SEDIMENT DELIVERY DISTRIBUTED (SEDD) MODEL By Vito Ferro1 and Paolo Porto2 ABSTRACT: Because eroded sediments are produced from different sources throughout a basin, it is often advantageous to model sediment delivery processes at basin scale using a spatially distributed approach. In this paper, a sediment delivery distributed (SEDD) model applicable at morphological unit scale, into which a basin is divided, is initially proposed. The model is based on the Universal Soil Loss Equation (USLE), in which different expressions of the erosivity and topographic factors are considered, coupled with a relationship for evaluating the sediment delivery ratio of each morphological unit. Then the SEDD model is calibrated by sediment yield and rainfall and runoff measurements carried out, at annual and event scales, in three small Calabrian experimental basis. At event scale, the analysis showed that a good agreement between measured and calculated basin sediment yields can be obtained using the simple rainfall erosivity factor; the agreement is independent of the selected equations for estimating the topographic factors. The analysis developed at annual scale showed that the model reliability increases from the event scale to the annual scale. Finally, a Monte Carlo technique was used for evaluating the effects of the uncertainty of the model parameters on calculated sediment yield. INTRODUCTION According to Golubev (1982) the area of cultivated land in the world is 14,300,000 km2 and in some regions of the world cropland covers the major part of the total area. In cultivated areas, bare soil is often exposed for most of the year with sparse crop vegetation existing for a few months. Computations of Golubev (1982) suggest that soil erosion in the world is 5.5 times more than during the preagricultural period. According to Brown (1984) the world is currently losing 23 billion t of soil from croplands in excess of new soil formation each year (Walling and Quine 1992); therefore, accelerated soil erosion is a serious obstacle to the development of a sustainable agriculture. Long-term erosion monitoring is necessary to guide the development and testing of predictive models, to observe different scenarios due to changes in land use and climate. Monitoring studies and modeling may be used in combination to devise soil conservation strategies. Measured soil erosion rates and the processes responsible for the sediment transport depend on the spatial scale of observation (Kirkby et al. 1996). Mean soil loss rates from field size areas (100–10,000 m2) are usually much lower than those estimated by plot studies (Poesen et al. 1996). At hillslope and basin scale (>10,000 m2), in addition to the smaller scale erosion processes, mass movement, hillslope deposition, and channel processes should be considered to establish the total sediment budget. At hillslope and basin scale, representativeness problems limit the use of plot measurements. In fact, measurements from a bounded area provide little information concerning the local variability of erosion rates and the redistribution processes of soil within a field (Walling and Quine 1991). Tracer techniques, such as 137cesium measurements (Ritchie and McHenry 1990; Walling and Quine 1991, 1992; Ferro et al. 1998) afford an alternative to the use of plots and a means of overcoming the problems of measurement representativeness and spatial variability. 1 Prof., Dipartimento di Ingegneria e Tecnologie Agro-Forestali, Facoltà di Agraria, Università di Palermo, Viale delle Scienze, 90128 Palermo, Italy. E-mail: [email protected] 2 PhD, Instituto di Ecologia e Idrologia Forestale, Consiglio Nazionale delle Ricerche, Via A. Volta, 106, 87030 Castiglione Scalo, Italy. Note. Discussion open until March 1, 2001. To extend the closing date one month, a written request must be filed with the ASCE Manager of Journals. The manuscript for this paper was submitted for review and possible publication on December 9, 1997. This paper is part of the Journal of Hydraulic Engineering, Vol. 5, No. 4, October, 2000. 䉷ASCE, ISSN 1084-0699/00/0004-0411–0422/$8.00 ⫹ $.50 per page. Paper No. 17154. At basin scale, predicting sediment yield (i.e., the quantity of sediment that is transferred in a given time interval from eroding sources through the channel network to the basin outlet) can be carried out coupling a soil erosion model with a mathematical function expressing the sediment transport efficiency of the hillslopes and the channel network (Renfro 1975; Kirkby and Morgan 1980; Walling 1983). Soil erosion models generally predict rill and interrill erosion; therefore, gully and channel processes are to be separately modeled to obtain the total basin sediment budget. If the process is studied at mean annual temporal scale, the sediment transport efficiency of the hillslopes and the channel network is usually represented by the spatially lumped concept of basin sediment delivery ratio SDRW (Sedimentation 1975; Walling 1983). In a given temporal interval (event, month, year, etc.), SDRW is the ratio of the weight of sediments actually leaving the basin to that eroded within it. According to the upland theory of Boyce (1975) sediment delivery ratio SDRW generally decreases with increasing basin size because average slope decreases with increasing basin size, and large basins also have more sediment storage sites located between sediment source areas and the basin outlet. At mean annual temporal scale, SDRW generally assumes values ⱕ1 (Renfro 1975; Sedimentation 1975; Bagarello et al. 1991). For a given event, SDRW can be >1 because sediments deposited on the hillslopes or stored into the channel network, in some previous events, can be removed. Sediment transport and deposition in the basin hillslopes are physical processes distinct from transport and deposition within the channel network. Therefore hillslope sediment delivery processes and channel processes should be considered and modeled separately (Atkinson 1995). At mean annual temporal scale, Playfair’s law of stream morphology (Boyce 1975) can be applied: over a long time a stream must essentially transport all sediment delivered from the hillslopes to