ABSTRACT EVALUATING THE EFFECTS OF HIGH-PROBABILITY/LOWPROBABILITY SEQUENCES ON A MEASURE OF INTERROGATIVE SUGGESTIBILITY Interrogative suggestibility is characterized by factors present during interrogations that make people more likely to accept inaccurate information and change their responses accordingly. Research on interrogative suggestibility has been vital in changing the way interrogations are conducted in court trials and police interrogations, yet many different factors involved in interrogative suggestibility, that are present during interrogations, have not been investigated. Recent research has emphasized the importance of verbal feedback and the interviewer’s behavior, yet no research has analyzed the possible effects if any, of building momentum during interrogations by manipulating the order of questions (suggestible vs. non-suggestible). High-probability and low-probability sequences are one way to increase the likelihood of previously low-probability responses. This procedure is commonly used to increase appropriate behaviors and reduce problem behavior during instructional tasks, by presenting tasks that are more likely to be completed first, then presenting tasks that are less likely to be completed. The purpose of the current study was to examine the application of high-probability/low-probability sequences on a measure of interrogative suggestibility, and the effects, if any, on suggestibility scores. Grecia Argelia Mendoza May 2017 EVALUATING THE EFFECTS OF HIGH-PROBABILITY/LOWPROBABILITY SEQUENCES ON A MEASURE OF INTERROGATIVE SUGGESTIBILITY by Grecia Argelia Mendoza A thesis submitted in partial fulfillment of the requirements for the degree of Master of Arts in Psychology in the College of Science and Mathematics California State University, Fresno May 2017 APPROVED For the Department of Psychology: We, the undersigned, certify that the thesis of the following student meets the required standards of scholarship, format, and style of the university and the student's graduate degree program for the awarding of the master's degree. Grecia Argelia Mendoza Thesis Author Marianne Jackson (Chair) Psychology JP Moschella Psychology Steven Payne Psychology For the University Graduate Committee: Dean, Division of Graduate Studies AUTHORIZATION FOR REPRODUCTION OF MASTER’S THESIS X I grant permission for the reproduction of this thesis in part or in its entirety without further authorization from me, on the condition that the person or agency requesting reproduction absorbs the cost and provides proper acknowledgment of authorship. Permission to reproduce this thesis in part or in its entirety must be obtained from me. Signature of thesis author: ACKNOWLEDGMENTS I would like to express my sincere gratitude to my thesis chair and advisor, Dr. Marianne Jackson, for her continuous support through the process of developing my thesis, her commitment to this project, her guidance, and for this learning opportunity. I am also grateful to the members of my committee, Dr. Payne and JP Moschella, for their constant support and valuable comments on this thesis. I would also like to express my gratitude to Dr. Price and Chelsea Wilhite for their help and guidance with statistics. I would like to thank my research assistants for their passionate participation, time, and for working together with me to complete sessions by the set deadline. I would also like to express my profound gratitude to the most important people of my life. First, I would like to thank my mother Rosa, for her unconditional love, continuous encouragement throughout the years, and for always believing in me. I would also like to thank my father Longino, for teaching me to never give up and to always pursue my dreams. I am forever grateful for your support. I would also like to thank my husband for his patience, love, and for being a constant source of support during the challenging times. I would also like to express my gratitude to the rest of my family members and friends, for constantly providing words of encouragement. All of you made this accomplishment possible. TABLE OF CONTENTS Page LIST OF TABLES ................................................................................................. vii LIST OF FIGURES ............................................................................................... viii CHAPTER 1: INTRODUCTION ............................................................................ 1 Eyewitness Testimony and Suggestibility ........................................................ 1 CHAPTER 2: LITERATURE REVIEW ................................................................. 7 Theoretical Approaches to Interrogative Suggestibility ................................... 7 Measuring Interrogative Suggestibility ............................................................. 9 Interrogative Suggestibility Components........................................................ 13 The Context ..................................................................................................... 13 The Suggestible Stimulus................................................................................ 17 The Questioning Procedure ............................................................................. 19 High-Probability and Low-Probability Sequences ......................................... 20 Purpose ............................................................................................................ 27 CHAPTER 3: METHODOLOGY.......................................................................... 29 Participants and Settings ................................................................................. 29 Materials .......................................................................................................... 29 Research Design .............................................................................................. 30 Independent Variable ...................................................................................... 31 Dependent Variable ......................................................................................... 31 Interobserver Agreement and Procedural Integrity ......................................... 32 Procedures ....................................................................................................... 33 CHAPTER 4: DATA ANALYSIS ......................................................................... 37 Graphical and Statistical Analyses .................................................................. 37 vi Page CHAPTER 5: RESULTS AND DISCUSSION ..................................................... 38 Discussion ....................................................................................................... 41 REFERENCES ....................................................................................................... 46 APPENDICES ........................................................................................................ 52 APPENDIX A: INFORMED CONSENT .............................................................. 53 APPENDIX B: PROCEDURES INTEGRITY ...................................................... 55 LIST OF TABLES Page Table 1 Means and Standard Deviations for Scores on the GSS Scales for Baseline and HP/LP Sequence Conditions .................................................. 40 LIST OF FIGURES Page Figure 1. Differences in Yield 1 and Yield 2 scores between conditions.............. 40 Figure 2. Means for Yield 1 and Yield 2 for baseline and the HP/LP sequence. .. 41 CHAPTER 1: INTRODUCTION Eyewitness Testimony and Suggestibility In the most recent annual report released by the Federal Bureau of Investigation (FBI), an estimated 1,197,704 violent crimes were reported by law enforcement in the U.S in 2015 (The Federal Bureau of Investigation, 2016). Estimates of 7,993,631 property crimes were also reported by law enforcement in the U.S. for that same year. According to the Innocence Project (2016), a nonprofit legal clinic affiliated with the Benjamin N. Cardozo School of Law at Yeshiva University, at least 1 in every 4 people wrongfully convicted in the U.S. have provided incriminating statements and false confessions during interrogations. In addition, there have been 330 known criminal cases in U.S. history that have resulted in convictions of innocent people because the eyewitnesses incorrectly identified them as the perpetrators (Innocence Project, 2016). Despite the large number of wrongful convictions in the U.S., eyewitness testimony is still considered the most important evidence against a defendant in criminal trials (Innocence Project, 2016). Although, the Innocence Project does not discourage the incorporation of eyewitness testimony as part of the evidence in a court trial, it does emphasize the importance of other relevant factors that must be controlled in order to obtain accurate testimonies. In addition, the American Psychological Association also supports the relevance of eyewitness testimony and the importance of understanding the factors involved in eyewitness testimony and how these can affect the accuracy of testimonies during interrogations (Azar, 2011). For this reason, several studies (e.g., Eisen, Morgan, & Mickes, 2002; Eisen, Quas, & Goodman, 2002; Gudjonsson, 1992; Gudjonsson & Sigurdsson, 2 2004; Pezdek & Roe, 1995) have investigated the factors that may affect the outcomes of interrogations and have emphasized the importance of understanding suggestibility, more specifically interrogative suggestibility. According to Gudjonsson (2003), the term suggestibility was initially related to mental processes that occurred in a person’s consciousness. In addition, he went on to say that Eysenck’s (1947) work further expanded these processes by identifying two types of suggestibility: primary and secondary suggestibility. According to Eysenck’s work, primary suggestibility requires motor movements that occur without the person’s awareness; secondary suggestibility is characterized by the perception of an event that never happened. Eysenck further proposed that these types of suggestibility occur after a direct or indirect suggestion is provided. These types of suggestibility were assumed to occur inside the person’s mind, not allowing for accurate measurement of these processes (Gudjonsson, 2003). In 1986, Gudjonsson and Clark proposed yet another type of suggestibility referred to as “interrogative suggestibility” that results from suggestions presented during questioning: “The extent to which, within a social interaction, people come to accept messages during formal questioning, as a result of which their subsequent behavioral response is affected” (p. 84). Gudjonsson and Clark further argued that interrogative suggestibility should be considered a unique and important type of suggestibility because it involves the interaction of many factors that are likely to co-occur during formal interviews. In addition, Gudjonsson and Clark argued that interrogative suggestibility involved five components: a social interaction, a questioning procedure, a suggestible stimulus, acceptance of the stimulus, and a behavioral response. The