Journal of Legal Medicine, 34:425–452 C 2013 American College of Legal Medicine Copyright 0194-7648 print / 1521-057X online DOI: 10.1080/01947648.2013.859969 HELMET-TO-HELMET CONTACT: AVOIDING A LIFETIME PENALTY BY CREATING A DUTY TO SCAN ACTIVE NFL PLAYERS FOR CHRONIC TRAUMATIC ENCEPHALOPATHY Thomas A. Drysdale* [T]his stuff is for real because I’m experiencing it now. I’m scared to death. I have four kids, I have a beautiful wife and I’m scared to death what might happen to me 10 or 15 years from now. Rodney Harrison1 INTRODUCTION On May 2, 2012, Junior Seau, one of the most talented and feared linebackers ever to play in the National Football League (NFL), died of a self-inflicted gunshot wound to the chest.2 Seau was only 43 years old and left behind three teenaged children.3 Less than a year later, in January of 2013, Seau’s family sued the NFL after tissue samples from Seau’s donated4 brain showed that he was suffering from chronic traumatic encephalopathy (CTE), “a degenerative brain disease linked to repeated head hits and brain trauma.”5 The Seau family * Third-year law student at Southern Illinois University. Address correspondence to Mr. Drysdale at Southern Illinois University School of Law, Law Journal Office, Lesar Law Building, Carbondale, Illinois 62901 or via e-mail at [email protected]. 1 Kevin Kaduk, Rodney Harrison Says He’s “Scared to Death” After a Career Filled with Concussions, YAHOO! SPORTS, Jan. 30, 2013, http://sports.yahoo.com/blogs/nfl-shutdown-corner/ rodney-harrison-says-scared-death-career-filled-concussions-015416631-nfl.html. Harrison is a former all-pro safety for the San Diego Chargers and the New England Patriots who has suffered an estimated 20 concussions during his 15 years in the NFL. Id. 2 Greg Bishop & Rob Davis, Junior Seau, Famed N.F.L. Linebacker, Dies at 43; Suicide Is Suspected, N.Y. TIMES, May 2, 2012, http://www.nytimes.com/2012/05/03/sports/football/junior-seau-famed-nfllinebacker-dies-at-43-in-apparent-suicide.html? r=0. 3 Id. 4 Mary Pilon & Ken Belson, Seau Suffered from Brain Disease, N.Y. TIMES, Jan. 10, 2013, http://www. nytimes.com/2013/ 01/11/sports/football/junior-seau-suffered-from-brain-disease.html. 5 Ken Belson, Junior Seau’s Family Sues N.F.L., N.Y. TIMES, Jan. 23, 2013, http://www.nytimes.com/ 2013/01/24/sports/ football/junior-seaus-family-sues-nfl.html. 425 426 DRYSDALE alleges that the NFL intentionally hid the link between repeated blows to the head and long-term cognitive issues.6 Recognizing that the lawsuit would never bring Junior back, the family hopes it will “send a message that the N.F.L. needs to care for its former players . . . and make the game safer for future generations.”7 A little more than a year before Seau’s death, former Chicago Bears star Dave Duerson suffered a similar fate.8 Duerson also shot himself in the chest, presumably so his brain eventually could be examined.9 In the months leading up to his suicide, Duerson had complained of a variety of symptoms, including memory loss, blurred vision, and headaches.10 In May 2011, it was confirmed by Dr. Ann McKee11 that Duerson also suffered from CTE.12 According to DeMaurice Smith, the executive director of the NFL Players Association, “Duerson’s having C.T.E. ‘makes it abundantly clear what the cost of football is for the men who played and the families.”’13 While Duerson was a member of the famed Chicago Bears defense that won the 1985 Super Bowl, he will be remembered for how he apparently came to believe he was suffering from CTE, “acted upon it and requested that his brain tissue be examined for confirmation and contribution to science.”14 As former NFL offensive linemen Pete Kendall said: “[T]he whole issue of C.T.E. is something that players young and old have no choice but to think about.”15 After years of denying the long-term cognitive effects of repeated head trauma in the face of evidence to the contrary,16 the NFL now must accept that CTE is a very real consequence of an NFL career.17 While the NFL, its players, and its fans are coming to grips with the realities of CTE, the efforts to reduce the number of concussions sustained by players have become a focal point in discussions regarding the NFL’s 6 Id. Id. 8 Alan Schwarz, Duerson’s Brain Trauma Diagnosed, N.Y. TIMES, May 2, 2011, http://www.nytimes. com/2011/05/03/sports/football/03duerson.html? r=0. 9 Id. 10 Id. 11 Dr. Ann McKee is a Professor of Neurology and Pathology at Boston University School of Medicine. She is a Co-Director of the Center for the Study of Traumatic Encephalopathy and “Chief Neuropathologist for the National VA ALS Brain Bank.” Ann McKee, MD, BU CENTER FOR THE STUDY OF TRAUMATIC ENCEPHALOPHY, http://www.bu.edu/cste/about/leadership/ann-mckee-md/ (last visited Jun. 19, 2013). 12 Schwarz, supra note 8. Dr. McKee stated, after examining Duerson’s brain, that indisputable evidence of CTE was found and that he was not suffering from any other disorders. Id. 13 Id. 14 Id. 15 Id. 16 Michael Farber, The Worst Case: Doctors Warn That Repeated Concussions Can Lead to Permanent Brain Dysfunction, SI VAULT, Dec. 19, 1994, http://sportsillustrated.cnn.com/vault/article/ magazine/MAG1006087/index.htm. 17 See Les Carpenter, CTE Is a Real Risk for Football Players, WASH. POST, Oct. 28, 2009, http:// www.washingtonpost.com/wp-dyn/content/article/2009/10/27/AR2009102703547.html. 7 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 427 future. Since 2010, alone, the NFL has changed the length of kickoffs,18 imposed new rules to limit head and neck contact with defenseless players,19 and even required teams to consult with independent neurologists whenever a head injury occurs to a player,20 all in an attempt to reduce the number of head injuries and the effects therefrom suffered during the season. The NFL continues to consider new options each season, in an effort to solve this ongoing and potentially life-threating situation. Despite the NFL’s best efforts, however, football is an extremely physical and violent game, in which concussions and head injuries are inevitable. Players continue to hide concussion symptoms from coaches and trainers to avoid being taken out of a highly contested game21 and possibly even losing their starting positions permanently.22 Some players openly admit that they will continue to play violently despite the new rules,23 while others still deny that the NFL even has a concussion problem.24 Furthermore, the inconsistencies in concussion reporting protocol in the NFL shows that the NFL lacks a “reliable way to account for concussions all season long,” and, thus, the statistics showing a drop in concussions since the new rules were put in place demonstrate, at best, conflicting data.25 Because concussions are inevitable despite the efforts by the NFL, players who are exposed to repeated blows to the head will continue to develop CTE as their playing years come to a close. In addition, until very recently, CTE only could be detected once an athlete died and his brain tissue could be examined under a microscope.26 It was impossible to tell whether an athlete with a history of concussions was at risk for CTE while still playing football.27 18 Dustin Fink, NFL Kickoff Change, THE CONCUSSION BLOG, Mar. 23, 2010, http://theconcussionblog. com/2011/03/23/nfl-kickoff-change/. 19 New NFL Rules Designed to Limit Head Injuries, NFL.COM WIRE REPORTS, http://www.nfl.com/news/ story/09000d5d81990bdf/article/new-nfl-rules-designed-to-limit-head-injuries (last updated July 26, 2012). 20 Id. 21 See Jason M. Breslow, NFL Concussions: The 2012-2013 Season in Review, FRONTLINE CONCUSSION WATCH, Feb. 1, 2013, http://www.pbs.org/wgbh/pages/frontline/sports/concussion-watch/ nfl-concussions-the-2012–13-season-in-review/. 22 Gary Mihoces, NFL Concussions: Your Job or Your Health?, USA TODAY, Dec. 3, 2012, http://www. usatoday.com/story/sports/nfl/2012/12/03/alex-smith-nfl-concussions/1741691/. 23 Michael Klopman, Channing Crowder, Dolphins Linebacker: “They Give Me a Helment, I’m Going to Use It,” HUFFINGTON POST, Oct. 21, 2010, http://www.huffingtonpost.com/2010/10/21/channingcrowder-miami-do n 771215.html. 24 Kevin Kaduk, Deion Sanders Doubts NFL’s Concussion Problem, Says Former Players Are Looking for Payday, YAHOO! SPORTS, Feb. 3, 2013, http://sports.yahoo.com/blogs/nfl-shutdown-corner/ deion-sanders-doubts-nfl-concussion-problem-says-former-225011441–nfl.html. 25 Mark Fainaru-Wada & Steve Fainaru, NFL Reports Remain Inconsistent, ESPN OUTSIDE THE LINES, http://espn.go.com/espn/otl/story/ /id/8706409/nfl-concussion-program-marked-inconsistenciesmaking-difficult-assess-whether-league-making-progress-issue (last updated Dec. 13, 2012). 26 Terry Zeigler, CHRONIC TRAUMATIC ENCEPHALOPATHY (CTE), SPORTSMD.COM, Feb. 1, 2012, http://www. sportsmd.com/Articles/id/44.aspx. 27 Id. 428 DRYSDALE A recent breakthrough, however, has allowed scientists at UCLA to detect signs of CTE in living brains through the use of positron emission tomography (PET) scans.28 This discovery has been heralded as “the first step, the first glimpse, the first hope” in managing future head exposure and providing access to healthcare to those players at risk for and in the early stages of CTE.29 If the NFL is serious about providing for the long-term health of its players, it is necessary to impose a legal duty to scan players who have suffered serious head injuries during their career, while they are still playing the game. Section I of this Commentary provides an overview of CTE and its causes, and explores the evolution of the discovery of CTE in NFL football players. Section II provides an insight into the current concussion litigation that has been filed against the NFL, along with a discussion of conflicting views of the NFL’s legal duty to protect its players. Section III discusses the various solutions the NFL has implemented and is considering implementing to reduce head injuries and attempt to mitigate the long-term effects of cranial impacts. Section IV outlines the problems with the NFL’s attempts to curtail concussions and ultimately shows that the efforts by the NFL will prove ineffective because concussions are an inevitable part of football; thus, players will continue to develop CTE as a result of repeated blows to the head. Finally, section V proposes a solution by creating a new legal duty, making it mandatory for the NFL to order and pay for CTE scanning for players who have suffered severe head injuries during their playing career. These scans would detect and limit the effects of CTE as soon as possible, and would provide dual benefits to both the NFL and its players through liability reduction and access to medication and psychotherapy. I. EXPLORING THE CAUSAL LINK BETWEEN CHRONIC TRAUMATIC ENCEPHALOPATHY AND CONCUSSIONS IN NFL PLAYERS To understand CTE, it is necessary to understand the cause of CTE: repeated blows to the head that result in concussions.30 “A concussion is a traumatically induced disturbance of neurological functions, most often the 28 Sean Gregory, CTE Detected in Living Ex-NFL Players; Junior Seau’s Family Sues: What Now for Football and Concussions?, TIME, Jan. 24, 2013, http://keepingscore.blogs. time.com/2013/01/24/cte-detected-in-living-ex-nfl-players-junior-seaus-family-sues-what-now-forfootball-and-concussions/?iid=sp-article-mostpop1. A PET scan is “an imagining test that uses a radioactive substance, called a tracer, to look for disease or injury in the brain.” A PET scan can show how the brain and its tissues are working. The tracer is injected through a vein and assists the radiologist in seeing certain areas of the brain or diseases more clearly. PET Scan, MEDICINEPLUS, http://www. nlm.nih.gov/medlineplus/ency/article/003827.htm (last visited June 27, 2013). 