costs, when these items are reported under the broad headings capital/recurrent expenditure. In the case of broad properties which are collected and cross-checked with measures of their individual components, overlapping properties may be defined. For example, the property Postal delivery point identifier (commonly termed address) may be defined alongside its components e.g. State/territory identifier; Postcode. 6.3 Data elements including this data element concept Definition: A METeOR-generated list of the data elements that include this data element concept. Obligation: Conditional completion: only those data element which implement this data element concept are listed. Creator: Automatic generation by METeOR. Visibility: All users that have permission to view at least one data element which is implemented in this data element. 36 METeOR business rules for online data standard development Version 5.0 7 Attributes specific to data elements Data elements represent the union of a data element concept (concept) and a value domain (representation). Data elements have four attributes which are unique within METeOR: Short name, Data element concept, Value domain, and Implementation in data set specifications. 7.1 Short name Definition: A short or common name or designation by which the data element is known and might be identified. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. A. Short name should be a single unique name by which a data element can be identified. To ensure uniqueness, the name may be qualified to distinguish this data element from other similar data elements. B. For example, the data element technically named Adult—body mass index (measured), ratio NN[N].N[N] is commonly referred to simply as ‘Body mass index’. This is not a sufficient short name however as there are 3 other data elements which are also commonly known by the same name (Adult—body mass index (self-reported), ratio NN[N].N[N], Child—body mass index (measured), ratio NN[N].N[N] and Child—body mass index (self-reported), ratio NN[N].N[N]). The short name for this data element must distinguish this data element from the other 3 data elements through qualification. E.g., Body mass index-adult (measured). 7.2 Data element concept Definition: The data element concept implemented in this data element. Obligation: Mandatory completion (before Proposed registration status). Creator: Developer. Visibility: All users. A. Only one data element concept may be selected. B. A data element concept must be selected before a data element will be accepted by the Registrar. 7.3 Value domain Definition: The value domain implemented in this data element. Obligation: Mandatory completion (before Proposed registration status). Creator: Developer. Visibility: All users. METeOR business rules for online data standard development Version 6.0 37 A. Only one value domain may be selected. B. A value domain must be selected before a data element will be accepted by the Registrar. 7.4 Implementation in data set specifications Definition: A list of the data set specifications that include this data element. Obligation: Conditional completion: only those data set specifications which implement this data element are listed. Creator: Automatic generation by METeOR. Visibility: All users that have permission to view at least one data set specification which implements the data element. 7.5 Non dictionary data element Definition: A data element that has been excluded from a data dictionary. Obligation: Conditional completion: only applicable to community services data elements that have been selected as being specific to a data set specification. This includes data elements mappable to a national standard data element that is included in a national data dictionary, where a common data element concept is used. Creator: Registrar. Visibility: All users. 38 METeOR business rules for online data standard development Version 5.0 8 Attributes specific to value domains A value domain represents an implied and/or explicit set of values used to represent something/someone. Value domains have eleven attributes which are unique within METeOR: Classification scheme, Representation class, Data type, Format, Maximum character length, Permissible values, Supplementary values, Unit of measure, Proposed unit of measure, Unit of measure precision, and Data elements implementing this value domain. 8.1 Classification scheme Definition: The name of the classification scheme which is implemented in this value domain. Obligation: Conditional completion: complete for all value domains which are of representation class Code and implement a full chapter of, or entire classification scheme. Creator: Developer. Visibility: All users. A. Only one classification scheme may be selected. B. If an incomplete set of values from a classification is implemented by a value domain, or no classification is associated with the value domain, leave this attribute blank. 8.2 Representation class Definition: The class of representation of a value domain e.g. Code or Total. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. A. Select one valid representation class from Table 6. B. The representation class reflects the main structure of the value domain, not supplementary code(s) such as 99 not stated/inadequately described. For example, the representation class for a value domain permitting a measured value (e.g. 5 centimetres) or a 99.9 for not able to be measured code, is Total, not Code. C. A value domain that is of representation class Ratio consists of measures of at least two distinct concepts, each of which may be collected in its own right e.g. body mass index is calculated from measures of a person’s body weight and body height. In contrast, a value domain that is of representation class Total is either an absolute count of something, reported in one or more units (e.g. Australian currency), or one measure, expressed as a proportionate quantity (e.g. milligrams per litre). METeOR business rules for online data standard development Version 6.0 39 Table 5: Representation class values and their associated meaning Value Meaning Average A numeric value representing an arithmetic mean. Code A system of valid symbols that substitute for longer values. Date A numeric value representing a calendar date (i.e. day, month and year) or recognised part of a calendar date (i.e. day, month, and/or year). Identifier A value which establishes identity. Percentage Parts per hundred. Ratio An expression of the quantity of one substance or entity in relation to that of another (Dorlands, 2003: 1586). Text An unformatted, descriptive value. Time A numeric value representing a specific instance in time. Total A numeric value representing the sum of a set of values or an entire quantity (including monetary). 8.3 Data type Definition: A set of distinct values, characterised by properties of those values and by the operations on those values e.g. Currency and Number. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. A. Select one valid data type using Table 7. B. The data type reflects the main structure of the value domain, not supplementary value(s) such as 99 not stated/inadequately described. For example, the data type for a value domain holding yes/no values and a 99 not stated/inadequately described code is Boolean, not Number. C. A value domain of representation class Average or Total must have a data type of Currency or Number. D. A value domain of representation class Percentage and Ratio must have a data type of Number. E. A value domain of representation class Boolean, Code or Identifier must have a data type of Number or String. F. A value domain of representation class Date or Time must have a data type of Date/time. G. A value domain of representation class Text must have a data type of String. Table 6: Data type values and their associated meaning Value Meaning Boolean A binary value expressed using a string e.g. true or false. Currency A numeric value expressed using a particular medium of exchange. Date/Time A specific instance of time expressed in numeric form. Number A sequence of numeric characters which may contain decimals, excluding codes with ‘leading’ characters e.g. ‘01’,’02’,’03’. 40 METeOR business rules for online data standard development Version 5.0 String A sequence of alphabetic and/or numeric characters, including ‘leading’ characters e.g. ‘01’,‘02’,‘03’. Image A depiction recorded electronically to allow viewing or transmission on a computer. e.g ‘jpg’, ‘png’, ‘gif’ Geospatial A value relating to the position of things on the earth's surface. 8.4 Format Definition: A template for the presentation of values, including specification and layout of permitted characters, the maximum and minimum size, and precision. It is not a template for electronic data transmission or storage. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. 