researchers go on to say that these components resemble the interactions that take place during questioning and can 3 be observed when the person makes a response to indicate the acceptance or denial of a particular stimulus. The first component of interrogative suggestibility is the social interaction that takes place, often in a closed room, with other people asking questions about an event, and with minimal interruptions (Gudjonsson, 2003). The second component involves the questioning procedure, which involves the recollection of information that the participants experienced in the past. The third component involves the suggestive stimulus, which can range from question styles, to the type of feedback given during interrogations. The fourth component is the acceptance of the suggestive stimulus, and the last component requires the participants’ behavioral response, which allows the researchers to observe whether or not the suggestion was accepted. This component is usually measured when the participant makes a verbal or non-verbal response that conforms to the suggestive stimulus given. The definition provided by Gudjonsson and Clark (1986) allowed for the development of a theoretical model to enhance the understanding and awareness of these components during interrogations. Furthermore, these components can vary during interrogations, and may alter the acceptance or rejection of a suggestive stimulus. For this reason, research (e.g., Bain, Baxter, & Fellowes, 2004; Baxter & Boon, 2000; Baxter, Charles, Martin, & McGroarty, 2013; Baxter, Jackson, & Bain, 2003; McGroarty & Baxter, 2007, 2009; Sparling, Wilder, Kondash, Boyle, & Compton, 2011) has focused on investigating the effects of changes in one or more of the components involved in interrogative suggestibility. The components manipulated have involved interviewers’ behaviors that are classified as abrupt, firm, or friendly and the type of feedback delivered, while others have looked into the individual differences between 4 participants, such as self-esteem, age differences, and intellectual capabilities (Baxter & Boon 2000; Baxter et al., 2003, 2013; Doepke, Henderson, & Critchfield, 2003; McGroarty & Baxter, 2007, 2009; Sparling et al., 2011). Other research has focused on the types of questions asked, in relation to the delivery of negative feedback, and has found increased susceptibility to inaccurate information during interrogations when specific questions are presented in combination with negative feedback (Baxter, Boon, & Marley, 2006; Baxter et al., 2013; Doepke et al., 2003; Drake & Bull, 2011). The specific questions investigated in past research have consisted of suggestible and non-suggestible questions. Suggestible questions have been defined as questions that suggest an answer (e.g., Was the woman’s name Anna Wilson?) and that cannot be answered based on the information previously provided. Non-suggestible questions have been defined as questions that do not suggest an answer (e.g., What was the woman’s name?) and that could be answered correctly based on the information previously provided. Although research has emphasized the importance of the types of questions and social feedback, no emphasis has been placed on the order of the questions presented during interrogations. Past behavioral research has shown that presenting high-probability tasks and low-probability tasks in a specific order can increase compliance with low probability tasks (Austin & Agar, 2005; Axelrod & Zank, 2012; Banda, Matuszny, & Therrien, 2009; Belfiore, Basile, & Lee, 2008; Ducharme & Worling, 1994; Esch & Fryling, 2013; Hughes, 2009; Humm, Blampied, & Liberty, 2005; Lee, 2006; Meier, Fryling, & Wallace, 2012; Riviere, Becquet, Peltret, Facon, & Darcheville, 2011; Wehby & Hollahan, 2000). This is often referred to as high-probability/low-probability (HP/LP) sequence (Pierce & Cheney, 2013). These sequences are selected based on the level of difficulty of the 5 task, question, or instruction presented, with the difficult tasks assigned to the lowprobability condition, and the easier tasks assigned to the high-probability condition. These tasks are then presented in the following manner: highprobability tasks first, followed by low-probability tasks. Research has shown that when tasks, instructions, or questions are presented following the HP/LP sequence, the probability, the response rate, and the fluency increase for the lowprobability tasks (Austin & Agar, 2005; Banda et al., 2009; Belfiore et al., 2008; Ducharme & Worling, 1994; Esch & Fryling, 2013; Hughes, 2009; Humm et al., 2005; Lee, 2006; Meier et al., 2012; Riviere et al., 2011; Wehby & Hollahan, 2000). This phenomenon is often discussed using the concept of behavioral momentum: the continuation of behavioral responses in conditions in which these responses were less likely to occur prior to the presentation of the HP/LP sequences (Pierce & Cheney, 2013). Although behavioral research has shown the effectiveness of HP/LP sequences, these sequences have primarily been applied to interventions to increase behaviors in the home and academic environment (Austin & Agar, 2005; Axelrod & Zank, 2012; Banda et al., 2009; Belfiore et al., 2008; Ducharme & Worling, 1994; Esch & Fryling, 2013; Humm et al., 2005; Hughes, 2009; Lee, 2006; Wehby & Hollahan, 2000; Meier et al., 2012; Riviere et al., 2011). An exception to this is a study conducted by Hughes (2009), who investigated the presence of HP/LP sequences during three real life audiotaped hostage negotiations and found that compliance only occurred when the requests followed the HP/LP sequence. These results not only showed that compliance increased during negotiations when requests follow the HP/LP sequence, but also indicated that these sequences can be applied to other context outside the academic environment. In the study conducted by Hughes, increasing compliance with low- 6 probability request was beneficial; however, compliance with such a sequence may also produce undesirable outcomes (i.e., inaccurate testimony). This study allows for the possible application of these sequences to context where compliance may not be beneficial or therapeutic. During criminal trials, the eyewitness is often questioned multiple times and thus compliance with inaccurate information can result in the conviction of innocent people (Innocence Project, 2016). Given this, it may be important to examine the effects of a HP/LP sequence on a measure of interrogative suggestibility, by altering the order of questions presented in an analogue interrogative context. CHAPTER 2: LITERATURE REVIEW Theoretical Approaches to Interrogative Suggestibility Schooler, Gerhard, and Loftus (1986) identified two main approaches to interrogative suggestibility: the experimental approach and the individual differences approach. The experimental approach examines the conditions under which the questions are presented and the effect this has on the responses of the people interrogated (Gudjonsson, 2003, pp. 334-335). In addition, this approach examines the cognitive and memory processes involved and how memories can be modified or created. The individual-differences approach examines the individuals’ personal history and their coping strategies during interrogations that resemble the context in which interrogations are conducted. This approach emphasizes the importance of the individual’s personal history as a factor that alters interrogative suggestibility (Gudjonsson, 2003). According to Gudjonsson (2003), the experimental approach is best reflected by the work of Loftus and colleagues (Loftus 1979; Loftus, Miller & Burns, 1978; Schooler & Loftus, 1993). Loftus’s (1979) research emphasizes the creation of new memories after the introduction of incorrect information. In addition, the emphasis is placed on how incorrect information transforms what the participant recalls from a previously experienced event. For example, in the Loftus et al. (1978) study, the researchers investigated the effects of providing incorrect information during questioning and its effects on memory recall. In the study, participants saw different slides containing visual information about an accident. Immediately after seeing the different slides, participants were asked a series of questions regarding the accident portrayed on the slides. One group was asked if there was a stop sign on the slides, while the other group was asked if there was a 8 yield sign. The participants engaged in an unrelated activity for 20 minutes, and were then presented with a series of 15 slides and instructed to select the slide that they had seen earlier. The results showed that, when the question contained information that matches the actual slide initially presented to the participants, 75% of the participants responded correctly and selected the correct slide. When the question contained incorrect information, only 41% of the participants responded correctly (Loftus et al., 1978). These results indicate that the introduction of incorrect information can affect the accuracy of responses. On the other hand, the individual-differences approach is best illustrated by the work of Gudjonsson and colleagues (Gudjonsson, 1983, 1984; Gudjonsson & Clark, 1986) because it focuses on the relationship between the procedures used during interrogations and the participants’ coping strategies and personal life events (Gudjonsson, 2003). The emphasis is on the individual’s personal history and how this enhances or reduces their degree of suggestibility. For example, Gudjonsson and Singh (1984) conducted a study in which they investigated the relationship between the number of convictions of a group of delinquent boys and a measure of their interrogative suggestibility. In the study, participants had an average of 3.2 convictions and were tested individually. The participants were required to listen to a short story, to engage in a 50-minute unrelated activity, and to answer questions regarding the story. These questions consisted of suggestible and non-suggestible questions. Suggestible questions were defined as questions that suggested an answer that did not match the information provided in the story. Non-suggestible questions were defined as questions that did not suggest an answer but could be answered correctly based on the information provided in the story. Participants were then given negative feedback about their performance and were required to answer the same questions for a second time. The negative 9 feedback consisted of the researchers telling the participants that they made a lot of errors, that the same questions were going to be presented, and were instructed to try to be more accurate. This feedback was given regardless of the correctness of their responses to the questions. The results showed that there was a direct correlation between the number of convictions and the degree of interrogative suggestibility, as measured by the participants’ total number of compliances with the suggestion given during questioning. In addition, the negative feedback increased the participants’ overall interrogative suggestibility scores. As mentioned before, the emphasis is placed on the