29 Gregory, supra note 28. 30 Belson, supra note 5. CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 429 result of a direct blow to the head.”31 Concussions may be sustained in several ways, the first being through deceleration of the head.32 When the head is in motion and is stopped suddenly, “the skull stops, but the brain, swimming in spinal fluid, continues forward, sometimes striking the rough inner surfaces of the skull.”33 Concussions are also commonly caused by acceleration.34 Acceleration concussions occur when the head is at rest and “is jarred into motion by a blindside hit to the body.”35 Almost all of these injuries, whether through acceleration or deceleration, will involve the player’s head rotating.36 This results in “centrifugal force” combining with “linear force to damage axons.”37 Regardless of whether the concussion is caused by acceleration or deceleration, “if enough axons are disturbed, the brain will short-circuit,” and a concussion will result.38 Concussions are graded on a scale of one to three, with grade one being the least severe form of head trauma and grade three representing a serious cranial injury.39 When a player sustains a grade one concussion, the player will remain conscious and “suffers only momentary confusion . . . [and] no medical intervention is necessary.”40 A grade two concussion will result in a ringing in the ears, coupled with temporary amnesia and nausea.41 Grade three concussions, the most severe, will leave the athlete unconscious.42 Once a player has suffered his first concussion, he “is four times more likely to get one than a player who has been concussion-free.”43 As far back as 1994, medical professionals began to warn of the negative impacts of repeated concussions in NFL players.44 In 2005, a study of former 31 Farber, supra note 16. “A concussion occurs when axons and their synaptic connectors—the fibers that transmit impluses away from the brain’s neurons—are stretched or distorted by a blow to or a sudden movement of the head.” Id. Following a blow or movement of this type, mental awareness may return in “seconds or minutes.” Id. If the axons are severely damaged, “the lights will go out and no one will be home for a while.” Id. 32 Id. 33 Id. 34 Id. 35 Id. This type of blindside hit results in the brain being “shaken on its stem like a pom-pom atop a car antenna.” Id. 36 Id. 37 Id. 38 Id. 39 Id. 40 Id. 41 Id. 42 Id. 43 Id. 44 Id. In one of the first articles ever written on the subject of the long-term effects of concussions in the NFL, Dr. James P. Kelly, director of the brain injury program at the Rehabilitation Institute of Chicago and an assistant professor of neurology of Northwestern University Medical School, reported that “[t]he evidence is clear that repeated insults will do neuropsychological damage.” Id. 430 DRYSDALE NFL football players showed that retired players who had suffered three or more concussions were five times more likely to develop mild cognitive impairment and were three times more likely to suffer from significant memory problems than those retired players who had not suffered from concussions.45 These statistics strongly suggested that an NFL player suffering from a history of concussions, “particularly recurrent concussion[s],” may be at risk of developing late-life memory impairment, mild cognitive impairment, and Alzheimer’s disease.46 Furthermore, retired NFL players with a history of concussions were found to have “a progressive decline in mental health functioning and a higher rate of memory problems” when compared to the control group and those players without a history of concussions.47 Since the 1920s, it has been known that repetitive brain trauma, such as concussions, “may produce a progressive neurological deterioration, originally termed ‘dementia pugilistica’ and, more recently, chronic traumatic encephalopathy.”48 CTE is a degenerative brain disease that presents in ways similar to that of Alzheimer’s disease.49 Unlike Alzheimer’s disease, which is known to have genetics as one of its causes, CTE has a distinct environmental cause in the form of repeated brain trauma.50 CTE results in a number of changes to the brain, most notably “the buildup of an abnormal protein called tau.”51 The protein, over time, accumulates in the brain and “congregates in clumps in and around the brain disrupting its function.”52 These tau deposits eventually lead to CTE and the numerous symptoms associated with the disease.53 An individual suffering from CTE may progress through three different stages of the disease, with the severity of symptoms increasing with each stage.54 The severity of CTE “appears to correlate with the length of time engaged in the sport and the number of traumatic injuries” suffered by an 45 Kevin M. Guskiewicz et al., Association Between Recurrent Concussion and Late-Life Cognitive Impairment in Retired Professional Football Players, 57 NEUROSURGERY 719, 719 (2005). 46 Id. at 722. 47 Id. 48 Ann C. McKee et al., Chronic Traumatic Encephalopathy in Athletes: Progressive Tauopathy Following Repetitive Head Injury, 68 J. NEUROPATHOLOGY & EXPERIMENTAL NEUROLOGY 709, 709 (2009). 49 Zeigler, supra note 26. 50 Id. 51 Id. 52 Id. 53 Id. The symptoms of CTE include: disorientation, confusion, dizziness, headaches, lack of insight, poor judgment, dementia, slowed muscular movements, staggered gait, impeded speech, tremors, vertigo, deafness, and deterioration in attention, concentration, and memory. Id. 54 Id. In the first stage of CTE the patient has affective disturbances and psychotic symptoms. Id. As the disease progresses to stage two, “the individual may suffer from social instability, erratic behavior, memory loss, and the initial symptoms of Parkinson’s disease.” Id. In the third and final stage, the affected individual will deteriorate to dementia and may start to develop other symptoms, such as dysarthia (i.e., difficulty pronouncing words), dysphagia (i.e., difficulty swallowing), and ptosis (i.e., drooping of the eyelids). Id. CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 431 athlete.55 While it is currently unclear whether a single traumatic brain injury may result in CTE,56 what is known is that “repetitive closed head injuries [seem] to be the cause” of the disease, and, therefore, athletes involved in contact sports, such as football, are at risk of contracting CTE.57 In 2009, Dr. Ann McKee, a leading CTE expert, released the results of a study examining the brains of five deceased NFL players.58 According to the study, all five football players had “neuropathologically verified CTE at autopsy.”59 One test subject in particular, who had played football at the high school and college levels, along with 10 years in the NFL, was concussed “3 times during his college career and at least 8 times during his NFL career; however, only 1 concussion was medically confirmed.”60 This player had never lost consciousness for more than a few seconds and had never required hospitalization.61 Around age 40, the player began to experience impairments in his “short-term memory, attention, concentration, organization, planning, problem solving, judgment, and ability to juggle more than one task at one time.”62 The player had no specific psychiatric history nor had he ever taken performance-enhancing drugs.63 The player’s family history was also negative for both psychiatric illness and dementia.64 In the same year, McKee examined the brain of diseased Football Hall of Fame player Lou Creekmur.65 McKee specifically noted that important portions of Creekmur’s brain, which control language and learning, had shrunk, and the ventricles in Creekmur’s brain had widened and filled with fluid in an attempt to replace the lost mass.66 According to McKee, the deposits of tau in Creekmur’s brain were so large that “all she had to do was lay the slide on a light table to make a diagnosis.”67 McKee stated that it was clear from the moment that she first saw the sample of Creekmur’s brain that she was looking at the “most obvious case of dementia caused by head trauma she had ever seen in a football player.”68 McKee noted that Creekmur’s case was critically important because his brain 55 McKee, supra note 48, at 710. Id. 57 Zeigler, supra note 26. 58 McKee, supra note 48, at 709. 59 Id. at 710. 60 Id. at 711. 61 Id. 62 Id. The player’s family noted that the player repeatedly asked the same questions over and over, could not recall why he went to the store without a list, and would ask to rent a movie that he had just recently viewed. Id. 63 Id. 64 Id. 65 Carpenter, supra note 17. 