UNIVERSIDADE DE SÃO PAULO Faculdade de Economia, Administração e Contabilidade Departamento de Administração Pós Graduação em Administração Gestão de Riscos Ambientais na Cadeia de Suprimentos Antonio Carlos Braz EAD5961 – Gestão de Operações Sustentáveis Professores: Adriana Marotti Mello Paulo Tromboni S. Nascimento 23/06/2016 Managing supplier sustainability risks in a dynamically changing environment— Sustainable supplier management in the chemical industry Autores: Kai Foerstl , Carsten Reuter , Evi Hartmann Constantin Blome Journal of Purchasing & Supply Management 16 (2010) 118–130 Autores Kai Foerstl Prof. Dr. Kai Först Professor für Supply Chain Management und Logistik Akademischer Direktor M.Sc. in Management – Handelslogistik German Graduate School of Management and Law gGmbH Este artigo foi citado 152 vezes publicado em Março 2010 Artigo mais citado 221 vezes no Google Scholar, publicado em Abril 2010: Quando escreveu o artigo era: a Ph.D. candidate at the European Business School in Wiesbaden, Germany. Scopus Documents: 13 Citations: 302 total citations by 235 documents H index: 8 Autores Carsten Reuter Fraunhofer Center for Applied Research on Supply Chain Services SCS, Nordost park 93,90411 Nuremberg, Germany Quando escreveu o artigo era: a Ph.D. candidate at the European Business School in Wiesbaden, Germany Não tem perfil no Google Scopus: Documents: 5 Citations: 229 total citations by 187 documents h-index: 5 Autores Evi Hartmann Professor of logistics at the Friedrich-Alexander University in Erlangen-Nurenberg, Germany. Her primary research interests include services supply management, global sourcing and environmental supply chain management. Não tem perfil no Google Scopus: Documents:42 Citations: 790 total citations by 678 documents h-index: 15 Autores Constantin Blome Assistant professor for sourcing in emerging markets at the European Business School in OestrichWinkel, Germany. His primary research activities are in the areas of risk management in supply chains, focusing on the supply side and emerging markets; performance measurement in procurement; and the economy of public procurement. Não tem perfil no Google Scopus: Documents: 23 Citations: 462 total citations by 373 documents h-index: 11 Artigo • • • • Citado 152 vezes – Google Scholar Citado 57 vezes no web of Science Citado 45 vezes no scopus Publicado em edição especial do Journal: • Special Issue of Best Papers of the 18th Annual IPSERA Conference 2009 • IPSERA, the International Purchasing and Supply, Education and Research Association, is a unique multi-disciplinary network offering researchers, practitioners and educators a platform for development and extension of knowledge concerning Purchasing and Supply Management. The Annual Conference allows the exchange of most recent research developments in an inspiring scientific and social environment with contributions from academics in any field that is concerned with the understanding of Purchasing and Supply Management. Web of Science Antecedentes/Descendentes Antecedentes:75 Descendentes: 66 Journal Journal of Purchasing & Supply Management Editor: ELSEVIER SCI LTD, THE BOULEVARD, LANGFORD LANE, KIDLINGTON, OXFORD OX5 1GB, OXON, ENGLAN URL: http://www.journals.elsevier.com/journal-of-purchasing-and-supply-management Journal Metrics • 2 years Impact Factor (JCR): 2.562 (2015) • 5-Year Impact Factor (JCR): 3.395 (2015) • Categoria JCR Management: 39/192 (2015) era 90/168 em 2011 • • SCImago Journal Rank (SJR): 2.359 Categoria SJR Business Management: 63/1368 • About Source Normalized Impact per Paper (SNIP) 1.661 Created by Professor Henk Moed at CTWS, University of Leiden, Source Normalized Impact per Paper (SNIP) measures contextual citation impact by weighting citations based on the total number of citations in a subject field. The impact of a single citation is given higher value in subject areas where citations are less likely, and vice versa • Qualis Capes: Não encontrado Journal • Journal of Supply Chain Management • http://onlinelibrary-wiley-com.ez67.periodicos.capes.gov.br/journal/10.1111/(ISSN)1745-493X • O outro Artigo mais citado 221 vezes no Google Scholar, publicado em Abril 2010: Reuter et al(2010) - Sustainable global supplier management: the role of dynamic capabilities in achieving Competitive. utilizou os mesmos estudos de caso, porém 4 e não 5 empresas • • © Wiley Periodicals, Inc. • • • • Edited By: Lisa Ellram, Craig Carter, and Chad Autry, Co-Editors-in-Chief; Lutz Kaufmann, European Editor; Thomas Callarman and Xiande Zhao, Asian CoEditors JCR Impact Factor: 4.571 Journal Citation Reports © Ranking: 2015: 10/192 (Management) Online ISSN: 1745-493X Resumo Objetivo