role of participant’s personal history, and the individual’s suggestibility to interrogative pressure (Gudjonsson & Clark, 1986). Although the previously mentioned research has focused on interrogative suggestibility using the “experimental approach” or the “individual differences approach,” Gudjonsson (2003) has argued that both of these approaches cannot be completely separated when testing for interrogative suggestibility. According to Gudjonsson (2003), an individual’s personal history, and the modifications in the type of information provided and procedures used during questioning, are both present during interrogative situations. For this reason, Gudjonsson (2003) suggests that these approaches can be investigated simultaneously and that the emphasis must be placed on investigating alterations in the components of interrogative suggestibility. Measuring Interrogative Suggestibility Most of the studies investigating interrogative suggestibility have used the Gudjonsson Suggestibility Scales (Bain et al., 2004; Baxter & Boon, 2000; Baxter el al., 2003; Drake & Bull, 2011; McGroarty & Baxter, 2007) The Gudjonsson’s 10 Suggestibility Scales (GSS) are one of the methods widely recognized to assess and measure aspects of interrogative suggestibility (Merckelbach, Muris, Wessel, & Koppen, 1998). The GSS were created and developed by Gisli Gudjonsson in 1984, and measure verbal memory recall and interrogative suggestibility using two different components: Yield and Shift (Gudjonsson & Clark, 1986). The GSS come with short stories and questions. The participants listen to a short story and immediately recall all the information they can remember about the story. After immediate recall, participants engage in a 50-minute unrelated activity, and then answer a set of 20 questions. Their first answers are scored as Yield 1, because they are the immediate answers the participants give after being exposed to the short story and the unrelated activity. After the participants answer this first set of 20 questions, they receive negative feedback, and are instructed to answer the same set of questions for a second time. The negative feedback consists of the researcher telling the participants that they made a lot of errors, and that the questions will be repeated. The negative feedback provided is the same for all participants regardless of the correctness of their responses to the set of questions. Three scores are then calculated: Yield 2, Shift, and Total Suggestibility. Yield 2 is defined as the number of suggestions that the participant accepted after the negative feedback was given. Shift measures the number of responses changed between Yield 1 and Yield 2. Total Suggestibility is obtained by adding Yield 1 and Shift scores (Gudjonsson, & Young, 2011). Past research on these scales (Gudjonsson, 2003; Merckelbach et al., 1998) supports their application and reliability for immediate and delayed measurement of verbal memory recall, problems in memory processing, and interrogative suggestibility. For example, Merckelbach et al. (1998) examined the reliability and validity of the GSS by testing for internal consistency, test-retest stability, and 11 Yield scale, across different past experiences and identities. In the study, participants were exposed to the same procedures as those indicated in the GSS manual. Results indicated a significant internal consistency of the GSS subscales as well as reliability of the Yield scale based on the test-retest stability. Together, these results support the validity of the GSS as an instrument to assess interrogative suggestibility and contain many of the features of the interrogative context that people face when their testimony is necessary for police investigations. Past research on the GSS has allowed for variations to the procedures and other aspects of the scales. For example, Gudjonsson developed two parallel scales, GSS1 and GSS2. These scales are identical to each other in structure, measure the same components, but differ in the information that their paragraphs contain, as well as the content of the questions (Gudjonsson, 2003). The paragraphs and questions in the GSS1 involve forensic information such as details about a robbery, whereas the paragraphs and questions in the GSS2 contain nonforensic information such as a family enjoying an everyday activity. The type of information the GSS1 and GSS2 require varies because the purpose of these scales is to address not only information required during police interrogations, but also everyday information. Other variations in the use of the scales have consisted of changing the unrelated activity duration during interrogations. For example, Smeets, Leppink, Jelicic, and Merckelbach (2009) conducted a study in which they investigated the effects of shortened versions of the unrelated activity on the GSS (GSS1 and GSS2), and found that these shortened versions produced results similar to the original GSS procedures. In the study, the researchers tested for four different conditions: the standard GSS procedure, a no delay/immediate recall, no delay/no recall, and a short 20-minute delay/no recall. The standard GSS 12 procedure condition required participants to listen to a short story and to provide immediate recall about the short story. After this immediate recall, participants answered a set of 20 questions and then were instructed to engage in a 50-minute unrelated activity. Once the 50-minute unrelated activity time elapsed, participants were required to answer the same set of 20 questions. The no delay/immediate recall condition consisted of the participants providing an immediate recall about what they remembered about the short story, and where then required to answer a set of 20 questions. After answering the set of 20 questions, participants were then instructed to answer the same set of 20 questions without giving them an unrelated activity between the first and the second presentation of the 20 questions. The no delay/no recall condition consisted of the participants answering the set of 20 questions twice, immediately after listening to the short story, without immediate recall and without an unrelated activity delay in between testing. The delay/no recall condition followed the original procedures except that the participants engaged in a 20-minute unrelated activity and answered the set of 20 questions after listening to the short story without providing any immediate recall prior or after engaging in the unrelated activity. Results showed that the shorter versions of the GSS (GSS1 and GSS2) did produce similar results to the standard GSS procedure, in the presence and absence of the unrelated activity interval and the immediate recall. These results suggest that the GSS scores are relatively unaffected by the variation of the retention interval, which can vary from 20 minutes to 50 minutes, as well as by the presence or absence of free recall tests (Smeets et al., 2009). These results are important because they indicate that the time between questioning does not significantly affect interrogative suggestibility. This is relevant to current 13 interrogating procedures because the intervals in between interrogations often vary during criminal trials (Police Executive Research Forum, 2013). Interrogative Suggestibility Components As previously mentioned, Gudjonsson (2003) has argued that the experimental approach and the individual-differences approach are both useful and complementary approaches to investigate interrogative suggestibility. However, Gudjonsson (2003) has also argued that in order to further understand interrogative suggestibility, research must focus on identifying and controlling variations in the components present during interrogations. For this reason, Gudjonsson (2003) proposed five components that are present during interrogations and that could affect how suggestible a person is to interrogative suggestibility. According to Gudjonsson (2003), the components involved in interrogative suggestibility consist of: the context in which interrogations take place, the questioning procedure that requires the participant to give an answer, the suggestible stimulus, the covert verbal behavior, and a behavioral response. Thus, a great deal of research on interrogative suggestibility has focused on the effects of changing three of these components: the context, the suggestible stimulus given, and the questioning procedure (Bain et al., 2004; Baxter & Boon, 2000; Baxter et al., 2003; Doepke et al., 2003; McGroarty & Baxter, 2007; Sparling et al., 2011). Changes in these three components are often investigated in order to understand changes in the participants’ behavioral responses when exposed to interrogative pressure. The Context Research investigating context focuses primarily on changes in the interviewer’s behavior during questioning. For example, Baxter and Boon (2000) 14 assessed the effects of three interviewer styles: firm, friendly, and stern. In the study, the researchers used the GSS2 to measure interrogative suggestibility. In addition, the researchers compared the effects of negative feedback and no feedback after an unrelated activity. Again negative feedback involved telling the participants that they made a lot of errors, that the questions were going to be repeated, and that this time they needed try to answer the questions more accurately. Friendliness was defined as the interviewer having a positive attitude, greeting the interviewee, smiling, and responding to the interviewee’s initiations. Firmness was defined as the interviewer having a neutral and professional attitude and only interacting with the participant to deliver instructions and to ask questions. Sternness was defined as the interviewer having a forceful attitude characterized by being confident and assertive. Results showed that the delivery of the negative feedback on the GSS2 did affect the participants’ scores for Yield 2 and Shift, as the participants only changed their responses to the questions after the negative feedback. In addition, there were no significant differences between the three interviewer styles, indicating that changes in these scores were a result of negative feedback and not the interviewer demeanor. Past research has also investigated the relationship between the interviewee’s self-esteem and suggestibility (Gudjonsson & Lister, 1984; Singh & Gudjonsson, 1984). For example, Singh and Gudjonsson (1984) researched the effects of differences in the interviewee’s self-esteem by comparing suggestibility scores of individuals with high self-esteem to those with low self-esteem. In the study, the participants were exposed to the GSS twice (e.g., each presentation of the GSS one week apart from the next presentation) and were asked to rate themselves during the experiment. Each presentation of the GSS was presented as indicated in the GSS procedures. Results showed that individuals with low self- 15 esteem were more suggestible to the external cues presented during questioning as indicated by the GSS manual. In addition, the results showed that individuals with low self-esteem were more likely to agree with suggestions when exposed to interrogative