Implementing “Positive Peace” Companies Contributing to Peacebuilding Implementation Proposal: Draft v3, 29th March 2017 Contents 1. Summary of the “Positive Peace” offer 2. Phases of implementation & explanation of their scope 3. Implementation Plan & Resources Important Note: The Positive Peace feasibility report establishes evidence and rationale and for the proposed scheme. This implementation report solely focuses on providing a synthesis of the offer to put into context implementation phasing and necessary resources and timelines to do so. The Offer There is unmet need & demand to incentivise and inform company contributions to peacebuilding. International Alert’s “Positive Peace” scheme provides 3 channels to do so. “Industry Hubs” facilitate peer to peer networking of companies, industry bodies and government to share experiences and develop learning and best practise. High demand expressed for industry and thematic (e.g. water issues) specific groupings to ensure relevance of networks. Financed through membership contributions and event fees. Industry Hubs Tailored company services Independent M&E to prove and improve impact “Technical services” allow companies to access specialist expertise to support the design and delivery of company action plans. Linked to optional use of the “Positive Peace” brand to aid company communication needs where these initiatives are successfully benchmarked against Positive Peace best practise guidelines. Financed through fee for service and enhanced membership fee for brand use. Independent monitoring, evaluation and learning to collate and maintain a repository of up to date information on approaches, their success and lessons. This pool of information to be utilised by industry hubs and in tailored services to incentivise and inform company investments. Financed through MEL fee for service & enhanced membership fee for brand use. Testing the Offer 1. International Alert is seeking grant funding to set-up, pilot and roll out the offer over an anticipated 3-year period at a total cost of xxx. 2. Grant funding at this stage is critical to prove and improve the offer so that it can be fully/ mostly self-sustaining with private sector contributions beyond this period. 3. If successful, International Alert will be able to provide a multi-stakeholder platform that will incentivise and provide companies access to best-practice information and expertise to effectively align their operations with contributions to peace building. 4. The catalytic investment sought by government and foundation grants will help International Alert to significantly increase and better align private sector investment with successful peace building outcomes. Phases of Implementation Set up +/- 6 months Piloting +/- 18 months Roll out Transition +/- 12 months Establish basic operational resources & partner commitments to pilot in Colombia. Test, adapt and prove the model in Colombia. Apply in other countries if opportunistic to do so. Transition from grant funded to fully commercial model, scaling in Colombia and expanding internationally. • Consolidation of best-practice and practical “how to manual”. Build tailored service offering around this. • Target engagement with 4-6 onground initiatives (new or adaptation of existing) to test “how to” guidelines, technical assistance provision and MEL approach. • Refine and embed operational infrastructure needed to be commercially independent: legal, governance, billing, management , comms, IT. • Company outreach material and preparation of staff. Secure Colombian and int. business stakeholders commitment to pilot. • Brand development, use guidelines and legal registration • MEL framework, approach and prepare staff/ partners to apply • Core operating team: project management, stakeholder engagement • Establish dedicated “Positive Peace” micro-site to publically share and communicate progress. • Implement 2x Peace Hubs to test and prove how these can provide value and incentivise more and better company engagement. • Incorporate into at least 1 pilot the use of the Positive Peace brand to test use and response of targeted market (businesses and/or public). • Continuous evaluation and assessment involving project partners so that model can be refined during the pilot phase. • Sharing and building coalitions in other regions to establish commitments to scale work in Colombia and internationally. • Trigger member and fee for service income to transition from grant funding. • Targets for roll-out to be set during piloting phase (number of countries, participating stakeholders, scope of issues, numbers of interventions etc). Set up Phase: Scope of Work Work package Scope Notes WP1: Practical “how to implement manual” and associated technical services • International Alert consolidation of best practise, practical examples of implementation and evidence of value-add • Review work of other organisations; share and develop collaboratively if welcome to do so (e.g. Peacenexus) • Structure best practise into a “how to” guideline manual • Scope and align IA expertise with overall application and specific technical demands; identify partners to fill capacity and capability gaps • Primary source of information drawn from International Alert 30-years experience; secondary source from other organisations wiling to share and collaborate • Guidelines with suggested indicators, NOT standards & compliance criteria WP2:Company outreach to establish interest and engagement • Consolidate the rationale, approach and value of Positive Peace into a presentation/ pamphlet with which to engage companies • Internal staff training to ensure clarity of key messages and consistency of approach to companies • Approach companies involved in feasibility study to commit to pilots • Good post-feasibility discussions with Artesanías de Colombia, ANDI (?), Cámara de Comercio de Bogotá and support from High Commissioners Office for Post Conflict re. interest for piliotiing WP3:Brand development and use guidelines • Brand consultancy to develop brand/ message into set of materials for business and consumer facing messages • Internal IA decision on use of brand (product, B2C, B2B) and internal control systems to manage this • Legal registration of Intellectual Property Rights • Brand use guidelines written into manual for use by companies • Possible (but not critical) consumer testing by brand consultants • No proactive brand awareness raising by IA • Light touch use regulation: dominant use of selfpolicing by companies to reduce scheme overheads WP4:MEL framework and approach • Internal IA workshop on theory of change, targeted impact, associated indicators and means of verification • Incorporate this work into “how to manual” • Audit of IA staff and external partner expertise who can implement and develop MEL approach during pilots • MEL underscores whole Positive Peace approach: credibility of IA industry facilitation and use of “Positive Peace” brand rests on proving/ improving impact. WP5:Core operating team • Contract project team to compliment IA internal staff capacity • Establish ways of working for clear governance, management and reporting WP6:“Positive Peace” micro-site • Design, develop and post Positive Peace microsite • Periodic review and update of site design, structure and content. • Micro site to promote and be accountable for delivery: independent of IA business as usual to promote partnership working Pilot Phase: Scope of Work Work package Scope Notes WP7: Target engagement with 4-6 on-ground initiatives (new or adaptation of existing) to test “how to” guidelines, technical assistance provision and MEL approach. • Long list of new/ potential initiatives with companies committed to piloting; desk research and interviews to short list • On-site visits and reviews to narrow short-list to targeted 4-6 pilots (more if resources available) • Adaptation of pilot approaches with stakeholders using Positive Peace Guidelines: implementation plan for each pilot • Monthly review of pilots (remote/ site visits as needed): catalogue assessment and learning • Minimum 4-6 pilots targeted covering range of issues and scale to build holistic understanding of success factors: ideal target 10-12 pilots if funding available • Unit costs for pilots see following slides WP8: Implement 2x Peace Hubs to test, improve and prove how these can provide value and incentivise more and better company engagement. • Identify most relevant industries (by type) and issues (by theme) and undertake consultation with potential stakeholder interests (private sector, government, civil society and industry bodies) to identify interest in stakeholder platform/. • Organise and deliver 1x most promising networking platform. • Learning and evaluation. • Organisation and deliver 1x follow up networking platform. • Learning and evaluation and plan to sustain effort beyond pilot. • Project design anticipates one network event for each of 2 industries/ themes (ie total of 2 networking conferences). • Increasing the scope and/or delivering follow on networking events for the selected industries/ themes selected is for the roll-out phase based on evaluation of the two test events/. WP9: Incorporate into at least 1 pilot the use of Positive Peace brand to test use and response of targeted market (businesses and/or public). • Identify pilots for which Peace Brand use is aligned with communication outcomes. • Test benchmark approach and criteria to ensure interested pilots are aligned with Positive Peace guidelines to validate approach. • Joint communication plan and testing of brand use guidelines. • Evaluation and learning: value delivered and adaptation of brand and messaging. • Ideally, target 2 pilots with differing communications