8.4.1 Valid characters A. The values that can be used in the format attribute are listed in Table 8. Formatting characters such as decimal points, full stops, commas and hyphens are specified using symbolic representation. For example, a number with a precision of one is to be represented by the format: N.N B. Characters which are not enclosed in brackets signify a value which must be represented. C. If a character is repeated more than 6 times in succession, round brackets and a number are to be used to indicate the number of repeats e.g. X(7) not XXXXXXX. Table 7: Format values and their associated meaning Value Valid character range A Alphabetic character set: contains the letters a-z and A-Z and may contain special character(a), but not numeric characters. N Numeric character set: contains whole and decimal numbers and may contain special characters, but not alphabetic characters. X Alphanumeric character set: contains alphabetic and numeric characters, and may contain blank characters. D A numeric character representing a number of days. (b) M A numeric character representing a number of months. (b) Y A numeric character representing a number of years. (b) h Any numeric character representing a number of hours. (b) m Any numeric character representing a number of minutes. (b) s Any numeric character representing number of seconds. (b) {} The string within the curly brackets (braces) is optional in its entirety (e.g. X{XX} indicates 1 or 3 alphanumeric characters (i.e. X or XXX)). [] The string within the square brackets is optional in any ordered combination (e.g. [XXX] indicates 0, 1, 2 or 3 alphanumeric characters (i.e. blank, X, XX or XXX)). () The character preceding the round brackets (parentheses) is repeated the number of times specified (e.g. X(9) indicates 9 alphanumeric characters). (a) Valid in value domains of representation class Date or Time only. These format values indicate the valid unit(s) of measure to be presented. For value domains of all other representation classes, only the characters A, N, X, { }, [ ], and ( ) may be used to denote the presence of a value. METeOR business rules for online data standard development Version 6.0 41 (b) A special character is a character which has a visual representation and is neither a letter, number, ideogram, or blank. For example, punctuation marks and mathematical symbols. An ideogram is a character that represents an object or concept e.g. Chinese ideogram or Japanese Kanji. A blank is a character that represents an empty position in an alphanumeric character field e.g. space. A blank is conceptually different from a null value, which is defined as the absence of a stored value. 8.4.2 Protocol A. Position characters using a protocol reading from inner brackets (if any) to outer brackets, and left to right. For example NNNNX[AA] represents four numeric characters followed by one alphanumeric character, and up to two alphabetic characters (i.e. NNNNX, NNNNXA or NNNNXAA). B. Express a sequence of characters of a given character type by ordering characters which must be represented to the left of characters that may/not be represented. For example, NN[N] not [N]NN. 8.5 Maximum character length Development rules For items that are of data type Number, the maximum character quantity represents a count of all numeric characters only (excluding characters such as plus, minus and decimal points). If the value domain contains a decimal point specify the number of decimal places permitted through the unit of measure precision field. For example the Number 3.142 contains a maximum of 4 characters. Definition: The maximum number of characters permitted to represent the values. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. A. Indicate the maximum number of characters permitted to be stored. For items that are of data type String, the maximum character quantity represents a count of all alphabetic, numeric and other ASCII characters (including full stops, forward slash, back slash and hyphens). For example the String YYYY-YY contains a maximum of 7 characters. B. For items that are of data type Number, the maximum character quantity represents a count of all numeric characters only (excluding characters such as plus, minus and decimal points). If the value domain contains a decimal point specify the number of decimal places permitted through the unit of measure precision field. For example the Number 3.142 contains a maximum of 4 characters. 8.6 Permissible values Definition: 42 A list of values that is valid for the Value domain. Permissible values may be enumerated or non-enumerated. When permissible values are enumerated, the values may be coded or fully described. METeOR business rules for online data standard development Version 5.0 Obligation: Conditional completion: complete for value domains that has Code as its representation class but no link or reference to a classification scheme. Creator: Developer. Visibility: All users. A. List each permissible value on a new line within the left-most column, without the use of a semi-colon, comma or full stop. B. For each permissible value, provide a concise description in the corresponding right-hand column. C. Expressly exclude or include a specific value from a permissible value by: i. Stating the name of that value in alphabetic characters within the description column. ii. Enclosing this text within parentheses. For example, Drowning, submersion - other than swimming pool (excludes drowning associated with water craft). 8.7 Supplementary values Definition: A list of codes and code descriptions representing values produced in the data cleaning process (i.e. were not specified on the data collection form). Obligation: Optional completion. Creator: Developer. Visibility: All users. A. Supplementary values should not fall within the scope of the value domain definition. For example, a value domain defined as ‘a code set representing languages’ may include the permissible values: 1 English, 3 Sign language, 5 Other language, and the supplementary values: 8 Inadequately described, 9 Not stated. A Value domain defined as ‘a code set representing sign language’ may include the permissible values: 1 Auslan, 2 American Sign language, 3 Other language (non-spoken), and the supplementary value: 5 Other language (spoken). B. List each supplementary value on a new line within the left-most column, without the use of a semi-colon, comma or full stop. C. For each supplementary value, provide a concise description in the corresponding right-hand column. 8.8 Unit of measure Definition: The actual units in which permissible values are measured. Obligation: Conditional completion: complete for value domains of representation class Average or Total only. Creator: Developer (or by Registrar if desired unit of measure is not available). METeOR business rules for online data standard development Version 6.0 43 Visibility: All users. A. Where the value domain has a representation class of Average or Total, select a unit of measure using the unit of measure table. If no appropriate category exists, propose a new unit of measure in the proposed unit of measure attribute. For value domains with a representation class of Date or Time, the unit of measure is indicated within the format only. B. Only one unit of measure may be selected. For value domains which store a proportional quantity (e.g. milligram per litre) or a combination of units (e.g. hour and minute), state all units as the unit of measure (e.g. milligram per litre; hour and minute). C. The values that can be selected for the unit of measure attribute are listed in Table 9. Table 8: Example units of measure classified by measure Measurement Unit of measure name Unit of measure symbol Concentration Microgram per litre µg/L Microgram per minute µg/min Micromole per litre µg/l Millimetre of mercury mmHg Millimole per litre mmol/L Milligram per millimole mg/mmol Milligram per litre mg/L Milligram per 24-hour period mg/24h Nanogram per decilitre ng/dl Currency Australian currency AU$ Length Centimetre cm Millimetre mm Temperature Degree Celsius Time Second s Minute min Hour h Hour and minute Day D Week Weight Other Year Y Gram g Kilogram Kg Attendance Bed Bedroom Cigarette Full-time equivalent (FTE) staff 44 METeOR business rules for online data standard development Version 5.0 Group session Occasion of service Period Person Pregnancy Separation Service contact Service contact date Service event Standard drink 8.9 Proposed unit of measure Definition: The proposed units in which permissible values are measured. Obligation: Conditional completion: complete for value domains of representation class Average or Total only where an appropriate value is not available in the unit of measure list. Creator: Developer. Visibility: All users. A. To be completed only if an appropriate unit of measure value is not available in the unit of measure list. B. To propose a new unit of measure, within the propose a new unit of measure text field, state the full name of the unit of measure in singular form, followed by the unit of measure symbol (if one exists) enclosed in parentheses e.g. Gram (g). C. Capitalise the first letter of the first word only, except when referring to proper nouns e.g. Degree Celsius. D. A unit of measure symbol should be recognised by an International or Australian standard e.g. ISO 1000, International Committee for Weights and Measures (CIPM), and National Measurement Act 1960. E. A unit of measure symbol must not symbolise more than one unit of measure within METeOR e.g. m refers to meter, not month or minute. This rule does not apply to symbol prefixes (e.g. m also symbolises 0.001 of another unit) and when combined with the unit meter (m), will result in the valid symbol mm. F. All unit of measure symbols within METeOR must be consistent e.g. m refers to metre while mm symbolises millimetre. 