Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 Psychological Ownership and the Individual Appropriation of Technology James Gaskin Case Western Reserve University [email protected] Abstract We use information technology to accomplish a significant portion of our daily tasks. The way individuals choose to use technology varies as much as the outcomes of their usage. Appropriation – the way that people choose or learn to use technology – has been explored at a group level to explain group behaviors and performance. Although appropriation antecedents and outcomes have been investigated in many studies, none has attempted to explain the motivations or factors influencing the individual appropriation of technology; nor has extant research discovered the impacts resulting from individual appropriation. In this exploratory paper, we inquire within this gap by arguing that appropriation and psychological ownership are theoretically equivalent. This new theoretical connection suggests potentially significant antecedents for individual appropriation, which have been overlooked. 1. Introduction Research on technology usage to date has largely focused on technology acceptance [e.g., 1, 9, 6, 8, 13, 43]. Variations on the technology acceptance model (i.e., TAM, TAM II, UTAUT) are primarily concerned with getting people to adopt new technology. “Computer systems cannot improve organizational performance if they aren't used. Unfortunately, resistance to end-user systems by managers and professionals is a widespread problem. To better predict, explain, and increase user acceptance, we need to better understand why people accept or reject computers.” [8, p. 982]. Twenty years ago, the use of information technology (IT) in business environments was still in a formative period. Thus, the focus on increasing general acceptance of IT was understandable and valuable. But, in the technology rich environments of today, this issue is largely passé – managers and knowledge workers must use technology in order to conduct their Kalle Lyytinen Case Western Reserve University [email protected] daily business. Nearly every business professional of today has, willingly or not, adopted IT. We contend that the locus of study now should not be whether they adopt technology, but how they use it to get the job done. Accordingly, in this paper we formulate a model for the individual appropriation of technology (IAT). The appropriation of technology has been a notable area of research in information systems (IS), but this discourse has almost exclusively been at a group, or organizational level [see e.g., 14, 31]. Furthermore, studies interested in factors affecting appropriation have focused on external influences rather than internal influences [e.g., 30]. Though external influences such as institutional structures, social norms, and task context [14] clearly have an influence on an individual’s appropriation behaviors, internal influences, such as desire for control and pleasure, must also play a role – and possibly a greater role, because individuals use many IT tools voluntarily and they expand their use based on intrinsic motivations. Thus, group level appropriation studies need to be supplemented with studies focusing on individual behaviors, if we want to truly understand the effective use of IT at an individual level. Likewise, individual level impacts resulting from appropriation remain unexplored in the literature. However, individual level impacts resulting from technology usage (such as job satisfaction, competency, and commitment) have been shown to have positive effects on performance [25], and thus, ought to be analyzed. In this paper we adopt psychological ownership as a framework for studying the individual appropriation of technology. Psychological ownership refers to feelings of possession towards a target object [35]. It is a sense of “mine.” Similarly, appropriation is the extent to which users “take possession” of a technology by making it their own [7]. Users take possession of technology by using it in ways that best suit their needs; using some features, neglecting others, and even creating new uses unintended by the designers [33]. Psychological ownership and appropriation are both interested in what motivates possession and what the consequences of the possession are. Thus, in this paper 978-0-7695-3869-3/10 $26.00 © 2010 IEEE 1 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 we make a new theoretical connection between these two concepts. Research on the antecedents and consequences of the individual appropriation of technology has been surprisingly lacking. No theoretical explanations have been offered to explain the motivations and consequences of the appropriation of technology at the individual level. Thus the research questions we are pursuing are whether there is a theoretical model that helps explain the motivations and consequences of the individual appropriation of technology, what internal factors affect the individual appropriation of technology, and what individual impacts may result from the individual appropriation of technology. We propose that the individual appropriation of technology has its foundation in the theory of psychological ownership. The next section of this paper examines the theory of psychological ownership as well as related theories on possession. This is followed by a review of the concept appropriation and its uses in the literature. The antecedents and consequences of psychological ownership are then applied to the individual appropriation of technology. Gaps in the research are pointed out and recommendations for future research are offered. 2. Literature Review This section discusses and reviews theories and literature related to psychological ownership and possession as well as extent research on appropriation. 