JouRN.4L OF APPLIED Vol. 36, No. 5, May PHYSIOLOGY 1974. Printed in U.S..jl. Measurement of continuous ventilation-perfusion ratios: distributions of theory PETER D. WAGNER, HERBERT A. SALTZMAN, AND JOHn’ B. WEST Department of Medicine, University of California, San Diego, La Jolla, California YZ&V blood flow; gas exchange; hypoxemia; inert gas IT IS GENERALLY ACCEPTED that the major cause of hypoxemia in most types of lung disease is the existence of an uneven distribution of ventilation-perfusion (VA/&) ratios. However, in spite of a large variety of experimental approaches, the shapes of the distributions of VA/Q ratios remain virtually unknown, both in health and disease. Most investigators have characterized the lung as if it consisted of two or three compartments. Thus, Riley and his colleagues (27, 28) used a combination of Po2 and PCO~ in arterial blood and mixed expired gas to divide the lung into three functional compartments: one ideal, one unventilated, and the third unperfused. Briscoe and his coworkers (3-5) divided the lung into two ventilated compartments on the basis of gas washout rate, and then calculated the blood flow to each compartment. A related method was described by Finley (lo). Lenfant (17) measured the alveolar-arterial difference for 02, COZ, and N2 with increasing FIEF and proposed the existence of VA&, distributions with two modes, the majority of alveoli having a VA/Q ratio slightly above the mean, and the rest having a very low VA/Q ratio. Lenfant and Okubo (19, 25) have derived continuous distributions of \;'A/Q ratios, using the change in arterial with increasing FIEF during a nitrogen 02 saturation washout. Their method has been criticized on theoretical grounds (26), and in addition the distributions were assumed not to change with Fro2, which as Lenfant (18) showed may be unjustified and lead to errors. It is also possible that when room air is breathed, some of the hypoxemia results from diffusion impairment rather than VA/Q inequality. If inert gas techniques are used in place of the oxygen methods described, both of the above-mentioned objections are circumvented. Kety (13), Noehren (24), and Farhi (9) have given theoretical equations relating inert gas exchange in the lungs to the ventilation-perfusion ratio and the solubility of the gas. Measurements with several foreign inert gases such as krypton and xenon (29) and methane, ethane, and nitrous oxide (34) have been used to gain information about distributions of VA/~ ratios. However, these analyses, as with the oxygen methods, have been limited to a small number of compartments. Measurements with radioactive tracers (2, 6, 14, 22, 32) have yielded useful topographical information about ventilation and blood flow in normal lungs. However, even in normal, but especially in diseased lungs, these techniques lack resolution because of the large tissue volumes that must be averaged. It is unlikely that the differences of ventilation and blood flow detected by external counters in patients with lung disease throw much light on the VA/~ distributions responsible for their impaired gas exchange. This paper describes a method for determining virtually continuous distributions of VA/Q ratios. The resolution of the technique is sufficient to describe smooth distributions containing blood flow to unventilated regions (shunt), ventilation to unperfused regions (dead space), and up to three additional modes over the range of finite VA/Q ratios. In particular, areas whose VA/Q ratios are low can be separated from unventilated regions and those whose VA/Q ratios are high can similarly be distinguished from unperfused areas. The technique has been developed using inert gases as the forcing function, both because of the simple relationship governing inert gas exchange, and because of the objections to the oxygen method outlined above. Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 PETER D., HERBERT A. SALTZMAN, AND JOHN B. Mgasuremcnt of continuous distributions of ventilation-perfusion 1974.-Most ratios. theory. J. Appl. Physiol. 36(5): 588-599. previous descriptions of the distribution of ventilation-perfusion ratios (VA/Q) divide the lungs into only two or three uniform However, an analysis which would result in compartments. definition of the position, shape, and dispersion of the distribution would be more realistic. We describe here such a technique, applicable both in health and disease, in which the characteristics of distributions containing up to three modes can be determined. In particular, areas with low but finite VA& ratios are separated from areas whose VA/Q ratio is zero (shunt), and regions with high VA/Q ratios are differentiated from regions that are unperfused (dead space). To perform the measurement, dextrose solution or saline is equilibrated with a mixture of several gases of different solubilities and then infused into a vein. After a steady state has been established, the concentrations of each gas are measured in the mixed arterial blood and mixed expired gas. The curve relating arterial concentration and solubility is transformed into a virtually continuous distribution of blood flow against VA/Q, using techniques of numerical analysis. The relation between expired concentration and solubility is similarly converted into the distribution of ventilation. The numerical analysis technique has been tested against many artificial distributions of VA/Q ratios and these have all been accurately recovered. WAGNER, WEST. MEASUREMENT OF VENTILATION-PERFUSION 589 INEQUALITY METHODS I PC Fi Or PA -TV BLOOD : GAS PARTITION COEFFICIENT 1. Relationship between inert gas retention Pc/PT (or excretion PA/Pv) and blood-gas partition coefficient, using a logarithmic scale for the abscissa. Four curves are drawn, each for homogeneous lung units with different VA/i2 ratios. Note that the curves are all smooth and monotonic. Blood-gas partition coefficients for human blood at 37°C are also shown. FIG. in each VA/Q unit the quantitative exchange of any inert gas depends only on the VA/Q ratio of the unit and the blood:gas partition coefficient of the gas (X), as shown in Eq. 1. (0 where PA is the alveolar partial pressure, PC the endcapillary partial pressure, assumed equal to PA, and PV is the mixed venous partial pressure. It is more convenient to divide by PV. If E = PA/PC and R = Pc/PV, Eq. I may be rewritten as Eq. 2: (2) Examples of the relationship between R and X (the retention-solubility curve) and between E and X (the excretionsolubility curve) for lung units with low, normal, and high VA/Q ratios are shown in Fig. 1. One may now consider a lung containing a distribution of VA/Q ratios as defined above. If the lung contains N different VA/Q units with blood flow Qj and ventilation Vj in the jth unit, then for any gas with blood : gas partition coefficient X i, overall retention Ri and overall excretion Ei are given by Eq. 3A and 3B, respectively: 1 (34 cj=l K&l Vj X' i + C j=l vj/Qj 1 [vj] These equations state that the mixed arterial concentration is a blood flow-weighted mean of compartmental values while the mixed expired level is similarly a ventilationweighted mean of compartmental values. Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 Experimental outline. The experimental procedure which provides the data for the analysis is suitable both for human subjects and experimental animals in health and disease. A mixture of several inert gases (six, for example) whose solubilities in blood range from very low (e.g., sulfur hexafluoride) to very high (e.g., acetone) is equilibrated with a suitable solution such as normal saline or 5 % dextrose in distilled water. The relative proportions of the gases are selected so as to result in approximately equal arterial concentrations for each gas. The solution is then infused into a peripheral vein, and, after a steady state within the lungs has been established, mixed arterial blood and mixed expired gas are simultaneously sampled. For each gas, its concentration in both samples and its blood: gas partition coefficient are measured by gas chromatography (30). It is also necessary to know total pulmonary blood flow and minute ventilation. Then, by use of the Fick principle, the mixed venous concentration of each gas is calculated from the arterial and expired values, thereby avoiding the necessity of direct sampling via a pulmonary artery catheter (see step 3 in APPENDIX II). The ratios of mixed arterial to mixed venous concentration (defined as retention, R) and mixed expired to mixed venous concentration (defined as excretion, E) for each gas are plotted against the solubility of the gas in question. The retention-solubility plot is then processed by digital computer and yields the distribution of blood flow with respect to VA/~, and, independently, the excretionsolubility plot is similarly converted into the distribution of ventilation with respect to VA/Q. It is then possible to predict the arterial and alveolar Po2 and Pco2, and these may be compared with the measured values. L4ssumptions and dejnitions. The lung is assumed to consist of a number of compartments arranged in parallel with respect to both ventilation and blood flow, but any number of compartments is allowed. Each compartment is taken to be homogeneous, with single values for ventilation, blood flow, and alveolar, venous, and end-capillary concentrations of each gas. It is also assumed that diffusion equilibration between alveolar gas and end-capillary blood is complete, and that the inspired concentration of each of the inert gases is zero. The distribution of blood flow may then be defined from this description of the lung as the plot of blood flow against the ratio of ventilation to blood flow, compartment by compartment. Similarly, the ventilation distribution is defined as the plot of ventilation against the ratio of ventilation to blood flow. A further assumption in this analysis is that the distribution of ventilation and blood flow in any particular case have smooth contours and contain no sudden irregularities. The numerical method is not capable of recovering distributions containing such sudden irregularities but on intuitive grounds we believe it is reasonable to assume that these do not occur either in the normal or diseased lung. Equations. If in all VA/Q units the amount of any gas exchanged between pulmonary capillary blood and alveoli equals the amount exchanged between the alveoli and the atmosphere, the lung may be said to be in a steady state of gas exchange. Under these conditions, it is known that 590 WAGNER, Since total blood flow, Qt, is given AND WEST by j=N .8 - C IQJ j=l and total ventilation, SALTZMAN, (30 Homogeneous with 20% lung shunt Vt, is given by Homogeneous lung, i=N C [lvjl j=l W) Eqs 3A and 3B may be rewritten: Homogeneous with A .Ol .I BLOOD : GAS PARTITION 0 % : w 0 0 BLOOD: GAS FIG. partition perfusion tonicity shown cretion tributions PARTITION COEFFICIENT VA/6 2. A: relationships between inert gas retention and blood-gas coefficient in three examples of lungs with ventilationinequality. Note the preservation of smoothness and monoin each case. Corresponding distributions of blood flow are with the same symbols. B: relationships between inert gas exand blood-gas partition coefficient in the corresponding disof ventilation. space 100 1000 10000 COEFFICIENT FIG. 3. A: relationship between retention and blood-gas partition coefficient in a homogeneous lung with and without a 2Oa/o right to left shunt. Note that the greatest difference between the curves occurs for insoluble gases, for which the retention asymptotically approaches the shunt fraction. B: relationship between excretion and solubility in a homogeneous lung with and without 20% dead space. Here the difference between the curves increases as solubility increases, approaching the dead space fraction. It can be seen that the presence of both shunt and dead space does not alter the smooth nature of the curves. veoli. If the anatomic dead space is measured, the mixed expired gas concentrations can be corrected for the dilution produced, before the analysis is performed, so that any dead space present now will refer only to alveoli which are unperfused. Using theoretical models, the numerical analytical procedure for recovering the VA/Q distribution has been found to operate satisfactorily under both circumstances. The correction factor for the effect of anatomic dead space is: CA FJ F I 0 dead = CI&E/(\;TE - f*VD) where CA and CE are the corrected and original mixed expired concentrations, respectively, VE is the minute ventilation, f the respiratory frequency, and VD the anatomic dead space. Numerical analysis. Eq. 4,4 and 4B are solved by numerical analysis in the following way. The methods of solution of Eq. 4A (blood flow) and 4B (ventilation) are identical, and for clarity only the solution for blood flow is described here. First a set of VA/Q values is chosen to span the range of interest. In practice, 50 values are used, 2 of these being zero and infinity. Then the range of ventilation-perfusion