it. Therefore, at mean annual temporal scale the sediment delivery ratio SDRW appears to be a measure of the efficiency with which materials eroded from hillslopes are delivered to the stream system (Boyce 1975). Leopold et al. (1964) suggested that materials eroded from a basin are only temporarily stored in the floodplains, and Schumm (1972) assumed that in a long time period a stream will discharge essentially all of the sediment it receives. In other words, for predicting the mean annual value of the basin sediment yield, the sediment delivery problem can be simplified neglecting the channel component. For a small basin, having an ephemeral channel network and with no well-developed floodplains, the channel sediment JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 411 delivery component also could be roughly neglected at event scale. In other words, the channel network of a small basin is generally constituted of channels having narrow cross sections and short channel lengths, and therefore it can be assumed, at event scale, that sediments eroded from hillslopes are not stored within the channel network. Richards (1993) suggested that sediments are produced from different sources distributed throughout the basin and that sediment delivery processes may be modeled employing a spatially distributed approach considering individual fields (Kling 1974). To apply a spatially distributed strategy at the basin scale requires the choice of a soil erosion model and a spatial disaggregation criterion for the sediment delivery process. The existing difficulties of physically based modeling (numerous input parameters, differences between the scale of measurement of the input parameters and the scale of basin discretization, uncertainties of the selected model equations, etc.) increased the attractiveness of a parametric soil erosion model, like Universal Soil Loss Equation USLE (Wischmeier and Smith 1965) or its revised version RUSLE (Renard et al. 1994). For modeling the spatial disaggregation of the sediment delivery, the basin can be discretized into morphological units (Bagarello et al. 1993) (i.e., areas of clearly defined aspect, length, and steepness) (Fig. 1). For modeling the within-basin variability of the hillslope sediment delivery processes, Ferro and Minacapilli (1995) proposed a sequential approach. Basically, this approach follows the sediment mass in a Lagrangian scheme and applies appropriate delivery factors to each sequential modeling morphological unit (Novotny and Chesters 1989). Neglecting the channel sediment delivery component, Ferro and Minacapilli (1995) proposed to calculate the sediment delivery ratio SDRi of each morphological unit i into which the basin is divided. In particular, SDRi depends on the travel time tp,i of the eroded particles along the hydraulic path, from the considered area to the nearest stream reach (Fig. 1). The travel time is assumed to increase as the length lp,i of the hydraulic path increases and as the square root of the slope sp,i of the hydraulic path decreases. For evaluating the travel time tp,i of the particles eroded from a given morphological unit i, the travel times into all morphological areas that are localized along the path between the ith unit and the nearest stream reach have to be summed. This gives tp,i = lp,i 兹sp,i 冘 Np = j=1 i, j (1) 兹si, j in which Np = number of morphological units localized along the hydraulic path j; i, j and si, j = length of slope of each morphological unit i localized along the hydraulic path j, respectively. The ratio i, j /兹si, j is the travel time along the morphological unit i of the hydraulic path j; according to Chézy’s uniform open channel flow equation, 兹si, j is directly proportional to the flow velocity along the morphological unit length i, j . The analysis carried out for 13 Sicilian and 2 Calabrian basins (Ferro and Minacapilli 1995; Ferro 1997) to determine the empirical cumulative distribution function of the travel time showed that the SDRi ratio has the following expression: 冉 SDRi = exp(⫺tp,i) = exp ⫺ lp,i 冊 兹sp,i 冋 冉冘 冊册 Np = exp ⫺ j=1 i,j 兹si, j (2) in which  = coefficient. Taking into account Chézy’s scheme, the  coefficient lumps together the effects due to roughness and runoff along the hydraulic path. Then  is affected by the roughness distribution along the flow path and is time dependent [i.e., for a given basin  is dependent on the temporal scale (event, annual, and mean annual)]. In this paper, a sediment delivery distributed (SEDD) model based on (2) and USLE, in which different expressions of the erosivity and topographic factors are considered, is proposed. The SEDD model is calibrated by using the sediment yield measurements carried out in three small Calabrian experimental basins at the event and annual scales. Finally, a Monte Carlo technique will be used for testing the effect of model parameters uncertainty on calculated sediment yield. SEDD MODEL The sediment production Yi [t], of each morphological unit i into which the basin is divided, is simply calculated by the following equation: Yi = SDRi Ai SUi (3) in which Ai = soil loss (t/ha) from the ith morphological unit, which has to be estimated by the selected erosion model; and SUi = area (ha) of the morphological unit. Soil loss Ai is estimated by the following variation of the USLE (Wischmeier and Smith 1965): Ai = EFt,i Ki Li Si Ci Pi (4) in which EFt,i = erosivity factor for a given temporal scale t (event, annual, and mean annual) of the ith morphological unit (t/ha/unit of Ki); Ki = soil erodibility factor estimated by the procedure of Wischmeier et al. (1971) (t h/kg m2); Ci = cover and management factor; Pi = support practice factor; and Li Si = topographic factor. One uses two expressions for the topograhic factor (both from the RUSLE model). One is proposed by McCool et al. (1989) Li Si = FIG. 1. Scheme of Basin Discretized into Morphological Unit 412 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 Li Si = 冉 冊 冉 冊 i 22.13 i 22.13 mi (10.8 sin ␣i ⫹ 0.03) if tan ␣i < 0.09 (5a) (16.8 sin ␣i ⫺ 0.5) if tan ␣i ⱖ 0.09 (5b) mi in which i = slope length of the ith morphological area; ␣i = slope angle; mi = fi /(1 ⫹ fi ); and fi = sin ␣i /0.0896 (3 sin0.8␣i ⫹ 0.56) = ratio of rill to interrill erosion, and one is proposed by Moore and Burch (1986) Li Si = 冉 冊冉 冊 s,i 22.1 0.6 sin ␣i 0.0896 1.3 (6) in which s,i = ratio between the area of the ith morphological unit and the width measured along the contour line. EXPERIMENTAL BASINS AND MEASUREMENT TECHNIQUE The studied area is located near Crotone (35 m above sea level (asl), 39⬚09⬘02⬙ N, 17⬚18⬘10⬙ E) in the ephemeral basin of Crepacuore stream, which drains to the Ionian sea (Fig. 2). Basin W1 is covered with a grass and shrub vegetation. Basin W2 was planted in 1968 with Eucalyptus occidentalis and was coppiced twice in 1978 and 1990 (coppicing cycle equal to 12 years). The forest cover is discontinuous, and 20% of the basin area is bare. Basin W3 was covered with a Eucalyptus occidentalis high forest in the period 1968–1986. In 1986 the forest cover was coppiced. The forest cover is uniform, and the percentage of bare area is equal to 3% of the total basin area (Cantore et al. 1994). For each investigated basin, the basin area AW (ha); the mean altitude Hm (m asl); the minimum elevation Z min (m asl); the maximum elevation Z max (m asl); the mean slope s (%); and the percentage of sand, silt, and clay of the soil are listed in Table 1. Water discharge, suspended sediment concentration, and rainfall were measured at the outlet of each basin. Each basin is monitored by an H-flume weir (Brakensiek et al. 1979), and measurement of flow depth is carried out at the end of a rectangular channel by a mechanical recording water level gauge. For each flood event, t, the basin hydrograph is available, and the runoff factor of Williams (1975) Rd,t (kg m2/ha h) can be calculated according to the following relationship (Bagarello et al. 1990): 0.8776 Rd,t = (qp,tVt)0.56 AW (7) where qp,t = peak flow rate of the flood event t (m3/s); Vt = runoff volume (m3); and AW = basin area (ha). The sampling device is a Coshocton Wheel (Parson 1954; Carter and Parson 1967) collecting a sample (⬃1/200) of the flow volume. Each collected sample flows into appropriately-sized tanks. At the end of each event, the collected suspension is well mixed. One-liter suspension samples at different heights are collected, and the suspended solid content concentration in the 1 L (g/ L) is determined by oven-drying at 105⬚C. The sediment yield of each event is calculated by the product of the mean concentration Cm and the measured runoff volume. Rainfall is measured by a recording rain gauge, and rainfall erosivity factor Rt (Wischmeier and Smith 1965) is calculated for each rainfall event t. Forty-six selected events were measured at basin W1, 52 events at basin W2, and 42 events at basin W3 in the recording period 1978–1994 (Avolio et al 1980; Callegari et al. 1994; Cantore et al. 1994; Cinnirella et al. 1998). For each basin, the soil data (grain-size distribution, total organic carbon, soil structure index, and permeability index) used for estimating the soil erodibility factor were obtained from 10 sampling sites. Then, for each basin, the corresponding 10 soil erodibility factor values were calculated by the nomograph of Wischmeier et al. (1971). A characteristic basin value Kb equal to the mean of the 10 values was assumed. For basin W1 a single crop management factor Cb = 0.086 (Wischmeier and Smith 1978) and Kb = 0.5 were used. For all morphological units of basins W2 and W3, Cb was set equal to 0.164 (Cinnirella et al. 1998), whereas Kb = 0.55 for basin FIG. 2. TABLE 1. Basin (1) AW (ha) (2) W1 W2 W3 1.473 1.375 1.654 Experimental Calabrian Basins Characteristic Data of Investigated Basins Hm Z min Z max (m asl) (m asl) (m asl) (3) (4) (5) 155 128 114 90 85 85 122 103 98 s (%) (6) Sand (%) (7) Silt Clay (%) (%) (8) (9) 53 35 24 14.0 14.6 20.7 44.5 41.5 49.2 36.2 45.5 33.8 W2 and Kb = 0.58 for basin W3 were used (Avolio et al. 1980). Management works are not carried out in the experimental basins, and therefore the support practice factor of each morphological unit Pi will be assumed equal to 1. CALIBRATING SEDD MODEL Modern understanding of rainfall erosion processes provides for more process-based indices taking into account that soil loss increases with rainfall amount, rainfall intensity, and runoff (Kinnell et al. 1994; Kinnell 1997). The product of the storm rainfall kinetic energy E and the maximum rainfall intensity measured over a 30-min time interval I30 has been used for the rainfall erosivity factor R in USLE and RUSLE. Raindrop impact is often involved in the detachment of soil particles from soil surface, whereas splash by itself is not a very efficient transport mechanism. However raindrop impact induces turbulence in the overland flow and increases particle transport (rain-induced flow transport) (Kinnell 1990, 1991). When runoff develops, the erosion rate increases because of the development of rills representing an efficient transport system (Kinnell et al. 1994). When rill erosion occurs, in modeling activities, the rill-interrill concept is often applied: the sediments discharged with the flow result from raindrop and overland flow detachment in the interrill areas together with channel flow detachment in the rills. According to these physical reasons and suggestions of Foster et al. (1977), the following erosivity factor EFt including terms of rainfall and runoff erosivity was used: EFt = aRt ⫹ bRd,t (8) JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 413 in which Rt = rainfall erosivity index of Wischmeier and Smith (1965) of a given rainfall event t; Rd,t = Williams’s runoff factor of a given runoff event corresponding to the rainfall event t; and a and b = two numerical constants representing the weight of each erosivity term (rainfall and runoff ) on the total erosivity factor. Different values of a and b (respecting the condition a ⫹ b = 1) should correspond to a different ratio between interrill and rill erosion (Kinnell 1997) even if Foster et al. (1977) suggested that ‘‘research is needed to precisely define the relationship between rill erosion and runoff erosivity and that between interrill erosion and rainfall erosivity.’’ Furthermore, Rd,t also lumps the effects of sediment transport in rills and in the interrill areas and therefore the runoff factor also represents the effects of the sediment delivery processes (Williams 1975). Each experimental basin was divided into morphological units, and for each one the topographic factor Li Si was calculated by (5) and (6). According to (2)–(4) and (8), the sediment yield Yi,t of each i morphological unit for a given event t has the following expression: Yi,t = (aRt ⫹ bRd,t)Kb Cb Li Si [exp(⫺t tp,i)]SUi TABLE 2. Values of m Coefficient of Each Investigated Basin Eq. (5) Eq. (6) a = 1; a = 0.3; a = 1; Basin b = 0 a = b = 0.5 b = 0.7 b = 0 (1) (2) (3) (4) (5) W1 W2 W3 0.0201 0.0157 0.0165 0.0135 0.0073 0.0114 0.0082 0.0032 0.0085 0.0418 0.0310 0.0197 a = 0.3; a = b = 0.5 b = 0.7 (6) (7) 0.0314 0.0212 0.0143 0.0231 0.0163 0.0110 (9) in which the  coefficient, for a given basin, assumes a different value t for each event. The basin sediment production of a given event t, Yb,t , is equal to the sum of the sediment yields produced by all morphological units into which the basin is divided (sediment balance equation) 冘 Nu Yb,t = (aRt ⫹ bRd,t)Kb Cb Li Si [exp(⫺t tp,i)]SUi (10) i=1 in which Nu = number of morphological units into which the basin is divided. According to (10), for applying the distributed model, the a, b, and  coefficients have to be determined. The coefficients a and b were fixed according to the following hypotheses for the total erosivity factor. a = 1; b=0 a = b = 0.5 a = 0.3; b = 0.7 (11a) (11b) (11c) The first hypothesis corresponds to the classic scheme of USLE where the erosion process is assumed to be mainly due to rainfall (interrill erosion). Notwithstanding, the USLE rainfall factor does not consider runoff directly, the measurements carried out to determine USLE ensure that the rainfall factor is the driving force of sheet and rill erosion (Renard and Ferreira 1993). The second hypothesis gives equal weight for the two hydrological processes of rainfall (interrill erosion) and and runoff (rill erosion), and the third hypothesis assumes that the runoff processes (rill erosion) is more important than the rainfall processes for hillslope soil erosion. Taking into account that Rd,t was used originally by Williams (1975) to modify USLE for calculating basin sediment yield without employing SDRW , the hypothesis a = 0 and b = 1 or other hypotheses in which the weight of the runoff erosivity term is prevailing can be neglected. For each basin, for the different hypotheses, and for each rainfall-runoff event t, the corresponding t value was calculated by (10) in which Yb,t is set equal to the measured basin sediment yield Ym,t . For each basin, for each hypothesis, and for each topographic factor equation [(5) and (6)], Table 2 lists the median value m of the calculated t values. For each hypothesis and the expression of the topographic factor proposed by McCool et al. (1989) [(5)], the measured basin sediment yield Ym,t at the event scale and the Yc,t values calculated by 414 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 FIG. 3. Comparison for USLE Model [Eqs. (5) and (10)] between Measured and Calculated Sediment Yield Values at Event Scale TABLE 3. ity Factor Results of Analysis of Three Hypothesis for ErosivEq. (5) Eq. (6) a (1) b (2) r (3) MSE (t 2) (4) r (5) MSE (t 2) (6) 1.0 0.5 0.3 0.0 0.5 0.7 0.710 0.748 0.771 7.515 5.528 4.299 0.710 0.748 0.771 7.510 5.532 4.299 (10), using as estimate of t the median value m, are plotted in Fig. 3. For each hypothesis and for each selected topographic factor equation [(5) and (6)] the relationship between calculated and measured sediment yield values were also compared using the correlation coefficient r and the mean square error (MSE) (Table 3). Even if the third hypothesis [(11c)] is characterized by the maximum r value and the minimum square error, measurements of peak flow rate and runoff volume at the basin outlet are often unavailable, and therefore q p,t and Vt should be estimated by a hydrological model. The good agreement between Ym,t and Yc,t also checked for the USLE hypothesis (a = 1 and b = 0) has encouraged the choice of this hypothesis [(11a)] and to restrict the following analysis to this choice. The USLE-based hypothesis is also justified as the sediment delivery processes will be simulated by the sediment delivery ratio of each morphological unit [(2)]. EVENT CALIBRATION At first, for each basin, the predictive capability of the SEDD model for the USLE hypothesis (a = 1 and b = 0) was tested at the event scale. Different expressions for L i Si were used and m was estimated using only the first 15 events of each recording period. Using these m estimates listed in Table 4, the agreement between measured and calculated sediment yield values was controlled for the remaining set of Ne —15 events, in which Ne = total number of events available for each investigated basin. This agreement was characterized by r and MSE values [r = 0.69, MSE = 8.01 (t2) for (5) and r = 0.69, MSE = 8.19 (t2) for (6)], which are comparable with those listed in the first row of Table 3. To determine whether the agreement between measured and calculated sediment yield is independent of the 15 events selected for calibrating the model (i.e., for calculating m), the estimate stability of the m coefficient was controlled. Therefore, for each basin the cumulative distribution function of the t coefficient (Fig. 4) was used for drawing 15,000 random sequences, each having a sample size equal to 15. For each sequence, the median value m was calculated, and the 15,000m values were used to estimate the mean (m). The (m) values listed in Table 5 are very close to the previous m estimates (listed in Columns 2 and 5 of Table 2) obtained using all available t values. For each estimate criterion of L i Si , the relationship between TABLE 4. Values of m Coefficient Estimated by First 15 Events of Recording Period Assuming USLE Hypothesis (a ⴝ 1 and b ⴝ 0) m Basin (1) Eq. (5) (2) Eq. (6) (3) W1 W2 W3 0.0150 0.0141 0.0194 0.0338 0.0291 0.0228 FIG. 4. Probability Distribution of t Coefficient for Investigated Experimental Basins TABLE 5. Statistical Parameters (m) and (m) of Sequences Generated