66 Id. 67 Id. 68 Id. 56 432 DRYSDALE clearly showed no signs of Alzheimer’s and that “the damage in the brain is undoubtedly CTE.”69 Despite both of these 2009 developments, NFL Commissioner Roger Goodell refused to acknowledge the existence of a connection between head injuries, sustained during a football career, and debilitating brain diseases, such as CTE, that develop later in life.70 While testifying in front of Congress in October of 2009, Goodell dodged questions from several members of the House Judiciary Committee, claiming that a medical expert could give better answers to questions concerning the link between head injuries and brain disease than he could.71 Frustrated, Representative Linda Sanchez of California compared Goodell’s denial to that of the tobacco companies denying the link between smoking and adverse health consequences in the 1990s.72 While Goodell attempted to claim that it was a priority of the NFL to take care of retired NFL players, Representative Maxine Waters of California cut Goodell off, demanding specific details about the steps being taken by the NFL to deal with problems related to head injuries.73 Goodell only could respond by claiming that “talks between the owners and the players are in the early stages.”74 A short time later, in January of 2010, Dr. Ira Casson, a neurologist who served on the NFL’s committee on concussions,75 took a similar stance in front of the House Judiciary Committee, denying the link between professional football and dementia.76 When asked about the link between repeated traumatic brain injuries and brain damage later in life, Casson stated: “[M]y position is that there is not enough valid, reliable, or objective scientific evidence at present to determine whether or not repeated head impacts in professional football result in brain damage.”77 Previously, Casson also had claimed that steroid use and human growth hormone use would need to be considered to make an accurate assessment of the link between concussions and brain disease, even though these substances “have never been shown to cause the tau protein buildup and neurofibrillary tangles that are hallmarks of the brain damage found in players.”78 69 Id. Associated Press, Conyers Wants Review of All Data, ESPN NFL, http://sports.espn.go.com/nfl/news/ story?id=4601966 (last updated Oct. 28, 2009). 71 Id. 72 Id. 73 Id. 74 Id. 75 This committee was later renamed as the NFL Head, Neck, and Spine Medical Committee. Associated Press, Batjer, Ellenbogen to Lead Committee, ESPN, http://sports.espn.go. com/nfl/news/story?id=5000898 (last updated Mar. 16, 2013). 76 Alan Schwarz, Congress Examines NFL Concussions, N.Y. TIMES, Jan. 4, 2010, http://www.nytimes. com/2010/01/05/sports/football/05concussions.html. 77 Id. 78 Id. This statement alludes to the problems associated with CTE. See McKee, supra note 48. 70 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 433 Despite the denials of Casson and Goodell, in December of 2009, NFL spokesman Greg Aiello admitted what the rest of the League had been denying: “It’s quite obvious from the medical research that’s been done that concussions can lead to long-term problems.”79 This statement signaled the shift in the NFL’s policy on denying the link between concussions and brain injuries such as CTE. This shift in policy, coupled with mounting scientific evidence, also signaled the beginning of complex litigation problems for the NFL. II. THE CURRENT CONSOLIDATED CONCUSSION LAWSUITS FILED AGAINST THE NFL Recognizing that the link between CTE and repeated concussions is, in fact, real, more than 2,300 players filed lawsuits against the NFL between 2011 and 2012.80 On June 7, 2012, these claims were consolidated into a master class action complaint against the NFL, alleging, among other things, that the NFL “caused and contributed to the increased risks of latent brain injury,” and that the NFL failed “to take appropriate steps to prevent and mitigate repeated traumatic head impacts (including sub-concussive blows and concussions) and the latent brain injury.”81 A. The Plaintiffs’ Complaint That the NFL Breached Its Duty of Care to Monitor Former NFL Players for Neurodegenerative Diseases Including CTE One of the biggest questions posed by the plaintiffs in this litigation is whether early diagnosis of injuries like CTE “will lead to improved treatment for the medical, cognitive, psychological, and behavioral sequelae of the latent brain injury.”82 Through this lawsuit, the plaintiffs and their families are seeking to compel the NFL to provide medical monitoring to former NFL players due to their increased chances of developing diseases, such as CTE, from their years of playing professional football.83 The plaintiffs have alleged that the NFL sought, over the years, to “glorify the brutality and ferocity of NFL football” by contending that “getting your bell rung” or “being dinged” does not have a serious effect on the health of the 79 Id. Rick Meyer, Will the NFL Feel the Long-Term Effects of Concussions or Can It Avoid the Big Hit?, NFL CONCUSSION LITIGATION 1, 1 (2011), available at http://nflconcussionlitigation.com/wpcontent/uploads/2012/08/MeyerConcussionPaper-copy.pdf. 81 In re National Football League Players’ Concussion Injury Litigation (2012) (No. 2:12-md-02323-AB MDL No. 2323), Plaintiff’s Master Administrative Class Action Complaint for Medical Monitoring, at 4, available at http://nfl concussionlitigation.com/wp-content/uploads/2012/01/download-102.pdf [hereinafter Class Action Complaint]. 82 Id. at 6. 83 Id. at 1. 80 434 DRYSDALE players and is a natural and desired outcome of playing football.84 According to the plaintiffs, this outlook encourages players to play despite being injured, “in part, because failure to play through an injury creates the risk of losing playing time, a starting position, and possibly a career.”85 The complaint states that, due to data available for many years, the NFL knew or should have known that players subjected to repeated blows to the head have suffered and continue to suffer from, among other diseases, CTE.86 The NFL acquired this knowledge through its employment of medical experts studying the health risks of playing football, “including the health risks associated with concussive and sub-concussive injuries.”87 This knowledge put the NFL in a superior position to that of the players regarding the longterm effects of concussions, and, thus, “the NFL shouldered for itself the common law duty to make the game of professional football safer for the players.”88 Additionally, the complaint states that the NFL further assumed this duty through its creation of a Mild Traumatic Brain Injury Committee in 1994 to study the long-term effects of concussions on NFL players.89 The creation of this committee required the NFL to use “reasonable care in the study of concussions and post-concussion syndrome in NFL players [and] the study of any kind of brain trauma relevant to the sport of football.”90 According to the plaintiffs, this duty required the NFL to exercise “reasonable care to keep NFL players informed of neurological risks” and truthfully to inform players about the risks of permanent brain damage associated with repeated concussions incurred while playing in the NFL.91 The complaint alleges that this legal duty was breached by the NFL through its denial of the link between concussions and CTE, despite years of evidence to the contrary, indicating the need for medical monitoring.92 84 Id. at 7-8. Id. at 10. 86 Id. at 12-13. The class action complaint states that, due to published papers showing CTE is prevalent in retired NFL players who have a history of repeated head injury, the NFL should be charged with knowledge of the link between CTE and playing professional football. Id. at 13. The complaint further alleges that these reports show that “over ninety percent of the players suffered from CTE.” Id. 87 Id. at 14. 88 Id. at 14-15. 89 Id. at 29. 90 Id. 91 Id. at 17. The complaint goes on to allege that, during the last 20 years, the NFL has continued to exercise this common-law duty, by sponsoring medical research “regarding the link between repetitive head impacts sustained while playing football and [mild traumatic brain injury] that can and does result in short-term neuro-cognitive injury and decline.” Id. at 19. 92 Id. at 52. As a result of the alleged breach by the NFL, the plaintiffs are seeking an injunction to create a medical monitoring program funded by the NFL, “which would facilitate the early diagnosis and adequate treatment in the event a neurodegenerative disorder or disease is diagnosed.” Id. 85 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 435 B. The NFL Attempts to Dismiss the Plaintiffs’ Complaint Based on Pre-emption Grounds In its answer, the NFL made no attempt to deny the link between repeated concussions suffered during an NFL career and CTE; nor did the NFL deny the possible existence of a legal duty to monitor and detect latent brain diseases.93 Rather, the NFL’s primary argument was that the complaint was pre-empted by the collective bargaining agreements (CBAs) between the NFL and its players.94 The NFL argued that the CBAs are governed by section 301 of the Labor Management Relations Act, which provides for “preemption of all state-law claims . . . whose resolution is substantially dependent upon or inextricably intertwined with the terms of the CBA, or that arise under the CBA.”95 To support its claims, the NFL pointed to provisions in the CBAs providing that team physicians are responsible for “informing players of medical risks associated with returning to play.”96 According to the NFL, these “physician provisions” of the CBAs need to be taken into account when determining “the degree of care owed by the NFL and how it relates to the NFL’s alleged failure to establish guidelines or policies to protect the mental health and safety of its players.”97 The NFL used these “physician provisions” to support its position that determining whether the NFL exercised reasonable care, “which depends first on the assessment of what, if any duty was owed, cannot be made without first determining the scope of the duties placed on Club medical staff by the CBAs.”98 Relying heavily on Duerson v. National Football League, the NFL contended: 93 See In re National Football League Players’ Concussion Injury Litigation (2012) (No. 2:12-md-02323AB MDL No. 2323), Memorandum of Law of Defendants National Football League and NFL Properties LLC in Support of Motion to Dismiss the Amended Master Administrative Long-Form Complaint on Preemption Grounds, available at http://nflconcussionlitigation.com/wp-content/uploads/ 2012/01/download-123.pdf [hereinafter Defendant’s Memorandum]. 