pressure. These results indicated that self-esteem did make a difference in suggestibility scores when exposed to interrogative pressure. Baxter et al. (2003) further investigated the effects of interviewee’s selfesteem and the interaction of this with interviewer demeanor, using the GSS1. In the study, researchers gathered an equal number of participants with high and low self-esteem scores on a standardized questionnaire and exposed the participants to one of the two different interviewer styles: Abrupt or Friendly. Half of the participants with low-self esteem were exposed to the Abrupt condition, and the other half were exposed to the Friendly condition. Participants in the high-self esteem group were assigned similarly, with half of them assigned to the Abrupt condition, and the other half to the Friendly condition. In the Abrupt condition, the interviewer leaned their body towards the participant, did not attempt to smile or greet the participant, and delivered all required instructions with a facial expression that indicated the interviewer was mildly annoyed. In the Friendly condition, the interviewer maintained a body position of leaning back from the participants, smiled frequently, responded to conversations initiated by the participants, and maintained eye contact. Negative feedback was delivered after the initial set of questions, as outlined in the GSS2 procedures. Consistent with previous studies (Baxter & Boon, 2000), Baxter et al. (2003), found no significant difference in the suggestibility scores across the Friendly and Abrupt conditions; however, the results indicated an interaction effect: those with low self-esteem had lower Yield 2 and Shift scores when they were exposed to the Friendly condition and higher Yield 2 and Shift scores when 16 they were exposed to the Abrupt condition. Participants with high self-esteem scored higher on Yield 2 and Shift in the Friendly condition, and lower in the Abrupt condition. Thus, participants with low self-esteem scores were more suggestible during the Abrupt condition, and participants with high self-esteem were more suggestible during the Friendly condition. Bain et al. (2004) also studied the interaction between the interviewer’s behaviors and self-esteem, but examined the difference between a warning (e.g., that they would be given false information) or no warning condition. In this study, the interviewer’s behavior consisted of Abrupt and Friendly interviewer styles, as characterized by Baxter et al. (2003), and participants’ self- esteem was again evaluated using a standardized self-esteem scale. Results suggested that all of the factors tested could affect interrogative suggestibility. First, the researchers found a significant difference between participants with low-self esteem and high-self esteem, with those with low-self esteem scoring higher on Shift. This indicates that participants with low-self esteem changed their answers more frequently than those with high-self esteem. The researchers also found a significant difference in Yield 2 and Total Suggestibility scores when participants received a warning about the presence of misleading information, with those in the warning condition scoring lower on these measures than those in the no warning condition. These results indicated that the warning about the presence of misleading information decreased participant’s suggestibility to interrogative pressure when compared to the no warning condition. One interesting result of this study was that an increase in the number of Shifts was observed when participants were exposed to the Friendly interviewer and the warning condition, and a decrease was observed when exposed to the Abrupt and warning condition. These results indicate that all three variables affect how suggestible people are to interrogative suggestibility and 17 that further evaluations of the specific procedures of the GSS1 and GSS2 should be conducted (Bain et al., 2004). The results obtained in the studies described indicate that the interviewer’s demeanor (e.g., firm, friendly, abrupt) did not significantly change the participant’s interrogative scores when presented alone; however, when changes to the interviewer’s demeanor were combined with negative feedback, warning or no warning about misleading information, and interacted with individual differences such as high or low self-esteem, the participant’s interrogative scores were significantly affected (Bain et al., 2004; Baxter & Boon, 2000; Baxter et al., 2003; Gudjonsson & Lister, 1984); Singh & Gudjonsson, 1984). These results have allowed for the further investigations of other components of interrogative suggestibility, such as changes in the suggestible stimulus given (e.g., negative feedback) and in the questioning procedures. The Suggestible Stimulus As previously mentioned, Baxter and Boon (2000) compared the effect of negative feedback and no feedback on interrogative suggestibility and found that participants were more suggestible in the presence of the negative feedback. In addition, other studies (Baxter & Boon, 2000; Baxter et al., 2013; Doepke et al., 2003; McGroarty & Baxter, 2007; Sparling et al., 2011) have also found that negative feedback can affect how suggestible a person is to interrogations. For example, Doepke et al. (2003) compared the effects of social influence in the form of negative and positive feedback regarding a person or event and found that the negative feedback did affect accuracy during interrogations. In the study, children were exposed to a simulated health check situation in which the doctor conducted specific check-up procedures (e.g., measured the child, used a stethoscope, etc.). 18 After the event, participants were exposed to no feedback, positive feedback, and negative feedback regarding the event and the doctor. In this study, the participant’s parents delivered the positive and negative feedback. Results showed a decline in the accuracy of the participants’ responses to questions regarding the event they experienced when they received negative feedback but not when they received positive feedback. In addition, McGroarty and Baxter (2007) also researched the effects of negative feedback and neutral feedback and found that the negative feedback did affect interrogative suggestibility. In the study, the researchers exposed the participants to neutral feedback or negative feedback. In addition, the researchers tested the effects of a second interviewer during questioning. Negative feedback was defined as the interviewer stating that other people performed better than the participant, and that the consultant wanted to see if the participant could do better when answering the same questions for the second time. Neutral feedback was defined as the consultant saying thank you to the participant and proposing to go through the questions for a second time to ensure the answers were correctly recorded. The second interviewer was in charge of asking every fifth question during the interrogation and sat next to the primary interviewer. Results showed that the presence of a second interviewer had no significant effect on interrogative suggestibility. However, the results also showed that the negative feedback produced the highest change in responses to the initial answers, and thus, did have a significant effect on interrogative suggestibility. These results support those obtained by Baxter and Boon (2000) and Doepke et al. (2003), indicating that negative feedback increases interrogative suggestibility. 19 The Questioning Procedure Studies that have investigated the effects of types of feedback have also focused on the types of questions presented during questioning (Baxter et al., 2013; Doepke et al., 2003; Drake & Bull, 2011). The types of questions have varied in the information they require, from simple yes or no answers, to elaborated answers that require the participant to recall details (e.g., number of children in the story, color of the item) of a previously experienced event. Research suggests that the types of questions presented and the information they require, can affect interrogative suggestibility. For example, Baxter et al. (2013) studied the effects of suggestible and non-suggestible questions in the presence of negative and neutral feedback. The four conditions were as follows: negative feedback with suggestible questions, negative feedback with adapted nonsuggestible questions, neutral feedback with suggestible questions, and neutral feedback with adapted non-suggestible questions. The results showed no major impact on the participants’ susceptibility to interrogative suggestibility when exposed to either suggestible or non-suggestible questions separately. However, when presented in combination with negative feedback, the participants’ susceptibility to interrogative suggestibility increased. This study (Baxter et al., 2013) places an emphasis on the effects of specific things that reliably occur before and after the suggestible response and may be functionally relevant variables (i.e. the contingencies of the suggestible response). One such variable that may affect suggestible responses is the order of questions presented. Research has shown that the presentation of high probability (HP) responses (for our purposes, these are responses to non-suggestible questions) followed by the presentation of low probability (LP) responses (here, these are responses to suggestible questions), can result in the continuation and 20 increase in behavior that is less likely to be performed. HP/LP sequences involve tasks that are more likely to be performed (high probability) since these involve behaviors that are associated with a higher rate of reinforcement, before presenting tasks that are less likely to be performed (low-probability) because they are associated with less reinforcement (Pierce & Cheney, 2013). Since reinforcement is characterized by an increase in the probability that a behavior will occur in the future under similar circumstances, differences in the reinforcement schedule can increase or decrease its probability of occurrence (Pierce & Cheney, 2013). Thus, a behavior that is associated with a higher rate of reinforcement is more likely to occur in the future compared to a behavior that has a thinner schedule of reinforcement. Therefore, HP/LP sequences would be particularly concerning in the area of interrogative suggestibility, because they can alter the behavior in subsequent tasks that are otherwise less likely to be performed (i.e., individuals would be more suggestible and responding to suggestible questions would be less accurate). High-Probability and Low-Probability Sequences Applied researchers have utilized the HP/LP sequence to increase the response rate of desired behavioral responses and to decrease the rate of undesired responses. Research using HP/LP sequences have shown that these sequences can be applied to different contexts and settings, from schools to households (Austin & Agar, 2005; Banda et al., 2009; Belfiore et al., 2008; Belfiore, Lee, Vargas, & Skinner, 1997; Ducharme & Worling, 1994; Esch & Fryling, 2013; Hughes, 2009; Humm et al., 2005; Lee, 2006; Meier et al., 