ratios between 0.005 and 100.0 is divided equally on the customary logarithmic scale into 48 additional compartments giving 50 in all. Next a starting guess is made for the distribution of blood flow with respect to ventilationperfusion ratio. In practice, we choose a smooth curve which covers the entire above-mentioned VA/Q range and which assigns rather more blood flow to the middle of the VA/Q range than to either end. However, as shown in the DISCUSSION, the shape of the starting guess is not critical and a variety of initial distributions will give final solutions which Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 Three examples of the overall retention-solubility relationship and excretion-solubility relationship in lungs with VA/Q inequality are given in Fig. 2, A and B, respectively. Eq. 4A and 4B are valid both for lungs containing regions that are totally unventilated (shunt) and totally unperfused (dead space). Shunt can be regarded as blood flow through a lung unit with a VA/() ratio of zero, in which the retention for all gases, from Eq. 2, is 1.0, while dead space corresponds to a unit with a VA/Q ratio of infinity, in which the retention is zero, also by Eq. 2. In Fig. 3A, the retention-solubility curves of a homogeneous lung with and without 20 % shunt are compared while in Fig. 3B the excretion-solubility curves for a homogeneous lung with and without 20% dead space are compared. The definition of dead space given above includes both the anatomic dead space and that fraction of the alveolar ventilation distributed to totally unperfused alveoli. If the anatomic dead space is not measured, the analysis to be described gives the total dead space ventilation, which is made UD of the anatomic dead space and unperfused al- lung 20% MEASUREMENT OF VENTILATION-PERFUSION 591 INEQUALITY c . l o C . @ . C . c C . Q . $ 0 . c l Q . 0 . 0.. 2 E c . Q 0 ? l c ccc E 0 ul .025 @ 0 . 00 0 0 Original 0 l Dlstrlbutlon L .OOOl Recovered . .OOl F Dlstributlon 61 8 I .Ol L 0.1 I .o 3 D ‘I B . Dlstrlbutlon 0 Orcgml Recovered ca Dtstrrbuhon . 0 0’ . 0. otJ* Q l Dlstributlon r 0 Or~gtnol Recovered Distrlbutlon 9 0 . . @ C’ c . FIG. 4. Four examples of recovered distributions of blood flow (closed circles) showing original theoretical distribution for comparison (open circles). In each case, the curve of fractional pulmonary blood flow plotted against \iA/Q is smooth with peaks and troughs corresponding to those of the original distribution. Recover-v is good for both narrow and broad functions. Note that in A, B, and C, there is no blood flow to unventilated alveoli, but, in D, there is 30%. .050 are indistinguishable from each other. Using this starting guess, the computer calculates the retentions of each of the six gases. This is possible because in each compartment the retention for each gas of known solubility is calculated from Eq. 2, and thus the overall retention from Eq. 3A. The computer then compares these calculated retentions with the measured retentions of the six experimental gases. This is done by calculating the sum of squares of the differences for each gas. Naturally this sum of squares will be large, so the computer then alters the blood flow in each compartment so as to reduce the differences between measured and calculated retentions. This is done by a gradient method with the constraint that no value of blood flow is permitted to become negative. By use of this new set of blood flows, retentions are again calculated, compared with the measured values, and once more the blood flows are altered to reduce even further the sum of squares. In other words, the differences between the measured and calculated retentions are successively reduced, the program being allowed to run until the sum of squares cannot be materially reduced any further. The number of iterations required varies from 400 to 4,000 depending on the nature of the VA/Q distribution under analysis. Some details of the entire process are given in APPENDIX I. The limits of the range of ventilation-perfusion ratios between 0.005 and 100 are dictated by the solubilities of the least and most soluble gases. Thus, because of the finite solubility of sulfur hexafluoride (0.0009 ml/l00 ml per mmHg), regions with a VA/~ ratio of less than 0.005 cannot be distinguished from regions whose VA/Q ratio is 0. Similarly, since the solubility of acetone is finite (40 ml/l00 ml per mmHg), regions whose VA/~ ratios exceed 100 cannot be separated from regions with an infinite \iAla ratio. Although the analysis is performed using 50 compartments, there are always fewer than 50 compartments in the final solution in which the blood flow is greater than zero. In any particular example, the number of compartments which do have positive blood flow is unknown initially and is selected by the numerical procedure. By using 50 compartments, a balance is achieved between the ability to locate and describe the modes of the distribution, and can, however, be made computing costs. The analysis using any number of compartments. Theoretically, once the set of blood flows has been determined from Eq. 4A the set of ventilations could be calculated directly from the product of blood flow and VA/Q ratio in each compartment. In practice, however, when the VA/Q ratio is high, a very small error in blood flow will produce a large error in calculated ventilation, so that more accurate results are obtained when Eq. 4L4is solved for blood flow, and Eq. 4B is solved independently for ventilation. Empirically this method is successful as demonstrated in the RESULTS section of this paper and particularly in Figs. 4-7. It will be shown there that it is possible to recover a range of artificial distributions accurately including unimodal and bimodal distributions with both wide and In addition distributions containing narrow dispersions. dead space and shunt can also be accurately recovered. The question arises as to how it is possible to recover 50 compartments with far fewer independent equations. The answer to this is not clear and we do not propose to consider it in any detail in this paper. However, it is probably not correct to regard each individual compartment as being completely independent, though the formal relationship between the compartments is not clear. It also seems likely that the retention-solubility curve has special properties Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 .025 592 WAGNER, AND WEST VA/Q VA/d FIG. 6. Effect of number of compartments on recovery of a bimodal distribution. In each case the original distribution is shown by the unbroken line, while solid points are those determined by the analysisEven with 10 compartments, original curve is being followed closely, so that with 50, the function is adequately described. .045 a. r .0 0. P .oCl 0 . 