8.10 Unit of measure precision Definition: The number of decimal places in which a unit of measure is measured. Obligation: Conditional completion: complete for value domains which hold a unit of measure or proposed unit of measure. Creator: Developer. METeOR business rules for online data standard development Version 6.0 45 Visibility: All users. A. If the value domain is assigned a unit of measure or proposed unit of measure, specify the number of decimal places permitted. B. Specify the unit of measure precision in numeric form e.g. 1. 8.11 Data elements implementing this value domain Definition: A list of the data elements that implement this value domain. Obligation: Conditional completion: only those data elements which implement this value domain are listed. Creator: Automatically generated by METeOR. Visibility: All users that have permission to view at least one data element which implements the value domain. 46 METeOR business rules for online data standard development Version 5.0 9 Attributes specific to classification schemes A classification scheme represents a system for classifying data which is recognised and endorsed by a national or international body. Classification schemes have three attributes which are unique within METeOR: Classification structure, Revision status, and Value domains based on this classification scheme. 9.1 Classification structure Definition: The underlying structure of a classification scheme such as the number and type of scales or axes within the classification. Obligation: Optional completion. Creator: Developer. Visibility: All users. A. Describe the structure of the classification scheme with particular reference to domains, axes or scales corresponding to particular topics or subject areas. 9.2 Revision status Definition: The status of the classification scheme in terms of formal revisions. Obligation: Optional completion. Creator: Developer. Visibility: All users. A. Describe the edition or version of the classification referenced. 9.3 Value domains based on this classification scheme Definition: A list of the value domains that implement this classification scheme. Obligation: Conditional completion: only those value domains which implement this classification scheme are listed. Creator: Automatically generated by METeOR. Visibility: All users that have permission to view at least one value domain which implements the classification scheme No rules defined. METeOR business rules for online data standard development Version 6.0 47 10 Attributes specific to data set specifications A data set specification represents a grouping of data elements and/or other data set specifications, and the conditions under which the grouping should be collected or reported. Data set specifications have eleven attributes which are unique in the METeOR system: Data set specification type, Scope, Metadata items in this data set specification, Sequence number, Obligation, Maximum occurrences, Conditional obligation and Information specific to this data set, Statistical unit, Implementation start date and Implementation end date. 10.1 Data set specification type Definition: Information on whether a data set specification is a national minimum data set or other data set specification. Obligation: Mandatory completion. Creator: Developer. Visibility: All users. A. There are currently three forms of data set specification: B. i. National Minimum Data Set (NMDS), which reflects a national agreement to collect a consistent data set for a specified purpose; and ii. Data set specification, is recommended as best practice if data are to be collected but not mandated for collection; and iii. Data element cluster, is a group of data elements and describes how selected data elements relate to each other for a specific purpose. It can be included in a National minimum data set or a data set when there is a need to better describe a group of data elements and how they should be collected or reported. A data cluster must be collected in it entirety. (see appendix 2) A data set specification must be agreed by relevant stakeholders for mandatory national reporting before it will be approved as a national minimum data set. 10.2 Scope Definition: A description of the circumstances under which the collection of specified data are required or recommended. Obligation: Optional completion. Creator: Developer. Visibility: All users. 48 METeOR business rules for online data standard development Version 5.0 C. The scope should be expressed precisely and unambiguously so that the specified data can be collected under the same circumstances by different data collectors. D. The statement should clearly identify all boundaries between those circumstances where collection is appropriate and those circumstances where it is not. These boundaries may potentially include geography, sources of funding, administering authorities, the type of services provided or the legal or administrative status of the people receiving services. E. More than one boundary may be relevant to the scope of the collection. Complex boundaries maybe explained with the use of an example. 10.3 Metadata items in this data set specification Definition: A list of the metadata items, either data elements or data set specifications, which are included in this data set specification. Obligation: Mandatory completion: a data set specification must include at least two metadata items. Creator: Developer. Visibility: All users that have permission to view at least one metadata item which is included in the data set specification. No rules defined. 10.4 Sequence number Definition: An indicator of the order of the data element or data set specification within the data collection or transmission. Obligation: Optional completion. Creator: Developer. Visibility: All users that have permission to view the data element/DSS listed. No rules defined. 10.5 Obligation Definition: An indicator of whether the data element or data set specification is mandatory, optional or conditional for the data collection or transmission. Obligation: Mandatory completion. Creator: Developer. Visibility: All users that have permission to view the data element/DSS listed. A. Mandatory completion signifies that the data element/data set specification must be included. METeOR business rules for online data standard development Version 6.0 49 B. Conditional completion signifies that under specific criteria, a data element/data set specification must be included. The criterion by which a value can be included can be specified within the Verification rules attribute. C. Optional completion signifies that a data element/data set specification may or may not be collected. 10.6 Maximum occurrences Definition: The maximum number of occurrences of the data element or data set specification within the data set (i.e. single use or repeating group). Obligation: Mandatory completion. Creator: Developer. Visibility: All users that have permission to view the data element/ data set specification listed. A. ‘99’ represents an unlimited number. 10.7 Conditional obligation Definition: A description of any conditions that apply to collection of data for a specified data element (or data set specification) within the context of a particular data set specification. Obligation: Conditional completion: this attribute should be completed if the obligation for collecting a data element (or data set specification) within a data set specification has been set to conditional. Creator: Developer. Visibility: All users. A. Conditional obligation should clearly express the particular conditions relating to when a data element (or data set specification) is to be collected as part of a data set specification. B. An example of conditional obligation is where one data element is only collected if another data element within the same data set specification has a particular value (e.g. only collect pregnancy status when a person’s sex is ‘female’). 