Varying definitions and interpretations of sustainability standards have become aExplora majorcomo concern for purchasing supply management (PSM). As the as funções de Gestão de and Compras e foremost interface to identificam, an increasingly supply base, PSM plays an Fornecimento (PSM), avaliam global e important roledeinsustentabilidade the mitigationdooffornecedor sustainability-related risks. By conducting tratam o risco e elaboram purchasing a integração da gestão de riscos da responsible and supplier management, the risk of corporate sustentabilidade de gestão reputational damagenotoprocesso the buying firm,do caused by supplier misconduct, can be avoided. However,fornecedor. resources for effective risk- mitigation are limited and the applicability of supply risk assessment and supplier assessment methods have not been evaluated for sustainability. In this paper, we explore how leading PSM functions identify, assess, and treat supplier sustainability risks and elaborate on the integration of sustainability risk management in supplier management processes. Based on the findings from a multiple case study in the chemical industry and by drawing on the dynamic capabilities view (DCV), we propose that mature and sustainable supplier management capabilities are a source of competitive advantage in terms of lower exposure to reputational risks and enhanced operational performance. Resumo Metodologia Varying definitions and interpretations of sustainability standards have become a major concern for purchasing and supply management (PSM). As the Múltiplo estudo de caso na indústria química , utilizando a visão de capacidades foremost interface to an increasingly global para supply base,as PSM plays an dinâmica, que são as competências chave utilizadas modificar posições important role in theprazo mitigation of sustainability-related risks. Byvantagem conducting competitivas de curto que podem ser utilizados para construir uma responsible and supplier the risk of corporate competitiva apurchasing longo prazo. Paper: DYNAMICmanagement, CAPABILITIES AND STRATEGIC reputational damage the buying caused by supplier MANAGEMENT. (Teece,to Pisano & Shuenfirm, 1997 - Hot paper: Scopusmisconduct, 8.242, Googlecan be 25.122 e WOS 5.516)resources for effective risk- mitigation are limited and the avoided. However, applicability of supply risk assessment and supplier assessment methods have not been evaluated for sustainability. In this paper, we explore how leading PSM functions identify, assess, and treat supplier sustainability risks and elaborate on the integration of sustainability risk management in supplier management processes. Based on the findings from a multiple case study in the chemical industry and by drawing on the dynamic capabilities view (DCV), we propose that mature and sustainable supplier management capabilities are a source of competitive advantage in terms of lower exposure to reputational risks and enhanced operational performance. Resumo Resultados/ contribuição Varying definitions and interpretations of sustainability standards have become a major concern for purchasing and supply management (PSM). As the foremost interface to an increasingly global supply base, PSM plays an Contribuição/resultados: propomosofque as capacidades de risks. By conducting important role in the mitigation sustainability-related gestão de fornecedores maduros e sustentáveis são uma fonte responsible purchasing and supplier management, the risk of corporate de vantagem competitiva em termos de menor exposição a reputational damage to the buying firm, caused by supplier misconduct, can be riscos de reputação e reforçam o desempenho operacional avoided. However, resources for effective risk- mitigation are limited and the applicability of supply risk assessment and supplier assessment methods have not been evaluated for sustainability. In this paper, we explore how leading PSM functions identify, assess, and treat supplier sustainability risks and elaborate on the integration of sustainability risk management in supplier management processes. Based on the findings from a multiple case study in the chemical industry and by drawing on the dynamic capabilities view (DCV), we propose that mature and sustainable supplier management capabilities are a source of competitive advantage in terms of lower exposure to reputational risks and enhanced operational performance. Introdução Perguntas de Pesquisa Thus, the following research questions shall be addressed in our research: 1. How do firms configure sustainable supplier risk management processes in congruence with dynamically changing sustainability requirements? 