0 . 0 . 0 0 . . . . 0 . 0 0 . 0 0 . 0. 0 . l oa . Recovered Dlstrlbutlon . A ., @I’1 3 7 0 . . .’ 3 a 0 3 Dtstrlbutlon Orlginol 0 cloa . 1 1 . . . l . Ortgmal Dlstrlbutaon Dlslrlbutlon aLI Recovered . FIG. 7. Effect of choice of VA/Q ratios. Open and show separate analyses of the same bimodal distribution with interdigitating sets of VA/Q ratios chosen equally logarithmic scale. Same curve is recovered in each case. closed circles recovered apart on a 06 r o Orlolnol ,Ibutton Dacrlbutlon Recovered Orqnol Dlstrfbutlon ., . . 0 1Y&6 01 10 01 100 VA/6 J 1000 3 I@ 00 1.. oOOl*= . 01 Dlstrlbutlon Recovered -. . IO too 1000 C‘ L \iA/6 FIG. 5. Four examples of recovered distributions of ventilation (closed circles) showing the original theoretical distributions for comparison (open circles). In the distributions shown in A and B, there are no totally unperfused alveoli, but in C and D, in the original distribution, 30% of ventilation is to unperfused alveoli (dead space). In all cases, adequate recovery of the distribution has been achieved. test distributions were chosen, including narrow and broad types with single and double modes, and distributions including shunt and dead space. For both unimodal and bimodal distributions, the effect of carrying out the analysis using different numbers of compartments was examined, and for one bimodal distribution, the effect of using a different set of VA/Q ratios (still equally spaced logarithmically) was investigated. Finally, effects of ordinary experimental errors in the data were assessed using known theoretical distributions and actual errors determined from the measurement of inert gas concentrations in experiments with dogs. RESULTS Recovery of theoretical recovery of distributions distributions. Four examples of the of blood flow are given in Fig. 4, Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 which help to make possible the type of solution described here. APPENDIX II shows that all retention-solubilitv curves or excretion-solubility curves have no maximums, minimums, or points of inflection throughout the finite range of solubility. This means that the curve is tightly constrained between the actual data points. This behavior might be contrasted with that of a high-order polynomial where an infinite number of very different expressions could satisfy the actual six data points while exhibiting very different behavior in the regions between these points. Thus, it may be that while the 50 compartment solution found by numerical analysis is not mathematically unique, all the possible solutions lie very close to each other. At anv event we shall show that it is possible to recover model distributions with a high degree of accuracy. Calculations. The program is written in Fortran and has been executed on both Control Data 3600 and Burroughs 6700 digital computers. For a 50-compartment analysis with six gases, execution time on the CDC 3600 is about 50 s. This includes the solution for both blood flow and ventilation, and the prediction of arterial Po2 and Pco2 from the recovered distributions. Before the program was used to recover distributions from experimental data, its ability to recover known distributions was tested extensively using many theoretical distributions of ventilation and blood flow. To accomplish this, mixed arterial and alveolar concentrations were computed for each gas according to the given distribution, and these values were used as data for the program. For the solution to be satisfactory, the recovered distributions and original distributions had to correspond closely. Several SALTZRIAN, MEASUREMENT OF VENTILATION-PERFUSION 593 INEQUALITY arterial samples are handled similarly, many errors will be avoided that would arise if absolute concentrations were required. However, there will still be ordinary experimental error in determining the retentions and excretions. Single sourious points are ea sily recognized beta use of the requirement that the curve be smoothly monotonic, and will have of measurement of concentration was determined for eight gases by dividing a blood sample previously equilibrated with these gases into six aliquots. Their concentrations were measured in e ach sample and from each set of measurements the retention and excret ion that would exist according to two known theoretical distributions were computed. Retention-solubility and excretion solubility curves were then constructed using a) mean retentions and excretions, b) alternating mean & two standard deviations of a single observation, and c) alternating mean =f two standard deviations. For all six situations, the distributions of blood flow and ventilation were subsequently recovered and compared with the original distributions. The results are shown in Fig. 8. It can be seen that the degree of error present under actual conditions of measurement produces little change in the shape of the curves (Fig. 8, ‘4 and C) and little change in the distributions recovered (Fig. 8, B and D). In particular, measurement error is small at both ends of the spectrum of solubility and therefore estimates of both shunt and dead space will be still less affected. We conclude that the shape of the retention-solubility and excretion-solubility curves is the major factor in determining the characteristics of the distributions of blood flow and ventilation, respectively (see also Fig. 3), while measurement errors on the other hand will give rise to little inaccuracy, both when the distribution of VA/Q ratios is normal and abnormal. DISCUSSION Selection of gases. To afford maximum resolution between regions with low VA/Q ratios and shunt on the one hand and between areas with high \;TA/Q ratios and dead space on the other, a poorly soluble and highly soluble gas, respectively, are required. With sulfur hexafluoride, VA/Q ratios as low as 0.005 can be distinguished from shunt, while with acetone, VA/Q ratios as high as 100 can be separated from dead space. These limits were defined using theoretical distributions containing units with both very low and very high \iA/(jratios. Gases of intermediate solubility are required to define the retentions and excretions between the extremes. Their solubilities should be chosen so as to evenly divide the solubility