by Monte Carlo Technique Basin Model (1) Parameter (2) W1 (3) W2 (4) W3 (5) Eq. (5) (m) (m) (m) (m) 0.0206 0.0110 0.0421 0.0174 0.0166 0.0060 0.0318 0.0071 0.0192 0.0043 0.0225 0.0046 Eq. (6) JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 415 m listed in Table 2 (Columns 2 and 5) and the mean value of the clay percentage (CL) of the soils falling in each basin is shown in Figs. 5(a and b). This correlation can be justified by taking into account that a relationship between particle grainsize distribution and sediment delivery exists. According to Williams (1975) when the median particle size increases from 0.001 to 0.1 mm, the delivery ratio decreases from 0.37 to 0.06, and he proposed the following expression for SDRi : SDRi = exp(⫺D1/2 50 tp,i) (12) in which D50 = median particle size; and = routing coefficient. According to (12) the grain-size distribution affects the m coefficient but in a manner that cannot be readily quantified because travel time and particle size are also correlated. For each selected expression of the topographic factor and for each basin, t was correlated with the event runoff coefficient, RCt equal to the ratio between the runoff Dt (mm) and the corresponding rainfall At (mm), in order to provide an estimate criterion of t . The relationship between t and RCt , shown in Fig. 6 as an example for basin W3, may be approximated by the following mathematical form: t = c ⫹ d ln RCt (13) in which c and d = coefficients. The correlation in (13) can be explained by taking into account that for increasing values of RCt the hillslope sediment transport and SDRi values generally increase. In other words, a more efficient hillslope sediment transport, which is characterized by high SDRi values, is obtainable, according to (2) (Fig. 6) by small t values. The agreement between measured and calculated sediment yield values is shown, as an example for the topographic factors calculated by (5), in Fig. 7 and is characterized by r = 0.765 and MSE = 11.679 (t2). The com- FIG. 6. Relationship between t and Runoff Coefficient RCt for W3 Basin and Topographic Factors Calculated by Models of: (a) McCool et al. (1989); (b) Moore and Burch (1986) FIG. 7. Comparison, for Eq. (5), between Measured and Calculated Sediment Yield, at Basin Scale, with t Estimated by Eq. (13) parison between Fig. 7 and Fig. 3(a), and the corresponding statistical parameters r (Table 3, first row), show that (13) allows a reliable t estimate and a good agreement between Ym,t and Yc,t . ANNUAL CALIBRATION FIG. 5. Relationship between m and Soil Clay Percentage for Expressions of Topographic Factors of: (a) McCool et al. (1989); (b) Moore and Burch (1986) 416 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 For testing the applicability of the SEDD model at annual scale, for each year (10) was applied using the annual value of the rainfall erosivity factor [(8) with a = 1 and b = 0)] calculated adding all Rt values of the rainfall events happening during the year. The model was calibrated (i.e., m coefficient was calculated) using the available data set of a basin (e.g., basin W1) and the other two data sets (e.g., basins W2 and W3) were used to validate the model comparing the calculated sediment yield values Yc,a with the measured ones Ym,a. For L i Si calculated by (5) and (6) for each basin, Table 6 lists the m coefficient, r, and MSE values corresponding to the comparison between measured Ym,a and calculated Yc,a annual values of sediment yield. The comparison between Fig. 8 and Fig. 3(a), and the corresponding statistical parameter r, shows that the reliability of the sediment delivery distributed modeling increases with the temporal scale (from the event scale to the annual scale). This result can be explained by taking into account that the accuracy of the soil erosion model is dependent on which temporal scale is used (Risse et al. 1993). Further research to improve the agreement at the event scale between measured and calculated sediment yield values could hypothesize an expression of the sediment delivery ratio of each morphological unit also lumping the channel network delivery processes. TABLE 6. Values of m Coefficient and Statistical Parameters of Model Validation at Annual Scale Basin used for calibration (1) Eq. (5) m (2) r (3) MSE (4) m (5) r (6) MSE (7) W1 W2 W3 0.0132 0.0072 0.0142 0.70 0.55 0.75 42.3 79.6 26.5 0.3090 0.0210 0.0173 0.77 0.55 0.75 22.8 30.4 91.3 Eq. (6) EFFECT OF PARAMETER UNCERTAINTY ON CALCULATED SEDIMENT YIELD The recognized random variability of hydrologic variables (Haan 1977; Bogardi et al. 1985) in addition to the circumstance that input model parameter values are only estimates (as the actual values are not known with certainty) has suggested the inclusion of uncertainty analysis in modeling activities (Hession et al. 1996). For evaluating the uncertainty of model parameters on calculated sediment yield, Monte Carlo techniques can be applied. Repeated simulations are performed with the model using randomly selected input parameter values. For each simulation the input parameter values are chosen using their predetermined probability distribution. The simulation process is repeated for a number of iterations sufficient to estimate a probability distribution of the output variable. According to MacIntosh et al. (1994) the major types of uncertainty are knowledge uncertainty and stochastic variability. Knowledge uncertainty is due to incomplete understanding of studied phenomena, inadequate measurement of system properties, and input data availability. Stochastic variability is due to random variability of the studied natural environment and can be divided into temporal and spatial variability. In the uncertainty analysis, the knowledge uncertainty and stochastic variability has to be distinguished in order to detect their effects on output uncertainty. Stochastic variability, being a natural property of the system, can be quantified but cannot be reduced. The knowledge uncertainty can be reduced by decreasing the possible range of parameter estimates through appropriate physical measurements. In other words, knowledge uncertainty can be used as indicator of the benefits due