MARCH 18, 2016
HOUSTON BUSINESS JOURNAL
Managed by Madison Henry
713-395-9608, @HBJresearch
[email protected]
LARGEST HOUSTON-AREA MONEY MANAGEMENT FIRMS
RANKED BY ASSETS MANAGED BY THE HOUSTON-AREA OFFICE IN 2015
Company Name
Website
Address
Phone
1
Fayez
Sarofim & Co.
Company Name
21
Vaughan
Nelson
Investment
Fayez Sarofim
& Co.
2
Management
4
sarofim.com
3
2
Vaughan
Nelson &
Investment
Garcia
Hamilton
Associates LP
Management 4
garciahamiltonassociates.com
*
4
3
Capstone Asset Management Co.
Garcia
Hamilton & Associates LP
7
*
5
4
Website
sarofim.com
2
vaughannelson.com
vaughannelson.com
garciahamiltonassociates.com
capstonefinancial.com
Monroe
Vos
Consulting
GroupCo.
Inc.
Capstone
Asset
Management
57
monroevos.com
capstonefinancial.com
6
5
MonroeAdvisors
Vos Consulting
Avalon
LLC * Group Inc.
7
6
Houston
Trust Co.
Avalon Advisors
LLC9
7
8
Houston
Trust
Co. 9 LLC
Eagle
Global
Advisors
8
9
Eagle Global
LLC
Sentinel
TrustAdvisors
Company
LBA6
10
9
Stephens Investment Management
Sentinel
Trust
Company LBA *
Group
LLC
10
11
10
Stephens Investment
Linscomb
& Williams Management
11
Group LLC
5
avalonadvisors.com
monroevos.com
houstontrust.com
avalonadvisors.com
*
houstontrust.com
eagleglobal.com
6
eagleglobal.com
sentineltrust.com
*
sentineltrust.com
stephensimg.com
10
linscomb-williams.com
stephensimg.com
11
12
Linscomb
& Williams
11
Tiras
Wealth
Management
12
13
Tiras Wealth
Management
Patriot
Wealth
Management14Inc.
16
113
4
Woodway
Financial
AdvisorsInc.
15
Patriot Wealth
Management
16
linscomb-williams.com
tiraswealth.com
14
tiraswealth.com
patriotwealth.com
woodwayfinancial.com
patriotwealth.com
15
14
The
Mitchell
Group Inc.
Woodway
Financial
Advisors
*
16
15
Tanglewood Wealth Management
The Mitchell
Group Inc. *
Inc.
18
16
17
17
18
118
9
9
210
tmgenergy.com
woodwayfinancial.com
15
tmgenergy.com
tanglewoodwealth.com
Tanglewood Wealth Management
Chilton
Inc. 18 Capital Management LLC
21
tanglewoodwealth.com
chiltoncapital.com
Chilton Capital Management LLC
21
Pennington
Wealth Management
chiltoncapital.com
penningtonwealth.com
The Financial Advisory Group Inc.
Pennington
Wealth Management
20
penningtonwealth.com
finadvisors.com
19
The Financial Advisory Group Inc.
Sequent
Asset Management LLC 23
20
sequentasset.com
finadvisors.com
221
0
Financial
Synergies
Asset
Sequent Asset
Management
LLC
Management
sequentasset.comInc. 25
221
2
Financial Fowlkes
Synergies
Asset
Branson,
& Company
Inc.
Management Inc. 25
finsyn.com
*
finsyn.com
bransonfowlkes.com
Branson, Fowlkes & Company Inc.
1 Reported incorrectly last year
22
19
*
bransonfowlkes.com
23
2 Houston Center, 909 Fannin
St.,Address
#2907
Phone
Houston,
TX 77010
713-654-4484
2 Houston
Center, 909 Fannin
600 Travis
St., #6300
St., #2907
Houston, TX 77002
77010
713-224-2545
713-654-4484
1401
#1600
600McKinney
Travis St.,St.,
#6300
Houston, TX 77010
77002
713-853-2359
713-224-2545
37001401
W. Sam
HoustonSt.,
Pkwy.
S., #250
McKinney
#1600
Houston, TX 77042
77010
713-260-9000
713-853-2359
McKinney
#1200
37001001
W. Sam
HoustonSt.,
Pkwy.
S., #250
Houston, TX 77002
77042
713-227-0100
713-260-9000
2929McKinney
Allen Pkwy,
1001
St.,#3000
#1200
Houston, TX 77019
77002
713-238-2050
713-227-0100
1001
Fannin,
2929
Allen
Pkwy,#700
#3000
Houston, TX 77002
77019
713-651-9400
713-238-2050
1001
Fannin,
5847
San
Felipe,#700
#930
Houston, TX
TX 77057
77002
Houston,
713-651-9400
713-952-3550
5847Kirby
San Felipe,
#930
2001
Dr., 12th
Fl.