10.8 Information specific to this data set Definition: Any additional information relevant to the collection of a data item within the context of a particular data set specification. Obligation: Optional completion. Creator: Developer. Visibility: All users that have permission to view the data element/data set specification listed. 50 METeOR business rules for online data standard development Version 5.0 C. This attribute is the appropriate place to document any specific information that characterises the inclusion of a data item within a data set specification not covered by the sequence, obligation, maximum occurrences or conditional obligation attributes. D. This information should simply and clearly document what other information is relevant to this data set. It may include the rules for subsequent data verification or justification for the collection of a particular data item within the data set specification. 10.9 Statistical unit Definition: Statistical units are the basic counting unit for a collection, meaning that a record is created within the collection for each new occurrence of the statistical unit. Obligation: Optional completion. Creator: Developer. Visibility: All users. A. Statistical units should reflect the actual underlying methodology of the collection (i.e. a record is created within a data collection for each new occurrence of the statistical unit). B. The field should be used to clearly identify the statistical unit of the data set specification. C. Where the statistical unit is defined as a metadata item elsewhere in METeOR (e.g. Object class, Glossary item) it should be linked using hypertext. 10.10 Implementation start date Definition: The date upon which the collection of data for this specific version of the data set specification was first implemented. Obligation: Conditional completion: mandatory if the data set specification is also a National Minimum Data Set (NMDS). Creator: Developer. Visibility: All users. A. To specify the implementation start date, select the relevant day, month and year from the drop down lists to indicate a fully formed date (i.e., 15 February 2006). B. If the data set specification does not have an implementation start date (e.g. it is not an NMDS), this attribute can be set to not applicable by ticking the checkbox to the right of the date selector. C. An NMDS should be approved as a standard on a date that is that is before its implementation start date. METeOR business rules for online data standard development Version 6.0 51 10.11 Implementation end date Definition: The date upon which the collection of data for this specific version of the data set specification was completed. Obligation: Optional completion. Creator: Developer. Visibility: All users. A. To specify the implementation end date, select the relevant day, month and year from the drop down lists to indicate a fully formed date (i.e., 15 February 2006). B. If the data set specification does not have an implementation end date (it is not an NMDS or is a current NMDS), this attribute can be set to not applicable by ticking the checkbox to the right of the date selector. 52 METeOR business rules for online data standard development Version 5.0 11 Attributes specific to indicator sets A single or multi-word designation assigned to a set of performance indicators. This appears in the heading for each performance indicator. Indicator sets have three attributes which are unique within METeOR: Indicator set type, Outcome areas linked to this indicator set, and Indicators linked to this indicator set. 11.1 Indicator set type Definition: Refers to the origin of the Indicator set and the auspice body responsible for defining the Indicator set. Obligation: Mandatory completion Creator: Developer. Visibility: All users 11.1.1 Indicator set type information Currently there are four indicator set types. These have been developed in line with Australian Government policy decisions. More Indicator set types may be added to METeOR as required. 11.1.1.1 COAG-IGA This includes indicators outlined in the Council of Australian government (COAG) Intergovernmental Agreement (IGA) on Federal Financial Relations relevant to national reporting on health, housing assistance and community services. The overall objective of these agreements is the improvement of the well-being of all Australians. Each Specific Purpose Payments (SPP) is associated with a National Agreement that contains the objectives, outcomes, outputs and performance indicators, and clarifies the roles and responsibilities that will guide the Commonwealth and States in the delivery of services across the relevant sectors. COAG agreed to six new National Agreements, the National Healthcare Agreement, National Education Agreement, National Agreement for Skills and Workforce Development, National Disability Agreement, National Affordable Housing Agreement, and the National Indigenous Reform Agreement. • National Affordability Housing Agreement • National Disability Agreement • National Healthcare Agreement • National Indigenous Reform Agreement 11.1.1.2 COAG-NP COAG has agreed to a new form of payment called National Partnership (NP) payments to fund specific projects and to facilitate and/or reward States that deliver on nationallysignificant reforms, such as: • Homelessness METeOR business rules for online data standard development Version 6.0 53 • Remote Indigenous Housing • Social Housing 11.1.1.3 Report on Government Services The Review of Government Service Provision was established in 1993 by Heads of government (now the Council of Australian Governments or COAG) to provide information on the effectiveness and efficiency of government services in Australia. A Steering Committee, comprising senior representatives from the central agencies of all governments, manages the Review with the assistance of a Secretariat provided by the Productivity Commission. The Review aims to: • enable ongoing comparisons of the performance of government services • report on government service provision reforms that governments have implemented or that are under consideration Two main tasks of the Review, as set out in the original terms of reference, are to: • develop agreed national performance indicators for government services (which are published in the annual Report on Government Services) • analyse service provision reforms. The Review does not consider policy issues. Rather, it aims to assemble indicators of performance given the existing policy framework of governments. The performance measures established are to assist each government in the formulation of its policy objectives and priorities REF: http://www.pc.gov.au/gsp/review • Aged care services • Disability services • Housing • Primary and community health • Protection and support services • Public hospitals 11.1.1.4 Other indicator set This includes indicator sets which do not fit the criteria of the other data specification sets. This may include indicator sets such as the Children’s Headline Indicator set or the Child Protection Framework. 11.2 Outcome areas linked to this indicator set Definition: 54 A link to a statement that specifically defines the target, standard, or the ideal result of the indicator against which the indicator is to be assessed. Outcomes should be strategic, high level and observable, expressed in clear, measurable METeOR business rules for online data standard development Version 5.0 and achievable terms. Several outcome areas may be identified for each objective. Obligation: Conditional obligation: only those outcome areas which implement this indicator set as specified in the indicator are to be listed. Creator: Developer. Visibility: All users 11.3 Indicators linked to this indicator set Definition: A list of hyperlinks detailing the indicators associated with an indicator set. Obligation: Conditional obligation: only those indicators which implement this indicator set are to be listed. Creator: Developer. Visibility: All users METeOR business rules for online data standard development Version 6.0 55 12 Attributes specific to outcome areas A statement that specifically defines the target, standard, or the ideal result of the indicator against which the indicator is to be assessed. Outcomes should be strategic, high level and observable, expressed in clear, measurable and achievable terms. Several outcome areas may be identified for each objective. Outcome areas have two attributes which are unique within METeOR: Indicator sets linked to this outcome area and Indicators linked to this outcome area. 12.1 Indicator sets linked to this outcome area Definition: A list of hyperlinks detailing the Indicator sets associated with a specific outcome area. Obligation: Conditional completion: only those indicator sets which implement this outcome area as specified by the indicator are to be listed. Creator: Developer. Visibility: All