to additional measurements. When modeling a basin discretized into morphological units, the actual correlation structure of the system sediment yield model-basin is not known. In other words, some factors of the USLE model are physically related (R and C factors), and others are dependent on the discretization level of the basin. In the following, taking into account that the correlation structures are dependent on many factors (studied site, scale, considered property, etc.) and that at present additional research is needed to determine the appropriate level of correlation at basin scale (Hession et al. 1996), the stochastic variability of the basin sediment yield Yb,t calculated by SEDD, at the event and annual scales, will be studied for each experimental basin, neglecting the correlation between the different RUSLE factors. FIG. 8. Comparison, for Eqs. (6) and (10), between Measured and Calculated Sediment Yield Values at Annual Scale JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 417 To perform the Monte Carlo simulations, a probability distribution must be assigned for the following uncertain parameters: rainfall erosivity, soil erodibility, crop factor, t coefficient, or runoff coefficient. For each basin, the measured event rainfall erosivity values Rt were found to be lognormally distributed (Fig. 9) with mean and standard deviation listed in Table 7. The comparison between the empirical cumulative frequency distribution of crop factor of each event Ct , calculated by Cinnirella et al. (1998), and a lognormal distribution (LN2) having mean value and standard deviation equal to the sample values (Table 7) is shown in Fig. 10. For determining the frequency distribution of t coefficiency, for each basin having known values of Kb and Cb, the sediment yield Yt and the rainfall erosivity Rt measured for each event t were first used to calculate by (10) the corresponding t coefficient. For basin W1 t is distributed according to a beta distribution, whereas for basins W2 and W3 the Gauss law agrees with the empirical frequency distribution of t variable (Fig. 4). The soil erodibility factor was treated as having only knowledge uncertainty representing the range of possible values available from the literature. The knowledge uncertainty, due to the difficulty of establishing an appropriate value for use in this study’s model for the examined soil type, was considered by a uniform distribution that describes K values ranging from FIG. 9. Probability Distribution of Event Rainfall Factor Rt for Basin W1 TABLE 7. Parameters of Cumulative Distributions Functions (CDF) of Characteristic Variables at Event Scale Basin Variable (1) (2) W1 Rt Kb Cb RCt t t W2 W3 Ri Kb Cb RCt t t Rt Kb Cb RCt t t CDF (3) Parameters (4) = 1.5929; = 0.9962 Kmin = 0.4; Kmax = 0.6 = ⫺2.6538; = 1.3392 ␣ = 1.3592; ␥ = 2.4071 A = 0.012; B = 0.703 Beta ␣ = 0.9689; ␥ = 4.5144 A = ⫺0.0121; B = 0.218 Beta ␣ = 0.9613; ␥ = 5.5818 A = ⫺0.0079; B = 0.4249 LN2 = 1.9154; = 1.1355 Uniform Kmin = 0.4; Kmax = 0.6 LN2 = ⫺1.9745; = 1.3853 Beta ␣ = 0.962; ␥ = 1.7096 A = 0.032; B = 0.525 Gauss = 0.0166; = 0.0187 Gauss = 0.0318; = 0.0220 LN2 = 2.0811; = 1.1116 Uniform Kmin = 0.4; Kmax = 0.6 LN2 = ⫺1.9751; = 0.9661 Beta ␣ = 1.2526; ␥ = 2.9635 A = 0.017; B = 0.552 Gauss = 0.0192; = 0.0135 Gauss = 0.0225; = 0.0143 LN2 Uniform LN2 Beta LS model (5) Eqs. Eqs. Eqs. Eqs. (5) (5) (5) (5) and and and and (6) (6) (6) (6) (5) (5) (5) (5) and and and and (6) (6) (6) (6) Eq. (5) Eq. (6) Eqs. (5) Eqs. (5) Eqs. (5) Eqs. (5) and and and and (6) (6) (6) (6) Eq. (5) Eq. (6) Eqs. Eqs. Eqs. Eqs. Eq. (5) Eq. (6) 418 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 FIG. 10. Probability Distribution of Crop Factor for Basin W2 a minimum Kmin = 0.4 to a maximum Kmax = 0.6. The topographic factor was treated as a constant deterministic value of each morphological unit, under the assumption that the lengths and the slope of the units are controlled. Each Monte Carlo simulation was carried out drawing at random a value from each of the distributions of rainfall erosivity, soil erodibility, crop factor, and t coefficient. These values were then used with the constant topographic factor of each morphological unit as input to the model [(10)], whose output Yc,t represented one iteration of the simulated scenario. The resampling of rainfall erosivity, soil erodibility, crop factor, and t was repeated 15,000 times, resulting in 15,000 estimates of the output basin sediment yield Yc,t . For each basin, the 15,000 values of Yc,t were used to define the theoretical probability distribution P(Yc,t) to compare with the empirical frequency distribution F(Ym,t) of the measured values Ym,t of the basin sediment yield. For each basin and for the case of topographic factors calculated by (6), the agreement between the distributions F(Ym,t) and P(Yc,t) is shown in Fig. 11. The mean value and the standard deviation estimate of the sediment yield (shown as an example for basin W1 in Fig. 12) were essentially constant for iterations >3,000. The agreement between the frequency distribution of the measured sediment yield values and the generated ones remained acceptable when the resampling was carried out using a constant t value equal to m. The Monte Carlo technique was also applied to resampling of runoff coefficient RCt values, which are distributed according to a beta distribution (Table 7) and calculating t by (13). The agreement between the generated frequency distribution P(Yc,t), with the topographic factors calculated by the expression of Moore and Burch (1986) and t estimated by (13), and the measured F(Ym,t) distribution (Fig. 13), shows the ability of the model to reproduce the empirical distribution of basin sediment yield. The parameter uncertainty analysis was also developed at annual scale, even though the basins have slightly different recording periods (for basins W1 and W3 the recording period is 13 years, and for basin W2 the recording period is equal to 14 years). At the annual scale, for each basin, the rainfall erosivity factor is lognormally distributed, and the normal distribution agrees with the empirical frequency distribution of the t coefficient. Table 8, which