Houston, TX
TX 77019
77057
Houston,
713-952-3550
713-559-9578
92001
Greenway
Plz.,12th
#1900
Kirby Dr.,
Fl.
Houston, TX 77046
77019
713-993-4200
713-559-9578
1400
Post OakPlz.,
Blvd.,
#1000
9 Greenway
#1900
Houston, TX 77056
77046
713-840-1000
713-993-4200
1400
Post Oak Plz.,
Blvd.,#3000
#1000
11 Greenway
Houston, TX
TX 77046
77056
Houston,
713-840-1000
713-332-4350
11 1800
Greenway
Plz.,
#3000
Bering,
#250
Houston, TX
TX 77057
77046
Houston,
713-332-4350
713-344-9300
10000
Memorial
#650
1800
Bering, Dr.,
#250
Houston, TX 77024
77057
713-683-7070
713-344-9300
1100
10000Louisiana
MemorialSt.,
Dr.,#5000
#650
Houston, TX 77002
77024
713-759-2070
713-683-7070
1400
Oak Blvd.,
#550
1100 Post
Louisiana
St., #5000
Houston, TX 77056
77002
713-840-8880
713-759-2070
1400 Post Oak Blvd., #550
1177
W. Loop
#1310
Houston,
TXS.,
77056
Houston,
TX 77027
713-840-8880
713-650-1995
1177 W. Loop S., #1310
11 Houston,
GreenwayTX
Plz.,
#3000
77027
Houston,
TX 77046
713-650-1995
713-332-4422
5599
San Felipe
St.,#3000
#900
11 Greenway
Plz.,
Houston, TX 77056
77046
713-627-7660
713-332-4422
5599
Felipe
#900
952San
Echo
Ln.,St.,
#115
Houston, TX
TX 77024
77056
Houston,
713-627-7660
713-467-0008
952
Ln.,St.,
#115
4265
SanEcho
Felipe
#1450
Houston, TX
TX 77027
77024
Houston,
713-467-0008
713-623-6600
4265
San Felipe
3300
Chimney
RockSt.,
Rd.,#1450
#100-B
Houston, TX
TX 77056
77027
Houston,
713-623-6600
713-780-0606
3300 Chimney Rock Rd., #100-B
Houston, TX 77056
713-780-0606
Locally Managed
Assets 2015
Local FTE Employees
Asset Mix
Top Local Executive
Headquarters
Year Founded Locally
$23.28
Locally
Managed
Assets
2015
billion
92
Local FTE
Employees
Stocks; institutional bonds
and government bonds
Asset Mix
Fayez Sarofim, chairman
Top LocalLee,
Executive
Gentry
CEO
Houston
Headquarters
Year Founded
1958Locally
$23.28
$12.47
billion1
billion
92
43
Stocks;institutional
institutionalbonds
bonds;
government
bonds
Stocks;
and
government
bonds
and cash
Fayez Sarofim, chairman
Chris Wallis, CEO/chief
officer
Gentry Lee,investment
CEO
Houston
Houston
1958
1970
$6.34
$12.47
billion1
28
43
Stocks; institutional
bonds; government
bonds
Institutional
bonds; government
bonds and
cash
and cash
$4.94
$6.34
billion
42
28
Stocks; institutional bonds; government bonds;
Institutional
bonds
and cash
money bonds;
marketgovernment
funds; cash and
other
$4.7
$4.94
billion
14
42
$4.32
$4.7
billion
Ruby Dang, partner/director of marketing & client
serviceinvestment officer
Chris Wallis, CEO/chief
[email protected]
Ruby Dang,
partner/director
of marketing & client
Michael
L. Kern, III, CEO/president
service
[email protected]
[email protected]
Houston
1987
1988
Stocks; institutional bonds; government bonds;
moneymoney
marketmarket
funds;funds;
real estate;
cashother
and other
cash and
JamisonL.Monroe,
Michael
Kern, III,chairman/CEO
CEO/president
[email protected]
[email protected]
Houston
1994
1987
56
14
bonds
Stocks; institutional bonds; government bonds;
and
cash
money market funds;
real
estate; cash and other
Henry
Lartigue,
managing
partner/chief
Jamison
Monroe,
chairman/CEO
investment officer
[email protected]
Houston
2001
1994
$4.15
$4.32
billion
23
56
Stocks;
Stocks;institutional
institutionalbonds;
bonds;government
governmentbonds;
bonds
money market funds;
real estate and cash
and cash
Lummis,
president/CEO
HenryDavid
Lartigue,
managing
partner/chief
[email protected]
investment officer
Houston
1994
2001
$4.15
$3.9
billion
billion
23
33
Stocks;
Stocks; institutional
institutional bonds;
bonds; government
government bonds;
bonds
money market funds;
real estate and cash
and other
$3.9
$3.38
billion
billion
33
43
Stocks;institutional
institutionalbonds;
bonds;government
governmentbonds;
bonds
Stocks;
and
other
money market funds;
real
estate; cash and other
$2.93
$3.38
billion
10
43
Stocks; institutional Stocks
bonds; government bonds;
money market funds; real estate; cash and other
RyanSwanson,
Crane, chief
investment
officer
Bruce
chief
investment
officer
[email protected]
[email protected]
Little
Rock, AR
Houston
2004
1997
$2.31
$2.93
billion
39
10
Stocks; institutional bonds; government bonds;
Stocks