range, thus permitting all sections of the retention-solubility and excretionsolubility curves to be defined. It is difficult to state the minimum number of gases required for a satisfactory analysis, but in theoretical studies six well-placed gases adequately define the curves, so that given and recovered distributions correspond closely. Gases that could be used are shown in Table 1 together with their blood: gas partition coefficients at 37°C. The six gases used routinely are: Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 and four examples of the recovery of distributions of ventilation in Fig. 5. It can be seen that correspondence between the original and recovered distributions was very satisfactory in all cases. In particular, the shape and dispersion of the curves were accurately determined, so that the mean and standard deviation of the recovered and original curves agreed to within 1 %. Broad distributions with a single mode can be recovered with a smaller number of iterations of the numerical process than either narrow distributions or bimodal types. Therefore, in analyzing a given set of data, the number of iterations required for the solution should be judged by failure to further improve the result appreciably with more iterations as judged by the residual sum of squares. When data corresponding to a truly homogeneous lung are analyzed, the numerical technique returns a distribution that is almost but not quite homogeneous. The narrowest distribution that could be accurately recovered was therefore determined, and found to be one which would give rise to an alveolar-arterial O2 difference of 5 mmHg. This is within the range of normality. Such a distribution, if logarithmically normal, would have a log standard deviation of 0.3. Comklvtment number. Although the numerical technique can be executed using any number of VA/Q ratios, an adequate pictorial representation requires some minimum number of compartments. The greater the number of modes, the more compartments will be needed, but the precise number for a particular distribution is difhc.ult to define. As more compartments are used, the distance between adjacent compartments is reduced so that the location of the distribution can be achieved more accurately, but the computing costs rise at the same time. In Fig. 6 is shown the result obtained using diflerent numbers of compartments for a given bimodal distribution. It can be seen that as long as there are sufficient compartments to follow the contours of the curve, adding compartments simply results in a scaling change on the ordinate, with little improvement in description. In particular, the shape and position of the recovered curve is not affected. This was also the case for unimodal distributions. Based on these considerations, there will be some intermediate number of compartments that is most practical. In general, this has been found to be 50, and this number is now used routinely. C/lojce of VA/Q ratios. A given bimodal distribution was recovered using two sets of 50 compartments whose interdigitating VA/~ ratios were equally spaced logarithmically along the VA&, axis. It can be seen from Fig. 7 that the shape did not depend on the choice of VA/Q ratios. In fact, it has been found that if a set of VA/Q ratios which are not equally logarithmically spaced is used, the recovered mean and standard deviation are within 1 % of the values of the given distribution, although the pictorial representation of the distribution depends on the manner in which the spacing of compartments is allocated. In such a situation, the cumulative frequency distribution curves of the given and recovered distributions do correspond closely. Effects of experimental errors. Because only ratios of gas concentrations are needed, rather than absolute values, experimental errors are reduced. Since the expired and 594 WAGNER, . SALTZMAN, AND WEST 0 X ox l . 0 ox 0 MEAN l MEAN x MEAN t2SD -2SD X l . 0 X 0 l X . ox . ox. oxOX 0 X 0’ OX 0:x I .o 0.1 SOLUBILITY, ml /IO0 /mm 100.0 h/b Hg .08 D I 0 MEAN l MEAN MEAN--SD x + 2SD x 2 x0 9 ; zx t t3 .x 0 .x 3 . : . J I .8Ol 8 10.0 0 . 4 .Ol SOLUBILITY, 0. I ml / IOOml IO IO.0 i/A/O / m m Hg sulfur hexafluoride, ethane, cyclopropane, halothane, diethyl ether, and acetone. The others in Table 1 are alternatives whose choice would depend on the conditions of measurement. Limitations of method. The use of a large number of compartments and small number of gases imposes certain limitations. First, the maximum number of discrete modes that can be described has been found to be three, which is consistent with the use of just six gases. When only one mode was present in the given distribution, its mean, standard deviation, and skewness could be accurately determined as long as the log standard deviation exceeded 0.3, as discussed above. When two modes were present, the position, dispersion, and relative height of each mode could be established adequately. When three modes were given, their existence could be identified although the regions between the modes were not accurately described. In 30 experiments in both normal and abnormal dogs (some of which were suffering from lobar pneumonia, some from artificial or natural pulmonary embolism, and some from pulmonary edema), the maximum number of modes seen was two for either ventilation or blood flow. In addition, in 12 normal human volunteers the distributions were unimodal in every case, while in one patient with a lobar infiltrate the distribution of blood flow was bimodal. Second, only smoothly contoured curves can be described, but since we assume that real distributions are smooth, this is not seen as a disadvantage. Finally, isolated values of blood flow or ventilation in any one compartment TABLE 1. Gases suitable for use in method Formula Gas Sulfur hexafluoride Methane Ethane Freon 12 (Dichlorodifluoromethane) Cyclopropane Acetylene Fluroxene Halothane Diethyl ether Acetone * Measured t Measured SF6 CH4 C2Hs CClpF2 C3H6 C2H2 C4F3H 50 CzFsBrCIH (C2H (CH3) 5)20 2CO in this laboratory in this laboratory MO1 ivt. Blood: Gas Partition Coefficient (37 “C) 146 0.0076 16 30 121 0.038* 0 092* 0:26t 42 26 126 197.5 74 58 (human (dog blood). 