2.1. Possession and Ownership Theories on ownership and possession originate from research in psychology [4, 15, 20, 19, 28, 38], marketing [5, 2, 17, 27], and management [16, 36, 42]. Our study is interested mainly in the psychological stream to help understand motivations for ownership, and the management stream to help understand the possible consequences of ownership on individual behaviors in a management context. Marketing research on ownership and possession mainly focuses on brand loyalty, which is not within the scope of our interest. There are various reasons for acquiring, obtaining possession, or seeking to own something. Furby (1978) – a seminal piece on possession [41] – conducted openended interviews with 270 culturally diverse individuals of varying socio-economic status, and aged from kindergartners to 50 year-olds, for the purpose of understanding motivations for possessive behavior. A careful content analysis extracted consistent reasons for possessive behavior resulting in 29 main reasons. The two most common reasons unaffected by any demographic factor included "(a) to make possible certain activities… convenience, or enjoyment… and (b) positive affect for the object. Both of these factors were major reasons given at all age levels for why people have personal possessions" [20, p. 59]. So what does this tell us about people’s motivation for possession or acquisition? (We use acquisition to refer to the act of gaining possession, which results in ownership.) Possessions “make possible certain activities and pleasures… they enable one to affect desired outcomes in one's environment" [20, p. 60]. In other words, an individual is motivated to take possession of something because he feels that by taking possession he will be more able, or in a better position, to bring about more desirable results and more pleasurable outcomes within the contextual scope of the acquired object. For example, if I acquire a car, I am in a better position to go on dates – and this would likely lead to a “more pleasurable outcome” than if I had no car. Another reason for possession that was shared among all groups of Furby’s study, except the kindergartners, was a desire for control. By owning an object one obtains control over its usage. The work done be Deci and others [9, 10, 11, 12, 45] agrees that “human beings are motivated to affect and control their environment” [20, p. 60]. This is evident to anyone who has temporarily lodged at another’s residence. The transient lodger who does not “own” the residence feels much less in control of the goings-on in the residence, and acts primarily as an observer of all the happenings there. From a more technical perspective, if I acquire a smart phone I enjoy more autonomy over my communications and am less limited by location. For high school students and adults, “liking an object becomes a logical prerequisite to acquiring it" [20, p. 60]. Liking, or perceived enjoyment and satisfaction, is a logical antecedent to acquisition. The more you like something the more you want to have it. The study also found possession to be satisfying. Thus, once you acquire something, it is satisfying to own it [see also 35]. It is interesting to note that there are two consequences of possession that were peculiar to highschoolers and adults: “(a) possessions enhance social power and status, and (b) possessions help define individuality and are extensions of the individual" [20, p. 61]. Naturally, as one feels more of a sense of power through acquisition, and in a better position to influence his circumstances, he feels an enhancement of social power, or an increasing ability to influence social circumstances and outcomes. Furthermore, as early as the late 19th century, psychology research has argued that man feels that he is the sum and total of what he owns [23]. Thus, possessions become an 2 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 extension of man [35]. Lastly, high-schoolers and adults report that “possessions provide security" [20, p. 61]. One who owns a home and a car may feel much more secure than one who has neither. In a more abstract sense, one who “owns” his career, through accepting responsibilities and successfully performing work tasks, may feel more secure than one who does not “own” his career. Along these lines of psychological ownership (like “owning” your career), Vandewalle et al. (1995) did a study of 797 individuals to see what the consequences are of this abstracted ownership. Psychological ownership was found to be positively related to extrarole behavior. Extra-role behavior is “discretionary behavior that is not formally rewarded by the organization" [42, p. 212]. It is taking on extra responsibilities and spending extra time beyond what is expected, during one’s discretionary time, in order to contribute more to the organization [26, 40]. Vandewalle et al. (1995) report that “those with higher levels of psychological ownership were more likely to engage in extra-role behavior that benefits the organization" (p. 219). They also found that psychological ownership was significantly related to job satisfaction and commitment to the organization. These results were also confirmed by a study published in 2004 by Van Dyne and Pierce. Other research has also connected extra-role behavior of possession to performance [21, 41]. “Thus, it is possible to speculate that psychological ownership makes a difference because psychological ownership leads to organizational commitment; committed workers engage in extra-role behavior; and extra-role behavior contributes to higher performance" [42, p. 221]. Van Dyne and Pierce (2004) also confirmed these results and added to them organization-based self-esteem and organizational citizenship. White (1959) also found efficacy and competence to be related to a sense of psychological ownership. In summary, the extant literature on ownership and possession indicates that the antecedents of psychological ownership include: desire for autonomy or control, desire for pleasure, desire for security enjoyment expectation, and satisfaction expectation. The indicated consequences of psychological ownership include: satisfaction, control, social power and status, self-identity, security, extra-role behavior (productive use of discretionary time), job satisfaction, commitment to organization, organizational selfesteem, organizational citizenship, efficacy, and competence. Closely related to the concept of psychological ownership is the concept of appropriation – both are interested in the behavior of acquiring. In the next section we define appropriation in the context of information systems and provide a review of the literature discussing appropriation in the IS arena. 