money market
funds and cash
J. Harold
Williams,
president/CEO
Ryan
Crane,
chief investment
officer
[email protected]
[email protected]
Houston
Little
Rock, AR
1971
2004
$2.31
$2.09
billion
billion
39
12
Stocks;government
institutionalbonds;
bonds;money
government
Stocks;
marketbonds;
funds;
money
marketcash
funds
cash
real estate;
andand
other
$2.09
$1.46
billion
billion
12
18
Stocks;
marketbonds;
funds;
Stocks;government
institutionalbonds;
bonds;money
government
real estate;
and
other
money
marketcash
funds
and
cash
$1.3
$1.46
billion
25
18
Stocks; institutional bonds; government bonds;
money market funds and cash
$856
$1.3
million
billion
8
25
Stocks; institutional Stocks
bonds; government bonds;
money market funds and cash
$816.5
$856
million
12
8
Money market
funds and other
Stocks
$816.5
$806.04
million
million
12
31
Money market funds and other
Stocks; government bonds; real estate and cash
$806.04
$790.7
million
million
31
13
Stocks;government
governmentbonds;
bonds;money
real estate
andfunds;
cash
Stocks;
market
cash and other
$740
$790.7
million
20
13
Stocks;government
institutionalbonds;
bonds;money
government
Stocks;
marketbonds;
funds;
cash and other
$740
$514
million
million
20
5
Stocks; institutional
institutional bonds;
bonds; government
government bonds;
bonds;
Stocks;
andreal
other
money marketcash
funds;
estate and cash
$514
$475
million
million
85
Stocks; institutional
institutional bonds;
bonds; government
government bonds;
bonds;
Stocks;
money market
market funds;
funds; real
real estate
estate and
and cash
cash
money
$475
$219
million
million
88
Stocks;institutional
institutionalbonds;
bonds;money
government
Stocks;
marketbonds;
funds;
money market
funds;
real
estate
real estate;
cash
and
otherand cash
$219
million
8
Stocks; institutional bonds; money market funds;
real estate; cash and other
Thomas Hunt, senior partner
David
Lummis,
president/CEO
Edward
Allen, senior
partner
[email protected]
Steven
Russo, senior partner
[email protected]
Thomas Hunt, senior partner
Allen,
partnerofficer
Bruce Edward
Swanson,
chiefsenior
investment
Steven Russo, senior partner
[email protected]
[email protected]
Scott Tiras, president
J. Harold
Williams, president/CEO
[email protected]
[email protected]
Crystal Garrett, SVP
[email protected]
Scott Tiras, president
Robert [email protected]
Leslie, chief investment officer
Crystal Garrett, SVP
[email protected]
[email protected]
William
Cunningham,
president
Robert
Leslie,
chief investment
officer
[email protected]
[email protected]
Bradley Mitchell, president
William
Cunningham, president
[email protected]
[email protected]
Douglas
Hoherz, chief investment officer
Bradley
Mitchell,
president
John Merrill,
president
[email protected]
[email protected]
Douglas Hoherz, chief investment officer
David Underwood, president/chief compliance
John Merrill,
president
officer
[email protected]
[email protected]
Christopher
Knapp,
CEOcompliance
David Underwood, president/chief
[email protected]
officer
[email protected]
Darrell
Pennington, managing partner
Christopher Knapp, CEO
[email protected]
[email protected]
Steve Estrin,managing
chairman partner
Darrell Pennington,
[email protected]
[email protected]
David Doll, founder/CEO
Steve Estrin, chairman
[email protected]
[email protected]
Tim Hartzell,
founder/chief investment officer
[email protected]
David Doll, founder/CEO
[email protected]
Mike Booker, president/senior partner
Tim Hartzell,[email protected]
founder/chief investment officer
[email protected]
Jay Branson, president
Mike
Booker,
president/senior partner
[email protected]
[email protected]
Maco
Fowlkes, principal
[email protected]
Jay Branson, president
[email protected]
Maco Fowlkes, principal
[email protected]
1 Reported incorrectly last year
This article appeared in the Houston Business Journal on March 18, 2016 on page 44. It has been reprinted by the Houston Business Journal
and further reproduction by any other party is strictly prohibited. Copyright ©2016 Houston Business Journal, 5444 Westheimer Road, Suite 1700, Houston TX 77056
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