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IRA Transfer B
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TOA
Investor Services: 1-800-480-4111
Please write account number in box provided.
Internet: www.jpmorganfunds.com
Use this form to transfer your existing IRA to a J.P. Morgan Funds Traditional or Roth IRA. Please contact the current transferor trustee
or custodian of your account to obtain the appropriate documents required to process your transfer. Please complete, sign and return to
J.P. Morgan Funds, PO Box 8528, Boston, MA 02266-8528. Incomplete information may delay the processing of your application.
1. Personal Information
MI
First Name
Last
Street address
City
Suite/Apartment
State
Zip code
State
Zip code
Residential/legal address (required if different from above)
City
Suite/Apartment
Social Security Number
Daytime phone
2. Representative Information (for your J.P. Morgan Funds account)
Please have your investment professional complete this section. If the information provided in this section differs from the current information on your J.P.
Morgan Funds account, your account will be updated to reflect the investment representative information in this section.
Representative's Name (first, M,last)
Representative Number
Firm Name
3. Please Tell Us About Your Present IRA.
Please submit this form to J.P. Morgan at least 14
Traditional IRA
Roth IRA
Fund
CD days before maturity and no sooner than 30 days
Rollover IRA
Mutual Fund
Fund
Other
before maturity.
Account number
Approximate amount of transfer $
Name of transferor trustee or custodian
Daytime phone
Attention
Street address/P.O. Box
Suite/Apartment
City
State
Zip code
Please select one of the following:
A. Please contact the current custodian of my retirement funds to request my transfer.
B. Please contact the current custodian of my retirement funds to request my transfer. Additionally, I have forwarded instructions to them.
C. Please do not contact the current custodian of my retirement funds. I have already initiated the transfer process.
D. I have enclosed a check for my transfer.
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4. Fund Selection
This is a transfer to a J.P. Morgan Funds IRA with State Street Bank and Trust Company as Custodian. My J.P. Morgan Funds account is a:
SEP IRA*
Traditional IRA*
TOA
Roth IRA**
Asset Transfer to: (check one)
I am opening a new J.P. Morgan Funds IRA and have attached an IRA Adoption Agreement.
Please invest proceeds in my existing J.P. Morgan Funds Rollover IRA.
Fund number
Fund name
Account number
List dollar value or percentage
$/%
$/%
$/%
$/%
* You may not transfer from a Roth IRA to a Traditional IRA or a simplified employee pension (SEP) IRA. Transfers to a Traditional IRA or SEP IRA may be
made from another Traditional IRA or SEP IRA, qualified employer plan, 403(b) arrangement, or a SIMPLE IRA (but not until at least 2 years after the
first contribution to your SIMPLE IRA).
** Transfers to a Roth IRA are possible only from another Roth IRA or from a Traditional IRA, but not from other types of tax-deferred accounts. A transfer
from a Traditional IRA will trigger federal income tax on the taxable amount transferred from the Traditional IRA.
5. Authorization
To transferor trustee or custodian:
A. (check one)
Please liquidate
B. (check one)
All
OR
OR
Please transfer in kind. This option is available only if you hold J.P. Morgan Funds shares in an
account with your current trustee or custodian. J.P. Morgan Funds is strictly a mutual fund company
and will not accept stock certificates.
Part of the account listed in section 3 and transfer the proceeds to a J.P. Morgan Funds IRA $
C. CD transfer request (check one)
Immediately
OR
At maturity
Although State Street Bank and Trust Company custodian of the J.P. Morgan Funds IRA, is a bank, I recognize that neither the J.P. Morgan Funds nor any
mutual fund in which this IRA may be invested is a bank and that mutual fund shares are NOT (i) deposits or obligations of, or guaranteed by, any depository
institution, (ii) insured by the FDIC, the Federal Reserve Board or any other agency, and (iii) ARE subject to investment risk, including possible loss of the amount
invested.
6. Signatures
Please sign and date below to authorize your transfer request.