2012; Riviere et al., 2011; Wehby & Hollahan, 2000). In addition, research has shown that these sequences can be effective in a variety of different tasks, from academic tasks such as classroom 21 instructions, reading material, functional vocabulary, and math problems (Austin & Agar, 2005; Banda et al., 2009; Belfiore et al., 2008; Esch & Fryling, 2013; Lee, 2006; Wehby & Hollahan, 2000). Research has also shown that HP/LP sequences can also be effective in increasing behaviors during everyday activities such as social interactions, eating preferred and non-preferred food, and tolerating medical examinations (Ducharme & Worling, 1994; Hughes, 2009; Humm et al., 2005; Meier et al., 2012; Riviere et al., 2011). Past researchers investigating the application of HP/LP sequences in the academic environment have found these sequences to be effective in increasing compliance with instructions (Belfiore et al., 2008; Esch & Fryling, 2013; Vostal & Lee, 2011. For example, Belfiore et al. (2008) analyzed the effects of presenting classroom instructions in a HP/LP sequence and found that compliance with lowprobability instructions increased from an average of 13% to 90%. The highprobability instructions consisted of instructions that the students complied with at least 80% of the time (e.g., clap your hands, touch your toes, raise your hand). Low-probability instructions were defined as instructions that the student complied with 40% of the time or less (e.g., come here, sit down, go to your desk). At least three high-probability instructions were presented before one lowprobability instruction. The results showed HP/LP sequences to be effective in increasing compliance with low-probability instructions. Increasing compliance with instructions in the classroom setting is important because not following instructions can interfere with learning and academic performance (Austin & Agar, 2005; Belfiore et al., 2008). Vostal and Lee (2011) also examined the application of HP/LP sequences to desirable behaviors in the academic environment and also found these sequences to be effective. In the study, the researchers compared the effectiveness 22 of HP/LP sequences to increase reading fluency in adolescents with emotional and behavioral disorders when reading low-probability paragraphs. The HP/LP sequence condition consisted of third-grade reading tasks followed by fifth-grade reading tasks. The LP/HP sequence condition consisted of fifth-grade reading tasks followed by third-grade reading tasks. Participants in the study were required to read the excerpts presented and the latency and fluency of their responses were measured. The results showed an increase in fluency and a decrease in latency in their responses when the reading tasks followed the HP/LP sequence (i.e. thirdgrade reading tasks followed by fifth-grade reading tasks). In addition, results showed a decrease in fluency and an increase in latency of their responses when the reading tasks followed the LP/HP sequence (Vostal & Lee, 2011). Consequently, when the paragraphs moved from third-grade readability level to fifth-grade readability level, participants initiated the oral reading at a faster rate and the fluency of their responses carried over to the low-probability passages (i.e. reading fluency stayed at the same level for both the high-probability and the lowprobability reading tasks). These results further support the use of HP/LP sequences in academic tasks to increase desirable behaviors (Vostal & Lee, 2011). A study by Esch & Fryling (2013) also explored the effectiveness of using HP/LP sequences to increase compliance with low-probability instructions in children, and compared two variations of the high-probability instructions. In the study, high-probability maintenance instructions (i.e., previously mastered instructions) and high-probability leisure instructions were compared. Highprobability maintenance instructions consisted of one-step instructions that the participant complied 90% of the time or more based on the results obtained during the assessment. High-probability leisure instructions consisted of instructions on activities were previously identified as highly preferred leisure tasks. Low- 23 probability instructions consisted of instructions that the participants complied to 30% of the time or less. Results showed that both leisure and maintenance HP/LP sequences increased compliance with low-probability instructions. These results are particularly noteworthy because they support the effectiveness of using HP/LP sequences to increase compliance with different instructions. In addition, these instructions can require the participant to engage in a variety of responses (Esch & Fryling, 2013). Research applying HP/LP sequences has also shown that these sequences can be applied to everyday contexts and tasks (Ducharme & Worling, 1994; Hughes, 2009; Humm et al., 2005; Meier et al., 2012; Riviere et al., 2011). For example, Ducharme & Worling (1994) used HP/LP sequences in the form of requests to increase child compliance in the home and found that compliance with low-probability requests only increased when these followed the high-probability requests. The requests used in the study consisted of “do” and “don’t” requests. “Do” requests consisted of requests that required the participant to perform a particular behavior such as standing up. “Don’t,” requests consisted of requests that required the participants to stop engaging in a behavior or instructed the participant to not engage in a particular behavior (e.g., don’t lie on the floor). In addition, the high-probability requests were requests to which the participant complied at least 80% of the time and consisted of both “do” and “don’t” requests. The low-probability requests consisted of “do” and “don’t” requests to which compliance response was obtained for less than 40% of the time based on opportunities presented. The researchers found that compliance to the “do” and “don’t” low-probability requests significantly increased when these followed the HP/LP sequence. The results of this study provide further evidence of the 24 effectiveness of HP/LP sequences and their applicability to other contexts outside of the academic environment. In a similar study, Humm et al. (2005) analyzed the use of HP/LP sequences in increasing compliance to requests in the home, but reduced the amount of assistance provided by providing a written manual and by training parents to implement these sequences with a modest amount of therapist assistance. In the study, parents were taught to implement HP/LP sequences at home to increase compliance with low-probability requests. The HP/LP requests were selected based on parental report regarding the likelihood of their child complying with a series of requests. High-probability requests consisted of requests rated between 76 to 100% of compliance. Low-probability requests consisted of requests rated between 0 to 50% of compliance and were selected by parents based on parental concern and relevance to the family. In addition, the researchers also implemented a fading and maintenance condition to assess compliance maintenance to the low-probability requests after the gradual reduction of high-probability requests presented prior to low-probability requests. The results showed that compliance with low-probability requests increased for all the participants when these followed the HP/LP sequence. In addition, compliance with low-probability requests minimally increased or decreased after the highprobability requests were gradually reduced from the HP/LP sequences (Humm et al., 2005). These results further support Ducharme & Worling’s (1994) findings regarding the effectiveness of using HP/LP sequences in increasing compliance in the home. However, these results also support the effectiveness of HP/LP sequences in increasing compliance in children with developmental disabilities. In 2011, Riviere et al. conducted a study to examine the effectiveness of HP/LP sequences in increasing compliance in children with developmental 25 disabilities. In the study, the researchers use HP/LP sequences to increase compliance with medical examination tasks in children with autism (Riviere et al., 2011). Compliance was defined as the participant completing the low-probability request within 10 seconds of the request. The low-probability requests were those for which the participant exhibited non-compliance and the high-probability requests consisted of requests to which the participant complied at least 80% of the time. In the study, participants were exposed to baseline, HP/LP sequences presented by parents, HP/LP sequences presented by a medical professional, and HP/LP sequences with low-reinforcement rate. Baseline consisted of only lowprobability requests. The HP/LP sequences presented by parents consisted of presenting high-probability requests first, then low-probability requests. The HP/LP sequences presented by a medical professional were the same as the ones presented by parents, except that the professional delivered the requests. The HP/LP sequences with low-reinforcement rate were identical to the HP/LP sequences presented by parents and a medical professional, except that reinforcement was delivered for every third correct response. The results showed high levels of compliance with low-probability requests when these were presented following the HP/LP sequence with both parents and the medical professional (Riviere et al., 2011). These results provided further evidence supporting the effectiveness and applicability of HP/LP sequences to everyday activities such as medical examinations. Although the primarily purpose of research on HP/LP sequences has been to develop interventions to increase desirable behaviors, or response classes, that are less likely to occur in a number of educational and treatment contexts (Belfiore et al., 1997, 2008; Mace, Hock, Lalli, West, Belfiore, Pinter & Brown, 1988; McComas, Wacker, Cooper, Peck, Golonka, Millard & Richman, 2000; Vostal & 26 Lee, 2011; Zuluaga & Normand, 2008), one study has found these sequences to be correlated with an increase in compliance to requests in hostage negotiations (Hughes, 2009). In 2009, Hughes examined the presence of naturally occurring HP/LP sequences in hostage negotiations. The researcher used audiotapes of three real-life situations and a trained observer identified the requests made in all three events. Requests were defined as any demands that required the hostage-taker to perform a behavior (e.g., Put Carol on the phone), to provide information (e.g., “How many people do you have with you?”), to stop performing a behavior (e.g., “Don’t put the phone down”) or not engage in a behavior (e.g., “Don’t shoot anybody in the leg”). The requests were rated based on their probability of compliance; however, the number of times the low-probability requests preceded the high-probability requests varied between three, five, and nine high-probability requests. Results showed that when the requests followed the HP/LP sequence, compliance with low-probability requests increased by 100%. In addition, results also showed that when the high-probability requests were