94 Id. at 1. 95 Id. at 2. According to the NFL, to resolve the plaintiff’s claims, the court would be required to interpret the CBAs “to determine whether the NFL had such duties, the scope of any such duties, and the reasonableness of the NFL’s conduct in light of the CBA provisions.” Id. 96 Id. at 3. 97 Id. (citing Maxwell v. Nat’l Football League, No. 11-CV-08394 (C.D. Cal. Dec. 8, 2011) (holding that, because the CBA places primary responsibility on team physicians to identify conditions, the “physician provisions of the CBA must be taken into account in determining the degree of care owed by the NFL and how it relates to the NFL’s alleged failure to establish guidelines or policies to protect the mental health and safety of its players.”)). Defendant’s Memorandum, supra note 93, at 16; Duerson v. Nat’l Football League, No. 12 C 2513, 2012 WL 1658353, at ∗ 4 (N.D. Ill. May 11, 2012) (finding that “evaluating the reasonableness of the NFL’s conduct will require interpretation of terms of the CBAs imposing duties on NFL clubs to protect player health and safety”); Defendant’s Memorandum, supra note 93, at 17. 98 Id. at 20. 436 DRYSDALE Provisions [of the CBA] requiring that the Clubs pay the costs of certain medical care for its players, and provisions requiring that the Club physician perform a preseason, and in some cases a post-season physical examination, could be interpreted to impose a duty on the NFL’s clubs to monitor a player’s health and fitness to continue to play football, such that the NFL could reasonably rely on the clubs to notice and diagnose player health problems arising from playing in the NFL.99 The NFL admitted that the CBAs “establish the duties of the NFL and its Clubs to provide medical care to NFL players.”100 According to the NFL’s interpretation, the CBAs establish the legal duty of the NFL to promulgate, implement, and subsequently enforce rules regarding “professional football generally, and health and safety-related rules in particular. Indeed the CBAs provide that the NFL and its Clubs have an obligation” to do so.101 “Thus, the NFL’s alleged duty—to ‘make the game of professional safer for players’—expressly arises under the CBAs.”102 Therefore, the NFL did not argue that it did not owe a legal duty to former players to monitor their health and safety. Instead, the NFL suggested that any such obligation would arise under the CBAs, and thus, the plaintiffs’ claims should be pre-empted.103 C. The Plaintiffs’ Respond to the NFL’s Claim of Pre-emption In response to the NFL’s pre-emption claims, the plaintiffs have asserted that the CBA provisions cited by the NFL pertain exclusively to other parties, namely teams and physicians, and “have nothing to do with the NFL’s own independent duty to exercise reasonable care in safeguarding Players from neurological injuries.”104 The plaintiffs reiterated the NFL’s independent duty to monitor and care for player health and safety arises from the history of the NFL undertaking studies on concussions and the NFL’s own statements “holding itself out as a protector of player well-being.”105 The plaintiffs contended that interpretation of the CBAs will not be necessary to determine whether the NFL’s historical actions gave rise to a duty of care.106 Rather, the court only will be required to weigh: “(1) the relationship between the NFL and the Players; (2) the ‘utility’ of the NFL’s conduct; 99 Id. at 21 (citing Duerson, 2012 WL 1658353 at 4). Id. at 31. 101 Id. 102 Id. (emphasis added). 103 Id. at 4. 104 In re National Football League Players’ Concussion Injury Litigation (2012) (No. 2:12-md02323-AB MDL No. 2323), Memorandum of Plaintiffs in Opposition to Defendants National Football League’s and NFL Properties LLC’s Motion to Dismiss the Amended Master Administrative Long-Form Complaint at 2, available at http://nflconcussionlitigation.com/wpcontent/uploads/2012/01/MTDReplyBriefFINAL.pdf [hereinafter Plaintiff’s Reply Memorandum]. 105 Id. at 15. 106 Id. 100 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 437 (3) the ‘nature’ and ‘foreseeability’ of the risk; (4) the ‘consequences of imposing a duty’ on the NFL; and (5) the ‘overall public interest.”’107 While the NFL suggested that the duties of the teams and the physicians somehow lessen the duties owed by the NFL, the plaintiffs pointed out that it is “no defense that a similar duty rested upon another person,” meaning that “a party who fails to take reasonable precautions cannot escape liability ‘simply because two (or three, or thirty) colleagues also failed to take proper care.”’108 Thus, the scope of the legal duty owed by the NFL does not depend on the duties owed by individual teams or by team physicians; it is determined by the NFL’s own “statements, actions, and unique understanding of brain injuries.”109 The plaintiffs stressed that the NFL cannot avoid liability, at this point, simply because the team physicians failed to warn players that repeated concussions could lead to brain diseases, such as CTE.110 The plaintiffs went as far as alleging that the team physicians were incapable of determining the long-term effects of impacts, which resulted from “latent conditions that manifested themselves only years after retirement.”111 According to the plaintiffs, the teams’ and physicians’ failure to take effective steps to protect players informs the duty the NFL owed.112 The plaintiffs attacked the NFL’s use of both Duerson and Maxwell, claiming both courts simply assumed, without analysis, “that the CBA duties of Clubs and doctors might absolve the NFL of responsibility for its own negligence.”113 Furthermore, neither court considered “one of the Player’s core arguments: that the NFL’s voluntarily assumed legal duty of care is unaffected by the potentially parallel duties of Clubs and doctors.”114 According to the plaintiffs, the NFL—not physicians, doctors, and teams—was in the best position to “spearhead reforms” at a systemic level, addressing injuries resulting from concussions.115 On August 26, 2013, the NFL, without admitting liability, proposed a $765-million settlement offer to put an end to the current concussion 107 Id. (citing R.W. v. Manzek, 888 A.2d 740, 746-47 (Pa. 2005)). The plaintiffs stressed that this list of factors reflects “considerations of public policy, not of contract.” Id. 108 Id. at 16 (citing 57A AM. JUR. 2d Negligence § 80; Lyon v. Ranger III, 858 F.2d 22, 25 (1st Cir. 1988)). 109 Id. at 17. 110 Id. 111 Id. at 17-18. 112 Id. at 18. 113 Id. at 30. 114 Id. at 31. For example, the Northern District of Illinois in Duerson “simply hypothesized that a court might ‘plausibly interpret’ the CBAs to ‘impose a duty on the NFL’s clubs to monitor a player’s health.”’ Id. 115 Id. at 33. 438 DRYSDALE litigation.116 The settlement offer, which still requires the approval of a courtappointed mediator, does little to resolve the question of how the NFL will handle cases of CTE in the future and even less to compensate those who have already fallen victim to CTE-related deaths.117 Moreover, the plaintiffs, faced with the possibility of losing the case or waiting for years of litigation to be resolved before receiving financial assistance they desperately need, appear to be prepared to let the NFL off the hook for substantially less than the $2 billion in damages originally sought.118 Nevertheless, if a substantial number of plaintiffs choose to opt out of the settlement offer, it still could be rejected by the mediator and the case then likely would proceed to trial.119 Therefore, due to the large number of possibilities and uncertainties surrounding the potential settlement, the offer does not resolve the scope of the NFL’s duties to monitor its players for CTE in the future. III. THE NFL’S ATTEMPTS TO LIMIT CONCUSSION EXPOSURE THROUGH A SERIES OF ENACTED AND PROPOSED RULE CHANGES Whether the NFL finally recognized the mounting scientific evidence of the long-term effects of concussions or whether the League was attempting to limit its liability due to the massive number of lawsuits it is facing, the NFL has attempted to mitigate long-term concussion damage by implementing and discussing various rule changes aimed at reducing head injuries and increasing player safety.120 116 Lester Munson, In the End, Settlement Not Surprising, ESPN.com, http://espn.go.com/nfl/story/ /id/ 9612467/questions-answers-nfl-retired-players-lawsuit-settlement. The settlement offer was proposed just as U.S. District Court Judge Anita B. Brody was set to issue her first major ruling on the case. 117 Id. The settlement states that “the agreement is not an admission by the NFL of liability on the concealment issue.” Moreover, in order to reach the settlement agreement, both the NFL and the plaintiffs agreed that all action on the issue of whether the NFL concealed the link between concussions and diseases like CTE would be deferred. Thus, if the proposed settlement is accepted and approved, the lawsuit never will enter the discovery phase, which could have uncovered the “smoking gun” showing that the NFL conclusively had knowledge of the link between traumatic brain injury and CTE. 118 Steve Fainaru & Mark Fainaru-Wada, Players Sought $2 Billion from NFL, ESPN.com, http://espn.go.com/espn/otl/story/ /id/9622926/players-initially-sought-2-billion-plus-nfl-concussionsettlement. The players had demanded “more than $2 billion to settle the case. Judge Brody’s statements to the attorneys for the plaintiffs that their case, however, was “in real danger of being dismissed” coupled with the potential for years of litigation that would deny many former players medical and financial assistance they need, led the plaintiffs to agree to settle for much less than they originally sought. Of the $765 million, only $675 million will be set aside to compensate all of the players and families of players who have suffered from diseases such as CTE. 119 Id. While Judge Brody indicated that a large portion of the plaintiffs’ case was likely to be thrown out, she also noted “at least part