Masters in International Public Policy IP603 Comparative Public Policy Wilfrid Laurier University Fall 2011 Class Time: Tuesday, 10:00 - 12:50 Class Location: Various Instructor Office Hours: By Appointment Contact: [email protected] Instructor: Terry Levesque Office: BSIA 2-18 Phone: 226-772-3126 E-mail: [email protected] Wilfrid Laurier University uses software that can check for plagiarism. Students may be required to submit their written work in electronic form and have it checked for plagiarism. Students with disabilities or special needs are advised to contact Laurier’s Accessible Learning Office for information regarding its services and resources. Students are encouraged to review the Calendar for information regarding all services available on campus. Course Description: “This course examines core concepts and theories relating to the definition, design, implementation and evaluation of public policies and the influence of the global economy for these processes. A cross-national approach is used to explore how globalization has shaped the issues and dynamics that confront politicians and administrators in formulating and implementing domestic policies as well as those policies that play out in the international context.” (Academic Calendar 2009-10) 1 By the end of the course students should: • be conversant in the key conceptual and theoretical approaches employed by social scientists to understand and explain public policy; • understand the various stages of the public policy process and apply the theoretical and conceptual approaches to these stages; • be able to apply these understandings to specific public policies including an in-depth knowledge of one specific policy area; • understand the processes and implications of the internationalization of public policy; • be able to use the comparative method to improve understandings of the public policy process; • have improved various academic/professional skills. Required Texts Michael Howlett, M. Ramesh, and Anthony Perl, Studying Public Policy: Policy Cycles and Policy Subsystems (Third Edition: Oxford University Press, 2009). Other readings for the first twelve weeks are provided with hyperlinks to the relevant journal. If you want to obtain an article from an off-campus network connection (including the BSIA WIFI or LAN), you must login to a WLU proxy server. The URL for the off-campus login is: http://remote.libproxy.wlu.ca/login?url=http://library.wlu.ca/ Course Evaluation A. Seminar Participation B. Seminar Presentation C. Case Study Policy Analysis D. Take-home exam 15 per cent 15 per cent 25 per cent 40 per cent A. Seminar Participation A proportion of each class for this course will rely on student participation. You must attend and make regular contributions to each seminar. The benefit of participation comes from the chance to rehearse the ideas that you’ve read about. Preparation of the readings in a study group is another effective rehearsal strategy. What do I expect of you concerning participation? 1. Attendance at a minimum; consistent attendance earns one third of the participation mark. 2. Evidence that you’ve worked on the readings. Good questions are always welcome. Good answers to good questions are as welcome. Think of yourselves as members of a consulting team charged with deepening your firm’s understanding of and, ultimately, competence at public policy. In this setting, learning is collaborative. 3. I expect the quality of your communication in the seminar sessions will vary depending on your experience as well as your preparation. Look after the latter and we can work on the experience. 2 B. Seminar Presentation In assessing your performance, I’ll look for the depth of your understanding of the readings. I will ask two of you to take responsibility for one or two of the readings in a session. Your task will be to extract the main concepts and the connections among them. I’ll also expect you to illustrate how what you’ve read informs our understanding of public policy, and contributes to our potential competence in taking roles in the policy cycle. Additionally, you will be responsible to the seminar for preparing and distributing notes/slides, taking the lead in answering questions about the reading, and summarizing the discussion at the end. You will have 30 minutes to lead the seminar. What will constitute a good presentation? 1. Again, I’ll look for evidence that you’ve worked on the readings, that you have developed a more thorough understanding than you might gain from normal preparation for a session, that you have been able to separate the central ideas from the supporting material in a paper. 