needs (consumer and business) to better test and understand how Positive Peace recognition can aid and incentivise companies. WP10: Continuous evaluation and learning with stakeholders to improve approach(es) • Develop evaluation and learning framework to be applied by project teams and overall for the pilot. • Quarterly project team meeting (IA lead team and project managers of each pilot) collage evaluation and learning and agree mitigation as needed. • Transparency of learning and evaluation via the Positive Peace micro-site to promote information sharing and cement the Positive Peace initiative as a legitimate forum for multistakeholder support and participation. Roll-out Phase: Scope of Work Work package Scope Notes WP11: Operational infrastructure: legal, governance, billing, management , comms, IT. • Establish separation of governance, management and operations for Positive Peace scheme to operate independently as a multistakeholder platform with own sources of income from membership levies and fee for service. • Case studies of charitable organisations/ NGOs with trading arms. WP12: Sharing and building coalitions in other regions to establish commitment and funding to adapt and replicate. • Expansion of scheme in Colombia: sharing pilot results and networking with companies, governments and industry bodies. • Extend scope to 2 other countries/ regions: sharing pilot results and working with in-country partners to build networking with companies, governments and industry bodies • Detail to emerge from success of pilots and response of market during set-up and piloting. WP13: Establish membership subscriptions in target countries and initiate subscriptions/ arrange networking events around demand. Promote fee for services to support individual company investments. • In-country programmes of work with clear leadership responsibility. • Detail to emerge from success of pilots and response of market during set-up and piloting Programming Overview Phase Description Cost Set-up Foundation work to set up scheme. To be tested during piloting phase and scheme design and tools adapted during roll-out. £199,100 Pilots Piloting of on-the-ground initiatives aligned with Positive Peace guidelines, trailing of Positive Peace stakeholder hubs and testing Positive Peace brand application in 2 pilot schemes. £307,500 Roll-out Interim phase of scale up, establishing membership subscriptions £242,500 and delivering fee for services to achieve sustainability of scheme. TOTAL: £749,100 Sequence Funding Set up Pilot Roll out 2017 Q1 Q2 Q3 Q4 2018 Q1 Q2 Q3 Q4 2019 Q1 Q2 Q3 Q4 2020 Q1 Q2 Detailed Programming Summary Ref. Resourcing Input Units Activity Timing Y1:Q1 Y1:Q2 Y1:Q3 Y1:Q4 Y2:Q1 Y2:Q2 Y2:Q3 Y2:Q4 Y3:Q1 Y3:Q2 Y3:Q3 Y3:Q4 Unit cost Subtotal WP1-6 Set-up £ 199,100 WP1 WP2 WP3 WP4 WP5 WP6 “How to implement manual” and technical services £ £ £ £ £ £ Stakeholder engagement in Colombia Pilot Phase Positive Peace Brand and use guidelines MEL Framework and approach Core Operating Team for Project Positive Peace Microsite 90,600 35,500 20,000 19,500 24,500 9,000 WP7-10 Piloting £ 307,500 WP7 WP8 WP9 WP10 £ £ £ £ 6 Pilot Initiatives aligned with Positive Peace approach 2 Trial Peace Hubs Piloting of Positive Peace Brand Monitoring and Evaluation with Stakeholders 136,000 69,500 35,000 67,000 WP11-13 Roll-out £ 242,500 WP11 WP12 WP13 £ £ £ Operational Infrastructure Expansion of initiatives Membership & Fee for service operational TOTAL RESOURCING REQUIRED 92,500 90,000 60,000 £ 749,100 Detailed Programming Set-up Ref. Activity Resourcing Input Units Unit cost Timing Y1:Q1 Y1:Q2 Y1:Q3 Y1:Q4 Y2:Q1 Y2:Q2 Y2:Q3 Y2:Q4 Subtotal WP1-6 Set-up £ 199,100 WP1 WP1.1 WP1.2 WP1.3 “How to implement manual” and technical services £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ WP1.4 WP1.5 WP1.6 WP1.7 WP2 WP2.1 WP2.2 WP2.3 WP3 WP3.1 WP3.2 WP3.3 WP3.4 WP4 WP4.1 WP4.2 WP4.3 WP5 WP5.1 WP5.2 WP6 WP6.1 WP6.2 Internal IA best practise review External best practise review Collation best practise report Production of best practise report "How to" approach catalogued "How to" integrated into best practise manual Prepare technical support prospectus Production of prospectus IA contracting terms & costs Specialist legal advice Partner scoping and tie-ups Stakeholder engagement in Colombia Pilot Phase Prepare company engagement materials Prepare staff for company engagement roles Colombia introductory meetings and discussions Colomnbia meeting costs & expenses UK business introductory meetings and discussions Positive Peace Brand and use guidelines Brand consultancy - define brand and messages Brand consultancy management & interaction Brand use decision and control systems Brand IP registration Brand use guidelines MEL Framework and approach Theory of change workshop: prep to outputs Workshop fixed costs TOC approach and metrics into how-to manual