of the case was likely to survive” the motion to dismiss. Id. Thus, “if a significant number of players were to exercise their right to opt out of the settlement agreement,” the case is likely to proceed to trial in a limited capacity. Id. 120 See generally NFL.com Wire Report, supra note 19. CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 439 A. Rule Changes Already Implemented by the NFL in an Attempt to Reduce the Number of Concussions In 2010, the NFL reworded the League’s rules to prohibit a player from “launching121 himself off the ground and using his helmet to strike a player in a defenseless122 posture in the head or neck.”123 Violations of this rule only result in the imposition of a 15-yard unnecessary roughness penalty.124 In the same season, the NFL mandated that once a player loses his helmet on the playing field, the current play must immediately be whistled dead.125 Also, in 2010, the NFL mandated that during field goals or extra point attempts, defenders must line up with their entire bodies on the outside of the snapper’s body to protect the snapper while he is in a position of vulnerability.126 Violations of this rule, however, result in only a five-yard penalty for illegal formation.127 To reinforce the seriousness of the rule changes, in the middle of the 2010 season, Commissioner Goodell issued a memo to all NFL teams stating that “more significant discipline, including suspensions, will be imposed on players that strike an opponent in the head or neck area in violation of the rules.”128 The most drastic step the NFL has taken to reduce head injuries was the 2010 change to the NFL kickoff rules. To reduce what has been referred to as one of the most violent plays in the game,129 the kickoff was moved up from the 30-yard line to the 35-yard line.130 The NFL also outlawed the use of the three-man wedge on kickoffs, while allowing the two-man wedge to remain 121 “Launching” is defined as “leaving the ground to make the hit.” Jason Bon, 2010 NFL Rule Changes—Hitting Defenseless Players, BLEEDING GREEN NATION, Aug. 10, 2010, http://www. bleedinggreennation.com/2010/8/10/1615365/2010-nfl-rule-changes-hitting. 122 A “defenseless player” includes: “[a quarterback] in the act of passing, a [wide receiver] in the act of making a catch, a kick or punt returner in the act of making a catch, a runner who is in the grasp or whose forward progress has been stopped, a player on the ground at the end of the play, a [quarterback] after a change of possession, and a kicker or punter after the ball is kicked.” Id. 123 NFL.com Wire Report, supra note 19. While this rule has been in place for several seasons, it previously applied only to wide receivers getting hit. The new rule now applies to all players. Id. 124 Bon, supra note 121. 125 NFL.com Wire Report, supra note 19. 126 Bon, supra note 121. 127 Id. 128 National Football League, Goodell Issues Memo Enforcing Player Safety Rules, NFL.COM, Oct. 20, 2010, http://www. nfl.com/news/story/09000d5d81b7b9ef/article/goodell-issues-memo-enforcingplayer-safety-rules. Goodell’s memo stated: “[I]n recent years, we have emphasized minimizing contact to the head and neck, especially where a defenseless player is involved. It is clear to me that further action is required to emphasize the importance of teaching safe and controlled techniques, and of playing within the rules. It is incumbent on all of us to support the rules we have in place to protect players.” Id. 129 See Jeffri Chadiha, Should the NFL Eliminate Kickoffs?, ESPN, Sept. 26, 2012, http://espn.go.com/nfl/ story/ /page/hotread-kickoffs/should-nfl-eliminate-kickoffs-pursuit-safer-game. 130 The Concussion Blog, supra note 18. 440 DRYSDALE a legal play.131 Consequently, players on the kicking team must now line up closer to the end zone, reducing the amount of space the players have in which to get a running start.132 In 2011, the NFL also mandated that certified athletic trainers be available in press boxes during all NFL games.133 These athletic trainers assist medical personnel located on the sidelines in identifying potential concussions because the symptoms are often difficult to spot and assess from the field level.134 On March 20, 2013, the NFL voted to introduce yet another new rule aimed at player safety.135 Starting in the 2013–2014 season, if a running back lowers the crown of his helmet while he is inside the tackle box136 or while he is less than three yards downfield and makes contact with a defender, the team will be given a 15-yard penalty.137 B. Rule Changes That Have Been Considered by the NFL but Have Not Yet Been Implemented According to the NFL, the kickoff change, alone, has reduced the number of concussions that occur each year.138 Because of this result, the NFL has started to entertain the idea of eliminating the kickoff as a part of the game altogether.139 John Mara, co-owner of the New York Giants, supported the idea, stating that he could “see the day in the future where [the kickoff] could be taken out of the game.”140 Mara specifically noted that he believed the kickoff is “one 131 Id. See id. 133 Jim Corbett, Concussed NFL Alumni Seek Awareness, Amends, USA TODAY, Dec. 26, 2011, http:// usatoday30.usatoday.com/sports/football/nfl/story/2011-12-26/concussions-former-players-dorseylevens/52231256/1. 134 See id. 135 See generally John Clayton & Adam Schefter, Tuck Rule Gone, Helmet Rule Approved, NFL, http:// espn.go.com/nfl/story/ /id/9075058/nfl-owners-end-tuck-rule-approve-helmet-penalty (last updated Mar. 20, 2013). 136 The tackle box is the “area on the field that extends laterally between the offensive tackles on either side of the offensive line. The tackle box is significant for both the offense and the defense.” Sporting Charts, What Does Tackle Box Mean?, NFL DICTIONARY, http://www.sportingcharts.com/dictionary/nfl/tacklebox.aspx (last visited June 26, 2013). 137 Seth Walder, Jim Brown Supports New Running Back Helmet Rule, While Fellow NFL Rushing Legend Emmitt Smith Calls Proposal “Absurd,” N.Y. DAILY NEWS, Mar. 19, 2013, http://www.nydailynews. com/sports/football/nfl-legends-brown-smith-butt-heads-rb-rule-article-1.1293242. 138 Associated Press, Concussions Decline After Change to Kickoff Rule, NFL.COM, Aug. 8, 2012, http://www.nfl.com/news/story/0ap1000000047303/article/concussions-decline-after-changeto-kickoff-rule. According to Jesse David, the senior vice president of Edgeworth Economics, the number of concussions incurred at kickoff “decreased by 43 percent from 2010 to 2011.” Id. 139 Chadiha, supra note 125. 140 Id. 132 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 441 of the most dangerous plays in football.”141 According to Mara, the problem is that concussions come from several different aspects associated with the kickoff.142 Because the problem exists on more than one level, there is no single thing that can be done to prevent concussions on the kickoff and, therefore, to ensure player safety, the play should be eliminated altogether.143 Greg Schiano, now the Tampa Bay Buccaneers’ head coach, also endorsed the proposition, when as a college coach at Rutgers University, he watched one of his players suffer paralysis while making a tackle on a kickoff.144 According to Schiano, “players would be grateful for such visionary changes 30 years from now.”145 Schiano has advocated that punts should replace kickoffs because “blockers and tacklers don’t have running starts at one another.”146 The main concern for proponents of kickoff elimination like Mara and Schiano is that players are becoming “too big, strong, and fast to continue a tradition that leaves them in precarious positions.”147 In a December 2012 meeting between NFL Commissioner Roger Goodell and Chair of the NFL’s Competition Committee Rich McKay, Goodell brought up Schiano’s proposal: following a touchdown or a field goal, give the scoring team the ball on its own 30-yard line in a fourth-and-15 situation instead of allowing the scoring team to kick off.148 The options at that point would either be for the scoring team to go for the first down149 or, as Schiano suggested, punt it away, resulting in punts replacing kickoffs.150 Despite Goodell mentioning these proposed changes, the NFL has not taken any action to eliminate kickoffs in the NFL game. To protect its own interests, the NFL Players Association has requested that the NFL place independent neurologists on the sidelines at every NFL game “and include them as part of the initial concussions examination protocol.”151 In the past, when a player has shown signs of a concussion, the immediate examination of the player was conducted by the team 141 Id. Id. Mara noted that concussions come “from the wedge, from the crossing blocks where a guy goes from one side of the field to another, [and] from a full-speed collision between a return guy and a tackler.” Id. 143 Id. 144 Id. 145 Id. 146 Id. 147 Id. 148 Chris Chase, Roger Goodell Brings Up Idea NFL Could Eliminate Kickoffs, USA TODAY SPORTS, Dec. 6, 2012, http://www.usatoday.com/story/gameon/2012/12/06/goodell-kickoff-rule-changes/1751289/. 149 If the team chose not to punt and did not gain the 15 yards necessary for a first down, the opposing team would take over with good field position. Id. 150 Id. The rationale behind this approach was, again, that punts are “less susceptible to violent collisions than kickoffs.” Id. 151 Barry Wilner, NFL, Union Try to Change Culture on Concussions, THE BIG STORY, Oct. 19, 2012, http://bigstory.ap.org/article/nfl-union-try-change-culture-concussions. 