2.2. Appropriation In the IS context appropriation has been defined as "the way that users ‘take possession’ of a technology innovation over time" [7, p. 2], "the extent to which an innovation is changed during its adoption and implementation" [3, p. 497], and "completing design through use" [18, p. 3]. Orlikowski uses the concept of appropriation in many of her studies [31, 32, 33, 34]. "While users can and do use technologies as they were designed, they also can and do circumvent inscribed ways of using the technologies—either ignoring certain properties of the technology, working around them, or inventing new ones that may go beyond or even contradict designers’ expectations and inscriptions" [33, p. 407]. Likewise Poole and DeSanctis characterized how groups exhibit appropriation behaviors during the adoption of group support systems [14, 37]: “Appropriations are not automatically determined by technology designs. Rather, people actively select how technology structures are used, and adoption practices vary. Groups actively choose structural features from among a large set of potentials” [14, p. 129]. The common theme among these several definitions and uses of appropriation seems to be the concept of ownership. A user “takes possession” of a technology by choosing which features to use and “actively selecting how technology structures are used.” Users “own” the technology by deciding how they will use it. Their use of the technology then becomes part of their identity, or the way they work. When users appropriate features of a technology they take responsibility for the way the technology is used – effectively removing that responsibility from the designers; thus, appropriation is “completing design through use” because there has been a transfer of ownership from the designers to the users. This type of use would tend to increase one’s competence and familiarity with a technology. Appropriation has been primarily investigated at the group level. Two prominent examples of this are adaptive structuration theory (AST) [14] and technology adaptation [30]. Leveraging structuration theory [22] and the concept of appropriation, AST is a framework for studying variations in group work behaviors that occur whilst technologies are used. AST studies appropriation at an organizational level and explains 1) what affects appropriation and 2) what appropriation affects including, for example, decision processes. The way technology is used depends on the features and “spirit” of the technology (spirit is the “general intent” of the technology), the organization 3 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 and intergroup contexts, and the evolution of use of the technology (e.g., learning and adapting) [14, p. 126]. New structures for use emerge as the technology is used. Group decisions and outcomes depend on the appropriations made. Given ideal combinations of structures and use, desirable outcomes will result (efficiency, quality, etc.). Individual factors effecting appropriation and the individual impacts of appropriation are not within the scope of AST, as the focus of AST is on group behavior rather than on individual behavior. Majchrzak et al. (2000)’s model for technology adaptation is based on AST and they add to it elements from other literature: misalignment [29], malleability [24], and occurrence of discrepant events [39]. Technology adaptation proposes that discrepant events trigger appropriating behaviors in order to make decisions that will lead to positive outcomes, while preexisting structures (from AST) are changed and added to by emergent structures that come from appropriations. Malleability, or the adaptability afforded by the level of structural rigidness, moderates an organization’s opportunity to appropriate. The goal of technology adaptation is to demonstrate why appropriation occurs and what the consequences are at the level of the organization; therefore, no considerations were made for technology appropriation at the individual level. In order to measure the individual appropriation of technology, we must discover its antecedents and expected outcomes. Though a model of technology appropriation (MTA) has been suggested [7], no hypotheses or propositions accompany this model. The follow up to this model was recently presented by Fidock and Carroll (2006), though no scales for the appropriation of technology are suggested. In summary, appropriation is the psychological ownership of technology – the choosing of which features to use and how to use them – effectively taking responsibility for the way a technology is used. This concept of appropriation has been investigated primarily at a group level in studies such as DeSanctis and Poole’s AST [14] and Majchrzak et al.’s technology adaptation [30]. This focus on group level appropriation has left uninvestigated the individual factors affecting appropriation and the individual impacts of appropriation. In the discussion that follows we offer our support for applying the antecedents and consequences of psychological ownership to the individual appropriation of technology. 