presented after the lowprobability requests, compliance did not occur with any of the low-probability requests made. The study conducted by Hughes (2009) indicated that compliance only occurred when the request presented during the hostage negotiations followed the HP/LP sequences. It should be noted that the Hughes study was correlational and did not manipulate the presentation of HP/LP instructions but simply analyzed sequences from actual situations; however the study by Hughes does support the effectiveness of HP/LP sequences in increasing compliance in this context. It is therefore possible that these sequences can be applied to interrogations. As previously mentioned, past research (Baxter et al., 2013; Doepke et al., 2003; Drake & Bull, 2011) investigating changes in the questioning procedures during 27 interrogations have found that the presence of suggestible or non-suggestible questions do not affect suggestibility scores when presented separately. However, these studies did not examine the effects of presenting suggestible and nonsuggestible questions together, and following a specific sequence, the HP/LP sequence. Past research on the effectiveness of HP/LP sequences to increase behavior (e.g., compliance) suggests that this may be a relevant variable to understand changes in interrogative suggestibility (Austin & Agar, 2005; Banda et al., 2009; Belfiore et al., 2008; Ducharme & Worling, 1994; Esch & Fryling, 2013; Humm et al., 2005; Lee, 2006; Meier et al., 2012; Riviere et al., 2011; Wehby & Hollahan, 2000). Understanding the effects of HP/LP sequences during interrogations may highlight the need for procedures to eliminate or reduce the likelihood of suggestibility, and potentially increase the accuracy of responses. This is particularly relevant to criminal trials, as witnesses are exposed to a number of scenarios to gather information needed regarding the crime, and the exact questioning procedures are not clearly outlined (Police Executive Research Forum, 2013). As previously mentioned, eyewitness testimony is still considered one of the most important pieces of evidence against someone in a court trial, and thus, understanding the factors that can affect testimonies can enhance the development of specific control measures to reduce or eliminate them. It is therefore important to investigate the possible effects of HP/LP sequences during interrogative suggestions, to minimize suggestibility and maintain or increase accuracy. Purpose The purpose of this study was to examine the effects of HP/LP sequences on a measure of interrogative suggestibility. It was hypothesized that presenting 28 questions following the HP/LP sequence would increase suggestibility on standardized measures when compared to other sequence of questions. CHAPTER 3: METHODOLOGY Participants and Settings Fifty-two undergraduate college students participated in this study. All participants were at least 18 years old, had normal hearing, and no known memory impairments, as assessed by self-report. Participants were recruited through announcements in classes. The study took place in a small research room that contained a table, chairs, and recording equipment. Each participant was interviewed individually and all participants signed a video consent and informed consent prior to beginning the study (see Appendix A). Materials Instruments Two passages, with their respective questionnaires, from the GSS manual (Gudjonsson, 1997) were used to assess the effects of HP/LP sequences on interrogative suggestibility. The passages were read to participants at a standard speed to ensure consistency across all passages. Standard speed was defined as reading a paragraph without pausing after each sentence for more than 5 seconds. Each passage came with its respective set of 20 questions containing 15 suggestible questions and five non-suggestible questions. The standard order of the set of questions is the following: 1 suggestible question followed by 3 nonsuggestible questions. The order in which these questions were presented was modified based on the condition (HP/LP sequence condition, or baseline condition). Each set of questions was scored in accordance to the GSS Manual. Answers were recorded on the respective questionnaire using paper and pencils. 30 All sessions were recorded using video cameras and this was used for further data collection. Research Design The study conducted used an A-B design (or B-A design for half the participants) and individual and group analyses were conducted. Two passages from the GSS Manual were used; the GSS1 and the GSS2. The order of the passages was randomly assigned for each participant, but no single passage was repeated for any participant to prevent any effects of repeated exposure to passages. There were two conditions: baseline condition and HP/LP sequence condition. The baseline condition consisted of the presentation of questions in the standard order as indicated in the GSS manual. Each subject was exposed to both conditions during the experiment. To assess any order effects in the presentation of the two conditions, the order of these conditions were randomly assigned such that 50% of the participants received the baseline condition first, followed by the HP/LP sequence condition, and 50% of the participants received the HP/LP sequence condition first, followed by the baseline condition. In addition, the presentation of the two passages was randomly assigned. Thirteen participants received the following presentation of conditions: Baseline (GSS1) followed by the HP/LP sequence (GSS2). Thirteen of the participants were exposed to baseline (GSS2) followed by the HP/LP sequence (GSS1). Thirteen of the participants received the HP/LP sequence (GSS1) first, followed by baseline (GSS2). Thirteen of the participants received the HP/LP sequence (GSS2) first, followed by baseline (GSS1) (see Figure 1, p. 40, for details). Each condition was presented one time to each participant, for a total of two conditions. 31 Independent Variable The independent variable was the order of the suggestible and nonsuggestible questions (e.g., baseline condition, HP/LP). The baseline condition consisted of presenting a total of 20 questions following the standard order as indicated in the GSS: 1 non-suggestible question followed by 3 suggestible questions. The HP/LP sequence consisted of the presentation of 5 non-suggestible questions first, before presenting 15 suggestible questions. Non-suggestible questions were defined as questions that did not suggest an answer, that contained information regarding the passage, and that required an answer that could be given based on the passage previously presented. Suggestible questions were defined as questions that suggested an answer that did not match the information previously provided in the passages. Dependent Variable The dependent variable in this study was (a) the response to the suggestible and non-suggestible questions (b) the change in responses as determined by the Shift score, and (c) the overall suggestibility of the participant as determined by the Total Suggestibility score. During the first round of questioning, answers that indicated the acceptance of the suggestion for the 15 suggestible questions were scored as one Yield 1 point Answers that did not indicate acceptance of the suggestion provided in the suggestible questions were scored as zero points. Zero points were given for the non-suggestible questions regardless of their correctness as indicated in the GSS manual. The range of scores for Yield 1 was 0 to 15. During the second round of questioning, answers to the same set of 20 questions were scored as Yield 2 and were scored in the same way as Yield 1. The total possible scores for Yield 2 also ranged from 0 to 15. Shift scores were obtained by comparing all 20 answers for Yield 1 and all 20 answers for Yield 2. One point 32 was given for any changes in the responses between the 20 answers for Yield 1 and the 20 answers for Yield 2. Shift scores ranged from 0 to 20. The overall suggestibility consisted of the total score obtained by adding the participants’ first responses Yield 1 and Shift scores. The range of scores for Total Suggestibility was 0 to 35 (see GSS Scoring section for more details). Data were collected through direct observation for all participants. Interobserver Agreement and Procedural Integrity All research assistants received training prior to the study and served as the interviewers in the study. During training, research assistants were taught to define the dependent variables, to collect data using the GSS scoring sheet questionnaires, and to act in a formal manner (firm) towards the participants at all times during the study. A formal manner was defined as the interviewer delivering instructions in a neutral tone, interacting with the participant only when indicated, and only asking questions to the participants as indicated in the protocol or when needing clarifications on the responses given by the participant. After the training, all research assistants were evaluated to reach a criterion to be allowed to deliver the conditions in the study. The criterion was defined as the interviewer delivering the correct question sequences and maintaining a formal manner 100% of the time on three consecutive training sessions. The percentage for each session was calculated by adding the total number of questions required in the specific sequence divided by the total number of questions presented in a formal manner and in the correct sequence. Research assistants received feedback after each trial and at the end of each training session. If performance fell below 80%, the procedures were clarified and the research assistants were retrained as needed. 