142 442 DRYSDALE physician.152 In December of 2011, 31 of 44 NFL players surveyed reported that they would like the league to have independent neurologists at all NFL games.153 In January of 2013, the NFL responded to this request and announced that it “expects” independent neurological consultants to be available on the sidelines during games in the 2013–2014 season to help diagnose and treat concussions.154 Also, discussion of expanding the size of the NFL playing field has begun. The NFL could consider expanding its field to match that of the Canadian football field, which is 35 feet wider and 30 yards longer than the standard field size used in the NFL.155 Proponents of this idea believe that the field expansion, particularly the widening, could have a serious, positive impact on safety regarding head injuries.156 According to former NFL Competition Committee member and Canadian Football League (CFL) member Bill Polian, expanding the field would create more space and “perhaps a safer game” because there have been fewer collisions in the CFL.157 The rationale behind this proposed idea is simple: “[A] wider field would spread out bodies over more space, reducing hits in the middle of the field.”158 The idea also has been endorsed by former NFL great Warren Moon, who played six seasons in the CFL before starting his NFL career.159 Moon said that, in his experience, there are “fewer head[-]to[-]head collisions by big men in the CFL,” a fact Moon considers significant.160 Again, although this idea has been suggested by a few individuals, the NFL has not given any serious consideration to field expansion at this time. IV. DESPITE EFFORTS BY THE NFL, CONCUSSIONS, AND EVENTUALLY CTE, ARE INEVITABLE CONSEQUENCES OF AN NFL CAREER Although the NFL has appeared to take steps to reduce the long-term effects of head injuries, the League’s efforts have been met with mixed reactions from both players and fans, and created a wide array of skewed results. 152 Id. Associated Press, NFLPA Voices Safety Complaints, ESPN, http://espn.go.com/nfl/story/ /id/8903292/ demaurice-smith-domonique-foxworth-nflpa-lay-complaints-safety-issues (last updated Jan. 31, 2010). 154 Id. 155 Dan Pompei, A Radical Idea Discussed to Make the NFL Safer; Going from the CFL to the NFL; and All the Latest Chatter, NATIONAL FOOTBALL POST, Feb. 10, 2013, http://www.nationalfootballpost.com/NFPSunday-Blitz-1048.html. 156 Id. 157 Id. 158 Id. 159 Id. 160 Id. 153 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 443 The NFL’s numbers on the reductions in concussions are, at best, suspect due to the discrepancies in the way teams list and report concussions.161 The discrepancies are caused by the process through which concussion statistics are gathered from weekly injury reports released by individual NFL teams.162 These reports fail to account for any concussions that a player may suffer the week before a bye,163 when he can recover enough to avoid being listed on the team’s injury report the next week.164 Furthermore, unless a team makes the playoffs, no concussion statistics are gathered from the last week of the season, meaning players from 20 teams go unreported in the season totals at the end of the year.165 The NFL’s contention that the new kickoff rules have been effective presents even more problems. While the NFL has claimed a decline in concussions due to moving the kickoff from the 30-yard line to the 35-yard line, different sets of statistics show a much higher number of concussions during the same time period, for which the NFL claims a decrease occurred.166 These other sets of statistics appear to show “only a nominal decrease between 2010 and 2011.”167 Dustin Frink, a trainer in Illinois who tracks NFL concussions for “The Concussion Blog,” concludes that the NFL lacks a “reliable way to account for concussions all season long.”168 Frink says the NFL’s published numbers show that the league has an internal set of concussion reports that is “beyond the official injury reporting system the public sees.”169 A. NFL Rule Changes Find Little to No Favor Among NFL Players, Coaches, and Owners Reactions by the NFL players to the new kickoff rules have been negative.170 Josh Cribbs, a kick returner for the Cleveland Browns, believes that the new rule will eliminate the kick-off return from the game completely, 161 Fainaru-Wada & Fainaru, supra note 25. Several teams in the NFL use “different and imprecise terms to describe concussions on injury reports, obscuring the prevalence and severity of head injuries from week to week.” Id. 162 Id. 163 A “bye week” is defined as “a week during the playing season in which a team does not play a game.” Bye Week, CAMBRIDGE DICTIONARIES, http://dictionary.cambridge.org/dictionary/british/bye-week (last visited June 20, 2013). 164 Fainaru-Wada & Fainaru, supra note 25. 165 Id. 166 See id. 167 Id. 168 Id. 169 Id. 170 New Kickoff Rules Winning Few Fans Among Players and Coaches, NFL, Aug. 15, 2011, http://www.nfl.com/news/story/09000d5d821785ce/article/new-kickoff-rules-are-winning-fewfans-among-players-coaches. Rashied Davis, a wide receiver for the Detroit Lions, stated that he “hated” the new kickoff rule. Id. Linebacker Osaiah Ekejiuba went as far as to call the rule “awful.” Id. 444 DRYSDALE reducing a league game to nothing more than “a scrimmage.”171 John Harbaugh, head coach of the Baltimore Ravens, believes that placing defenders closer to the return man eventually will result in more violent collisions as players will attempt to “smash the returner inside” the 15-yard line.172 Player reactions to NFL rule changes regarding how defensive players can administer hits have been similarly negative. Former Chicago Bears linebacker Brian Urlacher complained that it is not clear what players can and cannot do under the League’s new rules.173 According to Urlacher, defensive players have no idea what hits will result in a penalty during the game, and they still may be fined for plays that were not even penalized at the time of contact.174 Cincinnati Bengals linebacker James Harrison said that the new hitting rules will not change the way he plays the game.175 According to Harrision, even if he were to attempt to hit a player low, the risk remains that the hit may “blow out his ACL,” which could end a player’s career.176 As Harrison sees it, a player with a blown-out knee cannot make a living or support his family, making a knee injury just as life-threating as a blow to the head.177 Several players have echoed the feelings of Harrison and Urlacher, passionately expressing their dislike of the new hitting rules and questioning their effectiveness.178 Also, some players, like Channing Crowder, formerly of the Miami Dolphins, have stated they will not follow the new NFL rules designed to limit concussions and actually will continue to use their helmets as a weapon on the field.179 Responses to proposed rule changes by the NFL have fared no better around the League. Reactions to the proposed kickoff elimination have been extremely negative, with most players and coaches believing that eliminating 171 Id. Id. 173 Brian Urlacher Rips NFL Over Fines, Flags: “It’s Very Frustrating for Me,” HUFFINGTON POST, Nov. 4, 2011, http://www.huffingtonpost.com/2011/11/04/brian-urlacher-nfl-fines-flags n 1075646.html. 174 Id. 175 Chris Chase, NFL Players Speak Out on the NFL’s Awful, New Dangerous Hit Rule, YAHOO! SPORTS, Oct. 20, 2010, http://sports.yahoo.com/nfl/blog/shutdown corner/post/ NFL-players-speak-out-on-the-NFL-s-awful-new-da?urn=nfl-278498. When asked about the new hitting rules Harrsion replied: “It’s a physical game, it’s a violent game. You’re going to get hurt.” Id. 176 James Harrison Has New Approach, ESPN, http://espn.go.com/ nfl/story/ /id/8770032/james-harrisonpittsburgh-steelers-discusses-way-hits (last updated Dec. 21, 2012). 177 Id. 178 Chase, supra note 175. Adrian Wilson of the Arizona Cardinals stated that, while he attempts to use his best judgment when hitting other players, the decision is often made in a split second and the head-to-head collisions are often times “unavoidable.” Id. Antrel Rolle of the New York Giants said that the new rules were “absolutely ridiculous” because it is impossible to have absolute control over your body when attempting to make a tackle. Id. Former Washington Redskins player Phillip Daniels believes the new hitting rules are turning the NFL into a “cupcake league,” and, when the helmet goes on, all players make the choice of “hit or be hit.” Id. 179 Klopman, supra note 23. 172 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 445 kickoffs will take away an exciting play that is an invaluable part of the game and leave players who excel as kick returners unemployed.180 Furthermore, some team officials believe that a wider NFL field actually could lead to more high-impact hits.181 Rick Smith, general manager of the Houston Texans, believes that a wider field will result in more high-speed collisions because defenders will be farther away from their intended targets, resulting in a build-up of more speed before contact is made.182 Despite these flaws in the NFL rule changes and other proposals, the biggest problem faced by the NFL and its players in the battle to reduce head injuries is the mentality of the players themselves, a mentality that appears to be supported by the NFL. B. The Game and Culture of Football Makes Any Attempt at Rule Changes to Avoid Concussions Futile According to the current concussion litigation, as recently as 2010, the NFL fined some players for what the League deemed “illegal and dangerous hits.”183 Despite these fines, however, the NFL turned around and sold photographs of these same hits on its website “for between $54.95 and $249.95.”184 Certain coaches seem to believe in the same double standard as the NFL. After one of his players delivered a devastating hit in the 2013 NFC Championship game that left the opposing player unconscious and eventually concussed, Baltimore Ravens Head Coach John Harbaugh called the hit “as good a tackle as you’re ever going to see in football.”185 This “warrior mentality,” which the NFL appears to support and which is still embraced by many players, prevents players from reporting concussions because they feel they owe a duty to their teams to continue to play through the pain.186 Several incidents in the 2012–2013 NFL season, alone, represent this mentality. In September of 2012, Detroit Lions wide receiver Calvin Johnson took a helmet-to-helmet hit in a game against the Minnesota Vikings.187 Johnson 180 Chadiha, supra note 129. Pompei, supra note 155. 182 Id. 183 Class Action Complaint, supra note 81, at 11. 184 Id. 185 Clark Judge, Ravens’ Pollard: NFL Really Does Stand for Not for Long, CBS SPORTS.COM, Jan. 25, 2013, http://www.cbssports.com/nfl/blog/clark-judge/21613854/ravens-pollard-nfl-really-does-standfor-not-for-long. 186 Stephanie Smith, Warner: Playing Through Concussion “Part of the Game,” CNN MEDICAL NEWS, Nov. 22, 2010, http://www.cnn.com/2010/HEALTH/11/22/playing.through.concussions/index.html. Critics of the NFL’s concussion protocol claim that players who are afraid of losing time on the field “may feel compelled to hide their symptoms. At the same time[,] the [L]eague places a premium on winning.” Id. 187 Breslow, supra note 21. 