0.415 0.842 1.37 2.30 11.7t 333 blood, mean (20;) (16) (12) (23) (15) (33 of 8 subj). should not be regarded as having meaning on their own. Rather, the use of many points is a means of indicating the shape and dispersion of the distribution. The advantages of such an approach are that neither the mathematical form of the distribution nor the number of modes need to be known prior to the analysis, so that distributions of many different types can be described. Choice of initial distribution. Since the numerical procedure is an iterative one which commences from some starting guess at the solution, the effect on the results of choosing Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 FIG. 8. Effects of experimental errors on recovery of two theoretical distributions. Using errors derived from actual measurements, corresponding errors in retention for each gas were computed (A and C) and distributions corresponding to these various curves were recovered (B and 0). There is relatively little change in shape or position of either distribution even when curves two SD away from the mean are used. Effects on distributions of ventilation caused by the same errors in excretion-solubility plots are very similar. . Ox MEASUREMENT OF VENTILATION-PERFUSION 595 INEQUALITY z MIXED F z VENOUS F 8 - 0.10 ii -J a ik RETENTION F 2 MIXED TIME ARTERIAL OF INFUSION. min RETENTION 5I- 0’ 0 FIG. 9. Theoretical venous partial pressure (B) during continuous severe VA/Q inequality its equilibrium value librium very rapidly. computations. I 25 1 50 1 75 I too time courses of retention, and arterial and mixed of sulfur hexafluoride (A) and diethyl ether infusion of the gases. In this analysis, there is in the lung. SF6 retention has almost reached by 20 min while that for ether reaches equiPeripheral tissues uptake is considered in the this being the ratio of cardiac output (6 l/min) to functional residual capacity, (3 liters) although it is possible in practice that the ratio may be lower in units with low VA/Q. Calculations were made from the tissue dimensions given by Eger (7). Figure 9B shows similar calculations made for diethyl ether. In both cases, the time course of retention was also computed neglecting uptake by peripheral tissues, and although not shown, these were indistinguishable from those in Fig. 9, L4 and B. It may be seen that in the presence of severe VA/Q inequality, even SF6 reaches a retention of 0.050 in 20 min (the equilibrium value being 0.056). This small absolute difference is within thei limits of experimental error. It is of interest that, although the venous and arterial concentrations for ether change slowly, calculated retention rapidly reaches a constant value. We conclude that unless there is a large amount of lung volume and blood flow associated with regions whose VA/Q ratios are very low, virtual equilibrium for all gases in the lung will be reached within 20 min of commencing the infusion. In the experimental situation, timed samples can be drawn to determine that equilibrium does in fact exist. At the usual infusion rate of 5 ml/min, the total fluid load to the patient from a 20-min infusion is 100 ml. Henry’s law. Eq. I and all subsequent equations depend on the abeyance of Henry’s law over the range of partial pressures encountered. This means that concentration and partial pressure are linearly related. Maharajh and Walkley (2 1) recently reported the failure of oxygen and nitrogen to Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 different starting distributions was examined. Four such starting points were used, three of which were smooth functions. The fourth was a grossly irregular oscillating function such that if in any one compartment the blood flow or ventilation were small, that of the compartments immediately preceding and following were large, and vice versa. The three smooth curves were 1) horizontal, so that blood flow and ventilation was the same in every compartment, 2) log parabolic, so that blood flow and ventilation at the extremes of VA/Q was very large, while that in the middle of the range was very small, and 3) inverted log parabolic, so that most of the ventilation and blood flow was in the physiological range of VA/Q. For each of the three smooth starting distributions, the resulting solutions were indistinguishable from one another, and the correspondence with the given distributions was as close as depicted in Figs. 4 and 5. This was true for both narrow and broad distributions. Even when the irregular starting point was used, the solution was adequate in that the mean and standard deviation of the original and recovered curves were within 1 % of each other. When the recovered distribution was plotted, the contours were irregular, the points oscillating about the given smooth curve. Thus an adequate solution for smooth distributions will be obtained from a smooth starting distribution even when that starting point has a shape grossly different from that of the real curve. It should also be noted that the same starting point (inverted log parabola) was used in every case depicted in Figs. 4 and 5. Since it is assumed that the distribution to be measured is smoothly contoured, then by choosing a smooth starting guess, the result will be appropriate and not dependent on the shape of the initial guess. Assumptions of steady-state conditions. Eq. 1 and hence all subsequent expressions explicitly depend on the existence of steady-state conditions as defined earlier. This means that the ratio of arterial to venous and alveolar to venous partial pressures for all gases must be constant, though it is not necessary for the absolute partial pressures to be constant. It is well known for example, that arterial and venous concentrations of halothane and ether may not reach constant values for many hours following the onset of continuous administration (8). The factors that affect the rate at which equilibrium in lung units is reached are the blood: gas partition coefficient of the gas concerned, the VA/Q ratio of the lung unit, and, separately, the blood flow per unit gas volume in that lung unit. It can be shown that a poorly soluble gas in a lung unit whose VA/Q ratio and blood flow per unit volume are both low will take the longest to equilibrate. Factors such as the fluid volume and blood flow of the tissues and the various tissue: blood partition coefficients have almost no effect on the rate of attainment of equilibrium in the lung, although they are critical in determining the rate at which absolute gas concentrations change in the blood. In Fig. 9A are shown the rates of change of retention, and of arterial and mixed venous partial pressures of the poorly soluble gas SF6 in a lung with severe VA/Q inequality assuming equilibration between alveolar gas and lung tissue. The VA/Q distribution is that shown in Fig. 4B. Blood flow per unit volume was