2. How can supplier sustainability risk mitigation strategies and processes be a source of competitive advantage to the buying firm? In order to approach these questions, we ground our research in the supply chain risk management framework by Ritchie and Brindley (2007). This 1-Comoenables as empresas processo de gestão de risco doto fornecedor framework us toconfiguram integrateothe established approaches supply chain em congruência os requerimentos sustentabilidade mudando risksustentável management with our com research interest in de sustainability-related risks in dinamicamente? supply management. The overall notion of the framework is that a firm that adopts and invests in strategies for managing supply risks will do better than 2-Como podem as estratégias e processos de mitigação de risco da sustentabilidade firms that neglect the of risks faced in competitiva their selected management do fornecedor sertype uma fonte de vantagem para risk as empresas strategy (see Fig. 1). We adopt this notion to our research interest of supplier compradoras? sustainability risk management (see Fig. 2). The dynamic capabilities view (DCV) of the firm suggests that the ability of a function to contribute to competitive advantage depends on the fit of its strategy and processes to the external environment of the firm (Eisenhardt and Martin, 2000; Teece et al., 1997). Introdução Framework utilizado Thus, the following research questions shall be addressed in our research: 1. How do firms configure sustainable supplier risk management processes in congruence with dynamically changing sustain- ability requirements? 2. How can supplier sustainability risk mitigation strategies and processes be a source of competitive advantage to the buying firm? In order to approach these questions, we ground our research in the supply chain risk management framework by Ritchie and Brindley (2007). This framework enables us to integrate the established approaches to supply chain risk management with our research interest in sustainability-related risks in supply management. The overall notion of the framework is that a firm that adopts and invests in strategies for managing supply risks will do better than firms neglect type of risks faced in their selected riskdemanagement Parathat abordar estasthe questões, fundamenta a investigação no modelo gestão de strategy Fig.de1). We adopt de thisRitchie notion to our research interest supplier riscos da(see cadeia fornecimento e Brindley (2007). Este modeloofpermite sustainability risk management 2).deThe view integrar as abordagens estabelecidas(see para Fig. gestão riscosdynamic da cadeiacapabilities de suprimentos comthe o nosso pesquisas sobre osofriscos relacionados com a (DCV) of firminteresse suggestsemthat the ability a function to contribute to sustentabilidade gestão deits suprimentos. competitive advantage depends onnathe fit of strategy and processes to the external environment of the firm (Eisenhardt and Martin, 2000; Teece et al., 1997). Modelo conceitual de Pesquisa de Gestão risco da sustentabilidade do fornecedor Framework utilizado depara desenvolvimento das propostas e Framework de pesquisa Extendido Metodologia Justificativas de ter utilizado o múltiplo estudo de caso An inductive multiple case study approach was selected in order to explore how companies manage sustainability-related supplier risks. This approach Uma abordagem de múltiplofor estudo caso indutiva foi selecionada, pelas seguintes:on how appeared to be adequate thedefollowing four reasons: (1) research pesquisa sobre como empresas tratam ossupplier riscos de fornecedores relacionados à firms(1) account for sustainability-related risks in their purchasing sustentabilidade em sua organização de compras ainda estão em uma fase exploratória; organization an exploratory (Basu and Palazzo, complexos, 2008); (2)que case (2) estudo is de still caso in é bem adequado parastage a investigação de fenômenos study well-suited for investigating complex phenomena, which nãoresearch podem ser is esclarecidos , por exemplo, por surveys, pois que permite ao pesquisador interagir o informante, aproveitar as múltiplas fontes de informação, cannot be com illuminated by, efor example, surveys alone, since it levando allows athe casos ricostoem informação researcher interact with the informant and to draw on multiple sources of (3) As definições de sustentabilidade ecológica, social, e ambiental divergem na literatura e information, leading to information-rich (Crane, 1999;deYin, 2009);o(3) na prática. Assim, é necessário clarificar a fimcases de explicar a validade conteúdo, quethe definitions ofabordado ecological, anddasenvironmental sustainability diverge in poderia ser