33 All sessions were recorded using a video camera to ensure the research assistants’ facial expressions remain neutral throughout each session. The correct implementation of the various procedures was assessed throughout the study through the use of a procedural integrity checklist (see Appendix B). This checklist was completed for 50% of the videotaped sessions for all participants. Procedure integrity for all participants was 99.35% and ranged from 94% to 100%. To assess interobserver agreement, a second research assistant watched the videotaped sessions and completed the same GSS questionnaires. Both of these questionnaires were compared on a question-by-question basis, and the number of agreements was divided by the number of agreements plus disagreements, and multiplied by 100. Interobserver agreement was conducted for 100% of sessions in the study and agreement was 95.5%, ranging from 89% to 100%. Procedures Participants read and signed the video consent and informed consent form prior to beginning the study and were asked to self-report any hearing difficulties or any known memory impairments. Participants were informed that the experiment was about memory recall. They listened to a short story read by the experimenter and were asked to recall as much information about it as they could, via open-ended recall. The immediate recall of information was scored with a 1 for correct information, with ½ a point for partially correct information, and a 0 for incorrect information as standardized on the GSS. After immediately recalling information from the passage, participants were instructed to engage in an unrelated activity for 20 minutes (i.e., “You can now take a 20 min break; here is a tablet with some games for you to play during this time”). After this 20-min period elapsed, participants were asked a set of 20 questions in the condition assigned: 34 the baseline condition and the HP/LP sequence condition. These procedures were repeated for each passage. Each participant completed a total of two passages with accompanying questionnaires. Each session lasted between 1 hour to 1.5 hours and all participants completed both passages in one session. In addition, all participants were debriefed immediately after completing the required session in order to address any negative impact of the feedback used during session, and the deception about the purpose of the study. Baseline Condition During the baseline condition, the questions were presented in the standard order as indicated in the GSS manual: one non-suggestible question followed by three suggestible questions. Research assistants collected data on the participants’ responses on the respective scoring sheet. After the participants had answered the set of 20 questions, the research assistant delivered negative feedback, which consisted of telling the participants that they made a lot of errors, and for this reason, they were required to answer the same set of questions again. In addition, the research assistants instructed the participants to try to be more accurate during the second round questions. It is important to mention that the same negative feedback was provided to all participants regardless of their performance. In addition, the second round of questions was presented in the same order as the first for that condition. The participants’ responses to the same set of 20 questions for a second time were scored as indicated in the GSS manual. There was a total of one presentation of the baseline condition for each participant and this condition was approximately 30 minutes long. 35 Experimental Conditions One experimental condition was evaluated in this study. The procedures used in this condition were the same as those in baseline but the order in which the questions were presented differed. In the HP/LP sequence condition, the questions were presented in the following order: 5 non-suggestible questions followed by 15 suggestible questions. Research assistants recorded the responses to the questions in the condition presented in the corresponding questionnaire. The sets of questions addressed information provided in the passages and information not provided in the passages. After the first answer to the set of questions, participants received negative feedback regardless of the correctness of their responses. All 20 questions were presented for a second time following the same order in which they were initially presented. There was a total of one presentation of the HP/LP sequence condition per participant, and this condition was approximately 30 minutes long. GSS Scoring Scoring was based on the guidelines provided by GSS manual. The participants were required to listen to a short story and then recall the story they heard. A score of 1 was given for correct responses; a score of ½ was given for partially correct responses, and a score of 0 for incorrect. The maximum score for the free recall of ideas was 40. The first answer for each of the 20 questions was recorded under Answers Yield 1, and a score of one Yield 1 point was given for answers that indicated the acceptance of the suggestible questions (i.e., yes, two, I think so, yeah). The total possible score for Yield 1 was 0 to 15. The same set of 20 questions and the same scoring system was used to obtain Yield 2 scores. The second answer for each of the 20 questions was recorded under Answers Yield 2. Change in responses to any of the 20 questions, during the second round of the 36 same set of 20 questions was scored as Shift. Shift scores ranged from 0 to 20. The Total Suggestibility score was obtained by adding the sum of Yield 1 and Shift. The range of scores for Total Suggestibility was 0 to 35 (0 to 15 for Yield 1, plus 0 to 20 for Shift). Once the experiment session was completed, all subjects were thanked for participating in the study and instructed not to discuss the experiment with other students. They were also debriefed immediately after the completion of the study. CHAPTER 4: DATA ANALYSIS Graphical and Statistical Analyses Graphic and statistical analyses were conducted for the study (see Figure 1, p. 40, for graphic analyses). The data for each participant were analyzed individually and as a group. Dependent sample t-tests were conducted to determine if there was a statistical difference between baseline and the HP/LP sequence condition for Yield 1, Yield 2, Shift, and Total Suggestibility scores for all participants. Dependent sample t-tests were also conducted to compare differences between Yield 1 and Yield 2 for baseline and for the HP/LP sequence condition. A one-way ANOVA was conducted to determine if there was a statistical differences between baseline and the HP/LP sequence condition between those that received the HP/LP sequence condition first, and those that received baseline first. A two-way ANOVA was also conducted to indicate if there was a statistical difference between the following groups: baseline (GSS1)/HP/LP Sequence (GSS2), baseline (GSS2)/ HP/LP sequence (GSS1), HP/LP sequence (GSS1)/ baseline (GSS2), and HP/LP Sequence (GSS2)/ baseline (GSS1). An alpha level of .05 was used for all statistical analyses conducted. The means and standard deviations for responses to the suggestible and non-suggestible questions as measured on the GSS manual can be seen in Table 1 (p. 40). A bar graph can be seen in Figure 2 (p. 41), which indicates the mean scores for both baseline and the HP/LP sequence conditions. CHAPTER 5: RESULTS AND DISCUSSION The purpose of this study was to examine the effects of HP/LP sequences on a measure of interrogative suggestibility. It was hypothesized that presenting questions following the HP/LP sequence would increase suggestibility on standardized measures when compared to the standard sequence of questions. A graphic analysis indicated that for 32 of the participants, Yield 1 scores were higher in the HP/LP sequence condition when compared to the baseline condition. Thus, 62% of the participants were more suggestible to the questioning procedures during the first round of questioning (Yield 1) in the HP/LP sequence condition than during baseline. Results also indicated that this effect differed across subjects with 30% of the participants scoring lower in the HP/LP sequence condition for Yield 1, and 8% of the participants scoring the same for Yield 1 in the HP/LP sequence condition when compared to the baseline condition. These results suggest that other individual variables may be responsible for these differences (see Figure 1, p. 40). A graphic analysis also indicated that there was a small difference in the participant’s first responses to the questions (Yield 1) between the HP/LP sequence condition and baseline (see Figure 2, p. 41, for more details). Thus, participants responded significantly higher to the suggestible questions in the HP/LP sequence condition than in the baseline condition. A t-test revealed a significant difference between the mean Yield 1 scores for the HP/LP sequence condition (M = 7.02, SD = 4.12) and the baseline condition (M = 6.21, SD = 3.32), t (51) = -2.07, p < .05, d = 0.29. It was also hypothesized that presenting questions following the HP/LP sequence would increase the participants’ total suggestibility scores, thus, affecting also Yield 2 and Shift; however, results show no statistical difference between the baseline 39 condition and the HP/LP sequence condition for Yield 2, Shift, or total suggestibility scores. A t-test revealed a significant difference between the mean scores of Yield 1 (M = 6.21, SD = 3.32) and Yield 2 (M = 8.06, SD = 3.99), t (51) = -5.24, p < .05, d = 0.73 for the baseline condition. These results indicate that participants’ scored significantly higher during the second presentation of the questions, after the negative feedback was given, than in the first presentation of the same questions during baseline. A t-test also revealed a significant difference between the mean scores of Yield 1 (M = 7.02, SD = 4.12) and Yield 2 (M = 7.90, SD = 4.31), t = (51) = -2.20, p < .05, d = 0.30 for the HP/LP sequence condition. These results indicate that the participants’ response to the second presentation of the same set of questions were also significantly higher than their responses on the first presentation of the same set of questions for the HP/LP sequence condition. A one-way ANOVA showed no significant differences between those that received the baseline condition first, and those that received the HP/LP sequence condition first, indicating that the order was not a relevant variable. In addition, a two-way ANOVA was also conducted and found no significant differences between those that received baseline (GSS1)/HP/LP sequence (GSS2), those that received baseline (GSS2)/HP/LP sequence (GSS1), those that received the HP/LP sequence (GSS1)/ baseline (GSS2), and those that received the HP/LP sequence (GSS2)/ baseline (GSS1). These results suggest that the difference found between the baseline condition and the HP/LP sequence condition was due to the sequence in which the questions were presented and not to any other variables. In addition, these results suggest that the scales are parallel to each other and that the information they contain, is not a relevant factor in increasing suggestibility. No other correlations between any of the other variables showed any statistical significance. 40 Difference Between the HP/LP sequence and Baseline for Participant's Yield 1 and Yield 2 Scores 8 Change From Baseline 6 4 2 0 Yield 1 -2 Yield 2 -4 -6 -8 11 14 17 20 23 26 29 32 35 38 41 44 47 50 53 56 59 62 Participant Number Figure 1. Differences in Yield 1 and Yield 2 scores between conditions. Table 1 Means and Standard Deviations for Scores on the GSS Scales for Baseline and HP/LP Sequence Conditions Baseline Measure M HP/LP Sequence SD M SD t-test p-value Yield 1 6.21 3.32 7.02 4.12 - 0.21 *0.04 Yield 2 8.06 3.99 7.90 4.31 0.44 0.67 Shift 4.62 3.48 4.19 3.27 1.20 0.24 Yield 1-Yield 2 1.85 2.54 - 5.24 *0.00 Yield 1- Yield 2 Total Suggestibility 10.87 5.66 * P-value < 0.05. Note. M= Mean. SD= Standard Deviation. 