taken to be 2.0 in all VA/Q units, 596 WAGNER, Mlxed Venous Point \ s Alveoloi P;lnt TIME ALONG CAPILLARY, set FIG. 10. Time course along the pulmonary capillary for a gas of extremely high molecular weight (halothane) expressed as percentage change from mixed venous to alveolar pressure. Five such courses are shown, for normal and several values of reduced membrane difFor convenience, diffusing capacity is labeled in fusing capacity. terms of that for oxygen in ml/min per mmHg. Even when Dmo, is only 2 ml/min per mmHg (5yo of its normal value of 40 ml/min per mmHg) equilibration is 98.9% complete in 0.75 s. AND WEST O- 6Severe combtned serves 6- Severe .OOl 01 BLOOD : GAS FIG. 11. Effects equality on inert comparison. Both the retention-solubility has greater effects solubili ty curve. I series IO PARTITION lnequollty alone 100 100 COEFFICIENT of severe series and parallel gas retention. *4 homogeneous forms increase the retention curve remains smooth. than series on the displacement forms of VA/Q inlung is shown for of any given gas, but Parallel inequality of the retention- the gas phase exists, and this would impair the elimination of gases with high molecular weight. The measured retentions would be artificially high and the resulting VA/Q distribution would be in error. Adaro and Farhi (1) have recently reported in abstract that the elimination of acetylene (mol wt 26) is 8 %, higher than that of monochlorodifluoromethane (mol wt 86.5) in dogs in spite of their similar solubilities. The eight gases in Table 1 have molecular weights ranging from 16 (methane) to 197.5 (halothane), and if there are measurable effects of gaseous diffusion limitation, halothane, fluroxene, and SF6 retentions would be artificially high. We have looked carefully for evidence of this in approximately 20 experiments with these gases. No irregularity of retention has been observed, all points lying on a smooth curve. Continuous ventilation und perfusion. Retention calculated from Eq. I is based on constant alveolar tensions. This implies continuous rather than tidal ventilation and steady perfusion of all lun g units. Since in reality neither ventilation nor perfusion are constant, it is important to determine any effects of this on the analysis. Models of gas exchange incorporating cyclic ventilation and perfusion have been examined at a variety of breathing frequencies, and the elimination of several gases compared with those predicted bv Eq. I (W. E. Colburn, personal communication). At a frequency of lO/min, for all gases, the elimination in the tidal model differed from that in the continuous model by a maximum of only 0.5 %. As the frequency was increased, agreement between the models became closer. These results justify the use of the continuous model, and this greatly simplifies the analysis. of the model is Inspired gus composition. An assumption that the inspired gas of all lung units contains none of the gases being measured. All lung units will inspire gas from the anatomic dead space, but it is not possible to take this into account in the calculations. If lung units with high VA/Q ratios inspire some dead space gas contributed to by units with lower VA/Q ratios, the alveolar concentration of all gases in these units will be artificially elevated resulting in an effectively lower VA/Q ratio from the point of view of gas exchange. To the extent to which this occurs, this is a source of error in the present method, and will lead to an underestimate of the ventilation and blood flow to high VA/Q ratio units. Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 obey Henry’s law over a I-atm range of partial pressure. In the present situation, the maximum arteriovenous partial pressure difference of the infused gases is less than 1 mmHg. Over this small range, any change in solubility must be very small. Measurements in dogs and man with each of the gases shown in Table 1 reveal no differences between partition coefficients in arterial and venous blood. However, solubility will depend to varying degrees on hemoglobin, hematocrit, temperature, protein, and lipid levels. It might therefore be necessary to measure solubility in the individual situation. D$kion across alveoh-cu@lary membrane. Also implicit in Eq. I is the assumption that for each gas, the partial pressures are the same in both end-capillary blood and alveolar gas. Forster (11) calculated that the time for 99 % equilibration for nitrogen along the capillary was about 0.01 s under normal conditions, and since the transit time along the capillary is of the order of 1 s, he concluded that the assumption of equilibration is reasonable. We have examined the factors affecting diffusion and calculated the time courses of the gases in Table 1 under conditions of normal and reduced diflusing capacity. Because of Henry’s law, the time courses are exponential. When expressed so that the venous to alveolar difference is always 100 %, the time courses are independent of absolute values of either the venous or alveolar tensions. As diffusing capacity is reduced and molecular weight increased, the rate of equilibration is less, but even when the membrane diffusing capacity for oxygen (Dmo2) is only 2.0 ml/min per mmHg and halothane (mol wt 197.5) is considered, there is only a 1 .l % reduction in gas transfer compared with that when diffusing capacity is infinitely great. Figure 10 shows time courses for halothane when the Dmo2 is both normal and reduced. Since halothane represents the worst case, it appears justifiable to neglect alveolar-capillary diffusion impairment for inert gases. Transport of gas from alveoli to the atmosphere. Eq. 1 assumes that the only factors affecting the elimination of a gas are the solubility of the gas and the VA/Q ratio of the lung unit concerned. It is possible that diffusion limitation in SALTZMAN, MEASUREMENT OF VENTILATION-PERFUSION 597 INEQUALITY APPENDIX ,tfethod If F = then Eq. 1,000 I can . 