lists the statistical parameters, shows a good agreement between the mean value of the two distributions, whereas basin W1 underestimates the median value m and basin W3 underestimates the standard deviation . Finally, for basin W1 the theoretical distribution is more skewed than the empirical one, and for basins W2 and W3 the empirical values of G are greater than the theoretical ones. FIG. 12. Mean Value and Standard Deviation of Generated Sediment Yield Sequences FIG. 11. Comparison, for Each Basin, between Measured Sediment Yield Frequency Distribution and That Generated by Monte Carlo Technique Using Distribution of t Coefficient In conclusion, the parameter uncertainty analysis showed that the SEDD model, even if the t coefficient is estimated by (13), is able to generate a theoretical distribution function of basin sediment yield, which has a satisfactory agreement with the cumulative distribution function of the measured value. CONCLUSIONS For evaluating the quantity of sediment that is transferred, in a given time interval, from eroding sources through the hillslopes and the channel network to the basin outlet, a plot soil erosion model can be coupled with a distributed mathematical function expressing the sediment transport efficiency. At first, for a basin discretized into morphological units, a distributed model based on RUSLE, in which different expressions of the erosivity and topographic factors are consid- FIG. 13. Comparison, for Each Basin, between Measured Sediment Yield Frequency Distribution and That Generated by Monte Carlo Technique, Using m Estimated by Eq. (13) JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 419 TABLE 8. Statistical Parameters of Measured and Theoretical (Generated by Monte Carlo Technique) Distribution of Basin Sediment Yield at Annual Scale EQ. (5)  (Median Value) Parameter (1) EQ. (6)  (from Theoretical Law)  (Median Value)  (from Theoretical Law) W1 (2) W2 (3) W3 (4) W1 (5) W2 (6) W3 (7) W1 (8) W2 (9) W3 (10) W1 (11) W2 (12) W3 (13) Empirical Theoretical 13 12,886 14 13,006 13 12,886 13 12,886 14 13,006 13 12,886 13 12,886 14 13,006 13 12,886 13 12,886 14 13,006 13 12,886 Empirical Theoretical 10.473 8.170 27.808 23.916 8.249 5.698 10.473 11.782 27.808 25.084 8.249 6.129 10.473 8.398 27.808 24.234 8.249 5.641 10.473 11.403 27.808 24.392 8.249 6.393 Empirical Theoretical 10.606 4.348 13.032 12.793 4.956 3.323 10.606 5.693 13.032 12.346 4.956 3.076 10.606 4.469 13.032 12.794 4.956 3.290 10.606 5.684 13.032 11.764 4.956 3.056 Empirical Theoretical COV Empirical Theoretical G Empirical Theoretical 9.007 9.459 39.646 27.581 10.412 6.042 9.007 14.809 39.646 31.095 10.412 7.447 9.007 9.696 39.646 28.120 10.412 5.943 9.007 13.841 39.646 30.386 10.412 7.900 0.860 1.158 1.426 1.153 1.262 1.060 0.860 1.257 1.426 1.240 1.262 1.215 0.860 1.155 1.426 1.160 1.262 1.053 0.860 1.214 1.426 1.246 1.262 1.236 1.224 1.866 2.597 1.860 2.941 1.665 1.224 2.063 2.597 2.004 2.941 1.957 1.224 1.838 2.597 1.874 2.941 1.657 1.224 1.942 2.597 1.997 2.941 1.955 N m Note: COV = coefficient of variation. ered, coupled with the sediment delivery ratio of each morphological unit was proposed. The model neglects the channel sediment delivery component and can be applied at mean annual temporal scale or at event scale for a small basin having an ephemeral channel network and with no well-developed floodplains. The analysis, carried out by the sediment yield measurement at the event scale in three Calabrian experimental basin, initially used an erosivity factor that, as suggested in the literature, linearly weights the rainfall factor of Wischmeier and Smith and the runoff erosivity factor of Williams (1975). The analysis showed that the agreement between measured Ym,t and calculated Yc,t sediment yield values is independent of the selected equations for estimating the topographic factors and can be simple obtained by using the rainfall erosivity factor. At the event scale the model was calibrated using the first 15 events of the recording period to estimate the m coefficient. A good agreement between measured and calculated sediment yield values was obtained validating the model by the remaining set of events for each basin. The analysis also showed that this agreement is independent of the 15 events used for estimating the m coefficient. The median value m of the t coefficient estimated by all events of the recording period was then correlated with the event runoff coefficient [(13)] by taking into account that the efficiency of the sediment transport is linked to hillslope runoff. The analysis showed that (13) allows a reliable estimate of the t coefficient because by using (13) a good agreement between measured and calculated sediment yield values was obtained. The applicability of the SEDD model was also tested at the annual scale, and the analysis showed that the reliability of the sediment delivery distributed approach, measured by the correlation between measured and calculated annual sediment yield values, improves with the temporal scale (from the event scale to the annual scale). To represent the model limitations and uncertainties, the effect of parameter uncertainty on calculated sediment yield was also studied. Monte Carlo simulations were performed using predetermined probability distributions of the input parameters. The resampling of the model factors produced 15,000 estimates of the output basin sediment yield Yc,t , which defined the theoretical probability distribution P(Yc,t), to compare with 420 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 the empirical frequency distribution F(Ym,t) of the measured values Ym,t . For each studied basin, the uncertainty analysis developed at event scale, showed that the SEDD model, even if the t coefficient is estimated by the runoff coefficient, is able to generate a theoretical distribution of sediment yield P(Yc,t) having a satisfactory agreement with the cumulative distribution function of the measured values. ACKNOWLEDGMENTS Research is supported by a grant from the Ministero Università e Ricerca Scientifica e Tecnologica, Governo Italiano, ‘‘Produzione di sedimenti a scala di bacino e tecniche di ricostruzione naturalistica del sistema alveo-versante’’ and quota 60%. Both authors set up the research, analyzed the results, and participated in writing the paper. APPENDIX I. REFERENCES Atkinson, E. (1995). ‘‘Methods for assessing sediment delivery in river systems.’’ J. Hydrological Sci., 40(2), 273–280. Avolio, S., et al. (1980). ‘‘Effetti del tipo di bosco sull’entità dell’erosione in unità idrologiche della Calabria—Modelli erosivi.’’ Annali dell’Istituto Sperimentale di Selvicoltura, 11, 45–131 (in Italian). Bagarello, V., Baiamonte, G., Ferro, V., and Giordano, G. (1993). ‘‘Evaluating the topographic factors for watershed soil erosion studies.’’ Proc., Workshop on Soil Erosion in Semi-Arid Mediterranean Areas, R. P. C. Morgan, ed., Taormina, 3–17. Bagarello, V., Ferro, V., and Giordano, G. (1990). ‘‘Evaluating Williams’ runoff factor for some Sicilian watersheds.’’ Hydrology in mountainous regions II, IAHS Publ. No. 194, International Association of Hydrological Sciences, Wallingford, U.K., 31–38. Bagarello, V., Ferro, V., and Giordano, G. (1991). ‘‘Contributo alla valutazione del fattore di deflusso di Williams e del coefficiente di resa solida per alcuni bacini idrografici siciliani.’’ Rivista di Ingegneria Agraria, 4, 238–251 (in Italian). Bogardi, I., Bardossy, A., and Duckstein, L. 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(1993). ‘‘RUSLE model description and data base sensitivity.’’ J. Envir. Quality, 22, 458–466. Renard, K. G., Foster, G. R., Yoder, D. C., and McCool, D. K. (1994). ‘‘Rusle revisited: Status, questions, answers, and the future.’’ J. Soil and Water Conserv., 49, 213–220. Renfro, W. G. (1975). ‘‘Use of erosion equation and sediment delivery ratios for predicting sediment yield.’’ Present and prospective technology for predicting sediment yields and sources, Publ. ARS-S-40, U.S. Department of Agriculture, Washington, D.C., 33–45. Richards, K. (1993). ‘‘Sediment delivery and drainage network.’’ Channel network hydrology, K. Beven and M. J. Kirkby, eds., Wiley, New York, 221–254. Risse, L. M., Nearing, M. A., Nicks, A., and Laflen, J. M. (1993). ‘‘Error assessment in the Universal Soil Loss Equation.’’ Soil Sci. Soc. Am. J., 57, 825–833. Ritchie, J. C., and McHenry, J. R. 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Williams, J. R. (1975). ‘‘Sediment-yield prediction with universal equation using runoff energy factor.’’ Proc., Sediment-Yield Workshop, Present and Prospective Technol. for Predicting Sediment Yields and Source, U.S. Department of Agriculture Sedimentation Laboratory, Oxford, Miss. Wischmeier, W. H., Johnson, C., and Cross, B. (1971). ‘‘A soil erodibility nomograph for farmland and construction sites.’’ J. Soil and Water Cons., 26(3), 189–193. Wischmeier, W. H., and Smith, D. D. (1965). Predicting rainfall erosion losses from cropland east of the Rocky Mountains, USDA Agric. Handbook 282, Washington, D.C. Wischmeier, W. H., and Smith, D. D. (1978). Predicting rainfall erosion losses—a guideline to conservation planning, USDA Agric. Handbook 537, Washington, D.C. APPENDIX II. NOTATION The following symbols are used in this paper: A Ai At AW a B b Cb Ci = = = = = = = = = Cm Ct Dt D50 E EFt EFt,i = = = = = = = fi G Hm I30 = = = = Kb Ki L i Si lp,i mi Ne Np = = = = = = = Nu = parameter of beta distribution (Table 7); soil loss from each morphological unit; rainfall depth of each event t; basin area; numerical constant; parameter of beta distribution (Table 7); numerical constant; cover and management factor of each basin; cover and management factor of each morphological unit; mean suspension concentration; cover and management factor of each event; runoff depth of each event t; median particle size; storm rainfall kinetic energy; erosivity factor for given rainfall event t; erosivity factor for given temporal scale of each morphological unit; ratio of rill to interrill erosion for ith morphological unit; skewness; mean altitude; maximum rainfall intensity measured over 30-min time interval; soil erodibility factor of each basin; soil erodibility factor of each morphological unit; topographic factor of each morphological unit; length of hydraulic path; slope length exponent for ith morphological unit; number of events of each investigated basin; number of morphological units localized along hydraulic path; number of morphological units into which basin is divided; JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 / 421 Pi q p,t R RCt Rd,t Rt r SDRi SDRW SUi s si, j = = = = = = = = = = = = sp,i tp,i Vt Yb,t Yc,t Yi Yi,t = = = = = = = support practice factor of each morphological unit; peak flow rate of flood event t; rainfall erosivity factor in the USLE; runoff coefficient of each event t; runoff factor of Williams of each event t; rainfall erosivity factor of each event t; coefficient of correlation; sediment delivery ratio of each morphological unit; basin sediment delivery ratio; area of each morphological unit; mean slope; slope of each morphological unit i localized along hydraulic path j; slope of hydraulic path; travel time of each morphological unit; runoff volume of flood event t; basin sediment yield for given event t; basin sediment yield calculated for given event t; sediment production of each morphological unit; sediment yield of each morphological unit for given event t; 422 / JOURNAL OF HYDROLOGIC ENGINEERING / OCTOBER 2000 Ym,t Z max Z min ␣ ␣i  m m,15 t ␥ i i, j = = = = = = = = = = = = s,i = (m)= (m) = = basin sediment yield measured for given event t; maximum elevation; minimum elevation; parameter of beta distribution (Table 7); slope angle of each morphological unit; coefficient; median yield of calculated t values; m value corresponding to first 15 historical events; value of  coefficient of given event t; parameter of beta distribution (Table 7); slope length of ith morphological unit; length of each morphological unit i localized along hydraulic path j; ratio between area of the morphological unit and width measured along contour line; mean value of 15,000m values generated by Monte Carlo techniques; standard deviation of 15,000m values generated by Monte Carlo techniques; and routing coefficient.
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