melhorsocial, no decurso entrevistas; (4) a triangulação de dados de várias fontes permite uma melhor mitigação viés de for literature and practice. Hence, clarification is required in order to do account desejabilidade é inerente ao tema em questão. Uma visão geral de medidas (4) content validity, social, whichque could be addressed best in the course of interviews; para resolver as preocupações quanto à validade e confiabilidade durante todo o curso de the nossa triangulation data from pesquisa é of apresentado na multiple Tabela 1. sources allows for a better mitigation of the social desirability bias which is inherent in the topic at stake (Crane 1999). An overview of measures to address the concerns regarding validity and reliability throughout the course of our research is provided in Table 1. Metodologia Justificativa para a seleção da amostra The list of potential case companies was further shortened by making the listing in either the Dow Jones Sustainability Group Index (DJSI) or the FTSE4Good (Lopez et al., 2007), a selection criterion. In order to yield a sample with homogenous antecedents for the development of CSR initiatives, we only included firms from Central Europe, which had previously experienced serious environmental or social incidents in the 1980s or 1990s. Ultimately, the purchasing executives of the top ten European chemical companies, in terms of annual sales revenue, were approached via email and follow-up Para que calls fossem estudados casos onde gestão sustentável fosse de altaten, relevância, o telephone (Howard et al., 1999; Dula and Hak, 2008). Out of these five firms critério seleção foiinescolher as empresas que participassem dos índices Dow Jones agreed to de participate our study and provided access to purchasing executives and Sustainability Group Index (DJSI) ou FTSE4 Good, da Europa Central que passaram por archival data under the condition of anonymity. The profile of the case companies and compractice graves impactos socioambientais nas décadas de 1980 ou 1990. A theiracidentes sustainability is provided in the Appendix. Unidade de caso definida foi a função PSM.August and November The collection of primary data proceeded in two phases between A coleta de dados primários foi realizada em 2 fases entre Agosto e Novembro de 2008. 2008. Case Selection The sampling frame was developed based on the extant literature and preliminary expert interviews. For the purpose of gaining in-depth insights into advanced practices which would lay ground for the generation of hypotheses, the notion of Gerring (2007) was followed and the extreme case selection technique was employed with the PSM function as the unit of analysis. Metodologia Critério de Cientificidade Confiabilidade e Validade Análise dos Dados Respondendo a Q1 e Ob. In general, we could observe that the sustainability risks assessed are dependent on the kind of external stakeholder pressure exerted on the firm. However, the method which is applied to assess sustainability risks is independent of the kind of risks identified by top-management and purchasing management. We find support for this result in the literature. Murillo-Luna et al. (2008) conclude that managers do not differentiate their response to sustainability pressure according to the stakeholder group exerting pressure on them. Hence, we formulate our first proposition: Proposition 1. The initial development of sustainability risk assessment is based on the perceived stakeholder pressure, but the chosen risk assessment method is independent of the pursued sustainability dimension. O desenvolvimento inicial da avaliação de risco da sustentabilidade é baseado na pressão percebida do stakeholder. Mas o método de avaliação de risco é independente da dimensão de sustentabilidade perseguida. Análise dos Dados Respondendo a Q1 Análise dos Dados Respondendo a Q1 e Ob Furthermore, it provides a baseline measure for continuous development of a supplier on the percentage scale and allows detecting paths for further development necessities of the supply base. In line with prior literature (e.g., Krause et al., 2007), the following proposition is formulated: Proposition 2a. Supplier sustainability risk assessment enables an effective sustainability risk mitigation response. Orange, Blue, Red, and Yellow acknowledged deficiencies in the initial identification of sustainability risks. These companies recently continued to broaden their sustainability risk assessment to actively address stakeholder pressure for the initially neglected sustainability risk in supplier management processes. A avaliação de risco de sustentabilidade do fornecedor possibilita uma resposta efetiva de mitigação de