3. Discussion Appropriation is about “taking possession” [7, p. 2] of a technology, or “making it your own.” We propose that appropriation and psychological ownership are theoretically equivalent at the individual level. From the literature we observed that psychological ownership affects performance and individual impacts, and is motivated primarily by internal factors (e.g., desires for control, autonomy, pleasure, satisfaction, and security) [20]. However, IS research has overlooked internal factors as antecedents – rather favoring external factors to explain appropriation behaviors – due to the tendency to investigate appropriation at the group level where internal (to the individual) factors may be of less consequence. This myopic focus on the external may in fact be leaving out potentially more powerful antecedents of appropriation. In addition, in light of long standing research showing that individual impacts (like job satisfaction) have positive effects on performance gains [see 25 for an exhaustive list of job satisfaction Æ job performance studies], research on appropriation cannot afford to overlook the important role of the individual in technology appropriations. In this section we briefly discuss each antecedent and consequence of psychological ownership and its potential relevance and application to the individual appropriation of technology. See Figure 1. 3.1 Antecedents The literature on psychological ownership reveals five main antecedents: desire for autonomy or control [12, 20], desire for pleasure [20], desire for security [20], enjoyment expectation [20], and satisfaction expectation [20, 35]. Similarly, we expect each of these constructs to positively affect the individual appropriation of technology. In other words, we propose that each of these constructs helps to explain why individuals appropriate technology. A desire for autonomy or control [12, 20] over a technology and a task may induce an individual to engage in appropriation. For example, when an individual is not familiar with a technology, he may feel unable to control with consistency the outcomes of his use. His autonomy, with regards to the technology, may be lacking in that he may be unable to accomplish his will or intentions when using the technology. This would tend to increase his desire to gain control and autonomy [deci references] through exploration of the technological features and appropriation of those features. A desire for pleasure [20] when using a technology, or the ability to affect more pleasurable outcomes, may induce an individual to engage in appropriation. It is frustrating to feel like you can’t influence the outcomes of your use of a technology. A user may feel that if he can only gain some mastery over the technology he 4 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 would enjoy using the technology more and be able to feel better about the tasks he accomplishes with the technology. A desire for security [20] may induce an individual to engage in appropriation. Having not become familiar with the technology one is supposed to use to accomplish his work, he may feel insecure regarding Figure 1. Proposed antecedents and consequences of individual appropriation his ability to perform and deliver. This insecurity will lead him to explore and appropriate features of the technology in order to feel more secure in his work. An expectation of enjoyment [20] when using a technology may induce an individual to engage in appropriation. One may explore and appropriate features of a technology in order to achieve a level of competence that will result in more enjoyable use. It is much more enjoyable to use a technology competently than incompetently. This competence may only come after a user has engaged in appropriation. An expectation of satisfaction [20, 35] when using a technology may induce a user to engage in appropriation. It is satisfying to feel in control, secure, and competent when using a technology. A user may expect to enjoy this satisfaction once he has explored and appropriated the features of a technology to the extent that he feels in control, secure, and competent with it. 3.2 Consequences The literature on psychological ownership reveals several consequences: personal and object related satisfaction [20, 35], control [12, 20], social power and status [20], self-identity [5, 23, 35], security [20], extra-role behavior (productive use of discretionary time) [21, 26, 40, 41, 42], job satisfaction [41, 42], commitment to organization [41, 42], organizational self-esteem [41], organizational citizenship [41], efficacy [44], and competence [44]. Similarly, we expect each of these outcomes with regards to the individual appropriation of technology. In other words, we propose that individuals who engage in the appropriation of technology may expect to enjoy these consequences. We expect individuals who engage in appropriation to enjoy a sense of personal and object related satisfaction [20, 35]. Appropriation tends to increase one’s familiarity and competence with a technology. Competence is more satisfying than incompetence. Knowing that you can influence the outcomes of your use is also satisfying. We expect individuals who engage in appropriation to enjoy a sense of control [12, 20]. Individuals who have decided which features of a technology to use and how they will use them will feel much more in control of the outcomes of their use than those who have not done so. This is due to familiarity and experience with the technology – one is more able to predict the results 5 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 of his actions with respect to the technology when he has appropriated its features. We expect individuals who engage in appropriation to enjoy a sense of increased social power and status [20]. Appropriation will tend to increase competence. Those who have appropriated the features of a technology are better able to perform with the technology. Thus, they will enjoy a position of respect from the perspective of those who have not engaged in appropriation. They will be able to perform better than those around them, therefore