I hereby understand and agree that, to the extent applicable, if I do not indicate a share class of a mutual fund in which my IRA may be invested, my IRA will
be invested in class A shares of the mutual fund(s) I have selected.
I have received and read the prospectus(es) for the fund(s) in which I am making my investment. If I am over 70 1/2, I attest that none of the amount to be
transferred will include the required minimum distribution for the current year pursuant to section 401(a)(9) of the Internal Revenue Code. I certify that the
cash or other property being contributed to the IRA referenced in section 3 qualifies as a rollover contribution pursuant to Internal Revenue Code sections
408(d)(3), 402(c), 403(a)(4), or 403(b)(8) and the applicable regulations. I further certify that I am making this rollover within 60 days of the date I received
the distribution. I understand that the designation of this contribution as a rollover is irrevocable.
X
Your signature _________________________________________________________
Date ______________
An important note: Your transferor trustee or custodian may require your signature to be guaranteed. They may also require additional
forms. Call them for requirements.
Financial institution: Place Medallion Guarantee stamp here. (important information below).
IMPORTANT INFORMATION
You may obtain a Medallion Guarantee from a bank
or brokerage firm where you hold an account. We ask
for a guarantee of your signature instead of a
notarization because a notary does not provide the
legal protection needed to process your transaction.
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7. Letter of Acceptance
TOA
Instructions for delivery to J.P. Morgan Funds IRA:
State Street Bank and Trust Company as successor fiduciary, has established an IRA plan qualified under Internal Revenue Code section 408 for this client
and will accept the transfer as described on this form. Please transfer as indicated in section 5 above.
If J.P. Morgan Funds shares are held in a brokerage account, please transfer the assets in kind. If sending a check, please make payable to J.P. Morgan
Funds IRA Custodian. Please include our client's name and J.P. Morgan Funds account number on the check.
Accepted by J.P. Morgan Funds IRA custodian: Vice President authorized signature
8. Instructions
Section 1: Personal Information
Please provide your name, mailing address and Social Security Number. This information should match the personal account information on file
with your present transferor trustee or custodian. Please also provide your phone number so that we may contact you with questions.
Section 2: Representative Information
If you have an investment representative assigned to your account, please have them complete this section.
Section 3: Please tell us about your present IRA.
Please indicate whether the type of account you are transferring is a Traditional IRA, Roth IRA, Rollover IRA, mutual fund or CD. If you're
transferring a CD, please note the special instructions regarding its maturity date. Your account information for your present IRA must be
provided in this section in order for us to complete your transfer request. You also need to select one method for processing of your transfer
request.
Section 4: J.P. Morgan Funds account information.
If you're establishing a new J.P. Morgan Funds IRA with this transfer request, please complete and sign an IRA Adoption Agreement and attach
to this form. To transfer to an existing account, please provide the fund number, share class, account number and dollar value or percentage of
your investment. This information can be found on your J.P. Morgan Funds account statement.
Section 5: Authorization Instructions
Please choose a method of transfer and indicate whether the transfer is for all or a portion of the account. Also, please indicate whether your
CD should be transferred immediately or at maturity.
Section 6: Signature
Please sign and date on the line provided to authorize your transfer request. Note: Your transferor trustee or custodian may require your
signature to be guaranteed. Please call them for their requirements.
Section 7: Letter of Acceptance
No action is required in this section. The signature shown in this section confirms that the account has been established and that J.P. Morgan
Funds will accept the transfer.
9. Completion Checklist
Have you included your Social Security Number and account number?
Did you provide a copy of a recent statement?
Did you provide a complete address for the present custodian or transferor trustee in section 3?
Did you sign and date this form in section 6?
Did you include a check payable to J.P. Morgan Funds IRA custodian?
Please return this form and/or your investment check and signed application to:
Mailing address:
J.P. Morgan Funds
P.O. Box 8528
Boston, MA 02266-8528
FRM-IRAB0416
Overnight mail:
J.P. Morgan Funds
30 Dan Road
Canton, MA 02021-2809
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