2. A good presentation is organized so that the rest of us can easily identify the flow of your ideas, how the pieces that you present us fit together, and what we should take away. 3. An exceptional presentation is one that we can agree scores high on the first two dimensions and is delivered confidently, and paced so that the 30 minutes is used to the best learning effect. C. Case Study Policy Analysis (due on Friday, November 4) Comparative policy studies emerges out of the recognition that context matters to policy. There is no “grand unified theory” of public policy, unless we understand that local institutions, actors and ideas and beliefs matter. My reflection on this (new for me) course over the Summer leads me to want to examine Fred Carden’s assertion that policy making experience in the global North is not a very good match for thinking about policy making in the South. To this end, I’ll use the integrated case study that all four instructors use to illustrate the interdisciplinary features of policy making. Over the course of the semester, all MIPP students will participate in a case study exercise, the theme of which will be food security policy in Ethiopia. You’ll be provided a case statement in the next two weeks. Concerning our work in IP603, the case provides an opportunity to acquire knowledge of the policy process in a developing country in the South. To complete the task we have to prepare are answers to questions like the following: 1. Who are the other actors in the policy subsystem? What is the capacity of the domestic actors in the subsystem? Who among them might be considered the policy entrepreneurs for food security and agricultural policy? What international actors connect with the domestic policy subsystem? How do they influence food security and agricultural policy within Ethiopia? 2. Who are the Ethiopian decision-makers? Ken Jackson suggests that differences among the nine states in Ethiopia might figure into the overall policy process. Can we find evidence that differences among the states might play a role in either the decision- 3 making or implementation phases of the cycle? How stable are the national decisionmaking processes? 3. How high on the agenda does food security seem to be now? It’s not practical for each of you to attempt to develop a thorough grasp of policy making in Ethiopia in 13 weeks. Consequently, I will have you work collaboratively on this project. We will divide the task among groups, each covering an aspect of the policy context. The combined work of your groups will form an overview of the Ethiopian food policy context. Each group will be responsible to prepare a descriptive analysis of specific elements of the current policy cycle in Ethiopia (10-12 double-spaced pages). Further details on this assignment will also be provided early in the semester. What will constitute a good report? 1. We are outsiders in the Ethiopian policy context. Our consulting job, to propose a food security strategy, means we have become an actor in the policy subsystem concerned with food and agriculture policy. The premise of comparative policy analysis, that “one size does not fit all,” means that the usefulness of our work hinges on our understanding the Ethiopian context. A good report will exhibit careful attention to the details, sorting them into those that are central to our task, from those that support our understanding. 2. A good report will be mechanically perfect. It will be organized so that it is clear to the reader what you judge to be the key points, and what are the supporting points. Your writing plan will be evident in the connections among sections, paragraphs, and sentences. You will have eliminated every grammatical and spelling flaw. 3. An outstanding report will attempt to draw a conclusion about how what you have learned might affect our approach to recommending a policy. D. Take-home exam The take-home exam will cover all course material; it will be distributed electronically at 9am on Tuesday, December 13 and is due at 5pm on Thursday, December 15. The exam will consist of three questions; students will be expected to answer all three. Answers should be no more than 1000 words per question. Exams should be submitted by e-mail (as a Word attachment) to the instructor, unless alternate arrangements have been made. Late exams will not be accepted. ADDITIONAL COURSE POLICIES Academic Misconduct (cheating): The University has an established policy with respect to cheating on assignments and examinations, which the student is required to know. Students are cautioned that in addition to a failure in the course, a student may be suspended or expelled from the University for cheating and the offence may appear on one’s transcript, in which event the offence can have serious consequences for one’s professional career. According to the 200910 Graduate Calendar, plagiarism “is the unacknowledged presentation, in whole or in part of the work of others as one’s own, whether in written, oral or other form in an examination, report, assignment, thesis or dissertation.” Further information can be found at www.wlu.ca/academicintegrity or in the Graduate Calendar. If you have questions or concerns, please bring them up with the course instructor. 