risco da sustentabilidade Análise dos Dados Respondendo a Q1 e Ob As suggested by DCV literature, Black was able to leverage its ecological supplier risk management capabilities to the context of social supplier risk management due to the build-up of excess capacity (Prahalad and Hamel,1990; Eisenhardt and Martin, 2000; Zollo and Winter,2002). Thus,we conclude that the necessary sustainable supplier risk management processes are built on limited content breadth,before broadening the content scope towards a more holistic embracement of the sustainability concept. Thus,we propose: Proposition 2b. The initial configuration and deployment of supplier sustainability risk management capabilities is valuable in building excess capacity, which enables firms to broaden the scope of their sustainability risk management processes. A configuração inicial e implantação de recursos de gerenciamento de risco de sustentabilidade do fornecedor é útil na construção de excesso de capacidade, que permite às empresas ampliar o escopo de seus processos de gestão de risco de sustentabilidade. Análise dos Dados Respondendo Q2 e Ob They are important for screening potential new suppliers and preventing noncompliant suppliers to enter the supply base, thereby reducing the firm’s risk exposure (Tang, 2006). In line with arguments from DCV, we conclude that the value-creating (damage preventing) strategies necessary to counteract external pressure must be executed more rigorously than competitors in order to stay ahead of the competition (Eisenhardt and Martin 2000; Teece et al., 1997). In the context of supplier selection, development and phase-out as risk mitigation strategies, we propose: Proposition3a. The ability of sustainable supplier selection, development and phase-out strategies to mitigate sustainability risks depends on the rigor with which they are applied. A capacidade de seleção, desenvolvimento e estratégias de eliminação do fornecedor sustentável para mitigar os riscos de sustentabilidade depende do rigor com que são aplicados. Análise dos Dados Respondendo a Q2 e Ob In harmony with Proposition 3a, we ground our proposition in the DCV of the firm, according to which the decisive factor about the value and idiosyncrasy of a capability stems from the astuteness in how they are combined and applied (Eisenhardt and Martin, 2000; Peteraf, 1993). Thus, we formulate: Proposition 3b. The ability of sustainable supplier assessment and development capabilities to mitigate sustainability risks depends on the astuteness with which they are created and applied. A capacidade de avaliação de fornecedores sustentáveis e desenvolvimento das capacidades para mitigar os riscos de sustentabilidade depende da astúcia com que são criadas e aplicadas Análise dos Dados Respondendo Q2 e Ob Pursuing the first path allows organizations to avoid risky or non-compliant suppliers from entering the supply base. Thus, a more profound supplier sustainability riskavaliação assessment capability provides firms with superior resourcecapacidades de de risco de sustentabilidade picking capabilities 2001; Peteraf, 1993) permitem a seleção (Makadok, eficaz de fornecedores, levando à and prevents reputational redução to do risco, que constitui uma fonte vantagem damage the buying firm caused by de non-compliant suppliers entering the competitiva. supply base. Hence, we postulate: Proposition 4a. Sustainability risk assessment capabilities allow for effective supplier selection, leading to risk reduction, which constitutes a source of competitive advantage. ‘‘In most procurement situations, a supplier phase-out, result- ing from deficient standards, is not an option, as this would further enhance dependency on the remaining suppliers in that market. By sustainable supplier development, we foster competition among our suppliers.’’ Análise dos Dados Respondendo a Q2 e Ob We conclude that SSD has positive performance implications beyond risk reduction, thus supplier development rather than supplier phase-out, should be pursued. Thus, we formulate the following proposition: Proposition 4b. Beyond the reduction of supplier sustainability risks, sustainable supplier development has a positive effect on operational performance and hence competitive advantage. Além da redução dos riscos de sustentabilidade do fornecedor o desenvolvimento de fornecedor sustentável tem um efeito positivo sobre o desempenho operacional e portanto sobre a vantagem competitiva,. Análise dos Dados Respondendo a Q1, Q2 e Ob A cooperative and structured relationship with NGOs leads to mutual exchange and progression of the buying firm’s knowledge. This cooperative approach with pressure groups enables the PSM