273 + body temp 273 + room temp be rewritten with Pv can be isolated R=-= 5. These 8. From sum of squares PH20bodytemp in ml/min, = lO.Qt&[Pa from this equation, - and BTPS: Pii] retention Pii 1 PT FJ?E-PE C 1o.Qt.S. equations Eq. 4A : are (PB those - PH~O,,,,)*Pii described by Eq. found: 1 4A. of differences iA1 = Thus, ment . (J = sides 1 ~~~~~~~~~~~~~ PH~%orn) l+ Step Step - PB - both F-\~E-PE P B - PB S = ’ A 2 [& $t;Q) - Qt’Ri] the partial derivative of s with respect to Qj in the jth is given in Eq. 5, noting that in the present formulation, 1, N) is a set of constants. compartVj/‘Qj, I of Solution for Distribution of Blood Flow The solution for the distribution of ventilation exactly parallels for blood flow and will be omitted here for clarity. The steps involved in the solution for blood flow are as follows: I. En&number of gases (h(I) and number of \jAIQ compartments N 2. Enter solubilities, and arterial and expired partial pressures for each gas, and additional data including VE, Qt, anatomic dead space 3. Calculate retention (arterial-to-venous ratio) for each gas 4. Set up N-2 values of VA/Q between 0.005 and 100.0 (equally spread along a log scale), and add one compartment with \jA/ Q = 0.0 and one with VA/Q = CZI 5. Formulate M equations in N unknown blood flows, corresponding to N compartments 6. Set up initial guess at the set of N blood flows (a convenient initial guess is a low broad inverted parabola) 7. Calculate sum of squares of differences between observed and predicted retentions 8. Calculate for each compartment the partial derivative of this sum of squares with respect to blood flow 9. Alter the blood flow in each compartment so that according to the sign and size of the partial derivative found in step 8, the sum of squares is reduced 10. Test for lack of significant further reduction in sum of squares and change in blood flows; if reduction continues, go to step 7; otherwise to II II. Print and plot blood flow (Y axis) and \iA& ratio (X axis) for each compartment 12. Determine end capillary 02 and CO2 contents for each compartment using Kelman’s subroutines and thereby compute the mixed arterial PO:! and Pco:! 13. stop that Thus, for any given value (i.e., initial guess) of Qj the partial derivative can be evaluated. Step 9. From any preceding value of Qi, the new value is found from Eq. 5 as follows. a) The direction in which Qj should be altered depends on the sign of &/aQj. If the sign is positive, Qj must be decreased and conversely Qj must be increased if the sign is negative. b) The magnitude of the change is also found from Eq. 5, by summing all the small changes As that would result from a small change AQj in each compartment and scaling this sum to the current value of the sum of squares. This is sufficient constraint to allow computation of the new Qj in each compartment. Because a change in blood flow in any one compartment affects the partial derivative in all other compartments, this approach does not yield the correct solution in just one pass. Rather, due to this interdependence, many iterations are required. Note that theoretically it is possible to solve the system directly withou! an iterative procedure by writing N simultaneous equations as/aQj = 0, (j = 1, N) in the N unknown blood flows. This, being a square system, should be directly solvable, but in practice, it is so poorly conditioned that the solution cannot be found. APPENDIX II Properties Solubility of Relationships and Between Between Retention Excretion and Solubility It has been established gas with partition coefficient R in the X text X + E where S is solubility measured in ml/min, VE.FE = in ml/100 LHS BTPS; lO*QtS[Pi? ml blood in l/min, - expired partial partial pressure ratio. The ATPS. mmHg, as in the text. of R with respect to X in Eq. 9: 4A . . Vj/Qj and PB), that 1 1 to X is given for any (6) (7) in Eq. 8, and (8) Pa] per using the same notation The first derivative that for E with respect (Eq. Qx Notes Step 3. Calculation of retention from arterial and pressures requires computation of the mixed venous since retention is the arterial-to-venous concentration Fick principle is used. and BTPS. RHS is Downloaded from http://jap.physiology.org/ by 10.220.32.247 on July 28, 2017 We have formulated a model of series inequality for inert gases based on that developed for O2 and CO2 (3 1). This examines the situation in which the inspired gas of some lung units comes from other units already participating in gas exchange. Although series inequality resulted in impaired gas exchange, the effects were much less marked than with comparable degrees of parallel inequality of ventilation and blood flow. Figure 11 shows the retentionsolubility curve for a homogeneous lung, a lung with severe parallel inequality alone, one with severe series inequality combined series and parallel inalone, and one with equality. The parallel distribution is logarithmically normal with a log standard deviation of 2.0 while the series distribution is one in which 99 %I of both ventilation and blood flow are partitioned to the parasitic compartment. Both distributions produce severe hypoxemia (31). However, since series and parallel inequality both increase retention of gases, they can be handled by the analysis when present together although the resulting distribution cannot at the present time be separated into its “series” and “ parallel” components. 598 WAGNER, The second spectively, derivatives of R in Eq. 10 and II: and E with respect to X are given, re- d2R -=-c-h2 d2E -dX2 For all - gases, and x > For all possible and in at least Vj> 0.0; Qj one > 2 0.0; 0; Qk order to have the existence Therefore, from Eq. 3, from Eq. Vj/Qj compartment, dR dX and from Eq. 2 0.0; j = 0; and vk/Qk > 0 of gas exchange. > 0.0, o<x<@J 4, > 0.0, distributions, both R and E are monoof X in the finite range. Thus, as X inalways increase, and never decrease or d2R dA2 < 0.0, o<x<oo d2E dX2 < 0.0, o<x< 00 This proves that not only are R and E both monotonic, but that these functions can have no points of inflection throughout the finite range of X. It is this behavior of the retention-solubility and excretionsolubility curves which greatly restricts the amount of variation that can occur in the regions between actual data points. The authors express appreciation for the helpful advice Evans at many points in the development of this method. This study was supported by Public Health Service 13687-02 and HL-0593 l-02 and by National Aeronautics Administration Grant NGL-05-009109. of Dr. Grants and John HLSpace o<x<w Received for publication 2 August 1973. REFERENCES 1. ADARO, F., AND L. E. FARHI. Effects of intralobular gas diffusion on alveolar gas exchange (Abstract). Federation Proc. 30 : 437, 197 1. 2. BALL, W. C., P. B. STEWART, L. G. S. NEWSHAM, AND D. V. BATES. Regional pulmonary function studied with xenonl33. J. CZin. Invest. 41 : 519-53 1, 1962. 3. BRISCOE, W. ,4. A method for dealing with data concerning uneven ventilation of the lung and its effects on blood gas transfer. J. AppZ. Physiol. 14 : 29 l-298, 1959. 4. 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