users 12.2 Indicators linked to this outcome area Definition: A list of hyperlinks detailing the Indicators associated with an outcome area. Obligation: Conditional obligation: only those indicators which implement this outcome area are to be listed. Creator: Developer. Visibility: All users 56 METeOR business rules for online data standard development Version 5.0 13 Attributes specific to indicators A statistical measure used to describe the progress or performance of the health or welfare system. This may be linked to a population or a number related to the provision of goods and services-output. Indicators have thirty attributes which are unique within METeOR: Indicator Type, Indicator common name, Description, Rationale, Indicator set, Outcome area, Population group age from, Population group age to, Computation description, Formulae, Numerator, Numerator items, Denominator, Denominator items, Disaggregation items, Data element/Data set, Data source, NMDS/DSS, Collection Methods/Guide for use, Framework and dimensions, Methodology, Formulae, Reporting requirements, Organisation responsible for providing data, Accountability, Benchmark, International comparisons, Further data development/collection required, Other issues caveats, and Release date. 13.1 Indicator Type Definition: The type of indicator used to describe the progress or performance of the health or welfare system. This may be a performance indicator linked to a population or a number related to the provision of goods and services-output. Obligation: Mandatory completion. Creator: Developer. Visibility: All users 13.2 Common name Definition: A short or common name or designation by which the indicator is known and might be identified. Obligation: Optional completion. Creator: Developer. Visibility: All users 13.3 Description Definition: A short statistical description of an indicator. Values include percentage, count, proportion, mean (average), and percentile. Obligation: Mandatory completion. Creator: Developer. Visibility: All users METeOR business rules for online data standard development Version 6.0 57 13.4 Rationale Definition: A designation or description of the application environment or discipline in which an indicator is applied or from which it originates, as well as a justification for inclusion of the indicator. Obligation: Optional completion. Creator: Developer. Visibility: All users 13.5 Indicator set Definition: A single or multi-word designation assigned to a set of indicators. This appears in the heading for each indicator. Obligation: Conditional obligation: only those indicator sets which implement this indicator are to be listed. Creator: Developer. Visibility: All users 13.6 Outcome area Definition: A statement that specifically defines the target, standard or the ideal result of the performance indicator, against which performance is to be assessed. Outcomes should be strategic, high level and observable, expressed in clear, measurable and achievable terms. Several outcome areas may be identified for each objective. Obligation: Conditional obligation: only those indicators which implement this outcome area are to be listed. Creator: Developer. Visibility: All users 13.7 Population group age from Definition: Contextual information about a group people having approximately the same age. Specifically, denotes the age at which the collection of information commences. Obligation: Optional completion. Creator: Developer. Visibility: All users 13.8 Population group age to Definition: Contextual information about a group people having approximately the same age. Specifically, denotes the age at which the collection of information ceases. Obligation: Optional completion. 58 METeOR business rules for online data standard development Version 5.0 Creator: Developer. Visibility: All users 13.9 Computation description Definition: The plain text description of the formulae used to calculate an indicator. Obligation: Conditional completion: complete for indicators that have a clearly described calculation or formula. Creator: Developer. Visibility: All users 13.10 Computation Definition: A group of symbols that make a formal mathematical statement. Obligation: Conditional completion: complete for indicators that have a clearly described computation or formula Creator: Developer. Visibility: All users 13.11 Numerator Definition: A description of the number above the line in a fraction showing how many of the parts indicated by the denominator are taken. The numerator may also be used to represent a count, rather than a fractional representation. In this case the denominator should be left blank. Obligation: Conditional completion: complete for indicators that have a clearly described numerator. Creator: Developer. Visibility: All users 13.12 Numerator data items Definition: A set of items used to calculate the numerator, including data element/data set, data source, NMDS/DSS, and collection methods/guide for use. Obligation: Conditional obligation: only those data elements or data sets which implement this indicator as a numerator are to be listed. Creator: Developer. Visibility: All users 13.13 Denominator Definition: A description of the number below the line in a fraction. METeOR business rules for online data standard development Version 6.0 59 Obligation: Conditional completion: complete for indicators that have a clearly described denominator. Creator: Developer. Visibility: All users 13.14 Denominator items Definition: A set of items used to calculate the denominator, including data element/data set, data source, NMDS/DSS, and collection methods/guide for use. Obligation: Conditional obligation: only those data elements or data sets which implement this indicator as a denominator are to be listed. Creator: Developer. Visibility: All users 13.15 Disaggregation Definition: A description of the number that has been separated into smaller component parts. Obligation: Conditional completion: complete for indicators that have a clearly described disaggregation. Creator: Developer. Visibility: All users 13.16 Disaggregation items Definition: A set of items used to calculate the disaggregated output, including data element/data set, data source, NMDS/DSS, and collection methods/guide for use. Obligation: Conditional obligation: only those data elements or data sets which implement this indicator as a disaggregation are to be listed. Creator: Developer. Visibility: All users 13.17 Data element/Data set Definition: A set of data elements to calculate the numerator, denominator or disaggregation. Obligation: Conditional obligation: only those data elements or data sets which implement this indicator are to be listed. Creator: Developer Visibility: All users 60 METeOR business rules for online data standard development Version 5.0 13.18 Data source Definition: A specific data set, database and reference from where data are sourced. Obligation: Conditional obligation: only those data sources that are used by this indicator are to be listed. Creator: Registrar Visibility: All users 13.19 NMDS/DSS Definition: The name of the National minimum data set (NMDS) or data set specifications (DSS) from which the data element is sourced. Obligation: Conditional obligation: only those data sets specifications that are used by this indicator are to be listed. Creator: Developer Visibility: All users 13.20 Collection Methods/Guide for use Definition: Methods of data collection including census, sample survey, and administrative by-product. Obligation: Conditional completion: complete for indicators that have a clearly described collection method or guide for use. Creator: Developer Visibility: All users 13.21 Performance framework and dimensions Definition: The name of the conceptual framework which this performance indicator can be reported against. This may include tiers and dimensions and subdimensions. A conceptual framework provides a structure to guide the understanding and evaluation of the system (health/welfare) being investigated. Obligation: Conditional obligation: only those frameworks or framework dimensions that are used by this indicator are to be listed. Creator: Developer Visibility: All users 13.22 Methodology Definition: The detailed description of the formulae used to calculate a performance indicator. METeOR business rules for online data standard development Version 6.0 61 Obligation: Conditional completion: complete for indicators that have a clearly described methodology. Creator: Developer Visibility: All users 13.23 Formulae Definition: A group of symbols that make a formal mathematical statement. Obligation: Conditional completion: complete for indicators that have a clearly described formula/e. Creator: Developer Visibility: All users 13.24 Reporting requirements Definition: The agreement arrangements under which the Indicator is reportable. Obligation: Mandatory completion. Creator: Developer Visibility: All users 13.25 Organisation responsible for providing data Definition: An organisation which provides indicator data. Obligation: Mandatory completion. Creator: Developer. Visibility: All users 13.26 Accountability Definition: Responsible organisation/s for developing, collecting and reporting data for indicators. Obligation: Mandatory completion. Creator: Developer. Visibility: All users 13.27 Benchmark Definition: A standard, or point of reference, against which things can be compared, assessed, measured or judged. Obligation: Conditional completion: complete for indicators that have a clearly described benchmark. 