function to respond more effectively to new requirements and supplier misconduct (Eisenhardt and Martin, 2000). Specific examples are the adaptation of supplier risk assessment criteria, audit cycles, and audit contents. In terms of DCV, cooperation with NGOs allows the Sob a presença de estímulo risk dinâmico do stakeholder, a capacidade de resposta adaptation of sustainability management processes to take place sooner, externarigorously tem um efeito a identificação de risco de sustentabilidade, os more andpositivo more sobre astutely than competitors. Hence, external processos de avaliação e mitigação, que por sua vez afetam os resultados de responsiveness is a major ingredient of dynamic SSM capabilities and will be desempenho do risco de sustentabilidade. rewarded with competitive advantage. This leads to our final proposition: Proposition 5. Under the presence of dynamic stakeholder stimulus, external responsiveness has a positive effect on sustainability risk identification, assessment and mitigation processes, which in turn affect sustainability risk performance outcomes. Análise dos Dados Relação do Framework com as proposições, criando a etapa Capacidade de resposta Externa na P5 Conclusão Contribuição In this paper, we have studied how firms address the challenge of meeting their stakeholders’ sustainability demands across their supply base in a resourceeffective manner, while effectively managing the risk of corporate reputational damage, which could potentially be caused by supplier non-adherence to sustainability standards. The contribution of this paper is threefold. First, we analyze how PSM functions configure their supplier sustainability risk assessment processes in order to effectively prioritize resources and know-how for effective management and development of a sustainable supply base. Secondly, we provide insights on the performance outcomes of these undertakings. Thirdly, we elaborate on how firms organize supplier sustainability risk management processes in order to respond to dynamic A contribuição destepressure artigo for é tríplice. Em primeiro lugar, analisa changes in external sustainability. como funções PSM configuram seus processos de avaliação de risco de sustentabilidade do fornecedor, a fim de priorizar eficazmente os recursos e know-how para a gestão eficaz e desenvolvimento de uma base de fornecimento sustentável. Em segundo lugar, fornece informações sobre o desempenho dos resultados destas empresas. Em terceiro lugar, elabora sobre como as empresas organizam processos de gestão de risco de sustentabilidade do fornecedor, a fim de responder às mudanças dinâmicas da pressão externa para a sustentabilidade. Conclusão Oportunidade de Pesquisa To conclude, we would like to point to potential areas for further research. In the context of the cases presented here, the probability of supplier nonadherence to sustainability standards is measured in terms of item specification, resulting production process, geographic location and the supplier self-assessment. These findings may be specific to the chemical industry. Hence, further research is needed to elaborate and test whether the sustainability risk assessment method presented here is valuable in different industry settings. Apontaram para áreas potenciais para futuras pesquisas. No contexto dos casos aqui apresentados, a probabilidade de não adesão do fornecedor a padrões de sustentabilidade é medido em termos de especificação de item, resultando processo de produção, localização geográfica e da auto-avaliação de fornecedores. Estas conclusões podem ser específicas para a indústria química. Por isso, é necessária mais investigação para elaborar e testar se o método de avaliação de risco de sustentabilidade apresentado aqui é aplicado em diferentes configurações da indústria. Questões Questões?? O artigo atingiu seu objetivo? Objetivo: Explora como as funções de Gestão de Compras e Fornecimento (PSM), identificam, avaliam e tratam o risco de sustentabilidade do fornecedor e elaboram a integração da gestão de riscos da sustentabilidade no processo de gestão do fornecedor. Entendo que atingiu parcialmente pois as propostas focaram muito na gestão e processo da empresa compradora e não nos processos dos fornecedores. As perguntas foram respondidas? 1-Como as empresas configuram o processo de gestão de risco do fornecedor sustentável em congruência com os requerimentos de sustentabilidade mudando dinamicamente? R1: P1, P2a, P2b 2-Como podem as estratégias e processos de mitigação de risco da sustentabilidade do fornecedor ser uma fonte de vantagem competitiva para as empresas compradoras? R: R2: P3a, P3b, P4a, P4b e P5
© Copyright 2026 Paperzz