4 Collaboration: All work produced by students, with the exception of joint presentations, needs to be the product of their own individual efforts. Although discussion of topics is to be expected, all written assignments must reflect original work and be written independently. In the case of the take-home exam, no collaboration on any part of the assignment is allowed – however minimal. Submission: Written work should be presented in a scholarly fashion, double-spaced using 12pt. Times New Roman font or equivalent, and properly cited and footnoted. Written assignments are, in most cases, expected to be submitted in hard copy to the instructor either during class time or during office hours. E-mailed papers will not be accepted unless special arrangements have been made with the instructor. As noted above, however, the take-home exam should be submitted to the instructor electronically. Late penalties: Late penalties will be penalized at a rate of one letter grade per day, including weekends (meaning that a B+ paper that is one day late will receive a grade of B). Communication: An active e-mail account is required as a means of communication. Please ensure that your account is active and check it regularly. Accommodations: Accommodations for emergencies, serious illness or religious observances will be made for both seminar attendance and written work. Where possible – such as in the case of religious observances – I expect to be notified in advance. Documentation may be required. Should you feel uncomfortable discussing the need for accommodation with me directly please feel free to contact accessible learning to discuss your situation. Other Useful Public Policy Sources: Leslie A. Pal, Beyond Policy Analysis: Public Issue Management in Turbulent Times. Third Edition. (Thomson-Nelson: 2006) Paul A. Sabatier (ed), Theories of the Public Policy Process (Westview Press, 1999/2007) Laurent Dobuzinskis, Michael Howlett and David Laycock (eds), Policy Analysis in Canada: The State of the Art (University of Toronto Press, 2007) Useful Journals: Governance: An International Journal of Policy, Administration and Institutions; International Organisation; Journal of European Public Policy; Millennium: Journal of International Studies; Canadian Journal of Political Science; Canadian Public Policy; Journal of Public Policy; Public Policy and Administration; Public Policy Research; Science and Public Policy; Journal of Comparative Policy Analysis: Research and Practice 5 Course Topics and Readings Week 1: September 13 – Comparative Public Policy: Introduction and Context Michael Howlett, M. Ramesh, and Anthony Perl, Studying Public Policy: Policy Cycles and Policy Subsystems (Don Mills: Oxford University Press, 2003), 2-16, 50-89 (chapters 1 and 3). NOTE: September 20 – Extra IP601 Session Week 2: September 27 – Theoretical Approaches to the Study of Public Policy Howlett et al, pp. 17-49 (chapter 2). Peter Hall and Rosemary Taylor, “Political Science and the Three New Institutionalisms,” Political Studies 44:5 (1996), 936-957. http://onlinelibrary.wiley.com/doi/10.1111/j.1467-9248.1996.tb00343.x/pdf Nikolaos Zahariadis, “Comparing Three Lenses of Policy Choice,” Policy Studies Journal 26:3 (1998), 434-448. http://onlinelibrary.wiley.com/doi/10.1111/j.1541-0072.1998.tb01911.x/pdf Charles H Levine, “Where Policy Comes from: Ideas, Innovations, and Agenda Choices.” Public Administration Review, 45:1 (1985), 255-258. http://www.jstor.org/stable/3110156 Week 3: October 4 – Public Policy in a Globalizing World Diane Stone, “Global Public Policy, Transnational Policy Communities, and Their Networks,” The Policy Studies Journal 36:1 (2008), 19-38. http://resolver.scholarsportal.info/resolve/0190292x/v36i0001/19_gpptpcatn Grace Skogstad, “Globalization and Public Policy: Situating Canadian Analyses,” Canadian Journal of Political Science 33:4 (December 2000), 805-828. http://resolver.scholarsportal.info/resolve/00084239/v33i0004/805_gappsca 6 Jim Whitman, “Global Governance as the Friendly Face of Unaccountable Power,” Security Dialogue 33:1 (2002), 45-57. http://resolver.scholarsportal.info/resolve/09670106/v33i0001/45_ggatffoup Fred Carden, Knowledge to Policy. (Ottawa: International Development Research Centre, 2009), Ch. 1, “The Findings.” http://idl-bnc.idrc.ca/dspace/bitstream/10625/37706/1/127931.pdf Week 4: October 10-14 – Program Reading Week Week 5 October 18 – Problem Definition and Agenda-Setting Howlett et al, pp. 92-109 (chapter 4). B. Guy Peters, “The Problem of Policy Problems,” Journal of Comparative Policy Analysis: Research and Practice 7:4 (2005), 349-370. http://resolver.scholarsportal.info/resolve/13876988/v07i0004/349_tpopp Richard Price, “Reversing the Gun Sights: Transnational Civil Society Targets Land Mines,” International Organization 52:3 (Summer 1998), 613-644. http://www.jstor.org/stable/2601403 Week 6: October 25 – Policy Formulation: Instruments and Design Howlett et al, pp. 110-138 (chapter 5). Christopher Hood and Helen