Staff audit to determine internal capability/ capacity Training and development of staff Partner scoping and tie-ups Core Operating Team for Project Contract Project Lead and Project Manager(s) Detailed proramming, ways of working, inception Project Management for Set-up Phase Project Management for Pilot Phase Positive Peace Microsite Site design and coding Site hosting and maintenance Site content development 30 30 30 1 20 1 20 1 10 2 20 days days days fixed days fixed days fixed days days days 500 500 500 5000 500 2000 500 2000 500 800 500 5 5 40 1 15 days days days fixed days 500 500 500 3000 500 1 5 20 1 5 fixed days days fixed days 0 500 500 5000 500 15 1 5 5 5 5 days fixed days days days days 500 2000 500 500 500 500 4 5 40 72 days days days days 500 500 500 500 10 1 4 days fixed days 500 2000 500 90,600 15,000 15,000 15,000 5,000 10,000 2,000 10,000 2,000 5,000 1,600 10,000 35,500 2,500 2,500 20,000 3,000 7,500 20,000 2,500 10,000 5,000 2,500 19,500 7,500 2,000 2,500 2,500 2,500 2,500 24,500 2,000 2,500 20,000 36,000 9,000 5,000 2,000 2,000 Detail available on Excel spread sheet. Detailed Programming Pilots WP7-10 Piloting £ 307,500 WP7 WP7.1 £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ WP7.2 WP7.3 WP7.4 WP8 WP8.1 WP8.2 WP8.3 WP8.4 WP8.5 WP9 WP9.1 WP9.2 WP9.3 WP9.4 WP10 WP10.1 WP10.2 WP10.3 6 Pilot Initiatives aligned with Positive Peace approach Long list of options; reduce to short list Fixed operational cost of shortlisting process Selection of pilots following site visits Operational costs visiting short listed sites Adaptation of pilot site approaches Operational costs adapting approaches Monthly review, adaptation, learning, management Operational costs site visits 2 Trial Peace Hubs Stakeholder consultation to identify demand Operational costs stakeholder consultation First trial hub event Learning and evalauation Second trial hub event Learning and evaluation; design for future Piloting of Positive Peace Brand Incremental time aligning with short listed pilots Test brand use guidelines and process with 2x pilots Comms messaging aligned with pilots Operational costs comms events and opportunities Oversight, monitoring and evaluation of use Monitoring and Evaluation with Stakeholders Incremental days networking and evaluation Incremental MEL inputs into overall programme Incremental project mgt pilot phase 30 12 30 8 30 6 84 6 days fixed days fixed days fixed days fixed 500 250 500 500 500 2000 500 5000 30 1 1 10 1 15 days fixed fixed days fixed days 500 2000 20000 500 20000 500 10 10 20 5 20 days days days fixed days 500 500 500 1000 500 40 40 54 days days days 500 500 500 136,000 15,000 3,000 15,000 4,000 15,000 12,000 42,000 30,000 69,500 15,000 2,000 20,000 5,000 20,000 7,500 35,000 5,000 5,000 10,000 5,000 10,000 67,000 20,000 20,000 27,000 Detail available on Excel spread sheet. Detailed Programming Roll-out WP11-13 Roll-out £ 242,500 WP11 WP11.1 £ £ £ £ £ £ £ £ £ £ £ £ £ £ WP12 WP12.1 WP12.2 WP13 WP13.1 WP13.2 Operational Infrastructure Definition and specs for ways of working Legal set up IT set up Governance consultation & set up Interim management & associated costs Expansion of initiatives Colombia consultation and new contracts Stakeholder engagement and operational costs Other country consultation and contracting Stakeholder engagement and operational costs Membership & Fee for service operational Membership subscriptions delivered Fee for services delivered 5 1 1 1 150 days fixed fixed fixed days 500 5000 5000 5000 500 50 1 100 1 days fixed days fixed 500 5000 500 10000 60 60 days days 500 500 92,500 2,500 5,000 5,000 5,000 75,000 90,000 25,000 5,000 50,000 10,000 60,000 30,000 30,000 Detail available on Excel spread sheet. Wider Implications for financing of International Alert The Positive Peace initiative incorporates 2 key elements of work that International Alert may wish to consider in the context of broader organisational programming: • The Positive Peace best practice will provide systematic and objective rigor to situational analysis and proposed interventions, benchmarked against 30-years institutional expertise. Doing so may help provide improved context and rationale for the multiple strands of intervention reflected in the organisation’s annual plan. This may in turn aid outside understanding of the scope of work, creating enhanced opportunities for partnership and additional investment. • International Alert’s ability to systematically apply best practice in a sequential and patient manner is compromised by the whim of donor funding. By using Positive Peace as a means to diversify income, and indeed create own revenue streams, International Alert may well in future have a greater degree of independence and stability to realistically consider a longer term planning horizon for it’s programmes of work globally.
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