62 METeOR business rules for online data standard development Version 5.0 Creator: Developer. Visibility: All users 13.28 International comparisons Definition: A statement or indication of similarities and differences relating to an indicator between Australia and other countries. Obligation: Conditional completion: complete for indicators that have a clearly described international comparison. Creator: Developer. Visibility: All users 13.29 Further data development/collection required Definition: Describes whether the data specifications for an indicator are interim or long term. Planned data development such as changes to definitions and methodology indicate the indicator is an interim specification. Obligation: Conditional completion: complete for indicators where there is a need for further data development or data collection. Creator: Developer Visibility: All users 13.30 Other issues caveats Definition: Any additional information required to interpret the data, or any other issues or caveats which have not been reported in another field in the template. Obligation: Obligation: Conditional completion: complete for indicators where there is a need to describe other issues or caveats. Creator: Developer Visibility: All users 13.31 Release date Definition: The day, month and year a performance indicator is publicly released. Obligation: Conditional completion: complete for indicators where there is a specified release date. Creator: Developer Visibility: All users METeOR business rules for online data standard development Version 6.0 63 14 Attributes specific to frameworks A conceptual framework provides a structure to guide the understanding and evaluation of the system (health/welfare) being investigated. This may include tiers and dimensions and sub-dimensions. Frameworks have two attributes which are unique within METeOR: Dimension of Framework, and Indicators in this framework. 14.1 Dimension of Framework (whether broad level or sub-dimension). Definition: A concise statement that expresses the facet in which the indicator is grouped. Typically there will be three dimensions, the child, parent and grandparent. Obligation: Conditional completion: complete for frameworks that have a clearly described sub-dimension. Creator: Registrar Visibility: All users 14.2 Indicators in this framework Definition: Hyperlinks to the indicators which have been grouped under the framework. The highest level dimension will display all indicators grouped under each of the dimensions and sub-dimensions of the framework. Lower level dimensions will only display indicators grouped to that level, and lower. Obligation: Conditional obligation: only those indicators that are used by this framework or framework dimension are to be listed. Creator: Registrar Visibility: All users 64 METeOR business rules for online data standard development Version 5.0 15 Attributes specific to quality statements A statement of multiple quality dimensions for the purpose of assessing the quality of the data for reporting against the PI. Quality statements have eight attributes which are unique within METeOR: Quality statement summary, Institutional environment, Timeliness, Accessibility, Interpretability, Relevance, Accuracy and Coherence. 15.1 Quality statement summary Definition: An overview of the seven quality dimensions and a description of any specific strengths and/or limitations. Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.2 Institutional environment Definition: The institutional and organisational factors which may impact on the effectiveness and credibility of the agency producing the statistics. Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.3 Timeliness Definition: measured. The delay to which the information correctly describes the phenomena being Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.4 Accessibility Definition: The ease with which the information can be obtained. Obligation: Mandatory completion. Creator: Developer Visibility: All users METeOR business rules for online data standard development Version 6.0 65 15.5 Interpretability Definition: The availability of the supplementary information necessary to interpret the statistical information. Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.6 Relevance Definition: The degree to which information meets the needs of users. Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.7 Accuracy Definition: The degree to which the information correctly describes the phenomena being measured. Obligation: Mandatory completion. Creator: Developer Visibility: All users 15.8 Coherence Definition: The degree to which the information can be brought together with other information, and over time. Obligation: Mandatory completion. Creator: Developer Visibility: All users 66 METeOR business rules for online data standard development Version 5.0 16 Attributes specific to data sources A specific data set, database and reference from where data are sourced. Data sources have four attributes which are unique within METeOR: Link to data source, Frequency, Data custodian and Data custodian contact details. 16.1 Link to data source Definition: Hyperlink or address of the data source. Obligation: Conditional completion: complete for data sources that have a clearly described electronic link. Creator: Registrar Visibility: All users 16.2 Frequency Definition: The recommendation of frequency at which a data collection is conducted. Obligation: Conditional completion: complete for data sources that have a clearly described frequency of collection. Creator: Registrar Visibility: All users 16.3 Data custodian Definition: A person that ensures that data holdings are properly documented, maintained, controlled and accessed. Obligation: Mandatory completion. Creator: Registrar Visibility: Restricted 16.4 Data custodian contact details Definition: The primary contact person’s name and organisation, and avenue of contact such as postal address, email address, website or telephone number. Obligation: Mandatory completion. Creator: Registrar Visibility: Restricted METeOR business rules for online data standard development Version 6.0 67 17 Notes Notes is a field in which the Developer of a metadata item and the Registrar can provide iterative comments on a metadata item. 17.1 Notes Definition: Suggestions and or justification for any changes to an item. Obligation: Optional completion. Creator: Registrar and Developers with edit permissions for the workgroup that the item resides in. Visibility: Registrar and Developers with edit and/or view permissions for the workgroup that the item resides in. 17.1.1 Rules common to all metadata items A. Notes cannot be edited or removed once saved. B. Notes should be expressed precisely and unambiguously. 68 METeOR business rules for online data standard development Version 5.0 18 Attributes specific to object class specialisations An object class specialisation exists where an object class (known as the parent object class) has one or more sub-typed object classes (known as child object classes). This structure allows the building a hierarchy of object classes, from specialised to generic. An object class specialisation has four attributes: Name of object class specialisation, Description of object class specialisation, Parent, and Children. All object classes should be linked to an object class specialisation before they receive a candidate registration status. 18.1 Name of object class specialisation Definition: A designation assigned to an object class specialisation. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. A. The concatenation of the parent object class name, followed by a space, and the name of the facet capitalised and enclosed in brackets. For example, where the parent object class name is Person and the facet name is Sex, the name should read: Person (Sex) 18.2 Description of object class specialisation Definition: A concise statement that expresses the facet by which the object class is specialised. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. No rules defined. 18.3 Parent Definition: The name of the object class from which one or more object classes are subtyped. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. A. Only one parent may be specified. METeOR business rules for online data standard development Version 6.0 69 18.4 Children Definition: The name of any object classes which are sub-types of a parent object class. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. No rules defined. 70 METeOR business rules for online data standard development Version 5.0 19 Attributes specific to property groups Property groups are a tool for grouping all the properties that describe similar characteristics. For example, the properties Body weight and Body Height are both grouped into the property group Physical characteristics. Each property can only belong to a single property group. A property group has three attributes: Name of property group, Description of property group, and List of properties. 19.1 Name of property group Definition: A single or multi-word designation assigned to a property group. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. No rules defined. 19.2 Description of property group Definition: A concise statement that expresses the essential nature of the property group and its differentiation from other object class specialisations. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. No rules defined. 19.3 List of properties Definition: A list of all properties associated with the property group. Obligation: Mandatory completion. Creator: Registrar only. Visibility: All users. No rules defined. METeOR business rules for online data standard development Version 6.0 71 20 Referencing guidelines This section provides rules for the appropriate formatting of references used within the text of metadata items. These are based on the AIHW publication style guides that are regularly used to format the national data dictionaries. 20.1 In-text references A. In-text citations should follow one of the following formats: i. [Left bracket+] Author [+space +] year of publication [+right bracket + page number(s) if applicable] ii. Author [+space + left bracket +] year of publication [+right bracket + page number(s) if applicable] B. When citing a classification scheme or other document which is better known by a short title, use the short title for the in-text citation e.g. ICD-10-AM 6th edition. C. The short, formal title of a piece of legislation should be cited exactly, in full, and in italics, followed by the jurisdiction (abbreviated and enclosed in parentheses) e.g. Health Insurance Act 1973 (Cwlth). 20.2 Reference list References within the Origin and Reference documents attributes should be listed using the following guidelines: A. If more than one publication is cited that was published in a given year and written by the same author, append the date with a lower case letter to the date in the in-text reference e.g. ‘(Rose 1984a)’ and in the full reference e.g. ‘Rose G 1984a…’. B. If a reference has two authors, join the names with an ampersand (&) in the in-text reference e.g. ‘(Rose & Smith 1984)’ and in the full reference e.g. ‘Rose G & Smith A 1984…’. C. Append the first author with the term ‘et al.’ in an in-text reference which has three or more authors e.g. ‘(Rose et al. 1984)’ or ‘Rose et al. (1984).’ In the full reference, append the first author with the term ‘et al.’ only if there are more than six authors e.g. ‘Rose G et al. 1984…’. D. Acronyms may be used for organisation names: in an in-text reference, the acronym is the author e.g. ‘(AIHW 1997),’ in the full reference, list the acronym, followed by the full name of the organisation enclosed in brackets e.g. ‘AIHW (Australian Institute of Health and Welfare) 2001…’. E. Provide page numbers only when it is deemed necessary to guide readers to the quoted material e.g. when quoting from a long document or when summarising an entire publication. F. In-text references to legislation are sufficient – do not reference legislation in full in either the Origin or Reference document attribute. 72 METeOR business rules for online data standard development Version 5.0 20.2.1 A. Journals Author [space +] year of publication [full stop + space] title [full stop + space] journal name [space] volume number [colon] page numbers [full stop] For example: Rose G 1984. International trends in cardiovascular disease: implications for prevention and treatment. Australia New Zealand Journal of Medicine 14:375–80. 20.2.2 A. Books Author [space +] year of publication [full stop + space] title [full stop + space] place of publication [colon + space] publisher [comma + space] page numbers For example: Brennan D 1994. The politics of Australian child care: from philanthropy to feminism. Melbourne: Cambridge University Press National Centre for Classification in Health 2008. The International statistical classification of diseases and related health problems, tenth revision, Australian modification (6th edn). Sydney: National Centre for Classification in Health, Faculty of Health Sciences, The University of Sydney 20.2.3 Electronic 20.2.3.1 Website A. Author [space +] year the site was created or last revised [full stop + space] the name of the sponsor of the source [comma + space] place of the sponsor of the source [full stop + space + Viewed] day, month and year viewed [+ comma + space + less than sign] URL [greater than sign] For example: Department of Finance and Administration 2001. Department of Finance and Administration, Canberra. Viewed 7 August 2001, <http://www.finance.gov.au> 20.2.3.2 A. Document within a website Author [space] year the most recent version of the document was created [full stop + space] the title of document (comma + space + version number if applicable) [full stop + space +] sponsor of the source [+ comma +] place of the sponsor of the source [full stop + space] description of document if applicable [full stop + space + Viewed] day, month and year viewed [+ comma + space + less than sign] URL [greater than sign] For example: International Narcotics Control Board 1998. International Narcotics Control Board report for 1998. United Nations, Vienna. Viewed 1 October 1999, <http://www.incb.org/e/index.htm> METeOR business rules for online data standard development Version 6.0 73 20.2.3.3 A. Electronic email list, Usenet group and bulletin board Author [space +] <author email address> [space +] year of posting [full stop + space] title of posting [full stop + space +] description of posting [comma + space] day, month and year viewed [+ comma + space + less than sign] URL [greater than sign] For example: Murphy L <[email protected]> 2000. News for old hacks. List server, 20 January 2000. National Journalists Association. Viewed 7 February, http://www.nja.net.au/listserv/ 74 METeOR business rules for online data standard development Version 5.0 Appendix 1: Format examples Table 9: Examples of values to be represented and their associated format Values to be represented Representation format Examples 5 alphabetic characters are required, followed by up to 2 numeric characters. AAAAA[NN] AAAAA or AAAAAN or AAAANN Up to 6 alphabetic characters, followed by up to 2 numeric characters. Note: this format accepts blank entries. [AAAAAANN] A AA AAA AAAA AAAAA AAAAAA AAAAAAN AAAAAANN AN AAN AAAN etc or blank Either 1 alphabetic character or 4 alphabetic characters are required. A{AAA} Either 1, 2, 3 or 4 alphabetic characters are required: A[AAA] A or AAAA A or AA or AAA or AAAA 15 alphanumeric characters are required. X(15) XXXXXXXXXXXXXXX Up to 15 alphanumeric characters. [X(15)] X or XX or XXX or XXXX or XXXXX or etc or blank 2 numeric characters are required, followed by up to 3 alphabetic characters, and 4 required alphabetic characters. NN[AAA]AAAA NNAAAA or NNAAAAA or NNAAAAAA or NNAAAAAAA 1 alphabetic character followed by 1 numeric character is required, followed by a either a full stop and up to 2 numeric characters or nothing. AN{.N[N]} 1 alphabetic character, followed by 1 numeric character, a full stop, and 1 numeric character is required, followed by up to 1 numeric character. AN.N[N] AN or AN.N or AN.NN AN.N or AN.NN METeOR business rules for online data standard development Version 6.0 75 Values to be represented Representation format Examples Either 9 numeric characters and 1 alphabetic character or nothing. {N(9)A} NNNNNNNNNA or Up to 3 numeric characters followed by up to 1 alphabetic character [NNNA] blank N or NN or NNN or NNNA or NA or NNA or A or blank 6 numeric characters are required, followed by either 2 alphabetic characters or nothing. 