181 446 DRYSDALE was tested for a concussion but was allowed to return to the game.188 Following a bye week, Johnson did not appear on the injury report released by the Lions two weeks later.189 Nevertheless, on three separate occasions, Johnson told reporters that he suffered a concussion in the earlier game, but that “it’s part of football” and “[if] you get concussed you gotta keep on playing.”190 A month later, the Lions issued a report disputing Johnson’s statement and standing by the team’s position that Johnson did not, in fact, suffer a concussion.191 Shortly after the Johnson incident, fans cheered as struggling Kansas City Chiefs quarterback Matt Cassel lay motionless on the field following a massive hit that resulted in a concussion.192 Two weeks later, Cassel’s backup, quarterback Brady Quinn, told reporters that he attempted to play through a concussion against the Oakland Raiders.193 Quinn, who had spent three years as a backup quarterback in the NFL, told reporters that he “tried to stay in the game, because it was the first opportunity for me in a while. . . . I tried to play through it.”194 Similar incidents around the league suggest that this warrior mentality is still very much in existence despite the push for improved player safety and reduced head injuries.195 Many players hold views similar to those of Johnson and Quinn and feel that concussions are part of the game and something they “signed up for.”196 The 2012–2013 season also provided a glaring example of why many of the concerns that players have about reporting concussions are all too 188 Id. Id. 190 Id. 191 Id. 192 Id. 193 Id. 194 Id. 195 See id. In early 2012, then New York Jets running back Shonn Greene was the victim of an illegal helmet-to-helmet hit. Greene returned to the huddle “dazed and wobbly, but was eventually given the green light to continue to play.” Id. Greene later admitted that he did not remember quarterback Mark Sanchez sending him out of the huddle and toward the sidelines for a concussion test. Id. Later in the season, Washington Redskins safety Jordan Pugh exited a game against the Vikings with a head injury. Id. Despite exiting the game, Pugh was allowed to return to play only to exit again 90 seconds later for good because he was unable to continue playing. Id. The Washington Redskins were also fined $20,000 by the NFL for violating League concussion rules for rookie quarterback Robert Griffin, III. Id. After Griffin was hit in the head, the Redskins announced that Griffin was “shaken up.” Id. Following the game, head coach Mike Shanahan called the injury “a mild concussion.” Id. 196 See Pat Yasinskas, Ed Reed: “I Feel Effects from” Blows, ESPN, http://espn.go.com/nfl/playoffs/2012/ story/ /id/ 8894201/2013-super-bowl-baltimore-ravens-ed-reed-says-junior-seau-signed-nfl-dangers (last updated Jan. 29, 2013); Craig Peters, Titans Players React to NFL Memo on Increased Discipline for Illegal Hits, TITANS ONLINE, Oct. 21, 2010, http://www.titansonline.com/news/ article-1/Titans-Players-React-to-NFL-Memo-on-Increased-Discipline-for-Illegal-Hits/c061d854be96-4e02-9ac1-673eea849471; Smith, supra note 172. 189 CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 447 real. Ten games into the NFL season, San Francisco 49ers quarterback Alex Smith suffered a concussion against the St. Louis Rams.197 Smith attempted to remain in the game, despite suffering from blurred vision, before eventually being replaced by backup quarterback Colin Kaepernick.198 Kaepernick went on to permanently replace Smith as the 49ers’ starting quarterback for the remainder of the season, which culminated in a trip to the Super Bowl.199 Smith later said that the only thing he felt like he did to lose his job was get a concussion.200 Critics claim that the decision to replace Smith with Kaepernick, even after Smith had fully recovered, “will only make players more reluctant to report head injuries.”201 This view was supported by former 49ers linebacker Bill Romanowski, who questioned whether Smith made the right choice.202 Romanowski stated that “‘a lot of guys still do’ play through concussions,” and the fact that Smith lost his job “once again brings up the issue that the culture is still in question.”203 Eventually, this culture leads to a player being faced with a choice: “job security over the short haul vs. quality of life over the long haul.”204 Furthermore, players continue to suffer concussions and fail to realize it, causing them to stay in the game and never report the injury. In fact, most concussions that are labeled grade one never make the injury reports put out by the NFL.205 According to Dr. Bennet Omalu, who was the first to identify, describe, and name CTE as a disease in football players and wrestlers, “for every documented concussion[,] there are hundreds of impacts to the head called sub-concussions.”206 Dr. Omalu explained that players would not have immediate impairment with sub-concussions,207 making it impossible for a player to report or even recognize that his health may be in serious jeopardy. Regardless of a player’s attitude, some concussions are unavoidable, even if players are making their best efforts to play safely and within the rules. Bernard Pollard, a safety for the Baltimore Ravens and one of the most outspoken players on the subject of concussions, pointed out that, while the NFL is attempting to move in the right direction, “at the same time coaches 197 Breslow, supra note 21. Id. 199 Id. 200 Id. 201 Id. 202 Mihoces, supra note 22. 203 Id. 204 Id. Denver Broncos wide receiver Brandon Stokley agrees that players are forced to make this choice. Stokley reports that players still hide and play through concussions to avoid losing their jobs. Stokley, who has played 14 seasons in the NFL, estimates that he has suffered “about a dozen concussions going back to college” and reports that, during his younger years, he would “play through the lesser hits.” Id. 205 Farber, supra note 16. 206 Smith, supra note 186. 207 Id. 198 448 DRYSDALE want ‘bigger, stronger, and faster’ players year in and year out.”208 Pollard explained that this conflict means big hits will continue to happen no matter what precautions are put in place and, therefore, concussions will continue to increase.209 Former NFL quarterback Kerry Collins agreed, stating that, while the NFL may try to protect players, “some things happen in the course of the game where there is going to be big hits.”210 Tennessee Titans linebacker Will Witherspoon took the same position as Pollard and Collins, admitting that, while everyone tries to play a clean game, “sometimes things happen that are beyond your control,” and playing the game tentatively to attempt to limit head injuries actually may result in an increase in other types of injuries.211 Further exacerbating the problems, a study at the end of the 2012–2013 season showed that four in five NFL players did not trust the medical staff on their respective teams.212 Even the President of the United States has recently questioned the safety of football.213 Taken together, all of these concerns point to the conclusion that the NFL cannot eliminate concussions, and players will continue to develop debilitating brain diseases like CTE following retirement, unless the NFL changes course and engages in a new form of preventative care. While such a solution may not have been a possibility in the past, recent medical developments have made it possible for the NFL to divert its expansive resources toward detecting CTE before it ruins the lives of players. V. CREATING A DUTY TO USE PET SCANS TO DETECT CTE IN ACTIVE NFL PLAYERS TO REDUCE LIABILITY AND INCREASE PLAYER SAFETY Until recently, one of the biggest problems with CTE detection and treatment was the fact that no specific markers or tests existed to detect CTE in living athletes.214 In February of 2013, however, a major breakthrough was made in the area of CTE research.215 208 Tony Lee, Baltimore Ravens Safety: NFL Won’t Be in “Existence” in 30 Years, BREITBART, Jan. 26, 2013, http://www.breitbart.com/Breitbart-Sports/2013/01/26/Pollard-Comments-NFL. 209 Id. 210 Peters, supra note 196. 211 Id. 212 Rick Maese, NFLPA Survey: Nearly Four in Five Football Players Don’t Trust Team Medical Staffs, WASH. POST, Jan. 31, 2013, http://articles.washingtonpost.com/2013-01-31/sports/36648066 1 football-players-nfl-teams-demaurice-smith. 213 President Questions Safety of Football, ESPN, http://espn.go.com/nfl/story/ /id/8886528/presidentbarack-obama-not-sure-allow-son-play-football (last updated Jan. 28, 2013). 214 Zeigler, supra note 26. This lack of testing also explains why CTE is not an area that has received attention until recently. Id. 215 See Gary W. Small et al., PET Scanning of Brain Tau in Retired National Football League Players: Preliminary Findings, 21 AM. J. GERIATRIC PSYCHIATRY 138, 138 (2013). CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 449 Scientists at UCLA have developed a method to detect tau protein in living brains using a PET scan.216 The scientists injected five ex-NFL players and five control group members with a tracer named FDDNP. A radioactive molecule attached to the tracer allowed scientists reading the PET scan to see where the FDDNP was clinging to tau deposits in the players’ brains.217 The results of the study showed that NFL players had “significantly higher FDDNP signals compared with controls.”218 Furthermore, the results showed “an increase in FDDNP binding levels with increase in the number of concussions.”219 These findings indicated that the higher levels of FDDNP binding patterns in players “are consistent with the fibrillary tau deposition patterns observed at autopsy in CTE cases.”220 As a result, the study concluded that the higher level of FDDNP binding in players with concussions suggests a link between head injuries and CTE.221 Dr. Julian Bailes, the co-director of the NorthShore Neurological Institute and co-author of the study, called this breakthrough “the holy grail” of head trauma studies.222 According to Bailes, for the first time, the possibility has been opened for medical professionals to intervene and stop the decline of players who are showing signs of CTE.223 Dr. Gary Small, the lead author of the study, reported that these findings may guide researchers in “developing strategies and interventions to protect those with early symptoms, rather than try to repair damage once it becomes extensive.”224 The study, the first of its kind, has some limitations. Dr. Small pointed out that this scan can cost as much as $5,000 and currently only can be performed at UCLA.225 If, however, as NFL spokesman Greg Aiello claims, the NFL has no higher priority than player health and safety,226 creating a legal duty to scan players who have suffered multiple head injuries in their career should present no issues for a league that generates approximately $9.3 billion in gross income per year.227 216 Id. Id. 218 Id. at 140. 