Margetts, The Tools of Government in the Digital Age (New York: Palgrave MacMillan, 2007), 2-11, 144-166. Anthony Perl and James A. Dunn, “Reframing Automobile Fuel Economy Policy in North America: The Politics of Punctuating a Policy Equilibrium,” Transport Reviews 27:1 (2007): 1-35. http://dx.doi.org/10.1080/01441640600821308 Week 7: November 1 – Case Study: Climate Change Policy in Canada Mark Winfield, “Climate Change and Canadian Energy Policy: Policy Contradiction and Policy Failure,” Behind the Headlines 65:1 (2008): 1-19. http://www.opencanada.org/wp-content/uploads/2011/05/BTH_vol65_no6.pdf Steven Bernstein, “International institutions and the framing of domestic policies: The Kyoto Protocol and Canada’s response to climate change,” Policy Sciences 35 (2002): 203-236. http://resolver.scholarsportal.info/resolve/00322687/v35i0002/203_iiatfoacrtcc 7 Mark Jaccard and Nic Rivers, “Canadian Policies for Deep Greenhouse Gas Reductions,” in J. Leonard et al (eds.), A Canadian Priorities Agenda: Policy Choices to Improve Economic and Social Well-being (Montreal: Institute for Research on Public Policy, 2007): 77-106. http://www.irpp.org/books/archive/cpa/jaccard-rivers.pdf Week 8: November 8 – Decision-Making Howlett et al, pp. 139-159 (chapter 6). Geert Teisman, “Models for Research into Decision-Making Processes: On Phases, Streams, and Decision-Making Rounds,” Public Administration 78:4 (2000): 937-956. http://resolver.scholarsportal.info/resolve/00333298/v78i0004/937_mfridopsadr Claudio Radaelli, “The Public Policy of the European Union: Whither Politics of Expertise?” Journal of European Public Policy 6:5 (1999): 757-74. http://www.tandfonline.com/doi/abs/10.1080/135017699343360 Week 9: November 15 – Decision-making Case Study: Canada and Iraq Rick Fawn, “No consensus within the Commonwealth, no consensus with itself? Canada and the Iraq War,” The Round Table 97:397 (2008): 519-533. http://www.tandfonline.com/doi/abs/10.1080/00358530802207229 Donald Barry, “Chretien, Bush and the War in Iraq,” The American Review of Canadian Studies 35:2 (2005): 215-245. http://www.tandfonline.com/doi/abs/10.1080/02722010509481371 Peter C. Newman, “What’s going on here?” Maclean’s, 31 March 2003, p. 49. http://www.lexisnexis.com/lnacui2api/api/version1/getDocCui?lni=4888-6270-0029R4PM&csi=7963&hl=t&hv=t&hnsd=f&hns=t&hgn=t&oc=00240&perma=true Allan Gotlieb, “The Chretien doctrine,” Maclean’s, March 2003, p. 42-3. http://www.lexisnexis.com/lnacui2api/api/version1/getDocCui?lni=4888-6270-0029R4PH&csi=7963&hl=t&hv=t&hnsd=f&hns=t&hgn=t&oc=00240&perma=true Week 10: November 22 – Policy Implementation Howlett/Ramesh, pp. 160-177 (chapter 7). Peter de Leon and Linda de Leon, “Whatever happened to policy implementation? An alternative approach,” Journal of Public Administration Research and Theory 12:4 (2002): 467-492. 8 http://jpart.oxfordjournals.org/content/12/4/467.full.pdf+html Antje Ellerman, “Coercive Capacity and the Politics of Implementation: Deportation in Germany and the United States,” Comparative Political Studies 38:10 (December 2005): 1219-1244. http://resolver.scholarsportal.info/resolve/00104140/v38i0010/1219_ccatpoi Week 11: November 29 – Evaluation and Learning Howlett/Ramesh, pp. 178-196 (chapter 8). Peter May, “Policy Learning and Failure,” Journal of Public Policy 12:4 (1992), 331354. http://www.jstor.org/stable/4007550 Neil Boyd, “Gun Control: Placing Costs in Context,” Canadian Journal of Criminology and Criminal Justice 45:4 (October 2003): 473-478. http://resolver.scholarsportal.info.remote.libproxy.wlu.ca/resolve/17077753/v45i0004/4 73_gcpcic Philip Stenning, “Long Gun Registration: A Poorly-aimed Longshot,” Canadian Journal of Criminology and Criminal Justice 45:4 (October 2003): 479-488. http://resolver.scholarsportal.info.remote.libproxy.wlu.ca/resolve/17077753/v45i0004/4 80_lgrapal Thomas Gabor, “The Federal Gun Registry: An Urgent Need for Independent, NonPartisan Research,” Canadian Journal of Criminology and Criminal Justice 45:4 (October 2003): 489-498. http://resolver.scholarsportal.info.remote.libproxy.wlu.ca/resolve/17077753/v45i0004/4 89_tfgraunfinr Week 12: December 6 – Policy Stability and Change Howlett/Ramesh, pp. 198-211 (chapter 9). Peter Hall, “Policy Paradigms, Social Learning and the State: The Case of Economic Policy-Making in Britain,” Comparative Politics 25 (1993), 275-296. http://www.jstor.org/stable/422246 Fleur Alink, Arjen Boin and Paul t’Hart, “Institutional Crises and Reforms in Policy Sectors: The Case of Asylum Policy in Europe,” Journal of European Public Policy 8:2 (2001), 286-306. http://www.tandfonline.com.remote.libproxy.wlu.ca/doi/abs/10.1080/135017601511464 87 Robert S. Wood, “Tobacco’s Tipping Point: The Master Settlement Agreement as a Focusing Event,” Policy Studies Journal 34:3 (2006), 419-436. 9 http://resolver.scholarsportal.info.remote.libproxy.wlu.ca/resolve/0190292x/v34i0003/4 19_ttptmsaaafe 10
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