0.89 2.90 - 2.20 *0.03 11.21 6.44 - 0.74 0.46 41 Means for Baseline and HP/LP Sequence for Participants' Responses to the Questionnaires 9 8 7 Mean 6 5 4 Yield 1 Yield 2 3 2 1 0 Baseline HP/LP Sequence Baseline Condition HP/LP Sequence Figure 2. Means for Yield 1 and Yield 2 for baseline and the HP/LP sequence. Discussion It was hypothesized that presenting questions following the HP/LP sequence would increase the participants’ suggestibility on all measures of the standardized test (Yield 1, Yield 2, Shift, and Total Suggestibility) when compared to the baseline condition. Results indicated that presenting questions following the HP/LP sequence did not significantly increase the participants’ suggestibility scores on all of the standardized measures of the test when compared to baseline. Participants’ total suggestibility scores did not differ significantly between the HP/LP sequence condition and the baseline condition. Results showed a significant difference in Yield 1 scores between the HP/LP sequence condition and the baseline condition; however, there was no significant difference between the HP/LP sequence and baseline for Yield 2 and 42 Shift respectably. Thus, participants seemed to be more suggestible to the suggestible questions during the first presentation of the questions, and provided an answer that indicated the acceptance of the suggestible stimulus when the questions followed the HP/LP sequence condition. However, the delivery of the negative feedback as indicated in the GSS manual resulted in a larger increase in suggestibility for all participants in all conditions as assessed by Yield 2. Thus, the increase in suggestibility as a result of the negative feedback was large enough for both conditions to overpower the differences resulting from the HP/LP sequence condition, affecting Yield 2, Shift, and Total Suggestibility scores. These results support previous research about the effects of negative feedback on interrogative suggestibility since the negative feedback increased all of the participants’ suggestibility scores regardless of the condition presented (Baxter & Boon, 2000; Baxter et al., 2013; Doepke et al., 2003; McGroarty & Baxter, 2007; Sparling et al., 2011). The effects obtained in this study between the HP/LP sequence condition and the baseline condition for the first responses to the questions (Yield 1) may be of importance because they show that the ordering of questions may be important for some individuals. High-probability tasks involve behaviors that are associated with a higher rate of reinforcement, before presenting low-probability tasks that are less likely to be performed because they are associated with less reinforcement (Pierce & Cheney, 2013). Since reinforcement increases the probability that a behavior will occur in the future under similar circumstances, it is possible that the participants’ correct responses were reinforcing because of their extensive history of reinforcement for correct responses to questions. This extensive history of reinforcement for correct responses to questions increases the probability that 43 people will continue to respond to low-probability questions under similar circumstances in order to contact similar reinforcement. In addition, it is also possible that the delivery of the negative feedback could have created an aversive condition that evoked responses to the questions. It seems that the negative feedback functioned as a motiving operation to provide an answer to the questions (regardless of the accuracy) in order to contact negative reinforcement through the removal of the aversive stimulus, in this case, by avoiding further negative feedback or having to answer the same question again. In addition, after the participants received negative feedback indicating that they made a number of errors, and that the questions were going to be represented, the negative feedback and the presentation of the same questions may have reduced the reinforcing effect of the responses to the non-suggestible questions observed in the first presentation of the questions (i.e. participants were less sure that they were giving correct responses). Thus, the aversive condition during the second presentation of questions may have competed with the positively reinforced responses of the first presentation of questions, affecting any differences between baseline and the HP/LP sequence condition for Yield 2, Shift, and total suggestibility scores. The present study expands the application of HP/LP sequences to contexts where compliance may not be beneficial, such as during interrogations. It also demonstrates the effects of using HP/LP sequences during interrogations on the participants’ responses to suggestible questions. However, there are some limitations to the present study. First, since the order of the questions and the presentation of the scales were randomly assigned to prevent any order effects, it was not possible to compare the suggestible questions positioned following the non-suggestible questions in the HP/LP sequence conditions and the same 44 questions in the baseline condition. Second, there were a large number of variations in the participants’ responses and yield scores, and it was not possible to assess this phenomenon on an individual level without repeated exposure to the GSS scales. Third, since only two scales are available, it was not possible to test for other sequences. Future research should address these limitations by expanding the available tools (i.e., number of standardized passages) in order to facilitate further research on interrogative suggestibility while avoiding repeated exposure to the same scales. This would allow for further examination of the variables that may influence interrogative suggestibility at an individual level. Expanding the available tools could also facilitate investigations on the effects of other sequences on interrogative suggestibility. In addition, the present study did not investigate the effects of providing other types of feedback and their effects in combination with the sequences presented. Thus, future research could focus on the effects of these sequences in the presence of different types of feedback, since HP/LP sequences are often associated with a higher rate of reinforcement. The results of this study highlight the importance of understanding the order effects of questioning. In practice it may be necessary to standardize the order of suggestible questions and limit the presence of HP/LP sequences during questioning, in order to increase accurate responding in contexts where compliance with suggestible questions may not be beneficial, such as during criminal investigations. During criminal investigations, the eyewitnesses are often questioned multiple times, but no specific questioning procedure is currently available or standardized. This allows for the possibility of presenting questions following the HP/LP sequence, if questions that can be answered based on the information the eyewitness already possesses are presented first. Therefore, more 45 studies need to be conducted in order to develop an accurate method to prevent these sequences from being used during interrogations. REFERENCES REFERENCES Austin, J., & Agar, G. (2005). 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APPENDICES APPENDIX A: INFORMED CONSENT 54 VIDEO AND CONSENT FORM You are invited to participate in a study conducted by Dr. Marianne Jackson and Grecia Argelia Mendoza from California State University Fresno. We hope to learn more about memory processes in this study and you were selected as a possible participant in this study because we are interested in understanding more about these processes in typical adults. If you decide to participate, we will require you to attend a total of one session. You will be read two short stories and you will be asked to recall everything you can about them. You will then be given two 20minute breaks during the session, although you must stay in the research room. An I-pad will be available for you to use during the two 20-minute breaks provided. You will then be asked to answer questions about the stories. The study will take place over the course of one session for a maximum of two hours per session. It is important to be aware that this session will be recorded. The risk of participation include: you may not like being in a room for a complete period of two hours, you may not like being recorded, and may be tired at the end of the session. If you decide to participate in the study, you will obtain up to 3 extra credit points after you complete the required session for the study. We cannot guarantee, however that you will receive any benefits from this study. Any information that is obtained in connection with this study and that can identified you will remain confidential and will be disclosed only with your permission or as required by law. All video recordings will be deleted once the study is completed. Your decision of participating or not in the study will not prejudice your future relations with California State University, Fresno. If you decide to participate, you are free to withdraw your consent and to discontinue participation at any time without penalty. The Committee on the Protection of Human Subjects at California State University, Fresno has reviewed and approved the present research. If you have any questions, please ask us. If you have any additional questions later, Dr. Marianne Jackson ([email protected]) will be happy to answer them. Questions regarding the rights of research subjects may be directed to Constance Jones, Chair, CSUF Committee on the Protection of Human Subjects, (559) 278-4468. You will be given a copy of this form to keep. YOU ARE MAKING THE DECISION OF WHETHER OR NOT TO PARTICIPATE IN THIS STUDY. YOUR SIGNATURE INDICATES THAT YOU HAVE DECIDED TO PARTICIPATE AND THAT YOU HAVE READ AND UNDERSTAND THE INFORMATION PROVIDED ABOVE. _________________________________ _________________ Signature Date ____________________________________________________ Name of Participant APPENDIX B: PROCEDURES INTEGRITY 56 Procedures Integrity: Primary RA: ______________________ 2nd RA (IOA): ___________________________ Participant ID # _________________ Part 1 Script b Read first assigned story at the correct standard speed c. Defined as reading the assigned paragraph without pausing after each sentence for more than 5 seconds. Only interacted with the participant to read the story Part 2 (After reading the story) Asked for immediate recall after reading the story. o Said Script d o Recorded responses Informed the participant that he/she could now take a break but could not leave the room during the break (script e.) Provided the participant with an I-pad and magazines to use during the 20minute break After the 20-minute break, removed the tablet and informed the participant that he/she was going to ask some questions about the story. Said script f Asked the set of questions in the correct assigned order Only interacted with the participant to ask questions in the correct assigned order, and to request clarifications Did not move to the next question until the participant responded to the question asked Scored each answer in the correct scoring section After obtaining answers for the first set of questions, he/she told the participant script g Represented the same set of questions Did not move to the next question until the participant responded to the question asked Only interacted with the participant to ask questions in the correct assigned order, and to request clarifications Scored each answer in the correct scoring section Repeated procedures for second story
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