76 NNNNNN{AA} NNNNNN or NNNNNNAA METeOR business rules for online data standard development Version 5.0 21 Appendix 2 A data element cluster is a grouping of data elements and is used to describe how some data elements relate to each other for a specific purpose. A data element cluster will have a statement that describes how the data elements are to be collected in relation to each other. It can be included in a data set specification when there is a need to better describe a group of data elements and how they should be collected or reported. The purpose of a data element cluster is to provide additional understanding of how data elements are to be collected and interpreted. The implementation of data element clusters will assist developers, users and reviewers of data set specifications through the clear explanation of its purpose, what is to be collected and how it fits into the data set. Data elements contained in a data element cluster could be common to any business that collects information on that subject/specialty and it will establish general standards at cluster level. Not all subjects would need to have a generic cluster, and generic clusters would not need to include all possible data elements that describe the subject. Criteria for endorsing a data element cluster A data element cluster will contain data elements according to the criteria agreed by the data committee. There are two types of data clusters that have been identified. Matched data element cluster To be used when data is to be reported for the purpose of cross classificatory data collection. The use of a data cluster in this instance reduces the number of data elements in a data set specification. For example data to be collected in the same format such as expenditure on various types of health services can be expressed using two data elements. The first data element in the data element cluster represents the types of health services provided and the second data element represents expenditure in dollars. The two data elements can then be collected together to obtain the amount of expenditure on the types of health services when they are included in a data element cluster. Example of a matched data element cluster Gross capital expenditure (accrual accounting) data element cluster Establishment—gross capital expenditure types (accrual accounting), code N[N] Establishment—gross capital expenditure (accrual accounting) (financial year), total Australian currency N[N(8)] Common data element cluster The criteria for establishing this type of data cluster is where data elements are to be reported in conjunction with each other in a particular data set. For example collecting clinical data about an electrocardiogram requires information about the date and time of the test as well as a number of indicators regarding the presence of absence of abnormalities. This data cluster can be included in the data set for Acute Coronary Syndrome. Example of a common data element cluster Electrocardiogram data element cluster Electrocardiogram—electrocardiogram date, DDMMYYYY Electrocardiogram—electrocardiogram time, hhmm Electrocardiogram—electrocardiogram bundle-branch block indicator, yes/no code N Electrocardiogram—electrocardiogram bundle-branch block location, code N METeOR business rules for online data standard development Version 6.0 77 Electrocardiogram—electrocardiogram bundle-branch block status, code N Electrocardiogram—electrocardiogram change location, code N Electrocardiogram—electrocardiogram change type, code N Electrocardiogram—electrocardiogram lead V4R indicator, yes/no code N Electrocardiogram—electrocardiogram Q waves indicator, yes/no code N Electrocardiogram—electrocardiogram Q waves, code N Electrocardiogram—electrocardiogram ST-segment elevation in lead V4R indicator, yes/no code N Electrocardiogram—heart rhythm type, code N[N] Specification for a Data Element Cluster in METeOR A data element cluster: • Is a set of data elements to be included in a data set specification. • Must be endorsed by the management group in the relevant sector/s of community services, health or housing assistance. • Includes a reference to one or more organisations responsible for the submission of the data element cluster for national endorsement as a standard. • Must include a description of the circumstances under which the collection of specified data are required or recommended. The scope should be expressed precisely and unambiguously so that the specified data can be collected under the same circumstances by different data collectors. The statement should clearly identify the relationship between the data elements included in the data element cluster. • Has a unique identifier automatically generated by METeOR. • Has a list the data set specifications that implement the data element cluster. • Must only include data elements. • Must have a list of the data elements which are included the data element cluster and must have at least two data elements. • Must be a subset of a data set specification. 78 METeOR business rules for online data standard development Version 5.0 Example of a proposed data element cluster in a data set downloaded from METeOR Government expenditure NMDS Metadata items in this Data Set Specification Seq No. Metadata item - Gross capital expenditure (accrual accounting) data element cluster A data element cluster appears at the Obligation Max occurs Mandatory 1 top of the items included in a data set or NMDS. Establishment—gross capital expenditure types (accrual accounting) Data elements Establishment—gross capital expenditure (accrual accounting) (financial year) directly under the included in the data element cluster listed name of the cluster Government health expenditure provider expenditure data cluster Health industry relevant provider— organisation main activity type, code NNN Organisation—type of health or health related function, code NNN Organisation—expenses, total Australian currency NNNNN.N METeOR business rules for online data standard development Version 6.0 79 References ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2004. Information technology—Metadata registries (MDR)—Part 1: Framework (2nd edn 2004-09-15), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2000. Information technology—Specification and standardization of data elements — Part 2: Classification for data elements (1st edn 2000-02-15), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2003. Information technology—Metadata registries (MDR)—Part 3: Registry metamodel and basic attributes (2nd edn 2003-02-15 Incorporating COR1), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2004. Information technology—Metadata registries (MDR)—Part 4: Formulation of data definitions (2nd edn 2004-07-15), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 1995. Information technology—Specification and standardization of data elements —Part 5: Naming and identification principles for data elements (1st edn 1995-I 2-01), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2005. Information technology—Metadata registries (MDR)—Part 6: Registration (2nd edn 2005-01-15), Geneva, Switzerland: ISO/IEC. ISO/IEC (International Standards Organization/International Electrotechnical Commission) 2004. Information technology—Metadata interoperability and bindings (MDIB)—Part 002: Common vocabulary (ISO/IEC CD 20944-002 Release sequence #6), Geneva, Switzerland: ISO/IEC. Viewed 23 July 2004, <http:www.jtc1sc32.org/>. ISO (International Standards Organization) 2000. ISO 8601:2000 Data elements and interchange formats -- Information interchange -- Representation of dates and times (2nd edn 2004-12-03). International Organization for Standardization, Geneva, Switzerland: ISO/IEC. International Bureau of Standard Weights and Measures 2004. Sizes, Inc., California, United States of America. Viewed 3 August 2004, <http://www.sizes.com/units/meter.htm>. 80 METeOR business rules for online data standard development Version 5.0 List of tables Table 1: Registration status values, their associated meanings, valid administration status values and the workflow action required to achieve this value ................................................................... 22 Table 2: Definition templates for value domains ............................................................................................ 24 Table 3: Related metadata values and their associated meaning ................................................................. 29 Table 4: Examples of properties and their association with object classes .................................................. 35 Table 5: Representation class values and their associated meaning ............................................................ 40 Table 6: Data type values and their associated meaning ............................................................................... 40 Table 7: Format values and their associated meaning ................................................................................... 41 Table 8: Example units of measure classified by measure ............................................................................. 44 Table 9: Examples of values to be represented and their associated format ............................................... 75 METeOR business rules for online data standard development Version 6.0 81
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