they will enjoy a sense of increased social power and status which may be an unspoken perception or come in the form of actual promotion due to increased ability. We expect individuals who engage in appropriation to enjoy a sense of self-identity [5, 23, 35]. The way an individual uses a technology says something about him. Becoming competent with a technology also makes that technology an extension of oneself; it becomes part of one’s identity. Having become competent through appropriation, a user may include their competence with this technology on their resume because it identifies a part of him. We expect individuals who engage in appropriation to enjoy a sense of security [20]. One may feel more secure in his work if he has become competent through exploring and appropriating features of the technology he uses to accomplish his work. It is less likely he will feel insecure with regards to his performance with that technology. We expect individuals who engage in appropriation to also engage in extra-role behavior [21, 26, 40, 41, 42]. Extra-role behavior is using one’s discretionary time productively for the benefit of the organization. When a user is both competent with a technology and enjoys a sense of satisfaction when using it, it is likely he will not hesitate to engage in using it even when “off the clock.” This sort of behavior is similar to the motivation to participate in open-source projects. Though there are fewer extrinsic motivations than intrinsic motivations to contribute, the intrinsic motivations such as satisfaction, increased self-identity and feelings of recognition are sufficient to induce an individual to engage in productive work for others even during their “off time.” We expect individuals who engage in appropriation to enjoy a sense of job satisfaction [41, 42]. Those who have become competent through appropriation are satisfied when they use the technology, and therefore, they will be more satisfied with work. They will also feel more secure and in control. These feelings are likely to lead to more job satisfaction than less. We expect individuals who engage in appropriation to exhibit a greater commitment to the organization [41, 42]. If employees are engaging in extra-role behavior and are enjoying a sense of job satisfaction, as proposed earlier, they are also likely to greater commitment to their organization than those who have not received these benefits through appropriation. Organizational self-esteem [41] refers to one’s confidence in the organization’s performance ability. As one becomes more confident in his own abilities through appropriation, he may extrapolate that confidence to the organization. If he is confident in his performance, he may be more optimistic about the company as a whole. Organizational citizenship [41] refers to one’s sense of individual contribution to the organization. Logically, as one increases his abilities through appropriation he will also feel better about his ability to contribute and perform. We expect individuals who engage in appropriation to enjoy a sense of efficacy [44]. Efficacy refers to one’s effectiveness. As one increases his familiarity and abilities through appropriation he will also feel more effective with the technology. Lastly, we expect individuals who engage in appropriation to enjoy a sense of competency [44]. As one chooses which features to use and how to use them, he will become more familiar with the capabilities of the technology and more confident in his ability to use the technology. Thus, he will become a more competent user. 4. Limitations and Future Research The focus of this study has been to review and compare psychological ownership and the individual appropriation of technology. Appropriation at the individual level has not been thoroughly examined by IS researchers, thus we have been required to make some assumptions regarding the effects of appropriation. Our major assumption is that appropriation increases competency. This assumption is explained in the previous section. But it is upon this assumption that many of the other affects of appropriation rely. For example, an individual may feel an increased sense of organizational citizenship due to the increased competence he feels through appropriation. Taking this into account, future research ought to seek to validate this relationship first, then the others will likely follow. As far as we can tell, none of the relationships involving appropriation in this paper have been tested. Thus future efforts ought to be focused on establishing these relationships though empirical research. Additionally, the consequences of individual appropriation appear to be a seeming “laundry list” of variables. Due to the unexplored nature of this area of inquiry, we did not want to combine these variables 6 Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010 into multidimensional constructs for this paper. However, future research may benefit from grouping the outcome variables into highly correlated (statistically and logically) sets. 5. Conclusion Technology usage occurs at the individual level, and yet research on appropriation has focused on the group or organizational level. This leaves a large gap in the research, towards which we have directed our inquiry. In this paper we have reviewed theories of psychological ownership and extant research on appropriation. Specifically we have been interested in the individual appropriation of technology, its potential antecedents and consequences. We observe that appropriation is theoretically equivalent to psychological ownership, and thus, is likely to have similar antecedents and consequences. Research exploring the internal factors that may affect appropriation and the individual impacts that may result from appropriation has been largely neglected by IS researchers. Thus, we recommend future research focus on these two aspects. 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