219 Id. 220 Id. at 142. 221 Id. 222 Ken Belson, PET Scan May Reveal CTE Signs, Study Says, N.Y. TIMES, Jan. 22, 2013, http:// www.nytimes.com/2013/01/23/sports/football/study-suggests-pet-scans-may-identify-cte-in-livingpatients.html? r=0. 223 Id. 224 Id. 225 Sean Gregory, CTE in Seau, Other Former NFL Players: What Now for Football and Concussions, TIME SPORTS, Jan. 24, 2013, http://keepingscore.blogs.time.com/2013/01/24/cte-detectedin-living-ex-nfl-players-junior-seaus-family-sues-what-now-for-football-and-concussions/. 226 President Questions Safety of Football, supra note 213. 227 Class Action Complaint, supra note 81, at 6. 217 450 DRYSDALE While the outcome of the pending concussion litigation will have a substantial impact on how a legal duty to scan living players for CTE plays out, a close look at the pleadings reveals that this duty may be established regardless of how the court eventually rules, if the case move forward. If the court were to agree with the plaintiffs and hold that the NFL, through its position of superior knowledge of the effects of concussions, did, in fact, shoulder the common-law duty to make the game of football safer, the duty to scan active players for CTE would essentially be established. Scanning NFL players who have a history of head trauma for CTE certainly would fall within the duty of “making the game safer,” which the NFL would owe to all of its players. Furthermore, if the court were to accept the plaintiffs’ contention that the team physicians are incapable of determining the long-term effects of concussions (which the court is likely to do based on the limited resources available to team physicians), the NFL essentially would be the only entity left with the ability and resources to detect CTE. While the NFL may argue that the players should shoulder this duty, the NFL is in the superior position with regard to the knowledge and financial resources to detect CTE at a systemic level. Thus, under the plaintiffs’ common-law duty theory, the duty to use PET scans to detect CTE in active NFL players fits squarely with the duty the NFL would have to make the game safer for all players. If the court decides to rule in favor of the NFL and hold that any legal duty the NFL may have owed its players falls within the provisions of the CBAs, the duty to scan active players for CTE is still established. If, as the NFL contends, the “physician provisions” need to be taken into account when determining the duty of the NFL, the physicians still would owe a legal duty to inform the players of “medical risks associated with returning to play.” A full disclosure of these medical risks now, undoubtedly, would include the risk of developing CTE for a player with a history of head trauma. Nevertheless, as previously noted, due to the lack of resources available to team physicians228 and the superior financial resources available to the NFL, this duty cannot be shouldered by the team physicians. Thus, once the physicians’ duties were determined under the CBAs, the legal duty to monitor active players for CTE then would fall to the NFL, as the NFL expressly has admitted that the CBAs establish the duties of the NFL and its Clubs “to provide medical care to NFL players.”229 This statement by the NFL indicates that any duty that a club does not owe to its players would fall to the NFL. 228 229 Id. at 51 (stating that medical monitoring for latent brain injury is highly specialized). Defendant’s Memorandum, supra note 93, at 31. CHRONIC TRAUMATIC ENCEPHALOPATHY SCREENING 451 Moreover, the NFL has stated that the CBAs establish the duty of the NFL to implement health- and safety-related rules regarding professional football; in fact, the NFL has admitted that it has an obligation to do so. Creating a legal duty for the NFL to scan its active football players for CTE would fall within these CBA duties to implement health- and safety-related rules by requiring players who have suffered multiple head traumas to undergo PET scanning. Because the NFL does not claim it did not owe a duty to its players, establishing this duty under the CBAs would fall within the NFL’s proffered position and still provide the medical monitoring for CTE that current NFL players desperately need. With the establishment of the duty to scan, the question still would remain as to when a player first should undergo a PET scan to check for the presence of CTE. While the research has not advanced to the point where the exact number of concussive injuries needed to develop CTE can be determined,230 the research appears to indicate a player begins to develop a serious risk of permanent brain damage after his third concussion.231 Thus, a logical progression would be for the NFL to have a duty to pay for a player with three concussive injuries during his playing career to be scanned for CTE. Creating this legal duty would support the position advanced by Dr. Bailes: that active players who show signs of CTE while still playing now can make an informed decision about whether to continue their playing career. If the player decides to retire after the early signs of CTE are detected, the player then can focus on treating the effects of the disease and stopping it from worsening by further head injuries. If, however, after learning of the early presence of CTE, the player decides to continue his NFL career, the NFL’s liability would be eliminated as the player now would be making an informed choice to continue to play football in the face of a serious risk to his health. Furthermore, assigning this duty to a corporation that grosses $9 billion a year in net income would allow society to reap the benefits of PET scanning for CTE and general research on traumatic brain injuries. By creating a duty for the NFL to use this technology on a group of individuals who are regularly subjected to head trauma, the benefits can begin to trickle down to the rest of 230 231 Zeigler, supra note 26. Class Action Complaint, supra note 81, at 21 (citing an article in The New England Journal of Medicine recommending that a player cease playing football after three concussions); id. at 34 (addressing a contrary conclusion by the NFL, which specifically focused on players who have suffered three or more concussions); id. at 37 (addressing a 2003 study on concussions and depression by Dr. Kevin Guskiewicz, finding that players who have sustained three or more concussions in the NFL had a five-fold prevalence of mild cognitive impairment); id. at 38 (addressing an NFL concussion pamphlet released in 2007 that claims that research does not support that having one or two concussions leads to permanent problems). 452 DRYSDALE society in the form of further developments of CTE PET scanning. Eventually, the cost of these scans could become greatly reduced as the scan becomes more widely available. As Dr. James P. Kelly, one of America’s top experts on treating concussions, pointed out as far back as 1994, the virtual absence of brain testing is one of the biggest things that lead to the present problems with traumatic brain injuries in the NFL.232 Because management of concussions and CTE requires a gradual, multi-step process that focuses on the prevention of CTE and its proper diagnosis, placing this duty on the one entity that has the resources to address the problem for both NFL players and society as a whole would create a lasting benefit for current and former NFL players, along with several other segments of the general population. CONCLUSION After years of denial, the NFL has no choice but to face the fact that CTE induced by concussions sustained while playing professional football is a serious problem that needs immediate attention. Despite the NFL’s efforts to mitigate the damage caused by concussions through promulgating rule changes, concussions and eventually CTE are an inevitable part of professional football. Nevertheless, the NFL is not powerless to act to prevent the crippling damage of CTE that numerous former and current players are suffering from. Regardless of whether the duty to scan active NFL players for CTE arises as an independent duty or whether it is a subset of duties the NFL owes former and current players, under the CBAs, it is clear that the NFL is in a position of financial superiority and is best capable of shouldering this duty. Placing this duty on the NFL not only would decrease liability for the NFL by creating a truly informed choice on the part of the players, but it would increase overall player safety and potentially decrease the devastating consequences of CTE that befell Junior Seau, Dave Duerson, and countless other former NFL greats. A legal duty to scan active NFL players for CTE means a benefit for the NFL, its players, and society as a whole. By scanning its players for CTE while they are still playing, the NFL has a chance to use its power and influence potentially to save the lives of players and, at the same time, to create and develop medical technology that could be used for years to come in detecting and treating CTE and other debilitating brain diseases. 232 Farber, supra note 16. Copyright of Journal of Legal Medicine is the property of Routledge and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use.
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